MACARTHUR MARTIN BRYANT, PETITIONER V. UNITED STATES OF AMERICA No. 89-6780 In The Supreme Court Of The United States October Term, 1989 On Petition For A Writ Of Certiorari To The United States Court Of Appeals For The Tenth Circuit Brief For The United States In Opposition OPINION BELOW The opinion of the court of appeals, Pet. App. 1-17, is reported at 892 F.2d 1466. JURISDICTION The judgment of the court of appeals was entered on December 27, 1989. The petition for a writ of certiorari was filed on February 23, 1990. The jurisdiction of this Court is invoked under 28 U.S.C. 1254(1). QUESTION PRESENTED Whether petitioner's sentence violated the Double Jeopardy Clause. STATEMENT A jury in the United States District Court for the District of New Mexico found petitioner guilty of involuntary manslaughter, in violation of 18 U.S.C. 1112. The district court sentenced petitioner to three years' imprisonment, ordered him to pay $1,988 in restitution to the victim's widow, and directed him to pay a $50 special assessment. The court of appeals affirmed. 1. Early in the morning of July 26, 1987, Roy Wood, petitioner's half-brother, came to petitioner's home and said that he had been attacked and beaten by Oscar and Ervin Wood. Petitioner got in his truck and drove off to seek help for Roy Wood. He took a loaded rifle with him. Pet. App. 2. While driving along a narrow mountain road, petitioner saw a car driving towards him containing Oscar and Ervin Wood. Petitioner and the Wood brothers stopped their vehicles, and petitioner got out of his truck with his rifle in hand. Petitioner approached the Woods' car and asked the two men why they had attacked his half-brother a few hours earlier. Soon thereafter, petitioner's rifle discharged, killing Ervin Wood and injuring Oscar Wood. Oscar Wood testified that petitioner fired the gun at his brother. Petitioner insisted that Ervin Wood grabbed his rifle and that it accidentally discharged. Pet. App. 2-3. (At trial, petitioner introduced evidence that the rifle's firing mechanism was damaged, making it more likely that the weapon would discharge accidentally. Ibid.) 2. The indictment charged petitioner with the second degree murder of Ervin Wood, in violation of 18 U.S.C. 1153 and 18 U.S.C. 1111(a) and (b), and with the assault on Oscar Wood with a dangerous weapon, in violation of 18 U.S.C. 113(c). The jury acquitted petitioner of Ervin Wood's murder, but found him guilty of the lesser included offense of involuntary manslaughter. The jury acquitted petitioner of the assault on Oscar Wood. Pet. App. 3. The district court sentenced petitioner to three years' imprisonment, the maximum period of incarceration allowable under the manslaughter statute. Pet. App. 3-4. At the sentencing hearing, petitioner's attorney moved to strike from the presentence report as contrary to the jury's verdict a statement that petitioner had pointed his rifle at Ervin Wood. Petitioner argued that if the jury believed that petitioner had pointed his rifle at Ervin Wood, it would necessarily have found him guilty of second degree murder, because pointing the rifle would have constituted an aggravated assault which, being a felony, would have precluded a verdict of involuntary manslaughter. Pet. App. i. The court denied petitioner's motion, reasoning that the jury's general verdict was a compromise from which it was not possible to infer factual findings with respect to particular issues: "I think that was just a compromise verdict by the jury. It was a job of good lawyering on your part to come in with that verdict." Pet. App. i. The district court added that it found petitioner's testimony about how the shooting took place to be "basically an impossibility." Pet. App. i. The court concluded that "(t)here is no way that I can say that the jury found (petitioner) never pointed the gun at (Ervin Wood). It is just as believable that (petitioner) pointed the gun at (Ervin Wood) and that he then -- the deceased pushed it aside and that's how it went off." Pet. App. i. Before imposing sentence, the district court again noted that petitioner had "received excellent representation" and told petitioner that he was "quite lucky to be getting (the sentence imposed) rather than what you would have gotten had it been tried to the court alone." Pet. App. ii. 3. The court of appeals affirmed. It rejected petitioner's claim that the district court violated his rights under the Double Jeopardy Clause by basing its sentence on a view of the evidence contrary to that found by the jury. It found instead that there is no suggestion that the trial judge considered nonexistent or constitutionally invalid prior convictions. Nor does the record suggest that the judge believed that any perceived "error" justified sentencing (petitioner) for second degree murder, rather than involuntary manslaughter. The (district) court acted