SEC NEWS DIGEST Issue 2006-138 July 19, 2006 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Auditorium, Room LL-002 at the Commission's headquarters building, 100 F Street, N.E., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Human Resources, to make arrangements. Ms. Franks can be reached at TTY number (202) 551-4106. In the event Ms. Franks cannot be reached, you may call the interpreter directly at (202) 551-4158. If you are calling from a non TTY number, please call the Relay Service at 1 866 377 8642. OPEN MEETING - WEDNESDAY, JULY 26, 2006 - 10:00 A.M. The subject matter of the open meeting scheduled for Wednesday, July 26, will be: The Commission will consider whether to adopt amendments to the disclosure requirements for executive and director compensation, related party transactions, director independence and other corporate governance matters, and security ownership of officers and directors. The Commission will also consider whether to adopt final rules requiring that disclosure under the amended items generally be provided in plain English. For further information, please contact Anne Krauskopf, Carolyn Sherman or Daniel Greenspan, Division of Corporation Finance at (202) 551-3500 or, with regard to investment companies and business development companies, Kieran Brown, Division of Investment Management at (202) 551-6784. CLOSED MEETING - THURSDAY, JULY 27, 2006 - 2:00 P.M. The subject matter of the closed meeting scheduled for Thursday, July 27, will be: Formal orders of investigation; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; Collection matters; Resolution of litigation claims; Litigation matters; and an Adjudicatory matter. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. RULES AND RELATED MATTERS INTERPRETIVE RELEASE ON SECTION 28(e) OF THE EXCHANGE ACT (SOFT DOLLARS SAFE HARBOR) On July 18, the Commission issued an Interpretive Release that provides guidance on money managers' use of client commissions to pay for brokerage and research services under Section 28(e) of the Exchange Act, the soft dollars safe harbor. The Interpretive Release clarifies the scope of brokerage and research services and offers guidance on client commission arrangements under Section 28(e). (Rel. 34-54165; File No. S7-13-06) COMMISSION ADOPTS AMENDMENTS TO ITS INFORMAL AND OTHER PROCEDURES The Commission has issued a release adopting amendments to its Informal and Other Procedures to add a new rule that provides guidance relating to the Commission's review and approval of the budget and accounting support fee for the Public Company Accounting Oversight Board. The amendments will become effective 30 days after publication in the Federal Register. Publication of the adopting release