SEC NEWS DIGEST Issue 2003-56 March 25, 2003 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Commission Meeting Room, Room 1C30, at the Commission's headquarters building, 450 Fifth Street, N.W., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Administrative and Personnel Management, to make arrangements. Ms. Franks can be reached at TTY number (202) 942-9558. If you are calling from a non-TTY number, please call the Relay Service at 1-800-877-8339. OPEN MEETING - TUESDAY, APRIL 1, 2003 - 10:00 A.M. The subject matter of the open meeting scheduled for Tuesday, April 1, 2003, will be: The Commission will consider whether to adopt new rules and amendments to direct the national securities exchanges and national securities associations to prohibit the listing of any security of an issuer that is not in compliance with the audit committee requirements established by the Sarbanes-Oxley Act of 2002. These requirements relate to: the independence of audit committee members; the audit committee's responsibility to select and oversee the issuer's independent accountant; procedures for handling complaints regarding the issuer's accounting practices; the authority of the audit committee to engage advisors; and funding for the independent auditor and any outside advisors engaged by the audit committee. The rule implements the requirements of Section 10A(m)(1) of the Securities Exchange Act of 1934, as added by Section 301 of the Sarbanes-Oxley Act of 2002. CLOSED MEETING - TUESDAY, APRIL 1, 2003 - 2:30 P.M. The subject matter of the closed meeting scheduled for Tuesday, April 1, 2003, will be: Institution and settlement of administrative proceedings of an enforcement nature; Institution and settlement of injunctive actions; and Adjudicatory matters. OPEN MEETING - WEDNESDAY, APRIL 2, 2003 - 10:00 A.M. The subject matter of the open meeting scheduled for Wednesday, April 2, 2003, will be an oral argument: The Commission will hear oral argument on an appeal by John J. Kenny and Nicholson/Kenny Capital Management, Inc., a registered investment adviser, from the decision of an administrative law judge. Kenny is a former associated person of a broker-dealer and chairman and chief executive officer of Nicholson/Kenny. The law judge found that Kenny engaged in schemes to defraud, in violation of Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, and aided, abetted, and was a cause of violations of those provisions by another person. The law judge further found that Kenny and Nicholson/Kenny violated Section 206 of the Investment Advisers Act of 1940. The law judge barred Kenny from association with any broker, dealer, or investment adviser; revoked Nicholson/Kenny's registration as an investment adviser; ordered respondents to cease and desist from committing or causing violations or future violations of the antifraud provisions; assessed civil penalties of $700,000 against Kenny and $500,000 against Nicholson/Kenny; and ordered respondents, jointly and severally, to pay disgorgement in the amount of $1,333,000. Among the issues likely to be argued are: 1. whether respondents committed the alleged violations; and 2. if so, whether sanctions should be imposed in the public interest. CLOSED MEETING - WEDNESDAY, APRIL 2, 2003 - 11:00 A.M. The subject matter of the closed meeting scheduled for Wednesday, April 2, 2003, will be: Post-argument Discussion. CLOSED MEETING - TUESDAY, MARCH 25, 2003 - 2:30 P.M. The subject matter of the closed meeting scheduled for Tuesday, March 25, will be: Formal orders of investigation; Institution and settlement of injunctive actions; Settlement of administrative proceedings of an enforcement nature; Opinions; and Amici consideration. CLOSED MEETING - THURSDAY, MARCH 27, 2003 - 10:00 A.M. The subject matter of the closed meeting scheduled for Thursday, March 27, will be: Formal orders of investigations; Institution and settlement of administrative proceedings of an enforcement nature; and Institution and settlement of injunctive actions. CHANGE IN THE MEETING: ADDITIONAL ITEMS The following items were added to the closed meeting held on Tuesday, March 18, and Thursday, March 20: Formal orders of investigation. ANNOUNCEMENT OF ADDITIONAL MEETING An additional closed meeting was held on Monday, March 17 at 6:00 p.m. The subject matter of the meeting was: Institution of an injunctive action. