6. HOW CAN I MAKE MY COMMUNITY ACT? Having read in this handbook about the seismic hazards and risks in various parts of the United States, you are probably trying to decide where your community fits in. This chapter is designed to help you determine the risk at your specific location and formulate an action plan that will fill your local needs. Building on the advice presented in earlier chapters, a series of steps are described here to help you develop a practical and effective approach to reducing your community's exposure to seismic hazards. KNOW YOUR COMMUNITY'S RISK To determine your community's seismic risk, you need to take into account: * The nature of the earthquake hazard as determined by scientists, * The extent to which; your community is aware of and informed about seismic hazards, * The extent of education and mitigation efforts already made, and • The degree of risk that your community will be willing to accept. To help you define your community's seismic situation, consult such groups as: * Geologists, geophysicists, and seismologists at local academic institutions or in private practice, * Your state's geologist, * The regional offices of the Federal Emergency Management Agency and the U.S. Geological Survey, * The national earthquake information centers, and * State and regional seismic safety organizations. Once you determine that your community is at moderate to high risk from earthquakes and related hazards like landslides, go on to the next step. BECOME FAMILIAR WITH YOUR LOCAL BUILDING REGULATIONS Find out if your local building regulations provide for seismic protection. If they do, determine what level of protection is provided and how that level was established. If your local building code does not provide for seismic protection or if it does not provide adequately for such protection, discuss your concerns with: * Your local building officials and * Knowledgeable individuals from the local chapters of professional societies and organizations and from local academic institutions. During such discussions, identify the possible impacts on various segments of your community of introducing new or more stringent seismic provisions into the regulations. Establish, insofar as possible, who will benefit and, therefore, most likely favor improved code regulations and who will be adversely affected and opposed. Try to determine if the concerns are real or imaginary. If by now you believe that your community is at risk but have found that, for one reason or another, the responsible officials have not taken appropriate action, you will have to step up efforts to increase awareness of the seismic risk in your community. Consider the information in Appendix B, which explains how the building regulatory system works and describes how code changes are made. ORGANIZE, INFORM, EDUCATE Even in some cities without seismic codes, some individuals, organizations, and companies have already taken steps to increase seismic safety, and they may provide the core of a group of actively interested persons. It also might be wise to link up with adjacent and nearby jurisdictions to develop a network of communities (as well as counties and states if appropriate) in a seismic zone to engage in cooperative, comprehensive seismic safety planning. In the past few years, a number of state and regional seismic organizations have sprung up to address the geophysical and other conditions that exist in the various seismic zones in the United States. For example, the Central United States Earthquake Consortium (CUSEC) has been organized to promote understanding of the Mississippi Valley seismic zone and to foster seismic safety efforts in the 7 states and 24 major cities that are located in that zone. Other state, regional, and national seismic organizations can provide you with contacts and scientific, educational, and organizational advice. Building community members and seismic safety proponents who have participated in the BSSC program have emphasized that three groups must be made aware of seismic issues if an effort to change a community's seismic safety policy is to be successful: * Public officials, * Building community professionals (engineers, architects, etc.), and * The general public. These three groups can be informed and educated through articles and reports, through meetings and conferences, through video tapes and computer software, through direct and indirect technical assistance, and in a variety of other ways. It is most important that you: * Develop a coordinated approach to informing and educating them and * Provide information and education in a manner understandable to the specific group being addressed. * Develop information and education materials that are tailored to fill each group's specific needs. Public officials can be addressed through such organizations as the U.S. Conference of Mayors, the National League of Cities, the International City Management Association, the National Association of County Officials, and organizations of functional specialists such as city planners, financial officials and community development specialists. A good way to educate and inform building community professionals is to work through the local chapters of building officials' organizations, the local chapters of professional associations or societies (e.g., the American Institute of Architects, the American Society of Civil Engineers, the Associated General Contractors of America, and the American Consulting Engineers Council), the local structural engineers association, and the various building product organizations. The general public can be approached through special-purpose seismic organizations, through the local media, and through existing organizations such as public interest groups, voluntary agencies, and other benevolent groups (e.g., PTAs and PTOs, civic clubs, fraternal organizations, the League of Women Voters, and scouting organizations). If the general public and the various building professionals in your community become fully aware of the seismic situation and conclude that the benefits to be derived from increased protection through building regulation are worth the costs, they can and most likely will be strong advocates when you proceed to the next step. MOTIVATE LOCAL PUBLIC LEADERS Local elected and appointed officials play an especially important role in seismic safety efforts. Their attitude with respect to seismic hazard mitigation will be of critical importance in achieving seismic safety objectives. It is therefore essential that the means of educating them about seismic issues be well thought out and that they be approached at the right time. A BSSC study of societal implications shed some light on the degree of interest in seismic safety of elected and appointed officials. Seismic safety code regulations often are not an issue of high priority for the chief elected and appointed officials and executives of any of the cities and counties visited. The chief building department officials who participated appeared to reflect a full array of positions from pro to con regarding the adoption of new or more stringent seismic safety code requirements. The general consensus is that a movement to promote improved seismic safety for new buildings will be successful only if it has sufficient "grass roots" support to stimulate public leaders to act. In fact, several seismic safety movements reflect such a "bottom up" approach, and some seismic safety proponents have urged that public officials not even be approached until a united front has been developed by other segments of the community including researchers, academicians, engineers, architects, voluntary agencies, and public interest groups. INFORMATION SOURCES In addition to the information sources described above, consult the list of publications in Appendix E. Appendix A. WHAT DO THOSE TECHNICAL TERMS MEAN? MEASURES OF EARTHQUAKE MAGNITUDE AND INTENSITY Earthquakes commonly are "measured" by use of two different scales -the Richter magnitude scale and the modified Mercalli intensity scale. As these two names indicate, one scale measures magnitude while the other indicates the intensity of the earthquake motion at specific places around the earthquake epicenter. Since both scales measure very different things, they cannot really be related to one another or compared. However, since both are used, the concerned individual should have a general understanding of both. RICHTER MAGNITUDE The Richter magnitude scale was developed by Charles F. Richter in 1935. It is defined as the logarithm to the base of 1 0 of the maximum trace amplitude in millimeters as recorded on a standard seismograph located 1 00 kilometers (or 62 miles) from the earthquake epicenter. A Richter scale measurement is expressed in whole and decimal numbers and it can be used to identify the magnitude of an earthquake and estimate how much energy was released. In this context, it is important to remember that the Richter scale is logarithmic and, therefore, each unit of increase on the scale reflects a 1 0 times increase in amplitude. This represents approximately a 32-fold increase in energy released. Thus, an earthquake of Richter magnitude 8.3 would have an amplitude of 10,000 times that of an earthquake of Richter Magnitude 4.3 and would release approximately 1,050,000 times more energy. As originally developed by Richter, this magnitude scale applied to Southern California shallow earthquakes located less than 375 miles from the recording instrument. Now, however, it is commonly used to compare earthquakes worldwide and at distances much farther from the recording instrument. Other magnitude scales have been developed that more accurately describe the variety of earthquakes that may be encountered, and the Richter magnitude scale is now recommended only for measuring earthquakes between about magnitudes 3 and 7. For the larger earthquakes that are of particular concern for seismic design, the moment magnitude (M ) scale is now used by the U.S. Geological Survey and others. Moment magnitude is a combination of the rigidity of the rock times the area of faulting times the amount of slippage; this scale is based on the forces that work at the