SEC NEWS DIGEST Issue 2005-200 October 18, 2005 ENFORCEMENT PROCEEDINGS IN THE MATTER OF KERMIT SILVA The United States Securities and Exchange Commission announced it has instituted settled public administrative proceedings against the president of International Media Solutions, an Orlando, Fla., stock promotion company whom the Commission previously had sued and obtained injunctions against in United States District Court. Without admitting or denying the Commission’s findings, Kermit Silva consented to entry of an order barring him from association with any broker or dealer. The Order found that on Sept. 29, 2005, the United States District Court for the Southern District of Florida entered a final judgment by consent against Silva: (1) enjoining him from violating Sections 5(a) and (c), 17(a)(2) and (3), and 17(b) of the Securities Act of 1933, and Section 15(a)(1) of the Securities Exchange Act of 1934; (2) barring Silva from participating in any offering of a penny stock for three years; and (3) ordering Silva to pay disgorgement, prejudgment interest and civil penalties. As stated in the Order, the Commission’s complaint alleged that Silva, while IMS was soliciting registered brokers to purchase the stock of at least two Over-the- Counter Bulletin Board companies, failed to fully disclose the nature and amount of IMS’ compensation from the issuers and made material misrepresentations and omissions. (Rel. 34-52617; File No. 3-12087) IN THE MATTER OF INSTINET, LLC AND INET ATS, INC. On October 18, the United States Securities and Exchange Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 15(b) and 21C of the Securities and Exchange Act of 1934 against Instinet, LLC and INET ATS, Inc. (collectively, Respondents). The Order finds that Respondents violated Rule 11Ac1-5 which requires market centers to publish order execution quality reports (Execution Reports) for each calendar month. Specifically, the Order finds that from June 2001 through May 2004, Respondents repeatedly published monthly Execution Reports containing inaccurate order execution quality information. Based on the above, Respondents, are ordered to (i) cease and desist from committing or causing any violations and any future violations of Section 11A of the Exchange Act and Rule 11Ac1-5 thereunder, (ii) pay a penalty of $350,000 each, (iii) retain an independent third party to confirm the accuracy of their Execution Reports, and (iv) retain a third party regulatory auditor to conduct a comprehensive regulatory audit of their compliance program relating to Rule 11Ac1-5. Respondents consented to the issuance of the Order without admitting or denying the findings in the Order. The Commission acknowledges the assistance of NASD in the resolution of this matter. The Commission’s Order was filed concurrently with an NASD Acceptance Waiver and Consent that closely follows the Commission’s Order and includes a violation of the NASD’s Rule 3010. The AWC also includes a $700,000 penalty to be paid directly to the NASD relating to 11Ac1-5. Respondents also settled numerous other charges based on violations of NASD rules and paid NASD an additional penalty of $775,000. (Rel. 34-52623; File No. 3-12088; Press Rel. 2005-151) IN THE MATTER OF BARRY ALAN BINGHAM On October 18, the Commission announced the issuance of an Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 against Barry Alan Bingham based on Bingham’s criminal conviction in United States v. Barry Bingham, 1:05-CR-0184-BBM (N.D. Ga.). Bingham consented to the issuance of the Order. The Order finds that, on April 28, 2005, Bingham entered a plea of guilty to a single count of felony securities fraud in violation of Title 15 of the United States Code, Sections 78j(b) and 78j(ff). The criminal information to which Bingham pled guilty alleged that, from in or about September 2001 to in or about August 2002, Bingham fraudulently induced various individuals to invest in Bingham Growth Partners, L.P. On June 30, 2005, Bingham was sentenced to twelve months and one day in prison followed by three years of supervised release, fined $1,000, and ordered to pay criminal restitution of $105,572. The Order further finds that, during a portion of his misconduct, from approximately August 2000 through November 2002, Bingham, individually and acting through Capital Management, engaged for compensation in the business of advising clients on investing in