SEC NEWS DIGEST Issue 2005-136 July 18, 2005 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING – THURSDAY, JULY 21, 2005 – 2:00 P.M. The subject matter of the closed meeting scheduled for Thursday, July 21, will be: Formal orders of investigations; Institution and settlement of injunctive actions; and Institution and settlement of administrative proceedings of an enforcement nature. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. SECURITIES AND EXCHANGE COMMISSION ADVISORY COMMITTEE ON SMALLER PUBLIC COMPANIES - CHICAGO MEETING The Securities and Exchange Commission Advisory Committee on Smaller Public Companies is providing notice that it will hold a public meeting from 1:00 to 5:30 p.m. on each of Tuesday, Aug. 9, 2005, and Wednesday, Aug. 10, 2005, at The John Marshall Law School, Room 300, 315 South Plymouth Court, Chicago, Illinois. The meeting will be audio webcast on the Commission’s Web site at www.sec.gov. The agenda for the Tuesday, Aug. 9, 2005, session includes hearing oral testimony and considering written statements that have been filed with the Advisory Committee in connection with the meeting. The oral testimony will focus on the costs and burdens imposed upon smaller public companies as a result of the Sarbanes-Oxley Act of 2002 and whether the costs and burdens are commensurate with the benefits to investors and the public. The agenda for the Wednesday, Aug. 10, 2005, session of the meeting includes considering reports of subcommittees of the Advisory Committee and any recommendations proposed by subcommittees for adoption by the Advisory Committee. The Advisory Committee expects to consider reports of subcommittees on (1) defining the term “smaller public company” for purposes of delineating the scope of the Advisory Committee’s work and scaling federal securities regulation based on smaller company size and (2) recommending extension of the compliance date for certain smaller public companies to meet requirements relating to reporting on the effectiveness of internal control over financial reporting, in accordance with Section 404 of the Sarbanes-Oxley Act. DATES: Written statements should be received on or before Aug. 2, 2005. ADDRESSES: Written statements may be submitted by any of the following methods: Electronic statements: · Use the Commission’s Internet submission form (http://www.sec.gov/info/smallbus/acspc.shtml); or · Send an e-mail message to rule-comments@sec.gov. Please include File Number 265-23 on the subject line; or Paper statements: · Send paper statements in triplicate to Jonathan G. Katz, Committee Management Officer, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-9303. All submissions should refer to File No. 265-23. This file number should be included on the subject line if e-mail is used. To help us process and review your statement more efficiently, please use only one method. The Commission staff will post all statements on the Advisory Committee’s Web site (http://www.sec.gov./info/smallbus/acspc.shtml). Statements also will be available for public inspection and copying in the Commission’s Public Reference Room, 100 F Street, NE, Washington, DC 20549. All statements received will be posted without change; we do not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. Persons wishing to provide oral testimony at the Tuesday, Aug. 9, 2005, session should contact one of the SEC staff persons listed below by Aug. 1, 2005, and submit a written statement by the deadline for written statements. Sufficient time may not be available to accommodate all those wishing to provide oral testimony. The Co-Chairs of the Advisory Committee have reserved the right to select witnesses and limit the time of witnesses permitted to testify. FOR FURTHER INFORMATION CONTACT: Kevin M. O’Neill, Special Counsel, at (202) 551-3260, or William A. Hines, Special Counsel, at (202) 551-3320, Office of Small Business Policy, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-3628. ENFORCEMENT PROCEEDINGS IN THE MATTER OF STACEY BLAKE On July 14, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Sections 15(b) and 21C of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions (Order) against Stacey J. Blake (Blake). The Order finds that Blake was associated as a registered representative with five broker dealers at the time he willfully aided and abetted and caused violations Sections 5(a) and (c) of the Securities Act, which prohibit sales and offers of securities made without a registration statement being in effect or filed with the Commission; Section 17(a) of the Securities Act, Section 10(b) of the Exchange Act, and Rule 10b-5 thereunder, which prohibit fraudulent conduct in the offer and sale of securities and in connection with the purchase or sale of securities; Section 15(a) of the Exchange Act, which prohibits acting as a broker-dealer without registering as such with the Commission, and Rule 101 of Regulation M, which, among other things, prohibits persons participating in a distribution of a security from purchasing or inducing others to purchase the security. Based on the above, the Order bars Blake from association with any broker or dealer and Orders Blake to pay disgorgement in the amount of $275,594 and a civil money penalty of $50,000. Stacey J. Blake consented to the issuance of the Order without admitting or denying any of the findings in the Order. (Rels. 33-8586; 34-52036; File No. 3- 11982) ROBERT LISNOFF, JOSEPH DIGIROLAMO SANCTIONED Robert Lisnoff (Lisnoff) and Joseph