SEC NEWS DIGEST Issue 2002-107 June 4, 2002 COMMISSION ANNOUNCEMENTS SUPREME COURT BACKS SEC'S INTERPRETATION OF SECURITIES FRAUD The U.S. Supreme Court today ruled unanimously in favor of the Securities and Exchange Commission's longstanding interpretation of federal securities law, saying that the Commission properly alleged securities fraud in its complaint against a broker who emptied a client's investment account and used the proceeds for his own benefit. "There is no place in the securities marketplace for brokers who sell their customers' securities in order to steal the proceeds," said SEC Chairman Harvey L. Pitt. "For over 50 years, the SEC has viewed this type of misconduct as securities fraud. In addition to referring such brokers for criminal prosecution, the SEC has imposed the toughest available civil sanctions on them, including kicking them out of the securities industry for good. We are gratified that the Supreme Court, by its unanimous ruling today, endorsed the SEC's longstanding position and enabled the SEC to continue aggressive enforcement action against brokers who abuse their clients' trust in securities transactions." Broker Charles Zandford of Maryland had opened a joint investment account for an elderly client and his mentally retarded daughter. The client had intended the proceeds of the account to provide for his daughter, but, without the client's knowledge, Zandford sold the securities in the account and converted the proceeds to his personal use. Based on Zandford's prior criminal conviction for wire fraud, the SEC won a federal civil judgment that Zandford's actions also violated antifraud provisions of federal securities laws. A federal appeals court later reversed the judgment and dismissed the case, reasoning that because Zandford's activities did not involve misrepresenting the value of a particular security, they were not "in connection with the purchase or sale of any security." The Supreme Court today reversed the appeals court, ruling that the Commission is entitled to deference in its interpretation of the antifraud provisions of the Securities Exchange Act of 1934: "(N)either the SEC nor this Court has ever held that there must be a misrepresentation about the value of a particular security in order to run afoul of the Act." The Supreme Court sent the case back to the U.S. district court for further proceedings. (Press Rel. 2002-82) SEC, DEPARTMENT OF DEFENSE ANNOUNCE INVESTORS TOWN MEETING IN NORFOLK, VA. Hampton Roads area residents invited to free seminars on personal financial readiness The Commission will conduct a free educational program on Wednesday, June 12, in Norfolk, Va. to help Hampton Roads area residents, including military families, learn how to save and invest wisely in the wake of recent events that have shaken investor confidence. The Investors Town Meeting is co-sponsored by the Office of the Secretary of Defense for Personnel and Readiness. Because millions of Americans lack the basic information they need to save and invest wisely, the SEC has conducted more than 40 town meetings nationwide since 1995, including one in Norfolk last year. This will be the first town meeting that the SEC has conducted jointly with the U.S armed forces. The Norfolk town meeting will take place at the Sheraton Norfolk Waterside, 777 Waterside Drive. Speakers will include SEC Investor Education Director Susan F. Wyderko and