SEC NEWS DIGEST Issue 2005-51 March 17, 2005 COMMISSION ANNOUNCEMENTS COURT APPOINTS ATTORNEY LEE RICHARDS INDEPENDENT EXAMINER FOR COMPUTER ASSOCIATES INTERNATIONAL, INC. On March 16, the Commission announced that U.S. District Court Judge I. Leo Glasser has issued an order appointing attorney Lee S. Richards to act as Independent Examiner for Computer Associates International, Inc. Judge Glasser appointed Mr. Richards pursuant to the Final Judgment in the SEC’s civil action that Computer Associates consented to on Sept. 21, 2004, and also pursuant to the Deferred Prosecution Agreement (DPA) that Computer Associates entered into with the U.S. Attorney for the Eastern District of New York (USAO) on Sept. 22, 2004. Mr. Richards will serve as Independent Examiner for at least eighteen months. In that role, Mr. Richards will, among other things, examine Computer Associates’ compliance with the terms and conditions of the Final Judgment and DPA; make recommendations to Computer Associates’ Board of Directors for review and implementation, after consultation with the SEC and USAO, regarding best practices in the specified areas; issue quarterly reports to the SEC and USAO, and Computer Associates’ Board of Directors; and, at the conclusion of his term, prepare and deliver to the Court, SEC, USAO, and Board of Directors a Final Report describing the extent of Computer Associates’ compliance with the Final Judgment, DPA and order appointing Mr. Richards. The “best practices” at Computer Associates that Mr. Richards will examine, as listed in the Final Judgment and DPA, include (1) practices for recognition of software licensing revenue; (2) internal accounting controls; (3) implementation of a new “enterprise resource planning” information technology system; (4) the adequacy of the Internal Audit Department; (5) ethics and compliance policies; and (6) management policies and procedures. Mr. Richards is a partner in the New York law firm of Richards Spears Kibbe & Orbe LLP. (Press Rel. 2005-37) ENFORCEMENT PROCEEDINGS SEC APPROVES DISTRIBUTION PLAN IN THE MATTER OF BRIDGEWAY CAPITAL MANAGEMENT, INC. AND JOHN NOLAND RYAN MONTGOMERY The Commission announced today that it has approved the proposed Distribution Plan published on Feb. 10, 2005, for the distribution of monies placed into a disgorgement fund in the above captioned matter pursuant to the Securities and Exchange Commission’s Rules on Fair Fund and Disgorgement Plans, 17 C.F.R. § 201.1103. The Distribution Plan provides for pro rata distribution of the disgorgement and prejudgment interest ordered to be paid by Bridgeway Capital Management, Inc. (Bridgeway Capital) to current or former eligible shareholders of the Aggressive Investors 1, Aggressive Investors 2, and Micro-Cap Limited mutual funds who were overcharged as a result of a performance-based fee that violated Section 205 of the Investment Advisers Act of 1940. The Disgorgement Fund consists of $4,407,700 in disgorgement and $458,764 in prejudgment interest paid by Bridgeway Capital pursuant to a Sept. 15, 2004, Order Instituting Administrative and Cease-A-Desist Proceedings, Making Finding and Imposing Remedial Sanctions And Cease-And-Desist Order Pursuant to Sections 203(e), 203(f), And 203(k) of the Investment Advisers Act of 1940 (See Rel. IA-2294; Sept. 15, 2004). A copy of the Distribution Plan may be obtained by submitting a written request to Stephen Webster, United States Securities and Exchange Commission, Burnett Plaza, Suite 1900, 801 Cherry Street, Unit #18, Fort Worth, Texas 76102. (Rel. IA-2367; File No. 3-11659) COMMISSION DECLARES DECISION AS TO ROBERT CORD BEATTY FINAL The decision of an administrative law judge barring Robert Cord Beatty from participating in an offering of penny stock has become final. The law judge found that In August 2004 the U.S. District Court for the District of Utah permanently enjoined Beatty from violating Section 17(a) of the Securities Act of 1933, Section 10(b) of the Exchange Act of 1934, and Exchange Act Rules 10b-5 and 13b2-2, and from aiding and abetting future violations of Exchange Act Section 13(b)(2)(A). Beatty was the former president of AutoCorp Equities, Inc., a company that promoted and produced live performances in Las Vegas, Nevada. While Beatty was president, AutoCorp claimed in filings with the Commission that it owned certificates of deposit worth approximately $3.75 million. The District Court found that it was "undisputed" that by mid-1994 Beatty knew the CDs were worthless. (Rels. 33-8554; 34- 51379; File No. 3-11666) IN THE MATTER OF FREDERICK GILLILAND An Administrative Law Judge has issued an Order Making Findings and Imposing Remedial Sanction by Default (Default Order) in the matter of Frederick J. Gilliland. The Order Instituting Proceedings alleged that on Oct. 26, 2004, the U.S. District Court for the Western District of North Carolina permanently enjoined Frederick J. Gilliland from future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Default Order finds these allegations to