SEC NEWS DIGEST Issue 2003-32 February 19, 2003 RULES AND RELATED MATTERS DEFINITION OF TERMS IN AND SPECIFIC EXEMPTIONS FOR BANKS, SAVINGS ASSOCIATIONS, AND SAVINGS BANKS; ORDER EXTENDING TEMPORARY EXEMPTION OF BANKS, SAVINGS ASSOCIATIONS, AND SAVINGS BANKS FROM THE DEFINITION OF "DEALER" The Commission has issued rules amending definitions of terms used in a bank exception to the definition of "dealer" in Section 3(a)(5) of the Securities Exchange Act of 1934, amending an exemption for banks from the definition of dealer for certain de minimis riskless principal transactions, adding a new exemption from broker-dealer registration for certain bank securities lending transactions, and extending an exemption from rescission liability for contracts entered into by banks in a dealer capacity for a transition period until March 31, 2005. The Commission also issued an order to extend until Sept. 30, 2003, an exemption from the definition of "dealer" for banks, savings associations, and savings banks that was to have expired on Feb. 10, 2003. The extension will give banks time to conform their securities transactions to the dealer provisions of the Gramm-Leach-Bliley Act and the implementing rules adopted by the Commission. (Rels. 34-47364; 34- 47366) ENFORCEMENT PROCEEDINGS SCOTTSDALE MAN INDICTED IN $44 MILLION FRAUD CASE On Feb. 7, a federal grand jury indicted Robert R. Dillie, a 47 year-old resident of Fountain Hills, Arizona, on 193 counts of wire fraud, money laundering and transacting in proceeds from a criminal activity, in connection with a Ponzi scheme that took millions of dollars from mostly elderly investors. The indictment, premised upon conduct identified in a Commission action, alleged that between January 1997 and Oct. 12, 2001, Dillie's company, Mid-America Foundation, Inc., fraudulently raised at least $52.9 million through the sale of Charitable Gift Annuities; he had represented to investors that their funds would go into stocks, bonds and money market accounts. Dillie is accused of diverting $19.2 million of the monies raised to a hidden account that afforded him a luxurious lifestyle, including gambling away at least $10.2 million in Las Vegas, buying a $1.6 million Las Vegas home and a $52,000 Mercedes-Benz. Besides gambling money away, Dillie also wrote himself checks for over $600,000. Previously, on Dec. 20, 2001, the Commission brought emergency litigation before Judge James A. Teilborg of the United States District Court for the District of Arizona (Phoenix Division), seeking a temporary restraining order against defendants Dillie, Mid-America and relief defendant Mid- America Financial Group to halt the ongoing fraudulent scheme. At that time, the Court granted the TRO, and in addition, ordered an asset freeze and the appointment of a receiver. On June 4, 2002, Judge Teilborg granted the Commission's request for a judgment by default against the defendants and a relief defendant. The Court's order permanently enjoined Dillie and Mid-America from future violations of the antifraud provisions of the federal securities laws and directed Dillie and Mid-America to pay disgorgement, plus prejudgment interest, and a civil penalty in amounts to be determined at a later date upon the Commission's application to the Court. [U.S. v. Robert R. Dillie, USDC, District of Arizona, Criminal Action No. 03-CR- 115-ALL]; [SEC v. Robert R. Dillie and Mid-America Foundation, Inc., Defendants, and Mid-America Financial Group, Inc., Relief Defendant, USDC, District of Arizona, Phoenix Division, Civil Action No. CV-01-2493- PHX-JAT] (LR-17986) COMMISSION SETTLES WITH DEFENDANTS IN "FLYING CAR" SCHEME On Feb. 12, the Commission filed a civil fraud action against Paul S. Moller (Moller) and Moller International, Inc. (Moller International) in connection with a fraudulent unregistered stock offering and the filing of a fraudulent registration statement with the Commission. The Commission's complaint alleges Moller International, a California company, and Moller began selling the unregistered shares of stock directly to the public via the Internet raising approximately $5.1 million from more than 500 investors nationwide. The company was supposedly engaged in the development of a revolutionary personal aircraft, dubbed "the Skycar" that would allow a person to travel at speeds over 400 miles-per-hour above roadways for about the same price as a luxury automobile. Moller, age 64, the company's founder, chief executive office and president, made false and