SEC NEWS DIGEST Issue 2003-85 May 5, 2003 COMMISSION ANNOUNCEMENTS CHAIRMAN DONALDSON TO TESTIFY Chairman William H. Donaldson will testify before the House Government Reform Committee on Tuesday, May 6 concerning HR 1836, the proposed Civil Service and National Security Personnel Improvement Act. The hearing will begin at 10:00 a.m. in Room 2154 of the Rayburn House Office Building. Chairman William H. Donaldson will testify before the Senate Committee on Banking, Housing and Urban affairs on Wednesday, May 7 concerning the global analyst research settlements. The hearing will begin at 10:00 a.m. in Room 538 of the Dirksen Senate Office Building. ENFORCEMENT PROCEEDINGS ARON BRONSTEIN AND TOMER YUZARY, FORMER PRINCIPALS OF GOLDEN LENDER A/K/A J.P. GIBBONS, BARRED On May 2, the Commission barred Aron O. Bronstein and Tomer M. Yuzary from association with a broker or dealer. The sanction was entered in a settled administrative proceeding based on civil injunctions entered against Bronstein and Yuzary and their related criminal convictions. At the time of the misconduct underlying the civil injunctive action and criminal proceedings, Bronstein and Yuzary owned and controlled J.P. Gibbons & Co., Inc., a registered broker-dealer formerly known as The Golden, Lender Financial Group (Golden Lender). On March 27, 2002, and on Feb. 5, 2002, respectively, Bronstein and Yuzary were permanently enjoined by the U.S. District Court for the Southern District of New York from violating the securities registration and antifraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. The complaint in the civil injunctive action alleged that, from at least January 1998 through November 1999, Golden Lender, at the direction and while under the control of Bronstein and Yuzary, conducted a fraudulent offering of Golden Lender stock, selling Golden Lender stock to retail customers - including many elderly and infirm customers of modest means - by means of a high pressure sales pitch that included numerous material misrepresentations and omissions. On March 16, 2001, Bronstein, Yuzary, and two Golden Lender registered representatives, Roman Sakharovich (a/k/a Roman Sakh) and Iosif Pak (a/ka/ Joseph Pak), were convicted of criminal charges arising out of the same conduct that gave rise to the civil injunctive action. Bronstein and Yuzary were convicted, based on their guilty pleas, of securities fraud and conspiracy to commit securities fraud and wire fraud and sentenced to, among other things, forty-six months in prison. Bronstein and Yuzary each consented to be barred from association with any broker or dealer without admitting or denying the Commission's findings, except they admitted the Commission's jurisdiction, the entry the permanent injunctions, and their criminal convictions. (Rel. 34- 47789; File No. 3-11103 and 34-47788; File No. 3-11102, respectively). For further information about the related civil and criminal proceedings, see LR-16441 (Feb. 17, 2000), LR-16762 (Oct. 12, 2000), and LR-16936 (March 21, 2001). (Rel. 34-47788; File No. 