is expected in the Federal Register during the week of July 17. (Rels. 33-8724; 34- 54168) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Phlx-2006-17) and Amendment Nos. 1 and 2 thereto filed by the Philadelphia Stock Exchange relating to listing standards for broad- based index options. Publication is expected in the Federal Register during the week of July 24. (Rel. 34-54158) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Fixed Income Clearing Corporation filed a proposed rule change (SR-FICC-2006-08), which was effective upon filing, to delete references to "Message Purge Report" and "Message Recovery Report" in FICC's Mortgage-Backed Securities Division's EPN rulebook because FICC no longer provides these reports to its members. Publication is expected in the Federal Register during the week of July 24. (Rel. 34- 54162) The National Securities Clearing Corporation filed a proposed rule change (SR-NSCC-2006-06), which became effective upon filing, relating to enhancements to ACATS-Fund/SERV processing capabilities. Publication is expected in the Federal Register during the week of July 24. (Rel. 34-54163) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 New Century Energy Corp., 5851 SAN FELIPE, SUITE 775, HOUSTON, TX, 77057, 7132664344 - 59,982,563 ($11,996,512.60) Equity, (File 333-135827 - Jul. 18) (BR. 04A) S-8 PETROHAWK ENERGY CORP, 1100 LOUISIANA SUITE 4400, HOUSTON, TX, 77002, 8322042700 - 4,096,471 ($49,526,334.39) Equity, (File 333-135828 - Jul. 18) (BR. 04A) S-3 TRANSGENOMIC INC, 12325 EMMET ST, OMAHA, NE, 68164, 4027385480 - 24,090,795 ($11,322,673.65) Equity, (File 333-135829 - Jul. 18) (BR. 10C) S-3ASR PETROHAWK ENERGY CORP, 1100 LOUISIANA SUITE 4400, HOUSTON, TX, 77002, 8322042700 - 5,922,477 ($69,826,003.83) Equity, (File 333-135830 - Jul. 18) (BR. 04A) S-8 TRANSATLANTIC HOLDINGS INC, 80 PINE ST, NEW YORK, NY, 10005, 2127702000 - 900,000 ($50,706,000.00) Equity, (File 333-135831 - Jul. 18) (BR. 01C) S-8 TRANSATLANTIC HOLDINGS INC, 80 PINE ST, NEW YORK, NY, 10005, 2127702000 - 300,000 ($16,902,000.00) Equity, (File 333-135832 - Jul. 18) (BR. 01C) S-8 Creative Eateries Corp, 7400 E MCDONALD, SUITE 121, SCOTTSDALE, AZ, 85250, 480-355-8170 - 10,000,000 ($800,000.00) Equity, (File 333-135833 - Jul. 18) (BR. 06B) S-8 INVICTA GROUP INC, 9553 HARDING AVE, SUITE 301, MIAMI BEACH, FL, 33154, 3058666525 - 100,000,000 ($110,000.00) Equity, (File 333-135834 - Jul. 18) (BR. 05B) S-3 GENELABS TECHNOLOGIES INC /CA, 505 PENOBSCOT DR, REDWOOD CITY, CA, 94063, 6503969500 - 0 ($10,714,276.00) Equity, (File 333-135835 - Jul. 18) (BR. 01A) SB-2 BigString CORP, 3 HARDING ROAD, SUITE F, RED BANK, NJ, 07701, 732-359-0270 - 7,600,000 ($2,204,000.00) Other, (File 333-135837 - Jul. 18) (BR. 