Digirolamo (Digirolamo) have been barred from association with a broker-dealer and from participating in an offering of penny stock and ordered to cease and desist from violations of the antifraud provisions of the securities laws. The sanctions were ordered in an administrative proceeding before an administrative law judge. Lisnoff’s and Digirolamo’s wrongdoing occurred in connection with the securities of Americom Networks International, Inc. (Americom), while they were associated with Preston Langley Asset Management (Preston Langley), a broker-dealer. They and others at Preston Langley used fraudulent means to sell Americom stock to customers at inflated prices. Their practices included high pressure sales tactics, a “no net selling” policy, unauthorized purchases in customer accounts, false claims of inside information, and predictions about Americom’s future stock price based on misrepresentations and omissions. Lisnoff and Digirolamo have also been convicted of securities fraud in a parallel criminal proceeding arising out of the same facts at issue in the administrative proceeding. Lisnoff’s sentence included a prison term of thirty-seven months and restitution of $16,570,671.75. Digirolamo’s sentence included a prison term of twenty-four months and restitution of $391,174.35. (Rels. 33-8588; 34-52042; File No. 3-10624) SEC APPROVES PLAN OF DISGORGEMENT THAT PROVIDES FOR PAYMENT OF DISGORGEMENT AND PREJUDGMENT INTEREST TO THE UNITED STATES TREASURY On July 18, the Commission issued an Order Approving Plan of Disgorgement In the Matter of Wheat, First Securities, Inc. f/k/a First Union Capital Markets Corp. and Teressa L. Cawley (the Order). The Order finds that the Plan of Disgorgement Distribution (Plan) proposed by the Division of Enforcement in this proceeding is fair and reasonable. The SEC published Notice of the Plan on February 26, 2004 in connection with the proposed distribution of the $245,815.20 disgorgement and prejudgment interest that had been paid in this matter by Wheat, First Securities, Inc. f/k/a/ First Union Capital Markets Corp. (Wheat). Wheat had paid the disgorgement and prejudgment interest pursuant to an April 20, 2003 SEC order concerning, among other things, undisclosed payments that Wheat made to a lobbyist in connection with Wheat’s work as a financial advisor to Broward County, Florida. The Plan proposed that the entire disgorgement amount by distributed to the United States Treasury. The only comment that the SEC received following publication of the Plan was from Broward County, which sought $41,700 plus prejudgment interest of the disgorgement that Wheat had paid. (Rel. 34- 52050; File Nos. 3-9688 and 3-9794). SEC SETTLES CHARGES AGAINST JEFFREY MATTHEWS AND CURTISS BARNES FOR INSIDER TRADING The Commission announced today that it has filed a complaint against Jeffrey L. Matthews (Matthews) and Curtiss P. Barnes (Barnes) in the United States District Court for the Southern District of New York alleging unlawful insider trading in the common stock of Systems & Computers Technology, Inc. (SCT). Without admitting or denying the Commission’s allegations, Matthews and Barnes each consented to the entry of a Final Judgment, subject to the Court’s approval, permanently enjoining them from future violations of antifraud provisions of the securities laws, and ordering them to disgorge their trading profits of $7,280 and $6,929 respectively, plus prejudgment interest, and to pay civil penalties equal to their respective trading profits. The Commission’s complaint alleges that Matthews, the spouse of a SCT employee, and Barnes, a former SCT employee, each purchased SCT stock while in possession of material, nonpublic information about SCTs impending acquisition by SunGard Data Systems, Inc. (SunGard). On December 10, 2003, SCT announced that it had signed an agreement to be acquired by SunGard and SCT’s share price increased approximately 13%. The Commission’s complaint alleges that Matthews and Barnes each violated Section 10(b) of the Securities Exchange Act and Rule 10b-5 thereunder. The Commission acknowledges the assistance of the NASD in this matter. [SEC v. Jeffrey L. Matthews and Curtiss P. Barnes, Civil Action No. 05 CV 6479 (Denny Chin) (S.D. N.Y.)] (LR-19304) IN THE MATTER OF CERTAIN FAX BLASTS The Commission has announced charges against two stock promoters in a scam designed to mislead investors into believing they had inadvertently received a confidential stock tip faxed from a stockbroker to his client. The handwritten fax had the appearance of an urgent message from a financial planner intended only for his client, “Dr. Mitchel,” urging the purchase of a stock that was about to triple in price. In fact, neither the financial planner nor “Dr. Mitchel” exists. The fax was sent to more than one million recipients across the country by stock promoters who made over half a million dollars unloading their shares on duped investors. The Commission’s complaint alleges that Joshua Yafa, 31, of Coral Gables, Florida, drafted a fax in which a fictitious financial planner urged “Dr. Mitchel” to buy shares of AVL Global, Inc. (ticker: AVLL), a company which had hired Yafa as a public relations consultant and paid him in stock. Yafa sent the supposedly misdirected “Dr. Mitchel” fax to more than 150,000 fax machines across the United States the evening of December 15, 2004. The complaint alleges that AVLL’s stock price soared as soon as the market opened, after which Yafa sold his shares of AVLL, reaping