Capt. George E. Slaven, Deputy Commander of the Navy Region Mid-Atlantic, both of whom will answer audience questions following their remarks. "With nearly half of American households investing in the stock market through mutual funds and retirement plans, knowing how to manage your money has never been more important. It's critical that we help people learn how to balance their financial goals with their tolerance for risk," Wyderko said, adding that the town meeting and seminar program will address all areas of personal financial readiness. The Department of Defense views personal finances as key to the quality of life and mission readiness, noting that young people often join the military lacking financial skills and develop poor management habits. The Department is committed to providing them basic skills, and sees this town meeting as an unbiased forum for service members and their families to learn more about money management and successfully investing for their future. "We train our sailors from the earliest stages of their careers on smart financial planning," said Slaven. "If sailors get into debt, it not only affects the quality of their lives, but it also may impact their ability to focus on our mission of defending the nation's interests." In addition to the town meeting, the free program will also feature one- hour seminars on successful investing, mutual funds, selecting stocks, understanding futures and options, retirement savings, financial planning and debt management. Town Meeting Schedule of Events 4:30 - 5:30 p.m. Educational Exhibits 5:30 - 6:15 p.m. Town Meeting featuring Wyderko and Slaven 6:15 - 6:45 p.m. Complimentary Refreshments & Educational Exhibits 6:45 - 7:45 p.m. Investing Seminars 8:00 - 9:00 p.m. Investing Seminars Admission is free but reservations are recommended because seating is limited. To make reservations to attend, call toll-free (877) 404-3222 or send an e-mail to rsvp@sec.gov. Auxiliary aids, such as a sign language interpreter, should be requested at the time of reservation. For more information, contact: John J. Nester, SEC, (202) 942-0032. (Press Rel. 2002-83) RULES AND RELATED MATTERS CONFIRMATION REQUIREMENTS FOR TRANSACTIONS OF SECURITY FUTURES PRODUCTS EFFECTED IN FUTURES ACCOUNTS On May 29, the Commission approved publication of a release proposing amendments to Rule 10b-10 under the Securities Exchange Act of 1934 and new Exchange Act Rule 11d2-1, which are designed to clarify the disclosures that broker-dealers effecting transactions in security futures products in customers' futures accounts must make in the confirmations sent to customers regarding those transactions. The amendments would exclude certain broker-dealers effecting transactions in security futures products in customer futures accounts from the SEC's confirmation disclosure rule, provided that the transaction confirmations for these accounts disclose specific information and notify customers that certain additional information would be available upon request. The new rule would also provide that broker-dealers effecting transactions for customers in security futures products in a futures account are exempt from the disclosure requirements of Section 11(d)(2) of the Securities Exchange Act of 1934. Comments on the proposed amendments to Rule 10b-10 and proposed new Rule 11d2-1 should be submitted to the Commission within 30 days of publication in the