securities. Bingham was also associated with a broker-dealer registered with the Commission from approximately April 2002 through at least November 2002. The Order bars Bingham from association with any broker, dealer, or investment adviser. (Rels. 34-52626; IA-2444; File No. 3-12015) ARCADIA INVESTMENTS CORPORATION STOCK REGISTRATION REVOKED On October 18, the registration of the stock of Arcadia Investments Corporation was revoked. The revocation was ordered in an administrative proceeding before an administrative law judge. Arcadia has not filed any annual or quarterly reports with the Commission since its quarterly report for the quarter ended March 31, 2001. Thus, it violated a crucial provision of the federal securities laws that requires public corporations to publicly disclose current, accurate financial information so that investors may make informed decisions. The law judge revoked the registration of Arcadia’ stock to serve the public interest and for the protection of investors. (Rel. 34- 52627; File No. 3-11979) COURT ENTERS DEFAULT JUDGMENT AGAINST FRAUDULENT WEBSITE THAT IMPERSONATED A NEW HAMPSHIRE MUTUAL FUND The Commission announced today that on Oct. 12, 2005, the Honorable Joseph A. DiClerico, Jr., United States District Judge for the District of New Hampshire, entered a judgment by default against FairPax.com, FairPax, Inc. and the unknown owners and operators of FairPax identified as John Does 1-20. In a complaint filed on June 21, 2004, the Commission alleged that FairPax.com was impersonating a New Hampshire mutual fund complex and promising investors returns of 657% per year. The court’s judgment permanently enjoins the defendants from violating the federal securities laws. The Commission’s complaint alleged that the FairPax website contained descriptions of purported socially responsibly mutual funds that were taken verbatim and without authorization from the description of the high yield mutual fund offered for sale by a registered New Hampshire-based mutual fund complex, Pax World Funds. FairPax also falsely identified Pax World’s chairman and president as its own. The Commission’s complaint further alleged that the mutual funds offered by FairPax had not been registered with the Commission, as required. Finally, the Commission’ s complaint alleged that the defendants promoted their scheme with fraudulent promises of a 657% annual return. The Court’s final judgment enjoins defendants from future violations of Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. For further information, please see LR-18761 (June 24, 2004). [SEC v. FairPax.com, FairPax, Inc. and John Does 1-20, United States District Court for the District of New Hampshire, Civil Action No. 04-228-JD] (LR-19431) BRANDMAKERS, INC. AND CEO GARY LABROZZI SETTLE DELINQUENT FILINGS CHARGES On October 18, the Commission filed a complaint in the U.S. District Court for the District of Columbia against Brandmakers, Inc. and CEO Gary F. Labrozzi, alleging that Brandmakers violated a Commission cease- and-desist order by filing none of its required periodic reports with the Commission since the period ending March 31, 2003. The complaint also alleges that Labrozzi failed to timely file, from November 2004 to August 2005, numerous required reports and schedules disclosing his respective purchases, sales, and holdings of the equity securities of Brandmakers amounting to thirty percent of the company’s stock. Without admitting or denying the allegations in the complaint, Brandmakers, subject to the Court’s approval, consented to the entry of a final judgment that permanently enjoins it from any violations of Section 13(a) of the Securities Exchange Act of 1934 and Rules 13a-1, 13a-11, and 13a-13 thereunder, and Gary F. Labrozzi, subject to the Court’s approval, consented to the entry of a final judgment that: (1) permanently enjoins him from any violations of Exchange Act Section 13(a) and Rules 13a-1, 13a-11, and 13a-13 thereunder as a control person or as a person who aids and abets such violations pursuant to Exchange Act Section 20; (2) permanently enjoins him from any violations of Exchange Act Sections 13(d) and 16(a) and Rules 13d-1, 13d-2, 16a-2 and 16a-3 thereunder; and (3) imposes a $10,000 civil money penalty against him. The Commission also announced the settlement of a pending administrative proceeding against Brandmakers, Inc. On October18, the Commission revoked the registration of each class of registered securities of Brandmakers, Inc. for failure to make required periodic filings with the Commission. Without admitting or denying the findings of the order, except as to jurisdiction, which it admitted, Brandmakers consented to the entry of an order finding that it had failed to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of Brandmakers’ securities pursuant to Exchange Act Section 12(j). This order settled the charges brought against it in In the Matter of Affinity International Travel Systems, Inc., et al., Administrative Proceeding File No. 3-11913. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . . Contact Persons: Gregory G. Faragasso, Assistant Director, (202) 551- 4734, and Neil J. Welch, Jr., Branch Chief, (202) 551-4731 Additional Materials Available at www.sec.gov Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934, In the Matter of Affinity International Travel Systems, Inc., et al., Administrative Proceeding File No. 3-11913 (April 27, 2005) (Rel. 34-52622; File No. 3-11913) [SEC v. Brandmakers, Inc. and Gary F. Labrozzi, Civil Action No. 1:05CV02038, D.D.C.] (LR-19432) HOLDING COMPANY ACT RELEASES BLACK HILLS CORPORATION, ET AL. An order has been issued authorizing Black Hills Corporation (Black Hills), a registered public-utility holding company, Black Hills Power, Inc., and Cheyenne Light, Fuel and Power Company, both electric-utility subsidiaries, Black Hills Energy, Inc., a nonutility subsidiary, and all of Black Hills other subsidiaries, to make certain modifications to the original arrangements for the Black Hills money pools and extending the time for implementing certain cost allocation and accounting methodologies, the service company and cost-based rates in certain affiliate transactions, through February 8, 2006. (Rel. 35-28046) SELF REGULATORY ORGANIZATIONS WITHDRAWALS An order has been issued granting the application of Deere & Company to withdraw its common stock, $1.00 par value, from listing and registration on the Chicago Stock Exchange, effective at the opening of business on October 18. (Rel. 34-52618) An order has been issued granting the application of American Express Company to withdraw its common stock, $.20 par value, from listing and registration on the Chicago Stock Exchange, effective at the opening of business on October 18. (Rel. 34-52619) An order has been issued granting the application of The Black & Decker Corporation to withdraw its common stock, $.50 par value, from listing and registration on the Pacific Exchange, effective at the opening of business on October 18. (Rel. 34-52620) An order has been issued granting the application of American Express Company to withdraw its common stock, $.20 par value, from listing and registration on the Boston Stock Exchange, effective at the opening of business on October 18. (Rel. 34-52621) DELISTINGS An order has been issued granting the application of the Pacific Exchange to strike from listing and registration the 7.8125% series F cumulative redeemable preferred stock, $.0001 par value, of Essex Property Trust, Inc., effective at the opening of business on October 17. (Rel. 34-52613) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the common stock, $.001 par value, of Thermoview Industries, Inc., effective at the opening of business on October 17. (Rel. 34-52614) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the common stock, $.0001 par value, of Genesis Bioventures, Inc., effective at the opening of business on October 17. (Rel. 34-52615) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 ISTA PHARMACEUTICALS INC, 15295 ALTON PARKWAY, IRVINE, CA, 92618, 949-788-6000 - 0 ($5,700,000.00) Equity, (File 333-129036 - Oct. 17) (BR. 01A) S-1 Altus Pharmaceuticals Inc., 125 SIDNEY STREET, CAMBRIDGE, MA, 02139, 617-299-2900 - 0 ($115,000,000.00) Equity, (File 333-129037 - Oct. 17) (BR. 01) S-3 TETON ENERGY CORP, PO BOX 774327, STEAMBOAT SPRINGS, CO, 80477, (303) 565-4600 - 0 ($52,456,827.34) Equity, (File 333-129038 - Oct. 17) (BR. 04B) S-3 PERFICIENT INC, 1120 SOUTH CAPITAL OF TEXAS HWY,, SUITE 220, BLDG. 3, AUSTIN, TX, 78746, 5125316000 - 483,896 ($3,508,216.00) Equity, (File 333-129054 - Oct. 17) (BR. 03B) SB-2 Cascade Coaching Corp., 500-666 BURRARD STREET, VANCOUVER, A1, V6C 3P6, 604-897-4263 - 2,000,000 ($200,000.00) Equity, (File 333-129056 - Oct. 17) (BR. 09) S-8 HUDSON TECHNOLOGIES INC /NY, 275 N MIDDLETOWN