08B) S-3 PRIMUS TELECOMMUNICATIONS GROUP INC, 7901 JONES BRANCH DRIVE, SUITE 900, MCLEAN, VA, 22102, 7039022800 - 0 ($56,323,000.00) Other, (File 333-135838 - Jul. 18) (BR. 11C) S-8 FULTON FINANCIAL CORP, ONE PENN SQ, PO BOX 4887, LANCASTER, PA, 17604, 7172912411 - 475,000 ($7,440,875.00) Equity, (File 333-135839 - Jul. 18) (BR. 07B) S-8 NOVASTAR RESOURCES LTD., 1 E. LIBERTY STREET, SUITE 6000, RENO, NV, 89501, 604-904-6946 - 75,000,000 ($3,600,000.00) Equity, (File 333-135842 - Jul. 18) (BR. 04C) SB-2 DAYBREAK OIL & GAS INC, 601 W. MAIN AVE., SUITE 1017, SPOKANE, WA, 99201, (509) 462-0315 - 13,244,889 ($26,208,826.24) Equity, (File 333-135843 - Jul. 18) (BR. 09A) S-4 Fidelity National Information Services, Inc., 601 RIVERSIDE AVENUE, JACKSONVILLE, FL, 32204, 904-854-8547 - 96,214,500 ($3,280,914,450.00) Equity, (File 333-135845 - Jul. 18) (BR. 08C) S-3 CWABS INC, 4500 PARK GRANADA, CALABASAS, CA, 91302, (818) 332-5300 - 5,000,000,000 ($5,000,000,000.00) Asset-Backed Securities, (File 333-135846 - Jul. 18) (BR. 05D) S-4 FIRST CHARTER CORP /NC/, 10200 DAVID TAYLOR DRIVE, PO BOX 228, CHARLOTTE, NC, 28262-2373, 7046884300 - 0 ($67,897,245.00) Equity, (File 333-135847 - Jul. 18) (BR. 07C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- AASTROM BIOSCIENCES INC MI 1.01,5.02,9.01 07/14/06 ACACIA RESEARCH CORP DE 1.01,8.01 07/12/06 ACCESS NATIONAL CORP VA 5.03,8.01,9.01 07/14/06 ACCESS NATIONAL CORP VA 7.01,9.01 07/18/06 ACTUANT CORP WI 5.03,9.01 07/13/06 ADSOUTH PARTNERS, INC. NV 1.01,5.02,8.01,9.01 07/14/06 ADTRAN INC DE 2.02,9.01 07/17/06 AFFINITY TECHNOLOGY GROUP INC DE 1.01 07/14/06 AIRNET COMMUNICATIONS CORP DE 8.01 07/14/06 ALEXANDER & BALDWIN INC HI 1.01,2.03,9.01 07/12/06 ALEXION PHARMACEUTICALS INC DE 8.01,9.01 07/13/06 ALION SCIENCE & TECHNOLOGY CORP DE 4.01 07/11/06 AMEND ALLEGHENY ENERGY, INC MD 1.01,9.01 07/12/06 ALLIED HEALTHCARE INTERNATIONAL INC NY 4.01,9.01 07/05/06 AMEND Alternative Loan Trust 2006-0C5 DE 9.01 06/29/06 Alternative Loan Trust 2006-23CB DE 8.01,9.01 06/30/06 Alternative Loan Trust 2006-J4 DE 8.01,9.01 06/30/06 Alternative Loan Trust 2006-OA10 DE 9.01 06/30/06 AMCORE FINANCIAL INC NV 2.02,9.01 07/18/06 AMEREN CORP MO 1.01,1.02,2.03,9.01 07/13/06 AMERICAN EAGLE OUTFITTERS INC DE 1.01,9.01 07/12/06 AMERICAN ECOLOGY CORP DE 2.02,9.01 07/18/06 AMERICAN GOLDFIELDS INC NV 1.01,5.02,9.01 07/12/06 American Telecom Services Inc 8.01,9.01 07/18/06 AMERISERV FINANCIAL INC /PA/ PA 2.02 07/18/06 AMSOUTH BANCORPORATION DE 2.02,9.01 07/18/06 ANTHRACITE CAPITAL INC MD 2.03 07/18/06 ANWORTH MORTGAGE ASSET CORP MD 2.02,9.01 07/14/06 AQUILA INC DE 5.02 06/26/06 AMEND ARCADIA RESOURCES, INC NV 1.01,2.01,2.03,3.02 07/12/06 ARES CAPITAL CORP MD 7.01,9.01 07/18/06 ARKANSAS BEST CORP /DE/ DE 8.01,9.01 07/18/06 ARTS WAY MANUFACTURING CO INC DE 2.02 05/31/06 ASIAN FINANCIAL INC WY 5.03 07/20/05 ASIAN FINANCIAL INC WY 5.03 07/18/06 Aspreva Pharmaceuticals CORP A1 2.02,9.01 07/17/06 Asset Backed Securities CORP Home Equ DE 8.01,9.01 07/18/06 Asset Backed Securities CORP Home Equ DE 8.01,9.01 07/18/06 ATC HEALTHCARE INC /DE/ DE 1.01,5.02 07/15/06 ATHEROGENICS INC GA 5.02,9.01 07/12/06 AUGRID CORP NV 1.01 06/20/06 AURIGA LABORATORIES, INC. DE 8.01,9.01 07/11/06 AUSTRALIAN OIL & GAS CORP DE 2.01,9.01 04/17/06 AMEND AVENTINE RENEWABLE ENERGY HOLDINGS IN 1.01,9.01 06/18/06 AVVAA WORLD HEALTH CARE PRODUCTS INC NV 4.01 05/01/06 AMEND AXIAL VECTOR ENGINE CORP NV 8.01,9.01 07/13/06 BANCORP RHODE ISLAND INC 2.02,8.01,9.01 07/18/06 BAR HARBOR BANKSHARES ME 8.01,9.01 07/18/06 BAYOU CITY EXPLORATION, INC. NV 3.03,9.01 07/17/06 BEACH FIRST NATIONAL BANCSHARES INC SC 2.02,9.01 07/18/06 BEKEM METALS INC UT 3.02,9.01 07/14/06 BEXIL CORP MD 4.01,7.01,9.01 07/06/06 AMEND BLACKROCK INC /NY DE 2.02,9.01 07/18/06 BLUE VALLEY BAN CORP KS 2.02,9.01 07/17/06 BNP RESIDENTIAL PROPERTIES INC MD 8.01,9.01 07/13/06 BOK FINANCIAL CORP ET AL OK 2.02,9.01 06/30/06 BORDERS GROUP INC MI 1.01,5.02,5.03,9.01 07/18/06 BOTETOURT BANKSHARES INC VA 2.02,9.01 07/18/06 Brand Energy & Infrastructure Service DE 8.01,9.01 07/18/06 BRUNSWICK CORP DE 8.01,9.01 07/18/06 BUCKEYE TECHNOLOGIES INC DE 8.01,9.01 07/18/06 BV Financial, Inc. X1 8.01,9.01 07/18/06 CANO PETROLEUM, INC 8.01,9.01 07/18/06 CARDIOGENESIS CORP /CA CA 5.02,8.01 07/12/06 CenterStaging Corp. DE 1.01,9.01 05/26/06 CERADYNE INC DE 7.01,9.01 07/13/06 CHARLES & COLVARD LTD NC 2.02 07/18/06 CHINA EXPERT TECHNOLOGY, INC. NV 1.01,9.01 07/10/06 CINTAS CORP WA 2.02,9.01 07/13/06 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 07/17/06 CLYVIA INC NV 9.01 06/22/05 AMEND COAST FINANCIAL HOLDINGS INC 5.02 07/17/06 COCA COLA CO DE 2.02,9.01 07/18/06 CODORUS VALLEY BANCORP INC PA 2.02,9.01 07/17/06 COGNEX CORP MA 2.02,9.01 07/18/06 COMFORCE CORP DE 1.01,7.01,8.01,9.01 07/13/06 COMM BANCORP INC PA 2.02,9.01 07/17/06 COMMUNITY BANKS INC /PA/ PA 2.02,9.01 06/30/06 COMMUNITY TRUST BANCORP INC /KY/ KY 2.02,7.01 06/30/06 COMVERSE TECHNOLOGY INC/NY/ NY 1.01,9.01 07/13/06 Con-way Inc. DE 2.02 07/18/06 CONSTELLATION BRANDS, INC. DE 1.01,7.01,9.01 07/17/06 CORPORATE REALTY INCOME FUND I L P DE 1.01,9.01 07/12/06 Cowen Group, Inc. DE 5.02 07/18/06 CRITICAL THERAPEUTICS INC DE 8.01,9.01 07/18/06 CROSS COUNTRY HEALTHCARE INC DE 1.01,8.01,9.01 07/13/06 CROWN HOLDINGS INC PA 2.02,9.01 07/17/06 CROWN RESOURCES CORP WA 1.01,2.03,9.01 07/17/06 CRYO CELL INTERNATIONAL INC DE 2.02,9.01 07/18/06 CSG SYSTEMS INTERNATIONAL INC DE 8.01,9.01 07/12/06 CSX CORP VA 2.02,5.03,7.01,9.01 07/18/06 DETTO DE 