SEC NEWS DIGEST Issue 2005-61 March 31, 2005 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the William O. Douglas Room, Room 1C30, at the Commission's headquarters building, 450 Fifth Street, N.W., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. CLOSED MEETING – TUESDAY, APRIL 5, 2005 – 2:00 P.M. The subject matter of the closed meeting scheduled for Tuesday, April 5, 2005, will be: Formal orders of investigations; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; and an Adjudicatory matter. OPEN MEETING - WEDNESDAY, APRIL 6, 2005 – 10:00 A.M. The subject matter of the open meeting scheduled for Wednesday, April 6, 2005, will be: 1. The Commission will consider a recommendation regarding the application of the Investment Advisers Act of 1940 to certain broker-dealers. (See Advisers Act Release No. 1845, Advisers Act Release No. 2278, Advisers Act Release No. 2339, and Advisers Act Release No. 2340). 2. The Commission will consider whether to adopt Regulation NMS and two amendments to the joint industry plans for disseminating market information. In particular, the Commission will consider whether to adopt the following rules and amendments: a. Rule 611 of Regulation NMS (Order Protection Rule), which would establish marketwide price protection for automated quotations that are immediately accessible; b. Rule 610 of Regulation NMS (Access Rule), which would promote fair and non-discriminatory access to quotations through a private access approach and establish a limit on access fees to harmonize the pricing of quotations across different trading centers; c. Rule 612 of Regulation NMS (Sub-Penny Rule), which would establish a uniform pricing increment of no less than a penny for orders, quotations, or indications of interest, except for those priced at less than $1.00 per share; d. Amendments to Rules 11Aa3-1 and 11Ac1-2 under the Securities Exchange Act of 1934 (Exchange Act) (redesignated as Rule 601 and 603 of Regulation NMS) (Market Data Rules), which would update the requirements for consolidating, distributing, and displaying market information, and amendments to the joint industry plans for disseminating market information that would modify the formulas for allocating plan revenues (“Allocation Amendment”) and broaden participation in plan governance (“Governance Amendment”); and e. Redesignation of the national market system (NMS” rules adopted under the Exchange Act and inclusion of those rules, as well as Rules 610, 611, and 612, under Regulation NMS. Regulation NMS also would include a separate definitional rule that would (i) retain most of the definitions currently used in the NMS rules, (ii) include new definitions related to the rules being considered for adoption, and (iii) update or eliminate obsolete definitions in the NMS rules. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. RULES AND RELATED MATTERS SEMIANNUAL REGULATORY AGENDA The Commission has authorized the publication of its Spring 2005 Regulatory Flexibility Act Agenda. The agenda is a general announcement to the public intended to provide advance notice of rulemaking actions. The agenda, which will not be available to the public until its publication, has been submitted by the Commission to the Regulatory Information Service Center for inclusion in the Unified Agenda of Federal Regulations scheduled for publication in the Federal Register in Spring 2005. Public comments regarding the agenda and the individual agenda entries are due by July 30, 2005. (Rels. 33-8561, 34-51444, 35- 27952, 39-2435, IA-2373, IC-26825, File No. S7-02-05) ENFORCEMENT PROCEEDINGS COMMISSION REVOKES REGISTRATIONS OF SECURITIES OF AMITELO COMMUNICATIONS, INC. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On March 31, the Commission revoked the registration of each class of registered securities of Amitelo Communications, Inc. (ALOC) for failure to make required periodic filings with the Commission. Without admitting or denying the findings of the order, except as to jurisdiction, which it admitted, ALOC consented to the entry of an order finding that it had violated Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of ALOC’s securities pursuant to Section 12(j) of the Exchange Act. This order settled the charges brought against it in In the Matter of Amitelo Communications, Inc., et al., Administrative Proceeding File No. 3-11831. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . . Additional Materials Available at www.sec.gov. (Rel. 34-51455; File No. 3-11831) SEC CHARGES FORMER CISCO EMPLOYEE AND HIS TWO BROTHERS WITH INSIDER TRADING The Commission announced today that it has filed a securities fraud lawsuit in the U.S. District Court for the Northern District of California against three brothers, Anthony C. Sudol III, Michael G. Sudol and Richard J. Sudol. The Commission’s complaint alleges that Anthony Sudol, a former employee of Cisco Systems, Inc., repeatedly passed material, non-public information that he learned during the course of his employment to his brothers who then traded on that information prior to its public release. According to the Commission’s complaint Anthony Sudol learned of Cisco’s acquisition plans by virtue of positions he held at Cisco where he assisted with the integration of newly acquired businesses into Cisco’s physical space and operations. After learning of five impending acquisitions between 1999 and 2003, Anthony Sudol provided that information to one or both of his brothers. Acting on his brother’s tips, Michael Sudol purchased the stock of five publicly traded companies just prior to acquisition announcements by Cisco and Richard Sudol traded in the stock of four. In total, the brothers realized profits of more than $400,000. The Commission’s action charges the three brothers with violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and seeks permanent injunctive relief, disgorgement, and civil monetary penalties. The Commission acknowledges the assistance of the NASD in this matter. [SEC v. Anthony C. Sudol III, Michael G. Sudol and Richard J. Sudol, Civil Action No. C-05-1299 (N.D. Cal.)] (LR-19162) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2005-033) to amend NASD Rule 3010 opt-out and exemption provisions. Publication of the proposal is expected in the Federal Register during the week of April 4, 2005. (Rel. 34-51434) The International Securities Exchange filed a proposed rule change (SR- ISE-2004-40) and Amendment Nos. 1, 2, and 3 thereto relating to procedures for the allocation of market maker appointments. Publication of the proposal is expected in the Federal Register during the week of April 4, 2005. (Rel. 34-51443) IMMEDIATE EFFECTIVENESS OF A PROPOSED RULE CHANGE The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2005-03) under Section 19(b)(1) of the Exchange Act, which became effective upon filing, to establish an electronic pledge system through which clearing members may deposit securities with banks acting as agents for OCC to meet margin and clearing fund requirements. Publication of this notice is expected in the Federal Register during the week of April 4, 2005. (Rel. 34-51445) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 TANKLESS SYSTEMS WORLDWIDE INC, 7650 E. EVANS ROAD, SUITE C, SCOTTSDALE, AZ, 85260, 4806097575 - 500,000 ($482,500.00) Equity, (File 333-123663 - Mar. 30) (BR. 02) S-4 UGS Corp., 5800 GRANITE PARKWAY, SUITE 600, PLANO, TX, 75024, (972) 987-3000 - 0 ($550,000,000.00) Non-Convertible Debt, (File 333-123664 - Mar. 30) (BR. 03) S-4 PARK OHIO INDUSTRIES INC/OH, 23000 EUCLID AVE, CLEVELAND, OH, 44117, 2166927066 - 210,000,000 ($210,000,000.00) Non-Convertible Debt, (File 333-123665 - Mar. 30) (BR. 06) S-8 CHINADOTCOM CORP, 34/F CITICORP CENTRE 18 WHITFIELD RD, CAUSEWAY BAY, HONG KONG, K3, 00000, 8522893820 - 2,000,000 ($5,960,000.00) Equity, (File 333-123666 - Mar. 30) (BR. 03) S-4 FEDERATED DEPARTMENT STORES INC /DE/, 7 WEST SEVENTH STREET, CINCINNATI, OH, 45202, 5135797000 - 175,000,000 ($5,768,606,698.00) Equity, (File 333-123667 - Mar. 30) (BR. 02) S-8 CROWN INTERNATIONAL INC/FL, 80 RICHMOND STREET WEST, STE 1604, TORONTO ONTARIO, 4168668213 - 1,511,387 ($377,847.00) Equity, (File 333-123668 - Mar. 30) (BR. 37) S-8 FLATBUSH