RD, PEARL RIVER, NY, 10965, 8457356000 - 2,500,000 ($5,050,000.00) Equity, (File 333-129057 - Oct. 17) (BR. 06C) S-8 VALUECLICK INC/CA, 30699 RUSSELL RANCH DRIVE, SUITE 250, WESTLAKE VILLAGE, CA, 91362, 818 575-4500 - 0 ($4,463,268.00) Equity, (File 333-129058 - Oct. 17) (BR. 11C) S-8 First Business Financial Services, Inc., 608 232-5977 - 237,623 ($5,881,169.25) Equity, (File 333-129059 - Oct. 17) (BR. 07) F-3 O2MICRO INTERNATIONAL LTD, THE GRAND PAVILLION, WEST BAY ROAD PO BOX 32331 SMB, GEORGE TOWN, GR CAY, E9, 00000, 345-945-1110 - 0 ($115,000,000.00) Equity, (File 333-129060 - Oct. 17) (BR. 10C) S-1 Tejas Inc, 2700 VIA FORTUNA, SUITE 400, AUSTIN, TX, 78746, 5123068222 - 0 ($56,428,512.50) Equity, (File 333-129061 - Oct. 17) (BR. 07C) S-8 POMEROY IT SOLUTIONS INC, 1020 PETERSBURG ROAD, HEBRON, KY, 41048, 8595860600X1184 - 0 ($47,626,449.15) Equity, (File 333-129062 - Oct. 17) (BR. 03B) S-3 AQUACELL TECHNOLOGIES INC, 10410 TRADEMARK ST, RANCHO CUCAMONGA, CA, 91730, 9099870456 - 4,746,511 ($2,610,624.00) Equity, (File 333-129063 - Oct. 17) (BR. 06B) SB-2 China Evergreen Environmental CORP, 5/F GUOWEI BLDG, 73 XIANLIE MIDDLE ROAD, GUANGZHOU, GUANGDONG, F4, 00000, 86-20-8432-7909 - 91,904,501 ($24,814,215.00) Equity, (File 333-129064 - Oct. 17) (BR. 09A) S-3 STOCKERYALE INC, 32 HAMPSHIRE ROAD, SALEM, NH, 03079, 6038938778 - 4,411,518 ($4,102,712.00) Equity, (File 333-129065 - Oct. 17) (BR. 10C) S-8 FIDELITY NATIONAL FINANCIAL INC /DE/, 601 RIVERSIDE AVENUE, ,, JACKSONVILLE, FL, 32204, 904-854-8100 - 12,500,000 ($503,375,000.00) Equity, (File 333-129066 - Oct. 17) (BR. 01C) S-8 Ottawa Savings Bancorp, Inc., 925 LASALLE ST, OTTAWA, IL, 61350, 815-433-2525 - 0 ($446,420.00) Equity, (File 333-129067 - Oct. 17) (BR. 07) SB-2 LEXINGTON RESOURCES INC, 7473 WEST LAKE MEAD RD, LAS VEGAS, NV, 89128, 702-382-5139 - 17,134,000 ($26,557,530.00) Equity, (File 333-129068 - Oct. 17) (BR. 04A) S-3 EMPIRE DISTRICT ELECTRIC CO, 602 JOPLIN ST, JOPLIN, MO, 64801, 4176255100 - 400,000,000 ($400,000,000.00) Equity, (File 333-129069 - Oct. 17) (BR. 02A) SB-2 CepTor CORP, 200 INTERNATIONAL CIRCLE, SUITE 5100, HUNT VALLEY, MD, 21030, 410-527-9998 - 6,559,435 ($9,839,152.50) Equity, (File 333-129070 - Oct. 17) (BR. 09B) S-3 DELTA PETROLEUM CORP/CO, 370 SEVENTEENTH STREET, SUITE 4300, DENVER, CO, 80202, 3032939133 - 5,405,418 ($93,675,893.94) Equity, (File 333-129071 - Oct. 17) (BR. 04A) S-8 EBAY INC, 2145 HAMILTON AVENUE, SAN JOSE, CA, 95125, 408-376-7400 - 1,853,080 ($7,634,689.60) Equity, (File 333-129072 - Oct. 17) (BR. 08B) S-3 CENTRAL EUROPEAN DISTRIBUTION CORP, TWO BALA PLAZA, SUITE 300, BALA CYNWYD, PA, 19004, 6106607817 - 3,360,000 ($130,368,000.00) Equity, (File 333-129073 - Oct. 17) (BR. 02B) SB-2 OPTIGENEX INC., 750 LEXINGTON AVENUE, 6TH FLOOR, NEW YORK, NY, 10022, 212-905-0189 - 6,416,667 ($4,363,333.00) Equity, (File 333-129074 - Oct. 17) (BR. 01B) S-3 ICONIX BRAND GROUP, INC., 215 W. 40TH STREET, 6TH FL., NEW YORK, NY, 10018, 212-730-0030 - 2,171,336 ($18,391,216.00) Equity, (File 333-129075 - Oct. 17) (BR. 02C) S-4 PINNACLE FINANCIAL PARTNERS INC, 6157443742 - 0 ($144,570,859.00) Equity, (File 333-129076 - Oct. 17) (BR. 07A) S-3 E TRADE FINANCIAL CORP, 135 E. 57TH STREET, NEW YORK, NY, 10022, 6503316000 - 0 ($2,500,000,000.00) Unallocated (Universal) Shelf, (File 333-129077 - Oct. 17) (BR. 07C) S-8 FOSTER WHEELER LTD, PERRYVILLE CORPORATE PARK, SERVICE ROAD EST 173, CLINTON, NJ, 08809, 9087304270 - 17,750 ($500,450.00) Equity, (File 333-129078 - Oct. 17) (BR. 06C) S-3 BARNES GROUP INC, 123 MAIN ST, BRISTOL, CT, 06010, 8605837070 - 100,000,000 ($100,000,000.00) Debt Convertible into Equity, (File 333-129079 - Oct. 17) (BR. 06C) S-4 MGM MIRAGE, 3600 LAS VEGAS BLVD S, LAS VEGAS, NV, 89109, 7028913333 - 500,000,000 ($500,000,000.00) Non-Convertible Debt, (File 333-129080 - Oct. 17) (BR. 05B) S-4 MGM MIRAGE, 3600 LAS VEGAS BLVD S, LAS VEGAS, NV, 89109, 7028913333 - 375,000,000 ($375,000,000.00) Non-Convertible Debt, (File 333-129082 - Oct. 17) (BR. 05B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 4 KIDS ENTERTAINMENT INC NY 3.01 10/17/05 ABBOTT LABORATORIES IL 7.01 10/14/05 ABFC Asset-Backed Certificates, Serie DE 2.01,9.01 09/23/05 ACCENTURE LTD 8.01 10/17/05 ACR GROUP INC TX 2.02,9.01 10/12/05 ADVANCED NEUROMODULATION SYSTEMS INC TX 1.01,1.02,3.03,5.03,7.01,8.01,9.01 10/13/05 ALICO INC FL 1.01,2.03,7.01,9.01 10/11/05 Alliance Distributors Holding Inc. DE 8.01,9.01 