be true and bars Frederick J. Gilliland from association with any broker or dealer. (Rel. 34-51381; File No. 3-11745) ADMINISTRATIVE PROCEEDING INSTITUTED AGAINST CMKM DIAMONDS, INC. FOR FAILING TO MAKE REQUIRED PERIODIC FILINGS On March 16, the Commission instituted a public administrative proceeding pursuant to Section 12(j) of the Securities Exchange Act of 1934 (Exchange Act) against CMKM Diamonds, Inc. (CMKM Diamonds) to determine whether the registration of its securities should be revoked or suspended for failing to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder, which require the filing of periodic reports with the Commission. The Division of Enforcement alleges in the Order Instituting Administrative Proceeding that CMKM Diamonds had common stock registered pursuant to Section 12(g) of the Exchange Act. The Division of Enforcement further alleges that CMKM Diamonds has failed to file periodic reports since 2002. A hearing will be scheduled before an administrative law judge to determine whether the allegations of the Division of Enforcement contained in the Order Instituting Administrative Proceeding are true, to provide CMKM Diamonds an opportunity to dispute the allegations, and to determine whether it is necessary and appropriate for the protection of investors to suspend or revoke the registration of CMKM Diamonds’ securities. Pursuant to the Commission's Rules of Practice, an initial decision shall be issued by the administrative law judge within 120 days from service of the Order Instituting Administrative Proceeding upon CMKM Diamonds. (Rel. 34-51383; File No. 3-11858) If any person has any information that may relate to this matter, please contact the CMKM Diamonds Investor Line of the Pacific Regional Office of the Securities and Exchange Commission at (323) 965-4519 or by email at cmkmdiamonds@sec.gov. (Rel. 34-51383; File No. 3-11858) COMMISSION INSTITUTES ADMINISTRATIVE ACTION AGAINST ROBERT TOMMASSELLO BASED ON AN INJUNCTION ENTERED AGAINST HIM IN FEDERAL DISTRICT COURT The Commission announced that on March 16, it issued an Order Instituting Administrative Proceedings (Order) against Robert A. Tommassello pursuant to Section 15(b) of the Securities Exchange Act of 1934 based on a permanent injunction entered in the civil action entitled Securities and Exchange Commission v. Robert A. Tommassello, et al., Civil Action Number 3:CV98-322, in the U.S. District Court for the Middle District of Pennsylvania. The injunction permanently enjoins Tommassello from violating Section 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. In the injunctive action filed on Feb. 28, 1998, the Commission alleged that, from November 1995 through early 1998, Tommassello engaged in a fraudulent scheme to convert to his personal use funds that he solicited and received from customers for the purpose of purchasing mutual funds and variable annuities. The complaint alleged that Tommassello solicited funds through a company that he owned, which he misrepresented to investors to be a registered investment adviser. He further misrepresented to investors that he would put their funds in mutual funds or variable annuities that would earn a higher rate of return than their current investment. The complaint alleged that Tommassello then deposited the invested funds into bank accounts that he and/or his wife controlled. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Tommassello an opportunity to dispute these allegations, and to determine what sanctions, if any, are appropriate and in the public interest. As directed by the Commission, an administrative law judge shall issue an initial decision in this matter no later than 210 days from the date of service of the Order Instituting Proceedings. (Rel. 34- 51384; File No. 3-11859) DEFAULT JUDGMENT ENTERED AGAINST CARY KAHN The Commission announced that on March 11 the U.S. District Court for the District of Colorado entered a Default Judgment against Defendant Cary R. Kahn. On Dec. 30, 2004, the Securities and Exchange Commission filed a complaint in federal district court to collect disgorgement plus prejudgment interest from Cary R. Kahn. The complaint charged that Kahn failed to comply with the terms of a prior Commission order imposing remedial sanctions by default which was issued on July 20, 2004, In the Matter of Cary R. Kahn (Administrative Proceeding File No. 3-11468). In the administrative proceeding, the Division of Enforcement charged that Kahn engaged in a fraudulent scheme, known as "spoofing." The complaint, filed pursuant to Section 20(c) of the Securities Act of 1933 and Section 21(e) of the Securities Exchange Act of 1934, asked the federal court to order Kahn to comply with the Commission's previous Order. Kahn has been ordered to pay disgorgement of $12,186.21 and prejudgment interest in the amount of $1,217.54 for a total of $13,403.75. [SEC v Cary R. Kahn, Civ. Action No. 04-Z-2692, D. Colo.] (LR-19139) SEC OBTAINS PERMANENT INJUNCTIONS AND OTHER RELIEF AGAINST PARTICIPANTS IN A FRAUDULENT