FEDERAL BANCORP INC, 2146 NOSTRAND AVE, BROOKLYN, NY, 11210, 7188596800 - 161,543 ($1,892,603.00) Equity, (File 333-123670 - Mar. 30) (BR. 07) S-8 ADVANTEST CORP, SHINJUKU NS BUILDING 4-1, NISHI SHINJUKU 2 CHOME, SHINJUKU TOKYO JAPAN, M0, 00000, 121,000 ($8,402,240.00) Equity, (File 333-123671 - Mar. 30) (BR. 37) S-3 NEORX CORP, 300 ELLIOTT AVENUE WEST, SUITE 500, SEATTLE, WA, 98119-4114, 2062817001 - 0 ($5,429,512.00) Equity, (File 333-123672 - Mar. 30) (BR. 01) N-2 EATON VANCE INSTITUTIONAL SENIOR FLOATING RATE FUND, THE EATON VANCE BUILDING, 255 STATE STREET, BOSTON, MA, 02109, 617-598-8880 - 30,000,000 ($282,600,000.00) Equity, (File 333-123673 - Mar. 30) (BR. 16) SB-2 TORRENT ENERGY CORP, 600-666 BURRARD STREET, VANCOUVER, A1, V6C 2X8, 604-639-3118 - 2,500,000 ($2,575,000.00) Equity, (File 333-123674 - Mar. 30) (BR. 04) S-8 ABIOMED INC, 22 CHERRY HILL DR, DANVERS, MA, 01923, 9787775410 - 0 ($905,000.00) Equity, (File 333-123675 - Mar. 30) (BR. 36) S-8 ABIOMED INC, 22 CHERRY HILL DR, DANVERS, MA, 01923, 9787775410 - 0 ($717,500.00) Equity, (File 333-123676 - Mar. 30) (BR. 36) S-3 NRG ENERGY, INC., 211 CARNEGIE CENTER, -, PRINCETON, NJ, 08540, 609-524-4500 - 0 ($420,000,000.00) Equity, (File 333-123677 - Mar. 30) (BR. 02) S-3D EVANS BANCORP INC, PO BOX 191, 14-16 N MAIN ST, ANGOLA, NY, 14006, 7165491000 - 100,000 ($2,450,000.00) Equity, (File 333-123678 - Mar. 30) (BR. 07) S-8 EVANS BANCORP INC, PO BOX 191, 14-16 N MAIN ST, ANGOLA, NY, 14006, 7165491000 - 275,000 ($6,737,500.00) Equity, (File 333-123679 - Mar. 30) (BR. 07) S-4 KRONOS INTERNATIONAL INC, 5430 LBJ FREEWAY, SUITE 1700, DALLAS, TX, 75240-2697, 972-233-1700 - 90,000 ($116,100,000.00) Non-Convertible Debt, (File 333-123680 - Mar. 30) (BR. 06) S-4 Horizon Lines Holding Corp., 4064 COLONY ROAD, SUITE 200, CHARLOTTE, NC, 28211, (704) 973-7012 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-123681 - Mar. 30) (BR. 05) S-4 H-Lines Finance Holding Corp., 4064 COLONY ROAD, SUITE 200, CHARLOTTE, NC, 28211, (704) 973-7012 - 0 ($160,000,000.00) Non-Convertible Debt, (File 333-123682 - Mar. 30) (BR. 05) S-3 SOUTHERN CALIFORNIA EDISON CO, 2244 WALNUT GROVE AVE, P O BOX 800, ROSEMEAD, CA, 91770, 6263021212 - 0 ($1.00) Unallocated (Universal) Shelf, (File 333-123683 - Mar. 30) (BR. 02) S-8 PLANAR SYSTEMS INC, 1400 NORTHWEST COMPTON DR, BEAVERTON, OR, 97008, 5036901100 - 0 ($3,592,000.00) Equity, (File 333-123684 - Mar. 30) (BR. 36) S-8 INTRADO INC, 1601 DRY CREEK DRIVE, BOULDER, CO, 80503, 0 ($7,167,754.20) Equity, (File 333-123685 - Mar. 30) (BR. 03) S-8 GK INTELLIGENT SYSTEMS INC, GK INTELLIGENT SYSTEMS INC, 432 PARK AVENUE, 2ND FLOOR, NEW YORK, NY, 10016, 646 437 3614 - 44,000,000 ($440,000.00) Equity, (File 333-123686 - Mar. 30) (BR. 05) S-8 SONY CORP, 7-35 KITASHINAGAWA, 6-CHOME SHINAGAWA-KU, TOKYO 141 JAPAN, M0, 0354482180 - 0 ($44,701,732.77) Equity, (File 333-123687 - Mar. 30) (BR. 37) S-8 STARBUCKS CORP, P O BOX 34067, SEATTLE, WA, 98124-1067, 2064471575 - 0 ($2,010,684,397.00) Equity, (File 333-123688 - Mar. 30) (BR. 05) S-3 WELLS FARGO & CO/MN, 420 MONTGOMERY STREET, SAN FRANCISCO, CA, 94163, 6126671234 - 0 ($30,000,000,000.00) Other, (File 333-123689 - Mar. 30) (BR. 07) S-1 NEWPORT CORP, 1791 DEERE AVE, IRVINE, CA, 92714, 7148633144 - 3,220,300 ($47,209,598.00) Equity, (File 333-123690 - Mar. 30) (BR. 36) S-3 ENTERGY GULF STATES INC, 350 PINE ST, BEAUMONT, TX, 77701, 409-838-6631 - 460,000,000 ($54,142.00) Non-Convertible Debt, (File 333-123691 - Mar. 30) (BR. 02) S-8 CABOT MICROELECTRONICS CORP, 870 NORTH COMMONS DRIVE, AURORA, IL, 60504, 6303755461 - 3,000,000 ($94,455,000.00) Equity, (File 333-123692 - Mar. 30) (BR. 36) S-3 DOV PHARMACEUTICAL INC, 433 HACKENSACK AVENUE, HACKENSACK, NJ, 07601, 2019680980 - 80,000,000 ($80,000,000.00) Debt Convertible into Equity, (File 333-123693 - Mar. 30) (BR. 01) S-8 JAMDAT MOBILE INC, 3415 S. SEPULVEDA BLVD., SUITE 700, LOS ANGELES, CA, 90034, 310-636-3100 - 0 ($72,729,155.03) Equity, (File 333-123694 - Mar. 30) (BR. 08) S-3 INSMED INC, 8088286893 - 45,236,471 ($39,581,912.13) Equity, (File 333-123695 - Mar. 30) (BR. 01) SB-2 ELEC COMMUNICATIONS CORP, 