10/14/05 ALTRIMEGA HEALTH CORP NV 1.01,5.03,9.01 10/17/05 AMB PROPERTY CORP MD 8.01 10/14/05 AMERICAN ACCESS TECHNOLOGIES INC FL 2.02,9.01 10/10/05 AMERICAN CRYSTAL SUGAR CO /MN/ MN 7.01 10/17/05 AMERICAN EXPRESS CO NY 7.01,9.01 10/17/05 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 10/17/05 American Express Issuance Trust DE 8.01,9.01 10/17/05 AMICAS, Inc. DE 8.01 10/17/05 ANGELES PARTNERS XII CA 1.01 10/11/05 APOGEE ENTERPRISES INC MN 1.01,5.02,9.01 10/12/05 ARBINET THEXCHANGE INC DE 8.01,9.01 10/17/05 ARBOR REALTY TRUST INC MD 8.01,9.01 10/17/05 ARENA PHARMACEUTICALS INC DE 2.02,9.01 10/17/05 ARQULE INC DE 1.02,8.01,9.01 10/11/05 ASI TECHNOLOGY CORP NV 1.01,2.01,9.01 10/12/05 ASTRATA GROUP INC NV 8.01,9.01 10/17/05 ATC HEALTHCARE INC /DE/ DE 7.01,9.01 10/17/05 AVENUE ENTERTAINMENT GROUP INC /DE/ DE 4.01 10/11/05 AVNET INC NY 1.01,2.03,7.01,9.01 10/13/05 AVONDALE INC GA 2.02,9.01 10/17/05 AXM PHARMA INC 5.02,9.01 10/17/05 AZZ INC TX 2.02,8.01,9.01 10/17/05 BA MASTER CREDIT CARD TRUST / 9.01 10/17/05 BALL CORP IN 1.01,1.02,2.03,9.01 10/13/05 BANCTRUST FINANCIAL GROUP INC AL 2.02,9.01 10/12/05 BANCTRUST FINANCIAL GROUP INC AL 3.01 10/13/05 BANK OF NEW YORK CO INC NY 1.01,9.01 10/17/05 BARNWELL INDUSTRIES INC DE 8.01,9.01 10/17/05 Bear Stearns ALT-A Trust, Series 2005 DE 8.01,9.01 09/30/05 Bear Stearns Asset Backed Securities DE 9.01 09/30/05 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 10/17/05 BEDFORD PROPERTY INVESTORS INC/MD MD 2.02,9.01 10/14/05 BENIHANA INC DE 2.02,9.01 10/17/05 BI-OPTIC VENTURES INC 3.02,7.01 07/14/05 BILL BARRETT CORP 5.02,7.01 10/12/05 BIO LOGIC SYSTEMS CORP DE 1.01,9.01 10/16/05 BIOPHAN TECHNOLOGIES INC NV 2.02,9.01 10/17/05 BKF CAPITAL GROUP INC DE 4.02 09/28/05 BLUE DOLPHIN ENERGY CO DE 8.01,9.01 10/17/05 BOSTON COMMUNICATIONS GROUP INC MA 7.01 10/13/05 BROADCAST INTERNATIONAL INC UT 1.01,9.01 10/12/05 BROWN & BROWN INC FL 2.02 10/17/05 BULL RUN CORP GA 1.01,2.03,9.01 10/14/05 C H ROBINSON WORLDWIDE INC DE 8.01 10/17/05 C-BASS MORTGAGE LOAN ASSET-BACKED CER DE 8.01,9.01 09/30/05 C-COR INC PA 2.02,9.01 10/12/05 CABOT CORP DE 5.02 10/17/05 CACI INTERNATIONAL INC /DE/ DE 8.01 10/17/05 CALPINE CORP DE 8.01,9.01 12/31/04 CALTON INC NJ 2.02,9.01 10/17/05 CANCERVAX CORP DE 1.01,2.05 10/11/05 CARMAX AUTO OWNER TRUST 2005-1 DE 8.01,9.01 10/17/05 CarMax Auto Owner Trust 2005-2 DE 8.01,9.01 10/17/05 CCA INDUSTRIES INC DE 2.02 10/17/05 CCI GROUP INC UT 5.03,9.01 10/12/05 CENTRAL COAST BANCORP CA 1.01,9.01 10/12/05 CENTRAL EUROPEAN DISTRIBUTION CORP DE 8.01,9.01 10/17/05 CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.01,9.01 10/12/05 AMEND CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.01,9.01 08/17/05 AMEND CENTRAL GARDEN & PET CO DE 1.01,9.01 10/17/05 CENTRAL PARKING CORP TN 1.01,8.01,9.01 10/12/05 CENTRAL VALLEY COMMUNITY BANCORP CA 2.02,9.01 10/14/05 CENTURION GOLD HOLDINGS INC FL 1.01,9.01 07/25/05 AMEND CHARLOTTE RUSSE HOLDING INC 2.02,9.01 10/14/05 CHARMING SHOPPES INC PA 7.01 10/17/05 CHART INDUSTRIES INC DE 8.01,9.01 10/17/05 CHARYS HOLDING CO INC 3.02,9.01 09/21/05 AMEND CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 10/11/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 10/17/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 9.01 10/17/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 10/17/05 CHASE BANK USA, NATIONAL ASSOCIATION 8.01,9.01 10/17/05 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 10/17/05 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 10/17/05 CINCINNATI FINANCIAL CORP OH 7.01,9.01 10/14/05 CITIBANK CREDIT CARD ISSUANCE TRUST DE 8.01 09/27/05 CITIBANK OMNI-S MASTER TRUST 8.01,9.01 10/17/05 CITIBANK SOUTH DAKOTA N A DE 8.01 09/27/05 CITIGROUP INC DE 2.02,7.01,9.01 10/17/05 CITYFED FINANCIAL CORP DE 1.01 10/14/05 CNL Hotels & Resorts, Inc. MD 8.01 10/09/05 COGNEX CORP MA 2.02,9.01 10/17/05 COLLECTORS UNIVERSE INC DE 7.01,9.01 10/10/05 COLLEGE LOAN CORP TRUST I DE 8.01,9.01 09/30/05 COMM 2005-C6 DE 8.01,9.01 10/11/05 COMM 2005-LP5 DE 8.01,9.01 10/11/05 COMMERCE BANCORP INC /NJ/ NJ 2.02,9.01 10/17/05 COMPASS BANCSHARES INC DE 2.02,9.01 10/17/05 COMPEX TECHNOLOGIES INC MN 1.01,5.02 10/12/05 COMPREHENSIVE CARE CORP DE 8.01,9.01 10/14/05 CONCURRENT COMPUTER CORP/DE DE 2.01,9.01 10/11/05 CONSOLIDATED WATER CO LTD E6 8.01,9.01 10/16/05 CORNERSTONE BANCSHARES INC TN 2.02,9.01 10/14/05 COVANTA HOLDING CORP DE 7.01,9.01 10/17/05 COWLITZ BANCORPORATION WA 5.02 