SEC NEWS DIGEST Issue 2004-27 February 10, 2004 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - THURSDAY, FEBRUARY 19, 2004 - 10:00 A.M. The subject matter of the closed meeting scheduled for Thursday, February 19, will be: Formal orders of investigation; Institution and settlement of administrative proceedings of an enforcement nature; Institution and settlement of injunctive actions; Litigation matter; and Opinion. CHANGE IN THE MEETING: TIME CHANGE The time of the closed meeting scheduled for Wednesday, February 11, has been changed from 12:30 p.m. to 9:00 a.m. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS FORMER HEDGE FUND MANAGER EDWARD JUNG FOUND GUILTY AFTER CRIMINAL JURY TRIAL IN CASE INVOLVING $21 MILLION INVESTMENT FRAUD SCHEME On February 5, a federal criminal jury found Edward Thomas Jung guilty on 8 counts of wire fraud and two counts of securities fraud in a case brought by the U.S. Attorney for the Northern District of Illinois. According to the indictment against him, Jung was the sole manager of a hedge fund known as the Strategic Income Fund, L.L.C., and was also the controlling general partner of ETJ Partners, Ltd., a broker-dealer through which Jung traded stock options on the Chicago Board Options Exchange. The indictment had charged Jung with a fraudulent scheme that caused approximately 55 investors to lose more than $21 million. The judge set sentencing for June 4, 2004. In June of 2001, the Commission filed a civil complaint against Jung and ETJ Partners in connection with the scheme described above, charging Jung and ETJ Partners had violated the antifraud provisions of the federal securities laws. On March 14, 2002, the U.S. District Court for the Northern District of Illinois entered a final judgment order against Jung and ETJ Partners, pursuant to their consent, which enjoined Jung and ETJ Partners from further violations of the antifraud provisions of the federal securities laws. On March 28, 2002, the Commission entered an order in an administrative proceeding filed against Jung and ETJ Partners which barred Jung from association with any broker or dealer or investment adviser and which revoked ETJ Partners registration with the Commission as a broker-dealer. [U.S. v. Edward Thomas Jung, USDC, ND Ill., Case No. 03-CR-172] (LR-18570) ADDITIONS AND CORRECTIONS A summary in the February 9th issue of the Digest, concerning William R. Kerr, omitted the administrative proceeding release number and file number. They are as follows: (Rel. 34-49202; File No. 3-11394) INVESTMENT COMPANY ACT RELEASES NATIONWIDE LIFE INSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until March 10, 2004, to request a hearing on an application filed by Nationwide Life Insurance Company (Nationwide), Nationwide Variable Account II (VA-II), and Nationwide Investment Services Corporation (collectively, Applicants). Applicants seek an order pursuant to Section 6(c) of the Investment Company Act to amend prior orders of the Commission under Section 6(c) of the Act which granted exemptions from the provisions of Sections 2(a)(32), 22(c), and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder to permit the recapture of credits applied to purchase payments made under certain deferred variable annuity contracts. Applicants also request the relief under the order to extend to any current or future separate accounts of Nationwide Life Insurance Company which may in the future offer or