[Code of Federal Regulations]
[Title 40, Volume 6]
[Revised as of July 1, 2006]
From the U.S. Government Printing Office via GPO Access
[CITE: 40CFR60.13]

[Page 70-74]
 
                   TITLE 40--PROTECTION OF ENVIRONMENT
 
         CHAPTER I--ENVIRONMENTAL PROTECTION AGENCY (CONTINUED)
 
PART 60_STANDARDS OF PERFORMANCE FOR NEW STATIONARY SOURCES--Table of 
Contents
 
                      Subpart A_General Provisions
 
Sec.  60.13  Monitoring requirements.

    (a) For the purposes of this section, all continuous monitoring 
systems required under applicable subparts shall be subject to the 
provisions of this section upon promulgation of performance 
specifications for continuous monitoring systems under appendix B to 
this part and, if the continuous monitoring system is used to 
demonstrate compliance with emission limits on a continuous basis, 
appendix F to this part, unless otherwise specified in an applicable 
subpart or by the Administrator. Appendix F is applicable December 4, 
1987.
    (b) All continuous monitoring systems and monitoring devices shall 
be installed and operational prior to conducting performance tests under 
Sec.  60.8. Verification of operational status

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shall, as a minimum, include completion of the manufacturer's written 
requirements or recommendations for installation, operation, and 
calibration of the device.
    (c) If the owner or operator of an affected facility elects to 
submit continous opacity monitoring system (COMS) data for compliance 
with the opacity standard as provided under Sec.  60.11(e)(5), he shall 
conduct a performance evaluation of the COMS as specified in Performance 
Specification 1, appendix B, of this part before the performance test 
required under Sec.  60.8 is conducted. Otherwise, the owner or operator 
of an affected facility shall conduct a performance evaluation of the 
COMS or continuous emission monitoring system (CEMS) during any 
performance test required under Sec.  60.8 or within 30 days thereafter 
in accordance with the applicable performance specification in appendix 
B of this part, The owner or operator of an affected facility shall 
conduct COMS or CEMS performance evaluations at such other times as may 
be required by the Administrator under section 114 of the Act.
    (1) The owner or operator of an affected facility using a COMS to 
determine opacity compliance during any performance test required under 
Sec.  60.8 and as described in Sec.  60.11(e)(5) shall furnish the 
Administrator two or, upon request, more copies of a written report of 
the results of the COMS performance evaluation described in paragraph 
(c) of this section at least 10 days before the performance test 
required under Sec.  60.8 is conducted.
    (2) Except as provided in paragraph (c)(1) of this section, the 
owner or operator of an affected facility shall furnish the 
Administrator within 60 days of completion two or, upon request, more 
copies of a written report of the results of the performance evaluation.
    (d)(1) Owners and operators of a CEMS installed in accordance with 
the provisions of this part, must check the zero (or low level value 
between 0 and 20 percent of span value) and span (50 to 100 percent of 
span value) calibration drifts at least once daily in accordance with a 
written procedure. The zero and span must, as a minimum, be adjusted 
whenever either the 24-hour zero drift or the 24-hour span drift exceeds 
two times the limit of the applicable performance specification in 
appendix B of this part. The system must allow the amount of the excess 
zero and span drift to be recorded and quantified whenever specified. 
Owners and operators of a COMS installed in accordance with the 
provisions of this part, must automatically, intrinsic to the opacity 
monitor, check the zero and upscale (span) calibration drifts at least 
once daily. For a particular COMS, the acceptable range of zero and 
upscale calibration materials is as defined in the applicable version of 
PS-1 in appendix B of this part. For a COMS, the optical surfaces, 
exposed to the effluent gases, must be cleaned before performing the 
zero and upscale drift adjustments, except for systems using automatic 
zero adjustments. The optical surfaces must be cleaned when the 
cumulative automatic zero compensation exceeds 4 percent opacity.
    (2) Unless otherwise approved by the Administrator, the following 
procedures must be followed for a COMS. Minimum procedures must include 
an automated method for producing a simulated zero opacity condition and 
an upscale opacity condition using a certified neutral density filter or 
other related technique to produce a known obstruction of the light 
beam. Such procedures must provide a system check of all active analyzer 
internal optics with power or curvature, all active electronic circuitry 
including the light source and photodetector assembly, and electronic or 
electro-mechanical systems and hardware and or software used during 
normal measurement operation.
    (e) Except for system breakdowns, repairs, calibration checks, and 
zero and span adjustments required under paragraph (d) of this section, 
all continuous monitoring systems shall be in continuous operation and 
shall meet minimum frequency of operation requirements as follows:
    (1) All continuous monitoring systems referenced by paragraph (c) of 
this section for measuring opacity of emissions shall complete a minimum 
of one cycle of sampling and analyzing for each successive 10-second 
period and