10/17/05 CROWN HOLDINGS INC PA 2.01,9.01 10/11/05 CROWN MEDIA HOLDINGS INC DE 1.01,9.01 10/11/05 CSFB Home Equity Mortgage Trust 2005- DE 9.01 09/30/05 CSK AUTO CORP DE 1.01,5.02,7.01,9.01 10/14/05 CYGNUS INC /DE/ DE 1.01,3.03,5.03,9.01 10/17/05 DAVIDSON DIVERSIFIED REAL ESTATE III DE 1.01 10/11/05 DAYBREAK MINES INC WA 3.02 04/20/05 DAYBREAK MINES INC WA 3.02 09/02/05 AMEND DEL LABORATORIES INC DE 7.01 10/17/05 DEL LABORATORIES INC DE 8.01,9.01 10/17/05 DELIGHTFULLY FROZEN CORP 1.01 10/14/05 Diabetic Treatment Centers of America DE 5.02 10/14/05 DISCOVER CARD MASTER TRUST I DE 8.01 09/30/05 DOE RUN RESOURCES CORP NY 1.01 10/14/05 DRIL-QUIP INC DE 1.01,9.01 10/14/05 DSLA Mortgage Loan Trust 2005-AR4 DE 8.01,9.01 10/17/05 DYCOM INDUSTRIES INC FL 8.01,9.01 10/17/05 E TRADE FINANCIAL CORP DE 8.01,9.01 10/17/05 EAGLE BANCORP INC MD 2.02,9.01 10/17/05 EATON CORP OH 2.02,9.01 10/17/05 ECOLLEGE COM DE 8.01 10/11/05 ELECSYS CORP KS 4.01,9.01 10/12/05 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 5.02 10/13/05 EMCOR GROUP INC DE 1.01,1.02,9.01 10/17/05 ENDEAVOUR INTERNATIONAL CORP NV 8.01,9.01 10/17/05 ENERGIZER HOLDINGS INC MO 1.01 10/11/05 ENERGY & ENGINE TECHNOLOGY CORP NV 1.01,8.01 10/17/05 ENSCO INTERNATIONAL INC DE 7.01,9.01 10/17/05 ENVIROKARE TECH INC NV 5.02 09/20/05 EXCHANGE BANCSHARES INC OH 8.01 10/17/05 EXPLORATION CO OF DELAWARE INC DE 2.01,3.01,9.01 10/12/05 EXPONENT INC DE 2.02,7.01,9.01 10/17/05 EYETECH PHARMACEUTICALS INC DE 7.01 10/17/05 FBR Securitization, Inc. 8.01,9.01 10/13/05 FBR Securitization, Inc. 8.01,9.01 10/12/05 FIELDSTONE INVESTMENT CORP 1.01,2.03 10/11/05 FIRST FRANKLIN CORP DE 2.02,9.01 10/14/05 FIRST HORIZON NATIONAL CORP TN 2.02,9.01 10/17/05 FIRST HORIZON NATIONAL CORP TN 7.01,9.01 10/17/05 FIRST MERCHANTS CORP IN 2.02,9.01 10/17/05 FIRST MIDWEST BANCORP INC DE 8.01 10/17/05 FLEET CREDIT CARD MASTER TRUST II NY 9.01 10/15/05 FOG CUTTER CAPITAL GROUP INC MD 5.02 10/13/05 FORD MOTOR CREDIT CO DE 8.01 10/17/05 FOUNTAIN POWERBOAT INDUSTRIES INC 2.02,9.01 10/13/05 FRANKLIN ELECTRIC CO INC IN 2.02,9.01 10/01/05 FRONTIER FUND DE 4.01,9.01 10/11/05 FX ENERGY INC NV 8.01,9.01 10/17/05 GARDENBURGER INC OR 1.03,2.04,9.01 10/14/05 GATEWAY FINANCIAL HOLDINGS INC NC 2.02,9.01 10/17/05 GE Commercial Mortgage Corp Series 20 DE 8.01,9.01 10/11/05 Gener8xion Entertainment, Inc. NY 1.01,9.01 09/30/05 GENERAL MOTORS ACCEPTANCE CORP DE 2.02 10/17/05 GENERAL MOTORS ACCEPTANCE CORP DE 8.01 10/17/05 GENERAL MOTORS CORP DE 2.02 10/17/05 GENERAL MOTORS CORP DE 2.02,8.01 10/17/05 GENESIS BIOVENTURES INC NY 3.01 10/17/05 GENESIS HEALTHCARE CORP PA 1.01 10/10/05 GFR PHARMACEUTICALS INC NV 1.02,7.01,9.01 10/11/05 GLOBAL AXCESS CORP NV 4.01,9.01 06/20/05 AMEND GLOBAL CONCEPTS, LTD. CO 2.06,4.02,9.01 10/13/05 GLOBAL ENTERTAINMENT CORP NV 8.01,9.01 10/14/05 GOLDEN PATRIOT CORP NV 8.01 10/14/05 GOODYS FAMILY CLOTHING INC /TN TN 8.01,9.01 10/17/05 GOODYS FAMILY CLOTHING INC /TN TN 8.01,9.01 10/14/05 GRAINGER W W INC IL 2.02,9.01 10/17/05 Great Wolf Resorts, Inc. DE 2.01 10/11/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 10/17/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 10/14/05 GT DATA CORP NV 2.01,9.01 10/13/05 HANCOCK HOLDING CO MS 8.01,9.01 10/17/05 Harbin Electric, Inc 3.02,8.01,9.01 10/12/05 HARLEYSVILLE NATIONAL CORP PA 2.02,9.01 09/30/05 HASBRO INC RI 2.02,9.01 10/17/05 HERCULES INC DE 5.02 10/14/05 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 8.01,9.01 10/17/05 HERTZ CORP DE 1.01,8.01 10/11/05 HORIZON BANCORPORATION INC FL 2.02,9.01 10/17/05 HOUSTON EXPLORATION CO DE 7.01,9.01 10/17/05 HYDROGEN ENGINE CENTER, INC. NV 3.02,4.01,9.01 10/12/05 HYUNDAI ABS FUNDING CORP DE 8.01,9.01 10/17/05 IMPSAT FIBER NETWORKS INC DE 5.02 10/11/05 INDIGENOUS GLOBAL DEVELOPMENT CORP UT 4.01,9.01 10/04/05 INDUSTRIAL DISTRIBUTION GROUP INC DE 2.02,9.01 10/17/05 Industrial Enterprises of America, In NV 5.02,7.01 10/17/05 INDYMAC MBS INC 8.01,9.01 10/13/05 Inland American Real Estate Trust, In MD 1.01,5.01,8.01,9.01 10/11/05 INLAND WESTERN RETAIL REAL ESTATE TRU MD 1.01,2.03,9.01 10/11/05 INNOVATIVE SOLUTIONS & SUPPORT INC PA 2.02 10/17/05 INSPIRE PHARMACEUTICALS INC DE 8.01 10/14/05 INTELLI CHECK INC DE 5.02 10/11/05 INTER PARFUMS INC DE 2.02 10/17/05 INTERMOUNTAIN COMMUNITY BANCORP ID 8.01,9.01 10/11/05 INTERMUNE INC DE 8.01,9.01 10/17/05 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 10/17/05 INTERNET COMMERCE CORP DE 7.01,9.01 10/17/05 