misleading statements about the company's imminent listing on the NYSE and the Nasdaq Stock Market, the projected value of company shares after such listing, and the prospect for Skycar sales and revenue. The company also filed a fraudulent registration statement with the Commission that exaggerated the true scope of patents the company held for the Skycar. In its complaint, the Commission alleged that the defendants violated the antifraud and the registration provisions of the federal securities laws. Simultaneously with the filing of its action, the Commission announced that each of the Defendants had agreed to a settlement in which they consented to the entry of a permanent injunction and Moller agreed to pay a civil penalty in the amount of $50,000. [SEC v. Moller International, Inc. and Paul S. Moller, Defendants, USDC, Eastern District of California, Sacramento Division, Civil Action No. 2:03-CV- 261 (WBS) DAD] (LR-17987) HOLDING COMPANY ACT RELEASES KEYSPAN CORPORATION, ET AL. A supplemental order has been issued clarifying and replacing certain conditions set forth in the Commission's order issued Nov. 8, 2000, which authorizes certain financing transactions and certain intrasystem transactions. (Rel. 35-27651) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE The Depository Trust Company filed a proposed rule change (SR-DTC-2003- 02) to clarify that DTC will only honor requests for withdrawal of certificates submitted by its participants and not by the issuer of the securities. Publication of the proposal is expected in the Federal Register during the week of Feb. 17. (Rel. 34-47365) DELISTING GRANTED An order has been issued granting the application of the Boston Stock Exchange to strike from listing and registration the Common Stock, $.001 par value, of Frisby Technologies, Inc., effective at the opening of business on Feb. 17. (Rel. 34-47371) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 QT 5 INC, 5655 LINDERO CANYON ROAD, SUITE 120, WESTLAKE VILLAGE, CA, 91362, (866) 508-8378 - 1,700,000 ($2,890,000.00) Equity, (File 333-103208 - Feb. 14) (BR. 09) S-8 AIRTRAN HOLDINGS INC, 9955 AIRTRAN BLVD, ORLANDO, FL, 32827, 4072515600 - 5,000,000 ($30,690,000.00) Equity, (File 333-103209 - Feb. 14) (BR. 05) S-3 CHASE MANHATTAN BANK USA, 802 DELAWARE AVE, 13TH FLOOR, WILMINGTON, DE, 19801, 3025755033 - 1 ($1,000,000.00) Equity, (File 333-103210 - Feb. 14) (BR. 05) S-4 GREAT LAKES BANCORP INC, 2421 MAIN STREET, BUFFALO, NY, 14214, 7169611900 - 0 ($17,595,325.00) Equity, (File 333-103211 - Feb. 14) (BR. ) SB-2 LAM PHARMACEUTICAL CORP, 800 SHEPPARD AVENUE WEST, TORONTO, A6, 00000, 4166333004 - 0 ($383,293.00) Equity, (File 333-103212 - Feb. 14) (BR. 01) S-8 WEST COAST REALTY INVESTORS INC, 5933 W CENTURY BLVD, 9TH FLOOR, LOS ANGELES, CA, 90045-5454, 3106700800 - 150,000 ($1,617,000.00) Equity, (File 333-103213 - Feb. 14) (BR. 08) S-8 MERCURY INTERACTIVE CORPORATION, 4088225200 - 0 ($144,765,514.00) Equity, (File 333-103214 - Feb. 14) (BR. 03) SB-2 IGAMES ENTERTAINMENT INC, 301 YAMATO RD, STE 3131, BOCA RATON, FL, 33431, 561 995 0075 - 3,920,000 ($3,724,000.00) Equity, (File 333-103215 - Feb. 14) (BR. 03) S-3 MONMOUTH REAL ESTATE INVESTMENT CORP, 3499 ROUTE 9 N, SUITE 3-C, JUNIPER BUSINESS PLAZA, FREEHOLD, NJ, 07728, 7325779996 - 0 ($20,000,000.00) Equity, (File 333-103216 - Feb. 14) (BR. 08) S-8 COMTEX NEWS NETWORK INC, 4900 SEMINARY RD STE 800, ALEXANDRIA, VA, 22311, 703-820-2000 - 648,065 ($103,690.40) Equity, (File 333-103217 - Feb. 14) (BR. 07) S-8 CITIZENS SOUTH BANKING CORP, 245 WEST MAIN STREET, GASTONIA, NC, 28053, 7048685200 - 1 ($1.00) Equity, (File 333-103218 - Feb. 14) (BR. 07) S-8 STRATTEC SECURITY CORP, 3333 WEST GOOD HOPE ROAD, MILWAUKEE, WI, 53209, 4142473333 - 0 ($19,424,000.00) Equity, (File 333-103219 - Feb. 14) (BR. 05) S-8 DENNYS CORP, 203 E MAIN ST, SPARTANBURG, SC, 29319, 8645978000 - 3,200,000 ($1,968,000.00) Equity, (File 333-103220 - Feb. 14) (BR. 05) S-8 FTS APPAREL INC, ONE OXFORD VALLEY, SUITE 810, LANGHORNE, PA, 19047, 215-741-5883 - 1,900,000 ($209,000.00) Equity, (File 333-103221 - Feb. 14) (BR. 02) S-8 RANDGOLD RESOURCES LTD, 011-44-1534-735-333 - 2,930,130 ($43,951,950.00) Equity, (File 333-103222 - Feb. 14) (BR. 04) SB-2 CIRTRAN CORP, 4125 SOUTH 6000 WEST, WEST VALLEY CITY, UT, 84128, 8019635112 - 127,562,500 ($5,102,500.00) Equity, (File 333-103223 - Feb. 14) (BR. 36) S-8 J BIRD MUSIC GROUP LTD, 396 DASSBURY ROAD, SUITE 301, WILTON, CT, 06897, 2037619393 - 1,475,000 ($280,250.00) Equity, (File 333-103224 - Feb. 