Federal Register. The Commission especially invites comment on whether broker-dealers executing trades in futures accounts for certain customers should be subject only to the confirmation requirements prescribed by the Commodity Futures Trading Commission and the futures exchanges. (Rel. 34-46014; S7-19-02)) TEMPORARY EXEMPTION OF BROKER-DEALERS THAT ARE FUTURES COMMISSION MERCHANTS IN CONNECTION WITH SECURITY FUTURES TRANSACTIONS On May 29, the Commission issued an exemptive order providing that broker-dealers effecting transactions in security futures products in customers' futures accounts are exempted from the requirements of Exchange Act Rule 10b-10 and Exchange Act Section 11(d)(2) until the amendments to Exchange Act Rule 10b-10 and new Rule 11d2-1 become effective. (Rel. 34-46015) CUSTOMER PROTECTION - RESERVES AND CUSTODY OF SECURITIES The Commission has issued for comment a proposed amendment to Rule 15c3- 3(b)(3) that would allow for the expansion of the categories of collateral that broker-dealers may pledge when borrowing fully paid and excess margin securities from customers. Currently, broker-dealers are required to provide cash, U.S. Treasury bills and notes, or irrevocable bank letters of credit. The amendment would allow them to pledge such other collateral as the Commission, by order, designates. There will be a 45-day comment period following publication of the proposal in the Federal Register. (Rel. 34-46019) INVESTMENT COMPANY ACT RELEASES AMERITAS LIFE INSURANCE CORP., ET AL. A notice has been issued giving interested persons until June 21 to request a hearing on an application filed by Ameritas Life Insurance Corporation and Ameritas Separate Account LLVA (together, Applicants). Applicants seek an order pursuant to Section 26 (c) of the Investment Company Act to permit the substitution of shares of the Vanguard International Portfolio for the Strong International Fund II. (Rel. IC- 25600 - May 31) INDEPENDENCE ONE MUTUAL FUNDS, ET AL. An order has been issued on an application filed by Independence One Mutual Funds, et al. exempting applicants from Section 17(a) of the Investment Company Act. The order permits certain series of a registered open-end management investment company to acquire all of the assets and assume all of the liabilities of certain series of another registered open-end management investment company. Because of certain affiliations, applicants may not rely on Rule 17a-8 under the Act. (Rel. IC-25601 - May 31) HOLDING COMPANY ACT RELEASES ENERGY EAST CORPORATION, ET AL. A notice has been issued giving interested persons until June 24 to request a hearing on a proposal by Energy East Corporation (Energy East), a registered holding company, to acquire all of the issued and outstanding common stock of RGS Energy Group, Inc. (RGS). Energy East proposes that RGS be merged into Energy East (Merger) and that Energy East retain all of RGS's nonutility activities, business, and investments. Also, it is proposed that subsequent to the Merger, RGS should be exempt from registration as a holding company under Section 3(a)(1) of the Act. (Rel. 35-27534) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2002-05) under Section 19(b)(3)(A) of the Securities Exchange Act. The proposed rule change, which became effective upon filing, relates to closing values for index options. Publication of the proposal is expected in the Federal Register