INTERPUBLIC GROUP OF COMPANIES, INC. DE 1.01,9.01 10/17/05 INTERPUBLIC GROUP OF COMPANIES, INC. DE 8.01,9.01 10/17/05 INTERSTATE HOTELS & RESORTS INC DE 1.01 10/14/05 INTERVEST BANCSHARES CORP DE 2.02,9.01 10/17/05 ITT EDUCATIONAL SERVICES INC DE 8.01 09/30/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 10/17/05 JPMorgan Chase Commercial Mortgage Se 8.01,9.01 10/12/05 K-SEA TRANSPORTATION PARTNERS LP DE 7.01,9.01 10/14/05 KANA SOFTWARE INC DE 3.01,9.01 10/14/05 LAKELAND FINANCIAL CORP IN 2.02 09/30/05 LATTICE SEMICONDUCTOR CORP DE 2.02,9.01 10/11/05 LCNB CORP OH 2.02,8.01,9.01 10/17/05 LEAR CORP DE 8.01,9.01 10/17/05 LENNAR CORP /NEW/ DE 4.02 10/17/05 LIBBEY INC DE 2.02,9.01 10/17/05 Liberty Global, Inc. DE 7.01 10/14/05 LILLY ELI & CO IN 5.02 10/14/05 LL&E ROYALTY TRUST TX 7.01,9.01 10/17/05 LOCATEPLUS HOLDINGS CORP 1.01,9.01 01/03/05 AMEND LOCATEPLUS HOLDINGS CORP 2.02,9.01 06/02/05 AMEND Long Beach Acceptance Auto Receivable 8.01,9.01 10/17/05 Long Beach Acceptance Auto Receivable 8.01,9.01 10/17/05 LOOKSMART LTD DE 3.01,9.01 10/13/05 LORAL SPACE & COMMUNICATIONS LTD D0 7.01 10/14/05 LSB BANCSHARES INC /NC/ NC 2.02,7.01,9.01 10/17/05 LUCILLE FARMS INC DE 8.01,9.01 10/14/05 MACATAWA BANK CORP MI 2.02,9.01 10/17/05 MACKINAC FINANCIAL CORP /MI/ MI 2.02,9.01 10/17/05 MAIR HOLDINGS INC MN 8.01 10/14/05 MASTERCARD INC DE 5.02 10/17/05 MASTR Asset Backed Securities Trust 2 DE 2.01,9.01 09/28/05 MATRIXONE INC DE 2.02,9.01 10/17/05 MATTEL INC /DE/ DE 2.02,7.01,9.01 10/14/05 MBNA AMERICA BK NAT ASSOC MBNA MASTER 8.01,9.01 09/30/05 MBNA CREDIT CARD MASTER NOTE TRUST 8.01,9.01 09/30/05 MCDONALDS CORP DE 2.02,9.01 10/12/05 MCKENZIE BAY INTERNATIONAL LTD 1.01,2.01 10/17/05 MEADE INSTRUMENTS CORP DE 1.01 10/12/05 MEADOWBROOK INSURANCE GROUP INC MI 8.01,9.01 10/11/05 MEDTOX SCIENTIFIC INC DE 2.02,9.01 09/30/05 MEMORY PHARMACEUTICALS CORP 1.01 10/11/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 09/30/05 Merrill Lynch Mortgage Trust 2005-CIP DE 8.01,9.01 10/12/05 Merrill Lynch Mortgage Trust 2005-MKB DE 8.01,9.01 10/12/05 METHODE ELECTRONICS INC DE 8.01 10/14/05 MICROFIELD GROUP INC OR 1.01,7.01,9.01 10/11/05 MICROTEK MEDICAL HOLDINGS, INC GA 2.02,9.01 10/14/05 MIDDLEBURG FINANCIAL CORP VA 5.02 10/11/05 MONEY CENTERS OF AMERICA, INC. DE 2.03 10/14/05 Morgan Stanley Capital I Trust 2005 H DE 8.01,9.01 10/14/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 10/12/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 10/14/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 10/07/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 10/06/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 10/17/05 MORTGAGE-BACKED CERTIFICATES, SERIES DE 9.01 09/30/05 MORTGAGEIT TRUST 2005-4, Mortgage-Bac DE 9.01 10/17/05 MOTHERS WORK INC DE 8.01 09/27/05 MOTIENT CORP DE 7.01,8.01,9.01 10/07/05 MULTI BENEFIT REALTY FUND 87-1 CA 1.01 10/11/05 NanoSignal CORP NV 8.01 10/14/05 NATIONAL PROPERTY INVESTORS 8 /CA/ CA 1.01 10/11/05 NAVIGATORS GROUP INC DE 1.01,9.01 10/12/05 NETSMART TECHNOLOGIES INC DE 3.02 10/14/05 NEW CENTURY FINANCIAL CORP MD 1.01,9.01 10/11/05 New Century Home Equity Loan Trust Se DE 2.01,9.01 09/16/05 NEW HAMPSHIRE THRIFT BANCSHARES INC DE 2.02,9.01 10/14/05 NEWS CORP 8.01,9.01 10/17/05 NEWS CORP 7.01,9.01 10/17/05 NMS COMMUNICATIONS CORP DE 4.02,7.01,9.01 10/12/05 NOMURA ASSET ACCEPTANCE CORP DE 8.01,9.01 10/17/05 NORTH AMERICAN NATURAL GAS INC WA 5.02 10/13/05 NORTHWEST PASSAGE VENTURES LTD NV 8.01 10/17/05 NOVELLUS SYSTEMS INC CA 2.02,9.01 10/17/05 NOVELLUS SYSTEMS INC CA 2.05 08/26/05 AMEND NOVELOS THERAPEUTICS, INC. DE 5.02 10/10/05 OCCIDENTAL PETROLEUM CORP /DE/ DE 1.01,9.01 10/13/05 OSE USA INC DE 1.01,3.03,9.01 10/11/05 OVERSEAS SHIPHOLDING GROUP INC DE 1.01,9.01 10/12/05 PARALLEL PETROLEUM CORP DE 7.01,9.01 10/17/05 PARK CITY GROUP INC DE 8.01,9.01 10/13/05 PARK NATIONAL CORP /OH/ OH 2.02,9.01 10/17/05 PARKER DRILLING CO /DE/ DE 8.01 10/08/05 Patient Safety Technologies, Inc DE 5.02 10/14/05 PATRIOT MOTORCYCLE CORP NV 8.01 10/17/05 PAXSON COMMUNICATIONS CORP DE 1.01 10/14/05 PAYCHEX INC DE 1.01,7.01 10/12/05 PEAK INTERNATIONAL LTD D0 5.02 10/11/05 PENTAIR INC MN 8.01,9.01 10/17/05 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 1.01,9.01 10/12/05 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 2.02,9.01 10/17/05 PINNACLE ENTERTAINMENT INC DE 1.01 10/11/05 PLIANT CORP UT 5.02 10/12/05 PLUMAS BANCORP CA 1.01,9.01 10/12/05 POPULAR ABS, INC. DE 