SEC NEWS DIGEST Issue 2004-225 November 23, 2004 ENFORCEMENT PROCEEDINGS SEC INSTITUTES ADMINISTRATIVE PROCEEDINGS AGAINST NORTH CAROLINA PROMOTER OF $29 MILLION PRIME BANK SCHEME On November 23, the Commission instituted administrative proceedings against Frederick J. Gilliland based on the entry, on Oct. 26, 2004, of a final judgment by the U.S. District Court for the Western District of North Carolina. The final judgment in that civil action, entitled SEC v. Frederick J. Gilliland et al., Civil Action File Number 3:02-CV128McK (W.D.N.C.), enjoined Gilliland from future violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 promulgated thereunder. The Commission’s complaint in the civil action alleged that Frederick Gilliland sold more than $29 million in interests in a succession of non- existent prime bank trading programs to more than 200 investors between at least mid-1997 through November 1998. In connection with his scheme, the complaint alleged that Gilliland misrepresented and omitted material facts concerning: (1) the existence of the trading programs; (2) the use of investor funds; (3) the promised return; and (4) the safety of the funds invested. For example, the investment agreements that Gilliland’s investors typically signed referred to the investment programs as a “high-yield banking transaction.” Most of these programs guaranteed rates of return ranging from 30% per month to as high as 130% per 10 days. According to the Commission’s complaint, Gilliland also misrepresented that investments were safe because they would be fully collateralized by U.S. Treasury bills. According to the complaint, Gilliland acted as broker-dealer without registering with the Commission as a broker-dealer. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide the Respondent an opportunity to dispute these allegations, and to determine what, if any, remedial sanctions are appropriate and in the public interest. The Order requires the Administrative Law Judge to issue an initial decision no later that 210 days from the date of service of this Order, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rel. 34-50720; File No. 3-11745) ORDER MAKING FINDINGS AND IMPOSING SANCTIONS BY DEFAULT AGAINST LE FOND MONDIAL D’INVESTISSEMENT S.A. An Administrative Law Judge has issued an Order Making Findings and Imposing Sanctions by Default (Default Order) against Le Fond Mondial D’Investissement S.A. (Le Fond Mondial) in the matter of John A. Carley, et al. The Order Instituting Proceedings alleged that Le Fond Mondial participated in a fraudulent scheme in connection with the sale of unregistered securities to the public, and in so doing, violated Sections 5(a) and 5(c) of the Securities Act of 1933, Sections 13(d) and 16(a) of the Securities Exchange Act of 1934, and Rules 13d-1, 13d-2, and 16a-3 thereunder and caused violations of Sections 17(a)(1), 17(a)(2), and 17(a)(3) of the Securities Act of 1933 and of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Default Order, in finding these allegations to be true, imposes a cease-and-desist order, requires an accounting to the Securities and Exchange Commission, and orders disgorgement of ill-gotten gains in the amount of $10,443,260.82, plus prejudgment interest. (Rels. 33-8508; 34- 50721; File No. 3-11626) SEC SETTLES FRAUD CLAIMS AGAINST INVESTMENT ADVISER The Commission announced a settlement today in a case involving fraud charges against First Access Financial, LLC, First Access, Inc., Thomas H. Keesee and Eduardo Lautieri. The Commission had charged the defendants with securities fraud in connection with an unregistered interstate offering and sale of securities in the form of interests in a pooled foreign currency trading account. Due to the Commission’s early discovery of the fraudulent offering, the Commission halted the offering in January 2004 after the defendants had obtained funds from only 15 investors. On Jan. 28, 2004, the Commission filed a complaint against the defendants in the United States District Court for the Northern District of Texas, Dallas Division (District Court), SEC v. First Access Financial, LLC, et al, Civ. No. 3-04-CV-168-H (N.D. Tex.). The Commission’s complaint alleged that defendants, using aggressive cold calling, an Internet website, television infomercials and paid radio