In this situation, a new focus on psychotherapy as the most adequate primary intervention for mental disorders and even a broader psychoanalytically inspired psychosomatic approach to bodily dysfunctions appeared to be plausible answers to the challenges facing those responsible for the policies and practices in mental health care. The case of the new psychotherapy programme at the University of Heidelberg—the first such programme at a German university—is paradigmatic for the contemporary concerns, debates, and professional strategies. The conflicts surrounding the establishment of this programme exemplify the impact of already existing intellectual and organizational resources, the various political interests heavily linked to Germany's past, to professional interests, and finally also to specific local initiatives.19
Before turning to the origins of the Heidelberg department of psychosomatic medicine, I shall briefly sketch the situation of Heidelberg University immediately after the war.20 When the American army moved into Heidelberg on 30 March 1945, the university was closed, as were all other universities in the American occupied zone. The military government planned to establish democratic structures in all areas of public life and, parallel to that, to put in charge responsible individuals with political beliefs and consciousness different from those which had prevailed during the preceding era. This general policy of “de-nazification” also implied that institutions of education and research had to be thoroughly scrutinized and cleared of former party and state functionaries. Originally, the time span envisaged for a careful selection of the new academic staff was about two years. However, there was a group within the military government that wanted simply to get things going again, and their pragmatism served the interests of most of the previous teachers at the university. The leading figure amongst them was Karl-Heinrich Bauer, professor of surgery since 1943, who was determined to ensure a quick re-opening of the university. For Bauer, the universities, together with the churches, were the only “still intact organizations for rebuilding a new leading class”.21 In his speeches and publications of the immediate post-war period there is not a single comment on the dubious activities of faculty members during the Nazi era.22 Likewise, he had no sympathy for the reform plans of the military government. By a series of clever faits accomplis, Bauer was able to revive the governing bodies of the university and then to obtain official American approval for what he had done. Just a few months after the end of the war, he was elected the first Rektor, that is head of the re-opened university.
Bauer's guiding principle in filling vacant chairs was the following: “We incriminate no one, but we exonerate everyone where it is tenable”.23 He had to apply this principle first of all in the medical faculty, since 69 per cent of its members had been found to be connected to one of the Nazi party organizations (as compared to about one third of the faculty of law, and 29 per cent of the faculty of theology).24 Nevertheless, Bauer succeeded in partially reopening the medical faculty by August 1945 and the other faculties followed during the winter of that year.25
At the same time, another more thoroughly investigative faction within the American military government revealed more and more details about the past of a number of professors who had already been reappointed to their previous chairs. Among the incriminated persons was Bauer himself (due to his involvement in the eugenically motivated practice of enforced sterilization), as well as his deputy and personal friend Fritz Ernst, professor of modern history.26 Thus Bauer, the seniors of the university and of the medical school came under increasing pressure to justify their haste in reopening the university, while concealing details of their past activities. It therefore conformed well with the interests of Bauer and many others when the pragmatic American university officer Earl Crum, also a personal friend of Bauer and Ernst, initiated a “De-nazification Committee”. In contrast to the group led by the intelligence officer Daniel Penham, which advocated a rigorous purge on security grounds, Major Crum was perfectly satisfied to leave the handling of affairs to the representatives of the university, and so Bauer was able to exploit the rift within the American authorities for his own ends.27 The committee had not—as its name may suggest—the purpose of critically evaluating professors according to the needs of the new, democratic orientation of educational institutions. Rather, it was intended to remove obstacles for the rebuilding of the university by re-evaluating the dismissal of those members of the academic staff incriminated during the first round of the de-nazification process.