support contracts that are substantially similar in all material respects to the contracts described in the application (Other Separate Accounts) and to any other NASD registered broker/dealers under common control with Nationwide which may in the future serve as general distributor-principal underwriter of VA-II or Other Separate Accounts that offer or support variable annuity contracts that are substantially similar in all material respects to those described in the application. (Rel. IC-26349 - February 9) HOLDING COMPANY ACT RELEASES CINERGY CORP. A notice has been issued giving interested persons until March 3, 2004, to request a hearing on a proposal filed by Cinergy Corp. (Cinergy), a registered public-utility holding company, to establish a subsidiary captive insurance company to engage in the business of insuring or reinsuring certain levels of risk for Cinergy and its associate companies. (Rel. 35-27798) ENRON CORP., ET AL. A notice has been issued giving interested persons until February 27 to request a hearing on proposals by Enron Corp. (Enron), a public utility holding company, and its subsidiaries held as of the date of this notice (Applicants). Applicants request authority for certain financing, nonutility corporate reorganizations, dividend, affiliate sales of goods and services and other transactions needed to allow the Applicants to continue their businesses as both debtors in possession in bankruptcy and non-debtors. (Rel. 35-27799) ENRON CORP., ET AL. A notice has been issued giving interested persons until February 27 to request a hearing on proposals by Enron Corp. (Enron), a public-utility holding company, and certain of Enron's subsidiaries and affiliates in the bankruptcy cases under Chapter 11 of the U.S. Code (Bankruptcy Code) in the U.S. Bankruptcy Court for the Southern District of New York (Bankruptcy Court) (together with Enron, Debtors). Enron, on its own behalf and on behalf of the other Debtors, requests an order: (i) approving the Debtors' Fifth Amended Joint Plan of Affiliated Debtors Pursuant to Chapter 11 of the Bankruptcy Code, dated Jan. 9, 2004, (Plan) under Section 11(f) of the Act; (ii) issuing a report on the Plan under Section 11(g) of the Act; and (iii) authorizing Debtors under Rules 62 and 64 to continue the Bankruptcy Court's authorized solicitation of votes of the Debtors' creditors for acceptances or rejections of the Plan and to make available to creditors a report on the Plan, as prescribed in Section 11(g) of the Act. (Rel. 35-27800) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2003-59) relating to the Exchange's obvious error rule. Publication of the proposal is expected in the Federal Register during the week of February 9. (Rel. 34-49194) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2003-08) that would allow OCC to restructure its rules applicable to delivery settlement of exercised stock options and matured stock futures. Publication of the proposal is expected in the Federal Register during the week of February 9. (Rel. 34-49208) A proposed rule change (SR-FICC-2003-05) has been filed by the Fixed Income Clearing Corporation to amend the rules of both the Government Securities Division and the Mortgage-Backed Securities Division of FICC with respect to additional account structures. Publication of the proposal is expected in the Federal Register during the week of February 9. (Rel. 34-49212) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change