STOCK OFFERING On March 1, the Honorable Jose Martinez, U.S. District Judge for the Southern District of Florida filed a Final Judgment by Default against defendants Opsis Technologies International, Inc. (Opsis), M&T Consulting Group LLC (M&T), Joseph Catapano and Aaron Andrzejewski (a.k.a. Aaron Andrews)(Andrews). The Court’s judgment enjoined those defendants from further violations of Sections 5 and 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act), and Rule 10b-5 thereunder. In addition, the Court ordered them to pay disgorgement plus prejudgment interest in the total amount of $4,733,909, for which they are jointly and severally liable. The Court also imposed civil penalties of $550,000 each against Opsis and M&T and $110,000 each against Catapano and Andrews. The judgment also permanently enjoined M&T, Catapano, and Andrews from violating Section 15(a) of the Exchange Act and barred them from participating in an offering of penny stock. On March 2, Judge Martinez filed partial final consent judgments against the two remaining defendants, Venture Capital Holdings LLC (VCH) and Michael Kordich. VCH and Kordich consented, without admitting or denying the allegations of the complaint, to permanent injunctions against violating Sections 5 and 17(a) of the Securities Act and Sections 10(b) and 15(a) of the Exchange Act and a penny stock bar. The judgment also provides that the amounts, if any, of disgorgement, prejudgment interest and civil penalties to be paid by Kordich and VCH shall be determined by the Court at a later date. For additional information, see Litigation Release 18518 (Dec. 22, 2003). [SEC v. Opsis Technologies Int’l., Inc., et al., 03-62251-Civ.-Martinez/Klein (S.D. Fla.)] (LR-19140) INVESTMENT COMPANY ACT RELEASES SEI INSTITUTIONAL MANAGED TRUST, ET AL. An order has been issued on an application filed by SEI Institutional Managed Trust, et al. under (1) Section 6(c) of the Investment Company Act for an exemption from Sections 18(f) and 21(b) of the Act; (2) Section 12(d)(1)(J) of the Act for an exemption from Sections 12(d)(1)(A) and (B) of the Act; (3) Sections 6(c) and 17(b) of the Act for an exemption from Sections 17(a)(1) and 17(a)(3) of the Act; and (4) Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint transactions. The order permits certain registered management investment companies to participate in a joint lending and borrowing facility. (Rel. IC -26783 - March 15) BURNHAM INVESTORS TRUST, ET AL. A notice has been issued giving interested persons until April 11, 2005, to request a hearing on an application filed by Burnham Investors Trust, et al., for an order under Section 12(d)(J) of the Investment Company Act for an exemption from Sections 12(d)(1)(A) and (B) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint transactions. The order would permit certain registered management investment companies and certain entities that are excluded from the definition of investment company pursuant to Section 3(c)(1), 3(c)(7) or 3(c)(11) of the Act to invest uninvested cash and cash collateral in (i) affiliated money market funds and/or short-term bond funds or (ii) one or more affiliated entities that operate as cash management investment vehicles and that are excluded from the definition of investment company pursuant to Section 3(c)(1) or 3(c)(7) of the Act. The order would also permit the registered investment companies and the affiliated entities to continue to engage in transactions involving portfolio securities in reliance on Rule 17a-7 under the Act. (Rel. IC-26784 – March 15) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE A proposed rule change (SR-NASD-2005-004) and Amendment Nos. 1 and 2 thereto has been filed by the National Association of Securities Dealers relating to Annual Compliance Meetings. Publication of the proposal is expected in the Federal Register during the week of March 21. (Rel. 34- 51368) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 ENERGY WEST INC, 1 FIRST AVE SOUTH, PO BOX 2229, GREAT FALLS, MT, 59401, 4067917500 - 200,000 ($1,328,000.00) Equity, (File 333-123341 - Mar. 16) (BR. 02) F-3 TPG NV, 41-63 NEPTUNES TRAAT, 2132 JA HOOFDDORP, TNE NETHERLANDS, P8, 00000, 00131205006000 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-123342 - Mar. 16) (BR. 05) S-8 DIRECT RESPONSE FINANCIAL SERVICES INC, 7080 N. WHITNEY, SUITE 101, FRESNO, CA, 93720, 559-434-1565 - 5,000,000 ($150,000.00) Equity, (File 333-123343 - Mar. 16) (BR. 08) S-8 SPECIALTY LABORATORIES INC, 2211 MICHIGAN AVENUE, SANTA MONICA, CA, 90404-3900, 3108286543 - 0 ($8,757,806.40) Equity, (File 333-123344 - Mar. 16) (BR. 01) S-3 ITRON INC /WA/, 2818 N SULLIVAN RD, SPOKANE, WA, 99216, 5099249900 - 0 ($100,000,000.00) Equity, (File 333-123346 - Mar. 16) (BR. 37) SB-2 PRIME CREDIT CORP, 2411 FOUNTAINVIEW, SUITE 221, HOUSTON, TX, 77057, 281-330-5481 - 6,050,000 ($2,050,000.00) Equity, (File 333-123347 - Mar. 16) (BR. ) S-3 APPALACHIAN POWER CO, 40 FRANKLIN RD SW, ROANOKE, VA, 24011, 7039852300 - 0 ($950,000,000.00) Non-Convertible