spots, claimed to provide investors access to foreign exchange markets at the special "Interbank level" supposedly accessible only to the "most profitable" and "largest financial institutions in the world." The Complaint also alleged that the defendants further claimed to have a "Currency Management Team" with a five-year track record of 100% returns, headed by "a world-renowned institutional money manager" who is a "Top 10 certified and rated trader." The Commission contended these claims, as well as others that defendants made, were false and that First Access Financial was, in fact, merely a five-month-old boiler room outfit. Defendants raised $243,000 from investors in at least seven states and two foreign countries, with no investor funds going to “Interbank level” foreign currency trading. First Access Financial, First Access, Keesee and Lautieri consented to the entry of a final judgment enjoining them from future violations of Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act). Further, Keesee and First Access consented to the entry of an order enjoining each from future violations of Section 15(a) of the Exchange Act. Additionally, all defendants agreed to an order requiring, jointly and severally, the disgorgement of $30,074 plus pre-judgment interest of $750 and Keesee and Lautieri each consented to the entry of an order to pay a civil monetary penalty of $51,020. The trial court entered the final judgment on Nov. 18, 2004. Additionally, Keesee agreed to an order barring him from association with a broker or dealer with a right to apply for association with a registered entity after three years. [SEC v. First Access Financial, LLC, et al., Civil Action No. 3-04-CV- 166-H, USDC, NDTX, Dallas Division] (LR-18984) INVESTMENT COMPANY ACT RELEASES DEREGISTRATIONS UNDER THE INVESTMENT COMPANY ACT For the month of November, 2004, a notice has been issued giving interested persons until Dec. 14, 2004, to request a hearing on any of the following applications for an order under Section 8(f) of the Investment Company Act declaring that the applicant has ceased to be an investment company: MuniInsured Fund, Inc. [File No. 811-5190] Golden Gate Fund, Inc. [File No. 811-9925] BMO Partners Fund, L.P. [File No. 811-9935] Merriman Investment Trust [File No. 811-5487] Nations Government Income Term Trust 2004, Inc. [File No. 811-8192] Nations Balanced Target Maturity Fund, Inc. [File No. 811-8452] Nations Government Income Term Trust 2003, Inc. [File No. 811-7926] American Century Manager Funds [File No. 811-8668] American Century Capital Preservation Fund, Inc. [File No. 811-2247] American Century Capital Preservation Fund II, Inc. [File No. 811-3036] American Century Premium Reserves, Inc. [File No. 811-7446] American Tax-Exempt Bond Trust, Series 1 [File No. 811-2457] The Insured American Tax-Exempt Bond Trust, Series 1 [File No. 811-4026] EACM Select Managers Equity Fund [File No. 811-9112] Eureka Funds [File No. 811-8305] IDS Life Series Fund, Inc. [File No. 811-4299] (Rel. IC-26658 – November 19) DEREGISTRATIONS UNDER THE INVESTMENT COMPANY ACT Orders have been issued under Section 8(f) of the Investment Company Act declaring that each of the following has ceased to be an investment company: The Legacy Funds, Inc. [File No. 811-9495] [Rel. No. 26660 – November 22, 2004] Liberty Stein Roe Funds Trust [File No. 811-7997] [Rel. No. 26661 – November 22, 2004] SAL Trust Preferred Fund I [File No. 811-9421] [Rel. No. 26662 – November 22, 2004] The Lutheran Brotherhood Family of Funds [File No. 811-1467] [Rel. No. 26663 – November 22, 2004] Small-Cap Value Portfolio [File No. 811-9915] [Rel. No. 26664 – November 22, 2004] SunAmerica Strategic Investment Series, Inc. [File No. 811-9169] [Rel. No. 26665 – November 22, 2004] ANZ Exchangeable Preferred Trust [File No. 811-8865] [Rel. No. 26666 – November 22, 2004] ANZ Exchangeable Preferred Trust II [File No. 811-9069] [Rel. No. 26667 – November 22, 2004] Lened, Inc. [File No. 811-3273] [Rel. No. 26668 – November 22, 2004] Galaxy Fund II [File No. 811-6051] [Rel. No. 26669 – November 22, 2004] The Watchdog Fund Trust [File No. 811-21366] [Rel. No. 26670 – November 22, 2004] NAB Exchangeable Preferred Trust [File No. 811-8939] [Rel. No. 26671 – November 22, 2004] Valgro Funds, Inc. [File No. 811-9635] [Rel. No. 26672 - November 22, 2004] Sentry Fund, Inc. [File No. 811-1861] [Rel. No. 26673 – November 22, 2004] AllianceBernstein Disciplined Growth Fund, Inc. [File No. 811-21065] [Rel. No. 26674 – November 22, 2004] AllianceBernstein Dynamic Growth Fund, Inc. [File No. 811-21093] [Rel. No. 26675 – November 22, 2004] Babson-Stewart Ivory International Fund, Inc. [File No. 811-5386] [Rel. No. 26676 – November 22, 2004] Pioneer Indo-Asia Fund [File No. 811-8468] [Rel. No. 26677 – November 22, 2004] Pioneer Global Value Fund [File No. 811-10425] [Rel. No. 26678 – November 22, 2004] ANCHOR PATHWAY FUND An order has been issued under Section 8(f) of the Investment Company Act declaring that Anchor Pathway Fund has ceased to be an investment company. (Rel. IC-26680 - November 22) GALAXY VIP FUND An order has been issued under Section 8(f) of the Investment Company Act declaring that Galaxy VIP Fund has ceased to be an investment company. (Rel. IC-26681 - November 22) ING USA ANNUITY & LIFE INSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until Dec.17, 2004, to request a hearing on an application filed by ING USA Annuity & Life Insurance Company, et al. Applicants seek an order pursuant to Section 26(c) of the Investment Company Act to permit the substitution of securities issued by certain registered investment companies to support certain in force variable life insurance policies and variable annuity contracts with shares of certain series of ING Partners, Inc. Applicants also request an order of the Commission exempting them from Section 17(a) of the Act to the extent necessary to permit them to carry out certain of the proposed substitutions that involve in-kind transfers. (Rel. IC-26682 – November 23) HOLDING COMPANY ACT RELEASES E.ON AG, ET AL. An order has been issued to E.ON AG (E.ON), a registered public-utility holding company under the Act, and its wholly owned subsidiaries E.ON UK Holding GmbH (UK Holding), E.ON UK Ltd. (UK Ltd.) and Powergen Limited (Powergen) finding and declaring that Powergen, UK Ltd. and UK Holding are no longer holding companies under the Act and, further, declaring that, effective immediately upon issuance of the order, their registrations under the Act cease to be in effect. (Rel. 35-27915 – November 22) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change (SR-NASD-2004-157) filed by the National Association of Securities Dealers to list and trade Performance Leveraged Upside Securities Linked to the Russell 2000 Index. Publication is expected in the Federal Register during the week of November 22. (Rel. 34-50710) The Pacific Exchange filed a proposed rule change (SR-PCX-2004-80) relating to arbitrator classification, challenges, and disclosure, and the Commission has found good cause to grant approval of the proposed rule change on an accelerated basis pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of November 22. (Rel. 34-50717) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 PROTON LABORATORIES INC, 1135 ATLANTIC AVE, SUITE 101, ALAMEDA, CA, 94501, 5108656412 - 0 ($491,400.00) Equity, (File 333-120650 - Nov. 22) (BR. 02) S-1 TODCO, 2000 W. SAM HOUSTON PKWY S., SUITE 800, HOUSTON, TX, 77042-3615, 713-278-6000 - 14,950,000 ($250,412,500.00) Equity, (File 333-120651 - Nov. 22) (BR. 04) S-3 HALLIBURTON CO, 1401MCKINNEY, 1401 MCKINNEY, HOUSTON, TX, 77010, 7137592600 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-120652 - Nov. 22) (BR. 04) S-3 NIKU CORP, 305 MAIN ST, REDWOOD CITY, CA, 94063, 6502984600 - 5,906,675 ($100,000,000.00) Equity, (File 333-120653 - Nov. 22) (BR. 03) S-8 WOLSELEY PLC, PARKVIEW 1220 ARLINGTON BUSINESS PARK, TEAL READING, UNITED KINGDOM, X0, R67 4FA, 441189298700 - 2,000,000 ($34,967,560.00) Other, (File 333-120654 - Nov. 22) (BR. 06) S-8 GREY WOLF INC, 10370 RICHMOND AVE, SUITE 600, HOUSTON, TX, 77042-4136, 7138740202 - 7,108,845 ($36,610,551.75) Equity, (File 333-120655 - Nov. 22) (BR. 04) S-8 QLT INC/BC, 6047077000 - 0 ($89,237,398.00) Equity, (File 333-120657 - Nov. 22) (BR. 01) S-8 DIALOG GROUP INC, TWELFTH FLOOR, 257 PARK AVE. SOUTH, NEW YORK, NY, 10010, 2122541917 - 3,100,000 ($217,000.00) Equity, (File 333-120658 - Nov. 22) (BR. 02) SB-2 WESTSIDE ENERGY CORP, 2100 WEST LOOP SOUTH, SUITE 900, HOUSTON, TX, 77027, 7135903791 - 17,772,077 ($59,536,458.00) Equity, (File 333-120659 - Nov. 