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted, or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS DISTRICT COURT ENTERS FINAL JUDGMENT ORDERING GOLD-VENTURES CLUB AND ALEXANDER KHAMIDOLINE, d/b/a www.gold-ventures.net TO PAY DISGORGEMENT AND CIVIL PENALTIES The Commission announced that on March 12 the Honorable Charles A. Pannell, U.S. District Judge for the Northern District of Georgia, issued an order imposing disgorgement with prejudgment interest in the amount of $19,770.76 and civil penalties of $20,000 against Defendants Gold-Ventures Club and Alexander Khamidouline, d/b/a www.gold- ventures.net, for their role in a fraudulent securities offering through their website, www.gold-ventures.net, and "spam" e-mails directed to potential U.S. investors. On Jan. 9, 2003, Judge Pannell entered a default judgment of permanent injunction against Gold-Ventures and Khamidouline, permanently enjoining them from violating Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. [SEC v. Goldventures Club, et al., Case No. 1:02- CV-1434-CAP, N.D. Ga.] (LR-18048) DISTRICT COURT ENTERS FINAL JUDGMENT ORDERING RELIEF DEFENDANTS CATERINA JOHNSON AND J&J MANAGEMENT CONSULTING, a/k/a 1287769 ONTARIO, INC. TO PAY DISGORGEMENT The Commission announced that on Feb. 26, 2003, the Honorable Daniel T.K. Hurley, United States District Judge for the Southern District of Florida, issued an order imposing disgorgement with prejudgment interest in the amount of $1,230,180.00 against Relief Defendant Caterina Johnson and $1,681.426.00 against Relief Defendant J&J Management Consulting, a/k/a 1287769 Ontario, Inc. (J&J). In its complaint filed on Dec. 12, 2001, the SEC alleged that defendant Paul R. Johnson (Johnson), among others, raised over $15.5 million from nearly 400 investors in a fraudulent stock offering for Link Express Delivery Solutions, Inc. (Link). According to the SEC's complaint, Link, which was based in Deerfield Beach and Ft. Lauderdale, Florida, and ceased operations in March 2000, was created to provide express package delivery services to commercial and individual accounts and compete with package delivery companies such as United Parcel Service and FedEx. Between October 1997 and March 2000, Link conducted a series of five fraudulent private placement offerings. During that period, Johnson disguised his misappropriation by transferring investor funds to J&J, a Canadian consulting firm controlled by his mother, Caterina Johnson, and to Caterina Johnson, individually. Previously, the court entered default judgments against J&J and Caterina Johnson. [SEC v. Paul R. Johnson, et al., Case No. 01-7874-CIV-Hurley, SD Fla.] (LR- 18049) CIVIL INJUNCTIVE ACTION AGAINST ROBERT ASTI The Commission filed a civil injunctive action in federal court in Brooklyn, N.Y., charging Robert Asti, a former executive at Symbol Technologies Inc., with engaging in a vast fraudulent scheme to manipulate Symbol's reported financial results. Based in Holtsville, N.Y., Symbol is a leading manufacturer of bar code scanners and related information technology. The company's stock is publicly traded on the New York Stock Exchange. The SEC complaint alleges that Asti played a key role in fabricating millions of dollars in sales revenue while heading Symbol's "sales finance" department from 1999 until he left the company in March 2001. Asti, 44, was Vice President of Sales Finance for The Americas Sales and Services (TASS) at Symbol, which included Symbol's sales operations throughout North and South America. The Commission's complaint alleges that: Among other fraudulent accounting practices, Asti and others "stuffed" Symbol's distribution channel at the end of each quarter to help meet revenue and earnings targets imposed by Symbol's president at that time. Together with others, Asti engineered phony sales in which resellers placed large "purchase" orders but were given the right not to pay for the products, either orally or in "side letters." Asti also arranged for Symbol to make payments to certain