Debt, (File 333-123348 - Mar. 16) (BR. 02) S-8 MANATRON INC, 510 E MILHAM AVENUE, PORTAGE, MI, 49002, 6163755300 - 150,000 ($1,275,000.00) Equity, (File 333-123349 - Mar. 16) (BR. 03) F-6 PING AN INSURANCE (GROUP) CO OF CHINA LTD, PING AN BUILDING, BA GUA NO. 3 ROAD, SHENZEN, F4, 00000, 25,000,000 ($1,250,000.00) ADRs/ADSs, (File 333-123350 - Mar. 16) (BR. ) SB-2 WIMAX EU, LTD, 711 S. CARSON STREET, SUITE 4, CARSON CITY, NV, 89701, 831-372-3006 - 13,715,000 ($1,371,500.00) Equity, (File 333-123351 - Mar. 16) (BR. ) S-8 ORTHOFIX INTERNATIONAL N V, 7 ABRAHAM DE VEERSTRAAT, CURACAO, NETHERLANDS ANTILLES, P8, 00000, 2,000,000 ($77,728,629.00) Equity, (File 333-123353 - Mar. 16) (BR. 36) S-8 PIPELINE DATA INC, 1599 WASHINGTON STREET, SUITE 1D, BRAINTREE, MA, 02184, 781 843 3812 - 4,000,000 ($3,112,600.00) Equity, (File 333-123355 - Mar. 16) (BR. 08) S-8 CONEXANT SYSTEMS INC, 4000 MACARTHUR BLVD. K10-171, NEWPORT BEACH, CA, 92660-3095, 9494839920 - 604,825 ($967,720.00) Equity, (File 333-123356 - Mar. 16) (BR. 36) S-8 VISION GLOBAL SOLUTIONS INC, 455 NOTRE DAME ST EAST, MONTREAL QUEBEC, CANADA H2Y 1C9, A8, 00000, 5148481166 - 6,000,000 ($5,700,000.00) Equity, (File 333-123357 - Mar. 16) (BR. 03) S-8 NETBANK INC, ROYAL CENTRE THREE, SUITE 100, 11475 GREAT OAKS WAY, ALPHARETTA, GA, 30022, 7703436006 - 0 ($17,750,000.00) Equity, (File 333-123358 - Mar. 16) (BR. 07) S-8 WILEY JOHN & SONS INC, 111 RIVER STREET, HOBOKEN, NJ, 07030, 2017486000 - 8,000,000 ($281,840,000.00) Equity, (File 333-123359 - Mar. 16) (BR. 05) S-8 TD BANKNORTH INC., TWO PORTLAND SQUARE, PO BOX 9540, PORTLAND, ME, 04112-9540, (207) 761-8500 - 14,331,951 ($448,016,788.26) Equity, (File 333-123360 - Mar. 16) (BR. 07) S-8 TRICO MARINE SERVICES INC, 250 N AMERICAN COURT, HOUMA, LA, 70363, 985-851-3833 - 0 ($8,250,000.00) Equity, (File 333-123361 - Mar. 16) (BR. 05) S-8 BUTLER INTERNATIONAL INC /MD/, 110 SUMMIT AVE, MONTVALE, NJ, 07645, 2015738000 - 5,826,600 ($26,745,301.00) Equity, (File 333-123362 - Mar. 16) (BR. 37) S-8 BUTLER INTERNATIONAL INC /MD/, 110 SUMMIT AVE, MONTVALE, NJ, 07645, 2015738000 - 674,433 ($2,213,795.31) Equity, (File 333-123363 - Mar. 16) (BR. 37) S-8 MONOLITHIC SYSTEM TECHNOLOGY INC, 1020 STEWART DRIVE, SUNNYVALE, CA, 94086, 4087311800 - 0 ($3,348,000.00) Equity, (File 333-123364 - Mar. 16) (BR. 36) SB-2 Telecomm Sales Network Inc, 8621 GLENEAGLES DR, RALEIGH, NC, 27613, 9198463990 - 2,056,000 ($102,800.00) Equity, (File 333-123365 - Mar. 16) (BR. ) S-8 PROSPERITY BANCSHARES INC, 4295 SAN FELIPE, N/A, HOUSTON, TX, 77027, 7136939300 - 1,250,000 ($34,037,500.00) Equity, (File 333-123366 - Mar. 16) (BR. 07) S-8 PROSPERITY BANCSHARES INC, 4295 SAN FELIPE, N/A, HOUSTON, TX, 77027, 7136939300 - 0 ($4,226,672.00) Equity, (File 333-123367 - Mar. 16) (BR. 07) S-8 CUMMINS INC, 500 JACKSON ST, BOX 3005 MAIL CODE 60207, COLUMBUS, IN, 47202-3005, 8123773259 - 2,500,000 ($190,550,000.00) Equity, (File 333-123368 - Mar. 16) (BR. 36) S-8 ZHONE TECHNOLOGIES INC, 7001 OAKPORT STREET, OAKLAND, CA, 94621, 5107777000 - 0 ($9,187,800.00) Equity, (File 333-123369 - Mar. 16) (BR. 37) S-8 PAULSON CAPITAL CORP, 811 SW NAITO PARKWAY, SUITE 200, PORTLAND, OR, 97204, 5032436000 - 0 ($3,444,375.00) Other, (File 333-123370 - Mar. 16) (BR. 07) S-1 United Financial Bancorp Inc, 95 ELM STREET, WEST SPRINGFIELD, MA, 01089, (413) 787-1700 - 0 ($94,309,090.00) Equity, (File 333-123371 - Mar. 16) (BR. ) S-8 FIRST HORIZON NATIONAL CORP, 165 MADISON AVENUE, MEMPHIS, TN, 38103, 9018186232 - 5,000,000 ($213,600,000.00) Equity, (File 333-123372 - Mar. 16) (BR. 07) S-8 VYYO INC, 4015 MIRANDA AVENUE, FIRST FLOOR, PALO ALTO, CA, 94304, 6503194000 - 1,500,000 ($10,897,500.00) Equity, (File 333-123373 - Mar. 16) (BR. 37) S-8 VERIZON COMMUNICATIONS INC, 1095 AVE OF THE AMERICAS, NEW YORK, NY, 10036, 2123952121 - 1,436,800,000 ($40,000,000.00) Equity, (File 333-123374 - Mar. 16) (BR. 37) S-8 MAINSTREET BANKSHARES INC, 730 E CHURCH ST STE 12, PO BOX 1224, MARTINSVILLE, VA, 24114, 5406328054 - 167,000 ($1,807,000.00) Equity, (File 333-123375 - Mar. 16) (BR. 07) S-8 E PIPHANY INC, 475 CONCAR DRIVE, 475 CONCAR DRIVE, SAN MATEO, CA, 94402, 6504962430 - 3,376,945 ($11,532,267.18) Equity, 1,500,000 ($1,500,000.00) Other, (File 333-123376 - Mar. 16) (BR. 08) S-8 SILICON IMAGE INC, 1060 EAST ARQUES AVE, SUNNYVALE, CA, 94085, 4086164000 - 0 ($45,844,734.52) Equity, (File 333-123377 - Mar. 16) (BR. 36) S-1 GLOBAL MED TECHNOLOGIES INC, 12600 W COLFAX, SUITE C-420, LAKEWOOD, CO, 80215, 3032382000 - 50,724,329 ($113,115,253.67) Equity, (File 333-123378 - Mar. 16) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial bligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 4 KIDS ENTERTAINMENT INC NY 2.02,9.01 12/31/04 AAIPHARMA INC DE 2.02,2.06,3.01,8.01,9.01 03/16/05 AAR CORP DE 2.02,9.01 03/16/05 ACCESS PHARMACEUTICALS INC DE 7.01 03/16/05 ACUSPHERE INC DE 1.01,9.01 03/10/05 ADMINISTAFF INC \DE\ DE 1.01,9.01 03/11/05 ADSOUTH PARTNERS, INC. NV 5.03,9.01 03/14/05 ADVANCED PHOTONIX INC DE 1.01 03/08/05 AMEND AETNA INC /PA/ PA 5.03,8.01,9.01 