SEC NEWS DIGEST Issue 2003-213 November 7, 2003 STANDARDS SETTING BOARDS APPROVAL OF PROPOSED CODE OF ETHICS The Commission approved proposed rule (PCAOB-2003-04) submitted by the Public Company Accounting Oversight Board concerning an ethics code to govern the conduct of its members, employees, and certain contractors and consultants. Publication of the notice is expected in the Federal Register during the week of November 10. (Rel. 34-48755) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-NYSE-2003-24), and Amendment No. 1 thereto, submitted by the New York Stock Exchange to reduce initial and annual branch office registration fees, retroactive to Jan. 1, 2003, charged to member organizations with more than one thousand branch offices. Publication of the notice is expected in the Federal Register during the week of November 10. (Rel. 34-48749) DELISTING GRANTED An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation, respecting the underlying common stock of the following companies, effective at the opening of business on November 7: Maytag Corp. (MYG) TXU Corp. (TXU) (Rel. 34-48751) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-2 DENMARK BANCSHARES INC, 103 EAST MAIN STREET, PO BOX 130, DENMARK, WI, 54208-0130, 920-863-2161 - 2,000 ($1,450,000.00) Equity, (File 333-110272 - Nov. 6) (BR. 07) S-3 TECO ENERGY INC, 702 N FRANKLIN ST, TECO PLAZA, TAMPA, FL, 33602, 8132284111 - 3,500,000 ($46,112,500.00) Equity, (File 333-110273 - Nov. 6) (BR. 02) S-4 HARTFORD FINANCIAL SERVICES GROUP INC/DE, HARTFORD PLZ, HARTFORD, CT, 06115, 8605475000 - 0 ($320,000,000.00) Non-Convertible Debt, (File 333-110274 - Nov. 6) (BR. 01) S-8 ALBERTO CULVER CO, 2525 ARMITAGE AVE, MELROSE PARK, IL, 60160, 7084503039 - 0 ($2,433,841.00) Equity, (File 333-110275 - Nov. 6) (BR. 02) S-8 ALBERTO CULVER CO, 2525 ARMITAGE AVE, MELROSE PARK, IL, 60160, 7084503039 - 0 ($71,359,311.00) Equity, (File 333-110276 - Nov. 6) (BR. 02) S-3 STANLEY WORKS, 1000 STANLEY DR, P O BOX 7000, NEW BRITAIN, CT, 06053, 8602255111 - 900,000,000 ($900,000,000.00) Equity, (File 333-110279 - Nov. 6) (BR. 06) S-3 WELLS FARGO ASSET SECURITIES CORP, 7485 NEW HORIZON WAY, FREDERICK, MD, 21703, 3018468881 - 0 ($15,000,000,000.00) Mortgage Backed Securities, (File 333-110283 - Nov. 6) (BR. 05) S-8 BARAN GROUP LTD, BARAN HOUSE, 8 OMARIM ST INDUSTRIAL PARK, OMER ISRAEL, L3, 84965, 116,000 ($814,320.00) Other, (File 333-110286 - Nov. 6) (BR. ) S-1 ESSEX CORPORATION, 9150 GILFORD RD, COLUMBIA, MD, 21046, 3019397000 - 4,250,000 ($40,417,500.00) Equity, (File 333-110287 - Nov. 6) (BR. 06) S-1 PORTEC RAIL PRODUCTS INC, 0 ($28,750,000.00) Equity, (File 333-110288 - Nov. 6) (BR. 05) S-3 INVISION TECHNOLOGIES INC, 7151 GATEWAY BLVD, NEWARK, CA, 94560, 5107392400 - 0 ($125,000,000.00) Debt Convertible into Equity, (File 333-110289 - Nov. 6) (BR. 36) S-4 RAYOVAC CORP, 601 RAYOVAC DR, MADISON, WI, 53711-2497, 6082753340 - 0 ($350,000,000.00) Equity, (File 333-110290 - Nov. 6) (BR. 36) S-4 ACG HOLDINGS INC, 225 HIGH RIDGE RD, STAMFORD, CT, 06905, 6153770377 - 0 ($280,000,000.00) Other, (File 333-110291 - Nov. 6) (BR. 05) S-3 MYKROLIS CORP, 80 ASHBY ROAD, BEDFORD, MA, 01730, 8006455476 - 0 ($200,000,000.00) Equity, (File 333-110292 - Nov. 6) (BR. 36) S-8 WASTE MANAGEMENT INC, 1001 FANNIN STREET, STE 4000, HOUSTON, TX, 77002, 7135126200 - 500,000 ($12,940,000.00) Equity, (File 333-110293 - Nov. 6) (BR. 06) S-3 AMERADA HESS CORP, 1185 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036, 2129978500 - 0 ($1,500,000,000.00) Other, (File 333-110294 - Nov. 6) (BR. 04) S-8 FIRST AVENUE NETWORKS INC, 230 COURT SQUARE, SUITE 202, CHARLOTTESVILLE, VA, 22902, 434 220 4988 - 0 ($284,165.00) Equity, (File 333-110295 - Nov. 6) (BR. 37) S-3 ORIENT EXPRESS HOTELS LTD, 41 CEDAR AVE, PO BOX HM 1179, HAMILTON HM EX BERMU, D0, 00000, 2127323200 - 0 ($59,374,500.00) Equity, (File 333-110296 - Nov. 6) (BR. 08) S-3 ELECTRONIC CLEARING HOUSE INC, 28001 DOROTHY DR, AGOURA HILLS, CA, 91301-2697, 8187068999 - 437,957 ($3,218,984.00) Equity, (File 333-110297 - Nov. 6) (BR. 07) SB-2 AUTO DATA NETWORK, 1 ROCKEFELLER PLAZA - SUITE 1600, NEW YORK, NY, 10020, 2125214497 - 6,831,000 ($15,413,750.00) Equity, (File 333-110298 - Nov. 6) (BR. 08) S-8 REDOX TECHNOLOGY CORP, 340 N SAM HOUSTON PKWY E, STE 250, HOUSTON, TX, 77060, 7134450020 - 3,600,000 ($108,000.00) Equity, (File 333-110299 - Nov. 6) (BR. 09) SB-2 SKYPATH NETWORKS INC, 300 METRO CENTER BLVD, SUITE 150A, WARWICK, RI, 02886, 4019211200 - 3,120,000 ($3,010,000.00) Equity, (File 333-110300 - Nov. 6) (BR. ) S-8 SCHOLASTIC CORP, 555 BROADWAY, NEW YORK, NY, 10012, 2123436100 - 0 ($15,320,000.00) Equity, (File 333-110301 - Nov. 6) (BR. 05) S-8 SCHOLASTIC CORP, 555 BROADWAY, NEW YORK, NY, 10012, 2123436100 - 0 ($8,272,800.00) Equity, (File 333-110302 - Nov. 6) (BR. 05) S-3 TIBCO SOFTWARE INC, 3165 PORTER DRIVE, PALO ALTO, CA, 94304, 6508465000 - 0 ($381,600,000.00) Equity, (File 333-110304 - Nov. 6) (BR. 03) N-2 FLOATING RATE INCOME STRATEGIES FUND II INC, 800 SCUDDERS MILL ROAD, PLAINSBORO, NJ, 08536, 6092822800 - 50,000 ($1,000,000.00) Equity, (File 333-110305 - Nov. 6) (BR. 