resellers to induce them to place orders and accept shipments in excess of their financial means. Asti also employed other fraudulent devices to accelerate revenue on sales to end users when the product the end user wanted was unavailable or could not be shipped before the end of the quarter for other reasons. Asti and his "sales finance" staff improperly controlled critical aspects of Symbol's revenue recognition process such as the booking of orders and the issuance of invoices and credits. As a result of these and other fraudulent practices, Symbol falsely reported record revenue and dramatic increases in net income in press releases and periodic reports filed with the Commission and disseminated to the public. Symbol is in the process of restating these and other previously reported financial results. According to Symbol's recent public disclosures, the restatement will cover the years 1999 through 2002, and will include reductions in revenue and net income during the time that Asti engaged in fraudulent accounting practices at Symbol. Based on the estimates in its public disclosures, Symbol may need to reverse or otherwise adjust as much as ten percent of the annual revenue it previously reported in 1999 and 2000, or $114 million and $140 million, respectively. Symbol's disclosures about the need for a restatement arise from an internal investigation into the company's financial reporting practices that began in the spring of 2002 at the request of the Commission's staff. In the complaint, the Commission seeks a permanent injunction enjoining Asti from (i) committing, and aiding and abetting, securities fraud in violation of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5; (ii) falsifying corporate books and records, circumventing internal controls and engaging in other conduct in violation of Section 13(b)(5) of the Exchange Act and Rule 13b2-1; and (iii) aiding and abetting violations of corporate reporting, recordkeeping and internal control provisions of the Exchange Act (Sections 13(a) and 13(b)(2) and Rules 12b-20, 13a-1 and 13a-13). The Commission also seeks an order: (i) requiring Asti to disgorge, and pay prejudgment interest on, his ill- gotten gains; (ii) imposing civil money penalties; and (iii) barring Asti from acting as an officer or director of a publicly traded company. [SEC v. Robert Asti, Civ. 03 1417, LDW, EDNY] (LR-18050) SEC SEEKS CIVIL CONTEMPT SANCTIONS AND EMERGENCY RELIEF AGAINST PHILIP GRATZ, A NEW JERSEY RESIDENT AND FORMER STOCKBROKER, FOR VIOLATING A FEDERAL PERMANENT INJUNCTION The Commission announced that on March 20 it filed with the U.S. District Court for the Southern District of Florida an emergency Application for an Order to Show Cause Why Defendant Philip R. Gratz (Gratz) d/b/a Phoenix World Wide Enterprises, Inc. Should Not be Held in Civil Contempt for disobeying a prior final judgment of permanent injunction entered against him on April 30, 1992 in SEC v. Delta Rental Systems, et al., Case No. 91-2136-CIV-MARRA (the Delta Final Judgment.) The Delta Final Judgment enjoined Gratz from future violations of, among other things, the anti-fraud provisions of the federal securities laws. In the application for an order to show cause, the SEC alleged that since November 1998 through the present, Gratz has been ignoring the Delta Final Judgment by fraudulently offering and selling securities to the public, raising more than $8.9 million from 11 investors, in violation of Sections 17(a) of the Securities Act of 1933, and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, thereunder. The Commission's application alleged that Gratz misrepresented to investors that their funds would be used to trade in the stock market and that he falsely guaranteed investors annual returns of 25% and higher. The SEC's application also alleged that of the $8.9 million raised from investors, at least $3.02 million in investor monies was misappropriated to fund a lavish lifestyle for Gratz and his wife, Christine Gratz a/k/a Christine Seeger (Christine Gratz). Specifically, the SEC alleged that investor funds were used to purchase, among other things, a luxurious house, Mercedes Benz automobiles, furniture and home