22) (BR. 09) S-8 EnerSys, 2366 BERNVILLE ROAD, READING, PA, 19605, (610) 208-1991 - 0 ($2,770,000.00) Equity, (File 333-120660 - Nov. 22) (BR. 36) S-3 BLOUNT INTERNATIONAL INC, 4909 S E INTERNATIONAL WAY, PORT LAND, OR, 97222, 503 653 4569 - 0 ($450,000,000.00) Unallocated (Universal) Shelf, (File 333-120661 - Nov. 22) (BR. 06) S-8 MITCHAM INDUSTRIES INC, 8141 SH 75 SOUTH, PO BOX 1175, HUNTSVILLE, TX, 77342, 9362912277 - 400,000 ($3,160,000.00) Equity, (File 333-120663 - Nov. 22) (BR. 06) S-8 FINDEX COM INC, 11640 ARBOR ST, STE 201, OMAHA, NE, 68144, 4023331900 - 300,000 ($27,000.00) Equity, (File 333-120664 - Nov. 22) (BR. 03) SB-2 FINDEX COM INC, 11640 ARBOR ST, STE 201, OMAHA, NE, 68144, 4023331900 - 47,025,000 ($10,795,800.00) Equity, (File 333-120665 - Nov. 22) (BR. 03) N-2 Eaton Vance Tax-Managed BuyWrite Income Fund, THE EATON VANCE BUILDING, 255 STATE STREET, BOSTON, MA, 02109, 617-482-8260 - 50,000 ($1,000,000.00) Equity, (File 333-120666 - Nov. 22) (BR. 16) S-4 IBERIABANK CORP, 200 WEST CONGRESS STREET, LAFAYETTE, LA, 70505, 3375214003 - 0 ($24,135,846.00) Equity, (File 333-120667 - Nov. 22) (BR. 07) F-3 QIAO XING UNIVERSAL TELEPHONE INC, QIAO XING BUILDING WU SHI INDUSTRIAL ZON, 011-86-752-2808188, HUIZHOU CITY GUANG D, F4, 80111, 0 ($100,000,000.00) Equity, (File 333-120668 - Nov. 22) (BR. 37) S-8 FRANCE TELECOM /, 6 PLACE D ALLERAY, PARIS FRANCE CEDEX 15, I0, 75505, 1,000,000 ($19,784,568.00) Equity, (File 333-120669 - Nov. 22) (BR. 37) S-8 PPG INDUSTRIES INC, ONE PPG PL 40 EAST, PITTSBURGH, PA, 15272, 4124343131 - 0 ($154,721,000.00) Equity, (File 333-120670 - Nov. 22) (BR. 06) SB-2 SONOMA COLLEGE INC, 1304 SOUTH POINT BLVD, SUITE 280, PETALUMA, CA, 94954, 707-283-0800 - 0 ($6,260,422.00) Equity, (File 333-120671 - Nov. 22) (BR. ) S-1 WELLCARE HEALTH PLANS, INC., 8725 HENDERSON ROAD, RENAISSANCE ONE, TAMPA, FL, 33634, 8132906200 - 0 ($247,787,500.00) Equity, (File 333-120672 - Nov. 22) (BR. 01) SB-2 QUINTEK TECHNOLOGIES INC, 17951 LYONS CIRCLE, HUNTINGTON BEACH, CA, 92647, 714-848-7741 - 56,258,334 ($15,782,000.16) Equity, (File 333-120673 - Nov. 22) (BR. 08) S-8 ACCELRYS, INC., 9685 SCRANTON ROAD, SAN DIEGO, CA, 92121-3752, (858) 799-5000 - 0 ($4,273,690.45) Equity, (File 333-120674 - Nov. 22) (BR. 03) S-1 AQUANTIVE INC, SMITH TOWER 506 2ND AVENUE 9TH FLOOR, SEATTLE, WA, 98101, 2065218800 - 0 ($80,000,000.00) Debt Convertible into Equity, (File 333-120675 - Nov. 22) (BR. 08) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ ADMINISTAFF INC \DE\ DE 2.03 11/18/04 ADVANTA BUSINESS RECEIVABLES CORP 9.01 11/22/04 ALAMOSA HOLDINGS INC DE 8.01,9.01 11/22/04 ALASKA AIR GROUP INC DE 7.01 11/22/04 AMBASSADORS GROUP INC DE 8.01,9.01 11/19/04 AMEDISYS INC DE 8.01,9.01 11/18/04 AMERICAN AIRLINES INC DE 1.01 11/22/04 AMERICAN FINANCIAL GROUP INC OH 1.01,1.02,9.01 11/19/04 AMERICAN NATIONAL BANKSHARES INC VA 8.01 08/22/04 AMERICAN ORIENTAL BIOENGINEERING INC CO 2.01,9.01 09/22/04 AMERICAN STANDARD COMPANIES INC DE 1.01,9.01 11/19/04 AMERICAN TECHNOLOGY CORP /DE/ DE 1.01 11/22/04 AMERIQUEST MORTGAGE SECURITIES INC DE 9.01 11/20/04 AMERIQUEST MORTGAGE SECURITIES INC DE 8.01,9.01 11/01/04 AMERIQUEST MORTGAGE SECURITIES INC DE 9.01 11/01/04 AMISTAR CORP CA 2.03,9.01 11/15/04 AMR CORP DE 1.01 11/22/04 ANALYTICAL SURVEYS INC CO 8.01 11/19/04 APPLICA INC FL 1.01 11/17/04 APTIMUS INC WA 7.01 10/21/04 ARBITRON INC DE 5.02 11/16/04 AROTECH CORP DE 2.02,4.02 11/22/04 ARTHROCARE CORP DE 3.01 11/16/04 ARTISOFT INC DE 5.02 11/16/04 ATA HOLDINGS CORP IN 1.01 11/22/04 ATHEROGENICS INC GA 8.01,9.01 11/22/04 AUDIOVOX CORP DE 7.01 11/22/04 BALLISTIC RECOVERY SYSTEMS INC MN 1.01 11/19/04 BANC OF AMERICA COMMERCIAL MORTGAGE I DE 8.01,9.01 11/19/04 Banc of America Funding Corp. Mortgag DE 8.01,9.01 11/22/04 Banc of America Funding Corp. Mortgag DE 8.01,9.01 11/22/04 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 11/19/04 BANC ONE HELOC 1999-1 OH 8.01,9.01 11/22/04 BANC ONE HELOC TRUST 1998-1 OH 8.01,9.01 11/22/04 BANK ONE AUTO SECURITIZATION TRUST 20 DE 8.01,9.01 11/22/04 BANKRATE INC FL 1.01 11/18/04 BARNEYS NEW YORK INC 2.02,9.01 11/22/04 BEA SYSTEMS INC DE 1.01 11/22/04 BEACON POWER CORP DE 3.01,9.01 11/22/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 11/22/04 BEARD CO /OK OK 2.02,9.01 11/19/04 BESTNET COMMUNICATIONS CORP NV 9.01 11/16/04 BLONDER TONGUE LABORATORIES