14) (BR. 09) S-1 LEVITT CORP, 0 ($100,000,000.00) Equity, (File 333-103225 - Feb. 14) (BR. ) S-8 AUGRID OF NEVADA INC, 24200 CHAGRIN BLVD, STE 10, BEACHWOOD, OH, 44122, 7025921816 - 5,500,000 ($165,000.00) Equity, (File 333-103226 - Feb. 14) (BR. 09) S-3 WIRE ONE TECHNOLOGIES INC, 225 LONG AVENUE, HILLSIDE, NJ, 07205, 8054828277 - 4,208,834 ($7,365,460.00) Equity, (File 333-103227 - Feb. 14) (BR. 36) S-8 ULTRATECH STEPPER INC, 3050 ZANKER RD, SAN JOSE, CA, 95134, 4083218835 - 0 ($9,955,968.00) Equity, (File 333-103228 - Feb. 14) (BR. 36) S-8 PLUMAS BANCORP, 35 S LINDEN AVENUE, QUINCY, CA, 95971, 5302837305 - 500,000 ($7,950,000.00) Equity, (File 333-103229 - Feb. 14) (BR. 09) S-3 ONYX SOFTWARE CORP/WA, 3180 139TH AVENUE SE, SUITE 500, BELLEVUE, WA, 98005-4081, 4254518060 - 795,000 ($846,675.00) Equity, (File 333-103230 - Feb. 14) (BR. 03) S-3 SIGA TECHNOLOGIES INC, 420 LEXINGTON AVE, SUITE 620, NEW YORK, NY, 10170, 2126729100 - 3,913,966 ($5,029,446.31) Equity, (File 333-103231 - Feb. 14) (BR. 01) S-8 PICCADILLY CAFETERIAS INC, P O BOX 2467, BATON ROUGE, LA, 70821, 2252939440 - 250,000 ($272,500.00) Equity, (File 333-103232 - Feb. 14) (BR. 05) S-8 PC TEL INC, 70 RIO ROBLES, 408-383-0452, SAN JOSE, CA, 95134, 4089652100 - 0 ($6,401,500.00) Equity, (File 333-103233 - Feb. 14) (BR. 03) S-3 3M CO, 3M CENTER, BLDG. 220-11W-02, ST PAUL, MN, 55144-1000, 6517332204 - 639,000 ($545,546,250.00) Debt Convertible into Equity, (File 333-103234 - Feb. 14) (BR. 06) S-8 LANNETT CO INC, 9000 STATE RD, PHILADELPHIA, PA, 19136, 2153339000 - 750,000 ($13,222,500.00) Equity, (File 333-103235 - Feb. 14) (BR. 01) S-8 LANNETT CO INC, 9000 STATE RD, PHILADELPHIA, PA, 19136, 2153339000 - 750,000 ($13,222,500.00) Equity, (File 333-103236 - Feb. 14) (BR. 01) SB-2 CITIZENS FIRST CORP, 1805 CAMPBELL LANE, BOWLING GREEN, KY, 42104, 2703930700 - 0 ($10,000,000.00) Equity, (File 333-103238 - Feb. 14) (BR. 07) S-8 AGILE SOFTWARE CORP, ONE ALMADEN BOULEVARD, SAN JOSE, CA, 95113, 4089753900 - 0 ($42,951,040.12) Equity, (File 333-103239 - Feb. 14) (BR. 03) S-3 SAXON ASSET SECURITIES CO, 4880 COX ROAD SUITE 100, GLEN ALLEN, VA, 23060, 8049677400 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-103240 - Feb. 14) (BR. 05) S-3 DIGITAL VIDEO SYSTEMS INC, 1731 TECHNOLOGY DRIVE, SUITE 810, SAN JOSE, CA, 95110, 6506258200 - 961,128 ($1,816,531.92) Equity, (File 333-103241 - Feb. 14) (BR. 36) S-8 MERCANTILE BANK CORP, 5650 BYRON CENTER AVENUE S. W., WYOMING, MI, 49509, 616 406-3777 - 65,000 ($1,587,300.00) Equity, (File 333-103242 - Feb. 14) (BR. 07) S-8 DIGITAL VIDEO SYSTEMS INC, 1731 TECHNOLOGY DRIVE, SUITE 810, SAN JOSE, CA, 95110, 6506258200 - 1,417,342 ($2,678,776.38) Equity, (File 333-103243 - Feb. 14) (BR. 36) S-3 ONYX ACCEPTANCE FINANCIAL CORP, 27051 TOWNE CENTER DR, STE 200, FOOTHILL, CA, 92610, 9494653500 - 0 ($1,000,000.00) Other, (File 333-103244 - Feb. 14) (BR. 05) S-8 ABIOMED INC, 33 CHERRY HILL DR, DANVERS, MA, 01923, 5087775410 - 0 ($5,586,000.00) Equity, (File 333-103245 - Feb. 14) (BR. 36) S-8 PAVING STONE CORP, 1760 NW 22ND CT, POMPANO BEACH, FL, 33069, 9549713235X211 - 1,890,000 ($875,000.00) Equity, (File 333-103246 - Feb. 14) (BR. 08) S-8 ACTIVCARD CORP, 6623 DUMBARTON CIRCLE, FREMONT, CA, 94555, 5105710100 - 0 ($73,131,984.00) Equity, (File 333-103247 - Feb. 14) (BR. 03) S-8 KNOLOGY INC, 1241 O G SKINNER DRIVE, WEST POINT, GA, 31833, 7066458553 - 20,000,000 ($37,400,000.00) Equity, (File 333-103248 - Feb. 14) (BR. 37) S-4 SEACOAST FINANCIAL SERVICES CORP, ONE COMPASS PLACE, NEW BEDFORD, MA, 02740, 5089846000 - 0 ($69,802,660.00) Equity, (File 333-103249 - Feb. 14) (BR. 07) S-8 CADENCE DESIGN SYSTEMS INC, 2655 SEELY ROAD BLDG 5, SAN JOSE, CA, 95134, 4089431234 - 1,500,000 ($14,160,000.00) Equity, (File 333-103250 - Feb. 14) (BR. 03) SB-2 CANON TRUST FILM CORP, 2951 28TH STREET, SUITE 2015, SANTA MONICA, CA, 90405, 3104522202 - 0 ($5,000,000.00) Equity, (File 333-103251 - Feb. 14) (BR. ) S-8 DEAN FOODS CO/, 2515 MCKINNEY AVENUE LB 30, SUITE 1200, DALLAS, TX, 75201, 2143033400 - 0 ($521,251,718.40) Equity, (File 333-103252 - Feb. 14) (BR. 04) S-8 IVOICE COM INC /DE, 750 HIGHWAY 34, 210 SOUTH FOURTH AVE, MATAWAN, NJ, 07747, 7324417700 - 35,000,000 ($35,000.00) Other, (File 333-103253 - Feb. 14) (BR. 03) S-4 AMERISOURCEBERGEN CORP, 1300 MORRIS DRIVE, SUITE 100, CHESTERBROOK, PA, 19087-5594, 6107277000 - 0 ($300,000,000.00) Equity, (File 333-103254 - Feb. 14) (BR. 01) S-8 PRIME RATE INCOME & DIVIDEND ENTERPRISES INC, 2525 FIFTEENTH STREET, SUITE 3H, DENVER, C0, 80211, 