during the week of June 3. (Rel. 34- 45993) The Depository Trust Company filed a proposed rule change (SR-DTC-2002- 02) which became effective upon filing under Section 19(b)(3)(A) of the Securities Exchange Act, modifying DTC's Operational Arrangements. Publication of the proposal is expected in the Federal Register during the week of June 3. (Rel. 34-45994) A proposed rule change filed by the National Association of Securities Dealers (SR-NASD-2002-71) under Section 19(b)(1) of the Securities Exchange Act of 1934 amending NASD Rule 4710, Participant Obligations in NNMS, has become effective under Section 19(b)(3)(A) of the Act. Publication of the proposal is expected in the Federal Register during the week of June 3. (Rel. 34-46016) The Depository Trust Company filed a proposed rule change (SR-DTC-2002- 03), which became effective upon filing under Section 19(b)(3)(A) of the Securities Exchange Act, modifying DTC's New York Window service to allow participants to custody sealed envelops at DTC. Publication of the proposal is expected in the Federal Register during the week of June 3. (Rel. 34-46018) PROPOSED RULE CHANGES The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2001-09) under Section 19(b) of the Securities Exchange Act. The proposed rule change amends OCC's Rules regarding access to OCC's information and data systems via electronic means. Publication of the proposal is expected in the Federal Register during the week of June 3. (Rel. 34-46005) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2002-66) establishing a riskless principal customer facilitation exemption to NASD's Manning Interpretation. Publication of the proposal is expected in the Federal Register during the week of June 3. (Rel. 34-46006) DELISTINGS GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, $.03 par value, of Heartland Technology, Inc., effective at the opening of business on June 4, 2002. (Rel. 34-46022) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, represented by American Depository Shares, of TPN Holdings, Inc., effective at the opening of business on June 4, 2002. (Rel. 34- 46024) WITHDRAWAL GRANTED An order has been issued granting the application for withdrawal from listing and registration (International Aluminum Corporation, Common Stock, $1.00 par value) on the Pacific Exchange, effective at the opening of business on June 4, 2002. (Rel. 34-46023) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 MERIDIAN RESOURCE CORP, 1401 ENCLAVE PARKWAY SUITE 300, HOUSTON, TX, 77077, 7135588080 - 0 ($49,562,522.00) Equity, (File 333-89620 - Jun. 3) (BR. 04) S-3 ISIS PHARMACEUTICALS INC, 2292 FARADAY AVE, CARLSBAD, CA, 92008, 7609319200 - 0 ($31,091,643.00) Equity, (File 333-89626 - Jun. 3) (BR. 01) SB-2 QUEST GROUP INTERNATIONAL INC, 826 NORTH 100 EAST, #7, SPANISH FORK, UT, 84066, 8017942653 - 400,000 ($200,000.00) Equity, (File 333-89628 - Jun. 3) (BR. 09) S-3 FINISAR CORP, 1308 MOFFETT PARK DR, SUNNYVALE, CA, 94089, 4085481000 - 0 ($6,750,000.00) Equity, (File 333-89630 - Jun. 3) (BR. 36) S-8 AGRONIX INC, 1666 WEST 75TH AVE. - 2ND FL., VANCOUVER, BC., CANADA, A0, V6P 6G2, (604) 714-1606 - 3,000,000 ($3,000,000.00) Equity, (File 333-89634 - Jun. 3) (BR. 09) S-8 PERFORMANCE TECHNOLOGIES INC \DE\, 205 INDIGO CREEK DRIVE, ROCHESTER, NY, 14626, 5852560200 - 1,000,000 ($12,427,500.00) Equity, (File 333-89636 - Jun. 3) (BR. 36) S-8 SILVERSTREAM SOFTWARE INC, TWO