INC DE 2.02,9.01 09/30/04 BLUEBOOK INTERNATIONAL HOLDING CO DE 1.01,3.02,5.03,9.01 11/12/04 BRINKS CO VA 1.01,9.01 11/18/04 BROCADE COMMUNICATIONS SYSTEMS INC DE 2.02,9.01 11/22/04 CAMPBELL SOUP CO NJ 2.02,9.01 11/22/04 CANARGO ENERGY CORP DE 7.01 11/18/04 CANTERBURY CONSULTING GROUP INC PA 1.01,9.01 11/18/04 CAPITAL ONE FUNDING LLC 8.01,9.01 11/10/04 CARDIOTECH INTERNATIONAL INC MA 1.01 11/19/04 CATALYTICA ENERGY SYSTEMS INC DE 3.03,9.01 11/22/04 CATAPULT COMMUNICATIONS CORP CA 1.02 11/19/04 CECO ENVIRONMENTAL CORP NY 5.02 11/16/04 CELL THERAPEUTICS INC WA 8.01,9.01 11/19/04 CEPHEID CA 1.01 11/09/04 CHALONE WINE GROUP LTD CA 3.01,9.01 11/16/04 CHEESECAKE FACTORY INCORPORATED DE 7.01,9.01 11/19/04 CHINA FINANCE, INC. UT 7.01,9.01 11/09/04 CHINA WORLD TRADE CORP NV 1.01 11/15/04 CHISTE CORP 1.02 11/17/04 CHITTENDEN CORP /VT/ VT 7.01,9.01 11/16/04 CHORDIANT SOFTWARE INC DE 5.02 11/22/04 CIB MARINE BANCSHARES INC WI 1.01,5.02 11/17/04 CIRCLE GROUP HOLDINGS INC IL 8.01,9.01 11/19/04 CITIZENS & NORTHERN CORP PA 8.01,9.01 11/22/04 CITIZENS INC CO 8.01,9.01 11/22/04 CIVITAS BANKGROUP INC TN 7.01,9.01 10/22/04 CLOROX CO /DE/ DE 2.01,5.02,7.01,9.01 11/22/04 COEUR D ALENE MINES CORP ID 1.01,8.01,9.01 11/18/04 COINMACH CORP DE 8.01,9.01 11/22/04 COLLINS INDUSTRIES INC MO 2.02 10/31/04 COLONIAL BANCGROUP INC DE 8.01,9.01 11/18/04 COMMERCIAL MORTGAGE PASS THROUGH CERT DE 8.01,9.01 11/18/04 COMMUNITY BANKS INC /PA/ PA 1.01,9.01 11/16/04 COMMUNITY CENTRAL BANK CORP MI 2.02 11/01/04 COMPUTER NETWORK TECHNOLOGY CORP MN 2.02,2.06 11/22/04 CONSOLIDATED FREIGHTWAYS CORP DE 8.01 11/22/04 CORPORATE EXECUTIVE BOARD CO DE 5.02,9.01 11/18/04 COURTYARD BY MARRIOTT II LIMITED PART DE 1.01,2.03,2.04 11/16/04 CREATIVE BAKERIES INC NY 4.01 11/22/04 CREATIVE VISTAS INC AZ 5.03 11/19/04 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE 8.01,9.01 11/22/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 9.01 11/22/04 CROWN CASTLE INTERNATIONAL CORP DE 7.01,9.01 11/22/04 CRYOLIFE INC FL 5.03 11/16/04 CSFB COMMERCIAL MORT PASS THR CERTS S DE 8.01,9.01 11/18/04 CSFB MORT SEC CORP COMM MORT PAS THR DE 8.01,9.01 11/18/04 CSFB MORT SEC CORP COMM MORT PAS THR DE 8.01,9.01 11/18/04 CWABS INC DE 8.01,9.01 11/08/04 CWABS INC DE 8.01,9.01 11/22/04 CYBER MERCHANTS EXCHANGE INC CA 1.01,9.01 11/19/04 CYBERGUARD CORP FL 5.02 11/18/04 CYTOGEN CORP DE 1.01,9.01 11/22/04 DADE BEHRING HOLDINGS INC DE 5.02,9.01 11/22/04 DAVE & BUSTERS INC MO 5.02 11/17/04 DCAP GROUP INC/ DE 1.01 11/19/04 DEAN FOODS CO/ DE 1.01,9.01 11/18/04 DEVRY INC DE 5.02 11/16/04 DIASYS CORP DE 5.02 11/18/04 DIGITAL VIDEO SYSTEMS INC DE 2.02,9.01 10/22/04 DOGS INTERNATIONAL NV 4.01,9.01 11/18/04 DOMINION RESOURCES BLACK WARRIOR TRUS DE 2.02,9.01 11/19/04 DONALDSON CO INC DE 8.01,9.01 11/19/04 DURATEK INC DE 5.02 11/17/04 EAGLE FAMILY FOODS INC DE 1.01,9.01 11/18/04 EC POWER INC DE 1.01,2.01,2.03,3.02,5.02,9.01 11/22/04 EDUCATION LENDING GROUP INC DE 1.01,2.03,9.01 11/22/04 EDWARDS A G INC DE 8.01 11/19/04 EGAMES INC PA 8.01,9.01 11/22/04 ELINEAR INC DE 2.02,9.01 11/16/04 ENERGY TRANSFER PARTNERS LP DE 2.02,9.01 11/18/04 ENERGY WEST INC MT 3.01,9.01 11/19/04 ENTERGY CORP /DE/ DE 7.01,9.01 11/22/04 ENTROPIN INC CO 4.01,9.01 11/17/04 EQUITY LIFESTYLE PROPERTIES INC MD 5.03,9.01 11/16/04 ESCHELON TELECOM INC 9.01 11/19/04 FEDERAL NATIONAL MORTGAGE ASSOCIATION 1.01,9.01 11/16/04 FIFTH THIRD AUTO TRUST 2004-A 8.01,9.01 11/22/04 FIRST HORIZON ABS NOTES SERIES 2004-H TN 9.01 08/25/04 AMEND FIRST HORIZON ABS NOTES SERIES 2004-H TN 9.01 09/25/04 AMEND FIRST HORIZON ABS NOTES SERIES 2004-H TN 9.01 10/25/04 AMEND First Horizon ABS Notes Series 2004-H DE 9.01 08/25/04 AMEND First Horizon ABS Notes Series 2004-H DE 9.01 09/25/04 AMEND First Horizon ABS Notes Series 2004-H DE 9.01 09/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 08/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 09/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 10/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 08/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 09/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 10/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 10/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 08/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 09/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 