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one cycle of data recording for each successive 6-minute period.
    (2) All continuous monitoring systems referenced by paragraph (c) of 
this section for measuring emissions, except opacity, shall complete a 
minimum of one cycle of operation (sampling, analyzing, and data 
recording) for each successive 15-minute period.
    (f) All continuous monitoring systems or monitoring devices shall be 
installed such that representative measurements of emissions or process 
parameters from the affected facility are obtained. Additional 
procedures for location of continuous monitoring systems contained in 
the applicable Performance Specifications of appendix B of this part 
shall be used.
    (g) When the effluents from a single affected facility or two or 
more affected facilities subject to the same emission standards are 
combined before being released to the atmosphere, the owner or operator 
may install applicable continuous monitoring systems on each effluent or 
on the combined effluent. When the affected facilities are not subject 
to the same emission standards, separate continuous monitoring systems 
shall be installed on each effluent. When the effluent from one affected 
facility is released to the atmosphere through more than one point, the 
owner or operator shall install an applicable continuous monitoring 
system on each separate effluent unless the installation of fewer 
systems is approved by the Administrator. When more than one continuous 
monitoring system is used to measure the emissions from one affected 
facility (e.g., multiple breechings, multiple outlets), the owner or 
operator shall report the results as required from each continuous 
monitoring system.
    (h) Owners or operators of all continuous monitoring systems for 
measurement of opacity shall reduce all data to 6-minute averages and 
for continuous monitoring systems other than opacity to 1-hour averages 
for time periods as defined in Sec.  60.2. Six-minute opacity averages 
shall be calculated from 36 or more data points equally spaced over each 
6-minute period. For continuous monitoring systems other than opacity, 
1-hour averages shall be computed from four or more data points equally 
spaced over each 1-hour period. Data recorded during periods of 
continuous system breakdown, repair, calibration checks, and zero and 
span adjustments shall not be included in the data averages computed 
under this paragraph. For owners and operators complying with the 
requirements in Sec.  60.7(f) (1) or (2), data averages must include any 
data recorded during periods of monitor breakdown or malfunction. An 
arithmetic or integrated average of all data may be used. The data may 
be recorded in reduced or nonreduced form (e.g., ppm pollutant and 
percent O2 or ng/J of pollutant). All excess emissions shall 
be converted into units of the standard using the applicable conversion 
procedures specified in subparts. After conversion into units of the 
standard, the data may be rounded to the same number of significant 
digits as used in the applicable subparts to specify the emission limit 
(e.g., rounded to the nearest 1 percent opacity).
    (i) After receipt and consideration of written application, the 
Administrator may approve alternatives to any monitoring procedures or 
requirements of this part including, but not limited to the following:
    (1) Alternative monitoring requirements when installation of a 
continuous monitoring system or monitoring device specified by this part 
would not provide accurate measurements due to liquid water or other 
interferences caused by substances in the effluent gases.
    (2) Alternative monitoring requirements when the affected facility 
is infrequently operated.
    (3) Alternative monitoring requirements to accommodate continuous 
monitoring systems that require additional measurements to correct for 
stack moisture conditions.
    (4) Alternative locations for installing continuous monitoring 
systems or monitoring devices when the owner or operator can demonstrate 
that installation at alternate locations will enable accurate and 
representative measurements.
    (5) Alternative methods of converting pollutant concentration 
measurements to units of the standards.
    (6) Alternative procedures for performing daily checks of zero and 
span