03/11/05 AFFILIATED COMPUTER SERVICES INC DE 7.01,9.01 03/16/05 AFFIRMATIVE INSURANCE HOLDINGS INC DE 7.01,9.01 03/16/05 AIR METHODS CORP DE 2.02 03/16/05 Airbee Wireless, Inc. DE 8.01 12/13/04 ALABAMA POWER CO AL 8.01,9.01 03/08/05 ALAMOSA HOLDINGS INC DE 3.02 03/16/05 ALEXION PHARMACEUTICALS INC DE 5.02,8.01,9.01 03/14/05 ALLEGHENY BANCSHARES INC WV 1.01,5.02 03/14/05 Alliance Distributors Holding Inc. DE 1.01,5.02,5.05,9.01 03/14/05 ALLIED DEFENSE GROUP INC DE 2.02,4.02,9.01 03/16/05 ALLIED HOLDINGS INC GA 7.01,9.01 03/14/05 AMEND Alpha Natural Resources, Inc. DE 2.02,9.01 03/15/05 ALPHATRADE COM NV 9.01 03/15/05 AMERICAN BUSINESS FINANCIAL SERVICES DE 1.01,2.03,5.02,8.01,9.01 03/10/05 AMEND AMERICAN BUSINESS FINANCIAL SERVICES DE 1.01,2.03,5.02,8.01,9.01 03/10/05 AMEND American Casino & Entertainment Prope DE 2.02,7.01 03/16/05 AMERICAN REAL ESTATE PARTNERS L P DE 2.02,7.01 03/15/05 AMERICAN SKIING CO /ME DE 2.02 03/16/05 AMERON INTERNATIONAL CORP DE 2.02 01/27/05 ANDRESMIN GOLD CORP MT 1.01,3.02,8.01,9.01 02/21/05 ANNUITY & LIFE RE (HOLDINGS), LTD. D0 2.02,9.01 03/14/05 ANTIGENICS INC /DE/ DE 1.01 03/10/05 ANWORTH MORTGAGE ASSET CORP MD 1.01,2.02,9.01 03/15/05 APOLLO GOLD CORP 2.02,5.02,9.01 03/10/05 ARTHROCARE CORP DE 2.02,9.01 03/15/05 ASBURY AUTOMOTIVE GROUP INC DE 5.02,9.01 03/15/05 ASCENDANT SOLUTIONS INC DE 1.01,9.01 12/31/04 AMEND ASPEN INSURANCE HOLDINGS LTD D0 1.01 03/16/05 ASSURANT INC 1.01 03/16/05 ASSURED GUARANTY LTD 5.02,9.01 03/14/05 ATLANTIC COAST FEDERAL CORP X1 2.02,9.01 03/16/05 AUGUST TECHNOLOGY CORP MN 8.01,9.01 03/16/05 AUTEO MEDIA INC NV 4.01 02/28/05 AUTODESK INC DE 1.01,1.02,8.01 03/10/05 AUTODESK INC DE 5.02,8.01 03/10/05 AUTODESK INC DE 1.01 03/10/05 AUTOZONE INC NV 5.02,8.01,9.01 03/16/05 AUXILIUM PHARMACEUTICALS INC 1.01,1.02,5.02 03/10/05 AVATAR HOLDINGS INC DE 2.02,7.01,9.01 03/16/05 AVIGEN INC \DE DE 1.01,9.01 03/15/05 AVIGEN INC \DE DE 1.01,9.01 03/15/05 AMEND BAKERS FOOTWEAR GROUP INC MO 2.02,5.03,8.01,9.01 03/11/05 BANC OF AMERICA COMMERCIAL MORTGAGE I DE 8.01,9.01 03/16/05 BDC Capital, Inc. MN 5.02,9.01 03/16/05 BEAR STEARNS COMPANIES INC DE 2.02,9.01 03/16/05 BERKSHIRE INCOME REALTY INC 9.01 12/29/04 AMEND BERTUCCIS CORP DE 4.02 03/14/05 BIG SKY ENERGY CORP NV 8.01 03/09/05 BLOUNT INTERNATIONAL INC DE 7.01,9.01 03/16/05 BLUETORCH, INC. 5.02,8.01 03/11/05 BODISEN BIOTECH, INC DE 1.01,2.03,3.02,9.01 03/16/05 BORDEN CHEMICAL INC NJ 2.02,9.01 03/16/05 BOSTON BEER CO INC MA 4.01 03/14/05 BRAINTECH INC NV 3.02 03/04/05 BRUKER BIOSCIENCES CORP DE 2.02,9.01 03/02/05 AMEND BUSINESS OBJECTS S.A. 1.01 03/10/05 CALIPER LIFE SCIENCES INC DE 1.01,9.01 03/14/05 CAMBREX CORP DE 2.02,4.02,8.01,9.01 03/15/05 CANTERBURY CONSULTING GROUP INC PA 1.02,9.01 03/15/04 CANYON RESOURCES CORP DE 1.01,9.01 03/15/05 CAPCO ENERGY INC CO 3.02,9.01 03/10/05 CAPITAL CORP OF THE WEST CA 8.01,9.01 03/15/04 CAPITAL LEASE FUNDING INC 1.01,2.03 03/03/05 CAPITAL TRUST INC MD 7.01,9.01 03/15/05 CAPITAL TRUST INC MD 2.02,9.01 03/10/05 CARRIZO OIL & GAS INC TX 2.02,9.01 03/16/05 CASTLE & MORGAN HOLDINGS INC DE 1.01,5.01,9.01 03/10/05 CATO CORP DE 4.02,9.01 03/14/05 CAVALIER HOMES INC DE 7.01,9.01 12/31/04 CAYUGA ACQUISITION CORP NV 4.01,9.01 03/16/05 CAYUGA ACQUISITION CORP NV 4.01,9.01 03/16/05 CECO ENVIRONMENTAL CORP DE 3.01 03/16/05 CEDAR SHOPPING CENTERS INC MD 7.01,9.01 03/14/05 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 4.02 03/16/05 CENTRAL PARKING CORP TN 5.02,8.01,9.01 03/14/05 CFS BANCORP INC DE 2.02,9.01 03/11/05 CHARTERMAC DE 8.01,9.01 03/14/05 CHARTERMAC DE 4.02,9.01 03/15/05 CHARTERMAC DE 2.02,9.01 03/15/05 AMEND Chembio Diagnostics Inc. NV 5.02,9.01 12/31/04 CHEMOKINE THERAPEUTICS CORP DE 8.01 03/16/05 CHEMOKINE THERAPEUTICS CORP DE 1.01 03/10/05 CHESTER VALLEY BANCORP INC PA 8.01 03/16/05 CIPHERGEN BIOSYSTEMS INC DE 1.01,5.02 03/11/05 CITIGROUP INC DE 9.01 03/16/05 Citigroup Mortgage Loan Trust Inc. Mo 8.01,9.01 08/25/04 AMEND Citigroup Mortgage Loan Trust Inc. Mo 8.01,9.01 09/25/04 AMEND CLARUS CORP DE 2.02,9.01 03/15/05 CLEVELAND CLIFFS INC OH 1.01,9.01 03/09/05 COMDIAL CORP DE 4.01,9.01 11/15/04 AMEND COMFORCE CORP DE 2.02,9.01 03/15/05 COMMSCOPE INC DE 7.01,9.01 03/16/05 COMMUNITY BANCORP /VT VT 8.01,9.01 03/15/05 COMMUNITY CENTRAL BANK CORP MI 5.02 03/15/05 COMMUNITY VALLEY BANCORP CA 8.01,9.01 03/16/05 COMPASS MINERALS INTERNATIONAL INC DE 1.01 03/10/05 COMPREHENSIVE CARE CORP DE 1.01 03/11/05 CONNETICS CORP DE 2.02 03/14/05 COSTAR GROUP INC DE 1.01 03/10/05 COVANSYS CORP MI 2.02 03/16/05 COVANSYS CORP MI 1.01 03/16/05 CRAFTY ADMIRAL ENTERPRISES LTD NV 4.01,9.01 03/11/05 CRAY INC WA 8.01,9.01 03/16/05 CRESCENT REAL ESTATE EQUITIES CO TX 8.01 03/11/05 CUTTER & BUCK INC WA 1.01,2.03,9.01 03/10/05 CWABS INC DE 8.01,9.01 03/14/05 CWABS INC DE 8.01,9.01 03/15/05 CYGNUS INC /DE/ DE 8.01,9.01 03/16/05 CYPRESS BIOSCIENCE INC DE 2.02,9.01 03/16/05 CYPRESS COMMUNICATIONS HOLDING CO INC DE 8.01,9.01 03/15/05 CYTRX CORP DE 1.01 03/14/05 D&E COMMUNICATIONS INC PA 1.01,5.02,8.01,9.01 03/16/05 DANA CORP VA 1.01 03/10/05 DARLING INTERNATIONAL INC DE 