fault rupture to produce the earthquake rather than the recorded amplitude of seismic waves and is directly related to the energy released by the earthquake. Moment magnitude, however, can be assigned only after considerable study of the geology and size of the fault rupture, while the Richter magnitude is almost immediately available after the shock. Thus, the Richter magnitude will continue to be a useful comparative index of earthquake size, even though, because of its limitations, it does not give an accurate measure of the earthquake effects in terms of damage. Note that deep earthquakes more characteristic of the eastern United States are best compared by measuring their P-waves, which are not affected by the depth of the source. This measurement is referred to as body-wave magnitude (mb). MODIFIED MERCALLI INTENSITY SCALE As noted, use of Richter magnitude gives little indication of earthquake intensity and building damage. The first scale created to do this was developed in the 1 880s by the Italian de Rossi and the Swiss Forel. It was modified in 1 902 by the Italian Mercalli and later further modified a number of times. A version of the Rossi-Forel scale generally is used in Europe while the modified Mercalli intensity (MMI) scale is used in the United States. The following excerpt from Bruce A. Bolt's 1 978 book, Earthquakes: A Primer (W. H. Freeman and Company, San Francisco, California), describes modified Mercalli intensity values (1956 version): I. Not felt. Marginal and long period effects of large earthquakes. II. Felt by persons at rest, on upper floors, or favorably placed. III. Felt indoors. Hanging objects swing. Vibration like passing of light trucks. Duration estimated. May not be recognized as an earthquake. IV. Hanging objects swing. Vibration like passing of heavy trucks or sensation of a jolt like a heavy ball striking the walls. Standing cars rock. Windows, dishes, doors rattle. Glasses clink. Crockery clashes. In the upper range of IV, wooden walls and frames creak. V. Felt outdoors; directions estimated. Sleepers wakened. Liquids disturbed, some spilled. Small unstable objects displaced or upset. Doors swing, close, open. Shutters, pictures move. Pendulum clocks stop, start, change rate. VI. Felt by all. Many frightened and run outdoors. Persons walk unsteadily. Windows, dishes, glassware broken. Knickknacks, books, etc., off shelves. Pictures off walls. Furniture overturned. Weak plaster, Masonry D cracked. Small bells ring (church and school), Trees, bushes shaken visibly or heard to rustle. VII. Difficult to stand. Noticed by drivers. Hanging objects quiver. Furniture broken. Damage to Masonry D, including cracks. Weak chimneys broken at roof line. Fall of plaster, loose bricks, stones, tiles, cornices, also unbraced parapets, and architectural ornaments. Some cracks in Masonry C. Waves on ponds, water turbid with mud. Small slides and caving in along sand or gravel banks. Large bells ring. Concrete irrigation ditches damaged. VIII. Steering of cars affected. Damage to masonry C; partial collapse. Some damage to Masonry B; none to Masonry A. Fall of stucco and some masonry walls. Twisting, fall of chimneys, factory stacks, monuments, towers, elevated tanks. Frame houses moved on foundations if not bolted down; loose panel walls thrown out. Decayed piling broken off. Branches broken from trees. Changes in flow or temperature of springs and wells. Cracks in wet ground and on steep slopes. IX. General panic. Masonry D destroyed; Masonry C heavily damaged, sometimes with complete collapse; Masonry B seriously damaged. General damage to foundations. Frame structures, if not bolted down, shifted off foundations. Frames racked. Serious damage to reservoirs. Underground pipes broken. Conspicuous cracks in the ground. In alluviated areas, sand and mud ejected, earthquake fountains and sand craters. X. Most masonry and frame buildings destroyed with their foundations. Some well-built wooden structures and bridges destroyed. Serous damage to dams, dikes, embankments. Large landslides. Water thrown on banks of canals, rivers, lakes, etc. Sand and mud shifted horizontally on beaches and flat land. Rails bent slightly. XI. Rails bent greatly. Underground pipelines completely out of service. XII. Damage nearly total. Large rock masses displaced. Lines of sight and level distorted. Objects thrown in the air. Note that the masonry definitions used are from C. F. Richter's 1 958 book, Elementary Seismology (W. H. Freeman and Company, San Francisco, California), and are as follows: Masonry A -good workmanship, mortar, and design; reinforced, especially laterally; bound together by using steel, concrete etc; designed to resist lateral forces. Masonry B -good workmanship and mortar; reinforced but not designed in detail to resist lateral forces. Masonry C -Ordinary workmanship and mortar, no extreme weaknesses like failing to tie in at corners but not reinforced or designed against horizontal forces. Masonry D -weak materials such as adobe, poor mortar, low standards of workmanship; weak horizontally. Unlike the Richter magnitude scale, whose values are set by instrumented readings, the Mercalli scale is subjective and values are set by observers based on interpretation of the above indicators. A problem with the Mercalli scale is that, due to its age, it has no references to modern structural types of reinforced concrete, steel, etc. On the other hand, since older buildings are most prone to damage, this limitation may not be too serious. It should be noted that a given earthquake will have one Richter magnitude (once the various seismological stations agree) but will have a number of Mercalli intensities depending on the distance from the epicenter. TERMINOLOGY Acceleration -Rate of change of velocity with time. Amplification -A relative increase in ground motion between one type of soil and another or an increase in building response as a result of resonance. Amplitude -Maximum deviation from mean of the center line of a wave. Architectural Components-Components such as exterior cladding, ceilings, partitions, and finishes. Component (also Element) --Part of an architectural, structural, electrical, or mechanical system. Configuration -The size, shape, and geometrical proportions of a building. Connection -A method by which different materials or components are joined to each other. Damage -Any physical destruction caused by earthquakes. Deflection -The state of being turned aside from a straight line, generally used in the horizontal sense; see also "Drift." Design Earthquake -In the Provisions, the earthquake that produces ground motions at the site under consideration that has a 90 percent probability of not being exceeded in 50 years (or a 10 percent probability of being exceeded). Design Ground Motion -See"Design Earthquake." Diaphragm -A horizontal or nearly horizontal structural element designed to transmit lateral forces to the vertical elements of the seismic force resisting system. Drift -Vertical deflection of a building or structure caused by lateral forces; see also "Story Drift." Ductility -Property of some materials, such as steel, to distort when subjected to forces while still retaining considerable strength. Earthquake -A sudden motion or vibration in the earth caused by the abrupt release of energy in the earth's lithosphere. Effective Peak Acceleration and Effective Peak Velocity-Related Acceleration -Coefficients shown on maps in the Provisions for determining prescribed seismic forces. Elastic -Capable of recovering size and shape after deformation. Epicenter -A point on the earth's surface that is directly above the focus of an earthquake. Exceedance Probability -The probability that a specified level of ground motion or specified social or economic consequences of earthquakes will be exceeded at a site or in a region during a specified exposure time. Exposure -The potential economic loss to all or certain subsets of the built environment as a result of one or more earthquakes in an area; this term usually refers to the insured value of structures carried by one or more insurers. Fault -A fracture in the earth's crust accompanied by displacement of one side of the fracture with respect to the other in a direction parallel to the fracture. Focus -The location of a fault break where an earthquake originates; also termed "hypocenter." Force -Agency or influence that tries to deform an object or overcome its resistance to motion. Frame, Braced -Diagonal members connecting together components of a structural frame in such a way as to resist lateral forces. Frame System, Building -A structural system with an essentially complete space frame providing support for vertical loads; seismic forces are resisted by shear walls or braced frames. Frame System, Moment -A space frame in which members and joints are capable of resisting lateral forces by bending as well as along the axis of the members; varying levels of resistance are provided by ordinary, intermediate and special moment frames as defined in the Provisions with special frames providing the most resistance. Frame, Space -A structural system composed of interconnected members, other than bearing walls, that is capable of supporting vertical loads and that also may provide resistance to seismic forces. '1g"- The acceleration due to gravity or 32 feet per second per second. Ground Failure -Physical changes to the ground surface produced by an earthquake such as lateral spreading, landslides, or liquefaction. Hypocenter -See "Focus." Intensity -The apparent effect that an earthquake produces at a given location; in the United States, intensity generally is measured by the modified Mercalli intensity (MMI) scale. Irregular -Deviation of a building configuration from a simple symmetrical shape. Joint -Location of connections between structural or nonstructural members and components. Liquefaction -The conversion of a solid into a liquid by heat, pressure, or violent motion; sometimes occurs to the ground in earthquakes. Load, Dead -The gravity load created by the weight of all permanent structural and nonstructural building components such as walls, floors, roofs, and fixed service equipment. Load, Live -Moving or movable external loading on a structure; it includes the weight of people, furnishings, equipment, and other items not permanently attached to the structure. Loss-Any adverse economic or social consequences caused by earthquakes. Mass -A constant quantity or aggregate of matter; the inertia or sluggishness that an object, when frictionlessly mounted, exhibits in response to any effort made to start it or stop it or to change in any way its state of motion. Mercalli Scale (or Index) -A measure of earthquake intensity named after Giuseppe Mercalli, an Italian priest and geologist. Partition -See "Wall, Nonbearing." Period -The elapsed time (generally in seconds) of a single cycle of a vibratory motion or oscillation; the inverse of frequency. P-Wave -The primary or fastest waves traveling away from a fault rupture through the earth's crust and consisting of a series of compressions and dilations of the ground material. Recurrence Interval -See "Return Period." Resonance-The amplification of a vibratory motion occurring when the period of an impulse or periodic stimulus coincides with the period of the oscillating body. Return Period -The time period in years in which the probability is 63 percent that an earthquake of a certain magnitude will recur. Richter Magnitude (or Scale) -A logarithmic scale expressing the magnitude of a seismic (earthquake) disturbance in terms of the maximum amplitude of the seismic waves at a standard distance from their focus named after its creator, the American seismologist Charles R. Richter. Rigidity -Relative stiffness of a structure or element; in numerical terms, equal to the reciprocal of displacement caused by unit force. Seismic -Of, subject to, or caused by an earthquake or an earth vibration. Seismic Event -The abrupt release of energy in the earth's lithosphere causing an earth vibration; an earthquake. Seismic Forces -The actual forces created by earthquake motion; assumed forces prescribed in the Provisions that are used in the seismic design of a building and its components. Seismic Hazard -any physical phenomenon such as ground shaking or ground failure associated with an earthquake that may produce adverse effects on the built environment and human activities; also the probability of earthquakes of defined magnitude or intensity affecting a given location. Seismic Hazard Exposure Group -A classification assigned in the Provisions to a building based on its occupancy and use. Seismic Performance Category -A classification assigned in the Provisions based on its Seismic Hazard Exposure Group and its seismic hazard. Seismic Force Resisting System -The part of the structural system that is designed to provide required resistance to prescribed seismic forces. Seismic Risk -The probability that the social or economic consequences of an earthquake will equal or exceed specified values at a site during a specified exposure time; in general, seismic risk is vulnerability multiplied by the seismic hazard. Seismic Waves -See "Waves, Seismic." Seismic Zone -Generally, areas defined on a map within which seismic design requirements are constant; in the Provisions, seismic zones are defined both by contour lines and county boundaries. Shear -A force that acts by attempting to cause the fibers or planes of an object to slide over one another. Shear Panel -See "Wall, Shear." Shear Wall -See "Wall, Shear." Speed -Rate of change of distance traveled with time irrespective of direction. Stiffness -Resistance to deflection or drift of a structural component or system. Story Drift -Vertical deflection of a single story of a building caused by lateral forces. Strain -Deformation of a material per unit of the original dimension. Strength -The capability of a material or structural member to resist or withstand applied forces. Stress-Applied load per unit area or internal resistance within a material that opposes a force's attempts to deform it. S-Wave -Shear or secondary wave produced essentially by the shearing or tearing motions of earthquakes at right angles to the direction of wave propagation. System -An assembly of components or elements designed to perform a specific function such as a structural system. Torque -The action of force that tends to produce torsion; the product of a force and lever arm as in the action of using a wrench to tighten a nut. Torsion -The twisting of a structural member about its longitudinal axis. Velocity -Rate of change of distance traveled with time in a given direction; in earthquakes, it usually refers to seismic waves and is expressed in inches or centimeters per second. Vulnerability -The degree of loss to a given element at risk, or set of such elements, resulting from an earthquake of a given intensity or magnitude; expressed in a scale ranging from no damage to total loss; a measure of the probability of damage to a structure or a number of structures. Wall, Bearing -An interior or exterior wall providing support for vertical loads. Wall, Nonbearing -An interior or exterior wall that does not provide support for vertical loads other than its own weight as permitted by the building code; see also "Partition. Wall, Shear -A wall, bearing or nonbearing, designed to resist seismic forces acting in the plane of the wall. Wall System, Bearing -A structural system with bearing walls providing support for all or major portions of the vertical loads; seismic resistance may be provided by shear walls or braced frames. Waves, Seismic -Vibrations in the form of waves created in the earth by an earthquake. Weight -Name given to the mutual gravitational force between the earth and an object under consideration; varies depending on location of the object at the surface of the earth. GENERAL TERMS The following excerpt from the National Research Council Report, Multiple Hazard Mitigation (Washington, D.C.: National Academy Press, 1 983), defines’ several other terms that sometimes cause confusion in discussions of seismic safety: The level of intensity or severity that is capable of causing damage depends upon the vulnerability of the exposed community; vulnerability is generally a function of the way in which structures are designed, built, and protected, and the vulnerability of a structure or community to a particular natural event is a measure of the damage likely to be sustained should the event occur. The degree to which a community is prone to a particular natural hazard depends on risk, exposure, and vulnerability. When a natural hazard occurrence significantly exceeds the community's capacity to cope with it, or causes a large number of deaths and injuries or significant economic loss, it is called a disaster. Hazard management includes the full range of organized actions undertaken by public and private organizations in anticipation of and in response to hazards. Hazard management has two primary (but not completely distinct) components: emergency management, typified by the police, fire, rescue, and welfare work carried on during a disaster; the advance planning and training that are necessary if emergency operations are to be carried out successfully; and the post-disaster recovery period in which damage is repaired; and mitigation, which focuses on planning, engineering, design, economic measures, education, and information dissemination, all carried out for the purpose of reducing the long-term losses associated with a particular hazard or set of hazards in a particular location." Appendix B. BUILDING REGULATION IN THE UNITED STATES INTRODUCTION The regulation of building construction has been a matter of public concern from the beginning of civilization. An early building code provision can be found in the Old Testament: "When you build a new house you shall make a parapet for your roof that you may not bring the guilt of blood upon your house if anyone fall from it." This provision has remained relatively intact for 4000 years and is now (in less emotional language) Section 1711 of the Uniform Building Code, which reads: "All unenclosed floor and roof openings . . . and roof used for other than service of the building shall be protected by a guard rail." Building regulation reflects the fundamental duty of government to protect people and property from harm within the concept of police power -the right of all states to protect the general health, safety and welfare through appropriate legislation. In the United States, building regulations generally are an expression of the police power of government, which the Constitution has reserved for the states. Most states have delegated this function in whole or in part to their political subdivisions (cities, counties, villages, towns, and other special districts). Therefore, the building regulatory system is predominantly an aspect of local home rule and has evolved with different traditions and to different degrees in various localities and regions. Even today, building remains unregulated in some parts of the United States in deference to the perceived right of property owners to build as they wish on their own land. If a community decides that it should have a building code, it can: * Develop its own code, * Adopt one of the three available national model codes in its entirety. (The model codes are described later in this appendix), or * Develop its own code by modifying a model code to reflect specific local concerns. THE PURPOSE OF BUILDING REGULATION The specific purposes of building regulations usually are set forth clearly in the code or operative legal document of a jurisdiction. In order to understand building regulations, it is essential to realize that they are minimum legal criteria for construction that can establish both criminal and civil liability for noncompliance. The specific goals and objectives of building regulatory systems generally are to: * Prevent or minimize bodily injury to building users and occupants, * Prevent or minimize structural failures and collapse with attendant injuries to the public and damage to property, * Prevent or minimize the incidence of fire damage and spread both for individual structures and the community as a whole, * Prevent or minimize deterioration and damage to property from the elements, * Prevent or