3034805037 - 0 ($202,500.00) Equity, (File 333-103255 - Feb. 14) (BR. 08) S-4 INTERCHANGE FINANCIAL SERVICES CORP /NJ/, PARK 80 WEST PLAZA TWO, ATTN INTERCHANGE STATE BANK, SADDLE BROOK, NJ, 07662, 2017032265 - 2,949,719 ($53,362,424.00) Equity, (File 333-103256 - Feb. 14) (BR. 07) S-3 NUVELO INC, 670 ALMANOR AVE, SUNNYVALE, CA, 94085, 4085248100 - 329,368 ($253,613.36) Equity, (File 333-103257 - Feb. 14) (BR. 01) S-1 XCEL ENERGY INC, 800 NICOLLET MALL, MINNEAPOLIS, MN, 55402, 6123305500 - 0 ($278,592,100.00) Non-Convertible Debt, (File 333-103258 - Feb. 14) (BR. 02) S-8 WHISPERING OAKS INTERNATIONAL INC, 30211 AVENIDA BANDERAS, STE 201, RANCHO SANTA MARGARI, CA, 92688, 9498886616 - 0 ($2,250,000.00) Equity, (File 333-103259 - Feb. 14) (BR. 36) S-1 IMMUNE RESPONSE CORP, 5935 DARWIN COURT, CARLSBAD, CA, 92008, 6194317080 - 0 ($23,924,391.00) Other, (File 333-103260 - Feb. 14) (BR. 01) S-8 HILB ROGAL & HAMILTON CO /VA/, THE HILB, ROGAL AND HAMILTON BUILDING, 4951 LAKE BROOK DRIVE, SUITE 500, GLEN ALLEN, VA, 23060, 8047476500 - 50,000,000 ($50,000,000.00) Other, (File 333-103262 - Feb. 14) (BR. 01) S-4 OWENS ILLINOIS GROUP INC, ONE SEAGATE, TOLEDO, OH, 43666, 4192475000 - 0 ($625,000,000.00) Non-Convertible Debt, (File 333-103263 - Feb. 14) (BR. 06) S-1 IPC ACQUISITION CORP, 88 PINE ST., NEW YORK, NY, 10005, 2128259060 - 0 ($1.00) Non-Convertible Debt, (File 333-103264 - Feb. 18) (BR. 37) S-8 BAUER PARTNERSHIP INC, 8012569600 - 0 ($150,000.00) Equity, (File 333-103265 - Feb. 18) (BR. 09) S-8 CERTEGY INC, 555 NORTH POINT CENTRE EAST, SUITE 300, ALPHARETTA, GA, 30022, 6788678000 - 10,000,000 ($10,000,000.00) Other, (File 333-103266 - Feb. 18) (BR. 37) S-3 FERRELLGAS PARTNERS L P, ONE LIBERTY PLAZA, LIBERTY, MO, 64068, 8167921600 - 0 ($500,000,000.00) Unallocated (Universal) Shelf, (File 333-103267 - Feb. 18) (BR. 02) S-1 INVERESK RESEARCH GROUP INC, 11000 WESTON PARKWAY, SUITE 100, CARY, NC, 27513, 9194609005 - 0 ($206,329,840.00) Equity, (File 333-103269 - Feb. 18) (BR. 01) S-8 ANIXTER INTERNATIONAL INC, 4711 GOLF RD, SKOKIE, IL, 60076, 8477152568 - 2,500,000 ($58,087,500.00) Equity, (File 333-103270 - Feb. 18) (BR. 36) S-8 CENTILLIUM COMMUNICATIONS INC, 47211 LAKEVIEW BLVD, FREMONT, CA, 94538, 5107713700 - 2,467,161 ($7,991,310.99) Equity, (File 333-103271 - Feb. 18) (BR. 37) S-8 KAIRE HOLDINGS INC, 7348 BELLAIRE, NORTH HOLLYWOOD, CA, 91605, 8182554996 - 0 ($577,467.00) Equity, (File 333-103272 - Feb. 18) (BR. 01) S-8 SALANT CORP, 1114 AVE OF THE AMERICAS, 36TH FLOOR, NEW YORK, NY, 10036, 2122217500 - 1,111,111 ($9,811,110.00) Equity, (File 333-103273 - Feb. 18) (BR. 02) S-8 THINKPATH INC, 55 UNIVERSITY AVE STE 505, TORONTO, ONTARIO, CANADA, M5J 2H7, 4163648800 - 4,000,000 ($68,000.00) Other, (File 333-103274 - Feb. 18) (BR. 03) S-4 LABORATORY CORP OF AMERICA HOLDINGS, 358 S MAIN ST, BURLINGTON, NC, 27215, 3362291127 - 0 ($350,000,000.00) Non-Convertible Debt, (File 333-103275 - Feb. 18) (BR. 01) S-8 ISTA PHARMACEUTICALS INC, 15279 ALTON PARKWAY 100, IRVINE, CA, 92618, 9497886000 - 0 ($12,928,600.00) Equity, (File 333-103276 - Feb. 18) (BR. 01) S-8 RAYMOND JAMES FINANCIAL INC, 880 CARILLON PKWY, P O BOX 12749, ST PETERSBURG, FL, 33716, 727-567-1000 - 1,125,000 ($28,282,500.00) Equity, (File 333-103277 - Feb. 18) (BR. 07) S-8 MISSION COMMUNITY BANCORP, 581 HIGUERA STREET, SAN LUIS OBISPO, CA, 93401, 8057825000 - 0 ($2,408,400.00) Equity, (File 333-103278 - Feb. 18) (BR. 07) S-8 ISTA PHARMACEUTICALS INC, 15279 ALTON PARKWAY 100, IRVINE, CA, 92618, 9497886000 - 0 ($2,368,105.00) Equity, (File 333-103279 - Feb. 18) (BR. 01) S-8 RAYMOND JAMES FINANCIAL INC, 880 CARILLON PKWY, P O BOX 12749, ST PETERSBURG, FL, 33716, 727-567-1000 - 1,500,000 ($37,710,000.00) Equity, (File 333-103280 - Feb. 18) (BR. 07) S-8 ISTA PHARMACEUTICALS INC, 15279 ALTON PARKWAY 100, IRVINE, CA, 92618, 9497886000 - 0 ($203,600.00) Equity, (File 333-103281 - Feb. 18) (BR. 01) S-3 VIRAGE LOGIC CORP, 47100 BAYSIDE PARKWAY, FREMONT, CA, 94538, 5103608000 - 77,500 ($403,000.00) Equity, (File 333-103282 - Feb. 18) (BR. 36) SB-2 SURGILIGHT INC, 12001 SCIENCE DRIVE, SUITE 140, ORLANDO, FL, 32826, 4074824555 - 3,472,222 ($1,041,666.00) Equity, (File 333-103284 - Feb. 18) (BR. 09) S-3 CONCUR TECHNOLOGIES INC, 6222 185TH AVE NE, REDMOND, WA, 98052, 4257028808 - 4,695,288 ($18,405,528.96) Equity, (File 333-103285 - Feb. 18) (BR. 03) S-8 ROANOKE TECHNOLOGY CORP, 539 BECKER DRIVE, ROANOKE RAPIDS, NC, 27870, 2525379222 - 8,000,000 ($80,000.00) Equity, (File 333-103286 - Feb. 18) (BR. 08) S-3 O CHARLEYS INC, 