75 SOUTH BROADWAY, SUITE 302, WHITE PLAINS, NY, 10601, 914-682-0214 - 4,653,996 ($2,335,429.00) Other, (File 333-123696 - Mar. 30) (BR. 37) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 5 G WIRELESS COMMUNICATIONS INC NV 3.02,9.01 03/17/05 Aames Mortgage Investment Trust 2004- DE 8.01,9.01 12/27/04 AMEND ABM INDUSTRIES INC /DE/ DE 1.01,9.01 03/24/05 Accredited Mortgage Loan REIT Trust MD 8.01 03/29/05 ACME UNITED CORP CT 7.01 03/30/05 ACTIVANT SOLUTIONS INC /DE/ DE 1.01,2.01,2.03,9.01 03/30/05 ACXIOM CORP DE 1.01 03/24/05 ADESA INC 8.01 03/24/05 Advance Nanotech, Inc. CO 1.01,3.02 03/24/05 ADVENTRX PHARMACEUTICALS INC DE 8.01,9.01 03/29/05 AES CORP DE 5.02 03/30/05 AFTERMARKET TECHNOLOGY CORP DE 1.01 03/24/05 AIRTRAN HOLDINGS INC NV 7.01,9.01 03/28/05 ALASKA AIR GROUP INC DE 1.01 03/30/05 ALASKA AIRLINES INC AK 1.01 03/30/05 ALMOST FAMILY INC DE 8.01,9.01 03/29/05 ALPENA BANCSHARES INC 8.01,9.01 03/24/05 AMC ENTERTAINMENT INC DE 7.01,9.01 03/29/05 AMERICAN INTERNATIONAL GROUP INC DE 5.02 03/28/05 AMERICAN INTERNATIONAL GROUP INC DE 2.02,9.01 03/30/05 AMERICAN ITALIAN PASTA CO DE 7.01,9.01 03/30/05 AMERICAN PHYSICIANS CAPITAL INC MI 4.01,9.01 03/24/05 AMERICAN PHYSICIANS SERVICE GROUP INC TX 2.02 03/29/05 AMERICAN SKIING CO /ME DE 1.01 03/25/05 AMERICAN TOWER CORP /MA/ DE 2.02,9.01 03/30/05 AMERIGROUP CORP 1.01 03/30/05 ANGIODYNAMICS INC DE 2.02,7.01,9.01 03/30/05 AP HENDERSON GROUP NV 1.02,4.02,5.01,5.02,5.03,8.01 03/21/05 AMEND APPLIED IMAGING CORP DE 1.01,9.01 03/24/05 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 03/30/05 ASIA PAYMENT SYSTEMS NV 7.01,9.01 03/30/05 ASPECT MEDICAL SYSTEMS INC DE 1.01,9.01 03/24/05 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 03/30/05 ATS MEDICAL INC MN 1.01,9.01 03/24/05 AUTOBYTEL INC DE 2.02,3.01,4.02,5.02,8.01,9.01 03/11/05 AXT INC DE 1.01,9.01 03/29/05 Banc of America Funding Corp. Mortgag DE 8.01,9.01 03/21/05 Banc of America Mortgage Securities M DE 8.01,9.01 02/25/05 Battle Mountain Gold Exploration Corp 1.01,2.01,3.02,5.01,5.02,5.03 09/09/04 AMEND BEAR ISLAND PAPER CO LLC VA 5.02 03/24/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 03/30/05 BEARINGPOINT INC DE 1.01 03/24/05 BESTWAY INC DE 7.01,9.01 03/30/05 BGF INDUSTRIES INC DE 4.02,7.01 03/15/05 AMEND BIO-LIFE LABS INC. 8.01 03/24/05 BIOCORAL INC DE 4.01,9.01 03/24/05 BIOPHAN TECHNOLOGIES INC NV 7.01 03/29/05 BIOSANTE PHARMACEUTICALS INC WY 2.02,9.01 03/28/05 BRADLEY OPERATING L P DE 1.01,9.01 03/29/05 BRANDPARTNERS GROUP INC DE 7.01,9.01 03/30/05 BRE PROPERTIES INC /MD/ MD 1.01 03/24/05 BROOKE CORP KS 1.01,9.01 03/29/05 BROOKE CORP KS 8.01,9.01 03/29/05 BSD MEDICAL CORP DE 7.01,9.01 03/30/05 BUCS FINANCIAL CORP MD 8.01,9.01 03/30/05 CALLISTO PHARMACEUTICALS INC DE 1.01,5.02,9.01 03/28/05 CANCERVAX CORP DE 2.03,9.01 03/28/05 CANTEL MEDICAL CORP DE 1.01,9.01 03/24/05 CAPITAL AUTOMOTIVE REIT MD 2.03,9.01 02/24/05 AMEND CAPITAL CORP OF THE WEST CA 8.01,9.01 03/29/04 CAPSOURCE FINANCIAL INC CO 3.02 02/18/05 CAREY W P & CO LLC DE 2.06 03/23/05 CARMAX INC VA 2.02,9.01 03/30/05 CARNIVAL CORP DE 2.02,9.01 03/30/05 CATO CORP DE 1.01,9.01 03/24/05 CERES GROUP INC DE 5.02,9.01 03/28/05 Chase Funding Loan Acquisition Trust, 8.01,9.01 03/25/05 Chase Funding Loan Acquisition Trust, NY 8.01,9.01 03/25/05 CHASE FUNDING TRUST, SERIES 2004-2 8.01,9.01 03/25/05 CHASE MORTGAGE FINANCE CORP CHASE MOR DE 8.01,9.01 03/25/05 Chase Mortgage Finance Trust, Series DE 8.01,9.01 03/25/05 CHESAPEAKE CORP /VA/ VA 5.02,9.01 03/29/05 CHEVIOT FINANCIAL CORP 8.01,9.01 03/29/05 CINEMARK USA INC /TX TX 2.02,7.01,9.01 03/29/05 CIPRICO INC DE 2.01,9.01 01/31/05 AMEND CISCO SYSTEMS INC CA 1.01,3.03,9.01 03/28/05 CIT GROUP INC DE 8.01 03/24/05 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY 9.01 03/30/05 CITIGROUP GLOBAL MARKETS HOLDINGS INC NY 9.01 03/30/05 CITIZENS FIRST CORP KY 4.01,9.01 03/24/05 CITY HOLDING CO WV 8.01,9.01 03/30/05 CLECO CORP LA 8.01 03/18/05 CLEVELAND CLIFFS INC OH 8.01 03/29/05 CMS ENERGY CORP MI 1.01,5.02,8.01,9.01 03/23/05 COACTIVE MARKETING GROUP INC DE 1.02,9.01 03/24/05 COINMACH SERVICE CORP DE 1.01,9.01 03/29/05 COLDWATER CREEK INC DE 