10/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 08/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 09/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 10/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 08/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 09/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 09/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 10/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 10/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 08/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 09/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 10/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 08/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 09/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 10/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 08/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 09/25/04 AMEND FIRST HORIZON ASSET SEC MORT PAS THR DE 9.01 10/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 08/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 09/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 10/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 08/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 09/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 10/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 09/25/04 AMEND First Horizon Asset Sec Mort Pas Thr DE 9.01 10/25/04 AMEND FIRST HORIZON ASSET SECURITIES INC MO NY 9.01 10/25/04 AMEND FIRST HORIZON ASSET SECURITIES INC MO NY 9.01 09/25/04 AMEND FIRST HORIZON ASSET SECURITIES INC MO NY 9.01 10/25/04 AMEND FIRST HORIZON ASSET SECURITIES INC MO DE 9.01 08/25/04 AMEND FIRST HORIZON ASSET SECURITIES INC MO DE 9.01 09/25/04 AMEND FIRST HORIZON ASSET SECURITIES INC MO DE 9.01 10/25/04 AMEND FIRST HORIZON ASSET SECURITIES MORTGA DE 9.01 08/25/04 AMEND FIRST HORIZON ASSET SECURITIES MORTGA DE 9.01 09/25/04 AMEND FIRST HORIZON ASSET SECURITIES MORTGA DE 9.01 10/25/04 AMEND FIRST MIDWEST FINANCIAL INC DE 8.01,9.01 11/22/04 FIRST UNION COM MOR SEC INC COM MOR P NY 8.01,9.01 11/18/04 FIRST UNION COMM MORT TRUST COMM MOR NY 8.01,9.01 11/15/04 FIRST UNION COMM MORT TRUST COMM MOR NY 8.01,9.01 11/18/04 FIRST UNION COMM MORT TRUST COMM MOR NY 8.01,9.01 11/18/04 FIRST UNION COMM MORT TRUST COMM MOR NY 8.01,9.01 11/18/04 FIRST UNION LEH BRO BANK OF AMER COM NY 8.01,9.01 11/18/04 FLEET HOME EQUITY LOAN LLC DE 9.01 11/22/04 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV 8.01,9.01 11/18/04 FLORIDA ROCK INDUSTRIES INC FL 2.02,9.01 11/22/04 FLOWERS FOODS INC GA 5.02,9.01 11/19/04 FOCUS ENHANCEMENTS INC DE 3.02 11/17/04 FRANKLIN RESOURCES INC DE 8.01 11/19/04 FUELCELL ENERGY INC DE 1.01,3.03,5.03,9.01 11/11/04 FX ENERGY INC NV 8.01 11/22/04 GATEWAY ENERGY CORP/NE DE 5.02 11/17/04 GAYLORD ENTERTAINMENT CO /DE DE 1.01,2.03,9.01 11/19/04 GCI INC AK 1.01,9.01 11/19/04 GENAISSANCE PHARMACEUTICALS INC DE 1.01,3.02,8.01,9.01 11/18/04 GENCORP INC OH 1.01,9.01 11/18/04 GENERAL COMMUNICATION INC AK 1.01,9.01 11/19/04 GENERAL COMPONENTS, INC. NV 4.01,9.01 11/12/04 AMEND GENESIS HEALTHCARE CORP PA 1.01,9.01 11/16/04 GMACM Home Loan Trust 2004-HLTV1 DE 9.01 11/22/04 GMACM Home Loan Trust 2004-HLTV1 DE 9.01 11/22/04 GOLD BANC CORP INC KS 1.01,9.01 11/19/04 GOLDEN HAND RESOURCES INC WA 5.02,9.01 11/16/04 GRAHAM CORP DE 2.02,9.01 09/30/04 GRISTEDES FOODS INC DE 8.01 11/19/04 GTECH HOLDINGS CORP DE 1.01,2.03,9.01 11/19/04 HarborView Mortgage Loan Trust 2004-3 DE 8.01 11/19/04 HARBORVIEW MORTGAGE LOAN TRUST 2004-6 DE 8.01,9.01 11/19/04 HARTMAN COMMERCIAL PROPERTIES REIT TX 2.01,8.01 09/08/04 AMEND HASTINGS ENTERTAINMENT INC TX 2.02,8.01,9.01 11/22/04 HERSHEY FOODS CORP DE 1.01 11/22/04 HEXCEL CORP /DE/ DE 1.01,9.01 11/22/04 HORNBECK OFFSHORE SERVICES INC /LA DE 1.01,3.03,8.01,9.01 11/16/04 HYDROMER INC NJ 8.01 11/22/04 I TRAX INC DE 1.01,9.01 11/17/04 IAC/INTERACTIVECORP DE 1.01,5.02 11/16/04 IBT BANCORP INC PA 5.02,9.01 10/27/04 IMH ASSETS CORP DE 8.01,9.01 11/22/04 IMPERIAL PETROLEUM INC NV 4.01 11/22/04 AMEND INERGY L P DE 2.02,9.01 11/18/04 INFOSONICS CORP 7.01,9.01 11/19/04 INNOVA PURE WATER INC /FL/ FL 5.02 11/19/04 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,3.02,9.01 11/22/04 INTEGRATED ELECTRICAL SERVICES INC DE 1.01,9.01 11/22/04 Integrated Healthcare Holdings NV 1.01,3.02,9.01 