3038 SIDCO DR, NASHVILLE, TN, 37204, 6152568500 - 941,176 ($19,985,872.36) Equity, (File 333-103287 - Feb. 18) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ---------------------------------------------------------------------------------- 1 800 CONTACTS INC DE X X 01/30/03 ACME COMMUNICATIONS INC DE X X 02/14/03 ADEPT TECHNOLOGY INC DE X 02/11/03 ADVISORY BOARD CO DE X X 02/14/03 AFFILIATED COMPUTER SERVICES INC DE X X 02/14/03 AKSYS LTD DE X X 02/12/03 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE X 02/13/03 ALLIANCE CAPITAL MANAGEMENT L P DE X 02/13/03 ALLIED PRODUCTS CORP /DE/ DE X X 01/01/03 ALPHANET SOLUTIONS INC NJ X X 02/14/03 AMERICA WEST HOLDINGS CORP DE X X X 02/10/03 AMERICAN COMMUNITY PROPERTIES TRUST MD X 01/23/03 AMERIMMUNE PHARMACEUTICALS INC CO X X 02/13/03 AMES NATIONAL CORP IA X 02/14/03 ANALYTICAL SURVEYS INC CO X 12/14/03 APA OPTICS INC /MN/ MN X 02/14/03 ASV INC /MN/ MN X X 02/13/03 ATCHISON CASTING CORP KS X X 02/14/03 AURA SYSTEMS INC DE X 02/28/03 AMEND AXSYS TECHNOLOGIES INC DE X X 02/14/03 AXTION FOODS INC X 02/14/02 BARRA INC /CA DE X 02/12/03 BEA SYSTEMS INC DE X X 02/04/03 BEAZER HOMES USA INC DE X X 02/14/03 BMC SOFTWARE INC DE X 11/20/02 AMEND BRIO SOFTWARE INC DE X 02/14/03 CABOT OIL & GAS CORP DE X X 02/13/03 CALPINE CORP DE X X 02/13/03 CCFNB BANCORP INC PA X X 02/14/03 CERBCO INC DE X 12/31/02 CH2M HILL COMPANIES LTD OR X 02/14/03 CHASE FUNDING INC NY X X 12/30/03 CLARENT CORP/DE DE X X 02/12/03 CLAYTON HOMES INC DE X X 02/14/03 CLOROX CO /DE/ DE X 01/31/03 COLLAGENEX PHARMACEUTICALS INC DE X X 02/14/03 COMMONWEALTH EDISON CO IL X X 01/22/03 COMPUTER SCIENCES CORP NV X X 02/10/03 COMSHARE INC MI X X 02/14/03 CONSOLIDATED GRAPHICS INC /TX/ TX X 02/14/03 CORAUTUS GENETICS INC DE X X 02/05/03 CORRECTIONS CORP OF AMERICA MD X X 02/13/03 CROMPTON CORP DE X X 02/14/03 CRYSTALIX GROUP INTERNATIONAL INC NV X 02/14/03 CURATIVE HEALTH SERVICES INC MN X 02/14/03 CWMBS INC DE X X 01/29/03 CWMBS INC DE X X 01/29/03 DAVIDSON DIVERSIFIED REAL ESTATE II L DE X X 01/30/02 DCB FINANCIAL CORP OH X X 02/14/03 DERMA SCIENCES INC PA X 01/28/03 DICE INC DE X X 02/14/03 DR PROTEIN COM INC X X X 02/14/03 DVI RECEIVABLES CORP DE X 01/31/03 DVI RECEIVABLES CORP VIII DE X 01/31/03 EAGLE SUPPLY GROUP INC DE X X 02/14/03 EASY MONEY HOLDING CORP VA X X 02/07/03 EDIETS COM INC DE X X 02/13/03 EDO CORP NY X X 02/05/03 EMTEC INC/NJ UT X 02/14/03 ENSCO INTERNATIONAL INC DE X 02/12/03 ENSCO INTERNATIONAL INC DE X 02/14/03 ENSTAR INCOME GROWTH PROGRAM FIVE-A L GA X X 02/06/03 ENSTAR INCOME GROWTH PROGRAM FIVE-B L GA X X 02/06/03 ENSTAR INCOME GROWTH PROGRAM SIX A L GA X X 02/06/03 ENSTAR INCOME PROGRAM 1984-1 LP GA X X 02/06/03 ENSTAR INCOME PROGRAM II-2 LP GA X X 02/06/03 ENSTAR INCOME PROGRAM IV-1 LP GA X X 02/06/03 ENSTAR INCOME PROGRAM IV-2 LP GA X X 02/06/03 ENSTAR INCOME PROGRAM IV-3 L P GA X X 02/06/03 EQUITY ONE ABS INC DE X X 02/12/03 EROOMSYSTEM TECHNOLOGIES INC NV X 02/14/03 ESSENTIAL REALITY INC NV X X 02/07/03 EXIDE CORP DE X X 02/14/03 EXULT INC DE X 02/13/03 FACTUAL DATA CORP CO X X 02/14/03 FAO INC CA X X 01/31/03 AMEND FEDERAL MOGUL CORP MI X 02/13/03 FEDERAL SCREW WORKS MI X X 02/14/03 FEDERATED PREMIER INTERMEDIATE MUNICI DE X 01/31/03 FEDERATED PREMIER MUNICIPAL INCOME FU DE X 01/31/03 FEDERATED PREMIER MUNICIPAL INCOME FU DE X 01/31/03 AMEND FINGERHUT RECEIVABLES INC DE X 02/14/03 FIRST FEDERAL FINANCIAL BANCORP INC DE X 02/14/03 FIRST HORIZON ASSET SECURITIES INC DE X X 02/05/03 FIRST UNITED CORP/MD/ MD X X 02/14/03 FISHER COMMUNICATIONS INC WA X X X 02/12/03 FOX ENTERTAINMENT GROUP INC DE X X 02/14/03 FTD INC DE X 02/14/03 FULTON FINANCIAL CORP PA X X 02/04/03 AMEND G REIT INC VA X X X 01/31/03 GENESIS MICROCHIP INC /DE DE X X 02/14/03 GOLDEN STAR RESOURCES LTD X X 02/14/03 GOLF TRUST OF AMERICA INC MD X X 01/30/03 GRIFFIN LAND & NURSERIES INC DE X 02/14/03 GS MORTGAGE SECURITIES CORP MORT PAS DE X 11/21/02 HA LO INDUSTRIES INC IL X X 02/14/03 HALLIBURTON CO DE X 02/12/03 HALLIBURTON CO DE X 02/12/03 HALLMARK FINANCIAL SERVICES INC NV X 12/03/02 AMEND HARKEN ENERGY CORP DE X X 02/13/03 HARVEST NATURAL RESOURCES INC DE X X 02/14/03 HOLIDAY RV SUPERSTORES INC DE X X 02/13/03 HOME SOLUTIONS OF AMERICA INC DE X X 12/27/02 AMEND HORTON D R INC /DE/ DE X 12/31/02 HYBRIDON INC DE X 02/14/03 I3 MOBILE INC DE X X 02/13/03 IMAGISTICS INTERNATIONAL INC DE X 02/14/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X X X 01/30/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X X 01/30/03 IMH ASSETS CORP IPAC CMB TRUST