This was the situation during the 1945/46 winter semester, shortly before Alexander Mitscherlich presented to the medical faculty a proposal for the establishment of an institute of psychotherapy at the university. Mitscherlich (1908–82) is mainly known as one of the official German observers of the Nuremberg medical trial (December 1946 until August 1947) of Nazi physicians accused of medical atrocities, and—together with Fred Mielke—as editor of the tribunal's proceedings.28 For the purpose of the present paper, some further features of his career are relevant. As a medical student and member of an opposition group, Mitscherlich had been imprisoned for a few months in 1937/38. After his conditional release on probation, he was able to complete his medical training at the University of Heidelberg where the neurologist Victor von Weizsäcker was his mentor. Weizsäcker followed the tradition of “anthropological medicine”, which attempted to integrate philosophical reflections on the nature of man, and the meaning of human suffering, with psychophysiological studies and clinical practice.29 In 1941, Mitscherlich was appointed junior doctor at the department directed by Weizsäcker. When Weizsäcker was appointed to the chair of neurology in Breslau in mid-1941, Mitscherlich stayed in Heidelberg to pursue his training in neurology.
After the end of the war, Mitscherlich served for a few weeks as minister of public health affairs in the American zone “Saar-Pfalz-Rheinhessen” in South-Western Germany. When the Heidelberg medical faculty was reopened, he returned to the university where, in March 1946, he received the academic degree of “Privatdozent” in neurology, implying his eligibility for a full professorship in this subject. By that time, Mitscherlich had addressed in many ways and before many different audiences the causes and consequences of National Socialism. He argued that historical, political and philosophical analyses, as well as psychoanalytical considerations, should be brought together to establish new forms of social life and also a reform of medicine.30 The type of medical practice characteristic of the late stages of the Nazi era, which in his view was narrowly focused on the natural sciences and no longer limited by legal or ethical considerations, had led to excesses and atrocities not only in the field of medicine, but also in the broader field of health and social policy. The systematic reflection on these developments was—according to Mitscherlich—a central task for the practice of medicine in the future, and for every citizen. These considerations also went into a publication which proposed a philosophical-anthropological foundation of psychotherapy and a psychotherapeutic foundation of medicine in general. The outline of this analysis had already been written in the last months of the war and the revised book was published in 1946.31
In close connection with this book, Mitscherlich wrote a ‘Memorandum on the establishment of an institute for psychotherapy’ at the University, which he presented to the dean of the medical faculty in May 1946.32 In the introduction, Mitscherlich expounded on the need to approach the suffering human being through the patient's biography and subjective experiences, in addition to the somatic dimension. He argued that all stages of the disease process, from aetiology, through pathogenesis, manifestation of symptoms and course of the disorder could only be fully and comprehensively understood if this subjective and biographical dimension of the patient was taken into consideration and that this was essential for all diseases, psychological or somatic.
Having explained the need for this subject-centred approach to medicine in the form of psychotherapy, orientated towards psychoanalysis, Mitscherlich continued to analyse the state of training and research for this approach. He argued that adequate facilities for research, therapy, and psychotherapeutic training required interdisciplinary co-operation and could be realized only in the form of a university institute. Since “psychological approaches have proved to be of great importance not only for medicine, but also for pedagogy and sociology”, and non-medical psychotherapists had in the past been successful “in the treatment of the great neuroses, and in social psychology, e.g. in the context of child guidance, and educational matters”, he proposed also that those not medically qualified academics, such as psychologists or sociologists, should be trained as psychoanalysts in the new institute.
In the concluding sections of the Memorandum, Mitscherlich attempted to delineate the area of future activities and competence of the new institute against that of the already existing psychiatric department, and to dismiss any potential claims of the faculty's chair of psychiatry, Professor Kurt Schneider, to the field of psychotherapy. For this, he pointed to the fact that German academic psychiatry had for decades rejected and devalued depth-psychology, that it had concentrated on a psychology of conscience and on a purely descriptive approach to the pathological phenomena of the psyche, where it had barely addressed the psychological dimension at all.