1.01,3.03,5.02 07/11/06 Deutsche Alt-B Securities Mortgage Lo 8.01,9.01 07/17/06 DIGITAL LIGHTWAVE INC DE 1.01,2.03,9.01 07/12/06 DIGITAS INC DE 2.02,9.01 07/18/06 DynCorp International LLC 1.01,5.02,9.01 07/17/06 EARTHSHELL CORP DE 1.01,2.04,3.02,9.01 06/30/06 ELITE PHARMACEUTICALS INC /DE/ DE 1.01,3.02,9.01 07/12/06 EMERGING VISION INC NY 1.01 07/14/06 EN POINTE TECHNOLOGIES INC DE 2.02,9.01 07/18/06 ENOVA SYSTEMS INC CA 8.01 07/18/06 ENTRADE INC PA 1.01,2.03,3.02 07/18/06 ENVIRONMENTAL POWER CORP DE 1.01,5.02,9.01 07/12/06 EQUITY LIFESTYLE PROPERTIES INC MD 2.02,8.01,9.01 07/17/06 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,9.01 07/13/06 EXACT SCIENCES CORP DE 7.01,9.01 07/17/06 EXCELLIGENCE LEARNING CORP DE 1.01,9.01 07/13/06 EXTREME NETWORKS INC DE 1.01 07/12/06 FAIRCHILD CORP DE 8.01 07/13/06 Federal Home Loan Bank of Boston X1 2.03 07/12/06 Federal Home Loan Bank of Chicago X1 2.03 07/14/06 Federal Home Loan Bank of Chicago X1 2.02,9.01 07/18/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 07/12/06 Federal Home Loan Bank of Dallas 2.03 07/12/06 Federal Home Loan Bank of Des Moines X1 2.03,9.01 07/13/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 07/12/06 Federal Home Loan Bank of New York X1 2.03,9.01 07/12/06 Federal Home Loan Bank of San Francis X1 2.03 07/12/06 Federal Home Loan Bank of Seattle 2.03 07/18/06 FIRST DEFIANCE FINANCIAL CORP OH 2.02,9.01 07/17/06 FIRST FRANKLIN CORP DE 2.02,9.01 07/17/06 FIRST PLACE FINANCIAL CORP /DE/ DE 2.02,7.01,9.01 07/18/06 FIRST SOUTH BANCORP INC /VA/ VA 2.02,9.01 07/18/06 FLAG FINANCIAL CORP GA 2.02,9.01 07/17/06 FLEXTRONICS INTERNATIONAL LTD. U0 1.01,3.03,9.01 07/14/06 FOREST LABORATORIES INC DE 2.02,9.01 06/30/06 FREEPORT MCMORAN COPPER & GOLD INC DE 2.02,9.01 07/18/06 FULTON FINANCIAL CORP PA 2.02,9.01 07/18/06 GALAXY NUTRITIONAL FOODS INC DE 2.02,9.01 07/14/06 Gaming Partners International CORP NV 4.01,9.01 07/12/06 GEN PROBE INC DE 1.01,9.01 07/13/06 GENAERA CORP DE 1.01 07/18/06 GENERAL ELECTRIC CO NY 8.01,9.01 07/18/06 GENESEE & WYOMING INC DE 8.01,9.01 07/12/06 GIFT LIQUIDATORS INC OK 3.03,9.01 07/12/06 GILDER ENTERPRISES INC NV 4.01,9.01 06/30/06 AMEND GMX RESOURCES INC OK 7.01,9.01 07/18/06 GOLDFIELD CORP DE 1.01,2.03,9.01 07/13/06 GREAT LAKES BANCORP, INC. DE 1.01,2.03 07/18/06 GREEN PLAINS RENEWABLE ENERGY, INC. IA 9.01 07/17/06 GREENE COUNTY BANCSHARES INC TN 2.02,7.01,9.01 07/17/06 GREENVILLE FIRST BANCSHARES INC SC 2.02,8.01,9.01 07/18/06 GRIFFIN LAND & NURSERIES INC DE 2.02,9.01 07/18/06 GS Mortgage Securities Corp GSAMP Tru DE 8.01,9.01 06/29/06 HALIFAX CORP VA 8.01,9.01 07/18/06 HARLEYSVILLE NATIONAL CORP PA 2.02,9.01 06/30/06 HEARTLAND EXPRESS INC NV 2.02,9.01 06/30/06 HERCULES OFFSHORE, INC. DE 7.01,9.01 07/17/06 