submitted by the Chicago Stock Exchange (SR-CHX-2002-09) adding certain Rules to the CHX Minor Rule Violation Plan. (Rel. 34-49203) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Inet Futures Exchange (SR-IFX-2004- 01) relating to its name change from the Island Futures Exchange, LLC to the Inet Futures Exchange, LLC has become effective under Section 19(b)(7) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 9. (Rel. 34-49205) A proposed rule change filed by the Pacific Exchange (SR-PCX-2004-04) to amend its Schedule of Fees and Charges to temporarily waive Market Maker fees for Market Makers that use more than one seat has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 9. (Rel. 34-49207) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 VAIL RESORTS INC, 137 BENCHMARK ROAD, C/O ANACONDA TOWER, AVON, CO, 81620, 9708452950 - 100,000,000 ($100,000,000.00) Unallocated (Universal) Shelf, (File 333-112601 - Feb. 9) (BR. 05) S-3 VAIL RESORTS INC, 137 BENCHMARK ROAD, C/O ANACONDA TOWER, AVON, CO, 81620, 9708452950 - 1,500,000 ($26,535,000.00) Equity, (File 333-112602 - Feb. 9) (BR. 05) S-1 CATSKILL LITIGATION TRUST, C/O CHRISTIANA BANK & TRUST CO, 1314 KING STREET, WILMINGTON, DE, 19801, 3028887400 - 3,693,794 ($1.00) Other, (File 333-112603 - Feb. 9) (BR. ) S-3 NORTHWEST NATURAL GAS CO, 220 NW SECOND AVE, PORTLAND, OR, 97209, 5032264211 - 0 ($200,000,000.00) Other, (File 333-112604 - Feb. 9) (BR. 02) S-8 SANMINA-SCI CORP, 2700 N FIRST ST, SAN JOSE, CA, 95134, 4089643500 - 12,000,000 ($153,660,000.00) Equity, (File 333-112605 - Feb. 9) (BR. 36) S-4 HANMI FINANCIAL CORP, 3660 WILSHIRE BLVD SUITE PH-A, LOS ANGELES, CA, 90010, 2133822200 - 7,027,916 ($121,215,629.00) Equity, (File 333-112606 - Feb. 9) (BR. 07) S-3 INSIGNIA SOLUTIONS PLC, 5103603700 - 0 ($10,065,423.00) ADRs/ADSs, (File 333-112607 - Feb. 9) (BR. 03) S-4 TELEGLOBE BERMUDA HOLDINGS LTD, PO BOX HM 1154, 10 QUEEN ST, HAMILTON BERMUDA, D0, HM EX, 4412964856 - 0 ($275,084,061.46) Equity, (File 333-112608 - Feb. 9) (BR. ) S-3 STONEPATH GROUP INC, TWO PENN CENTER PLAZA, SUITE 605, PHILADLEPHIA, PA, 19102, 4155754755 - 0 ($50,000,000.00) Equity, (File 333-112609 - Feb. 9) (BR. 08) S-3 CATAPULT COMMUNICATIONS CORP, 160 SOUTH WHISMAN ROAD, MOUNTAIN VIEW, CA, 94041, 0 ($85,531,250.00) Equity, (File 333-112610 - Feb. 9) (BR. 03) S-3 AROTECH CORP, 632 BROADWAY, STE 1200, NEW YORK, NY, 10012, 6466542107 - 17,940,350 ($33,466,886.00) Equity, (File 333-112611 - Feb. 9) (BR. 36) S-8 BANCSHARES OF FLORIDA INC, 3411 TAMIAML TRAIL NORTH SUITE 200, NAPLES, FL, 341001, 9416434646 - 400,000 ($4,000,000.00) Equity, (File 333-112612 - Feb. 9) (BR. 07) S-3 PROASSURANCE CORP, 100 BROOKWOOD PLACE, BIRMINGHAM, AL, 35209, 2058774400 - 0 ($250,000,000.00) Equity, (File 333-112613 - Feb. 9) (BR. 01) S-8 CONNETICS CORP, 3400 W BAYSHORE RD, PALO ALTO, CA, 94303, 4158432800 - 0 ($42,103,054.70) Equity, (File 333-112614 - Feb. 9) (BR. 01) S-8 LEE SARA CORP, THREE FIRST NATIONAL PLZ, STE 4600, CHICAGO, IL, 60602, 3127262600 - 0 ($316,575,000.00) Equity, (File 333-112615 - Feb. 9) (BR. 04) S-3 EBIX INC, 8475063100 - 0 ($2,942,233.00) Equity, (File 333-112616 - Feb. 9) (BR. 03) S-4 NATIONAL CITY CORP, 1900 E NINTH ST, CLEVELAND, OH, 44114, 2165752000 - 0 ($418,591,711.00) Equity, (File 333-112617 - Feb. 9) (BR. 07) N-2 FEDERATED HIGH YIELD MUNICIPAL INCOME FUND, 4,000,000 ($60,000,000.00) Equity, (File 333-112618 - Feb. 9) (BR. 22) F-3 FORBES MEDI