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drift that do not involve use of span gases or test cells.
    (7) Alternatives to the A.S.T.M. test methods or sampling procedures 
specified by any subpart.
    (8) Alternative continuous monitoring systems that do not meet the 
design or performance requirements in Performance Specification 1, 
appendix B, but adequately demonstrate a definite and consistent 
relationship between its measurements and the measurements of opacity by 
a system complying with the requirements in Performance Specification 1. 
The Administrator may require that such demonstration be performed for 
each affected facility.
    (9) Alternative monitoring requirements when the effluent from a 
single affected facility or the combined effluent from two or more 
affected facilities is released to the atmosphere through more than one 
point.
    (j) An alternative to the relative accuracy (RA) test specified in 
Performance Specification 2 of appendix B may be requested as follows:
    (1) An alternative to the reference method tests for determining RA 
is available for sources with emission rates demonstrated to be less 
than 50 percent of the applicable standard. A source owner or operator 
may petition the Administrator to waive the RA test in Section 8.4 of 
Performance Specification 2 and substitute the procedures in Section 
16.0 if the results of a performance test conducted according to the 
requirements in Sec.  60.8 of this subpart or other tests performed 
following the criteria in Sec.  60.8 demonstrate that the emission rate 
of the pollutant of interest in the units of the applicable standard is 
less than 50 percent of the applicable standard. For sources subject to 
standards expressed as control efficiency levels, a source owner or 
operator may petition the Administrator to waive the RA test and 
substitute the procedures in Section 16.0 of Performance Specification 2 
if the control device exhaust emission rate is less than 50 percent of 
the level needed to meet the control efficiency requirement. The 
alternative procedures do not apply if the continuous emission 
monitoring system is used to determine compliance continuously with the 
applicable standard. The petition to waive the RA test shall include a 
detailed description of the procedures to be applied. Included shall be 
location and procedure for conducting the alternative, the concentration 
or response levels of the alternative RA materials, and the other 
equipment checks included in the alternative procedure. The 
Administrator will review the petition for completeness and 
applicability. The determination to grant a waiver will depend on the 
intended use of the CEMS data (e.g., data collection purposes other than 
NSPS) and may require specifications more stringent than in Performance 
Specification 2 (e.g., the applicable emission limit is more stringent 
than NSPS).
    (2) The waiver of a CEMS RA test will be reviewed and may be 
rescinded at such time, following successful completion of the 
alternative RA procedure, that the CEMS data indicate that the source 
emissions are approaching the level. The criterion for reviewing the 
waiver is the collection of CEMS data showing that emissions have 
exceeded 70 percent of the applicable standard for seven, consecutive, 
averaging periods as specified by the applicable regulation(s). For 
sources subject to standards expressed as control efficiency levels, the 
criterion for reviewing the waiver is the collection of CEMS data 
showing that exhaust emissions have exceeded 70 percent of the level 
needed to meet the control efficiency requirement for seven, 
consecutive, averaging periods as specified by the applicable 
regulation(s) [e.g., Sec.  60.45(g) (2) and (3), Sec.  60.73(e), and 
Sec.  60.84(e)]. It is the responsibility of the source operator to 
maintain records and determine the level of emissions relative to the 
criterion on the waiver of RA testing. If this criterion is exceeded, 
the owner or operator must notify the Administrator within 10 days of 
such occurrence and include a description of the nature and cause of the 
increasing emissions. The Administrator will review the notification and 
may rescind the waiver and require the owner or operator to conduct a RA 
test

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of the CEMS as specified in Section 8.4 of Performance Specification 2.

[40 FR 46255, Oct. 6, 1975; 40 FR 59205, Dec. 22, 1975, as amended at 41 
FR 35185, Aug. 20, 1976; 48 FR 13326, Mar. 30, 1983; 48 FR 23610, May 
25, 1983; 48 FR 32986, July 20, 1983; 52 FR 9782, Mar. 26, 1987; 52 FR 
17555, May 11, 1987; 52 FR 21007, June 4, 1987; 64 FR 7463, Feb. 12, 
1999; 65 FR 48920, Aug. 10, 2000; 65 FR 61749, Oct. 17, 2000; 66 FR 
44980, Aug. 27, 2001; 71 FR 31102, June 1, 2006]

    Editorial Note: At 65 FR 61749, Oct. 17, 2000, Sec.  60.13 was 
amended by revising the words ``ng/J of pollutant'' to read ``ng of 
pollutant per J of heat input'' in the sixth sentence of paragraph (h). 
However, the amendment could not be incorporated because the words ``ng/
J of pollutant'' do not exist in the sixth sentence of paragraph (h).