HILB ROGAL & HOBBS CO VA 1.01,5.02,9.01 07/17/06 Home Equity Mortgage Pass-Through Cer DE 9.01 06/30/06 HSBC USA INC /MD/ MD 8.01,9.01 07/12/06 IDEX CORP /DE/ DE 7.01,9.01 07/11/06 ILLUMINA INC DE 2.02,9.01 07/18/06 INDEPENDENT BANK CORP MI 2.02,7.01,9.01 07/18/06 INFORMATION ARCHITECTS CORP NC 2.01,9.01 07/18/06 INLAND REAL ESTATE CORP MD 8.01,9.01 07/18/06 INN OF THE MOUNTAIN GODS RESORTS & CA 2.02 07/18/06 INNOVEX INC MN 2.02,9.01 07/17/06 AMEND Innovive Pharmaceuticals, Inc. DE 8.01,9.01 07/17/06 Intermec, Inc. DE 8.01,9.01 07/18/06 INTERNATIONAL ASSETS HOLDING CORP DE 1.02,9.01 07/18/06 INTERNATIONAL BUSINESS MACHINES CORP NY 2.02 07/18/06 INTERNATIONAL GAME TECHNOLOGY NV 2.04,9.01 07/14/06 INTERNATIONAL LOTTERY & TOTALIZATOR S CA 5.02 07/18/06 International Power Group, Ltd. DE 8.01 07/14/06 International Power Group, Ltd. DE 8.01 07/18/06 INTERVEST BANCSHARES CORP DE 2.02,9.01 07/18/06 iPCS, INC DE 2.02,9.01 07/18/06 ISRAEL GROWTH PARTNERS ACQUISITION CO DE 8.01,9.01 07/18/06 ITC Holdings Corp. MI 8.01,9.01 07/14/06 iWorld Projects & Systems, Inc. NV 8.01 07/18/06 J P MORGAN CHASE & CO DE 9.01 07/14/06 JEFFERIES GROUP INC /DE/ DE 2.02,9.01 07/18/06 JMG Exploration, Inc. NV 7.01 07/18/06 JOHNSON & JOHNSON NJ 2.02,9.01 07/18/06 JOURNAL COMMUNICATIONS INC 2.02,9.01 07/18/06 KEYCORP /NEW/ OH 2.02,9.01 07/18/06 KIMCO REALTY CORP MD 9.01 07/18/06 KIMCO REALTY CORP MD 8.01,9.01 07/08/06 KINDRED HEALTHCARE, INC DE 8.01,9.01 07/17/06 KOSS CORP DE 2.02,9.01 07/17/06 LA JOLLA PHARMACEUTICAL CO DE 1.01,9.01 07/14/06 LEUCADIA NATIONAL CORP NY 2.01,9.01 07/15/06 LIBERTY STAR GOLD CORP NV 7.01,9.01 07/11/06 LINCOLN NATIONAL CORP IN 8.01 07/18/06 MACATAWA BANK CORP MI 2.02,9.01 07/17/06 MACERICH CO MD 5.02 07/12/06 MARCUS CORP WI 5.03,9.01 07/18/06 MARINER ENERGY INC DE 2.02,7.01,9.01 07/18/06 MASTERCARD INC DE 1.01,8.01,9.01 07/18/06 MBI Financial, Inc. NV 2.01,2.02 07/07/06 AMEND MEDARTS MEDICAL SYSTEM, INC. 4.01 07/14/06 MEDIACOM BROADBAND LLC DE 2.03,8.01 07/17/06 MEDIACOM COMMUNICATIONS CORP DE 8.01 07/17/06 MEDIACOM LLC NY 2.03 07/12/06 MEDTOX SCIENTIFIC INC DE 2.02,9.01 07/17/06 MEDTRONIC INC MN 8.01,9.01 07/18/06 MERRILL LYNCH & CO INC DE 2.02,9.01 06/30/06 MESA AIR GROUP INC NV 4.02 07/17/06 MESTEK INC PA 7.01,9.01 07/18/06 METROLOGIC INSTRUMENTS INC NJ 1.01 07/17/06 MGIC INVESTMENT CORP WI 2.02,9.01 07/18/06 MICROMED CARDIOVASCULAR INC DE 5.02 07/14/06 MILLIPORE CORP /MA MA 1.01,2.01,9.01 07/13/06 MOBILITY ELECTRONICS INC DE 1.01,5.02,9.01 07/17/06 MONRO MUFFLER BRAKE INC NY 2.02,9.01 07/18/06 MONROE BANCORP IN 2.02,9.01 07/18/06 NASTECH PHARMACEUTICAL CO INC DE 1.01,9.01 07/14/06 NATIONAL CITY CORP DE 2.02,9.01 07/18/06 NATIONAL PENN BANCSHARES INC PA 2.02,7.01 07/18/06 NATIONAL PENN BANCSHARES