TECH INC, 200-750 WEST PENDER STREET, VANCOUVER B C V6C 2T8, A1, 00000, 6046895899 - 7,133,750 ($35,954,100.00) Equity, (File 333-112619 - Feb. 9) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ ACL SEMICONDUCTOR INC X 02/04/04 AMEND ADMINISTAFF INC \DE\ DE X X 02/09/04 AETRIUM INC MN X X 02/05/04 ALCAN INC A6 X 11/25/03 ALLEGHENY ENERGY INC MD X 02/09/04 ALTERNATIVE LOAN TRUST MORT PASS THRO DE X X 01/26/04 ALTERNATIVE LOAN TRUST MORT PASS THRO DE X X 01/26/04 ALTERNATIVE TECHNOLOGY RESOURCES INC DE X 02/09/04 AMERI DREAM ENTERTAINMENT INC CA X 01/13/04 AMERIANA BANCORP IN X X 02/06/04 AMERICAN COAL CORP NV X 01/30/04 AMEND AMG OIL LTD NV X 02/09/04 APROPOS TECHNOLOGY INC X X 02/03/04 AQUANTIVE INC WA X 02/06/04 ASTRONICS CORP NY X 02/09/04 ATLAS AIR INC DE X X 02/06/04 ATLAS AIR WORLDWIDE HOLDINGS INC DE X X 02/06/04 AVADO BRANDS INC GA X X 02/09/04 BANC OF AMERICA ALTERNATIVE LOAN TRU NY X X 01/26/04 BANC OF AMERICA ALTERNATIVE LOAN TRU NY X X 01/26/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 01/26/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 01/26/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 01/26/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS DE X X 01/26/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY X X 01/26/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY X X 01/26/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY X X 01/26/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY X X 01/26/04 BANC OF AMERICA MORT SEC INC MORT PS DE X X 01/26/04 BANC OF AMERICA MORT SEC ALTERNATIVE DE X X 01/26/04 BANC OF AMERICA MORT SEC ALTERNATIVE DE X X 01/26/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE X X 01/26/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE X X 01/26/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE X X 01/26/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE X X 01/26/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/26/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/25/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 01/26/04 BANC OF AMERICA MORTGAGE SEC INC ALTE DE X X 01/26/04 BANC OF AMERICA MORTGAGE SEC INC ALTE DE X X 01/26/04 BANC OF AMERICA MORTGAGE SEC INC MRT DE X X 01/25/04 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 02/09/04 BANC ONE FINANCIAL SERVICES HOME EQUI NY X X 12/27/03 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 01/26/04 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 01/25/04 BANK OF GRANITE CORP DE X X 02/06/04 BAYCORP HOLDINGS LTD DE X 12/31/03 BEAR STEARNS ALT A MORT PASS THR CERT DE X X 01/26/04 BEAR STEARNS ALT A TRUST MORT PASS TH DE X X 01/26/04 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 01/25/04 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 12/25/03 BEAR STEARNS ASSET BACK SEC IRWIN WHO DE X X 01/25/04 BEAR STEARNS ASSET BACKED CERTS SER 2 DE X X 01/26/04 BELDEN & BLAKE CORP /OH/ OH X X 02/09/04 BENTHOS INC MA X X 02/09/04 BRAZILIAN EQUITY FUND INC MD X 02/06/04 BROADWAY FINANCIAL CORP \DE\ DE X 12/31/03 CALPINE CORP DE X 02/09/04 CATERPILLAR FINANCIAL FUNDING CORP NV X 12/30/03 CHAMPION PARTS INC IL X X 02/06/04 CHURCH & DWIGHT CO INC /DE/ DE X X 02/09/04 CITIGROUP INC DE X 02/02/04 CLICKSOFTWARE TECHNOLOGIES LTD L3 X X 02/09/04 COLLINS & AIKMAN FLOOR COVERINGS INC DE X X 02/06/04 COLONY RIH HOLDINGS INC DE X X 02/09/04 COMBANC INC DE X X 02/06/04 COMMERCIAL EVALUATIONS INC NV X 02/06/04 COMPUTERIZED THERMAL IMAGING