3-11102) ADMINISTRATIVE PROCEEDINGS INSTITUTED AGAINST FORMER REGISTERED REPRESENTATIVES IOSIF PAK, A/K/A JOSEPH PAK, AND ROMAN SAKHAROVICH, A/K/A ROMAN SAKH On May 2, the Commission instituted administrative proceedings against Iosif Pak, a/k/a Joseph Pak, and Roman Sakharovich, a/k/a Roman Sakh, individuals formerly associated with the defunct broker-dealer, J.P. Gibbons & Co., Inc., f/k/a The Golden, Lender Financial Group, Inc. (hereafter referred to as Golden Lender). The Order Instituting Proceedings (the Order) alleges that Pak and Sakh were employed as registered representatives of Golden Lender. On March 1, 2002, Pak and Sakh were permanently enjoined by the U.S. District Court for the Southern District of New York from violating the securities registration and antifraud provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. The complaint in the civil injunctive action alleged that, from at least January 1998 through November 1999, while acting at the direction of Aron O. Bronstein and Tomer M. Yuzary - two other defendants who controlled Golden Lender and beneficially owned the majority of its stock - both Pak and Sakh participated in a fraudulent offering of Golden Lender stock. Pak and Sakh sold Golden Lender stock to retail customers - including many elderly and infirm customers of modest means - by means of a high pressure sales pitch that included numerous material misrepresentations and omissions. On March 16, 2001, Pak, Sakh, Bronstein, and Yuzary were convicted of criminal charges arising out of the same conduct that gave rise to the civil injunctive action. In particular, Pak and Sakh were convicted, based on their guilty pleas, of securities fraud and conspiracy to commit securities fraud and wire fraud and sentenced to, among other things, thirty-six months and forty-one months in prison, respectively. A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Pak and Sakh an opportunity to dispute these allegations, and to determine what remedial sanctions, if any, are appropriate and in the public interest. For further information about the related civil and criminal proceedings, see LR-16441 (Feb. 17, 2000), LR-16762 (Oct. 12, 2000), and LR-16936 (March 21, 2001). (Rel. 34-47790; File No. 3-11104) INVESTMENT COMPANY ACT RELEASES MANUFACTURERS INVESTMENT TRUST, ET AL. A notice has been issued giving interested persons until May 29 to request a hearing on an application filed by Manufacturers Investment Trust (MIT) and Manufacturers Securities Services, LLC (MSS) for an order under Section 6(c) of the Investment Company Act to permit shares of existing series of MIT (Existing Funds) and any other investment company that is designed to be sold to separate accounts and for which MSS or any of its affiliates serve as investment adviser, subadviser, manager, administrator, principal underwriter or sponsor (Future Funds) to be sold to and held by: (1) separate accounts funding variable life insurance contracts and variable annuity contracts issued by both affiliated and unaffiliated life insurance companies; (2) qualified