INC PA 2.02,7.01 07/18/06 NATURALLY ADVANCED TECHNOLOGIES INC A1 5.02,9.01 07/11/06 NATURALLY ADVANCED TECHNOLOGIES INC A1 8.01,9.01 07/18/06 NEW ULM TELECOM INC MN 1.01,9.01 07/12/06 NEW YORK TIMES CO NY 2.02,2.05,5.02,9.01 07/17/06 NewMarket Technology Inc NV 8.01,9.01 07/18/06 NYMEX HOLDINGS INC DE 8.01,9.01 07/18/06 OAK HILL FINANCIAL INC OH 2.02,9.01 07/13/06 OGE ENERGY CORP OK 9.01 07/18/06 OKLAHOMA GAS & ELECTRIC CO OK 9.01 07/18/06 OLYMPIC STEEL INC OH 8.01,9.01 07/12/06 OMNI USA INC NV 1.01,2.03,3.02,7.01,9.01 07/14/06 OREGON STEEL MILLS INC DE 1.02 07/17/06 ORIGEN FINANCIAL INC DE 1.01,9.01 07/14/06 ORTHOFIX INTERNATIONAL N V 1.01,9.01 07/13/06 OSK CAPITAL II CORP NV 2.01,9.01 07/14/06 PACIFIC ENERGY PARTNERS LP 7.01,9.01 07/17/06 PACIFIC GAS & ELECTRIC CO CA 1.01 07/12/06 PALM HARBOR HOMES INC /FL/ FL 2.02,9.01 07/18/06 PARKE BANCORP, INC. NJ 2.02,9.01 07/18/06 PEGASUS WIRELESS CORP NV 8.01,9.01 07/17/06 PG&E CORP CA 1.01 07/12/06 PHARMOS CORP NV 8.01,9.01 07/12/06 PHELPS DODGE CORP NY 8.01,9.01 07/17/06 PINNACLE ENTERTAINMENT INC DE 1.01,9.01 07/12/06 PLX TECHNOLOGY INC DE 2.02,9.01 07/18/06 PMI GROUP INC DE 8.01,9.01 07/18/06 PNM RESOURCES INC NM 7.01 06/30/06 PORTOLA PACKAGING INC DE 4.01,9.01 06/26/06 AMEND PORTRAIT CORP OF AMERICA, INC. 5.02 07/03/06 AMEND POSEIDIS INC FL 1.01,2.03,9.01 07/12/06 PROGENICS PHARMACEUTICALS INC DE 7.01,9.01 07/17/06 PROTEIN POLYMER TECHNOLOGIES INC DE 1.01 07/12/06 PROVIDENTIAL HOLDINGS INC NV 5.02 07/12/06 PUBLIC SERVICE CO OF OKLAHOMA OK 8.01 07/18/06 QEP CO INC DE 2.02,9.01 07/18/06 QUADRIGA SUPERFUND J5 5.02 07/13/06 RADIOSHACK CORP DE 5.02,9.01 07/17/06 RANCHER ENERGY CORP. NV 3.02 07/12/06 RANGE RESOURCES CORP DE 8.01,9.01 07/18/06 RBC Bearings INC 1.01,1.02,2.03,8.01,9.01 06/26/06 REESE CORP 5.02,9.01 07/06/06 REESE CORP 8.01,9.01 07/10/06 REMOTE MDX INC UT 8.01,9.01 07/12/06 ROBOCOM SYSTEMS INTERNATIONAL INC NY 5.03,8.01,9.01 07/18/06 Rosetta Resources Inc. DE 7.01,9.01 07/17/06 ROWE COMPANIES NV 2.02,9.01 07/12/06 S&T BANCORP INC PA 2.02 06/30/06 SANDY SPRING BANCORP INC MD 2.02,7.01,9.01 07/18/06 SATELLITE SECURITY CORP NV 1.01,2.03,5.02,9.01 07/13/06 SAVANNAH BANCORP INC GA 7.01 07/18/06 SAVVIS, Inc. DE 5.02 07/14/06 SBE INC DE 3.01,9.01 07/14/06 SCHMITT INDUSTRIES INC OR 2.02,9.01 07/18/06 SCHNITZER STEEL INDUSTRIES INC OR 4.02 06/19/06 AMEND SCHWAB CHARLES CORP DE 2.02,9.01 07/18/06 SECURE COMPUTING CORP DE 1.01,2.03,9.01 07/14/06 SEMOTUS SOLUTIONS INC NV 3.01,9.01 07/14/06 SERACARE LIFE SCIENCES INC 1.01,5.02,9.01 07/14/06 SERVIDYNE, INC. GA 5.03,9.01 07/13/06 SHEARSON FINANCIAL NETWORK INC NV 4.01,9.01 05/05/06 AMEND SHUMATE INDUSTRIES INC DE 1.01 07/13/06 SIMPLETECH INC CA 2.02,9.01 07/18/06 SKY FINANCIAL GROUP INC OH 2.02,9.01 