SERIES DE X X X 01/30/03 IMH ASSETS CORP IPAC CMB TRUST SERIES DE X X 01/30/03 INACOM CORP DE X 01/31/03 INDIGENOUS GLOBAL DEVELOPMENT CORP UT X X 02/10/03 INDUS INTERNATIONAL INC DE X X 02/13/03 INSITUFORM EAST INC DE X 12/31/02 INTEGRATED SECURITY SYSTEMS INC DE X 12/31/02 J CREW GROUP INC NY X X 02/07/03 JACOBSON STORES INC MI X X 02/03/03 JAMESON INNS INC GA X X 02/13/03 JARDEN CORP DE X X X 02/07/03 KEITH COMPANIES INC CA X X 02/13/03 KIMCO REALTY CORP MD X 02/13/03 KOPIN CORP DE X 02/13/03 LIFE PARTNERS HOLDINGS INC TX X 02/12/03 LIFECELL CORP DE X X 01/15/03 LINCOLN NATIONAL CORP IN X 12/31/02 LITHIA MOTORS INC OR X X 02/13/03 LONGS DRUG STORES CORP MD X 02/13/02 LTX CORP MA X X 02/14/03 MAINE PUBLIC SERVICE CO ME X 12/31/02 MARITRANS INC /DE/ DE X X 02/11/03 MAY DEPARTMENT STORES CO DE X 02/13/03 MCDATA CORP DE X X 02/07/03 MEMRY CORP DE X 02/14/03 MEREDITH CORP IA X 02/14/03 MERITAGE CORP MD X X 02/13/03 METASOLV INC DE X X 02/12/03 MGP INGREDIENTS INC KS X X 02/14/03 MICRON ENVIRO SYSTEMS INC NV X 02/13/03 MID AMERICA APARTMENT COMMUNITIES INC TN X 02/14/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 02/13/03 MYERS INDUSTRIES INC OH X 02/13/03 MYERS INDUSTRIES INC OH X 02/14/03 NASH FINCH CO DE X 02/14/03 NATION ENERGY INC DE X 12/31/02 NATIONAL PENN BANCSHARES INC PA X X X 02/10/03 NATIONAL RV HOLDINGS INC DE X 02/06/03 NATIONAL STEEL CORP DE X X 02/14/03 NATURAL RESOURCE PARTNERS LP DE X 02/13/03 NAVISTAR INTERNATIONAL CORP DE X 02/14/03 NELNET STUDENT LOAN FUNDING LLC X X 02/04/03 NEOSE TECHNOLOGIES INC DE X X 02/13/03 NETMANAGE INC DE X X 02/12/03 NETWORK ENGINES INC DE X 12/27/02 AMEND NEW VALLEY CORP DE X 12/13/02 AMEND NEXTEL COMMUNICATIONS INC DE X X 02/14/03 NII HOLDINGS INC DE X X 02/12/03 NORTEL NETWORKS CORP X X 02/14/03 NORTEL NETWORKS LTD X X 02/14/03 NORTHERN STAR FINANCIAL INC MN X X 02/12/03 NUVELO INC NV X X 01/31/03 AMEND OHIO LEGACY CORP OH X X 02/12/03 OIL STATES INTERNATIONAL INC DE X X 09/23/02 OMNICARE INC DE X X 02/12/03 OMNICELL INC /CA/ CA X X 02/06/03 ONYX ACCEPTANCE CORP DE X X 02/13/03 ONYX ACCEPTANCE FINANCIAL CORP DE X X 01/30/03 PACIFIC VEGAS GLOBAL STRATEGIES INC CO X X X X X 02/14/03 PALATIN TECHNOLOGIES INC DE X 02/14/03 PDI INC DE X 02/13/03 PEOPLES BANCORP INC OH X 02/14/03 AMEND PLANETRX COM DE X X X 01/31/03 PLATINUM UNDERWRITERS HOLDINGS LTD D0 X X 12/13/03 PONTE NOSSA ACQUISITION CORP DE X X X 02/11/03 POSSIS MEDICAL INC MN X 02/11/03 PROGRESS SOFTWARE CORP /MA MA X 12/29/02 AMEND PROGRESSIVE CORP/OH/ OH X 02/14/03 PSYCHIATRIC SOLUTIONS INC DE X X 02/13/03 QAD INC DE X 11/12/02 AMEND QORUS COM INC FL X X 02/07/03 AMEND QUESTCOR PHARMACEUTICALS INC CA X X 02/11/03 RALCORP HOLDINGS INC /MO MO X X 02/14/03 RBC CENTURA BANKS INC NC X X 01/31/03 RENTECH INC /CO/ CO X X 02/14/03 RIBOZYME PHARMACEUTICALS INC CO X X 02/12/03 ROHN INDUSTRIES INC DE X X 02/14/03 RURAL METRO CORP /DE/ DE X X 02/13/03 RURBAN FINANCIAL CORP OH X X 02/13/03 SAFEGUARD HEALTH ENTERPRISES INC DE X X 01/15/03 SATCON TECHNOLOGY CORP DE X X 02/11/03 SCANSOFT INC DE X X 01/30/03 SEARS ROEBUCK ACCEPTANCE CORP DE X 02/07/03 SEMITOOL INC MT X 02/13/03 SEMOTUS SOLUTIONS INC NV X X 02/13/03 SIENA HOLDINGS INC DE X 02/13/03 SIGMA ALDRICH CORP DE X X 02/11/03 SIGNAL TECHNOLOGY CORP DE X X 02/13/03 SOLITRON DEVICES INC DE X X 02/12/03 SOMERSET HILLS BANCORP NJ X X 02/14/03 SOTHEBYS HOLDINGS INC MI X X 02/07/03 SPARTON CORP OH X X 02/14/03 STAKE TECHNOLOGY LTD X 12/04/02 AMEND STRATEGIKA INC X 02/11/03 STRUCTURED ASSET SEC CORP MORT PASS T DE X 01/30/03 STRUCTURED ASSET SECURITIES CORP MORT DE X X 12/30/03 STRUCTURED PRODUCTS CORP DE X 02/02/03 SUMMIT AMERICA TELEVISION INC /TN/ TN X X 02/13/03 SUNSHINE MINING & REFINING CO DE X X 01/31/03 SYSCOMM INTERNATIONAL CORP DE X 02/14/03 TANGRAM ENTERPRISE SOLUTIONS INC PA X X 02/13/03 TASTY BAKING CO PA X X 02/12/03 TECHNOLOGY GENERAL CORP NJ X 12/31/02 TELIK INC DE X X 02/13/03 THINKA WEIGHT LOSS CORP NV X X X X 01/30/03 TITANIUM METALS CORP DE X 02/14/03 TOWER AUTOMOTIVE INC DE X X 02/14/03 TOWER AUTOMOTIVE INC DE X 02/14/03 TRANSKARYOTIC THERAPIES INC DE X 02/11/03 TREK RESOURCES INC DE X 12/31/02 U S WIRELESS DATA INC DE X 02/14/03 UAL CORP /DE/ DE X X 02/14/03 UNITED INDUSTRIES CORP DE X X 02/12/03 UNITED PAN EUROPE COMMUNICATIONS NV X X 02/12/03 UNITEDGLOBALCOM INC DE X X 02/12/03 UNIVERSAL HEALTH REALTY INCOME TRUST MD X X 02/13/03 UNIVERSAL HEALTH SERVICES INC DE X X 02/13/03 USA TECHNOLOGIES INC PA X 02/14/03 USI HOLDINGS CORP DE X X 02/13/03 VALENTIS INC DE X X 02/14/03 VANDERBILT MORTGAGE & FINANCE INC TN X X 12/12/03 VARIAN MEDICAL SYSTEMS INC DE X X 02/14/03 VIE FINANCIAL GROUP INC DE X X 02/14/03 VISTA GOLD CORP X 02/13/03 WASHINGTON FEDERAL INC WA X 02/14/03 WASHINGTON MUTUAL MSC MORT PA THR CER DE X 01/29/03 WASHINGTON MUTUAL MSC MORT PASS THR C DE X 01/30/03 WATTS INDUSTRIES INC DE X X 02/12/03 WELLS FARGO ASSET SEC CORP MORGAGE AS DE X X 08/29/02 WESTERN WIRELESS CORP WA X X 02/13/03 WHX CORP DE X 02/12/03 WICKES INC DE X 03/01/03 WILSHIRE OIL CO OF TEXAS DE X X 02/13/03 WINMARK CORP MN X X 02/12/03 WPCS INTERNATIONAL INC DE X X 12/30/02 AMEND ZENITH NATIONAL INSURANCE CORP DE X X 02/12/03 ADVANTA EQUIPMENT LEASING RECEIVABLES NV X 02/12/03 ALASKA AIR GROUP INC DE X X 02/18/03 ALLEN TELECOM INC DE X X 02/17/03 ALLIED WASTE INDUSTRIES INC DE X 02/14/03 AMERICAN EXPRESS CENTURION BANK UT X X 02/18/03 AMERICAN EXPRESS MASTER TRUST DE X X 02/18/03 AMX CORP /TX/ TX X X 02/17/03 ANALYTICAL SURVEYS INC CO X 02/18/03 ANDREW CORP DE X X 02/18/03 ATWOOD OCEANICS INC TX X 02/18/03 AVAILENT FINANCIAL INC DE X X 12/04/02 AMEND AVAILENT FINANCIAL INC DE X X 12/04/02 AMEND BANC ONE CREDIT CARD MASTER TRUST NY X X 02/18/03 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 02/18/03 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 02/18/03 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 02/10/03 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 02/06/03 BANK ONE DELAWARE NATIONAL ASSOCIAT X 02/18/03 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 02/05/03 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 02/18/03 BECOR COMMUNICATIONS INC DE X X X X 02/06/03 CADIZ INC DE X 02/13/03 CAL DIVE INTERNATIONAL INC MN X X 02/18/03 CALLOWAYS NURSERY INC TX X 02/18/03 CAPITAL ONE FINANCIAL CORP DE X 02/18/03 CAREER EDUCATION CORP DE X X 02/17/03 CARMAX AUTO OWNER TRUST 2002-1 DE X X 01/31/03 CARMAX AUTO OWNER TRUST 2002-2 DE X X 01/31/03 CAROLINA POWER & LIGHT CO NC X 12/31/02 CASCADIA CAPITAL CORP NV X 02/14/03 AMEND CATERPILLAR FINANCIAL FUNDING CORP NV X 10/31/02 CATERPILLAR FINANCIAL FUNDING CORP NV X 10/31/02 CATERPILLAR FINANCIAL FUNDING CORP NV X 11/30/02 CATERPILLAR FINANCIAL FUNDING CORP NV X 11/30/02 CATERPILLAR FINANCIAL FUNDING CORP NV X 12/31/02 CATERPILLAR FINANCIAL FUNDING CORP NV X 12/31/02 CATERPILLAR INC DE X 02/17/03 CBRE HOLDING INC DE X X 02/17/03 CC MASTER CREDIT CARD TRUST II MD X 02/18/03 CENTRAL EUROPEAN DISTRIBUTION CORP DE X X 02/18/03 CHASE CREDIT CARD MASTER TRUST NY X X 02/18/03 CHASE CREDIT CARD MASTER TRUST NY X X 02/18/03 CHASE MANHATTAN BANK USA DE X X 02/18/03 CHASE MANHATTAN BANK USA DE X X 02/18/03 CHASE MANHATTAN MARINE OWNER TRUST 19 NY X X 02/18/03 CHASE MANHATTAN RV OWNER TRUST 1997-A DE X X 02/18/03 CHEVRONTEXACO CORP DE X 02/12/03 CIRCUIT CITY CREDIT CARD MASTER TRUST DE X X 01/31/03 CITA BIOMEDICAL INC CO X X 02/18/03 CITIZENS BANKING CORP MI X X 02/11/03 CLOROX CO /DE/ DE X 02/15/03 AMEND COAST FEDERAL LITIGATION CONTINGENT P DE X X 02/15/03 COLD METAL PRODUCTS INC NY X X 02/11/03 COMPEX TECHNOLOGIES INC MN X X 02/17/03 COMPOSITE TECHNOLOGY CORP NV X X 02/18/03 COMSTOCK RESOURCES INC NV X 02/18/03 CONCENTRA OPERATING CORP NV X 12/02/02 AMEND CURATIVE HEALTH SERVICES INC MN X X 02/18/03 DARDEN RESTAURANTS INC FL X X 02/18/03 DATATRAK INTERNATIONAL INC OH X X 02/18/03 DCB FINANCIAL CORP OH X X 02/14/03 DIAGNOSTIC PRODUCTS CORP CA X X 02/14/03 DICUT INC DE X X 01/30/02 AMEND DISCOVER CARD MASTER TRUST I DE X X 02/18/03 DISCOVER CARD MASTER TRUST I DE X 02/18/03 DIVINE INC DE X 02/18/03 DOCUMENT SCIENCES CORP DE X X 02/10/03 DOWNEY FINANCIAL CORP DE X X 01/31/03 DUKE ENERGY CORP NC X X 02/18/03 EAGLE SUPPLY GROUP INC DE X X 02/14/03 EAGLE SUPPLY GROUP INC DE X X 02/14/03 AMEND ECOLAB INC DE X X 02/18/03 EL PASO CORP/DE DE X X 02/18/03 ELECTRO SCIENTIFIC INDUSTRIES INC OR X X 02/18/03 ELECTRO SCIENTIFIC INDUSTRIES INC OR X 02/18/03 ELGIN NATIONAL INDUSTRIES INC DE X X 02/10/03 ENZON PHARMACEUTICALS INC DE X 02/18/03 EPICOR SOFTWARE CORP DE X X 02/13/03 EQUITABLE RESOURCES INC /PA/ PA X 02/14/03 EQUITY INNS INC TN X 02/13/03 EQUITY ONE ABS INC DE X X 02/13/03 EQUITY ONE INC MD X 02/18/03 FASHIONMALL COM INC DE X X 02/18/03 FEDERATED DEPARTMENT STORES INC /DE/ DE X 02/18/03 FERRELLGAS PARTNERS L P DE X X 02/18/03 FFLC BANCORP INC DE X 02/18/03 FLEET CREDIT CARD MASTER TRUST II NY X 01/18/03 FLEETBOSTON FINANCIAL CORP RI X X 01/31/03 FLORIDA POWER CORP / FL X 02/18/03 FLORIDA PROGRESS CORP FL X 12/31/02 FNANB CREDIT CARD MASTER TRUST X X 01/31/03 FNANB CREDIT CARD MASTER TRUST X X 01/31/03 