17) S-3 QLT INC/BC, 6047077000 - 172,500,000 ($172,500,000.00) Debt Convertible into Equity, (File 333-110306 - Nov. 6) (BR. 01) S-3 MAKEMUSIC INC, 6210 BURY DRIVE, EDEN PRAIRIE, MN, 55346, 9529379611 - 0 ($5,935,602.00) Equity, (File 333-110307 - Nov. 6) (BR. 03) S-8 MAKEMUSIC INC, 6210 BURY DRIVE, EDEN PRAIRIE, MN, 55346, 9529379611 - 0 ($1,912,500.00) Equity, (File 333-110308 - Nov. 6) (BR. 03) S-8 EAGLE BROADBAND INC, 101 COURAGEOUS DR, LEAGUE CITY, TX, 77573, 2815386000 - 3,500,000 ($4,025,000.00) Equity, (File 333-110309 - Nov. 6) (BR. 37) S-8 OVERNITE CORP, 1000 SEMMES AVENUE, P O BOX 1216, RICHMOND, VA, 23218, 8042318000 - 3,500,000 ($76,055,000.00) Equity, (File 333-110310 - Nov. 6) (BR. 05) S-8 OVERNITE CORP, 1000 SEMMES AVENUE, P O BOX 1216, RICHMOND, VA, 23218, 8042318000 - 0 ($27,346,000.00) Other, (File 333-110311 - Nov. 6) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ 21ST CENTURY INSURANCE GROUP CA X 11/05/03 21ST CENTURY TECHNOLOGIES INC NV X 11/05/03 A CONSULTING TEAM INC NY X X 11/06/03 ABERCROMBIE & FITCH CO /DE/ DE X 11/06/03 ABN AMRO MORTGAGE MULTI-CLASS MOR PAS DE X X 11/01/03 ACETO CORP NY X X 11/06/03 ACG HOLDINGS INC DE X X 11/06/03 ACME COMMUNICATIONS INC DE X 11/06/03 ACTION PERFORMANCE COMPANIES INC AZ X X 11/05/03 ACTIVISION INC /NY DE X X 11/06/03 ADVO INC DE X X 11/06/03 AEGIS COMMUNICATIONS GROUP INC DE X X 11/05/03 AEROFLEX INC DE X X 09/30/03 AEROSONIC CORP /DE/ DE X X 10/31/03 AGWAY INC DE X 11/06/03 AKSYS LTD DE X 11/06/03 ALAMOSA DELAWARE INC DE X X 11/06/03 ALAMOSA HOLDINGS INC DE X X 11/06/03 ALLETE INC MN X 11/06/03 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE X X 11/06/03 ALLIANCE CAPITAL MANAGEMENT L P DE X X 11/06/03 ALLOS THERAPEUTICS INC DE X X 11/06/03 ALTRIA GROUP INC VA X X X 11/05/03 ALTUS EXPLORATIONS INC NV X X X 10/22/03 AMB PROPERTY CORP MD X X 10/06/03 AMB PROPERTY LP DE X X 10/06/03 AMERADA HESS CORP DE X X 11/06/03 AMERICAN ACCESS TECHNOLOGIES INC FL X X 10/30/03 AMERICAN CRYSTAL SUGAR CO /MN/ MN X 11/05/03 AMERICAN EAGLE OUTFITTERS INC DE X X X 11/04/03 AMERICAN MORTGAGE ACCEPTANCE CO MA X X 11/06/03 AMERICAN RESIDENTIAL INVESTMENT TRUST MD X X 11/06/03 AMERICAN RESTAURANT GROUP INC DE X X 10/31/03 AMERICAN RETIREMENT CORP TN X X X 11/06/03 AMERICAN RETIREMENT CORP TN X X 11/06/03 AMERICAN SAFETY INSURANCE HOLDINGS LT X 09/30/03 AMERICAN SUPERCONDUCTOR CORP /DE/ DE X 11/06/03 AMERICAN TECHNOLOGY CORP /DE/ DE X X 11/06/03 AMERIQUEST MORTGAGE SECURITIES INC DE X X 11/05/03 ANALYTICAL SURVEYS INC CO X X 11/06/03 APOGEE TECHNOLOGY INC DE X X 11/05/03 