INC NV X X 02/06/04 CONNETICS CORP DE X X 02/06/04 CORUS BANKSHARES INC MN X X 02/09/04 CRYOLIFE INC FL X X 02/06/04 DEERE & CO DE X 02/09/04 DEL MONTE FOODS CO DE X 01/30/04 DOTRONIX INC MN X 02/06/04 EAGLE SUPPLY GROUP INC DE X 01/26/04 ECONTENT INC DE X X 01/31/04 ELECTRONICS FOR IMAGING INC DE X X 02/05/04 ENCISION INC CO X 02/05/04 FEDERATED INVESTORS INC /PA/ PA X 02/09/04 FINANCIAL ASSET SEC CORP ASSET BACK C DE X X X 01/23/04 FINANCIAL ASSET SECS CORP ASSET BACKE DE X X X 01/23/04 FINOVA GROUP INC DE X 02/09/04 FIREARMS TRAINING SYSTEMS INC DE X X 02/09/04 FIRST COMMUNITY BANCORP /CA/ CA X X 02/05/04 FIRST MID ILLINOIS BANCSHARES INC DE X 02/09/04 FIRST UNION COMMERCIAL MORTGAGE SECUR NC X 01/18/04 FIRSTENERGY CORP OH X 02/09/04 FRANKLIN RESOURCES INC DE X 02/04/04 FTI CONSULTING INC MD X 02/09/04 GAMES INC DE X 02/09/04 GELSTAT CORP MN X X 02/09/04 AMEND GENTEK INC DE X X 02/06/04 GLOBAL TRANSNET CORP FL X X 01/30/04 GOLDMAN SACHS ASSET BACKED SECURITIES X 02/09/04 HASBRO INC RI X X 02/09/04 HCSB FINANCIAL CORP SC X X 02/09/04 HEARTLAND FINANCIAL USA INC DE X X 02/06/04 HERSHEY FOODS CORP DE X 02/09/04 HI/FN INC DE X X 02/06/04 HOPFED BANCORP INC DE X 01/30/04 ICT TECHNOLOGIES INC X 06/30/03 AMEND ILX RESORTS INC AZ X X 02/09/04 IMCOR PHARMACEUTICAL CO NV X 02/05/04 IMPAC MEDICAL SYSTEMS INC X 02/05/04 INTERACTIVECORP DE X 02/09/04 INTERNAP NETWORK SERVICES CORP DE X 02/09/04 INVESTMENT TECHNOLOGY GROUP INC DE X 02/09/04 IRWIN HOME EQUITY LOAN BACK CERTS SER NY X X 01/27/04 IRWIN HOME EQUITY LOAN BACK CERTS SER NY X X 01/27/04 IRWIN HOME EQUITY LOAN BACK NOTES SER NY X X 01/25/04 J JILL GROUP INC DE X X 02/09/04 JACO ELECTRONICS INC NY X 02/09/04 JUPITERMEDIA CORP DE X 02/03/04 KIRKLANDS INC X 02/05/04 LEISURE DIRECT INC NV X X 02/02/04 LTX CORP MA X 02/09/04 LYDALL INC /DE/ DE X X 02/09/04 MAIL WELL INC CO X 02/09/04 MARCONI CORP PLC X0 X 02/09/04 MELLON FINANCIAL CORP PA X 02/06/04 MERCURY GENERAL CORP CA X X 02/09/04 MGE ENERGY INC WI X X 02/09/04 MGE ENERGY INC WI X X 02/09/04 MOD PAC CORP NY X 02/09/04 MOD PAC CORP NY X 12/31/03 MOORE WALLACE INC X X 02/09/04 MORGAN STANLEY CAPITAL I INC HOME EQ NY X X 01/25/04 MORTGAGE PASS-THROUGH CERTIFICATES SE DE X X 01/26/04 MOVIE GALLERY INC DE X X 02/04/04 N-VIRO INTERNATIONAL CORP DE X 02/09/04 NAPCO SECURITY SYSTEMS INC DE X X 02/09/04 NATIONAL DENTEX CORP /MA/ MA X X 02/06/04 NET 1 UEPS TECHNOLOGIES INC FL X X 01/30/04 NETWORK 1 SECURITY SOLUTIONS INC DE X 01/26/04 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE X X 02/09/04 NIMBUS GROUP INC X X 01/31/04 NORTH AMERICAN GALVANIZING & COATINGS DE X 02/09/04 NOTIFY TECHNOLOGY CORP CA X X 11/13/03 ONEIDA FINANCIAL CORP DE X X X X X X X X X 02/06/04 ONESOURCE INFORMATION SERVICES INC DE X X 02/09/04 OPTION ONE MORTGAGE LOAN TRUST 2004-1 DE X X 01/08/04 OSTEOTECH INC DE X 02/09/04 PACIFIC CAPITAL BANCORP /CA/ CA X X 02/06/04 PANTRY INC DE X X 02/09/04 PEPSICO INC NC X 02/09/04 PHILLIPS VAN HEUSEN CORP /DE/ DE X X X 02/09/04 PHOENIX COMPANIES INC/DE DE X 02/09/04 PINNACLE ENTERTAINMENT INC DE X X 01/28/04 PRICE LEGACY CORP MD X X X 02/06/04 PRIME MORTGAGE TRUST MORTGAGE PASS-TH DE X X 01/26/04 PRIVATE MEDIA GROUP INC NV X 02/04/04 PURCHASESOFT INC DE X X X X 01/23/04 QUINTEK TECHNOLOGIES INC CA X 02/08/04 RCG COMPANIES INC DE X X 02/09/04 RENT WAY INC PA X X 02/09/04 RESIDENTIAL ACCREDIT LOANS INC DE X X 02/09/04 RIGEL PHARMACEUTICALS INC DE X X 02/06/04 ROUSE COMPANY MD X X 02/09/04 ROYAL GOLD