2.02,9.01 03/16/05 DAVITA INC DE 8.01,9.01 03/16/05 DAYBREAK MINES INC WA 5.02 03/14/05 DENDREON CORP DE 2.02,9.01 03/15/05 DHB INDUSTRIES INC DE 2.02,9.01 03/16/05 DIATECT INTERNATIONAL CORP CA 2.01,3.02,4.02,5.02,8.01,9.01 12/02/04 DOMINION HOMES INC OH 7.01,9.01 03/09/05 AMEND DREAMS INC UT 2.03,3.02,8.01,9.01 02/16/05 DREW INDUSTRIES INC DE 1.01,9.01 03/15/05 DRIL-QUIP INC DE 5.02 03/11/05 DUANE READE HOLDINGS INC 2.02,9.01 03/16/05 DUANE READE INC DE 2.02,9.01 03/16/05 DURA AUTOMOTIVE SYSTEMS INC DE 2.02,9.01 03/16/05 DWANGO NORTH AMERICA CORP NV 1.01 03/10/05 DYNAMICS RESEARCH CORP MA 2.01,9.01 09/01/04 AMEND E TRADE FINANCIAL CORP DE 8.01 03/14/05 EAGLE PICHER HOLDINGS INC DE 1.01,5.02,9.01 03/14/05 EASTMAN KODAK CO NJ 2.05 03/15/05 ECB BANCORP INC NC 7.01,9.01 03/15/05 EDGAR FILINGNET INC NV 4.01 03/16/05 EDGE PETROLEUM CORP DE 2.02,4.02,9.01 03/14/05 EDO CORP NY 5.02 03/14/05 EL PASO CORP/DE DE 2.02,9.01 03/16/05 EMBREX INC /NC/ NC 2.02,9.01 03/15/05 EMPS RESEARCH CORP UT 5.03,7.01,9.01 03/16/05 ENDOCARE INC DE 1.01,3.02,9.01 03/10/05 ENDOLOGIX INC /DE/ DE 2.02,9.01 12/31/04 Energy Transfer Partners, L.P. DE 8.01,9.01 03/16/05 ENXNET INC OK 7.01,9.01 03/16/05 EON COMMUNICATIONS CORP DE 2.02,9.01 03/11/05 AMEND EQUITY INNS INC TN 8.01 03/16/05 EQUITY RESIDENTIAL MD 5.02 03/16/05 ESB FINANCIAL CORP PA 8.01,9.01 03/16/05 EXIDE TECHNOLOGIES DE 5.02,9.01 03/11/05 EZ EM INC DE 1.01 03/14/05 FASTENTECH INC DE 7.01,9.01 03/16/05 FERRO CORP OH 2.05,7.01 03/11/05 FIBERMARK INC DE 8.01,9.01 03/15/05 FIBERSTARS INC /CA/ CA 2.02,9.01 03/15/05 FIBERSTARS INC /CA/ CA 1.01 03/14/05 FIDELITY BANCORP INC PA 8.01,9.01 03/16/05 FINANCIAL INSTITUTIONS INC NY 2.02,9.01 03/16/05 FINANCIAL SECURITY ASSURANCE HOLDINGS NY 2.02,9.01 03/16/05 FIRST COMMONWEALTH FINANCIAL CORP /PA PA 7.01 03/08/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 03/16/05 FIRST IPSWICH BANCORP /MA MA 1.01 01/01/05 FIRST SECURITY GROUP INC/TN TN 9.01 10/21/04 AMEND FIRST UNITED CORP/MD/ MD 2.02,9.01 03/14/05 FIRSTENERGY CORP OH 8.01,9.01 03/15/05 FLEETWOOD ENTERPRISES INC/DE/ DE 1.01,2.03,9.01 03/15/05 FMC CORP DE 7.01 03/11/05 FORD MOTOR CO DE 8.01,9.01 03/16/05 FORTUNE BRANDS INC DE 8.01,9.01 03/16/05 FOSSIL INC DE 4.02,9.01 03/16/05 FOSTER WHEELER LTD D0 2.02,9.01 03/16/05 FPL GROUP INC FL 3.03,5.03,8.01,9.01 03/16/05 FRMO CORP DE 5.02 03/11/05 FROZEN FOOD EXPRESS INDUSTRIES INC TX 2.02,9.01 12/31/04 FULTON FINANCIAL CORP PA 5.02,7.01,9.01 03/16/05 GAP INC DE 1.01,9.01 03/11/05 GARUDA CAPITAL CORP NV 3.02,9.01 03/15/05 GB HOLDINGS INC DE 2.02,7.01 03/15/05 GCCFC 2005-GG3 8.01,9.01 03/11/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 03/15/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 03/15/05 GENERAL BINDING CORP DE 8.01,9.01 03/16/05 GENERAL CABLE CORP /DE/ DE 8.01 03/16/05 GENERAL MOTORS ACCEPTANCE CORP DE 4.02,8.01 03/14/05 GENERAL MOTORS CORP DE 4.02,7.01,8.01 03/14/05 GENITOPE CORP DE 2.02,9.01 03/10/05 GLOBAL CROSSING LTD 2.02,9.01 03/16/05 GLOBAL DIVERSIFIED INDUSTRIES INC NV 2.01 03/11/05 GLOBAL MED TECHNOLOGIES INC CO 1.01,1.02,9.01 03/15/05 GLOBAL SIGNAL INC DE 8.01,9.01 03/16/05 GLOWPOINT INC DE 8.01,9.01 03/14/05 GLYCOGENESYS INC NV 1.01,1.02 03/10/05 GMH Communities Trust MD 2.03 03/10/05 GP STRATEGIES CORP DE 9.01 03/16/05 GRAYBAR ELECTRIC CO INC NY 5.02 03/10/05 GREEN MOUNTAIN POWER CORP VT 2.02,8.01,9.01 03/15/05 GROUP 1 AUTOMOTIVE INC DE 1.01,8.01,9.01 03/09/05 GS MORTGAGE SECURITIES CORP DE 8.01 03/14/05 GULFMARK OFFSHORE INC DE 8.01,9.01 03/16/05 HAIGHTS CROSS COMMUNICATIONS INC DE 1.01,7.01,9.01 03/10/05 HALLIBURTON CO DE 8.01 03/10/05 HARLEY DAVIDSON MOTORCYCLE TRUST 2004 NV 8.01,9.01 03/15/05 Harley-Davidson Motorcycle Trust 2004 NV 8.01,9.01 03/15/05 Harley-Davidson Motorcycle Trust 2004 NV 8.01,9.01 03/15/05 Harley-Davidson Motorcycle Trust 2005 NV 8.01,9.01 03/15/05 HARRIS & HARRIS GROUP INC /NY/ NY 4.02,9.01 03/14/05 HARTMAN COMMERCIAL PROPERTIES REIT TX 2.01,9.01 03/14/05 HARVEY ELECTRONICS INC NY 2.02 03/16/05 HEADLINERS ENTERTAINMENT GROUP, INC. DE 5.03 03/15/05 HELIX TECHNOLOGY CORP DE 1.01,5.02 03/10/05 AMEND HENNESSY ADVISORS INC 1.01,9.01 03/15/05 HERITAGE COMMERCE CORP CA 4.02,9.01 03/15/05 HERITAGE FINANCIAL CORP /WA/ WA 7.01,9.01 03/15/05 HYDRIL CO DE 1.01,9.01 03/07/05 HYUNDAI ABS FUNDING CORP DE 8.01,9.01 03/10/05 ICAGEN INC DE 1.01,5.02,9.01 03/14/05 ICOP DIGITAL, INC CO 3.02,5.02 03/15/05 IMMUNOTECHNOLOGY CORP DE 3.03,5.03,9.01 03/16/05 IMPAC MORTGAGE HOLDINGS INC MD 8.01,9.01 03/16/05 IMPAX LABORATORIES INC DE 1.01,9.01 02/22/05 IMPERIAL SUGAR CO /NEW/ TX 1.01,9.01 03/01/05 INDYMAC BANCORP INC DE 1.01 03/10/05 INFOTEC BUSINESS SYSTEMS INC NV 4.01,9.01 03/11/05 INLAND WESTERN RETAIL REAL ESTATE TRU MD 9.01 01/05/05 AMEND INLAND WESTERN RETAIL REAL ESTATE TRU MD 9.01 02/01/05 AMEND INLAND WESTERN RETAIL REAL ESTATE TRU MD 9.01 02/18/05 AMEND INLAND WESTERN RETAIL REAL ESTATE TRU MD 9.01 03/08/05 AMEND INSMED INC VA 1.01,2.03,3.02,3.03,8.01,9.01 03/15/05 INSTINET GROUP INC DE 2.06 03/16/05 INTAC INTERNATIONAL INC NV 2.01,9.01 12/31/04 AMEND INTELSAT