pension and retirement plans outside of the separate account context; (3) the investment adviser or any subadviser to an Existing Fund or Future Fund, certain affiliated persons of each such adviser or subadviser and all other persons described in Treasury Regulation 1.817- 5(f)(3)(ii); and (4) the general account of any participating insurance company, certain affiliated persons of each such participating insurance company and all other persons described in Treasury Regulation 1.817- 5(f)(3)(i). (Rel. IC-26041 - May 1) PACIFIC LIFE INSURANCE COMPANY, ET AL. An order has been issued pursuant to Section 6(c) of the Investment Company Act to Pacific Life Insurance Company, Pacific Life and Annuity Company (together with Pacific Life Insurance Company, the PL Insurers), Pacific Select Distributors, Inc., and certain separate accounts of the PL Insurers exempting them from the provisions of Sections 2(a)(32), 22(c), and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder to permit, when contracts are returned during the free look period: (1) the recapture of certain credit enhancements applied to the contract value of certain contractholders and (2) the recapture of any amounts credited by a PL Insurer and applied to the contract value of certain contractholders in situations where selling and/or maintenance costs are reduced or to the contract value of certain contractholders who meet certain criteria established by a PL Insurer. (Rel. IC-26042 - May 2) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The National Securities Clearing Corporation filed a proposed rule change (NSCC-2003-06) under Section 19(b)(3)(A) of the Securities Exchange Act. The proposed rule change, which was effective upon filing, eliminates the reference to "bearer" bonds in NSCC's clearing fund rule as bearer bonds have not been issued for some time and consequently are not eligible for deposit with NSCC. Publication of the proposal is expected in the Federal Register during the week of May 5. (Rel. 34-47767) A proposed rule change filed by the American Stock Exchange to increase the maximum size of equity orders that may be sent through the Exchange's order entry system (SR-Amex-2003-32) has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 5. (Rel. 34-47774) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CBOE-2003-05) and Amendment No. 1 thereto, by the Chicago Board Options Exchange to prohibit clearing firms from accepting certain third-party deposits. (Rel. 34-47775) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until May 23 to comment on the application of MAI Systems Corporation, to withdraw its Common Stock, $.01 per share from listing and registration on the American Stock Exchange. (Rel. 34-47787) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CASAVANT MINING KIMBERLITE INTERNATIONAL, 1481 WEST WARM SPRINGS, SUITE 135, LAS VEGAS, NV, 89014, (702) 946-6747 - 1,060,000,000 ($530,000.00) Other, (File 333-104924 - May. 2) (BR. 05) S-8 MARVELL TECHNOLOGY GROUP LTD, 4TH FLOOR, WINDSOR PLACE, 22 QUEEN STREET, P.O. BOX HM 