more than $300,000 in proceeds. The Commission also charged Nocona, Texas resident Michael O’Brien Pickens, 51, with hatching a copycat scheme. According to the Commission’s complaint, Pickens obtained a copy of Yafa’s “Dr. Mitchel” fax and had the AVLL ticker symbol replaced with the symbols of three different microcap companies Pickens had been promoting – Data Evolution Holdings, Inc. (ticker: DTEV), Infinium Labs, Inc. (ticker: IFLB), and Soleil Film, Inc. (ticker: SFLM). The Commission alleges that Pickens sent out nearly a million of the modified “Dr. Mitchel” faxes in December 2004. The share price of the three stocks climbed by as much as 100% on massive volume, and Pickens made over $300,000 selling stock in the companies. The Commission also brought fraud charges against Serafin Sierra, 45, a salesman at Miami-based Vision Lab Telecommunications, Inc., the “fax blasting” company that transmitted both sets of “Dr. Mitchel” faxes. According to the Commission’s complaint, Sierra learned of Yafa’s scam, and forwarded a copy of the original AVLL “Dr. Mitchel” fax to his customer Pickens, facilitating Pickens’ copycat scheme. The Commission’s complaint charges Yafa, Pickens, and their affiliated companies, Global Media Marking, Inc., M3, Inc., and M3 Research LLC, with violating Section 17(a) and 17(b) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Securities Exchange Act of 1934 (Exchange Act) and Rule 10b-5 thereunder. The complaint also charges Sierra with aiding and abetting Pickens’s violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. The Commission’s investigation is continuing. [SEC v. Joshua Yafa, Michael O. Pickens, et al., United States District Court for the Southern District of New York, Civil Action No. 05 CV 6480 (LAK)] (LR19305); (Press Rel. 2005- 101) INVESTMENT COMPANY ACT RELEASES GE LIFE AND ANNUITY ASSURANCE COMPANY, ET AL. An order has been issued pursuant to Section 26(c) of the Investment Company Act to GE Life and Annuity Assurance Company, GE Capital Life Assurance Company of New York, GE Capital Life Separate Account II, GE Life & Annuity Separate Account II, and GE Life & Annuity Separate Account 4 approving the substitution of shares of the GE Investments Funds, Inc. – Global Income Fund, currently held in certain separate accounts, for shares of the Franklin Templeton Variable Insurance Products Trust – Templeton Global Income Securities Fund – Class 1. (Rel. IC-26988 - July 13) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission granted approval of a proposed rule change (SR-OCC-2003- 04) filed by The Options Clearing Corporation under Section 19(b) of the Securities Exchange Act allowing a new “customers’ lien account” that may be carried at OCC by a clearing member. The new customers’ lien account type be used only for customers that are margined on a portfolio risk basis or that are margined pursuant to a cross-margining arrangement in accordance with exchange rules. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52030) The Commission approved a proposed rule change filed by the New York Stock Exchange (SR-NYSE-2002-19) relating to customer portfolio and cross-margining requirements. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52031) The Commission approved a proposed rule change filed by the Chicago Board Options Exchange (SR-CBOE-2002-03) relating to customer portfolio and cross-margining requirements. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34- 52032) The Commission granted approval of a proposed rule change (SR-OCC-2002- 16) filed by The Options Clearing Corporation under Section 19(b) of the Securities Exchange Act relating to the unsegregation of a long option positions. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52035) PROPOSED RULE CHANGES The Depository Trust Company, Fixed Income Clearing Corporation, and National Securities Clearing Corporation filed proposed rule changes (SR- DTC-2005-04, SR-FICC-2005-10, and SR-NSCC-2005-05) under Section 19(b)(1) of the Exchange Act that would enable DTC, FICC, and NSCC to each establish a fine for members who fail to conduct connectivity testing for business continuity purposes. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52043) A proposed rule change (SR-NASD-2005-023) has been filed by the National Association of Securities Dealers, through its wholly owned subsidiary, NASD Dispute Resolution, Inc., regarding a proposal to amend Rule 10316 and to adopt Rule 10408 of the NASD Code of Arbitration Procedure to address attorney representation in arbitration and mediation. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52045) The National Association of Securities Dealers filed a proposed rule (SR- NASD-2004-183) relating to sales practice standards and supervisory requirements for transactions in deferred variable annuities. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52046) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2005-08) under Section 19(b)(3)(A) of the Securities Exchange Act that reduces OCC’s discounted fee schedule for securities option contracts. Publication of the proposal is expected in the Federal Register during the week of July 18. (Rel. 34-52034) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 AMERICAN ACCESS TECHNOLOGIES INC, 6670 SPRING LAKE ROAD, -, KEYSTONE HEIGHTS, FL, 32656, 3524736673 - 0 ($409,297.00) Equity, (File 333-126609 - Jul. 15) (BR. 06B) S-8 DNB FINANCIAL CORP /PA/, 4 BRANDYWINE AVE, DOWNINGTOWN, PA, 19335, 6102691040 - 150,000 ($3,882,000.00) Equity, (File 333-126610 - Jul. 15) (BR. 07A) S-8 CLIFTON SAVINGS BANCORP INC, 2,094,390 ($22,389,030.00) Equity, (File 333-126611 - Jul. 15) (BR. 07B) S-8 ZOOM TECHNOLOGIES INC, 207 SOUTH ST, BOSTON, MA, 02111, 6174231072 - 500,000 ($1,385,000.00) Equity, (File 333-126612 - Jul. 15) (BR. 11A) S-8 SEACOR HOLDINGS INC /NEW/, 11200 RICHMOND AVENUE, SUITE 400, HOUSTON, TX, 77082, 2818994800 - 394,446 ($25,635,046.00) Equity, (File 333-126613 - Jul. 15) (BR. 05C) S-8 CRYOCOR INC, 9717 PACIFIC HEIGHTS BOULEVARD, SAN DIEGO, CA, 92121, (858) 909-2200 - 0 ($7,860,046.04) Equity, (File 333-126614 - Jul. 15) (BR. 10A) S-4 FNB CORP/NC, 101 SUNSET AVE, P O BOX 1328, ASHEBORO, NC, 27203, 3366268300 - 808,448 ($15,836,231.00) Equity, (File 333-126615 - Jul. 15) (BR. 07B) S-8 GOTTSCHALKS INC, 7 RIVER PARK PL E, P O BOX 28920, FRESNO, CA, 93720, 2094348000 - 1,500,000 ($16,267,500.00) Equity, (File 333-126616 - Jul. 15) (BR. 02B) SB-2 EQUITABLE FINANCIAL CORP, 113-115 NORTH LOCUST STREET, GRAND ISLAND, NE, 68801, (308) 434-3136 - 1,487,813 ($14,878,130.00) Equity, (File 333-126617 - Jul. 15) (BR. 07) S-4 Community Bancorp, 400 S. 4TH STREET, SUITE 215, LAS VEGAS, NV, 89101, 702-878-0700 - 0 ($27,528,000.00) Equity, (File 333-126618 - Jul. 15) (BR. 07) S-3 EXIDE TECHNOLOGIES, 13000 DEERFIELD PARKWAY, BUILDING 200, ALPHARETTA, GA, 30004, 6785669000 - 0 ($60,000,000.00) Debt Convertible into Equity, (File 333-126619 - Jul. 15) (BR. 10B) S-3 WGL HOLDINGS INC, 101 CONSTITUTION AVE, N.W., WASHINGTON, DC, 20080, 2026246011 - 0 ($33,785,000.00) Equity, (File 333-126620 - Jul. 15) (BR. 02A) S-8 COLOR KINETICS INC, 10 MILK ST SUITE 1100, BOSTON, MA, 02108, 617-423-9999 - 500,000 ($5,460,000.00) Equity, (File 333-126621 - Jul. 15) (BR. 10A) S-8 BARD C R INC /NJ/, 730 CENTRAL AVE, MURRAY HILL, NJ, 07974, 9082778000 - 0 ($1.00) Other, (File 333-126622 - Jul. 15) (BR. 10A) S-8 ISCO INTERNATIONAL INC, 451 KINGSTON CT, MOUNT PROSPECT, IL, 60056, 8473919400 - 0 ($418,500.00) Equity, (File 333-126623 - Jul. 15) (BR. 10B) S-3 GENEREX BIOTECHNOLOGY CORP, 33 HARBOUR SQ, STE 202, TORONTO ONTARIO CANADA, A1, M5J 2G2, 4163642551 - 12,325,085 ($7,148,549.00) Equity, (File 333-126624 - Jul. 15) (BR. 01A) S-3 TRIDENT MICROSYSTEMS INC, 1090 E ARQUES AVENUE, SUNNYVALE, CA, 94085-4601, 4089918800 - 1,856,089 ($45,798,996.08) Equity, (File 333-126625 - Jul. 15) (BR. 10C) S-1 GENOMIC HEALTH INC, 301 PENOBSCOT DRIVE, REDWOOD CITY, CA, 94063, 650-556-9300 - 0 ($75,000,000.00) Equity, (File 333-126626 - Jul. 15) (BR. 01) S-8 ROCKWELL MEDICAL TECHNOLOGIES INC, 30142 S WIXOM RD, WIXOM, MI, 48393, 2489609009 - 0 ($8,200,227.99) Equity, (File 333-126627 - Jul. 15) (BR. 10C) S-3 National City Credit Card Master Note Trust, 1900 EAST NINTH STREET, CLEVELAND, OH, 44114, 800-622-4204 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-126628 - Jul. 15) (BR. 05) S-3 FOCUS ENHANCEMENTS INC, 1370 DELL AVE, CAMPBELL, CA, 95008, 4088668300 - 0 ($2,128,715.00) Equity, (File 333-126629 - Jul. 15) (BR. 03C) F-1 China Medical Technologies, Inc., NO.24 YONG CHANG NORTH ROAD, BEIJING ECONOMIC-TECHNOLOGICAL, DEVELOPMENT AREA, BEIJING, F4, 100176, (86-10) 6787 1166 - 0 ($92,000,000.00) ADRs/ADSs, (File 333-126630 - Jul. 15) (BR. 10) S-3 MGIC INVESTMENT CORP, 250 EAST KILBOURN AVENUE, MILWAUKEE, WI, 53202, 4143476480 - 0 ($500,000,000.00) Debt Convertible into Equity, (File 333-126631 - Jul. 15) (BR. 01C) S-8 CRONOS GROUP, 5 RUE GUILLAUME KROLL, L-1882, N4, -, 3524818283961 - 0 ($3,150,000.00) Equity, (File 333-126632 - Jul. 15) (BR. 05A) S-4 TRUSTREET PROPERTIES INC, 450 SOUTH ORANGE AVENUE, ORLANDO, FL, 32801, 4075402000 - 0 ($250,000,000.00) Other, (File 333-126633 - Jul. 15) (BR. 08C) S-3 HYBRIDON INC, 345 VASSAR STREET, CAMBRIDGE, MA, 02139, 6176795500 - 0 ($3,421,140.00) Equity, (File 333-126634 - Jul. 15) (BR. 01A) S-2 DNAPRINT GENOMICS INC, 900 COCONUT AVE., SARASOTA, FL, 34231, 9413663400 - 441,450,000 ($75,046,500.00) Equity, (File 333-126635 - Jul. 15) (BR. 01A) S-8 OXIGENE INC, 321 ARSENAL STREET, WATERTOWN, MA, 02472, 6176737800 - 0 ($11,075,000.00) Equity, (File 333-126636 - Jul. 15) (BR. 01B) S-8 JORGENSEN EARLE M CO /DE/, 10650 S ALAMEDA STREET, LYNWOOD, CA, 90262, 323 567 1122 - 7,000,000 ($61,810,000.00) Equity, (File 333-126637 - Jul. 15) (BR. 04A) S-3 ACTUANT CORP, ATTN: TIMOTHY J. TESKE, 6100 N BAKER RD., MILWAUKEE, WI, 53209, 414-352-4160 - 900,000,000 ($900,000,000.00) Other, (File 333-126638 - Jul. 15) (BR. 06A) S-8 VENTAS INC, 10350 ORMSBY PARK PLACE, SUITE 300, LOUISVILLE, KY, 40223, 5023579000 - 0 ($77,062,500.00) Equity, (File 333-126639 - Jul. 15) (BR. 08C) S-4 RESIDENTIAL CAPITAL CORP, 8400 NORMANDALE LAKE BOULEVARD, MINNEAPOLIS, MN, 55437, 952-857-8700 - 0 ($4,000,000,000.00) Non-Convertible Debt, (File 333-126640 - Jul. 15) (BR. ) S-4 COMPUTER ASSOCIATES INTERNATIONAL INC, ONE COMPUTER ASSOCIATES PLAZA, ISLANDIA, NY, 11749, 6313425224 - 0 ($1,000,000,000.00) Non-Convertible Debt, (File 333-126641 - Jul. 15) (BR. 03A) S-1 Nalco Holding CO, 1601 WEST DIEHL ROAD, NAPERVILLE, IL, 60563, (630) 305-1000 - 0 ($466,670,000.00) Equity, (File 333-126642 - Jul. 15) (BR. 06C) S-4 Centennial Bank Holdings, Inc., 1331 SEVENTEENTH STREET, SUITE 300, P.O. BOX 5847, DENVER, CO, 80217, 303-296-9600 - 0 ($52,619,219.00) Equity, (File 333-126643 - Jul. 15) (BR. 07) S-8 OMNICARE INC, 100 E RIVERCENTER BLVD, STE 1600, COVINGTON, KY, 41101, 6063923300 - 14,972 ($547,413.75) Equity, (File 333-126644 - Jul. 15) (BR. 01B) S-8 UNOCAL CORP, 2141 ROSECRANS AVE, STE 4000, EL SEGUNDO, CA, 