minimize "overcrowding" and the creation of slum and ghetto community conditions, and * Protect the public welfare as this concept is further defined in local community and/or state law. Starting from this basic list, the concept of public welfare in relation to U.S. building regulations has been expanded by the courts significantly during the past 25 years. Building regulations and codes now often include detailed provisions for other than safety objectives (for example, accessibility for the disabled, historic preservation, energy conservation, and noise control). Some broader environmental concerns (for example, air and water pollution), economic development issues, and aesthetic considerations also have found their way into some building regulations under the aegis of the police power protection within an expanded concept of public welfare. PARTICIPANTS IN THE REGULATORY PROCESS The principal participants in the U.S. regulatory system are: • Local government building and safety departments and special districts, * State agencies (both regulatory and proprietary interests), * Federal agencies (both regulatory and proprietary interests), and * Model code organizations, professional societies, and building industry and trade associations. LOCAL GOVERNMENT BUILDING AND SAFETY DEPARTMENTS AND SPECIAL DISTRICTS Enforcement of the building regulatory system for some 75 percent of construction activity emanates from local jurisdictions that issue permits and inspect private projects for conformance. The content and detail of these building regulations are developed, however, in a more complex regional and/or national context and process. Separate from local regulatory jurisdictions are a large number and variety of local special-purpose districts (for example, schools and utilities). The state or regional enabling legislation for these special districts often makes them autonomous authorities and exempts them from local regulatory controls; thus, they may develop their own building regulations for their programs, which may cross local regulatory jurisdictional boundaries. STATE AGENCIES Many states, in response to either lack of uniformity in or the absence of local building regulations, have enacted parallel sets of statewide minimum regulations for selected classifications of private buildings ( for example, housing or high-rise structures). These statewide regulations reflect a multitude of state organizational formats and legislative backgrounds and often serve as a screening device for state lending, insurance, and other indirect funding programs and mechanisms. Virtually all states also have agencies that construct, regulate, and maintain state-owned and -operated facilities ( for example, schools, correctional facilities, and hospitals). These agencies also often are exempt from local regulations and develop types of internal building regulations for their programs and projects. Although most state agencies have the authority to write their own building regulations, as a practical matter they usually adopt some form of the model code in current general use in the region, incorporating additions and amendments to reflect specific state concerns. FEDERAL AGENCIES Like the states, agencies of the federal government are exempt from the home rule concept of U. S. building regulations. Although the trend is for these agencies to use existing national standards whenever possible, over the years they have developed extensive internal building regulations to address their own proprietary construction interests. In some cases, federal agencies have developed or adopted forms of building regulations as direct qualifying standards for federal funding of private sector construction or for indirect funding through redevelopment and other subsidy programs. Other federal agencies are directly involved in either developing and writing building regulations and standards or providing technical assistance to and research for those organizations that do write and promulgate them. Many of these agencies participate on the Interagency Committee on Seismic Safety in Construction (ICSSC). Two recent executive orders impose new directives on the federal government. With respect to new construction, Executive Order 12699 requires that new buildings be designed and constructed to meet the requirements of either the latest edition of the NEHRP Recommended Provisions or the immediately preceding edition. Executive Order 1 2941 directs federal agencies to evaluate existing federally owned and leased buildings to identify buildings that are potentially hazardous and to plan for the seismic rehabilitation of those so identified. MODEL CODE ORGANIZATIONS, PROFESSIONAL SOCIETIES AND INDUSTRY AND TRADE ORGANIZATIONS Currently the following three model code organizations are active in the United States and produce model sets of basic building regulations: * The Building Officials and Code Administrators International (BOCA), * The International Conference of Building Officials (ICBO), and * The Southern Building Code Congress International (SBCCI). These model code organizations have regional bases -BOCA produces building and other codes focusing on the Northeast and Midwest, SBCCI produces similar codes for the South and Southeast, and ICBO produces codes for the West and Midwest. In addition, the National Fire Protection Association (NFPA) produces electrical and fire protection codes that are generally used nationwide. All these organizations publish code documents and offer a variety of other educational and support services that assist local jurisdictions. The model code organizations are structured as nonprofit, membership-owned corporations. Through appropriate bylaws and voting processes, they develop, publish, and modify building regulations in response to changing building technology and experience. A published model code usually is adopted by reference by a local jurisdiction's legislative body. The building design professions (architects and engineers) have a long-standing tradition of active professional interest in the building regulatory system. Organizations such as the Building Seismic Safety Council (BSSC), the American Society for Testing and Materials (ASTM), the American National Standards Institute (ANSI), the American Institute of Architects (AIA), the American Society of Civil Engineers (ASCE), the Applied Technology Council (ATC), the Earthquake Engineering Research Institute (EERI), and many state and regional structural engineers associations have developed material standards, testing procedures, and design parameters. Beyond this, the major manufacturers of almost every component used in buildings (such as roofs and windows) are members of a trade association that develops standards and design guidelines. This information often is incorporated directly into model codes or serves as background assistance for design and construction professionals. CODE CHANGE PROCEDURES A brief outline of some aspects of the code evolution and change process of the model code organizations is presented below as an overview of the general way in which states, counties, and cities develop regulations. Each of the model code groups publishes a new edition every three years and issues amendment supplements each year. MODEL CODE CHANGE PROCEDURES Each of the model code groups operates on an annual change cycle so that a code change can be fully processed within a 1 2-month period. Each model code group distributes to its membership and all other interested parties a booklet of proposed code changes and a booklet of recommendations by the organization's code revision committee. Each code change proposal is identified with a specific number so that it can be tracked through the code change process. Although anyone may submit a code change proposal to a model code group, those doing so are encouraged to submit adequate substantiating material so that the code revision committees can base their recommendations on factual information. The model code organizations' code revision committees generally are composed of the organizations' voting members (usually individuals representing a code enforcement entity such as a city, county, or state). Ad hoc committees for each of the model code organization are appointed to study special topics and are composed of all interested parties with appointments limited when required to maintain a balance of interests. All model code hearings are open to the public, and any individual or organization may present testimony on any agenda item. Some entities such as national trade associations, professional associations or committees appointed by the model code group can exert special influence on the code change process and it is up to each code revision committee as a whole to maintain balance. A committee recommendation is made on each code change proposal. This recommendation may be for approval as submitted, approval as revised at the hearing, or disapproval. In some instances, further study may be recommended. Committee actions, with reasons for each recommendation, are published and distributed to the model code membership and other interested parties. These actions become the agenda base for a public hearing and membership vote during the model code groups' annual meetings. Final action taken by voting members at an annual meeting (or, in some cases, by letter ballot) are published either in the form of annual supplements and/or as part of the triennial code editions. STATE CODE ADOPTION PROCEDURES The adoption of building regulations by states may take a variety of forms. The two most common are total pre-emption, in which the state develops or adopts rules and regulations that must be enforced by the local jurisdiction, or partial pre-emption, in which the state regulations are minimum standards and the local jurisdiction may adopt equal or more restrictive regulations. In states that have mandatory statewide building regulation (currently approximately 25 states have some form of building regulation), proposed new rules usually are submitted as amendments to existing regulations. When the proposed rules are included in a model code forming the basis of the state code, they may