In summary, the purpose of Mitscherlich's proposal for a new institute or academic programme was not to promote psychotherapy in the narrow sense as a method for minor or “neurotic” psychological disorders, but to produce a fundamental revision of the theoretical and methodological repertoire of medicine in general. With this broad scope, the Memorandum directly converged with the main thrust of the critique and reformation of somatic-scientific medicine formulated in the previous debates on the “crisis of medicine”. In contrast to already existing or earlier institutions for psychothserapeutic training and therapy, Mitscherlich argued for a university setting to link psychoanalytical psychotherapy to all other medical specialities and, at the same time, to open it up to the behavioural sciences. Treatment and training should be systematically linked to interdisciplinary research and to an equally systematic exchange with as many other academic disciplines as possible.
Mitscherlich's proposal was supported by Weizsäcker who had returned from Breslau in 1945 and had been appointed to a new academic chair for “general clinical medicine” (Allgemeine Klinische Medizin) at the Heidelberg faculty. At the same time that Mitscherlich's Memorandum was produced, Weizsäcker submitted a proposal to the Ministry for Education and Cultural Affairs on the programme and profile of his own department. He intended to give Mitscherlich a position where he could develop and teach his ideas on the theory and philosophy of medicine, and on mind-body interrelationships. In his proposal, Weizsäcker suggested a tripartite structure for his department: he himself intended to focus on basic research in psychophysiology; Mitscherlich was supposed to direct the two other sections of psychotherapy (again in a broad sense) and an “advisory centre for social medicine” (sozialmedizinische Beratungsstelle).33
At this point the two stories link up. Probably on the same day that Mitscherlich presented his Memorandum to the dean of the medical faculty, he responded positively to Rektor Bauer's request that he join the new De-nazification Committee. Certainly, this was no accident, rather a strategic move. Mitscherlich knew very well the precarious situation of Bauer and other leading figures in the university, and that he himself, as a known opponent of the former regime, would represent a very welcome figurehead. In effect, he used his positive political reputation to increase the chances for the establishment of the psychotherapeutic institute. This configuration is paradigmatic in that it exemplifies the persistent scepticism towards and indeed virtual rejection of psychoanalysis by German psychiatrists, and—in a broader perspective—the lack of interest in any kind of systematized psychotherapeutic approach to psychiatric, or somatic disorders. It also shows that the success of post-war psychotherapy and psychosomatic medicine in and outside German universities was not a consequence of an acceptance by physicians of the merits of psychoanalysis, or psychotherapy, but the result of outside political pressures.
What happened to Mitscherlich's initiative? The following events may be understood as reactions to three features of Mitscherlich's proposal: namely, his claim to a very broad understanding of “psychotherapy” based on psychoanalysis and targeted at medicine in general; his additional claim to an open, inter-faculty approach and sphere of competence of the new programme; and the fact that his academic and public status was closely linked with the political situation at the time.
A vehement protest at Mitscherlich's proposal was formulated by the head of the psychiatric department, Professor Kurt Schneider. Schneider's objections may be summarized in two central arguments: first, he feared that the sphere of competence of his department would be reduced to that of a “pure lunatic asylum” (reine Irrenklinik). The realm of neurology—in many medical schools traditionally covered by the psychiatric department—had already been appropriated by a newly created neurological section within the department of internal medicine. The proposed new institute would now further diminish his sphere of competence by taking away his powers and responsibility for the diagnosis and therapy of “psychogenic states”. Second, he formulated an extensive polemic against psychoanalysis. Drawing on the long tradition of such polemics, he diagnosed psychoanalysis as an “aberration” (Verirrung), and as “fanciful speculation and construction” (Phantasie und Konstruktion).34
Following Schneider's strong rejection of Mitscherlich's proposal, a heated debate evolved in the faculty, focusing on the importance or impact of psychoanalysis for medicine and for the university. Apart from Weizsäcker, Mitscherlich had two further allies, the professor of internal medicine, Curt Oehme, and the neurologist Paul Vogel.35 Mitscherlich's supporters repeatedly argued that compensation was due to Jewish physicians for the injustices done to them and to psychoanalysis during the Nazi period.36 Finally, in a skilful move, Schneider argued that psychoanalysis—as promoted by Mitscherlich—had pretensions well beyond medicine reaching far into the spheres of “psychology, paedagogics, criminology, the arts, and religious studies”, and that therefore, the medical faculty could not take a decision on the proposal.37 The dean could not see how to resolve the conflict and followed Schneider's suggestion to pass the problem on to the higher authorities of the university, thus involving the senate and the Rektor in the decision. Bauer, as Rektor, asked the eminent philosopher Karl Jaspers and the professor of law Gustav Radbruch for an official opinion. After graduating in medicine, Jaspers had been trained as a clinical psychiatrist and had published a fundamental work on the theory and methodology of psychiatry (Allgemeine Psychopathologie, 1913) before he turned to psychology and philosophy, of which he was appointed professor in 1916. His publications also served as a point of reference for the later tradition of phenomenological psychiatry.38
In his statement, Jaspers separated the issue of an appropriate field of activity for Mitscherlich from the question about the necessity and status of an institute for psychotherapy. Regarding Mitscherlich, Jaspers pointed to the younger colleague's personal qualities, his “high intellectual rank” and “comprehensive and thorough culture” (umfassende Bildung), and concluded that it was imperative for the university to create an adequate position in academic teaching and research for him.