APPLETON PAPERS INC/WI X X 11/06/03 AQUILA INC DE X X 11/06/03 ASHFORD HOSPITALITY TRUST INC MD X X 11/05/03 ATRIUM COMPANIES INC DE X X 11/06/03 AURORA FOODS INC /DE/ DE X X 11/05/03 AUTOCORP EQUITIES INC NV X X 10/29/03 AMEND AUTOZONE INC NV X X 11/03/03 BANC OF AMERICA COMMERCIAL MORTGAGE I DE X X 11/05/03 BANC OF AMERICA COMMERCIAL MORTGAGE I DE X X 11/05/03 BARR LABORATORIES INC NY X 11/06/03 BEAR STEARNS ASSET BACKED SECURITIES DE X 10/01/03 BEBE STORES INC CA X X 10/31/03 BECTON DICKINSON & CO NJ X X 11/06/03 BELL INDUSTRIES INC /NEW/ CA X X 11/06/03 BIOANALYTICAL SYSTEMS INC IN X X 10/31/03 BIRNER DENTAL MANAGEMENT SERVICES INC CO X 11/04/03 BORLAND SOFTWARE CORP DE X X 11/03/03 BOSTON PROPERTIES INC DE X X 10/21/03 AMEND BOSTON PROPERTIES LTD PARTNERSHIP X X 10/21/03 AMEND BROWN SHOE CO INC NY X X 11/06/03 BROWN TOM INC /DE DE X 11/06/03 BRUKER BIOSCIENCES CORP DE X 11/05/03 C-CHIP TECHNOLOGIES CORP NV X X 11/06/03 CAGLES INC GA X 11/06/03 CALIPER TECHNOLOGIES CORP DE X 11/06/03 CALPINE CORP DE X 11/05/03 CALPINE CORP DE X 11/06/03 CAPITAL VENTURES GROUP I INC FL X 11/05/03 CAPSTONE TURBINE CORP DE X 11/06/03 CARMAX AUTO FUNDING LLC DE X X 10/30/03 CARNIVAL CORP DE X X 11/05/03 CARNIVAL PLC X X 11/05/03 CARRIZO OIL & GAS INC TX X 09/30/03 CATALINA MARKETING CORP/DE DE X X 11/03/03 CATALYTICA ENERGY SYSTEMS INC DE X X 11/06/03 CELLEGY PHARMACEUTICALS INC CA X X 11/06/03 CENDANT MORT CAPITAL LLC CDMC MORT PA DE X 10/27/03 CENDANT MORTGAGE CAP LLC CDMC MORT PA DE X 10/27/03 CENTRAL PARKING CORP TN X X 11/06/03 CERAMICS PROCESS SYSTEMS CORP/DE/ DE X 09/27/03 CERES GROUP INC DE X X 11/05/03 CERTIFIED SERVICES INC NV X X 10/31/03 CHARTER COMMUNICATIONS INC /MO/ DE X X 11/05/03 CHECKPOINT SYSTEMS INC PA X X 11/05/03 CHELSEA PROPERTY GROUP INC MD X X 11/04/03 CHILDRENS PLACE RETAIL STORES INC X X 11/06/03 CIMBIX CORP WA X 11/05/03 CITIZENS COMMUNICATIONS CO DE X 09/30/03 CLECO CORP LA X X 11/06/03 CLOROX CO /DE/ DE X 11/06/03 COAST DISTRIBUTION SYSTEM INC DE X X 11/04/03 COMMERCIAL CAPITAL BANCORP INC NV X X 11/06/03 COMMERCIAL METALS CO DE X X 11/05/03 COMMERCIAL METALS CO DE X X X 11/06/03 COMMUNITY CAPITAL BANCSHARES INC X 10/30/03 COMPUDYNE CORP NV X 11/06/03 CONCENTRA OPERATING CORP NV X X 11/05/03 CONCORD CAMERA CORP NJ X 11/06/03 CONRAD INDUSTRIES INC DE X X X 11/05/03 CORIXA CORP DE X X 11/06/03 CORNERSTONE REALTY INCOME TRUST INC VA X 11/05/03 CORRECTIONS CORP OF AMERICA MD X X 11/05/03 COST PLUS INC/CA/ CA X X 11/06/03 COST U LESS INC WA X X X 11/04/03 COURIER CORP MA X X 11/06/03 CRDENTIA CORP DE X X 11/04/03 