within its discretion in sentencing (petitioner) to the statutory maximum period of incarceration allowable for the offense of which he was convicted, and we hold that no violation of the Double Jeopardy Clause occurred. Pet. App. 14. ARGUMENT Petitioner renews his contention that the district court violated the Double Jeopardy Clause when it imposed a sentence ostensibly in contravention of the jury's verdict. Pet. 9-17. In essence, petitioner argues that the jury's verdict acquitting him of second degree murder necessarily rested on a finding that petitioner did not point his rifle at Ervin Wood. Accordingly, petitioner's sentence, to the extent it rests on a contrary redetermination of that fact by the district court, violates the Double Jeopardy Clause. Petitioner's logic is thrice flawed. 1. First, petitioner's reasoning ignores the possibility of a compromise verdict. Generally speaking, a defendant is not entitled to upset a guilty verdict on one count because it is inconsistent with an acquittal on another count. Juries can, and often do, render "inconsistent verdicts -- even verdicts that acquit on a predicate offense while convicting on the compound offense -- * * * (because of) mistake, compromise, or lenity." United States v. Powell, 469 U.S. 57, 65 (1984). See Harris v. Rivera, 454 U.S. 339, 345 (1981) (per curiam); Standefer v. United States, 447 U.S. 10, 22-23 (1980); United States v. Dotterweich, 320 U.S. 277, 279 (1943); Dunn v. United States, 284 U.S. 390, 393 (1932). The jury here, for example, may have acquitted petitioner of second degree murder based on its dislike of Ervin and Oscar Wood, sympathy for petitioner's defense of his half-brother, or any number of other facts having nothing to do with whether petitioner pointed his rifle at Ervin Wood. Indeed, the district judge -- who was in the best position to hear the evidence and evaluate its impact on the jury -- concluded: "I think that was just a compromise verdict by the jury." Pet. App. i. Acceptance of petitioner's invitation to draw specific factual findings from general jury verdicts would eviscerate the rule upholding inconsistent verdicts. It would allow defendants to use acquittals on one count to attack guilty verdicts on other counts. Petitioner would ascribe to jury verdicts a formal rationality that is belied by experience and by the jury's historic office of dispensing justice in the broadest sense of that term. Petitioner's sentence, fully supported by the jury's verdict of guilt on involuntary manslaughter and within the range permitted by statute, should therefore be upheld. 2. Moreover, a jury verdict cannot collaterally estop a trial judge's sentencing determination because the jury applies a different standard of proof (reasonable doubt) from that applied by the judge (preponderance of the evidence). As this Court stated in McMillan v. Pennsylvania, 477 U.S. 79 (1986), "(o)nce the reasonable doubt standard has been applied to obtain a valid conviction," id. at 92 n.8, a sentence based on facts found by a "preponderance (of the evidence) satisfies due process," id. at 91. Indeed, "(s)entencing courts have traditionally heard evidence and found facts without any prescribed burden of proof at all." Ibid. In Dowling v. United States, 110 S. Ct. 668 (1990), as in this case, the petitioner sought to use his acquittal under a reasonable doubt standard to collaterally estop the government from introducing evidence admissible under a preponderance of the evidence standard. See id. at 670-671. This Court upheld the admission of the evidence, however, holding that "an acquittal in a criminal case does not preclude the government from relitigating an issue when it is presented in a subsequent action governed by a lower standard of proof." Id. at 672. As the Court explained, an acquittal does "not prove that the defendant is innocent; it merely proves the existence of a reasonable doubt as to his guilt." Ibid. (quoting United States v. One Assortment of 89 Firearms, 465 U.S. 354, 361-362 (1984)). A jury verdict under the reasonable doubt standard therefore does "not negate the possibility that a preponderance of the evidence could show that" the defendant was engaged in the conduct complained of. 110 S. Ct. at 673. Petitioner's claim is squarely foreclosed by Dowling: Even if the jury declined to convict petitioner of second degree murder based on a reasonable doubt whether petitioner pointed his rifle at Ervin Wood, that finding would not estop a sentencing judge from finding the identical fact by a preponderance of the evidence. 