improvements, designer clothes, jewelry and artwork. In addition, the application alleged that Gratz failed to disclose his disciplinary history to investors, which includes the Delta Final Judgment, an SEC administrative bar, and a federal criminal conviction for securities and mail fraud. On March 21, the Honorable Kenneth A. Marra entered, among other things, an Order to Show Cause Why Gratz Should Not be Held in Civil Contempt, an order temporarily freezing Gratz's assets, an order requiring Gratz to provide an accounting, an order to preserve evidence, an order expediting discovery and an order appointing a receiver. In addition, the Court entered, among other things, an order temporarily freezing the assets of Non-Parties Christine Gratz and Eric J. Gratz (Eric Gratz). The Court has scheduled a hearing for March 31, 2003 to decide the SEC's request for an order holding Gratz in civil contempt and for relief sought against Christine Gratz and Eric Gratz. [SEC v. Delta Rental Systems, Inc., Paul J. Carvajal, Carlos Prado, and Philip R. Gratz, Case No. 91-2136-CIV-MARRA, SD Fla.] (LR-18051) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2003-05) relating to Clearing Firm prohibitions from accepting certain third party deposits. Publication of the proposal is expected in the Federal Register during the week of March 24. (Rel. 34-47553) The Pacific Exchange filed a proposed rule change (SR-PCX-2003-08) and Amendment No. 1 thereto relating to exchange fees and charges. Publication of the proposal is expected in the Federal Register during the week of March 24. (Rel. 34-47560) The American Stock Exchange filed a proposed rule change (SR-Amex-2003- 14) and Amendment Nos. 1, 2, and 3 thereto relating to a one-year pilot program in connection with exchange fees for options intermarket linkage orders. Publication of the proposal is expected in the Federal Register during the week of March 24. (Rel. 34-47562) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the Chicago Board Options Exchange has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 (SR-CBOE-2003-10). Specifically, the proposed rule change suspend on a pilot basis an Access Fee for non-customer orders in equity options classes executed through CBOE's Retail Automatic Execution System. Publication of the proposal is expected in the Federal Register during the week of March 24. (Rel. 34-47559) A proposed rule change filed by OneChicago (SR-OC-2003-03), relating to Exchange position limits, has become immediately effective under Section 19(b)(7) of the Securities Exchange Act of 1934. is expected in the Federal Register during the week of March 24. (Rel. 34-47563) The International Securities Exchange filed a proposed rule change (SR- ISE-2003-13) under Section 19(b)(3)(A) of the Securities Exchange Act, relating to Fee Changes. Publication of the immediate effectiveness notice is expected in the Federal Register during the week of March 24. (Rel. 34-47564) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 COTELLIGENT INC, 101 CALIFORNIA ST, STE 2050, SAN FRANCISCO, CA, 94111, 4154396400 - 0 ($1,493,870.77) Equity, (File 333-103978 - Mar. 24) (BR. 03) S-4 MOMENTUM MERGER CORP, 71,005,363 ($1,111,229,676.60) Equity, (File 333-103979 - Mar. 24) (BR. ) S-3 VIROLOGIC INC, 345 OYSTER POINT BLVD., SOUTH SAN FRANCISCO, CA, 94080, 650.635.1100 - 12,726,809 ($13,554,051.58) Equity, (File 333-103980 - Mar. 24) (BR. 01) S-8 NOVA MEASURING INSTRUMENTS LTD, PO BOX 266, 011-972-8-938-7505, REHOVOT ISRAEL, L3, 76100, 150,000 ($322,500.00) Other, (File 333-103981 - Mar. 24) (BR. 01) S-3 TOYS R US INC, C/O TOYS R US NATIONAL OFFICES, 461 FROM ROAD, PARAMUS, NJ, 07652, 2012627800 - 0 ($800,000,000.00) Non-Convertible Debt, (File 333-103983 - Mar. 24) (BR. 02) S-4 WAYNE BANCORP INC /OH/, 112 W LIBERTY ST, P O BOX 757, WOOSTER, OH, 44691, 3302641222 - 1,329,278 ($6,898,952.82) Equity, (File 333-103984 - Mar. 24) (BR. 07) S-8 HARDINGE INC, ONE HARDING DRIVE, ELMIRA, NY, 14902, 6077342281 - 0 ($3,487,500.00) Equity, (File 333-103985 - Mar. 24) (BR. 36) SB-2 CAN AM AUTO SALES INC, 1577 W. 4TH AVE., VANCOUVER, A1, 00000, 3,750,000 ($375,000.00) Equity, (File 333-103986 - Mar. 24) (BR. ) S-8 URANIUM