1.01,1.02 03/25/05 COLLINS & AIKMAN CORP DE 2.02,9.01 03/24/05 COLLINS INDUSTRIES INC MO 3.01,5.02,9.01 03/30/05 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 03/24/05 COMSTOCK RESOURCES INC NV 8.01,9.01 03/30/05 CONSTAR INTERNATIONAL INC DE 2.02,9.01 03/30/05 CORGENTECH INC DE 1.02,9.01 03/29/05 COUNTRYWIDE FINANCIAL CORP DE 1.01,5.02,9.01 03/24/05 COUSINS PROPERTIES INC GA 5.02 03/24/05 COVANSYS CORP MI 4.01,9.01 03/25/05 CREDIT ACCEPTANCE CORPORATION MI 2.02,9.01 03/24/05 CRESCENT BANKING CO GA 2.02,9.01 03/29/05 CROWN CASTLE INTERNATIONAL CORP DE 2.02,9.01 03/29/05 CV THERAPEUTICS INC DE 1.01,9.01 03/25/05 CWABS INC DE 9.01 03/30/05 CWABS INC DE 8.01,9.01 03/30/05 CWABS INC DE 9.01 03/30/05 CWALT INC 8.01,9.01 03/28/05 CWALT INC 9.01 03/30/05 CWALT INC 9.01 03/30/05 CWALT INC 9.01 03/30/05 CWALT INC 9.01 03/30/05 CWALT INC 9.01 03/30/05 CWALT INC 9.01 03/30/04 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 03/30/05 CWMBS INC DE 9.01 03/30/05 CWMBS INC DE 9.01 03/30/05 CWMBS INC DE 9.01 03/30/05 CWMBS INC DE 9.01 03/30/05 CYTOKINETICS INC 1.01 03/24/05 DECORATOR INDUSTRIES INC PA 4.02,9.01 03/29/05 DEUTSCHE MORTGAGE & ASSET RECEIVING C DE 8.01,9.01 03/29/05 DEVRY INC DE 1.01,9.01 03/24/05 DEVRY INC DE 9.01 03/24/05 DIALYSIS CORP OF AMERICA FL 2.02,9.01 03/30/05 DIAMOND HILL INVESTMENT GROUP INC OH 9.01 12/31/04 DIVERSA CORP DE 5.02 03/30/05 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 1.01,9.01 03/24/05 DOUBLE EAGLE PETROLEUM CO MD 5.02 03/24/05 DPL INC OH 2.01,9.01 03/23/05 DRAGON PHARMACEUTICAL INC FL 2.02,2.05,9.01 03/24/05 DRESSER INC DE 4.02 03/29/05 DTLL INC MN 5.03 03/30/05 DTOMI INC NV 1.02 03/29/05 DVI RECEIVABLES CORP VIII DVI RECEIVA DE 8.01,9.01 03/14/05 DVI RECEIVABLES CORP VIII DVI RECEIVA DE 8.01,9.01 03/14/05 DVI RECEIVABLES CORP VIII DVI RECEIVA DE 8.01,9.01 03/14/05 DVI RECEIVABLES VIII LLC DE 8.01,9.01 03/14/05 DVI RECEIVABLES XIX LLC DE 8.01,9.01 03/14/05 DVI RECEIVABLES XVIII LLC DE 8.01,9.01 03/14/05 EARTHLINK INC DE 1.01,2.03,7.01,9.01 03/24/05 EARTHNETMEDIA INC NV 4.01 03/30/05 EARTHNETMEDIA INC NV 4.01 03/30/05 EASTGROUP PROPERTIES INC MD 1.01,9.01 03/28/05 EB2B COMMERCE INC /NY/ NJ 1.03,5.01,5.02 02/08/05 ECOLLEGE COM DE 5.02 03/25/05 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 03/28/05 ENERGY PARTNERS LTD DE 1.01,9.01 03/24/05 EXAR CORP DE 1.01,5.02,9.01 03/24/05 EXELON CORP PA 2.03 03/30/05 EXPRESS SCRIPTS INC DE 1.01 03/24/05 EXTENDICARE HEALTH SERVICES INC DE 2.01,9.01 01/31/05 AMEND EYETECH PHARMACEUTICALS INC DE 7.01 03/30/05 FAMILY HOME HEALTH SERVICES, INC. NV 1.01,2.01,3.02,4.01,5.01,5.02 01/17/05 AMEND FARO TECHNOLOGIES INC FL 2.01,7.01,9.01 03/30/05 FEDERAL MOGUL CORP MI 5.02 03/30/05 FEDERAL SIGNAL CORP /DE/ DE 1.01,2.03,9.01 03/24/05 FERRO CORP OH 1.01 03/28/05 FIELDPOINT PETROLEUM CORP CO 7.01,8.01,9.01 03/30/05 FINX GROUP INC DE 5.03,8.01 03/21/05 FIRST ADVANTAGE CORP DE 1.01,2.03 03/28/05 FIRST BANKS INC MO 9.01 11/30/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 03/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 03/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 03/25/05 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 03/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 03/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 03/25/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 03/30/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 03/30/05 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 03/30/04 FIRST HORIZON ASSET SECURITIES INC DE 5.01,9.01 03/28/05 AMEND FIRST NATIONAL FUNDING LLC NE 8.01,9.01 03/15/05 FLUOR CORP DE 8.01 03/30/05 FN ESTATE INC PA 1.03,9.01 03/30/05 FOREST CITY ENTERPRISES INC OH 1.01,9.01 03/24/05 FORMFACTOR INC DE 1.01 03/24/05 FRANKLIN ELECTRONIC PUBLISHERS INC PA 1.01,8.01,9.01 03/30/05 FREMONT GENERAL CORP NV 1.01 03/24/05 Fremont Home Loan Trust 2005-1 DE 9.01 03/29/05 FRIEDMANS INC DE 7.01,9.01 03/30/05 Gaming Partners International CORP NV 2.02,9.01 03/29/05 GARDENBURGER INC OR 1.01,9.01 03/24/05 GARTNER INC DE 1.01,9.01 03/28/05 GATX CORP NY 1.01 03/25/05 GE Capital Credit Card Master Note Tr DE 8.01,9.01 