LTD 2.02,9.01 03/15/05 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE 8.01 03/15/05 INTERLEUKIN GENETICS INC DE 2.02,9.01 03/16/05 INTERMAGNETICS GENERAL CORP NY 1.01,9.01 03/14/05 INTERNAP NETWORK SERVICES CORP DE 8.01,9.01 03/16/05 INTERNATIONAL DISPLAYWORKS, INC OR 8.01 02/25/05 INTERNATIONAL ISOTOPES INC TX 8.01,9.01 03/15/05 INTERPLAY ENTERTAINMENT CORP DE 4.01,9.01 03/11/05 AMEND INVESTMENT TECHNOLOGY GROUP INC DE 2.02,9.01 03/16/05 INVESTOOLS INC DE 2.02,7.01,8.01,9.01 03/16/05 IRWIN WHOLE LOAN HOME EQUITY TRUST 20 DE 8.01,9.01 08/26/04 AMEND ITLA CAPITAL CORP CA 1.01 01/05/05 J P MORGAN CHASE & CO DE 5.02,9.01 03/15/05 J P MORGAN CHASE & CO DE 9.01 03/10/05 JETBLUE AIRWAYS CORP DE 1.01,9.01 03/10/05 JLG INDUSTRIES INC PA 1.01,7.01,9.01 03/10/05 JOHNSON OUTDOORS INC WI 8.01,9.01 03/16/05 KAISER VENTURES LLC DE 1.01,5.02,9.01 03/15/05 KAMAN CORP CT 2.02,9.01 03/16/05 KEYSPAN CORP NY 1.01,9.01 03/16/05 KFX INC DE 7.01,9.01 03/16/05 KFX INC DE 2.02,9.01 03/16/05 KS BANCORP INC NC 8.01,9.01 03/14/05 KULICKE & SOFFA INDUSTRIES INC PA 4.01,9.01 03/14/05 LACLEDE GROUP INC MO 1.01,7.01,9.01 03/11/05 LATTICE SEMICONDUCTOR CORP DE 7.01,9.01 03/15/05 Lev Pharmaceuticals Inc NV 2.01,9.01 12/29/04 AMEND LEXAR MEDIA INC CA 2.02,9.01 03/16/05 LIBERTY GROUP PUBLISHING INC DE 8.01 03/15/05 LIFEPOINT HOSPITALS INC DE 1.01,9.01 03/15/05 LINCOLN GOLD CORP NV 1.01,3.02 03/10/05 LONE STAR STEAKHOUSE & SALOON INC DE 2.02,4.02,9.01 03/15/05 LONG BEACH SECURITIES CORP DE 8.01,9.01 03/14/05 LORAL SPACE & COMMUNICATIONS LTD D0 8.01 03/14/05 MAGIC MEDIA NETWORKS INC DE 2.01,9.01 01/06/05 AMEND MAGNA ENTERTAINMENT CORP DE 7.01,9.01 02/10/05 MAJESTIC STAR CASINO LLC IN 4.02,9.01 03/15/05 MAJESTIC STAR CASINO LLC IN 2.02,9.01 03/15/05 MARTIN MIDSTREAM PARTNERS LP DE 2.02,9.01 03/16/05 MCDERMOTT INTERNATIONAL INC R1 2.02,9.01 03/15/05 MCI INC DE 8.01,9.01 03/16/05 MDC PARTNERS INC 1.01,7.01,9.01 03/16/05 MEDISCIENCE TECHNOLOGY CORP NJ 4.01,9.01 03/14/05 MEMORY PHARMACEUTICALS CORP 1.01,1.02,5.02,9.01 03/15/05 MICHAELS STORES INC DE 2.02,8.01,9.01 03/15/05 MICRON ENVIRO SYSTEMS INC NV 8.01 03/16/05 MIDWEST BANC HOLDINGS INC DE 4.01,9.01 03/11/05 MILLER HERMAN INC MI 2.02,9.01 03/16/05 MISSION RESOURCES CORP DE 1.01,9.01 03/14/05 ML MACADAMIA ORCHARDS L P DE 2.02,9.01 03/16/05 MOMENTA PHARMACEUTICALS INC DE 1.01 03/16/05 MONACO GROUP INC DE 1.01,2.01,2.03,5.02,9.01 03/16/05 MONEYGRAM INTERNATIONAL INC 7.01 03/16/05 MTI TECHNOLOGY CORP DE 5.02,9.01 03/14/05 MYMETICS CORP DE 1.01,3.02 03/10/05 MYOCASH INC NV 1.01,5.01,5.02,8.01,9.01 03/15/05 NATALMA INDUSTRIES INC NV 4.01,9.01 03/11/05 NATIONAL BEEF PACKING CO LLC DE 2.02,9.01 03/16/05 NATIONAL BEVERAGE CORP DE 2.02,9.01 03/16/05 NATIONAL ENERGY GROUP INC DE 2.02,9.01 03/16/05 National Interstate CORP OH 2.02,9.01 03/15/05 NATIONAL MERCANTILE BANCORP CA 1.01 03/16/05 NAVARRE CORP /MN/ MN 8.01,9.01 03/16/05 NAVISTAR FINANCIAL CORP DE 8.01 01/31/05 NEIMAN MARCUS GROUP INC DE 8.01,9.01 03/16/05 NEOMAGIC CORP DE 3.01 03/11/05 NEOMAGIC CORP DE 2.02,9.01 03/15/05 NeuroMetrix, Inc. 1.01,9.01 03/10/05 NEW HORIZONS WORLDWIDE INC DE 7.01,9.01 03/16/05 NewMarket Technology Inc NV 2.03,3.02,8.01,9.01 03/15/05 NEXMED INC NV 2.02,9.01 03/16/05 NIKE INC OR 1.01,9.01 03/15/05 NOBILITY HOMES INC FL 2.02 03/10/05 NORCROSS SAFETY PRODUCTS LLC DE 2.02,9.01 03/16/05 NORTEL NETWORKS CORP 1.01,9.01 03/15/05 NORTEL NETWORKS LTD 1.01,9.01 03/15/05 NORTH PITTSBURGH SYSTEMS INC PA 2.02,9.01 03/16/05 NORTHSTAR REALTY 2.03 03/10/05 NOVADEL PHARMA INC DE 7.01,8.01,9.01 03/14/05 NTL INC DE 2.02 03/15/05 NYMAGIC INC NY 2.02,9.01 03/15/05 OFFICE DEPOT INC DE 1.01,5.02,9.01 03/11/05 OLD REPUBLIC INTERNATIONAL CORP DE 8.01,9.01 03/16/05 OLD SECOND BANCORP INC DE 8.01 03/15/05 OMEGA HEALTHCARE INVESTORS INC MD 9.01 03/15/05 AMEND OMEGA PROTEIN CORP NV 8.01,9.01 03/15/05 OMNOVA SOLUTIONS INC OH 2.05 02/02/05 AMEND ONEOK INC /NEW/ OK 8.01,9.01 03/16/05 ORBIMAGE INC DE 8.01,9.01 12/06/04 OSK CAPITAL III CORP NV 5.02,9.01 03/15/05 OVERSTOCK COM INC UT 1.01,9.01 03/14/05 PACCAR INC DE 5.02 03/15/05 PACKETEER INC DE 2.02,8.01,9.01 01/27/05 AMEND PAPA JOHNS INTERNATIONAL INC DE 1.01,9.01 03/09/05 PARAGON TECHNOLOGIES INC PA 2.02,9.01 12/31/04 PARALLEL PETROLEUM CORP DE 2.02,9.01 03/16/05 PATH 1 NETWORK TECHNOLOGIES INC DE 2.02,9.01 03/16/05 PAXSON COMMUNICATIONS CORP DE 7.01,9.01 03/11/05 PENN NATIONAL GAMING INC PA 8.01,9.01 03/16/05 PENN TRAFFIC CO DE 5.02,9.01 03/15/05 PERFORMANCE FOOD GROUP CO TN 2.02,9.01 03/16/05 PETROLEUM DEVELOPMENT CORP NV 8.01 03/15/05 PICO HOLDINGS INC /NEW CA 1.01,5.02 03/14/05 PNC FINANCIAL SERVICES GROUP INC PA 2.03,9.01 03/10/05 POWERWAVE TECHNOLOGIES INC DE 1.01,9.01 03/14/05 PRAECIS PHARMACEUTICALS INC DE 7.01 03/16/05 PRIDE INTERNATIONAL INC DE 1.01 03/10/05 PRIME RECEIVABLES CORP DE 8.01,9.01 03/16/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 03/11/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 03/11/05 PROQUEST CO DE 1.01,5.02 03/10/05 Prosoft Learning CORP NV 4.02 03/16/05 PROTALEX INC DE 8.01 03/15/05 PROVIDENT BANCORP