be adopted very simply as a routine update to the model code on an annual basis or upon publication of a new edition of the model code. In states that do not regulate building, an initiative must be generated by one or more interested persons who arrange for a member of the legislature to introduce a bill containing the proposed rules. Following introduction, the bill is assigned to one or more committees and placed on a calendar that directs its path through the legislative process. If it makes it through the process, the bill is signed by the governor and published in the statute books with responsibility for implementation placed in one of the state agencies. LOCAL CODE ADOPTION PROCESS When a city or county uses one of the model codes, new regulations are most readily introduced as part of that code's periodic revision and adoption process. In this situation, local opposition to the proposed rules may be significantly reduced since the public debate over the appropriateness of the rules already has been conducted at the national level; thus, any local opponent must show that the local community's uniqueness warrants noncompliance with the national standards. When a locally written code is in effect or there is no code at all, new rules must have a local sponsor such as a councilman, building official, fire official, or legal counsel to initiate preparation of an adoption ordinance. Once introduced, a proposed ordinance usually is assigned to a local government standing committee or subcommittee for presentation and discussion at public hearings, the results of which will influence, to a great extent, whether the committee or subcommittee recommends that the ordinance be passed, be referred back for amendment, or be defeated. Once adopted and after publication in an official paper, an ordinance usually becomes effective on a date specified in the ordinance or set forth by statute and is assigned an agency or department, usually the city or county building department, for implementation and enforcement. The building official then needs to review, and revise as necessary, his rules of procedure to reflect the newly adopted ordinance. Plan review, permit, and inspection procedures must be evaluated for adjustment. Personnel training and qualification in the plan review, permit, and inspection procedures also must be reviewed and updated as necessary. Appendix C. EARTHQUAKES, BUILDINGS, AND THE NEHRP RECOMMENDED PROVISIONS The information that follows in this appendix has been excerpted from another book prepared for FEMA by the BSSC, A Nontechnical Explanation of the 1994 NEHRP Recommended Provisions (FEMA Publication 99). Those readers who find this appendix of interest and would like to learn more about how the Provisions treats seismic design are encouraged to order this free document from the BSSC. THE NATURE OF EARTHQUAKE GROUND MOTION The Origin of Earthquakes Most earthquakes are the result of abrupt slippage along a fault zone below the surface of the earth. This slippage eventually may result in "surface faulting," the cracking or breaking apart on the earth's surface that typifies movie visions of earthquakes. The point where the first slip on the fault occurs is called the "focus" or "hypocenter." The "epicenter" is a theoretical point on the earth's surface that is vertically above the focus. The earthquake starts at the focus, not the epicenter. Faults and Waves There are several kinds of faults but, for seismic design purposes, the concern is not what kind of fault slippage generated when the fault slips occurs, but rather what will be the nature of the ground motion to which the building will be subjected. There is often extensive surface faulting in large fault rupture earthquakes in the immediate vicinity of the fault. In the 1906 California earthquake, the fault broke the surface over a distance of over 200 miles with lateral movement of as much as 20 feet. In the 1992 Landers earthquake, east of Los Angeles, the fault broke the surface over a distance of 48 miles with lateral movements of up to 18 feet reported. When such a large movement occurs, a building straddling the fault would be severely damaged since no building can be designed to deal with such large ruptures. However, this kind of disturbance of the ground is generally quite narrow in width to either side of the fault (in Landers, the maximum width of severely disturbed ground was about 125 feet. Beyond this area, structures are affected only by general ground shaking, and this is what seismic design is intended to deal with. Since almost all building damage is caused by ground motion rather than by fault rupture, this strategy makes sense. Once the fault slips, the rupture spreads rapidly along the fault. The rupture creates waves of vibration deep in the earth that spread in all directions from the point of inception and along the fault. The seismic waves begin like ripples in a still pond when a pebble is thrown into it, but they rapidly become much more complex. Because the waves spread not only from the focus but also along the length of the fault rupture as it spreads rapidly along the fault, the intensity of the ground shaking has directivity -that is, the waves of vibration are of greater magnitude and last longer in the direction of fault rupture. In addition, the heavy shaking tends to reduce more rapidly in the direction normal to the fault line so that the area of heavy shaking has an elongated shape when viewed from above, instead of being a circle that is centered on the focus. Studies of recent large earthquakes, such as Landers, Northridge and Kobe, also have shown that a few large pulses of long-period energy often occur towards the beginning of the earthquake close to the fault line. Because of the directivity effect, these large pulses can cause severe and almost instantaneous damage to relatively large, long-period buildings and structures such as bridges that are located close to and along the line of the fault. There are four main types of seismic waves: two "body" waves within the earth and two "surface" waves confined to the surface layers of the earth. All four are considered in design. First to arrive at the surface is the P or primary wave. In this wave, the ground is successively pushed and pulled along the wave front. The motion of the P WAYE ground is analogous to that of a coil spring when one end of the spring is moved. Successive particle motion waves can be created that move along the spring from one end to the other, alternately stretching and compressing the coils. A point on a coil analogous to a spot on the ground -will direction of wave travel announce the arrival of the wave by an abrupt movement in the direction of the wave and then will move only back and forth. The P wave is followed by the S or secondary or shear wave, which is a motion at right angles to the wave front. This can be represented by pulling one end of a horizontal rope rapidly up and down to create waves that travel the length of the rope. A point on the rope will move only perpendicular to the direction of the rope which, for the ground, represents both lateral and vertical motion. When the wave reaches the surface, the motion is mostly horizontal. Just as the P wave travels faster than the S wave, the back and forth motion of a particle in the P wave is faster than the sideways motion of a particle in the S wave. The P wave produces a jolt followed soon after by the "rolling" motion of the S wave. The two other waves are only at the earth's surface; the Rayleigh wave is an elliptical wave in the 66 n Seismic Considerations for Communities at Risk vertical plane and the Love wave is a surface wave that produces sideways motion similar to that of the S wave. These different waves can be identified on records generated by modern strong-motion instruments and an observer some distance from the epicenter often can feel the difference between the "punch" of the primary wave and the "roll" of the secondary wave. Within a few seconds, all the waves participate and the result is a random wave motion, predominantly in all horizontal directions but also somewhat vertical. The actual ground movement (and consequent building motion) is small, even in a major earthquake, except in the immediate vicinity of a fault rupture. The problem for a building is that the result is hundreds or thousands of tons of steel, concrete, and other materials moving back and forth a few inches in a very violent manner. Although study of building damage after earthquakes generally shows a clear direction to the shaking (buildings will suffer varying damage depending on the orientation of their long or short sides), this seismic direction cannot be anticipated and therefore does not influence design. Although seismic waves create ground motion that is predominately horizontal, there also often is considerable vertical motion. However, all buildings are designed to khenrrinthe1933Lone withstand vertical loads -the weight of the building and its contents -and large safety factors are used (that is, the calculated loads are multiplied by 2 or 3 to determine the loads for which the building is designed). These large safety factors mean that vertical earthquake forces are generally not a problem, but there are rare cases in which the vertical seismic forces exceed gravity, and buildings and other objects may be tossed into the air. Such was the case in the 1971 San Fernando earthquake when a fireman was tossed out of bed onto the floor and his bed fell on him. Large vertical accelerations in the Northridge earthquake also are believed to be responsible for some of the damage. In spite of these instances, however, seismic design and seismic codes focus on providing resistance to the horizontal forces that try to abruptly push buildings and objects sideways in all directions. Forces and Gravity The seismic body and surface waves create inertial forces within the building. These are the forces that may cause damage and are what seismic design tries to cope with. Inertial forces are created within an object when an outside force tries to make it move if it is at rest or change its rate or direction of motion if it is already moving. Inertial