CREDIT & ASSET REPACKAGING VEHICLE CO DE X 11/01/03 CROWN MEDIA HOLDINGS INC DE X X X 11/05/03 CUBIST PHARMACEUTICALS INC DE X X 11/05/03 CURIS INC DE X 11/03/03 CYBERONICS INC DE X X 11/05/03 DEERE & CO DE X 11/06/03 DELTATHREE INC DE X X 11/06/03 DENMARK BANCSHARES INC WI X 11/06/03 DEVON ENERGY CORP/DE DE X X 11/06/03 DIGENE CORP DE X X 11/06/03 DIGI INTERNATIONAL INC DE X X 11/06/03 DIMON INC VA X X 11/06/03 DOLLAR GENERAL CORP TN X X X 11/06/03 DOLLAR TREE STORES INC VA X X 11/06/03 DRUCKER INC DE X X X X X 11/04/03 AMEND DURECT CORP DE X X 11/06/03 DURECT CORP DE X 11/06/03 DYCOM INDUSTRIES INC FL X X 11/06/03 E THE MOVIE NETWORKS FL X X X X 11/05/03 ECOLOGY & ENVIRONMENT INC NY X X 10/31/03 AMEND EDAC TECHNOLOGIES CORP WI X X 11/04/03 EDT LEARNING INC DE X X 11/06/03 EGAIN COMMUNICATIONS CORP DE X X 11/06/03 ELOYALTY CORP DE X X 11/06/03 ENCORE CAPITAL GROUP INC DE X 11/05/03 ENCYSIVE PHARMACEUTICALS INC DE X X 11/06/03 ENZON PHARMACEUTICALS INC DE X X 11/06/03 EQUITY INNS INC TN X X 11/06/03 ESSEX CORPORATION VA X X 11/06/03 EUNIVERSE INC DE X X 11/03/03 EXCELLIGENCE LEARNING CORP DE X 11/05/03 EXPLORATION CO OF DELAWARE INC DE X X X 09/30/03 EXTENDICARE HEALTH SERVICES INC DE X X 11/06/03 FACTORY 2 U STORES INC DE X X 11/05/03 FARMLAND INDUSTRIES INC KS X X 10/31/03 FEDERATED DEPARTMENT STORES INC /DE/ DE X 11/06/03 FINLAY ENTERPRISES INC /DE DE X X 11/06/03 FINLAY FINE JEWELRY CORP DE X X 11/06/03 FIRST FEDERAL BANKSHARES INC DE X X 10/31/03 AMEND FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 10/27/03 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 10/27/03 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 10/27/03 FIRST NATIONAL BANKSHARES CORP WV X 11/06/03 FIRST PLACE FINANCIAL CORP /DE/ DE X X 11/06/03 FIRST REGIONAL BANCORP CA X X 10/30/03 FISHER COMMUNICATIONS INC WA X X 10/23/03 FLAGSTAR BANCORP INC MI X 10/22/03 FLORIDAFIRST BANCORP INC FL X X 11/03/03 FLOWERS FOODS INC GA X X 11/06/03 FNB BANCSHARES INC /SC/ SC X X 11/05/03 FOOT LOCKER INC NY X X 11/06/03 GAP INC DE X X X 11/06/03 GASCO ENERGY INC NV X X 11/06/03 GENERAL COMMUNICATION INC AK X X 11/05/03 GLOBAL BUSINESS RESOURCES INC DE X 11/05/03 GOLDEN PATRIOT CORP NV X 11/06/03 GOLDEN TELECOM INC DE X X 11/05/03 GRANITE CONSTRUCTION INC DE X X 11/05/03 GREEN MOUNTAIN POWER CORP VT X 11/04/03 GREENWICH CAPITAL ACCEPTANCE INC THOR DE X X 10/27/03 GREENWICH CAPITAL ACCEPTANCE THORNBUR DE X X 10/27/03 GREG MANNING AUCTIONS INC NY X 09/18/03 AMEND GS MORTGAGE SECURITIES CORP MORT PAS DE X X 10/27/03 GUILFORD PHARMACEUTICALS INC DE X 