FEDERAL ST, BILLERICA, MA, 01821, 9782623000 - 0 ($5,499,200.00) Equity, (File 333-89638 - Jun. 3) (BR. 03) S-8 TEMECULA VALLEY BANCORP INC, 27710 JEFFERSON AVENUE, SUITE A-100, TEMECULA, CA, 92590, 9096949940 - 572,872 ($6,645,315.20) Equity, (File 333-89640 - Jun. 3) (BR. ) S-8 TEMECULA VALLEY BANCORP INC, 27710 JEFFERSON AVENUE, SUITE A-100, TEMECULA, CA, 92590, 9096949940 - 614,139 ($7,124,012.40) Equity, (File 333-89642 - Jun. 3) (BR. ) S-8 DONEGAL GROUP INC, 1195 RIVER RD PO BOX 302, MARIETTA, PA, 17547-0302, 7174261931 - 200,000 ($2,274,000.00) Other, (File 333-89644 - Jun. 3) (BR. 01) S-8 CTC COMMUNICATIONS GROUP INC, 220 BEAR HILL RD, WALTHAM, MA, 02451, 7814668080 - 1,000,000 ($1,747,000.00) Equity, (File 333-89646 - Jun. 3) (BR. 37) S-8 ABSS CORP, 24 LAKESIDE AVENUE, POMPTON LAKES, NJ, 07442, 9738397200 - 836,364 ($602,182.07) Other, (File 333-89648 - Jun. 3) (BR. 02) S-8 EKNOWLEDGE GROUP INC, 24843 DEL PRADO #318, DANA POINT, CA, 92629, 9492489561 - 7,750,000 ($697,500.00) Other, (File 333-89656 - Jun. 3) (BR. 09) SB-2 SNAPSHOT INC, 907 RIVERGATE PARKWAY SUITE A-5, RIVERGATE EXECUTIVE PARK, GOODLETTSVILLE, TN, 37072, 6158517001 - 1,000,000 ($5,000,000.00) Equity, (File 333-89664 - Jun. 3) (BR. ) S-3 ADAPTEC INC, 691 S MILPITAS BLVD, M/S25, MILPITAS, CA, 95035, 4089458600 - 0 ($250,000,000.00) Debt Convertible into Equity, (File 333-89666 - Jun. 3) (BR. 03) S-8 SYMBOL TECHNOLOGIES INC, ONE SYMBOL PLAZA, HOLTSVILLE, NY, 11742-1300, 5165632400 - 4,000,000 ($34,159,999.98) Equity, (File 333-89668 - Jun. 3) (BR. 03) S-8 EQUITEL INC, 17 GLENWOOD AVE, RALEIGH, NC, 27603, 9198311351 - 10,000,000 ($10,000,000.00) Equity, (File 333-89672 - Jun. 3) (BR. 09) S-8 GATLIN HOLDINGS INC, 132 WEST 21ST ST, NEW YORK, NY, 10011, 2126910288 - 2,500,000 ($200,000.00) Equity, (File 333-89674 - Jun. 3) (BR. 09) S-8 GOOD GUYS INC, 7000 MARINA BLVD, BRISBANE, CA, 94005, 4156155000 - 1,250,000 ($4,400,000.00) Equity, (File 333-89676 - Jun. 3) (BR. 02) SB-2 FIRST RELIANCE BANCSHARES INC, 2170 W PALMETTO ST, FLORENCE, SC, 29501, 8436628802 - 1,250,000 ($10,000,000.00) Equity, (File 333-89678 - Jun. 3) (BR. 07) S-8 CITIZENS HOLDING CO /MS/, P O BOX 209, PHILADELPHIA, MS, 39350, 6016564692 - 0 ($6,854,133.00) Equity, (File 333-89680 - Jun. 3) (BR. 07) S-8 HUMATECH INC, 1718 FRYE ROAD #450, HOUSTON, TX, 77084, 8007290898 - 1,500,000 ($1,395,000.00) Equity, (File 333-89682 - Jun. 3) (BR. 09) S-3 HARKEN ENERGY CORP, 16285 PARK TEN PLACE SUITE 600, HOUSTON, TX, 77084, 2817171300 - 0 ($1,662,167.65) Equity, (File 333-89684 - Jun. 3) (BR. 04) S-8 CENDANT CORP, 9 WEST 57TH STREET, NEW YORK, NY, 10019, 2124131800 - 0 ($62,704,184.00) Equity, (File 333-89686 - Jun. 3) (BR. 08) S-8 WATER CHEF INC, 7707 EAST ACOMA DRIVE SUITE 109, SCOTTSDALE, AZ, 85260, 6029914534 - 1,250,000 ($125,000.00) Equity, (File 333-89688 - Jun. 3) (BR. 06) S-8 NUANCE COMMUNICATIONS, 1005 HAMILTON CT, MENLO PARK, CA, 94025, 6508470000 - 0 ($11,506,444.13) Equity, (File 333-89690 - Jun. 3) (BR. 03) S-3 BIOLASE TECHNOLOGY INC, 981 CALLE AMANECER, SAN CLEMENTE, CA, 92673, 7143611200 - 944,100 ($4,739,382.00) Equity, (File 333-89692 - Jun. 3) (BR. 36) S-8 DESCARTES SYSTEMS GROUP INC, 120 RANDALL ST, WATERLOO ONTARIO CAN, A6, 5197468110 - 0 ($2,494,248.50) Equity, (File 333-89694 - Jun. 3) (BR. 03) S-8 ISOLYSER CO INC /GA/, 650 ENGINEERING DRIVE, NORCROSS, GA, 30092, 7708069898 - 2,000,000 ($5,500,000.00) Equity, (File 333-89696 - Jun. 3) (BR. 36) S-3 MONARCH CASINO & RESORT INC, 1175 W MOANA LANE, STE 200, RENO, NV, 89509, 7758253355 - 0 ($34,615,000.00) Equity, (File 333-89698 - Jun. 3) (BR. 05) S-8 I2CORP COM, 5392 S EASTERN AVE, BLDG A NORTH, LAS VEGAS, NV, 89119, 8013232395 - 5,000,000 ($260,000.00) Equity, (File 333-89700 - Jun. 3) (BR. 09) S-3 WILSONS THE LEATHER EXPERTS INC, 7401 BOONE AVENUE NORTH, ST LOUIS PARK, BROOKLYN PARK, MN, 55428, 6123914000 - 0 ($13,185,000.00) Equity, (File 333-89702 - Jun. 3) (BR. 02) S-2 LIBERTY GROUP PUBLISHING INC, 3000 DUNDEE RD, STE 203, NORTHBROOK, IL, 60062, 8472722244 - 0 ($225,000,000.00) Equity, (File 333-89704 - Jun. 3) (BR. 05) S-3 ASPEN TECHNOLOGY INC /DE/, TEN CANAL PARK, CAMBRIDGE, MA, 02141, 6179491000 - 0 ($18,099,434.00) Equity, (File 333-89710 - Jun. 3) (BR. 03) F-9 HUSKY ENERGY INC, 707 EIGHTH AVE, PO BOX 6525 STATION D, CALGARY ALBERTA, A0, T2P 1H5, 4032986111 - 0 ($1,000,000,000.00) Other, (File 333-89714 - Jun. 3) (BR. 04) S-3 AMERICAN BIO MEDICA CORP, 122 SMITH ROAD, KINDERHOOK, NY, 12106, 8002271243 - 115,000 ($170,200.00) Equity, (File 333-89716 - Jun. 3) (BR. 01) SB-2 STEM CELL PRESERVATION TECHNOLOGIES INC, 3165 MCMULLEN BOOTH RD, BLDG B DEPT D, CLEARWATER, FL, 33761, 7277230333 - 8,273,647 ($16,547,294.00) Equity, (File 333-89718 - Jun. 3) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ACE CASH EXPRESS INC/TX TX X X 05/31/02 ADAM INC GA X X 05/22/01 AEI INCOME & GROWTH FUND 24 LLC DE X X 05/22/02 ALASKA AIR GROUP INC DE X X 05/28/02 AMEND ALEXION PHARMACEUTICALS INC DE X 04/11/02 ALFORD REFRIGERATED WAREHOUSES INC X 05/17/02 ALLOS THERAPEUTICS INC DE X 05/24/02 ALPHARMA INC DE X 05/20/02 AMERICAN BANKNOTE CORP DE X X 05/24/02 AMERICAN HEALTHWAYS INC DE X 06/03/02 AMERICAN INFLATABLES INC DE X X 05/17/02 ANTHEM INC IN X 06/03/02 ANTHRACITE CAPITAL INC MD X 05/29/02 AUTONATION INC /FL DE X X 05/30/02 AVANI INTERNATIONAL GROUP INC // NV X X 05/13/02 AVERY DENNISON CORPORATION DE X X 06/03/02 BCOM3 GROUP INC DE X X 05/22/02 AMEND BEARD CO /OK OK X X 05/31/02 BEYOND COM CORP DE X X 05/20/02 BIOSANTE PHARMACEUTICALS INC WY X X 05/31/02 BIOSPHERE MEDICAL INC DE X 06/03/02 BLUEFLY INC DE X X 06/03/02 CELSION CORP MD X 06/03/02 CENTRAL EUROPEAN DISTRIBUTION CORP DE X X 06/03/02 AMEND CHELL GROUP CORP NY X X 03/19/02 AMEND CIGNA CORP DE X 06/03/02 CLAIRES STORES INC DE X X 05/17/02 COLORADO MEDTECH INC CO X X 06/03/02 CONSECO FINANCE SECURITIZATIONS CORP DE X X 04/25/02 CONTOUR ENERGY CO DE X 05/31/02 CORIXA CORP DE X X X 05/23/02 CORPORATE BOND BACKED CERT TRUST SERI DE X X 06/03/02 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 05/08/02 CULP INC NC X 04/28/02 DEERE & CO DE X 06/03/02 DISCOVER CARD MASTER TRUST I DE X 06/01/02 DISCOVER CARD MASTER TRUST I DE X 05/31/02 DIVINE INC DE X X 05/29/02 DYNCORP DE X 06/03/02 AMEND ECHAPMAN INC MD X X 06/03/02 ELOQUENT INC DE X 06/22/02 AMEND EMAGIN CORP NV X X 05/31/02 ENPRO INDUSTRIES INC NC X X 06/03/02 EPOLIN INC /NJ/ NJ X X 08/16/01 ERESOURCE CAPITAL GROUP INC DE X X 06/03/02 EXULT INC DE X X 05/24/02 FEDERAL AGRICULTURAL MORTGAGE CORP X 06/03/02 FINISAR CORP DE X X 05/29/02 FIRST MUTUAL BANCSHARES INC WA X 05/31/02 FORD MOTOR CO DE X X 06/03/02 FORD MOTOR CREDIT CO DE X X 06/03/02 FROZEN FOOD EXPRESS INDUSTRIES INC TX X 06/03/02 GADZOOX NETWORKS INC DE X X 05/30/02 GENERAL MOTORS CORP DE X 06/03/02 GTC BIOTHERAPEUTICS INC MA X X 06/03/02 HORIZON OFFSHORE INC DE X X 05/31/02 HURCO