11/16/04 INTERCHANGE FINANCIAL SERVICES CORP / NJ 5.02 11/17/04 INTERNATIONAL RECTIFIER CORP /DE/ DE 7.01 11/22/04 ITRONICS INC TX 2.02 11/16/04 KADANT INC DE 2.05 11/22/04 KENTUCKY BANCSHARES INC /KY/ 5.02 11/22/04 KIMCO REALTY CORP MD 8.01,9.01 11/19/04 KINDER MORGAN ENERGY PARTNERS L P DE 5.03,8.01,9.01 11/19/04 KINDER MORGAN INC KS 8.01 11/19/04 KMG CHEMICALS INC TX 4.01,9.01 11/16/04 KRISPY KREME DOUGHNUTS INC NC 2.02,9.01 11/22/04 LABARGE INC DE 1.01,9.01 11/17/04 LABORATORY CORP OF AMERICA HOLDINGS DE 7.01 11/22/04 LANDMARK BANCORP INC DE 8.01,9.01 11/22/04 Language Line Holdings, Inc. 2.02,9.01 11/19/04 Language Line, Inc. 2.02,9.01 11/19/04 LASALLE HOTEL PROPERTIES MD 7.01,9.01 11/18/04 LBI MEDIA HOLDINGS INC 2.02,9.01 11/16/04 LEGAL ACCESS TECHNOLOGIES INC NV 5.02 11/19/04 LEGG MASON INC MD 5.04 11/22/04 Lehman Home Equity Loan Trust 2004-3 DE 8.01 11/19/04 LIBERTY STAR GOLD CORP NV 8.01,9.01 11/22/04 LIFECORE BIOMEDICAL INC MN 1.01 11/17/04 LIFEPOINT INC DE 1.01,9.01 11/22/04 LIFESTREAM TECHNOLOGIES INC NV 8.01,9.01 11/22/04 LINDSAY MANUFACTURING CO DE 5.02 11/16/04 LOEWS CORP DE 1.01,9.01 11/22/04 LYNX THERAPEUTICS INC DE 5.02,8.01,9.01 11/19/04 LYONDELL CHEMICAL CO DE 8.01,9.01 11/22/04 MAIN STREET BANKS INC /NEW/ GA 8.01,9.01 11/22/04 MAIN STREET BANKS INC /NEW/ GA 2.06,9.01 11/22/04 MARSH & MCLENNAN COMPANIES INC DE 1.01,9.01 11/17/04 MARSH SUPERMARKETS INC IN 2.02,7.01,9.01 11/22/04 MARX TOYS & ENTERTAINMENT CORP NV 5.01 11/09/04 MBT FINANCIAL CORP MI 5.02 11/18/04 MCDATA CORP DE 8.01,9.01 11/22/04 MEMORY PHARMACEUTICALS CORP 8.01 11/22/04 MEMS USA INC NV 2.01,9.01 10/26/04 AMEND MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 11/22/04 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 11/12/04 METROLOGIC INSTRUMENTS INC NJ 1.01,5.02,9.01 11/16/04 AMEND METROMEDIA INTERNATIONAL GROUP INC DE 8.01,9.01 11/22/04 MIDWAY GAMES INC DE 1.02,9.01 11/19/04 MIIX GROUP INC DE 5.02 11/22/04 MILACRON INC DE 5.02,9.01 11/18/04 MISSION RESOURCES CORP DE 8.01 11/22/04 MOLEX INC DE 7.01,9.01 11/22/04 MONACO COACH CORP /DE/ DE 1.01,2.03 11/17/04 MONADNOCK COMMUNITY BANCORP INC 5.02,9.01 11/22/04 MortgageIT Securities Corp. DE 8.01,9.01 11/17/04 MOTIENT CORP DE 7.01,9.01 11/22/04 MPHASE TECHNOLOGIES INC NJ 7.01 11/22/04 MPHASE TECHNOLOGIES INC NJ 8.01 11/22/04 MRS FIELDS FAMOUS BRANDS LLC DE 8.01,9.01 11/19/04 MYKROLIS CORP DE 1.01,5.02 11/19/04 NASDAQ STOCK MARKET INC DE 9.01 09/07/04 AMEND NATIONAL CITY AUTO RECEIVABLES TRUST DE 8.01,9.01 11/15/04 NATIONAL CITY AUTO RECEIVABLES TRUST 8.01,9.01 11/15/04 NATIONAL CITY CREDIT CARD MASTER TRUS 8.01,9.01 11/15/04 NATIONSRENT COMPANIES INC DE 2.04 11/16/04 NATIONSRENT COMPANIES INC DE 2.04 11/16/04 AMEND NEWCASTLE INVESTMENT CORP MD 8.01,9.01 11/16/04 NEWPORT INTERNATIONAL GROUP INC DE 2.02,9.01 11/19/04 NISOURCE INC/DE DE 8.01,9.01 11/22/04 NORDSTROM INC WA 5.02,5.03 11/17/04 NORTH COUNTRY FINANCIAL CORP MI 8.01 11/18/04 NORTH VALLEY BANCORP CA 8.01,9.01 11/22/04 NORTHERN TRUST CORP DE 1.01,9.01 11/22/04 NORTHLAND CRANBERRIES INC /WI/ WI 1.01,2.03,8.01,9.01 11/16/04 NYER MEDICAL GROUP INC FL 3.01 11/18/04 OLD NATIONAL BANCORP /IN/ IN 5.02,9.01 11/22/04 ONEIDA LTD NY 8.01,9.01 11/18/04 OSULLIVAN INDUSTRIES HOLDINGS INC DE 1.01,9.01 11/22/04 OWENS ILLINOIS GROUP INC DE 7.01,9.01 11/22/04 OWENS ILLINOIS INC /DE/ DE 8.01,9.01 11/22/04 PALL CORP NY 2.05 11/16/04 PANHANDLE EASTERN PIPE LINE CO LP DE 2.03 11/17/04 PARENTECH INC DE 1.02 11/18/04 AMEND PARTNERRE LTD 1.01 11/22/04 PEC SOLUTIONS INC DE 1.01,2.01,9.01 09/09/04 AMEND PENN OCTANE CORP DE 1.01 11/18/04 PENNROCK FINANCIAL SERVICES CORP PA 1.01,9.01 11/16/04 PEOPLES BANCORP INC OH 8.01,9.01 11/22/04 PEOPLES EDUCATIONAL HOLDINGS MN 1.01,9.01 11/22/04 PERMIAN BASIN ROYALTY TRUST TX 2.02,9.01 11/19/04 PHARMOS CORP NV 8.01,9.01 11/22/04 PHARSIGHT CORP CA 7.01,9.01 11/22/04 PHOENIX GROUP CORP DE 8.01 11/18/04 PINNACLE AIRLINES CORP DE 5.02,9.01 11/19/04 PIONEER BANKSHARES INC/VA 1.02 11/18/04 PIONEER COMPANIES INC DE 8.01 11/22/04 PIPER JAFFRAY COMPANIES 7.01,9.01 11/22/04 PITNEY BOWES INC /DE/ DE 5.02 11/16/04 PRECISION AUTO CARE INC VA 5.05 11/18/04 PROVENA FOODS INC CA 8.01 11/22/04 PROVIDENT FINANCIAL HOLDINGS INC DE 5.03,9.01 11/18/04 PULITZER INC DE 8.01,9.01 11/22/04 PVC CONTAINER CORP DE 2.05 11/22/04 QLOGIC CORP DE 8.01,9.01 11/19/04 QLT INC/BC A1 