force takes us back to high school physics and to Newton's Second Law of Motion for when a building shakes it is in motion and must obey this law just as if it were a plane, a ship, or an g it athlete. Newton's Second Law of Motion states, in essence, that an 1.0 inertial force, F, equals mass, M, multiplied by the acceleration, A. . Mass can be taken as equivalent (at ground level) to the weight of the building and so this part of the law explains why light buildings, such as , wood frame houses, tend to perform better in earthquakes than large heavy ones -the forces on the structure are less. The acceleration or the rate of change of the velocity of the waves setting the building in motion determines the percentage of the building mass or weight that must be dealt with as a horizontal force. Acceleration is measured in terms of the due to gravity or "g." One "g" is the rate of change of velocity of a free-falling body in space . This is an additive velocity of 32 feet per second per second. Thus, at the end of the first second, the velocity is 32 feet per second; a second later it is 64 feet per second; and so on. When parachutists or bungee jumpers are in FORCE MA55Sx free fail, they are experiencing an acceleration of 1 "g." A building in an earthquake experiences a fraction of a second of "g" forces in one direction before they abruptly change direction. Engineering creations (planes, ships, cars, etc.) that are designed for this dynamic or moving environment can accommodate very large accelerations. Military jet planes, for example, are designed for accelerations of up to 9 "g." At this acceleration, the pilot experiences 9 times his body weight pressing down on his organs and blacks out. A commercial airliner in fairly severe turbulence may experience about 20 percent "g" (or 0.2g) as may a fast moving train on a rough track. Poorly constructed buildings begin to suffer damage at about 10 percent "g" (or 0.1g). In a moderate earthquake, the waves of vibration may last for a few seconds, and accelerations may be approximately 20 percent "g." For people on the ground or at the bottom of a building, the sensations will be very similar to those of the occupants of a plane in turbulence or passengers in the corridor of a fast moving train over a somewhat uneven track: they feel a little unsteady and may need to grab on to something to help them remain standing. In large earthquakes, the heavy shaking will last for more than a few seconds but, except for rare major events, will not reach one minute. Sustained accelerations may, for a fraction of a second, be as high as 0.6 or 0.7 "g." Acceleration "spikes" -single very short duration accelerations -that reach almost 2 "g" have been recorded by instruments but these are so rapid that they do not damage the building and are not sensed by people. Duration, Velocity, and Displacement Because of the inertial force formula, acceleration is a key factor in determining the forces on a building, but other characteristics of the earthquake waves also are important. One of these has already been mentioned. This is duration -how long the heavy shaking lasts. Although those who have experienced bad earthquakes believe the shaking lasts a lifetime, in fact almost all significant earthquake long shaking can be measured in a few seconds. Duration is important because continued shaking weakens a building structure and reduces its resistance to earthquake damage. Two other measures are directly related to acceleration and can be mathematically derived from it. Velocity, which is measured in inches per second or centimeters per second, refers to the rate of motion at any given instant. For example, when a moving car hits an obstacle, it suddenly decelerates and, if the car occupants are not belted in and there are no airbags, they lurch forward toward the windshield. How fast, at that instant, are the occupants moving? The abrupt stop determines the extent of occupant injury and also affects the extent of damage to a structure. Displacement, measured in inches or centimeters, refers to the distance a point on the ground is moved from its initial location. Points in a building affected by shaking also will be moved to a comparable, or greater, extent so that this affects the structure (and also the comfort and security of the building occupants). Acceleration, velocity, and displacement are mathematically and physically related and can be derived from one another. CRITICAL BUILDING CHARACTERISTICS So far, we have been describing the input motion -the characteristics of ground motion that affect the building. However, there also are some important things about a building itself that, in conjunction with the ground motion, affect its performance and may dictate whether it collapses or survives. Period and Amplification Another very important characteristic of earthquake waves is their period or frequency -that is, whether the waves are quick and abrupt or slow and rolling. This phenomenon is particularly important for determining building seismic forces. All objects have a natural or fundamental period; this is the rate at which they will move back and forth if they are given a horizontal push. In fact, without dragging it back and forth, it is not possible to make an object vibrate at anything other than its natural period. When a child in a swing is started with a push, to be effective this shove must be as close as possible to the natural period of the swing. If correctly gauged, a very small push will set the swing going nicely. Similarly, when earthquake motion starts a building vibrating, it will tend to sway back and forth at its natural period. When a vibrating structure is given further pushes that are also at its natural period, the structure tends to resonate. Its vibrations increase dramatically in response to even rather small pushes and, in fact, its accelerations may increase as much as four or five times. Natural periods vary from about 0.05 seconds for a piece of equipment such as a filing cabinet to about 0.1 seconds for a one-story building. Period is the inverse of frequency so the cabinet will vibrate at 1/0.05 = 20 cycles a second or 20 Hertz. A four-story building will sway at about a 0.5 second period and taller buildings between about 10 and 20 stories will swing at periods of about 1 to 2 seconds. A rule of thumb is that the building period equals the number of stories divided by 10; therefore, period is primarily a function of building height. The 60-story Citicorp building in New York has a period of 7 seconds; give it a push and it will sway slowly back and forth completing a cycle every 7 seconds. Other factors such as the building's construction materials, which affect the stiffness of the structure, and the building's geometric proportions, also affect the period, but height is the most important consideration. Taller buildings also will undergo several modes of vibration so that the building will wiggle back and forth like a snake. For seismic purposes, however, the natural period generally is the most significant. The ground, of course, also vibrates at its natural period. The natural period of ground in the United States varies from about 0.4 seconds to 2 seconds depending generally on the hardness of the ground. Very soft ground may have a period of up to 2 seconds since it cannot sustain longer period motions except under certain unusual conditions. Since this range is well within the range of common building periods, it is quite possible that the pushes that the ground gives the building will be at the natural period of the building. This may create resonance, causing the structure to have to deal with accelerations of perhaps 1 "g" when the ground is only vibrating with accelerations of 0.2 'g." The terrible destruction in Mexico City in the earthquake of 1985 was primarily the result of response amplification caused by coincidence of building and ground motion periods. Mexico City was some 250 miles from the earthquake focus, and the earthquake caused the soft ground under the downtown buildings to vibrate for over 90 seconds at its long natural period of around 2 seconds. This caused tall buildings between about 10 and 20 stories to resonate at a similar period, greatly increasing the accelerations within them. This amplification in building vibration is very undesirable. The possibility of it happening can be reduced by trying to ensure that the building period will not coincide with that of the ground. Thus, on soft (long period) ground, it would be best to design a short stiff (short period) building. There is also a more general amplification effect related to different types of ground. Earthquake ground shaking tends to be greater on soft ground than on hard ground such as rock. As a result, earthquake damage tends to be more severe in areas .of soft ground. This characteristic became very clear when the 1906 San Francisco earthquake was studied and maps were drawn that showed building damage in relation to the ground conditions. Studies after the 1989 Loma Prieta earthquake also showed that shaking in the soft ground around San Francisco Bay was two and a half to three and a half times that of shaking in rock. Extensive damage was caused to buildings in San Francisco's Marina district, which was largely built on filled ground, some of it rubble deposited after the 1906 earthquake. To assist the engineer in determining whether there may be a problem because the period of a new building is close to that of the site, curves for the site can be drawn (based on information about the nature of the ground) that show estimates of the periods at which maximum building response is likely -that is, the building periods for which maximum shaking can be t o anticipated. Such a curve is termed the site response spectrum. This spectrum shows the accelerations (on the vertical ordinate) that may be expected at varying periods (the horizontal ordinate). Thus, the response spectrum illustrated shows a maximum response at a period of about 6 0.3 seconds -the fundamental period of a mid-rise building. Based on this knowledge, the building design might be adjusted to ensure that the building period does not coincide