90245, 3107267600 - 0 ($40,000,000.00) Equity, (File 333-126645 - Jul. 15) (BR. 04B) F-3 UNIBANCO UNION OF BRAZILIAN BANKS SA, AV EUSEBIO MATOSO 891, 22ND FL, SAO PAULO, D5, 05423901, 5118674444 - 0 ($626,304,800.32) Other, (File 333-126646 - Jul. 15) (BR. 07B) S-8 ADHEREX TECHNOLOGIES INC, 2300 ENGLERT DRIVE, SUITE G, DURHAM, NC, 27713, 919-484-8484 - 8,000,000 ($2,640,000.00) Equity, (File 333-126648 - Jul. 15) (BR. 01) S-8 SCIENTIFIC LEARNING CORP, 300 FRANK H. OGAWA PLAZA, STE 600, OAKLAND, CA, 94612-2040, 5104443500 - 950,000 ($5,729,480.24) Equity, (File 333-126649 - Jul. 15) (BR. 11C) S-1 Echo Healthcare Acquisition Corp., 8000 TOWERS CRESCENT DRIVE, SUITE 1300, VIENNA, VA, 22182, 703-448-7688 - 0 ($158,437,600.00) Equity, (File 333-126650 - Jul. 15) (BR. ) S-8 BENTLEY PHARMACEUTICALS INC, BENTLEY PARK, 2 HOLLAND WAY, EXETER, NH, 03833, 6036586100 - 0 ($15,421,676.00) Equity, (File 333-126651 - Jul. 15) (BR. 01C) S-1 QuadraPoint Acquisition Corp., 900 NORTH MICHIGAN AVENUE, CHICAGO, IL, 60606, 312 726 5766 - 90,000,001 ($241,937,600.00) Equity, (File 333-126652 - Jul. 15) (BR. ) S-4 ZHONE TECHNOLOGIES INC, 7001 OAKPORT STREET, OAKLAND, CA, 94621, 5107777000 - 0 ($162,519,204.00) Equity, (File 333-126653 - Jul. 15) (BR. 11B) SB-2 BIRCH BRANCH INC, 2525 15TH STREET, SUITE 3H, DENVER, CO, 80211, (303) 480-5037 - 1,287,393 ($25,747.86) Debt Convertible into Equity, (File 333-126654 - Jul. 15) (BR. 08) S-1 NCT GROUP INC, 20 KETCHUM ST, WESTPORT, CT, 06880, 2032264447 - 448,028,674 ($5,824,373.00) Equity, (File 333-126655 - Jul. 15) (BR. 10B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01 ABS Informational and Computational Material. 6.02 Change of Servicer or Trustee. 6.03 Change in Credit Enhancement or Other External Support. 6.04 Failure to Make a Required Distribution. 6.05 Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT --------------------------------------------------------------------------------------------------------- ABLE ENERGY INC DE 8.01 07/14/05 ABLE LABORATORIES INC DE 1.01 07/11/05 ABLEAUCTIONS COM INC FL 7.01,9.01 07/14/05 ACE SECURITIES CORP DE 8.01,9.01 07/15/05 ACR GROUP INC TX 2.02,9.01 07/15/05 AEOLUS PHARMACEUTICALS, INC. DE 1.01 07/12/05 AFC ENTERPRISES INC MN 4.01,9.01 07/11/05 ALAMOSA HOLDINGS INC DE 7.01,9.01 07/15/05 ALLEGHENY TECHNOLOGIES INC DE 8.01,9.01 07/15/05 ALLIED HOLDINGS INC GA 1.01 07/11/05 Allis Chalmers Energy Inc. DE 1.01 07/07/05 Allis Chalmers Energy Inc. DE 1.01,2.01,3.02,5.02,9.01 07/11/05 ALTERNATIVE LOAN TRUST 2005-23CB 8.01,9.01 04/28/05 Alternative Loan Trust 2005-J7 9.01 06/30/05 AMB PROPERTY CORP MD 8.01 07/14/05 AMEREN CORP MO 1.01,1.02,2.03,9.01 07/14/05 AMERICAN EXPRESS CREDIT ACCOUNT MASTE DE 8.01,9.01 07/15/05 AMERICAN WATER STAR INC NV 5.02,8.01,9.01 07/06/05 AMERICAN WOODMARK CORP VA 8.01 07/15/05 AMES NATIONAL CORP IA 2.02,9.01 06/16/05 AMF BOWLING WORLDWIDE INC DE 5.02 07/11/05 ANALEX CORP NY 5.02 07/15/05 ANGELES INCOME PROPERTIES LTD 6 CA 5.02,9.01 07/14/05 APPALACHIAN BANCSHARES INC GA 5.02,9.01 07/11/05 ASHLAND INC. KY 5.04,9.01 07/15/05 ASSET BACKED SECURITIES CORP DE 8.01,9.01 07/15/05 ASSET-BACKED PASS-THROUGH CERTIFICATE DE 9.01 03/24/05 ATHEROGENICS INC GA 8.01 07/15/05 ATMI INC DE 8.01,9.01 07/13/05 ATRIUM COMPANIES INC DE 7.01 03/31/05 AUTHENTIDATE HOLDING CORP DE 1.01,8.01,9.01 07/11/05 AVISTA CORP WA 2.03 07/13/05 AXIA GROUP, INC. NV 1.01,2.01,3.02,5.01,5.02 06/27/05 BA MASTER CREDIT CARD TRUST / 9.01 07/15/05 Banc of America Commercial Mortgage I DE 8.01,9.01 07/11/05 Banc of America Commercial Mortgage I DE 8.01,9.01 07/11/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 07/15/05 BANKUNITED FINANCIAL CORP FL 2.02,9.01 07/15/05 Bear Stearns ARM Trust 2005-4 DE 9.01 06/30/05 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 06/01/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 07/11/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 07/11/05 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 07/13/05 BEAZER HOMES USA INC DE 8.01,9.01 07/15/05 BFC FINANCIAL CORP FL 7.01 07/14/05 BFC FINANCIAL CORP FL 1.01 07/11/05 BIOMARIN PHARMACEUTICAL INC DE 1.01,8.01,9.01 07/14/05 BMC SOFTWARE INC DE 7.01 07/15/05 BRINKS CO VA 1.01,1.02,2.03,9.01 07/13/05 BRISTOL MYERS SQUIBB CO DE 8.01,9.01 07/14/05 BROOKE CORP KS 8.01,9.01 07/14/05 BUCYRUS INTERNATIONAL INC DE 2.02,7.01,9.01 07/14/05 BUCYRUS INTERNATIONAL INC DE 5.02,9.01 07/14/05 BUDGETHOTELS NETWORK INC NV 5.01 07/13/05 AMEND CABELAS INC DE 1.01,2.03,9.01 07/15/05 CABLEVISION SYSTEMS CORP /NY DE 7.01 07/14/05 CALTON INC NJ 2.02,9.01 07/15/05 CAMELOT CORP CO 5.02 07/15/05 CAPITAL BANCORP INC TN 2.02,9.01 07/14/05 CAPITAL CORP OF THE WEST CA 2.02,9.01 07/14/05 CAPITAL RESERVE CANADA LTD 4.01 07/05/05 CARMAX AUTO OWNER TRUST 2005-1 DE 8.01,9.01 07/15/05 CASCADE FINANCIAL CORP DE 1.01 07/12/05 CASEYS GENERAL STORES INC IA 7.01 07/15/05 CATCHER HOLDINGS INC 2.01,3.02,5.01,5.02,5.03,8.01,9.01 05/04/05 AMEND CB Financial CORP NC 1.01,2.03,8.01,9.01 07/12/05 CCO HOLDINGS LLC 8.01 07/15/05 CDI CORP PA 1.01 07/11/05 CENTERSTATE BANKS OF FLORIDA INC FL 8.01,9.01 07/15/05 CENTEX CORP NV 1.01,8.01,9.01 07/14/05 CENTRAL EUROPEAN DISTRIBUTION CORP DE 1.01,9.01 07/11/05 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 2.01,9.01 05/02/05 AMEND CENTRAL PARKING CORP TN 8.01,9.01 07/14/05 CENTRAL VALLEY COMMUNITY BANCORP CA 2.02,9.01 07/14/05 CENTRAL VERMONT PUBLIC SERVICE CORP VT 1.01,9.01 07/12/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 07/15/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 