COMPANIES INC IN X 05/31/02 IMPRESO INC DE X 03/19/02 AMEND INFODATA SYSTEMS INC VA X X 06/03/02 INTER PARFUMS INC DE X X 05/29/02 INTEREP NATIONAL RADIO SALES INC NY X X 05/17/02 INTERVOICE BRITE INC TX X X 05/31/02 JAGGED EDGE MOUNTAIN GEAR INC CO X X 05/31/02 JCC HOLDING CO DE X X 05/31/02 JONES LANG LASALLE INC MD X X 06/03/02 KUSHNER LOCKE CO CA X X 05/31/02 LASON INC DE X X 05/17/02 LIFEPOINT HOSPITALS INC DE X X 06/03/02 LNR PROPERTY CORP DE X 06/03/02 LODGENET ENTERTAINMENT CORP DE X X 05/31/02 LUCENT TECHNOLOGIES INC DE X 06/01/02 MARINEMAX INC DE X X 06/03/02 MATLACK SYSTEMS INC DE X X 06/03/02 MEDISYS TECHNOLOGIES INC UT X 05/31/02 MEDTRONIC INC MN X X 05/22/02 MENTOR GRAPHICS CORP OR X X 06/03/02 MERCHANTS & MANUFACTURERS BANCORPORAT WI X X 05/31/02 METHOD PRODUCTS CORP /DE FL X X X 03/29/02 MICREL INC CA X 05/16/02 MICRON ENVIRO SYSTEMS INC X 05/28/02 MILLENNIUM CHEMICALS INC DE X X 06/03/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 06/03/02 N2H2 INC WA X X 05/24/02 NATIONSRENT INC DE X X 05/30/02 NELNET STUDENT LOAN FUNDING LLC X X 05/20/02 NEON COMMUNICATIONS INC DE X X 05/31/02 NEOTHERAPEUTICS INC DE X X 05/30/02 NEOWARE SYSTEMS INC DE X X 03/26/02 AMEND NEPTUNE SOCIETY INC/FL FL X X 05/31/02 NEW CINEMA PARTNERS INC X 05/31/02 NEW WORLD RESTAURANT GROUP INC DE X X 06/03/02 NORTEL NETWORKS CORP X X 06/03/02 NORTEL NETWORKS LTD X X 06/03/02 NORTH FORK BANCORPORATION INC DE X X 05/31/02 O REILLY AUTOMOTIVE INC MO X X 05/08/02 OCEAN ENERGY INC /TX/ TX X X 05/31/02 ONEOK INC /NEW/ OK X X 05/30/02 ONLINE POWER SUPPLY INC NV X 06/03/02 OPTICON MEDICAL INC CO X X 05/30/02 ORIENTAL BIOENGINEERING INC CO X X 04/08/02 AMEND OVERSEAS PARTNERS LTD X 05/31/02 P D C INNOVATIVE INDUSTRIES INC NV X X 06/03/02 PEERLESS SYSTEMS CORP DE X X 05/30/02 PEREGRINE SYSTEMS INC DE X X 05/28/02 POCKETSPEC TECHNOLOGIES INC CO X 06/03/02 PSF GROUP HOLDINGS INC NC X 05/31/02 RASCALS INTERNATIONAL INC DE X 06/03/02 READERS DIGEST ASSOCIATION INC DE X X 05/20/02 ROPER INDUSTRIES INC /DE/ DE X X 05/14/02 AMEND SBA COMMUNICATIONS CORP FL X X 05/29/02 SFBC INTERNATIONAL INC DE X 03/18/02 AMEND SHELBOURNE PROPERTIES I INC DE X 06/03/02 SHELBOURNE PROPERTIES I INC DE X 06/03/02 SHELBOURNE PROPERTIES I INC DE X 06/03/02 SHOWSTAR ONLINE COM INC X X X 06/03/02 SIMEX TECHNOLOGIES INC DE X X 05/22/02 SIMMONS FIRST NATIONAL CORP AR X 06/01/02 SMUCKER J M CO OH X X 06/01/02 SOUTHERN GROUP INTERNATIONAL INC FL X X 05/28/02 SPORTSLINE COM INC DE X X 05/31/02 ST PAUL COMPANIES INC /MN/ MN X X 06/03/02 STAR RECEIVABLES FUNDING INC DE X 05/15/02 STELLENT INC MN X X 05/29/02 STRATTEC SECURITY CORP WI X X 05/30/02 STRUCTURED ASSET SECURITIES CORP DE X X 05/30/02 TDK MEDIACTIVE INC DE X X 05/21/02 TELETOUCH COMMUNICATIONS INC DE X X X 05/20/02 TEMECULA VALLEY BANCORP INC DE X 06/03/02 TIMELINE INC WA X X 05/28/02 TOYOTA AUTO FINANCE RECEIVABLES LLC DE X X 05/23/02 TUMBLEWEED INC DE X X 06/03/02 UAL CORP /DE/ DE X X 06/03/02 AMEND UNIVERSAL COMPRESSION HOLDINGS INC DE X X X 05/29/02 US HOME SYSTEMS INC /TX DE X 05/31/02 USA INTERACTIVE DE X X 06/03/02 USA INTERACTIVE DE X X 06/03/02 VENTURE CATALYST INC UT X X 06/03/02 VORNADO OPERATING CO DE X X 05/29/02 W-H ENERGY SERVICES INC TX X X 05/06/02 WARWICK COMMUNITY BANCORP INC DE X X 05/30/02 AMEND WASHINGTON GROUP INTERNATIONAL INC DE X 05/31/02 WATERS CORP /DE/ DE X X 06/03/02 WEIGH TRONIX LLC X X 06/03/02 WESTERN GAS RESOURCES INC DE X 05/21/02