with the site period of maximum response. For the figure shown, with a maximum response at about 0.3 seconds, it would be appropriate to design a building with a longer period of 1 second or more. Of course, it is not always possible to do this, but the response spectrum shows clearly what the possible accelerations at different periods are likely to be and the building can then be designed accordingly. Damping The important relationship between the building and ground motion periods was illustrated in above using the child's swing to show how the swinging motion is amplified by an input motion, in this case a judicious push. However, the child's swing is a pendulum that vibrates very efficiently and continues to swing for many minutes after any assistance even though the amplitude will diminish. Buildings and other objects do not swing as efficiently as pendulums because the vibration is damped or reduced. The extent of damping in a building depends on the materials of construction, how those materials are connected together, and on its architectural elements such as partitions, ceilings, and exterior walls. Higher Forces and Uncalculated Resistance Even if a building is well damped and will not resonate, it may be subjected to forces that are much higher than the computed forces for which it was designed. Why is this the case? Because designing a building for the rare maximum conceivable earthquake forces and then adding a factor of safety of two or three times as is done for vertical loads would result in a very expensive structure whose functional use would be impeded by huge walls and columns. Experience shows, however, that many buildings have encountered forces far higher than they were designed to resist and yet have survived, sometimes with little damage. This phenomenon can be explained by the fact that the analysis of forces is not precise and deliberately errs on the conservative side so that the building can really survive higher forces than is apparent. In addition, the building often gains additional strength from components, such as partitions, that are not considered in an analysis. Some structural members may be sized for adequate stiffness rather than for strength. Finally, materials often are stronger in reality than the engineer assumes in his calculations. Taken together, these factors provide a considerable safety factor or uncalculated additional resistance. Ductility An additional property of materials is used to ensure that a building may adequately resist much more than its design ground shaking. This material property is called ductility. Ductility is the characteristic of certain materials -steel in particular -to fail only after considerable distortion or deformation has occurred. This is why it is much more difficult to break a metal spoon by bending it than one made of plastic. The metal object will remain intact -though distorted < > 5 -after successive bending to and fro while the plastic spoon will snap after a few bends. The metal is far more ductile than the plastic. The deformation of the metal (even in the spoon) absorbs energy and defers absolute failure of the structure. The material bends but does not break and so continues to resist forces and support loads, although with diminished effectiveness. The effect of earthquake motion on a building is rather like that of bending a spoon rapidly back and forth -the heavy structure is pushed back and forth in a similar way several times a second (depending on its period of vibration). Brittle materials, such as unreinforced brickwork or unreinforced concrete, fail suddenly with a minimum of distortion. However, the steel contained in a well designed modern reinforced concrete structure can give the combined material the ductility that is needed for earthquake resistance. Thus, buildings are designed in such a way that in the rare case when they are subjected to forces higher than those required by a code, the materials and connections will distort but not break. In so doing, they will safely absorb the energy of the earthquake vibrations, and the building, although distorted and possibly unusable, is at least still standing. Overturning Although building mass or weight was discussed as part of the F = MA equation for determining the horizontal forces, there is another way in which the building's weight may act under earthquake forces to overload the building and cause damage or even collapse. Vertical members such as columns or walls may fail by buckling when the mass of the building exerts its gravity force on a member distorted or moved out of plumb by the lateral forces. This phenomenon is known by engineers as the P-e or P-delta effect, where P is the gravity force or weight and e or delta is the eccentricity or the extent to which the force is offset. All objects that overturn do so as a result of this phenomenon. The geometrical proportions of the building also may have a great influence on whether the P-delta effect will pose a problem since a tall slender building is much more likely to be subject to overturning forces than a low squat one. However, in earthquakes, buildings seldom overturn. This is because structures are not homogeneous but are composed of many elements connected together; the earthquake forces will pull the components apart and the building will fall down, not over. Strong, homogeneous structures such as filing cabinets, however, will fall over. Strength, Stiffness, and Drift Two important related characteristics of any structure are its strength and its stiffness. Two structural beams may be equally strong (or safe) in supporting a load but may vary in their stiffness -the extent to which they bend or deflect in doing so. Stiffness is a material property but it also is dependent on shape. This concept can be easily understood by visualizing the flexibility of a long ruler placed where it has to support a load; how well it supports the load will depend on whether the load is placed on the ruler's flat surface or on its edge. The measure of stiffness is deflection, the extent to which a structural element moves or bends when loaded. For vertical gravity loads, this is usually the only aspect of stiffness that is of concern. When floor joists are designed for a house, for example, it is often deflection rather than strength that dictates the size of the joists -that is, the depth of the joists is determined by how much they will bend under load rather than by whether they can safely support the floor loads. Typically, an unacceptable amount of bending will occur well before the joists are stressed to the point at which they may break because of the loads. (Stress refers to the internal forces within a material or member. The stress is created as the structural member resists the applied load. Stress is expressed in force per unit area -for example, pounds per square inch. Codes provide stress limits that are not to be exceeded for commonly used materials.) The analogous lateral force condition occurs when limitations on drift, the horizontal story-to-story deflection, impose more severe requirements on members than the strength requirements. Drift limits serve to prevent possible damage to interior or exterior walls that are attached to the structure and which might be cracked or distorted if the structure deflects too much laterally. The strength issue involves using a material strong enough to resist a load without exceeding a safe stress in the material while the drift issue involves preventing a structure from moving out of vertical alignment more than a given amount. In seismic design, there is another very important aspect to stiffness. The problem of determining the overall lateral force on the building by multiplying the building weight by its acceleration has already been discussed. But how is this force distributed among the various elements of a building? The engineer needs to know this so that each member and connection can be properly designed to withstand the forces it may encounter. Relative stiffness enters into this issue because the applied forces are "attracted to" and concentrated at the stiffer elements of the building -in engineering terms, the forces are distributed in proportion to the stiffness of the resisting elements. Why this is so can be understood by visualizing a heavy block AOCA supported away from a wall by two short beams. Clearly, the thick, stiff beam will carry much more load than the slender one and the same is true if they are turned 90 degrees to simulate the lateral force situation. An important aspect of this for column lateral stiffness is illustrated in the next sketch. Mathematically, the stiffness of a column approximately varies as the cube of its length. In this diagram, the columns have the same cross-section but the short column is half the length of the long one. Therefore, the short column will be eight times stiffer instead of twice as stiff and will take eight times the horizontal load of the long column. This concept has serious implications for buildings with columns of different lengths, and in designing a building, the engineer tries to equalize the stiffness of the resisting elements so that no one member or small group of members takes a disproportionate amount of the load. If this cannot be done (for architectural reasons, for example), then the designer must make sure that stiffer members are appropriately designed to carry their proportion of the load. Building Size and Shape The size, shape, and geometrical proportions of a building are termed its configuration. How the building configuration relates to its structural systems has a major influence on the building's ability to withstand shaking. Many years ago when engineers first started studying the earthquake problem in a systematic way, they noticed that buildings with certain shapes and proportions seemed to be more prone to damage in earthquakes than others no matter what construction materials or structural systems had been used. In general, the more irregular the building -that is, the more the building deviated from a regular simple symmetrical shape -the more likely it seemed to suffer damage. In the past, buildings tended to have simple configurations