1179, HAMILTON HM EX BERMU, D0, 4412966395 - 6,562,996 ($149,373,788.96) Equity, (File 333-104925 - May. 2) (BR. 36) S-4 ON SEMICONDUCTOR CORP, 5005 EAST MCDOWELL ROAD, PHOENIX, AZ, 85008, 6022446600 - 200,000,000 ($200,000,000.00) Non-Convertible Debt, (File 333-104927 - May. 2) (BR. 36) S-4 RIVERWOOD HOLDING INC, 3350 CUMBERLAND CIRCLE STE 1400, ATLANTA, GA, 30339, 4046443000 - 0 ($430,418,770.00) Equity, (File 333-104928 - May. 2) (BR. 04) S-8 SCS TRANSPORTATION INC, 0 ($2,970,000.00) Equity, (File 333-104929 - May. 2) (BR. 05) S-8 GREAT SOUTHERN BANCORP INC, 1451 E BATTLEFIELD, SPRINGFIELD, MO, 65804, 4177764400 - 800,000 ($28,315,660.00) Equity, (File 333-104930 - May. 2) (BR. 07) S-8 ELINE ENTERTAINMENT GROUP INC, 8905 KINGSTON PIKE, SUITE 313, KNOXVILLE, TN, 37923, 865-765-0709 - 250,000 ($625,000.00) Equity, (File 333-104931 - May. 2) (BR. 09) S-3 MERCURY AIR GROUP INC, 5456 MCCONNELL AVE, LOS ANGELES, CA, 90066, 3106462994 - 0 ($1,655,285.00) Equity, (File 333-104932 - May. 2) (BR. 04) S-8 DEVON ENERGY CORP/DE, 20 N BROADWAY, STE 1500, OKLAHOMA CITY, OK, 73102, 4052353611 - 0 ($47,150,000.00) Equity, (File 333-104933 - May. 2) (BR. 04) S-8 BB&T CORP, 200 WEST SECOND STREET, WINSTON-SALEM, NC, 27101, 3367332000 - 12,991,683 ($421,487,089.00) Equity, (File 333-104934 - May. 2) (BR. 07) S-8 INFINEON TECHNOLOGIES AG, ST MARTIN STRASSE, MUNICH, GERMANY, I9, D-81541, 0 ($112,200,000.00) Equity, (File 333-104935 - May. 2) (BR. 36) F-6 JOHNSON ELECTRIC HOLDINGS LTD /FI, JOHNSON BUILDING, 6-22 DAI SHUN ST TAI PO INDUSTRIAL EST, NEW TERRITORIES HONG KONG, K3, 00000, 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-104937 - May. 2) (BR. ) S-8 UGI CORP /PA/, 460 N GULPH RD, P O BOX 858, KING OF PRUSSIA, PA, 19406, 6103371000 - 750,000 ($23,415,000.00) Equity, (File 333-104938 - May. 2) (BR. 02) S-8 AMERIGAS PARTNERS LP, 460 N GULPH RD, BOX 965, VALLEY FORGE, PA, 19406, 6103377000 - 700,000 ($17,727,500.00) Equity, (File 333-104939 - May. 2) (BR. 02) S-4 CINEMARK USA INC /TX, 3900 DALLAS PARKWAY SUITE 500, PLANO, TX, 75093, 972-665-1000 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-104940 - May. 2) (BR. 05) S-8 DIGITAL POWER CORP, 41920 CHRISTY ST, FREMONT, CA, 94538, 5106572635 - 1,459,000 ($962,940.00) Equity, (File 333-104941 - May. 2) (BR. 36) S-3 MICRO THERAPEUTICS INC, 2 GOODYEAR, IRVINE, CA, 92618, 9498373700 - 14,402,304 ($35,285,645.00) Equity, (File 333-104942 - May. 2) (BR. 36) S-8 SUNGARD DATA SYSTEMS INC, 1285 DRUMMERS LN, STE 300, WAYNE, PA, 19087, 6103418700 - 0 ($363,285,627.00) Equity, (File 333-104943 - May. 2) (BR. 03) SB-2 UNITY WIRELESS CORP, 10900 NE 4TH STREET, SUITE 2300, BELLEVUE, WA, 96004, 1800337664 - 14,185,585 ($1,134,846.80) Equity, (File 333-104944 - May. 2) (BR. 37) SB-2 DORAXX CORP, 500,000 ($50,000.00) Other, (File 333-104945 - May. 2) (BR. ) S-8 BONTAN CORP INC, 47 AVENUE ROAD, SUITE 200, TORONTO M5R 2G3, A6, 00000, 4,205,714 ($1,471,999.90) Equity, (File 333-104946 - May. 2) (BR. 08) S-8 SOUTH FINANCIAL GROUP INC, 102 S MAIN ST, GREENVILLE, SC, 29601, 8642557900 - 2,125,000 ($51,106,250.00) Equity, (File 333-104947 - May. 2) (BR. 07) S-8 PORTAL SOFTWARE INC, 10200 SOUTH DE ANZA BOULEVARD, CUPERTINO, CA, 95014, 4083434400 - 0 ($11,019,126.00) Equity, (File 333-104948 - May. 2) (BR. 03) S-8 RASCALS INTERNATIONAL INC, 414 EAGLE ROCK AVENUE, STE 308, WEST ORANGE, NJ, 07052, 9732438080 - 500,000 ($91.02) Equity, (File 333-104950 - May. 2) (BR. 05) S-8 PROGRESS ENERGY INC, 410 S WILMINGTON ST, RALEIGH, NC, 27601, 9195466463 - 0 ($498,360,000.00) Equity, (File 333-104951 - May. 2) (BR. 02) S-8 PROGRESS ENERGY INC, 410 S WILMINGTON ST, RALEIGH, NC, 27601, 9195466463 - 0 ($15,000,000.00) Other, (File 333-104952 - May. 2) (BR. 02) S-3 DANAHER CORP /DE/, 1250 24TH ST NW, SUITE 800, WASHINGTON, DC, 20037, 2028280850 - 0 ($483,000,000.00) Other, (File 333-104953 - May. 2) (BR. 36) S-3 CYPRESS BIOSCIENCE INC, 4350 EXECUTIVE DRIVE,SUITE 325, SAN DIEGO, CA, 92121, 2062989400 - 5,417,583 ($12,081,210.00) Equity, (File 333-104954 - May. 2) (BR. 01) S-8 LEGG MASON INC, 100 LIGHT ST, BALTIMORE, MD, 21202-1476, 4105390000 - 2,500,000 ($135,500,000.00) Equity, (File 333-104955 - May. 2) (BR. 07) S-3 DEPOMED INC, 1360 O'BRIEN DRIVE, MENLO PARK, CA, 94025, 6504625900 - 0 ($47,019,557.00) Equity, (File 333-104956 - May. 2) (BR. 01) S-8 CKE RESTAURANTS INC, 401 WEST CARL KARCHER WAY, ANAHEIM, CA, 92801, 7147745796 - 0 ($10,720,000.00) Equity, (File 333-104957 - May. 2) (BR. 05) S-3 DOT HILL SYSTEMS CORP, 6305 EL CAMINO REAL, CARLSBAD, CA, 92009, 2129894455 - 0 ($42,787,800.00) Equity, (File 333-104958 - May. 2) (BR. 03) N-2 VAN KAMPEN PRIME RATE INCOME TRUST, ONE PARKVIEW PLZ, VAN KAMPEN INVESTMENTS INC, OAKBROOK TERRACE, IL, 60181, 6306846774 - 0 ($1,000,000.00) Other, (File 333-104959 - May. 2) (BR. 16) S-8 LANCE INC, 8600 SOUTH BLVD, POST OFFICE BOX 32368, CHARLOTTE, NC, 28232, 7045541421 - 0 ($11,400,000.00) Equity, (File 333-104960 - May. 2) (BR. 04) S-8 LANCE INC, 8600 SOUTH BLVD, POST OFFICE BOX 32368, CHARLOTTE, NC, 28232, 7045541421 - 0 ($380,000.00) Equity, (File 333-104961 - May. 2) (BR. 04) S-4 SUSQUEHANNA MEDIA CO, 140 EAST MARKET STREET, YORK, PA, 17401, 7178485500 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-104963 - May. 2) (BR. 37) S-4 DONNELLEY R H INC, 1 MANHATTANVILLE ROAD, PURCHASE, NY, 10577, 9149336400 - 925,000,000 ($925,000,000.00) Non-Convertible Debt, (File 333-104964 - May. 2) (BR. 05) S-4 CATELLUS SUBCO INC, 201 MISSION STREET, SAN FRANCISCO, CA, 94105, 0 ($2,069,684,433.00) Equity, (File 333-104965 - May. 2) (BR. ) S-8 PAREXEL INTERNATIONAL CORP, 195 WEST ST, WALTHAM, MA, 02151, 7814879900 - 0 ($12,650,000.00) Equity, (File 333-104968 - May. 2) (BR. 01) S-11 AUSTRALIAN SECURITISATION MANAGEMENT PTY LTD, LEVEL 6 12 CASTLEREAGH STREET, SYDNEY NEW SOUTH WALES, AUSTRALIA, C3, 00000, 0 ($1,000,000,000.00) Other, (File 333-104969 - May. 2) (BR. ) S-3 BANKUNITED FINANCIAL CORP, 255 ALHAMBRA CIRCLE, CORAL GABLES, FL, 33134, 3055692000 - 3,450,000 ($65,929,500.00) Equity, (File 333-104970 - May. 2) (BR. 07) S-8 NETOPIA INC, 2470 MARINER SQUARE LOOP, ALAMEDA, CA, 94501, 5108145100 - 1,648,081 ($3,329,123.62) Equity, (File 333-104971 - May. 2) (BR. 03) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ---------------------------------------------------------------------------------- ACADIA REALTY TRUST MD X X 05/01/03 ACME COMMUNICATIONS INC DE X 05/02/03 ADVOCAT INC DE X X 05/01/03 AES CORPORATION DE X 05/02/03 AIRTRAN HOLDINGS INC NV X X 05/01/03 ALCAN INC A6 X 05/31/03 ALDERWOODS GROUP INC DE X X 05/01/03 AMERICAN AXLE & MANUFACTURING HOLDING DE X 05/02/03 AMERICAN INDEPENDENCE CORP DE X X 05/02/03 AMERICAN NATURAL ENERGY CORP OK X 04/30/03 AMERIQUEST MORTGAGE SEC INC ASSET BAC DE X 04/25/03 AMERIQUEST MORTGAGE SEC INC ASSET BCK DE X 04/25/03 AMERIQUEST MORTGAGE SEC INC ASST BACK DE X 04/25/03 AMERIQUEST MORTGAGE SEC INC AST BACK DE X 04/25/03 AMR CORP DE X 05/02/03 AON CORP DE X 05/02/03 APHTON CORP DE X X 05/02/03 ARCH CHEMICALS INC VA X X 05/02/03 ARISTOTLE CORP DE X X 05/02/03 ARMSTRONG WORLD INDUSTRIES INC PA X 05/02/03 ARQULE INC DE X X 04/16/03 ARTS WAY MANUFACTURING CO INC DE X 05/02/03 ASHLAND INC KY X X 05/02/03 ASSET BACKED FUNDING CORP DE X X 04/30/03 ASSOCIATED MATERIALS INC DE X X 05/02/03 AWARE INC /MA/ MA X X 05/01/03 BALDWIN & LYONS INC IN X 04/30/03 BANK OF NEW YORK CO INC NY X X 04/22/03 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 11/08/02 BANK ONE DELAWARE NATIONAL ASSOCIAT X X 04/15/03 BANTA CORP WI X X 04/29/03 BARRETT BUSINESS SERVICES INC MD X X 04/30/03 BARRY R G CORP /OH/ OH X X 05/02/03 BECTON DICKINSON & CO NJ X 05/01/03 BESTNET COMMUNICATIONS CORP NV X 04/30/03 BIO TECHNOLOGY GENERAL CORP DE X X 05/01/03 BMC INDUSTRIES INC/MN/ MN X 04/29/03 BOISE CASCADE CORP DE X X 05/02/03 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA X X 05/02/03 BROADCOM CORP CA X X 05/02/03 BROADWAY FINANCIAL CORP \DE\ DE X 05/01/03 CAL DIVE INTERNATIONAL INC MN X X 05/01/03 CALIFORNIA STEEL INDUSTRIES INC X 05/02/03 CAMDEN PROPERTY TRUST TX X X 05/01/03 CANADIAN DERIVATIVES CLEARING CORP A6 X 04/30/03 CARDIOGENESIS CORP /CA CA X X 04/23/03 CARRAMERICA REALTY CORP MD X X 05/01/03 CCSB FINANCIAL CORP X X 05/02/03 CD&L INC DE X X 05/02/03 CEDAR FAIR L P DE X 03/30/03 CELLULAR TECHNICAL SERVICES CO INC DE X X 04/08/03 CENTURY ALUMINUM CO DE X X 05/02/03 CHART INDUSTRIES INC DE X X 05/01/03 CHASE FUNDING INC NY X X 04/25/03 CHASE MORTGAGE FINANCE CORP DE X X 04/25/03 CHEVRONTEXACO CORP DE X 05/02/03 CIGNA CORP DE X X 05/02/03 CIRCUIT CITY CREDIT CARD MASTER TRUST DE X X 05/02/03 CITGO PETROLEUM CORP DE X X 05/02/03 CLEAR CHANNEL COMMUNICATIONS INC TX X X 05/02/03 CLICK COMMERCE INC X X 05/01/03 COMDISCO HOLDING CO INC DE X X 05/02/03 COMMUNITY CENTRAL BANK CORP MI X X 05/01/03 COMMUNITY FINANCIAL CORP /VA/ VA X X 05/02/03 COMVERSE TECHNOLOGY INC/NY/ NY X X 05/02/03 CONCEPTS DIRECT INC DE X 04/30/03 CONNECTICUT LIGHT & POWER CO CT X X 05/02/03 CONNETICS CORP DE X 05/01/03 CONTINENTAL AIRLINES INC /DE/ DE X X 05/01/03 COOLSAVINGS INC DE X X 04/28/03 CORNERSTONE REALTY INCOME TRUST INC VA X X X 05/01/03 CORRECTIONS CORP OF AMERICA MD X X 05/02/03 COST U LESS INC WA X X 04/29/03 CRAY INC WA X X 01/30/03 CREDIT