For this judgement to be fully understood, it should be noted that in 1937, Jaspers himself was forced to resign from his chair in philosophy because of his wife's Jewish family background, and that Mitscherlich and Jaspers had been in regular exchange during the war on medical, philosophical and political questions. After the war, Jaspers had joined forces with Bauer to promote the re-opening of the university and, in the context of these activities, had repeatedly stressed the need for a critical analysis of the previous twelve years.39
In the second part of his statement, Jaspers formulated a massive critique of psychoanalysis. He argued that:
… as far as one can judge today, psychoanalysis is mainly the expression of an ideology (Weltanschauung) … Based merely on this … the establishment of an institute would perhaps be a fateful step for the purity and vigour of the academic spirit at the university … The phenomenon itself is fraught with dangers which, once realized, will be difficult to master. Things lacking all basis, things magical and uncritical can easily take hold of many of our youth whose ability to think, after twelve years of educational neglect, has reached a nadir. As soon as psychoanalysis, in its present state, becomes a discipline, represented by psychoanalysts who have no other medical training, then there would emerge a whole stream of nonsensical popular psychoanalytical literature … Freud … from both an academic and a moral point of view, is not the kind of figure who could sustain a discipline or new type of institute.40
In conclusion, Jaspers stated that Mitscherlich deserved a forum for his psychotherapeutic work, but that this should be integrated into an already existing academic institution: “Attaching him to the psychiatric department would seem to be the most productive option, simply because of the difficulties to be overcome”. The decision about the founding of an independent institute for psychotherapy should be postponed and made dependent on the probation of Mitscherlich's psychoanalytic programme: “Confidence will only be earned when those putting psychoanalysis into practice prove its sobriety, clarity, and medical and scientific reliability, and, in doing so, ensure beyond any doubt that it [psychoanalysis] is restricted to the genuine medical task of therapy.”41
Thus, Jaspers' position can be summarized as follows: first, psychoanalysis does not have the qualities of a proper science (Wissenschaft), but is rather an ideology (Weltanschauung) which should not be made the basis for an academic institution. Second, a programme in psychotherapy should be established not because of the potential value of the theories and methods of depth psychology, but as a concession to Mitscherlich. And third, psychotherapy should be practised under the control of a well-tried and reliable medical institution, and should be evaluated according to the terms and standards of medicine.