03/30/05 GENERAL CABLE CORP /DE/ DE 8.01 03/30/05 GENTEK INC DE 5.02,9.01 03/30/05 GFI Group Inc. DE 1.01 03/24/05 GLYCOGENESYS INC NV 1.02 03/21/05 GOVERNMENT PROPERTIES TRUST INC 2.01,9.01 03/30/05 Grande Communications Holdings, Inc. DE 2.02,9.01 03/29/05 GREAT LAKES AVIATION LTD IA 5.02 03/28/05 GREENBRIER COMPANIES INC DE 2.02,9.01 03/30/05 GS MORTGAGE SECURITIES CORP DE 8.01 03/30/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 03/28/05 GS MORTGAGE SECURITIES CORP DE 8.01 03/30/05 HALOZYME THERAPEUTICS INC NV 1.01,9.01 03/30/05 HarborView Mortgage Loan Trust 2004-1 DE 8.01,9.01 03/30/05 AMEND HARRIS CORP /DE/ DE 8.01,9.01 03/30/05 HCA INC/TN DE 1.01,5.03,9.01 03/24/05 HEALTHAXIS INC PA 2.02,9.01 03/30/05 HEALTHEXTRAS INC DE 7.01,9.01 03/29/05 HELIX BIOMEDIX INC DE 7.01,9.01 03/30/05 HERITAGE BANKSHARES INC /VA VA 4.02,9.01 03/28/05 HERITAGE COMMERCE CORP CA 5.02 03/17/05 HERITAGE PROPERTY INVESTMENT TRUST IN MD 1.01,9.01 03/29/05 HEWLETT PACKARD CO DE 1.01,5.02,9.01 03/29/05 HINES REAL ESTATE INVESTMENT TRUST IN 8.01 03/28/05 HMB Acceptance Corp. DE 8.01 03/28/05 Horizon Holding CORP DE 7.01 03/25/05 HORMEL FOODS CORP /DE/ DE 7.01,9.01 03/30/05 HUMPHREY HOSPITALITY TRUST INC VA 4.02 03/30/05 HUNGARIAN TELEPHONE & CABLE CORP DE 9.01 02/28/05 AMEND IAC/INTERACTIVECORP DE 8.01 03/30/05 ICAGEN INC DE 2.02,9.01 03/30/05 IMH ASSETS CORP DE 2.01,8.01,9.01 03/30/05 IMH ASSETS CORP DE 8.01,9.01 03/30/05 IMH ASSETS CORP DE 2.01,9.01 03/30/05 IMPERIAL INDUSTRIES INC DE 2.02 03/30/05 INCYTE CORP DE 1.01,5.02 03/29/05 Industrial Enterprises of America, In NV 5.03 12/22/04 INDUSTRIAL SERVICES OF AMERICA INC /F FL 1.01 03/25/05 INDYMAC MBS INC 8.01 03/30/05 INDYMAC MBS INC 9.01 03/30/05 INDYMAC MBS INC 9.01 03/29/05 INDYMAC MBS INC 8.01,9.01 03/09/05 INFINITY INC CO 2.02,9.01 03/30/05 InfoSearch Media, Inc. DE 2.02,9.01 03/29/05 INNCARDIO, INC UT 2.03,9.01 03/24/05 INNOTRAC CORP GA 2.02,9.01 03/30/05 INSITUFORM TECHNOLOGIES INC DE 7.01,9.01 03/17/05 AMEND INTEGRAL VISION INC MI 7.01,9.01 03/29/05 INTERFACE INC GA 7.01 03/30/05 INTERPUBLIC GROUP OF COMPANIES, INC. DE 8.01,9.01 03/30/05 ISTA PHARMACEUTICALS INC DE 8.01,9.01 03/21/05 ITT INDUSTRIES INC IN 1.01 03/28/05 IVAX CORP FL 5.02,9.01 03/23/05 IVAX DIAGNOSTICS INC DE 2.02,9.01 03/29/05 IVORY CAPITAL CORP CO 9.01 02/11/05 AMEND J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 03/30/05 J2 GLOBAL COMMUNICATIONS INC DE 7.01,9.01 03/29/05 JEFFERSON PILOT CORP NC 1.02 03/29/05 JMAR TECHNOLOGIES INC DE 2.02,7.01,8.01,9.01 03/30/05 K&F INDUSTRIES INC DE 2.02,9.01 03/30/05 K-SEA TRANSPORTATION PARTNERS LP DE 1.01,1.02,2.03,7.01,9.01 03/24/05 KEY TECHNOLOGY INC OR 4.01 03/25/05 KEYCORP STUDENT LOAN TRUST 2001-A 8.01,9.01 03/28/05 AMEND KEYSPAN CORP NY 1.01,9.01 03/30/05 KNOLOGY INC DE 1.01 03/24/05 KOS PHARMACEUTICALS INC FL 8.01,9.01 03/30/05 KRAMONT REALTY TRUST MD 7.01,9.01 03/30/05 LA JOLLA PHARMACEUTICAL CO DE 5.02 03/25/05 LA JOLLA PHARMACEUTICAL CO DE 2.05,9.01 03/29/05 LABARGE INC DE 5.02,7.01 03/29/05 LANVISION SYSTEMS INC DE 2.02,9.01 03/29/05 LECTEC CORP /MN/ MN 2.02,9.01 03/25/05 LEVI STRAUSS & CO DE 1.01 03/24/05 LEXAR MEDIA INC CA 1.01,3.02,9.01 03/29/05 LIBERTY GROUP OPERATING INC DE 8.01 03/30/05 LIBERTY GROUP PUBLISHING INC DE 8.01 03/30/05 LIGAND PHARMACEUTICALS INC DE 3.01,9.01 03/30/05 LIGHTPATH TECHNOLOGIES INC DE 5.02 03/28/05 LINDSAY MANUFACTURING CO DE 2.02,9.01 03/23/05 LMI AEROSPACE INC MO 8.01,9.01 03/29/05 LORAL SPACE & COMMUNICATIONS LTD D0 7.01 03/28/05 LUBYS INC DE 2.02 03/29/05 MATRIX BANCORP INC CO 4.01,9.01 03/24/05 Mercantile Bancorp, Inc. DE 2.02,9.01 03/30/05 MERCK & CO INC NJ 1.01 03/24/05 MERITAGE HOSPITALITY GROUP INC MI 2.02,9.01 03/29/05 META GROUP INC DE 1.01,9.01 03/28/05 METALICO INC 1.01 03/29/05 AMEND METLIFE INC DE 8.01,9.01 03/30/05 MEXCO ENERGY CORP CO 5.02 03/30/05 MICRON ENVIRO SYSTEMS INC NV 8.01 03/30/05 MIIX GROUP INC DE 8.01 03/30/05 MILLS CORP DE 2.02,9.01 12/31/04 MODTECH HOLDINGS INC CA 2.02,9.01 03/30/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 03/30/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 03/30/05 MQ ASSOCIATES INC 