07/15/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 07/11/05 CHASE BANK USA, NATIONAL ASSOCIATION DE 9.01 07/15/05 CHINA NETTV HOLDINGS INC NV 8.01,9.01 07/13/05 CHIQUITA BRANDS INTERNATIONAL INC NJ 9.01 06/28/05 AMEND CHL Mortgage Pass-Through Trust 2005- DE 9.01 07/15/05 CINTAS CORP WA 2.02 07/14/05 CISCO SYSTEMS INC CA 8.01 07/14/05 CITIBANK CREDIT CARD ISSUANCE TRUST DE 8.01 06/27/05 CITIBANK OMNI-S MASTER TRUST 8.01,9.01 07/15/05 CITIBANK SOUTH DAKOTA N A DE 8.01 06/27/05 Citigroup Mortgage Loan Trust, Series 9.01 07/15/05 CMKM Diamonds, Inc. 4.01 07/11/05 CNL Hotels & Resorts, Inc. MD 8.01,9.01 07/15/05 CNL Hotels & Resorts, Inc. MD 8.01,9.01 07/15/05 CNL RETIREMENT PROPERTIES INC MD 1.01,9.01 07/15/05 CO LIQUIDATION, INC. DE 8.01 07/11/05 COCONNECT INC NV 1.02 07/15/05 COLLECTORS UNIVERSE INC DE 8.01,9.01 07/14/05 COLLEGE LOAN CORP TRUST I DE 8.01,9.01 06/30/05 COLLEGIATE FUNDING SERVICES INC DE 5.02 07/15/05 COLLINS & AIKMAN CORP DE 1.01,5.02 07/07/05 COLONY BANKCORP INC GA 2.02,7.01,9.01 07/15/05 Columbia Equity Trust, Inc. MD 2.01,2.03,8.01,9.01 07/15/05 COMM 2005-LP5 DE 8.01,9.01 07/11/05 COMSTOCK RESOURCES INC NV 2.01,9.01 05/12/05 AMEND CONSOLIDATED CAPITAL PROPERTIES IV CA 5.02,9.01 07/14/05 COOPER COMPANIES INC DE 1.01 07/11/05 CORINTHIAN COLLEGES INC 1.01,5.02,9.01 07/12/05 CORIXA CORP DE 1.01,2.01,2.04,3.01,5.01,5.02,9.01 07/12/05 CORRECTIONAL SERVICES CORP DE 1.01,9.01 07/14/05 Countrywide Home Loans 2005-J8 9.01 06/30/05 CPI CORP DE 1.01,1.02,5.02 07/08/05 CRAFTY ADMIRAL ENTERPRISES LTD NV 4.01,9.01 07/11/05 CREDO PETROLEUM CORP CO 8.01,9.01 07/14/05 CROGHAN BANCSHARES INC OH 8.01,9.01 07/15/05 CRYO CELL INTERNATIONAL INC DE 2.02,9.01 07/15/05 CTI GROUP HOLDINGS INC DE 1.01 07/13/05 CWABS ASSET-BACKED CERTIFICATES TRUST DE 8.01,9.01 06/30/05 CWABS ASSET-BACKED CERTIFICATES TRUST DE 9.01 06/30/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 06/30/05 CWHEQ Revolving Home Equity Loan Asse 8.01,9.01 06/30/05 CYCLE COUNTRY ACCESSORIES CORP NV 9.01 05/01/05 AMEND D&E COMMUNICATIONS INC PA 8.01,9.01 07/15/05 DAVIDSON DIVERSIFIED REAL ESTATE II L DE 5.02,9.01 07/14/05 DAVIDSON GROWTH PLUS LP DE 5.02,9.01 07/14/05 DAVIDSON INCOME REAL ESTATE LP DE 5.02,9.01 07/14/05 DELTA AIR LINES INC /DE/ DE 5.02 07/15/05 DEPOMED INC CA 1.01,9.01 07/11/05 DIAMOND ENTERTAINMENT CORP NJ 2.02,9.01 07/15/05 Digital Realty Trust, Inc. MD 9.01 05/27/05 AMEND DISCOVER CARD MASTER TRUST I DE 8.01 07/15/05 DIVERSIFIED REALTY INC MT 4.01 07/13/05 DONAR ENTERPRISES INC DE 4.01,8.01,9.01 06/30/05 AMEND DOW CHEMICAL CO /DE/ DE 5.02 07/14/05 DREXEL BURNHAM LAMBERT REAL ESTATE AS NY 5.02,9.01 07/14/05 DUKE CAPITAL LLC DE 1.01 07/15/05 DUKE ENERGY CORP NC 1.01 07/15/05 DUQUESNE LIGHT HOLDINGS INC PA 5.02,9.01 07/14/05 DUSA PHARMACEUTICALS INC NJ 8.01,9.01 07/14/05 ELECTRIC CITY CORP DE 2.01,9.01 05/03/05 AMEND ELINE ENTERTAINMENT GROUP INC NV 7.01,9.01 07/11/05 ENDEAVOUR INTERNATIONAL CORP NV 8.01,9.01 07/15/05 ENERGY & ENGINE TECHNOLOGY CORP NV 9.01 05/04/05 AMEND ENERGY CONVERSION DEVICES INC DE 7.01,9.01 07/15/05 ENSCO INTERNATIONAL INC DE 7.01,9.01 07/15/05 ENTERPRISE BANCORP INC /MA/ MA 7.01 07/15/05 ENVIRONMENTAL TECTONICS CORP PA 2.02,9.01 07/14/05 ESCALON MEDICAL CORP DE 1.01,5.02,9.01 07/15/05 ESPEY MFG & ELECTRONICS CORP NY 1.01,3.02 07/15/05 EXACT SCIENCES CORP DE 7.01,9.01 07/15/05 Expedia, Inc. 7.01,9.01 07/14/05 EXPRESSJET HOLDINGS INC DE 8.01,9.01 07/14/05 EZCORP INC DE 8.01,9.01 07/14/05 FENTURA FINANCIAL INC MI 7.01,9.01 07/13/05 FENTURA FINANCIAL INC MI 2.02,9.01 07/14/05 FIRST DATA CORP DE 2.02,9.01 07/15/05 FIRST INVESTORS FINANCIAL SERVICES GR TX 2.02,9.01 07/15/05 FIRST NATIONAL COMMUNITY BANCORP INC PA 2.02,9.01 07/15/05 FIRST NIAGARA FINANCIAL GROUP INC DE 2.02,9.01 07/15/05 First NLC Trust 2005-2 8.01,9.01 06/29/05 FIRST SOUTH BANCORP INC /VA/ VA 2.02,9.01 07/14/05 FLEET CREDIT CARD MASTER TRUST II NY 9.01 07/15/05 FMC TECHNOLOGIES INC DE 7.01,9.01 07/14/05 FRANKLIN ELECTRIC CO INC IN 2.02,9.01 07/15/05 FREDERICK COUNTY BANCORP INC MD 2.02,7.01,9.01 07/15/05 G III APPAREL GROUP LTD /DE/ DE 1.01,1.02,2.01,2.03,3.02,5.02,9.01 07/11/05 GAMETECH INTERNATIONAL INC DE 3.01 07/11/05 GANDER MOUNTAIN CO MN 2.02,9.01 07/15/05 GCCFC 2005-GG3 8.01,9.01 07/12/05 GE COMM MORT PASS THROUGH CERT SERIES DE 8.01,9.01 07/11/05 GE Commercial Mortgage Corp Series 20 DE 8.01,9.01 07/11/05 GENERAL ELECTRIC CO NY 2.02,7.01 07/15/05 GENETHERA INC FL 4.01,9.01 07/01/05 GENWORTH FINANCIAL INC DE 2.02,9.01 07/15/05 GLACIER BANCORP INC DE 8.01,9.01 07/14/05 GLADSTONE COMMERCIAL CORP MD 2.01,9.01 07/14/05 GLADSTONE INVESTMENT CORPORATION\DE DE 8.01,9.01 07/14/05 GLADSTONE INVESTMENT CORPORATION\DE DE 8.01,9.01 07/14/05 GLEN BURNIE BANCORP MD 5.02 07/14/05 GLOBAL GOLD CORP DE 8.01 07/15/05 GLOBAL MATRECHS, INC. DE 1.01,2.03,3.02,9.01 07/14/05 Global Music International, Inc. FL 1.01 07/13/05 GLOBAL POWER EQUIPMENT GROUP INC/ DE 1.01,9.01 07/14/05 GOLDMAN SACHS ASSET BACKED SECURITIES 8.01,9.01 07/14/05 AMEND GOLDMAN SACHS ASSET BACKED SECURITIES 8.01,9.01 07/14/05 AMEND GRAINGER W W INC IL 2.02,9.01 06/30/05 GreenPoint MTA Trust 2005-AR3 DE 8.01,9.01 06/30/05 GS AUTO LOAN TRUST 2004-1 8.01,9.01 07/14/05 AMEND GS AUTO LOAN TRUST 2004-1 8.01,9.01 07/14/05 AMEND GS MORTGAGE SECURITIES CORP DE 8.01,9.01 07/13/05 GS Mortgage Securities Corp. II Serie DE 8.01,9.01 07/12/05 GSAMP Trust 2005-HE3 DE 8.01,9.01 06/30/05 GTC TELECOM CORP NV 1.01,3.02 07/14/05 GUARANTY FEDERAL BANCSHARES INC DE 2.02,7.01,9.01 06/30/05 HARBOR BANKSHARES CORP MD 