INC DE X X 02/05/04 AMEND SAN JUAN BASIN ROYALTY TRUST TX X X 02/06/04 SCHICK TECHNOLOGIES INC DE X X 02/09/04 SCO GROUP INC DE X X 02/04/04 SEQUOIA MORTGAGE FUNDING CORP MD X X 01/20/04 SEQUOIA MORTGAGE FUNDING CORP MD X X 01/20/04 SEQUOIA MORTGAGE FUNDING CORP MD X X 01/29/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/02/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/20/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/20/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/20/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/20/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/20/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/20/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/20/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/20/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/20/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/20/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/20/04 SEQUOIA RESIDENTIAL FUNDING INC X X 01/20/04 SOHU COM INC DE X 11/24/03 AMEND SOLECTRON CORP DE X X 02/09/04 STRUCTURED ASSET MORT INV II INC PRIM DE X X 01/25/04 STRUCTURED ASSET MORT INV INC MORT BA DE X X 01/26/04 STRUCTURED ASSET MORT INV INC THORNBU NY X X 01/26/04 STRUCTURED ASSET MORT INV MORT PASS T DE X X 01/25/04 STRUCTURED ASSET MORT INVEST INC MORT DE X X 01/25/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 01/26/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 02/05/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 01/26/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 01/26/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 01/26/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 01/26/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 01/26/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 01/26/03 SUREWEST COMMUNICATIONS CA X X 02/06/04 TEREX CORP DE X X 02/09/04 THORNBURG MORTGAGE SECURITIES TRUST DE X X 01/25/04 THORNBURG MORTGAGE SECURITIES TRUST 2 DE X X 01/26/04 THORNBURG MORTGAGE SECURITIES TRUST 2 DE X X 01/26/04 TII NETWORK TECHNOLOGIES INC DE X 12/26/03 TODD SHIPYARDS CORP WA X X 02/06/04 TRANSOCEAN INC E9 X 02/06/04 TROVER SOLUTIONS INC DE X X X 02/04/04 TUCOWS INC /PA/ PA X X 02/04/04 UNION BANKSHARES CO/ME ME X X X 02/06/04 VISIJET INC DE X 02/11/03 AMEND VIVUS INC CA X X 02/09/04 WACHOVIA ASSET SEC INC ASST BACK NOTE NC X X 11/25/03 WACHOVIA ASSET SEC INC ASST BACK NOTE NC X X 12/26/03 WACHOVIA ASSET SEC INC ASST BACK NOTE NC X X 01/26/04 WACHOVIA ASSET SECURIT ISSUANCE LLC 2 NC X X 12/26/03 WACHOVIA ASSET SECURIT ISSUANCE LLC 2 NC X X 01/26/04 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 11/25/03 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 12/26/03 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 01/26/04 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 01/26/04 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 12/26/03 WACHOVIA ASSET SECURITIZATION INC 200 NC X X 11/25/03 WACHOVIA ASSET SECURITIZATION INC AST NC X X 11/25/03 WACHOVIA ASSET SECURITIZATION INC AST NC X X 12/26/03 WACHOVIA ASSET SECURITIZATION INC AST NC X X 01/26/04 WATERLINK INC DE X X X 02/03/04 WELLS FARGO ASSET SECURITIES CORP DE X X 02/09/04 WELLS FARGO ASSET SECURITIES CORP DE X X 02/09/04 WESTERN OHIO FINANCIAL CORP DE X 02/06/04 WESTMORELAND COAL CO DE X X 02/09/04 XRG INC DE X 01/31/04 XTREME COMPANIES INC NV X 10/01/03 AMEND XTREME COMPANIES INC NV X 10/01/03 AMEND YP NET INC NV X 02/06/04