11/06/03 GYMBOREE CORP DE X X X 11/06/03 H&E EQUIPMENT SERVICES LLC LA X X 11/06/03 HALLIBURTON CO DE X 11/06/03 HANGER ORTHOPEDIC GROUP INC DE X X 10/30/03 HARTFORD FINANCIAL SERVICES GROUP INC DE X 11/05/03 HARVEST NATURAL RESOURCES INC DE X 11/06/03 HCA INC/TN DE X X 10/31/03 HCC INSURANCE HOLDINGS INC/DE/ DE X X 11/06/03 HEALTH NET INC DE X 11/04/03 HEALTHETECH INC X X 11/06/03 HEARTLAND BANCSHARES INC /IN/ IN X X 11/03/03 HIENERGY TECHNOLOGIES INC DE X 10/30/03 HINES HORTICULTURE INC DE X X 11/06/03 HORNBECK OFFSHORE SERVICES INC /LA DE X X 11/06/03 HOUSTON EXPLORATION CO DE X X 11/06/03 IMMUNOGEN INC MA X X 11/06/03 IMPAC MORTGAGE HOLDINGS INC MD X X 11/05/03 INFONET SERVICES CORP X X 11/06/03 INNOTRAC CORP GA X X 11/06/03 INSTANET INC CO X 06/25/03 AMEND INTEGRATED BIOPHARMA INC DE X X X 10/22/03 INTELIDATA TECHNOLOGIES CORP DE X X 11/06/03 INTER PARFUMS INC DE X 11/05/03 INTERNET CAPITAL GROUP INC DE X X 11/06/03 INTERNET PICTURES CORP DE X 11/06/03 INTERPOOL INC DE X X X 11/05/03 ITLA CAPITAL CORP CA X 11/03/03 JAMESON INNS INC GA X X 11/06/03 JO-ANN STORES INC OH X 11/04/03 JO-ANN STORES INC OH X 11/06/03 JONES LANG LASALLE INC MD X X 11/05/03 KARMA MEDIA INC NV X 11/06/03 KCS ENERGY INC DE X X X 11/06/03 KEITH COMPANIES INC CA X X X 11/05/03 KEY TECHNOLOGY INC OR X X 11/06/03 KEYSPAN CORP NY X X 09/30/03 KEYSTONE PROPERTY TRUST MD X X 11/06/03 KINDRED HEALTHCARE INC DE X X 11/05/03 KOHLS CORPORATION WI X 11/06/03 LA JOLLA PHARMACEUTICAL CO DE X 11/06/03 LANDACORP INC DE X 11/05/03 LAUREL CAPITAL GROUP INC PA X X 10/31/03 LEAP WIRELESS INTERNATIONAL INC DE X X 10/22/03 LEHMAN ABS CORP BACKED TR CERT GA PAC DE X X 10/30/03 LEHMAN ABS CORP BACKED TRUST CERTS SE DE X X 10/30/03 LEHMAN ABS CORP FIFTH THIRD HOME EQUI DE X 10/27/03 LEHMAN ABS CORP SPRINT CAPITAL BACK S DE X X 10/29/03 LEHMAN BROTHERS HOLDINGS INC DE X 11/06/03 LEUCADIA NATIONAL CORP NY X X 11/05/03 LINCOLN INTERNATIONAL CORP KY X 10/31/03 LIPID SCIENCES INC/ AZ X 11/06/03 LONG BEACH ACCEPTANCE CORP X X 11/04/03 LOUDEYE CORP DE X 11/06/03 LUBRIZOL CORP OH X X 11/06/03 AMEND LUCILLE FARMS INC DE X X 11/06/03 M & F WORLDWIDE CORP DE X 11/06/03 MACK CALI REALTY CORP MD X X 11/05/03 MAIN STREET & MAIN INC DE X 11/06/03 MAIN STREET BANKS INC /NEW/ GA X X 11/06/03 MANITOWOC CO INC WI X X 11/06/03 MARCONI CORP PLC X0 X 11/06/03 MASSEY ENERGY CO DE X X 11/05/03 MBNA CORP MD X 11/06/03 MBNA CORP MD X 11/06/03 MCDATA CORP DE X X 11/05/03 MEASUREMENT SPECIALTIES INC NJ X 11/04/03 MEDICAL STAFFING NETWORK HOLDINGS INC DE X X 11/06/03 MEDTOX SCIENTIFIC INC DE X 11/04/03 