3. Finally, petitioner has failed to demonstrate either that the jury determined that he did not point his rifle at Ervin Wood (the jury may have based its decision to acquit on the prosecution's failure to satisfy an unrelated element of the offense), or that the sentencing judge relied on this fact in sentencing him to three years' imprisonment. a. Because petitioner was convicted before the effective date of the Sentencing Reform Act, 18 U.S.C. 3551 et seq., the Sentencing Guidelines do not apply. See Pub. L. No. 100-182, Section 2(a), 101 Stat. 1266. Under the pre-Guidelines regime governing petitioner's sentence, the district judge was permitted to "conduct an inquiry broad in scope, largely unlimited either as to the kind of information he may consider, or the source from which it may come." United States v. Tucker, 404 U.S. 443, 446 (1972); see United States v. Grayson, 438 U.S. 41, 45, 50-52 (1978) (in imposing sentence, district court properly considered its belief that defendant's testimony was a "complete fabrication"). Thus, the district court could properly consider evidence introduced at trial with respect to charges on which the defendant had been acquitted. See, e.g., United States v. Bernard, 757 F.2d 1439, 1444 (4th Cir. 1985); United States v. Sweig, 454 F.2d 181, 184 (2d Cir. 1972). Petitioner's reliance, Pet. 12-13, on United States v. Scroggins, 880 F.2d 1204 (11th Cir. 1989), cert. denied, No. 89-6363 (Apr. 16, 1990), for a contrary result is clearly misplaced. The issue in that case was whether the Sentencing Guidelines authorized the district court, in sentencing a defendant for postal theft, to consider 18 other thefts committed by the defendant of which he had not been convicted. Id. at 1211 & n.18. The court specifically noted that before the adoption of the Sentencing Guidelines, there were "virtually no limitations -- constitutional or otherwise -- on the scope of evidence that a court could consider in shaping a sentence" and that under the pre-Guidelines system, "we have no doubt but that the district court would have been free to consider appellant's other thefts in shaping his sentence." Id. at 1212. b. Petitioner nonetheless insists that the district court here went beyond merely considering the evidence introduced at trial, and instead sentenced petitioner based on its own conclusion that petitioner was guilty of second degree murder. Pet. 12-14. The court of appeals correctly rejected this contention. In doing so, it drew an analogy to a recent decision of the Fifth Circuit on a virtually identical issue. See Pet. App. 13-14 (citing Roussell v. Jeane, 842 F.2d 1512 (5th Cir. 1988)). The defendant in Roussell, like petitioner, had been acquitted of second degree murder but was convicted of the lesser included offense of manslaughter and sentenced to the maximum period of incarceration under the state manslaughter statute. In imposing that sentence, the Louisiana trial court stated that "the facts indicate that the defendant should be guilty of second degree murder." 842 F.2d at 1522. The Fifth Circuit upheld the sentence, observing that although the trial court "clearly believed that a second degree murder verdict would have been truer to the evidence than the manslaughter verdict which the jury returned," the court did not "incorrectly assume that Roussell had been convicted of, or could be sentenced for, second degree murder." Id. at 1524; see Walker v. Endell, 850 F.2d 470, 476-477 (9th Cir. 1987) (trial court's consideration of evidence relating to murder charge of which defendant was acquitted in sentencing defendant on other charges was proper, even though court stated at sentencing hearing that it agreed with the government that defendant was guilty of murder), cert. denied, 109 S. Ct. 309, 530 (1988); United States v. Bernard, 757 F.2d at 1444 (in sentencing defendant who had been acquitted of possession with intent to distribute marijuana and convicted of lesser included offense of simple possession, district court properly relied on evidence that defendant intended to distribute marijuana); cf. United States v. Campbell, 684 F.2d 141, 154 (D.C. Cir. 1982) ("the trial judge can hardly avoid exposure to all the evidence that is presented during the course of a trial"). In this case, as in Roussell, the trial court properly sentenced petitioner to the maximum period of incarceration based on its assessment of the evidence relating to the shooting committed by petitioner. The district court's statements at the sentencing hearing do not support petitioner's contention that the court impermissibly relied on a determination that contravened the jury's verdict. The district court explicitly acknowledged the verdict and indicated that it was sentencing petitioner for manslaughter, not second degree murder. The mere fact that the court viewed the evidence as justifying the most severe penalty for manslaughter did not establish a violation of the Double Jeopardy Clause. CONCLUSION The petition for a writ of certiorari should be denied. Respectfully submitted. KENNETH W. STARR Solicitor General EDWARD S.G. DENNIS, JR. Assistant Attorney General NINA GOODMAN Attorney MAY 1990