07/18/06 SL GREEN REALTY CORP MD 8.01,9.01 07/14/06 SLADES FERRY BANCORP MA 2.02,8.01,9.01 07/18/06 SOLITARIO RESOURCES CORP CO 8.01,9.01 07/18/06 SOUTHERN IOWA BIOENERGY LLC 1.01 07/17/06 Sovereign Exploration Associates Inte 8.01,9.01 06/30/06 STANDARD PARKING CORP DE 5.01 07/14/06 STANLEY FURNITURE CO INC. DE 1.01,2.02,9.01 07/14/06 STAR SCIENTIFIC INC DE 3.02,9.01 07/14/06 STARMED GROUP INC AZ 1.01,9.01 02/16/06 AMEND STATE STREET CORP MA 2.02,9.01 07/18/06 STERLING FINANCIAL CORP /WA/ WA 5.02 07/13/06 STONE ENERGY CORP DE 8.01,9.01 07/14/06 STRONGHOLD TECHNOLOGIES INC NV 1.01,2.03,3.02,9.01 07/12/06 Structured Asset Mortgage Investments DE 9.01 05/30/06 SUNOPTA INC 2.02,9.01 05/02/06 Sunstone Hotel Investors, Inc. MD 1.01,2.03,8.01,9.01 07/17/06 SUNTERRA CORP MD 1.01,5.02,8.01,9.01 07/12/06 SUPER VISION INTERNATIONAL INC DE 4.02 07/14/06 SYMANTEC CORP DE 2.03 07/12/06 SYMBOL TECHNOLOGIES INC DE 8.01,9.01 07/18/06 TAUBMAN CENTERS INC MI 1.01,1.02,9.01 07/18/06 TC X CALIBUR INC NV 7.01,9.01 07/18/06 TD AMERITRADE HOLDING CORP DE 2.02,9.01 07/18/06 TECHNITROL INC PA 1.01,9.01 07/17/06 TELEVIDEO INC DE 1.03,8.01,9.01 07/12/06 TEREX CORP DE 1.01,1.02,8.01,9.01 07/14/06 THERAVANCE INC DE 1.01,9.01 07/18/06 THOMAS PROPERTIES GROUP INC DE 4.01,9.01 07/12/06 TIMKEN CO OH 2.02 07/17/06 TOTAL SYSTEM SERVICES INC GA 2.02,7.01,9.01 07/18/06 TRADESTAR SERVICES, INC. NV 4.01,9.01 07/18/06 TRAFFIX INC DE 2.02,8.01,9.01 07/17/06 TRANSOCEAN INC E9 1.01 07/13/06 TRIUMPH GROUP INC / DE 8.01 07/17/06 TRUSTCO BANK CORP N Y NY 2.02,9.01 07/18/06 TRUSTMARK CORP MS 2.02,9.01 06/30/06 TUESDAY MORNING CORP/DE DE 1.01,5.02,9.01 07/18/06 UAP HOLDING CORP DE 1.01,9.01 07/12/06 ULTICOM INC NJ 8.01 06/11/06 UNITED STATES CELLULAR CORP DE 1.01,2.03,8.01,9.01 07/12/06 UNITED TECHNOLOGIES CORP /DE/ DE 2.02,9.01 07/18/06 UNIVERSAL FOREST PRODUCTS INC MI 2.02,9.01 07/18/06 UROLOGIX INC MN 5.02 07/13/06 US BANCORP \DE\ DE 2.02,9.01 07/18/06 UTEK CORP 8.01,9.01 07/12/06 VERINT SYSTEMS INC 8.01,9.01 07/14/06 VIASAT INC CA 1.01 07/13/06 VIISAGE TECHNOLOGY INC DE 1.01,7.01,9.01 07/14/06 VIRGINIA COMMERCE BANCORP INC 2.02,7.01,9.01 07/18/06 WAKE FOREST BANCSHARES INC 2.02,9.01 07/18/06 WEBSITE PROS INC DE 2.02,9.01 07/18/06 WEIGHT WATCHERS INTERNATIONAL INC VA 1.01,9.01 07/13/06 WELLS FARGO & CO/MN DE 2.02,9.01 07/18/06 WELLS REAL ESTATE FUND IX LP GA 7.01,9.01 07/18/06 WELLS REAL ESTATE FUND VIII LP GA 7.01,9.01 07/18/06 WHEELING PITTSBURGH CORP /DE/ DE 8.01,9.01 07/18/06 WINN DIXIE STORES INC FL 7.01,9.01 07/18/06 WORLD FINANCIAL NETWORK CREDIT CARD M DE 8.01,9.01 07/17/06 WORLDWATER & POWER CORP DE 5.02,9.01 07/17/06 WRIGLEY WM JR CO DE 1.01,9.01 07/18/06 YAHOO INC DE 2.02,9.01 07/18/06 ZEBRA TECHNOLOGIES CORP/DE DE 1.01,9.01 07/12/06