INC/NY/ DE 1.01 03/10/05 PROVINCE HEALTHCARE CO DE 8.01,9.01 03/15/05 QUADRAMED CORP DE 2.02,9.01 03/15/05 QUADRAMED CORP DE 2.05 12/15/04 AMEND QUANTA CAPITAL HOLDINGS LTD 1.01 03/08/05 AMEND QUANTA SERVICES INC DE 1.01,2.03,9.01 03/14/05 R-TEC HOLDING INC IA 5.02,8.01,9.01 03/16/05 RAINDANCE COMMUNICATIONS INC DE 8.01,9.01 03/16/05 RAPID RECOVERY HEALTH SERVICES INC. NV 1.01,5.01,9.01 03/15/05 RCM TECHNOLOGIES INC NV 2.02 01/01/05 READERS DIGEST ASSOCIATION INC DE 1.01 03/11/05 REDWOOD TRUST INC MD 2.02,9.01 03/15/05 REHABCARE GROUP INC DE 7.01,9.01 03/16/05 RELIV INTERNATIONAL INC IL 2.03,5.02 03/14/05 RENAISSANCE MORTGAGE ACCEPTANCE CORP DE 8.01,9.01 03/16/05 REPTRON ELECTRONICS INC FL 2.02,9.01 03/16/05 REVLON CONSUMER PRODUCTS CORP DE 1.01,2.03,8.01,9.01 03/16/05 REVLON INC /DE/ DE 1.01,2.03,8.01,9.01 03/16/05 RICHARDSON ELECTRONICS LTD/DE DE 7.01 03/16/05 ROBOTIC VISION SYSTEMS INC DE 8.01,9.01 02/25/05 ROSS STORES INC DE 2.02,9.01 03/16/05 ROUNDYS INC WI 1.01,9.01 03/10/05 RUBIOS RESTAURANTS INC DE 2.02,9.01 03/15/05 RUBIOS RESTAURANTS INC DE 4.02,9.01 01/19/05 AMEND RUSS BERRIE & CO INC NJ 5.02 03/11/05 SAGA COMMUNICATIONS INC DE 1.01,9.01 03/10/05 SALESFORCE COM INC DE 1.01 03/10/05 SANDS REGENT NV 5.02,9.01 03/15/05 SCHEIB EARL INC DE 5.02 03/16/05 SEACOAST BANKING CORP OF FLORIDA FL 4.02 03/08/05 AMEND SEAGATE TECHNOLOGY E9 7.01 03/08/05 SECURITIZED ASSET BACKED RECEIVABLES 8.01,9.01 03/14/05 SEQUIAM CORP CA 1.01 03/11/05 SEVERN BANCORP INC MD 7.01,9.01 03/16/05 SHANNON INTERNATIONAL RESOURCES INC NV 5.02,8.01,9.01 03/11/05 SILVERLEAF RESORTS INC 1.01,2.01,8.01,9.01 03/11/05 SIRVA INC DE 2.02,4.02,8.01,9.01 03/10/05 SIRVA INC DE 8.01 03/10/05 SL INDUSTRIES INC NJ 1.01 03/11/05 SLC STUDENT LOAN RECEIVABLES I INC DE 8.01,9.01 02/28/05 SMTC CORP DE 1.01,9.01 03/10/05 SOLUTIA INC DE 7.01,9.01 03/16/05 SOMERA COMMUNICATIONS INC DE 1.01 03/14/05 SONUS PHARMACEUTICALS INC DE 1.02,2.02,9.01 03/15/05 SOURCECORP INC DE 1.01,7.01,9.01 03/15/05 SOUTHWALL TECHNOLOGIES INC /DE/ DE 7.01,9.01 03/15/05 SOUTHWEST WATER CO DE 2.02,9.01 03/15/05 SPARTAN STORES INC MI 5.02,7.01,9.01 03/11/05 SPECTRE GAMING INC MN 1.01 03/10/05 SPX CORP DE 5.02,9.01 03/14/05 STAGE STORES INC NV 8.01,9.01 03/14/05 STAGE STORES INC NV 8.01,9.01 03/10/05 STANDEX INTERNATIONAL CORP/DE/ DE 2.03 03/15/05 STEEL DYNAMICS INC IN 2.02,9.01 03/16/05 Stereotaxis, Inc. DE 7.01 03/15/05 STERIS CORP OH 7.01 03/16/05 STERLING BANCORP NY 2.02,4.02,8.01,9.01 03/15/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/15/05 Structured Asset Securities Corp 2005 DE 8.01,9.01 03/16/05 SUBURBAN PROPANE PARTNERS LP DE 7.01,9.01 03/16/05 SYNTHETECH INC OR 3.01 03/15/05 SYPRIS SOLUTIONS INC DE 5.02,9.01 03/16/05 TC PIPELINES LP DE 7.01,9.01 03/15/05 TECHEDGE INC DE 5.02,9.01 03/10/05 TELETECH HOLDINGS INC DE 1.01,5.02,9.01 03/10/05 TEPPCO PARTNERS LP DE 8.01 03/16/05 TEREX CORP DE 2.02,9.01 03/16/05 TERRA INDUSTRIES INC MD 9.01 03/16/05 TERWIN MORTGAGE TRUST, SERIES TMTS 20 DE 8.01,9.01 01/21/05 TIFFANY & CO DE 8.01,9.01 03/16/05 TORO CO DE 1.01,5.02,5.03,8.01,9.01 03/15/05 TRESTLE HOLDINGS INC DE 1.01,2.01,3.02,5.02,8.01 03/16/05 TRICO MARINE SERVICES INC DE 1.01,1.02,1.03,3.03,5.01,5.02 11/12/04 TRINITY INDUSTRIES INC DE 1.01 03/15/05 TRINITY INDUSTRIES INC DE 5.02 03/15/05 TRIPOS INC UT 7.01 02/28/05 TYCO INTERNATIONAL LTD /BER/ D0 1.01,9.01 03/10/05 U S CANADIAN MINERALS INC CA 9.01 03/16/05 UMPQUA HOLDINGS CORP OR 2.02,7.01,9.01 03/15/05 UNITED INDUSTRIAL CORP /DE/ DE 2.02,9.01 03/16/05 UNITED MOBILE HOMES INC NJ 2.02,4.02,9.01 03/15/05 UNITED RENTALS INC /DE DE 5.04,9.01 03/16/05 UNIVERSAL ACCESS GLOBAL HOLDINGS INC DE 8.01,9.01 03/15/05 URBAN OUTFITTERS INC PA 2.02,9.01 03/10/05 US AIRWAYS GROUP INC DE 8.01,9.01 03/16/05 USA TRUCK INC DE 1.01,9.01 03/10/05 USURF AMERICA INC NV 5.02,7.01,8.01 03/11/05 UTSTARCOM INC DE 5.02,5.03,9.01 03/15/05 V I TECHNOLOGIES INC DE 8.01,9.01 03/14/05 VALENCE TECHNOLOGY INC DE 3.02 03/15/05 VALERO ENERGY CORP/TX DE 1.01,9.01 03/10/05 VALLEY FORGE SCIENTIFIC CORP PA 1.01 03/10/05 VEECO INSTRUMENTS INC DE 2.02,9.01 03/16/05 VENDINGDATA CORP NV 2.03,3.02,9.01 03/14/05 VICTORY CAPITAL HOLDINGS CORP NV 1.01 03/16/05 VIPER NETWORKS INC UT 8.01,9.01 02/16/05 VIRAGEN INTERNATIONAL INC DE 5.02,9.01 03/15/05 Vivid Learning Systems, Inc. DE 8.01,9.01 03/14/05 VNUS MEDICAL TECHNOLOGIES INC 1.01 03/16/05 VYYO INC DE 1.01,9.01 03/14/05 W&T OFFSHORE INC TX 1.01,1.02,9.01 03/15/05 WASHINGTON GROUP INTERNATIONAL INC DE 1.01,9.01 03/15/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 03/14/05 WATERS INSTRUMENTS INC MN 1.01,3.03,5.03,9.01 03/11/05 WEST MARINE INC DE 1.01 03/10/05 WESTAR ENERGY INC /KS KS 2.02,9.01 03/16/05 WESTERN WIRELESS CORP WA 2.02,9.01 03/16/05 WESTPOINT STEVENS INC DE 8.01,9.01 01/31/05 WET SEAL INC DE 5.02,9.01 03/15/05 WILEY JOHN & SONS INC NY 1.01 03/15/05 AMEND WINDSORTECH INC DE 5.02 03/14/05 WINDSORTECH INC DE 1.01 03/15/05 WORTHINGTON INDUSTRIES INC OH 2.02,9.01 03/16/05 WQN, Inc. 7.01,9.01 03/16/05 YAMAHA MOTOR RECEIVABLES CORP DE 1.01,1.02,4.01,9.01 02/10/05 AMEND