2.02,7.01,9.01 07/13/05 HELIX BIOMEDIX INC DE 1.01 07/15/05 HEWLETT PACKARD CO DE 1.01,8.01 07/11/05 HEXION SPECIALTY CHEMICALS, INC. NJ 8.01,9.01 04/29/05 AMEND HILLENBRAND INDUSTRIES INC IN 1.01,9.01 07/12/05 HOMEBANC CORP GA 1.01,9.01 07/11/05 HUMAN GENOME SCIENCES INC DE 5.02,9.01 07/14/05 Huntsman CORP DE 1.01,9.01 07/11/05 HUNTSMAN LLC UT 1.01,9.01 07/11/05 IAC/INTERACTIVECORP DE 7.01,9.01 07/14/05 IMCLONE SYSTEMS INC/DE DE 1.01,9.01 02/21/05 IMPAC CMB Trust Series 2005-5 DE 9.01 06/30/05 IMPAC CMB Trust Series 2005-5 DE 2.01,8.01,9.01 06/30/05 IMPAC CMB Trust Series 2005-5 DE 2.01,9.01 06/30/05 IMPRESO INC DE 2.02,9.01 07/15/05 INDYMAC MBS INC 8.01,9.01 07/12/05 INFINIUM LABS INC DE 8.01 07/15/05 INTERMAGNETICS GENERAL CORP DE 1.01 11/16/04 AMEND INTERNATIONAL PAPER CO /NEW/ NY 1.01,5.02,8.01 07/12/05 INTERNATIONAL SHIPPING ENTERPRISES, I DE 1.01,9.01 07/12/05 INTERNATIONAL THOROUGHBRED BREEDERS I DE 1.01,3.02,5.03,9.01 07/13/05 INTRAOP MEDICAL CORP 1.01 07/14/05 iPCS, INC DE 8.01,9.01 07/15/05 JACQUES MILLER INCOME FUND LP II DE 5.02,9.01 07/14/05 KADANT INC DE 1.01 07/15/05 KAYDON CORP DE 1.01,2.03,9.01 07/12/05 KERYX BIOPHARMACEUTICALS INC DE 8.01,9.01 07/15/05 KILROY REALTY CORP MD 5.02,9.01 07/14/05 KITTY HAWK INC DE 5.02,9.01 07/11/05 KKR Financial Corp MD 8.01 07/14/05 KRONOS INTERNATIONAL INC DE 7.01,9.01 07/15/05 KRONOS WORLDWIDE INC 7.01,9.01 07/15/05 LAKELAND FINANCIAL CORP IN 2.02 06/30/05 LAMPERD LESS LETHAL INC NV 2.01,3.02,5.01,5.02,9.01 07/15/05 AMEND LASALLE HOTEL PROPERTIES MD 7.01,9.01 07/15/05 LB-UBS Commercial Mortgage Trust 2005 1.01,9.01 06/30/05 LCNB CORP OH 2.02,7.01,9.01 06/30/05 Lehman XS Trust Series 2005-1 DE 8.01 06/30/05 LIFETIME BRANDS, INC DE 2.01,9.01 07/11/05 LIGHTING SCIENCE GROUP CORP DE 8.01,9.01 07/13/05 LINENS N THINGS INC DE 1.01 07/11/05 LODGIAN INC DE 1.01 07/14/05 Long Beach Acceptance Auto Receivable 8.01,9.01 07/15/05 LONG BEACH SECURITIES CORP DE 8.01,9.01 07/13/05 LONG BEACH SECURITIES CORP DE 9.01 07/14/04 LTC PROPERTIES INC MD 1.01,8.01 07/12/05 MAINSOURCE FINANCIAL GROUP IN 7.01,9.01 07/15/05 MAXUS REAL PROPERTY INVESTORS FOUR LP MO 8.01,9.01 07/12/05 MBNA AMERICA BK NAT ASSOC MBNA MASTER 8.01,9.01 06/30/05 MBNA AMERICA BK NAT ASSOC MBNA MASTER 8.01,9.01 06/30/05 MBT FINANCIAL CORP MI 2.02,9.01 07/14/05 MCGRATH RENTCORP CA 1.01,9.01 07/11/05 MEADOW VALLEY CORP NV 8.01,9.01 07/13/05 MEDICALCV INC MN 1.01 07/11/05 MEDTOX SCIENTIFIC INC DE 2.02,9.01 07/15/05 MELLON BANK N A MA 8.01,9.01 07/11/05 Mercantile Bancorp, Inc. DE 2.02,9.01 07/15/05 MERCURY COMPUTER SYSTEMS INC MA 8.01 07/12/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 06/30/05 Merrill Lynch Mortgage Trust 2005-MKB DE 8.01,9.01 07/12/05 METALDYNE CORP DE 1.01,9.01 07/08/05 AMEND MGP INGREDIENTS INC KS 8.01 07/07/05 MICRO LABORATORIES INC NV 4.01 07/01/05 MICROSTRATEGY INC DE 8.01 07/15/05 MIDDLEBY CORP DE 7.01,9.01 07/15/05 MINDEN BANCORP INC 7.01,9.01 07/13/05 MITCHAM INDUSTRIES INC TX 1.01,2.01,9.01 07/12/05 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 07/15/05 MONSANTO CO /NEW/ DE 8.01 07/12/05 MONSTER WORLDWIDE INC DE 1.01,9.01 07/14/05 MONTGOMERY REALTY GROUP INC NV 4.01,9.01 06/22/05 AMEND Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 07/01/05 MORTGAGE PASS-THROUGH CERTIFICATES SE DE 8.01,9.01 05/09/05 AMEND MSC SOFTWARE CORP DE 5.02,5.03,9.01 07/12/05 MULTI BENEFIT REALTY FUND 87-1 CA 5.02,9.01 07/14/05 MUZAK HOLDINGS LLC DE 1.01,5.02 07/12/05 MYLAN LABORATORIES INC PA 8.01,9.01 07/15/05 NATALMA INDUSTRIES INC NV 4.01,9.01 07/11/05 NATHANS FAMOUS INC DE 2.01 07/13/05 NATIONAL BANKSHARES INC VA 8.01 06/30/05 NATIONAL CITY CORP DE 2.02,9.01 07/15/05 NATIONAL HOUSING PARTNERSHIP REALTY F MD 5.02,9.01 07/14/05 NATIONAL HOUSING PARTNERSHIP REALTY F MD 5.02,9.01 07/14/05 NATIONAL PROPERTY INVESTORS 4 CA 5.02,9.01 07/14/05 NATIONAL PROPERTY INVESTORS 5 CA 5.02,9.01 07/14/05 NATIONAL PROPERTY INVESTORS III CA 5.02,9.01 07/14/05 NET 1 UEPS TECHNOLOGIES INC FL 5.02,9.01 07/13/05 NETSOL TECHNOLOGIES INC NV 2.02,9.01 07/14/05 New Century Home Equity Loan Trust 20 2.01,9.01 06/14/05 AMEND New Century Home Equity Loan Trust Se DE 2.01,9.01 06/24/05 NEW ENGLAND BANCSHARES INC 2.02,9.01 07/14/05 NewMarket Technology Inc NV 8.01,9.01 07/15/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 07/15/05 NORTEK INC DE 8.01,9.01 07/15/05 NORTHSTAR REALTY 1.01 06/20/05 NORTHWESTERN CORP DE 7.01,9.01 06/28/05 OCEAN SHORE HOLDING CO X1 1.01 07/13/05 OHIO VALLEY BANC CORP OH 2.02,9.01 06/30/05 OMNI ENERGY SERVICES CORP LA 9.01 06/30/04 AMEND Onyx Acceptance Owner Trust 2005-A DE 8.01,9.01 07/15/05 OPTION ONE MORTGAGE ACCEPTANCE CORP DE 9.01 07/06/05 ORTEC INTERNATIONAL INC DE 1.01,9.01 07/13/05 OSULLIVAN INDUSTRIES HOLDINGS INC DE 8.01,9.01 07/15/05 OSULLIVAN INDUSTRIES INC DE 8.01,9.01 07/15/05 PACIFIC CAPITAL BANCORP /CA/ CA 8.01,9.01 07/12/05 PACIFIC CAPITAL BANCORP /CA/ CA 4.01,9.01 07/13/05 PAINCARE HOLDINGS INC CT 5.03,9.01 07/12/05 PALM HARBOR HOMES INC /FL/ FL 8.01,9.01 07/12/05 Park Place Securities, Inc., Asset-Ba DE 2.01,9.01 06/28/05 PATH 1 NETWORK TECHNOLOGIES INC DE 5.02 07/11/05 PATRIOT MOTORCYCLE CORP NV 1.01,9.01 07/08/05 PDG ENVIRONMENTAL INC DE 4.01 07/13/05 PEAK ENTERTAINMENT HOLDINGS INC NV 3.02,8.01,9.01 05/06/05 PENNFED FINANCIAL SERVICES INC DE 8.01,9.01 07/15/05 PEOPLES ENERGY CORP IL 1.01,1.02,2.03 07/15/05 PEREGRINE PHARMACEUTICALS INC DE 2.02,9.01 07/14/05 PETRO STOPPING CENTERS L P DE 1.01,2.03,7.01,9.01 07/13/05 PHHMC MORTGAGE PASS-THROUGH CERTIFICA DE 9.01 06/29/05 PIERRE FOODS INC NC 