POWER CORP, 206-475 HOWE ST, VANCOUVER BC, A1, 00000, 6046858355 - 585,000 ($140,400.00) Other, (File 333-103987 - Mar. 24) (BR. 04) S-8 IMMULABS CORP, 15945 QUALITY TRAIL NORTH, SCANDIA, MN, 55073, 6124333522 - 1,000,000 ($2,750,000.00) Equity, (File 333-103988 - Mar. 24) (BR. 05) S-3 SELECT ASSET INC, 745 SEVENTH AVE, NEW YORK, NY, 10019, 2125267000 - 0 ($1,000,000.00) Other, (File 333-103989 - Mar. 24) (BR. ) S-8 KINGDOM VENTURES INC, 1045 STEPHANIE WAY, MINDEN, NV, 89423, 775-267-2242 - 250,000 ($123,750.00) Equity, (File 333-103992 - Mar. 24) (BR. 02) S-4 HERBST GAMING INC, 3440 WEST RUSSELL ROAD, LAS VEGAS, NV, 89118, 7027404576 - 0 ($47,000,000.00) Non-Convertible Debt, (File 333-103993 - Mar. 24) (BR. 05) S-B ISRAEL STATE OF, 800 SECOND AVENUE 17TH FLOOR, NEW YORK, NY, 10017, 2125600600 - 0 ($2,000,000,000.00) Non-Convertible Debt, (File 333-103994 - Mar. 24) (BR. DN) S-4 SEA CONTAINERS LTD /NY/, 41 CEDAR AVE, P O BOX HM 1179, HAMILTON HM EX BERMU, D0, 4412952244 - 0 ($153,627,313.00) Non-Convertible Debt, (File 333-103995 - Mar. 24) (BR. 05) S-3 ANDERSONS INC, 480 W DUSSEL DR, MAUMEE, OH, 43537, 4198935050 - 20,000,000 ($20,000,000.00) Non-Convertible Debt, (File 333-103996 - Mar. 24) (BR. 04) S-3 CENTURY ALUMINUM CO, 2511 GARDEN ROAD, BUILDING A SUITE 200, MONTEREY, CA, 93940, 3042736000 - 0 ($3,040,000.00) Equity, (File 333-103997 - Mar. 24) (BR. 06) S-4 SEA CONTAINERS LTD /NY/, 41 CEDAR AVE, P O BOX HM 1179, HAMILTON HM EX BERMU, D0, 4412952244 - 0 ($87,223,787.00) Non-Convertible Debt, (File 333-103999 - Mar. 24) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ ACME COMMUNICATIONS INC DE X 03/21/03 ACME INTERMEDIATE HOLDINGS LLC DE X 03/21/03 ACME TELEVISION LLC DE X 03/21/03 ADELPHIA COMMUNICATIONS CORP DE X X 03/17/03 AMEND ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 04/25/01 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 05/25/01 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 06/25/01 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 07/25/01 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 08/27/01 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 09/25/01 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 10/25/01 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 11/26/01 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 12/26/01 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 01/25/02 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 02/25/02 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 03/25/02 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 04/25/02 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 05/28/02 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 06/25/02 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 07/25/02 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 08/26/02 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 09/30/02 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 10/25/02 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 11/25/02 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 12/26/02 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 01/27/03 ADVANTA MORTGAGE LOAN TRUST 1998-4A NY X X 02/25/03 AIRBORNE INC /DE/ DE X X 03/24/03 AIRTRAX INC NJ X 03/24/03 ALPHA HOSPITALITY CORP DE X X 03/24/03 ALPHACOM CORP DE X X 03/20/03 ALPHASTAR INSURANCE GROUP LTD X 03/20/03 AMERICAN NATURAL ENERGY CORP OK X 03/24/03 ANC RENTAL CORP DE X X 03/21/03 ANTHEM INC IN X 03/24/03 BANC OF AMERICA COMMERCIAL MORTGAGE I DE X X 03/24/03 BANC OF AMERICA COMMERCIAL MORTGAGE I DE X X 03/24/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 03/24/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 03/24/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 03/24/03 BANC OF AMERICA MORTGAGE SECURITIES I DE X X 03/24/03 BARRINGTON FOODS INTERNATIONAL INC CA X X 02/28/03 AMEND BEDFORD BANCSHARES INC VA X X 03/20/03 BLUE DOLPHIN ENERGY CO DE X X 03/24/03 BLYTH INC DE X 03/18/03 BROOKE CORP KS X X 03/24/03 CAMBRIDGE HEART INC DE X X 03/24/03 CAPITAL AUTO RECEIVABLES INC DE X X 03/17/03 CATALINA LIGHTING INC FL X X 03/24/03 CIT GROUP SECURITIZATION CORP III DE X 03/21/03 CLARCOR INC DE X X 03/24/03 CMGI INC DE X X 