MERCHANTS & MANUFACTURERS BANCORPORAT WI X X 11/01/03 META GROUP INC DE X X 11/06/03 MEVC DRAPER FISHER JURVETSON FUND I I DE X 11/06/03 MGP INGREDIENTS INC KS X X X 11/06/03 MICHAELS STORES INC DE X 11/06/03 MICRON ENVIRO SYSTEMS INC NV X 11/06/03 MIDDLESEX WATER CO NJ X 11/05/03 MIKOHN GAMING CORP NV X X 09/30/03 MILASTAR CORP DE X 11/06/03 MODTECH HOLDINGS INC CA X X 11/05/03 MOLINA HEALTHCARE INC DE X X 11/05/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X 11/06/03 MOSSIMO INC DE X X X 11/06/03 MPOWER HOLDING CORP DE X 09/30/03 MQ ASSOCIATES INC X X 11/06/03 MSC INDUSTRIAL DIRECT CO INC NY X X 11/04/03 MUZAK HOLDINGS FINANCE CORP DE X X 11/06/03 MUZAK HOLDINGS LLC DE X X 11/06/03 NATIONAL SEMICONDUCTOR CORP DE X X 09/05/03 NCO GROUP INC PA X X X 11/04/03 NEIMAN MARCUS GROUP INC DE X X 11/06/03 NEOPROBE CORP DE X X 11/05/03 NETWORK ENGINES INC DE X 11/06/03 NEW FRONTIER MEDIA INC CO X 11/06/03 NEW YORK COMMUNITY BANCORP INC DE X X 11/05/03 NEWPARK RESOURCES INC DE X X 11/06/03 NEWTECH RESOURCES LTD X X 11/03/03 NORDSTROM INC WA X X 11/06/03 NORFOLK SOUTHERN CORP VA X X 11/06/03 NORTEK INC DE X 10/04/03 NORTEK INC DE X 10/04/03 NORTH AMERICAN GALVANIZING & COATINGS DE X 10/05/03 NORTH COAST ENERGY INC / DE/ DE X X 11/06/03 NORTH VALLEY BANCORP CA X 11/06/03 NPS PHARMACEUTICALS INC DE X 11/06/03 NVIDIA CORP DE X 11/06/03 OCCAM NETWORKS INC/DE DE X X 11/04/03 OCCAM NETWORKS INC/DE DE X X 11/04/03 ODYSSEY MARINE EXPLORATION INC NV X 11/06/03 OFFSHORE LOGISTICS INC DE X X 09/30/03 OHIO CASUALTY CORP OH X X 09/30/03 ORBIT INTERNATIONAL CORP DE X 11/06/03 ORTHOLOGIC CORP DE X 11/06/03 OSHKOSH B GOSH INC DE X X 11/06/03 PACIFIC ENTERPRISES INC CA X 11/06/03 PACIFIC GOLD CORP NV X X 11/05/03 PACIFIC VEGAS GLOBAL STRATEGIES INC CO X 03/11/03 AMEND PALATIN TECHNOLOGIES INC DE X 11/01/03 PALMETTO BANCSHARES INC SC X X 11/03/03 PAMRAPO BANCORP INC DE X X 10/29/03 PARAGON FINANCIAL CORP DE X 11/06/03 PDI INC DE X X 11/05/03 PEAPACK GLADSTONE FINANCIAL CORP NJ X 11/03/03 PENN VIRGINIA CORP VA X X 11/06/03 PENN VIRGINIA RESOURCE PARTNERS L P DE X X 11/06/03 PENTON MEDIA INC DE X X 11/06/03 PEOPLES OHIO FINANCIAL CORP OH X 11/06/03 PEPSICO INC NC X X 11/05/03 PERCEPTRON INC/MI MI X X 11/06/03 PETRO HOLDINGS FINANCIAL CORP DE X X 10/28/03 PETRO STOPPING CENTERS HOLDINGS LP DE X X 11/06/03 PETROQUEST ENERGY INC DE X X 11/06/03 PFF BANCORP INC DE X 11/06/03 PHARMACOPEIA INC DE X X 11/04/03 PIEDMONT NATURAL GAS CO INC NC X X 11/06/03 PILGRIMS PRIDE CORP DE X 11/05/03 PIONEER 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