2.01,5.02,9.01 11/19/04 QUADRAMED CORP DE 8.01 11/18/04 QUADRAMED CORP DE 8.01 11/19/04 Quest Minerals & Mining Corp UT 1.01,9.01 09/20/04 QUIDEL CORP /DE/ DE 8.01,9.01 11/22/04 RADIAN GROUP INC DE 5.02 11/22/04 RAMP CORP DE 1.01,9.01 11/16/04 REDENVELOPE INC DE 1.01,9.01 04/01/04 RESIDENTIAL ACCREDIT LOANS INC DE 8.01,9.01 11/19/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 11/22/04 RESIDENTIAL ASSET SECURITIES CORP DE 8.01,9.01 11/22/04 RESPIRONICS INC DE 1.02 11/16/04 REXHALL INDUSTRIES INC CA 3.01,8.01,9.01 11/16/04 RIGEL PHARMACEUTICALS INC DE 8.01,9.01 11/22/04 RLI CORP IL 5.02,7.01,9.01 11/18/04 ROBOTIC VISION SYSTEMS INC DE 1.03,9.01 11/19/04 ROCKWOOD SPECIALTIES GROUP INC 2.02,9.01 11/17/04 SAN HOLDINGS INC CO 1.01,3.02,9.01 11/16/04 SANDERSON FARMS INC MS 2.02,9.01 11/18/04 SCHOOL SPECIALTY INC WI 1.01,9.01 11/16/04 SCIENCE APPLICATIONS INTERNATIONAL CO DE 1.01,9.01 11/17/04 SCOTIA PACIFIC CO LLC DE 7.01 11/22/04 SEGMENTZ INC DE 2.03,9.01 11/22/04 SEITEL INC DE 2.02,9.01 11/22/04 SIBONEY CORP MD 7.01,9.01 11/22/04 SIX FLAGS INC DE 1.01,2.03,3.02,9.01 11/16/04 SOHU COM INC DE 5.02,9.01 11/18/04 SONEX RESEARCH INC MD 5.02,8.01 11/22/04 SOUTHERN UNION CO DE 2.01,2.03,7.01,9.01 11/17/04 SOUTHERN UNION CO DE 7.01,9.01 11/22/04 STANDARD MANAGEMENT CORP IN 7.01,9.01 11/22/04 STANDARD MANAGEMENT CORP IN 9.01 11/01/04 AMEND STARBUCKS CORP WA 1.01,5.02,9.01 11/16/04 STREICHER MOBILE FUELING INC FL 3.03,9.01 11/22/04 STRUCTURED ASSET MORT INV INC MORT P DE 8.01,9.01 11/19/04 Structured Asset Mort Pass Thru Certs DE 8.01,9.01 11/19/04 STRUCTURED ASSET MORTGAGE INVESTMENTS DE 8.01,9.01 11/19/04 Structured Asset Mortgage Investments DE 8.01,9.01 11/19/04 Structured Asset Mortgage Investments DE 8.01,9.01 11/19/04 STRUCTURED ASSET SEC CORP II LB-UBS C 8.01,9.01 11/18/04 T BAY HOLDINGS INC NV 3.02,5.01,5.02 11/15/04 T BAY HOLDINGS INC NV 8.01 11/19/04 TARGET RECEIVABLES CORP MN 8.01,9.01 11/22/04 TAUBMAN CENTERS INC MI 1.01,2.03,5.03,9.01 11/22/04 TEMPUR PEDIC INTERNATIONAL INC DE 1.01,9.01 11/22/04 THOMAS INDUSTRIES INC DE 8.01,9.01 11/22/04 TIDELANDS OIL & GAS CORP/WA NV 1.01,2.03,9.01 11/22/04 TIPPINGPOINT TECHNOLOGIES INC DE 2.02,9.01 11/18/04 TIVO INC DE 2.02,9.01 11/22/04 TIVO INC DE 8.01 11/22/04 TODCO DE 1.01,8.01,9.01 11/22/04 TORCH ENERGY ROYALTY TRUST DE 2.02 11/19/04 TOTAL ENTERTAINMENT RESTAURANT CORP DE 1.01 11/22/04 TOYS R US INC DE 1.01 11/03/04 TOYS R US INC DE 2.02,9.01 11/22/04 TRI VALLEY CORP DE 4.02 11/19/04 TXU CORP /TX/ TX 8.01,9.01 11/22/04 TXU CORP /TX/ TX 8.01,9.01 11/22/04 ULTRALIFE BATTERIES INC DE 7.01,9.01 11/22/04 UNITED AMERICAN HEALTHCARE CORP MI 4.01,9.01 11/19/04 UNITED BANCSHARES INC/OH OH 1.01,5.02,9.01 11/17/04 UNITED DIAGNOSTIC INC DE 4.01,9.01 11/19/04 US MEDSYS CORP CO 5.02,9.01 11/03/04 USA Mobility, Inc DE 4.01,9.01 11/16/04 UWHARRIE CAPITAL CORP NC 5.02 11/16/04 VALLEY FINANCIAL CORP /VA/ VA 8.01 11/22/04 VALSPAR CORP DE 2.02,9.01 11/22/04 VARIAN MEDICAL SYSTEMS INC DE 7.01,9.01 11/19/04 VARIAN MEDICAL SYSTEMS INC DE 5.02 10/15/04 AMEND VAXGEN INC DE 3.02,8.01,9.01 11/19/04 VENTIV HEALTH INC DE 1.01,7.01,9.01 11/22/04 VIE FINANCIAL GROUP INC DE 2.01,5.02 11/19/04 VOLKSWAGEN AUTO LEASE TRUST 2002-A 8.01,9.01 11/22/04 Volkswagen Auto Lease Trust 2004-A DE 8.01,9.01 11/22/04 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 8.01,9.01 11/22/04 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 DE 8.01,9.01 11/22/04 VOLKSWAGEN DEALER FINANCE LLC DE 8.01,9.01 11/22/04 VORNADO REALTY TRUST MD 8.01,9.01 11/10/04 W R GRACE & CO DE 5.02 11/19/04 WELLCO ENTERPRISES INC NC 2.02 11/22/04 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 11/19/04 WELLS FARGO ASSET SECURITIES CORP DE 8.01,9.01 11/14/04 WELLS REAL ESTATE INVESTMENT TRUST II MD 9.01 09/20/04 AMEND WELLS REAL ESTATE INVESTMENT TRUST II MD 9.01 10/20/04 AMEND WELLS REAL ESTATE INVESTMENT TRUST II MD 9.01 11/01/04 AMEND WESTCOAST HOSPITALITY CORP WA 1.01,5.02,9.01 11/22/04 WESTERN SIERRA BANCORP CA 1.01 11/19/04 WEYERHAEUSER CO WA 8.01 11/22/04 WFN CREDIT CO LLC DE 8.01,9.01 11/15/04 WHITNEY INFORMATION NETWORK INC CO 5.02 11/19/04 WILSON BANK HOLDING CO TN 1.01 11/22/04 WORLD AIRWAYS INC /DE/ DE 1.02,9.01 11/16/04 WORTHINGTON INDUSTRIES INC OH 5.02,9.01 11/18/04 XEROX CORP NY 8.01 11/22/04 XTO ENERGY INC DE 1.01,9.01 11/16/04 ZILOG INC CA 5.02,9.01 11/16/04