SUISSE FIRST BOSTON USA INC DE X X 05/01/03 CSFB MORTGAGE SEC CORP HM EQU PASS TH DE X X 04/25/02 DATA SYSTEMS & SOFTWARE INC DE X X 04/29/03 DATATEC SYSTEMS INC DE X X 05/02/03 DERMA SCIENCES INC PA X X 03/27/03 DIAMETRICS MEDICAL INC MN X X 05/02/03 DIGITAL COURIER TECHNOLOGIES INC DE X X 04/30/03 DOT HILL SYSTEMS CORP NY X X 05/02/03 DQE INC PA X X 05/01/03 DREXLER TECHNOLOGY CORP DE X X 04/28/03 DTE ENERGY CO MI X X 05/02/03 DXP ENTERPRISES INC TX X 05/02/03 DYNEGY INC /IL/ IL X X 04/23/03 EASYLINK SERVICES CORP DE X 05/01/03 EKNOWLEDGE GROUP INC NV X 05/02/03 ELAMEX SA DE CV X X 04/30/03 ELECTRONICS BOUTIQUE HOLDINGS CORP DE X 05/01/03 ENERGYSOUTH INC AL X X 04/25/03 EQUITY RESIDENTIAL MD X X 04/30/03 ESSENTIAL THERAPEUTICS INC CA X X 05/01/03 EURONET WORLDWIDE INC DE X 02/19/03 AMEND EXPRESSJET HOLDINGS INC DE X X 05/01/03 FINANCIAL ASSET SECURITIES CORP ASSET DE X 04/25/03 FIRST AVIATION SERVICES INC DE X 05/01/03 FIRST NATIONAL BANCSHARES INC/ FL/ FL X X 05/02/03 FIRST SOUTHERN BANCSHARES INC/DE DE X X 05/01/03 FLEETWOOD ENTERPRISES INC/DE/ DE X 05/01/03 FLIR SYSTEMS INC OR X X 04/29/03 FRONTIER OIL CORP /NEW/ WY X 05/01/03 FROZEN FOOD EXPRESS INDUSTRIES INC TX X 05/01/03 GA FINANCIAL INC/PA DE X 05/01/03 GARDENBURGER INC OR X X 05/02/03 GAYLORD ENTERTAINMENT CO /DE DE X X 05/02/03 GENUITY INC DE X X 05/02/03 GEORGIA GULF CORP /DE/ DE X X 05/01/03 GLOBAL POWER EQUIPMENT GROUP INC/ DE X X X 04/28/03 GLOBALSANTAFE CORP X X 05/02/03 GRANT PRIDECO INC DE X X 05/02/03 GREAT AMERICAN FINANCIAL RESOURCES IN DE X X 03/31/03 GREAT ATLANTIC & PACIFIC TEA CO INC MD X X 05/02/02 GREAT WEST LIFE & ANNUITY INSURANCE C CO X 03/31/03 GREY WOLF INC TX X X 05/01/03 GRUBB & ELLIS CO DE X X 05/01/03 GS MORTGAGE SEC CORP MORT PASS THR CE DE X 04/25/03 GWL&A FINANCIAL INC DE X 03/31/03 HA LO INDUSTRIES INC IL X X 04/25/03 HANCOCK HOLDING CO MS X 05/02/03 HANCOCK JOHN FINANCIAL SERVICES INC X 05/01/03 HANCOCK JOHN LIFE INSURANCE CO MA X 05/01/03 HANMI FINANCIAL CORP DE X X 04/30/03 HARRAHS ENTERTAINMENT INC DE X X 04/29/03 HEARST ARGYLE TELEVISION INC DE X X 05/02/03 HI SHEAR TECHNOLOGY CORP DE X X 01/02/03 AMEND HOME EQUITY MORTGAGE PASS THROUGH CER DE X 04/21/03 HOME PRODUCTS INTERNATIONAL INC DE X X 04/28/03 HOME PROPERTIES OF NEW YORK INC MD X X 03/31/03 HORACE MANN EDUCATORS CORP /DE/ DE X X 05/01/03 HOUSTON EXPLORATION CO DE X X 05/01/03 HUB GROUP INC DE X 05/01/03 HY TECH TECHNOLOGY GROUP ING NV X X X X 01/31/03 AMEND IASIS HEALTHCARE CORP DE X X 05/02/03 IDACORP INC ID X 05/01/03 IMAGE SOFTWARE INC CO X X 04/30/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 04/25/03 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 04/25/03 IMH ASSETS CORP IPAC CMB TRUST SERIES DE X 04/25/03 IMPAC CMB TRUST COLLATERLIZED AB BOND DE X 04/25/03 IMPAC SECURED ASSETS CORP MORTGAGE PA CA X 04/25/03 INDYMAC BANCORP INC DE X X 04/30/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 04/25/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 04/25/03 INDYMAC MBS INC RESIDENTIAL ASSET SEC X 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