Radbruch, the second referee, followed in his statement the recommendations of Jaspers without qualification.42 In August 1946, the Rektor officially wrote to the dean of the medical faculty that the senate had unanimously agreed on the invited statements and recommended that the faculty should accept Jaspers' proposals.43 The faculty, in turn, followed this recommendation, however with the slight, but decisive, modification that the new programme should not be located in the psychiatric department, but attached to Weizsäcker's section within the department of internal medicine, to avoid potentially lasting conflicts. The decision about a separate budget and separate rooms should be taken at a later, unspecified, date.44
During the following three years, Mitscherlich repeatedly attempted to clarify the organizational conditions for the psychotherapeutic unit and to get access to the promised financial resources, but did not succeed. His prominent connection with the Nuremberg medical trial made him widely unpopular, in particular among senior academic physicians, many of whom claimed that he was an example of someone who fouled his own nest.45
For a number of semesters he went on leave for psychoanalytic training and research in Basel and Zurich, and since the faculty was not prepared to implement the promised programme, he threatened several times to leave Heidelberg definitively.46 Two events led to a decisive change in late 1948. The prominent lawyer and politician Carlo Schmid, a leading figure in the post-war Social Democratic Party and member of the parliamentary council which drafted the new constitution (Grundgesetz) for the Federal Republic was approached by Mitscherlich and contacted the Rektor of the university. He formulated a strong plea that the university should undertake everything possible to keep Mitscherlich at Heidelberg. Again, as in Jaspers' statement, the foremost argument in favour of this was not related to psychotherapy, i.e. its potential benefits for suffering patients, but to politics. Schmid wrote: “I do not want to miss the chance to point out that Dr Mitscherlich is one of the few academic teachers who were imprisoned for their political attitudes during the ‘Third Reich’”.47 In private circles, Schmid also expressed his sympathies with Mitscherlich's role in documenting the atrocities of Nazi physicians and his attempts to analyse the causes and consequences of Nazi medicine.48
Immediately after the Rektor received the letter, the situation changed. The budget for the programme was made available. Mitscherlich returned to Heidelberg to take up teaching in the summer of 1949, an assistant was appointed, and he was promised that the rooms he required would be made available from the following year. In addition, Mitscherlich and Weizsäcker were able to convince the Rockefeller Foundation to fund their project—the only medical project supported by the Foundation's Medical Sciences Division after the war.49 With these financial resources from abroad granted on the condition that the university would contribute its own share, the long envisaged programme could finally become a reality.
Alan Gregg, director of the Medical Sciences Division, had during a tour of Europe also visited Heidelberg. In September 1949, he met Weizsäcker and Mitscherlich, and noted in his diary that he had a “first rate impression of both”.50 The correspondence between Gregg and the European representative of the Foundation, R R Struthers, testifies to the high esteem in which they both held Mitscherlich and his project. In the proposal which Gregg and Struthers presented to the Board of Trustees of the Foundation, they first of all outlined the general context of the psychotherapeutic project in post-war Germany from their perspective. Their initial views were given in more detail in a later proposal.
Admittedly the large problem of interpersonal relationships and attitude is fundamental to the problem of Germany with its tradition of rigid authoritarianism of the social organization and lack of sense of individual responsibility. It is obvious that The Rockefeller Foundation is able to influence only a very small facet of this problem. In the present instance, assistance to the development of an Institute for Psychosomatic Medicine [… may be expected to act] as a stimulus to the development of a more humanistic pattern in the treatment of the sick and in medical education.51
The proposal listed the following functions of the new institute:
- To provide an outpatient clinic for psychosomatic disease and psychoneuroses, together with a small inpatient department (ten beds) for exploration and treatment of cases sent by outside clinics;
- To develop research in psychosomatic medicine, including psychoneuroses and psychological aspects of social medicine;
- To serve as a psychoanalytic training centre;
- To develop the field of psychological tests.
The Executive Committee of the Foundation fully accepted the proposal in January 1950, and granted three years' support with the sum of $51,000, or DM 232,800.52
Additional financial resources were approved by the state of Baden (DM 130,000), the university (DM 61,000), and the Chamber of West German Physicians (Ärztekammer, DM 21,500). With these sources of funding and the unanimous support of the university, the Department of Psychosomatic Medicine (Abteilung für psychosomatische Medizin) was finally opened on 15 April 1950.53 However, Mitscherlich's proposal to include staff of other disciplines, such as psychologists and sociologists, did not materialize.