1.01,2.03,4.02,8.01,9.01 03/30/05 MULTI LINK TELECOMMUNICATIONS INC CO 5.01,5.02,8.01 03/28/05 NAPTAU GOLD CORP DE 4.01 03/26/05 NARA BANCORP INC DE 4.02,5.02,8.01,9.01 03/24/05 NATALMA INDUSTRIES INC NV 4.01,9.01 03/11/05 AMEND NATIONAL HOUSING PARTNERSHIP REALTY F MD 8.01 02/14/05 NAVIGANT INTERNATIONAL INC DE 4.02,8.01,9.01 03/25/05 NCRIC GROUP INC DC 7.01,9.01 03/29/05 NELNET STUDENT LOAN FUNDING LLC 8.01,9.01 03/25/05 NEOGENOMICS INC NV 1.01,9.01 03/29/05 NEOPHARM INC DE 8.01 03/23/05 NEW BRUNSWICK SCIENTIFIC CO INC NJ 2.02,8.01 12/31/04 NewMarket Technology Inc NV 8.01,9.01 03/29/05 NORTEM, N.V. DE 8.01,9.01 03/24/05 NOVASTAR FINANCIAL INC MD 8.01,9.01 03/30/05 NPS PHARMACEUTICALS INC DE 8.01,9.01 03/30/05 NRG ENERGY, INC. DE 2.02,9.01 03/30/05 NRG ENERGY, INC. DE 8.01 01/21/05 NRG ENERGY, INC. DE 1.01,5.02 03/29/05 NRG ENERGY, INC. DE 2.02,9.01 03/30/05 AMEND NU HORIZONS ELECTRONICS CORP DE 1.01,9.01 03/28/05 NUCO2 INC /FL FL 8.01,9.01 03/30/04 NUVEEN INVESTMENTS INC DE 8.01,9.01 03/29/05 NVE CORP /NEW/ MN 1.01,9.01 03/28/05 Odimo INC DE 1.01,2.02,9.01 03/29/05 OSI PHARMACEUTICALS INC DE 8.01,9.01 03/22/05 OXFORD INDUSTRIES INC GA 2.02,9.01 03/30/05 OXIGENE INC DE 1.01,3.03,8.01,9.01 03/24/05 PAB BANKSHARES INC GA 5.02,5.03,9.01 03/29/05 PACIFIC ENERGY PARTNERS LP 7.01,9.01 03/23/05 PACIFIC GAS & ELECTRIC CO CA 8.01 03/30/05 PALM HARBOR HOMES INC /FL/ FL 5.02,9.01 03/29/05 PANAMERICAN BANCORP DE 3.02 03/18/05 AMEND Paradigm Holdings, Inc WY 4.01,9.01 11/04/04 Park Place Securities, Inc., Asset-Ba DE 9.01 03/01/05 PARTY CITY CORP DE 5.02,8.01,9.01 03/24/05 PAXAR CORP NY 5.02 03/25/05 PBSJ CORP /FL/ FL 4.02,5.02 03/28/05 PEAK INTERNATIONAL LTD D0 2.02,9.01 03/28/05 PEGASUS COMMUNICATIONS CORP / DE 5.02 03/30/05 PEMSTAR INC MN 1.01 03/24/05 PENN NATIONAL GAMING INC PA 8.01 03/30/05 PEPSICO INC NC 7.01 03/30/05 PETROQUEST ENERGY INC DE 7.01,8.01,9.01 03/30/05 PG&E CORP CA 8.01 03/30/05 PIPELINE DATA INC 7.01 12/31/04 PIPELINE DATA INC 7.01 12/31/04 PIPELINE DATA INC 1.01 12/31/04 PIPELINE DATA INC 1.01,2.01 12/31/04 PIPELINE DATA INC 1.01,2.01 12/31/04 PIPELINE DATA INC 1.01,2.03 12/31/04 PLAYTEX PRODUCTS INC DE 5.02,9.01 03/24/05 PNM RESOURCES INC NM 7.01,8.01 03/30/05 PORTAL SOFTWARE INC DE 3.01 03/22/05 PRESSURE BIOSCIENCES INC MA 3.01 03/24/05 PRIMEDIA INC DE 7.01,9.01 03/29/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 03/24/05 PRINCIPAL LIFE INSURANCE CO IA 9.01 03/24/05 PRO TECH COMMUNICATIONS INC FL 2.02,9.01 03/31/04 PROTEIN POLYMER TECHNOLOGIES INC DE 4.02,9.01 03/30/05 PRUDENTIAL BANCORP INC OF PENNSYLVANI PA 1.01,8.01,9.01 03/29/05 PRUDENTIAL FINANCIAL INC NJ 8.01,9.01 03/30/05 PSS WORLD MEDICAL INC FL 5.02,9.01 03/24/05 PSYCHEMEDICS CORP DE 1.01,9.01 03/28/05 PUBLIC SERVICE CO OF NEW MEXICO NM 7.01,8.01 03/30/05 PUBLICARD INC PA 2.02,9.01 03/28/05 QUOVADX INC DE 1.01,9.01 03/24/05 R H DONNELLEY CORP DE 8.01 03/30/05 RADIAN GROUP INC DE 1.01,9.01 02/08/05 AMEND RCM TECHNOLOGIES INC NV 5.02 03/29/05 Real Mex Restaurants, Inc. DE 2.01,9.01 01/11/05 AMEND REDDY ICE HOLDINGS INC DE 1.01 03/24/05 RELIABILITY INC TX 2.02,9.01 03/30/05 RIVERSTONE NETWORKS INC DE 1.01 03/25/05 RIVERSTONE NETWORKS INC DE 8.01,9.01 03/30/05 ROAMING MESSENGER INC NV 1.01,3.02 03/28/05 ROBOTIC VISION SYSTEMS INC DE 2.01,5.03,9.01 03/23/05 ROYAL BODYCARE INC/NV DE 2.02 03/29/05 RUBY TUESDAY INC GA 2.02,7.01,9.01 03/01/05 RUSH FINANCIAL TECHNOLOGIES INC TX 3.02,7.01,9.01 03/29/05 SAFECO CORP WA 5.02 03/25/05 SCHEID VINEYARDS INC DE 1.01,2.03,9.01 03/24/05 SCP POOL CORP DE 1.01,9.01 03/30/05 SEA CONTAINERS LTD /NY/ 2.02,9.01 03/29/05 Sears Holdings CORP DE 1.01,1.02,3.02,5.02,7.01,8.01 03/24/05 SEARS ROEBUCK ACCEPTANCE CORP DE 1.02,8.01 03/24/05 SELIGMAN NEW TECHNOLOGIES FUND INC 7.01 03/30/05 SEMCO ENERGY INC MI 8.01,9.01 03/29/05 SEMOTUS SOLUTIONS INC NV 1.01,2.01,3.02,9.01 03/30/05 SENETEK PLC /ENG/ 1.01,5.02,8.01,9.01 03/29/05 SENTIGEN HOLDING CORP DE 2.02,9.01 03/30/05 SIZELER PROPERTY INVESTORS INC DE 8.01,9.01 03/30/05 SIZELER PROPERTY INVESTORS INC DE 4.01,9.01 03/14/05 AMEND SKILLSOFT PUBLIC LIMITED CO 2.02,9.01 03/30/05 SLADES FERRY BANCORP MA 4.01,9.01 03/14/05 