FORD CREDIT AUTO RECEIVABLES TWO LLC DE X X 01/31/03 FORTUNE BRANDS INC DE X X 02/18/03 FROZEN FOOD EXPRESS INDUSTRIES INC TX X 02/18/02 GASCO ENERGY INC NV X 02/18/03 GENERAL MILLS INC DE X X 02/17/03 GREENWICH CAPITAL ACCEPTANCE INC THOR DE X 01/30/03 HAGGAR CORP NV X X 02/17/03 HARTVILLE GROUP INC NV X X X X 09/12/02 AMEND HEALTH ANTI AGING LIFESTYLE OPTIONS I UT X X 02/14/03 HEILIG MEYERS CO VA X 12/31/02 HORTON D R INC /DE/ DE X 12/31/02 HUTCHINSON TECHNOLOGY INC MN X X 02/18/03 INFOSPACE INC DE X X 02/14/03 INFOUSA INC DE X 12/03/02 AMEND INTUIT INC DE X X 01/30/03 INTUIT INC DE X 02/06/03 INVERESK RESEARCH GROUP INC DE X X 02/18/03 INVESTORS REAL ESTATE TRUST ND X 02/01/03 JAG MEDIA HOLDINGS INC NV X X X 02/14/03 JETBLUE AIRWAYS CORP DE X X 02/08/03 KENTUCKY ELECTRIC STEEL INC /DE/ DE X X 02/17/03 KEYSTONE PROPERTY TRUST MD X X 02/12/03 KNOWLEDGE FOUNDATIONS INC/DE DE X 02/17/03 LA JOLLA PHARMACEUTICAL CO DE X X 02/18/03 LABORATORY CORP OF AMERICA HOLDINGS DE X 02/18/03 LABORATORY CORP OF AMERICA HOLDINGS DE X 02/18/03 LABORATORY CORP OF AMERICA HOLDINGS DE X 02/18/03 LABORATORY CORP OF AMERICA HOLDINGS DE X 02/18/03 LE GOURMET CO INC NV X 02/14/03 LE GOURMET CO INC NV X 02/18/03 AMEND LEXINGTON PRECISION CORP DE X X 02/18/03 MBNA CORP MD X 01/31/03 MCDONALDS CORP DE X 02/12/03 METAL MANAGEMENT INC DE X X 02/18/03 METRIS RECEIVABLES INC DE X 01/31/03 METRIS RECEIVABLES INC DE X 01/31/03 METROMEDIA INTERNATIONAL GROUP INC DE X X 02/14/03 MGI PHARMA INC MN X 02/14/03 MICRONETICS WIRELESS INC DE X 03/26/02 AMEND MYLAN LABORATORIES INC PA X 02/18/03 NATIONAL STEEL CORP DE X X 02/14/03 NETWORKS ASSOCIATES INC/ DE X X 02/14/03 NIKU CORP DE X X 02/14/03 NUTRITIONAL SOURCING CORP DE X X 02/18/03 OLYMPIC RESOURCES LTD A1 X 02/13/03 ON SEMICONDUCTOR CORP DE X X 02/14/03 ORLANDO PREDATORS ENTERTAINMENT INC FL X 02/01/03 OXFORD TECHNOLOGIES INC DE X X X X 02/18/03 PARAMCO FINANCIAL GROUP INC NV X X X 01/31/03 PATINA OIL & GAS CORP DE X X 12/06/02 AMEND PETROQUEST ENERGY INC DE X X 02/18/03 PLANET ZANETT INC X 01/31/03 AMEND POLYONE CORP X X 02/14/03 PREMIER DEVELOPMENT & INVESTMENT INC NV X 02/14/03 PRIMAL SOLUTIONS INC DE X X 02/14/03 PRIME RECEIVABLES CORP DE X 02/18/03 PRIMECORE MORTGAGE TRUST INC MD X 02/13/03 PROGRESS ENERGY INC NC X 12/31/02 PROTECTION ONE INC DE X 02/14/03 PROVIDENTIAL HOLDINGS INC NV X X 02/18/03 AMEND PROVIDIAN MASTER TRUST X X 02/18/03 QUIGLEY CORP NV X 02/02/03 RELOCATE 411 COM INC / DE X 02/14/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 02/14/03 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X 02/14/03 RESIDENTIAL ASSET SECURITIES CORP DE X X 02/18/02 RICA FOODS INC NV X X 01/23/03 AMEND S1 CORP /DE/ DE X X 02/13/03 SAKS CREDIT CARD MASTER TRUST NV X X 02/17/03 SCANA CORP SC X 02/14/03 SCHNITZER STEEL INDUSTRIES INC OR X X 02/14/03 SCP POOL CORP DE X 12/31/02 SEARS CREDIT ACCOUNT MASTER TRUST II IL X X 02/18/03 SIMULA INC AZ X X 02/14/03 SINA COM X X 01/31/03 SINCLAIR BROADCAST GROUP INC MD X 02/13/03 SOLUTIA INC DE X X 01/31/03 SOUTHWEST GAS CORP CA X 02/18/03 SOUTHWESTERN ENERGY CO AR X X X 02/17/03 SOUTHWESTERN ENERGY CO AR X X 02/14/03 SOUTHWESTERN ENERGY CO AR X X 02/18/03 STAR SCIENTIFIC INC DE X X 02/18/03 STATEFED FINANCIAL CORP DE X X 02/14/03 STONE ENERGY CORP DE X X 02/18/03 SUCCESSORIES INC IL X X 02/13/03 SUNGLOBE FIBER SYSTEMS CORP NV X X 01/31/03 TENFOLD CORP /UT DE X X 02/10/03 TETRA TECH INC DE X X 02/18/03 TEXAS REGIONAL BANCSHARES INC TX X X 02/14/03 THOMAS & BETTS CORP TN X X X 02/13/03 TIMKEN CO OH X X 02/18/03 TITAN TECHNOLOGIES INC NM X 02/12/03 TOTAL ENTERTAINMENT RESTAURANT CORP DE X X 02/14/03 TRANS LUX CORP DE X X 02/13/03 TRANSACTION SYSTEMS ARCHITECTS INC DE X X 02/13/03 TRAVELSHORTS COM INC WA X X 02/14/03 TRIARC COMPANIES INC DE X 02/18/03 TRICO MARINE SERVICES INC DE X X 02/18/03 TRUSTCO BANK CORP N Y NY X 02/18/03 UNIVERSAL HEALTH REALTY INCOME TRUST MD X X 02/14/03 UNIVERSAL HEALTH SERVICES INC DE X X 02/14/03 UPBANCORP INC DE X X 02/14/03 URBANFIND INC DE X 02/17/03 VALHI INC /DE/ DE X 02/17/03 VENUS EXPLORATION INC DE X X X 01/31/03 VERSATA INC DE X X X 02/11/03 VIKING CAPITAL GROUP INC UT X X 01/31/03 VIRAGE LOGIC CORP CA X X 02/18/03 VIROPRO INC NV X X 02/11/03 WAL MART STORES INC DE X X 02/18/03 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X 02/10/03 WELLCHOICE INC DE X X 02/14/03 WEST ESSEX BANCORP INC X X 02/14/03 WEYERHAEUSER CO WA X 02/14/03 WFS RECEIVABLES CORP 3 CA X X 02/14/03 YAMAHA MOTOR RECEIVABLES CORP DE X 02/17/03 ZARLINK SEMICONDUCTOR INC X X 02/17/03