8.01,9.01 10/13/05 POPULAR ABS, INC. DE 8.01,9.01 10/14/05 PREMIER EXHIBITIONS, INC. 3.02,8.01 10/17/05 PRIME RECEIVABLES CORP DE 8.01,9.01 10/17/05 PRIVATEBANCORP INC DE 2.02 10/17/05 PUBLIC SERVICE CO OF COLORADO CO 8.01 10/14/05 QUADRAMED CORP DE 5.02,5.03,9.01 10/12/05 RAMBUS INC DE 2.02,9.01 10/17/05 REALNETWORKS INC WA 1.01,9.01 10/11/05 REGAL ENTERTAINMENT GROUP DE 5.02,9.01 10/13/05 REMINGTON ARMS CO INC/ DE 1.01 10/11/05 RESERVE PETROLEUM CO DE 4.01,9.01 10/14/05 RESIDENTIAL ACCREDIT LOANS INC DE 8.01,9.01 09/01/05 REWARDS NETWORK INC DE 8.01 10/11/05 RIVOLI BANCORP INC GA 1.01 10/14/05 ROBOCOM SYSTEMS INTERNATIONAL INC NY 2.01,5.02,9.01 10/11/05 RSA SECURITY INC/DE/ DE 2.02,8.01,9.01 10/17/05 SACO I TRUST, 2005-WM2 DE 9.01 10/03/05 SAKS INC TN 2.02,9.01 10/17/05 SAKS INC TN 2.01,9.01 07/05/05 AMEND SCBT FINANCIAL CORP SC 2.02,9.01 10/17/05 SCHWAB CHARLES CORP DE 2.02 09/30/05 SCP POOL CORP DE 7.01,9.01 10/17/05 SIGNATURE EYEWEAR INC CA 1.01 10/12/05 SITEL CORP MN 5.02,9.01 10/12/05 SOFTECH INC MA 2.02,9.01 10/17/05 Solo Cup CO DE 1.01,9.01 10/14/05 SONORAN ENERGY INC WA 1.01,1.02,2.03,3.02,9.01 10/10/05 Soundview Home Loan Trust 2005-OPT3 DE 2.01,9.01 09/27/05 SOUTHCOAST FINANCIAL CORP SC 2.02,9.01 10/12/05 ST JUDE MEDICAL INC MN 1.01,2.03,7.01,8.01,9.01 10/15/05 ST JUDE MEDICAL INC MN 2.02,9.01 10/17/05 ST MARY LAND & EXPLORATION CO DE 2.02,9.01 10/17/05 STATE BANCORP INC NY 8.01 10/17/05 STONEMOR PARTNERS LP DE 1.01,3.02,9.01 10/13/05 STRUCTURED PROD CORP TIERS CORP BND-B DE 8.01,9.01 10/01/05 STRUCTURED PRODUCTS CORP CAST STEP UP DE 8.01,9.01 10/02/05 STRUCTURED PRODUCTS CORP CAST STEP UP DE 8.01,9.01 10/01/05 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 10/01/05 STRUCTURED PRODUCTS CORP CORTS TR III DE 8.01,9.01 10/01/05 STRUCTURED PRODUCTS CORP TIERS R INFL DE 8.01,9.01 10/01/05 STUDENT LOAN CORP DE 2.02,9.01 10/14/05 SUFFOLK BANCORP NY 2.02 10/17/05 SUMMIT BANCSHARES INC /TX/ TX 2.02,7.01,9.01 10/17/05 SUNSET FINANCIAL RESOURCES INC 5.02 10/05/05 AMEND SUPERVALU INC DE 2.02,9.01 10/17/05 TANDY BRANDS ACCESSORIES INC DE 8.01,9.01 10/17/05 TB WOODS CORP DE 1.01 10/12/05 TEAM HEALTH INC TN 1.01,8.01,9.01 10/11/05 TECO ENERGY INC FL 8.01,9.01 10/13/05 TELOS CORP MD 8.01 10/17/05 TELTRONICS INC DE 1.01,3.02,9.01 10/17/05 TEMECULA VALLEY BANCORP INC DE 2.02,9.01 10/17/05 TERAYON COMMUNICATION SYSTEMS DE 4.01,9.01 09/21/05 AMEND TEREX CORP DE 1.01,9.01 10/15/05 TEXAS REGIONAL BANCSHARES INC TX 2.02,9.01 10/17/05 THEATER XTREME ENTERTAINMENT GROUP, I FL 5.02 10/14/05 THOMAS PROPERTIES GROUP INC DE 9.01 10/17/05 AMEND THORNBURG MORTGAGE INC MD 2.02,9.01 10/17/05 TIBCO SOFTWARE INC DE 5.02,9.01 10/11/05 TRAFFIX INC DE 2.02,8.01,9.01 10/14/05 TRANSOCEAN INC E9 7.01,9.01 10/17/05 TREATY OAK BANCORP INC TX 5.02 10/17/05 TROPICAL SPORTSWEAR INTERNATIONAL COR FL 8.01,9.01 10/11/05 TURBOSONIC TECHNOLOGIES INC DE 5.02 10/17/05 AMEND UNITED ARTISTS THEATRE CIRCUIT INC /M MD 1.01 10/17/05 UNITED TENNESSEE BANKSHARES INC TN 2.02,9.01 10/13/05 UNIVERSAL CORP /VA/ VA 1.01,9.01 10/11/05 UNUMPROVIDENT CORP DE 2.02,7.01,9.01 10/17/05 US DATAWORKS INC NV 1.01,2.03,3.02,9.01 10/13/05 US MEDSYS CORP CO 8.01 10/17/05 USAA AUTO OWNER TRUST 2005-1 8.01,9.01 10/17/05 USAA AUTO OWNER TRUST 2005-2 8.01,9.01 10/17/05 VARIAN MEDICAL SYSTEMS INC DE 2.02,9.01 10/17/05 VASOMEDICAL INC DE 2.02,9.01 10/13/05 VECTREN CORP IN 8.01 10/11/05 VENTURES NATIONAL INC UT 8.01 10/12/05 VERIDIUM CORP DE 4.01 10/14/05 VERSATA INC DE 5.02 09/30/05 VIASPACE Inc. NV 8.01,9.01 10/10/05 VIEWCAST COM INC DE 1.01,2.03,9.01 10/11/05 VITAL IMAGES INC MN 8.01,9.01 10/17/05 VITALSTREAM HOLDINGS INC NV 1.01 09/29/05 VSB BANCORP INC NY 2.02,9.01 10/14/05 VTEX ENERGY INC NV 1.01 10/07/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 10/17/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 10/13/05 WACHOVIA CORP NEW NC 2.02,9.01 10/17/05 WATERS CORP /DE/ DE 1.01,2.03 10/12/05 WESCO INTERNATIONAL INC DE 8.01 10/13/05 WEST BANCORPORATION INC IA 2.02,9.01 10/17/05 WESTERN SIZZLIN CORP DE 8.01,9.01 10/13/05 WHITE MOUNTAINS INSURANCE GROUP LTD D0 5.02,9.01 10/14/05 WILSON HOLDINGS, INC. NV 2.01,3.02,4.01,5.01,9.01 10/11/05 WINNEBAGO INDUSTRIES INC IA 1.01 10/12/05 WIRELESS AGE COMMUNICATIONS INC NV 2.01,9.01 07/31/05 AMEND WITS BASIN PRECIOUS MINERALS INC MN 1.01,3.02,9.01 10/13/05 XFONE INC NV 8.01 10/14/05 XFONE INC NV 1.01 10/12/05 XSUNX INC CO 1.01 10/13/05 YUM BRANDS INC NC 5.02 10/17/05