1.01,9.01 07/12/05 PINNACLE FOODS GROUP INC DE 8.01 07/15/05 PIONEER COMPANIES INC DE 8.01,9.01 07/13/05 PLANTRONICS INC /CA/ DE 1.01,2.03 07/11/05 PLX TECHNOLOGY INC DE 4.01,9.01 06/21/05 AMEND POMEROY IT SOLUTIONS INC DE 8.01,9.01 07/14/05 POWER EFFICIENCY CORP DE 8.01,9.01 07/08/05 Prestige Brands Holdings, Inc. 8.01,9.01 07/14/05 PRIME GROUP REALTY TRUST MD 5.02 07/05/05 Prime Mortgage Trust, Mortgage Pass-T DE 9.01 06/22/05 PRIME RECEIVABLES CORP DE 8.01,9.01 07/15/05 PROCOREGROUP INC CA 8.01 07/07/05 PROCTER & GAMBLE CO OH 7.01 07/15/05 PROFESSIONAL VETERINARY PRODUCTS LTD NE 4.02 07/11/05 PROSPERITY BANCSHARES INC TX 2.02,9.01 07/15/05 PROTECTIVE LIFE INSURANCE CO TN 9.01 07/08/05 PROVIDENT BANKSHARES CORP MD 8.01 07/15/05 PROVIDIAN FINANCIAL CORP DE 8.01 06/30/05 PUBLIC SERVICE CO OF COLORADO CO 8.01 07/14/05 QEP CO INC DE 2.02,9.01 07/15/05 QUANTA CAPITAL HOLDINGS LTD 1.01,2.03,9.01 07/11/05 QUIKSILVER INC DE 1.01,2.03 07/14/05 QWEST COMMUNICATIONS INTERNATIONAL IN DE 5.02,9.01 07/11/05 RADIAN GROUP INC DE 1.01 07/11/05 RAMP Series 2005 SL2 Trust DE 9.01 06/30/05 RANGE RESOURCES CORP DE 8.01,9.01 07/14/05 RASC Series 2005-EMX2 Trust DE 8.01,9.01 07/15/05 REDENVELOPE INC DE 1.01,7.01,9.01 07/13/05 Refco Group Ltd., LLC DE 2.02,9.01 07/14/05 REGIONS FINANCIAL CORP DE 2.02,7.01,9.01 07/15/05 RESIDENTIAL ASSET SECURITIES CORP DE 8.01,9.01 07/14/05 REYNOLDS AMERICAN INC 5.02,9.01 07/13/05 RIGEL PHARMACEUTICALS INC DE 8.01,9.01 07/11/05 RIVOLI BANCORP INC GA 2.02,9.01 07/15/05 ROTECH HEALTHCARE INC DE 2.02,7.01,9.01 07/14/05 ROYSTER-CLARK INC DE 8.01,9.01 07/14/05 ROYSTER-CLARK INC DE 8.01,9.01 07/14/05 RTI INTERNATIONAL METALS INC OH 5.02,8.01,9.01 07/11/05 RYLAND GROUP INC MD 2.04,9.01 07/15/05 SAFENET INC DE 8.01 07/14/05 SAXON CAPITAL INC MD 1.01,1.02 07/15/05 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 2.02,9.01 07/15/05 SCO GROUP INC DE 1.01,9.01 07/13/05 SELECT COMFORT CORP 5.04 07/14/05 SHEFFIELD PHARMACEUTICALS INC DE 1.03,4.01,5.01,5.02,9.01 07/15/05 SHOPSMITH INC OH 2.04 07/12/05 SHUFFLE MASTER INC MN 8.01,9.01 07/12/05 SIGMATRON INTERNATIONAL INC DE 2.02,9.01 07/15/05 SIGMATRON INTERNATIONAL INC DE 1.01,2.01,8.01,9.01 07/15/05 SIMTROL INC DE 3.02 07/15/05 SIRVA INC DE 1.01,2.05,9.01 07/14/05 SMITH A O CORP DE 2.02,9.01 07/15/05 SOLECTRON CORP DE 1.01,9.01 07/13/05 Solexa, Inc. DE 3.02,9.01 07/12/05 SOUTHWESTERN PUBLIC SERVICE CO NM 8.01 07/11/05 Spectrum Brands, Inc. WI 2.01,9.01 04/29/05 AMEND SPRINGHILL LAKE INVESTORS LTD PARTNER MD 5.02,9.01 07/14/05 STANDARD REGISTER CO OH 2.05 07/13/05 STEELCLOUD INC VA 8.01,9.01 07/15/05 STEIN MART INC FL 1.01 07/11/05 STOCKGROUP INFORMATION SYSTEMS INC CO 5.02,9.01 07/06/05 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE 8.01,9.01 07/15/05 SUFFOLK BANCORP NY 2.02 07/15/05 SUNGARD DATA SYSTEMS INC DE 7.01 07/15/05 SUPERCONDUCTIVE COMPONENTS INC OH 1.01,9.01 07/11/05 SURMODICS INC MN 8.01,9.01 07/14/05 TALK AMERICA HOLDINGS INC DE 1.01,2.01,3.02,7.01,9.01 07/15/05 TC PIPELINES LP DE 8.01 07/14/05 THAI CAPITAL FUND INC NJ 7.01,9.01 07/14/05 THERMOENERGY CORP AK 8.01,9.01 07/15/05 TITAN CORP DE 8.01,9.01 07/13/05 TL ADMINISTRATION CORP DE 7.01,9.01 07/15/05 TODCO DE 1.01,5.02,9.01 07/12/05 TRANSGENOMIC INC DE 8.01,9.01 07/13/05 TRANSOCEAN INC E9 7.01,9.01 07/15/05 TRI VALLEY CORP DE 3.02 06/03/05 AMEND TRINITY CAPITAL CORP 2.02 07/15/05 TRINITY LEARNING CORP UT 1.01,1.02,3.02,8.01,9.01 07/13/05 TRIPATH TECHNOLOGY INC 1.01,3.02,9.01 07/11/05 TSI INC /MT/ MT 2.01,9.01 07/12/05 TSI INC /MT/ MT 4.01 07/13/05 TURBINE TRUCK ENGINES INC 1.01,5.02,9.01 07/12/05 UNITED INVESTORS GROWTH PROPERTIES MO 5.02,9.01 07/14/05 UNITED INVESTORS INCOME PROPERTIES MO 5.02,9.01 07/14/05 UNITED RENTALS INC /DE DE 2.02,4.02,8.01,9.01 07/13/05 UNITED SECURITY BANCSHARES CA 8.01,9.01 07/15/05 UNOCAL CORP DE 1.01,9.01 07/14/05 URANIUM RESOURCES INC /DE/ DE 1.01 07/12/05 US REALTY PARTNERS LTD PARTNERSHIP DE 5.02,9.01 07/14/05 US UNWIRED INC LA 8.01 07/12/05 USAA AUTO OWNER TRUST 2005-1 8.01,9.01 07/15/05 USAA AUTO OWNER TRUST 2005-2 8.01,9.01 07/15/05 VALENCE TECHNOLOGY INC DE 1.01,2.03,2.04,3.02,8.01,9.01 07/13/05 VALLEY FORGE SCIENTIFIC CORP PA 1.01,9.01 07/15/05 VANTAGEMED CORP DE 5.02,9.01 07/11/05 VELOCITY EXPRESS CORP DE 3.01 07/11/05 VENDINGDATA CORP NV 1.01,2.03,7.01 07/12/05 VERSATA INC DE 3.01 07/12/05 VESTA INSURANCE GROUP INC DE 5.04,9.01 07/12/05 VIA NET WORKS INC DE 1.01,2.01,2.03,9.01 07/12/05 VITRIA TECHNOLOGY INC DE 5.02 07/11/05 VMS NATIONAL PROPERTIES JOINT VENTURE IL 5.02,9.01 07/14/05 W HOLDING CO INC PR 1.01,5.02,9.01 07/11/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 07/15/05 Wachovia Bank Commercial Mortgage Tru NC 8.01,9.01 07/15/05 WASHINGTON BANKING CO WA 5.03,9.01 07/14/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 07/14/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 07/14/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 07/14/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 07/14/05 WEATHERFORD INTERNATIONAL LTD D0 7.01 07/15/05 WESTWOOD ONE INC /DE/ DE 5.02,9.01 07/11/05 WGNB CORP GA 1.01,5.02,9.01 07/11/05 WHOLESALE AUTO RECEIVABLES CORP DE 9.01 07/14/05 WINTRUST FINANCIAL CORP IL 2.04,9.01 07/15/05 WISCONSIN ENERGY CORP WI 8.01 07/15/05 Worldwide Biotech & Pharmaceutical CO DE 1.01,5.02,8.01 07/11/05 WRIGLEY WM JR CO DE 1.01,1.02,2.03,9.01 07/14/05 XCEL ENERGY INC MN 8.01 07/11/05 XCYTE THERAPIES INC WA 2.05 07/08/05 AMEND XSTREAM BEVERAGE NETWORK, INC. NV 1.01,2.01,3.02 06/30/05 AMEND YAMAHA MOTOR RECEIVABLES CORP DE 8.01 07/15/05