03/07/03 AMEND CNH CAPITAL RECEIVABLES INC DE X X 03/17/03 CNH RECEIVABLES INC DE X X 03/17/03 COMPUSONICS VIDEO CORP CO X 03/22/03 COMPUTERIZED THERMAL IMAGING INC NV X 03/24/03 CONEXANT SYSTEMS INC DE X X 03/24/03 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 03/24/03 CRESCENT FINANCIAL CORP NC X 03/20/03 CROSSROADS SYSTEMS INC DE X X 02/12/03 AMEND CV THERAPEUTICS INC DE X X 08/07/00 CWMBS INC DE X X 03/24/03 DATATRAK INTERNATIONAL INC OH X X 03/24/03 DAVE & BUSTERS INC MO X X 03/24/03 DEALER AUTO RECEIVABLES CO LLC DE X X 03/17/03 DISCOVERY OIL LTD DE X X 03/19/03 DOWNEY FINANCIAL CORP DE X X 02/28/03 DRESSER INC DE X X 03/24/03 DUPONT E I DE NEMOURS & CO DE X 03/24/03 E DIGITAL CORP DE X X 03/18/03 EDUCATION LOANS INC /DE DE X X 03/21/03 ENERGY & ENGINE TECHNOLOGY CORP NV X 03/24/03 ENERGY & ENGINE TECHNOLOGY CORP NV X 03/24/03 AMEND ENOVA SYSTEMS INC CA X X 03/21/03 ENTERCOM COMMUNICATIONS CORP PA X X 03/21/03 ENTERPRISE BANCORP INC /MA/ MA X X 03/22/03 ENZON PHARMACEUTICALS INC DE X 03/24/03 EURONET WORLDWIDE INC DE X X 03/20/03 EVANS BANCORP INC NY X X 03/18/03 EVERGREEN SOLAR INC DE X X 03/21/03 FEDERATED DEPARTMENT STORES INC /DE/ DE X 03/24/03 FIRST FINANCIAL HOLDINGS INC /DE/ DE X X 03/24/03 FIRST NATIONAL FUNDING LLC NE X X 03/20/03 FIRST UNION REAL ESTATE EQUITY & MORT OH X X 03/18/03 FNB BANCSHARES INC /SC/ SC X 03/24/03 FONIX CORP DE X 03/24/03 FRANKLIN BANCORP INC MI X X 03/19/03 GOLDEN EAGLE INTERNATIONAL INC CO X 03/20/03 GRAND CENTRAL FINANCIAL CORP DE X X 03/21/03 GRIFFIN INDUSTRIES INC MD X 03/24/03 GUARDIAN INTERNATIONAL INC NV X X 03/21/03 H POWER CORP X X 03/21/03 HALLIBURTON CO DE X 03/21/03 HAYES LEMMERZ INTERNATIONAL INC DE X X 03/24/03 HERITAGE FINANCIAL CORP /WA/ WA X X 03/24/03 HIGHLANDS INSURANCE GROUP INC DE X X 03/19/03 HLM DESIGN INC DE X 03/24/03 HOUSEHOLD AUTOMOTIVE TRUST III SERIES NV X 03/17/03 HOUSEHOLD AUTOMOTIVE TRUST IV SERIES DE X 03/17/03 HOUSEHOLD AUTOMOTIVE TRUST V SERIES 2 DE X 03/17/03 HOUSEHOLD CONSUMER LOAN TRUST 1997-1 DE X 03/14/03 HOUSEHOLD CONSUMER LOAN TRUST 1997-2 DE X 03/14/02 HOUSEHOLD CREDIT CARD MASTER NOTE TRU DE X 03/20/03 HOUSEHOLD MORTGAGE LOAN TRUST 2002 HC X 03/20/03 HOUSEHOLD PRIVATE LABEL CREDIT CARD M DE X 03/17/03 I STAT CORPORATION /DE/ DE X 03/24/03 INSWEB CORP DE X X 03/24/03 INTEGRAL VISION INC MI X X 03/11/03 AMEND INTERLAND INC /MN/ MN X X 01/10/03 AMEND INTERSTATE BAKERIES CORP/DE/ DE X 03/21/03 J NET ENTERPRISES INC NV X 03/21/03 JAMESON INNS INC GA X X 03/24/03 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE X X 03/20/03 JUDGE GROUP INC PA X X 03/24/03 KMART CORP MI X X 03/24/03 KMART CORP MI X X 03/24/03 KMART CORP MI X X 03/24/02 LIFESTYLE INNOVATIONS INC ID X 03/07/03 LONE STAR TECHNOLOGIES INC DE X 03/24/03 MAGNITUDE INFORMATION SYSTEMS INC DE X X 03/24/03 MAJESTIC COMPANIES LTD NV X X X 03/21/03 MATRIX SERVICE CO DE X X 03/07/03 MATTEL INC /DE/ DE X 03/24/03 MEDI HUT CO INC DE X X 03/21/03 MENTOR GRAPHICS CORP OR X 03/24/03 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 03/21/03 MIKOHN GAMING CORP NV X 03/21/03 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 04/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 05/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 06/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 08/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 09/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 10/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 11/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 12/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 05/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 06/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 07/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 08/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 09/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 10/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 11/25/02 AMEND MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 12/25/02 AMEND MORTGAGE ASSET SEC TRANS INC MORT PAS DE X X 03/24/03 AMEND NAVIGANT INTERNATIONAL INC DE X 03/20/03 NAVISITE INC DE X 03/17/03 NORTHROP GRUMMAN CORP /DE/ DE X 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