AMEND SLM EDUCATION CREDIT FUNDING LLC 8.01,9.01 03/15/05 SLM FUNDING LLC DE 8.01,9.01 03/15/05 SM&A CA 5.02,7.01,9.01 03/29/05 SNB Bancshares Inc TX 8.01,9.01 03/30/05 SONEX RESEARCH INC MD 8.01 03/30/05 SOUTHERN CO DE 8.01 03/25/05 SOUTHERN COMMUNITY FINANCIAL CORP NC 8.01,9.01 03/29/05 SPECTRX INC DE 2.02,9.01 03/30/05 SPEEDWAY MOTORSPORTS INC DE 1.01,9.01 03/30/05 SPORTS RESORTS INTERNATIONAL INC MI 8.01,9.01 03/29/05 ST PAUL TRAVELERS COMPANIES INC MN 2.02,2.05,9.01 03/30/05 STEELCASE INC MI 2.02,4.02 03/30/05 STORAGE TECHNOLOGY CORP DE 1.01 03/28/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/28/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/30/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 03/29/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 03/15/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 03/15/05 STRUCTURED OBLIGATIONS CORP LONG TERM DE 8.01,9.01 03/15/05 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 03/15/05 STRUCTURED OBLIGATIONS CORP SELECT NO DE 8.01,9.01 03/15/05 SUMMUS INC DE 8.01,9.01 03/29/05 SUNSET FINANCIAL RESOURCES INC 5.02 03/24/05 SUSQUEHANNA MEDIA CO DE 8.01 03/30/05 SUSSEX BANCORP NJ 1.01,9.01 03/23/05 SYMANTEC CORP DE 8.01,9.01 03/28/05 SYNERGY BRANDS INC DE 7.01 03/30/05 SYNERGY FINANCIAL GROUP INC /NJ/ NJ 8.01,9.01 03/30/05 TANGER FACTORY OUTLET CENTERS INC NC 1.01 03/24/05 TD BANKNORTH INC. DE 5.02 03/30/05 Tejas Inc DE 2.02,9.01 03/30/05 TENGTU INTERNATIONAL CORP DE 3.02,5.03,8.01,9.01 03/24/05 TENNANT CO MN 5.02,9.01 03/28/05 TERADYNE INC MA 5.02,9.01 03/28/05 TERAFORCE TECHNOLOGY CORP DE 2.02,9.01 03/30/05 TERAYON COMMUNICATION SYSTEMS DE 7.01,9.01 03/28/05 TESSERA TECHNOLOGIES INC DE 1.01 03/24/05 TETRA TECH INC DE 2.02,9.01 03/29/05 TIDEL TECHNOLOGIES INC DE 4.01,9.01 03/24/05 TIDELANDS BANCSHARES INC 3.02,9.01 03/30/05 TIMCO AVIATION SERVICES INC DE 2.02,9.01 03/30/05 TLC VISION CORP A6 8.01,9.01 03/29/05 TORCHMARK CORP DE 1.01,9.01 03/28/05 Tornado Gold International Corp NV 8.01 03/30/05 TORVEC INC NY 9.01 03/25/05 TRANSGENOMIC INC DE 3.02 03/24/05 TRANSKARYOTIC THERAPIES INC DE 1.01 03/24/05 TRANSPRO INC DE 2.05,9.01 03/30/05 TRESTLE HOLDINGS INC DE 2.02 03/30/05 TRICO BANCSHARES / CA 8.01 03/30/05 TRIDENT MICROSYSTEMS INC DE 1.01,9.01 03/24/05 TRIKON TECHNOLOGIES INC DE 5.02,8.01,9.01 03/24/05 Trinity Partners Acquistion CO Inc. DE 1.01 03/24/05 Trinsic, Inc. DE 5.02 03/24/05 TRUMP HOTELS & CASINO RESORTS INC DE 1.01,7.01 03/23/05 TYCO INTERNATIONAL LTD /BER/ D0 1.01,1.02,9.01 03/24/05 U S CANADIAN MINERALS INC CA 4.02 03/30/05 UNIFIRST CORP MA 2.02,9.01 03/30/05 UNITED ONLINE INC DE 1.01,9.01 03/24/05 UNITED STATIONERS INC DE 1.01,2.03,9.01 03/24/05 UNIVERSAL ACCESS GLOBAL HOLDINGS INC DE 1.01,9.01 03/24/05 UNOVA INC DE 1.01,9.01 03/23/05 US AIRWAYS GROUP INC DE 7.01,9.01 03/30/05 V ONE CORP/ DE DE 7.01,9.01 03/11/05 VALHI INC /DE/ DE 2.02,7.01,9.01 03/30/05 VALSPAR CORP DE 5.02 03/29/05 VERITAS SOFTWARE CORP /DE/ DE 1.02 03/29/05 VIKING SYSTEMS INC NV 1.01,2.03,5.02,9.01 03/22/05 AMEND VOIP INC 2.02,9.01 03/30/05 Wachovia Asset Sec Series 2004 - HE1 8.01,9.01 02/25/05 WACHOVIA ASSET SECURIT ISSUANCE LLC 2 NC 8.01,9.01 02/25/05 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 03/25/05 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 02/25/05 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 02/25/05 WALGREEN CO IL 2.02,9.01 03/28/05 WARP TECHNOLOGY HOLDINGS INC NV 5.02 03/24/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 03/28/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 03/28/05 WASTE SERVICES, INC. A6 3.02,9.01 03/30/05 WATCHGUARD TECHNOLOGIES INC DE 2.02,9.01 03/30/05 WATERS CORP /DE/ DE 8.01 03/29/05 WAVERIDER COMMUNICATIONS INC NV 2.02,7.01,9.01 03/30/05 WAVERIDER COMMUNICATIONS INC NV 5.02 03/30/05 WELLCARE HEALTH PLANS, INC. DE 1.01,8.01,9.01 03/24/05 WESTERN DIGITAL CORP DE 7.01 03/30/05 WINNEBAGO INDUSTRIES INC IA 1.01,9.01 03/30/05 WORLDGATE COMMUNICATIONS INC DE 2.02,9.01 03/21/05 WYNDHAM INTERNATIONAL INC DE 7.01 03/29/05 XOMA LTD /DE/ DE 1.01 03/26/05 YANKEE CANDLE CO INC 1.01 03/23/05 AMEND ZONAGEN INC DE 7.01,9.01 03/30/05