because traditional materials such as stone and brick did not allow for much more than superficial or surface decorative irregularity in design. (Sometimes, as in a medieval Gothic cathedral or a Renaissance Italian palace, this surface "irregularity" achieved the highest and most enduring form of art.) But starting in the late nineteenth century, modern steel and reinforced concrete frame construction allowed for increased structural daring and permitted architects to conceive designs that would have been impossible with traditional masonry. Configuration irregularity results in two main effects -stress concentrations and torsional forces. Stress Concentrations Irregularities tend to create abrupt changes in strength or stiffness that may concentrate forces in an undesirable way. These can be very difficult to deal with even in a modern structure. So, although the size of the overall force that the building must withstand is determined by the F = MA equation, the way in which this is distributed and concentrated is determined by the configuration. Stress concentration means that an undue proportion of the overall forces is concentrated at one or a few points of the building such as a particular set of beams, columns, or walls. These few members may fail and, by a chain reaction, bring down the whole building. Because, as has been noted, forces are attracted to the stiffer elements of the building, these also tend to be locations of stress concentration. People who are in the building demolition business know that if they weaken a few key columns or, connections in a building, they can bring it down. An earthquake also tends to "find" these "weak links." Stress concentration can also be created by vertical irregularity. The most serious condition of vertical irregularity is that of the soft, or weak, story in which one story, usually the first, is significantly weaker or more flexible than those above. A high first story is often architecturally desirable to accommodate larger rooms -lobbies, banking floors, or hotel meeting rooms. The design creates a major stress concentration at the points of discontinuity and, in extreme circumstance, may lead to collapse unless adequate design is provided at such points. A common example of the soft first story occurs in apartment houses, which often allocate all or most of the first floor to parking, with widely spaced columns and a minimum of walls. The first floor of the Northridge Meadows apartments, designed before the problem of the soft first story was fully understood, collapsed in the 1994 Northridge earthquake, with considerable loss of life. Many other similar apartments also collapsed or were severely damaged, but fortunately only automobiles were destroyed. Torsional Forces In addition to stress concentrations, irregularities, particularly in plan, may permit what are called torsional or twisting forces to develop, which contributes a significant element of uncertainty to an analysis of building resistance. ("Plan" refers to the horizontal layout of the building which may be a simple square or rectangular or an irregular shape with wings of different shapes and proportions.) Torsional forces are created in a building by a lack of balance between the location of the resisting elements and the arrangement of the building mass. Engineers refer to this as eccentricity between the center of mass and the center of resistance, which tends to make the building rotate around the latter and creates torsion in the resisting elements. In a building, the main lateral force is contributed by the weight of the floors, walls, and roof, and this force is exerted through the center of mass, usually the geometric center of the floor (in plan). If the resistance provided by walls and columns pushes back through this point (the center of resistance), then there is no torsion and balance is maintained. If not, torsion is introduced and dangerous concentrations of stress can be created. This is the reason why it is recommended that buildings in areas of seismic risk be designed to be as symmetrical as possible. One building configuration that is most likely to produce torsion features re-entrant corners (buildings shaped like an L or a T for example). The wings of such buildings tend to twist and produce torsional forces. In addition, re-entrant corner buildings also tend to produce stress concentration at the "notch" where the wings meet because this location often is stiffer and therefore attracts a higher proportion of the forces. Buildings that have large variations in their perimeter resistance on different sides of the building also tend to produce torsion. This form of variation in perimeter resistance occurs often in buildings such as stores in which side and end walls may be masonry or concrete party walls while the front wall may be largely glass. The centers of mass and resistance do not balance and, in extreme cases, the building can tear itself apart. Nonstructural Components For a long time, seismic building codes focused exclusively on the structure of the building that is, the system of columns, beams, walls and diaphragms that provides resistance against earthquake forces. Although this focus remains dominant for obvious reasons, experience in more recent earthquakes has shown that damage to nonstructural components is also of great concern. In most modern buildings, the nonstructural components account for 60 to 80 percent of the value of the building. Nonstructural components surround us at work or at home -ceilings, partitions, light fixtures, windows, and exterior walls. They are also the components that enable the building to function -the power, heating, cooling, and elevator systems and, for buildings like hospitals, the medical equipment that maintains or saves lives. Damage to nonstructural components can result in great economic loss, in terms of both the cost of repair and the loss of building use and business interruption while the building is closed for repair. If the building is a critical facility such as a hospital, damage to utility systems providing such things as water and power may shut the building down when it is most needed. Nonstructural damage often is caused by movement of the building structure that is perfectly acceptable as far as the safety and stability of the structure is concerned. But the nonstructural components and finishes that are rigidly attached to the structure are bent and twisted in way that they cannot accommodate with the result that tiles fall off walls and plaster partitions and ceilings crack. This kind of damage is hazardous to occupants and can be difficult and expensive to repair. Construction Quality One other characteristic that applies to any building must be mentioned: it must be constructed well if it is to perform well. The materials from which it is constructed must have the necessary basic strength and expected properties. Most important, all the building's components must be securely connected together so that as they push and pull against one another during the earthquake, the connections are strong enough to transfer the earthquake forces and thereby maintain the integrity of the structure. Framing Systems How does an engineer design a building to resist all the forces that are produced by ground motion? Essentially, he must choose from a small set of components and then combine them in his design to form a complete resistance system. Three kinds of framing systems can resist the lateral forces generated in a building by an earthquake -shear walls, braced frames, and moment resisting frames (sometimes called rigid frames). These three types of framing system are really alternatives. Although designers sometimes mix components, 5hear Walls using one type in one direction and another type in the other, this is inadvisable, mainly because the different systems have different stiff nesses and it is difficult to obtain balanced resistance when they are mixed. Thus, the designer generally chooses only one type of framing system to resist the applied loads. This must be done at an early stage in the design because the different characteristics of these components have a considerable effect on the architectural design, both functionally and aesthetically. For example, if shear walls are chosen as the seismic force resisting system, the building will feature a pattern of permanent structural walls that Moment Resistant Frame run through every floor from roof to foundation. While this may Diaphragm, floor or roof be acceptable if the building is to be an apartment house or hotel, it will not work well if the building is to be a rental office building where internal space requirements will change regularly. It should be noted that moment resistant frames sometimes are combined with one of the other systems to produce a dual system, in which the moment resistant frame backs up the other system. In this case, the two systems interact to share the load. In the horizontal plane, diaphragms, generally formed by the floor and roof elements of the building, are necessary. (Sometimes, however, horizontal bracing systems independent of the roof or floor structure serve as diaphragms.) Diaphragms transfer the lateral forces to the vertical resistant elements -the shear walls or frames. Shear walls are designed to receive lateral forces from diaphragms and transmit them to the ground. The forces in these walls are predominantly shear forces in which the material fibers within the / wall try to slide past one another. A card house is a shear wall structure, and sufficient "card" walls must be placed at right angles ' to one another or the house will collapse. It is a very inefficient structure because the connections between the walls and between the walls and the diaphragms are nonexistent. If the walls are X connected by slots or by tape, the structure is transformed into one that is very efficient for its size and weight. Similarly, the connections between the walls and floor and roof diaphragms in a building must be very strong and ductile. Braced frames act in the same way as shear walls; however, they generally provide less resistance but better ductility depending on their detailed design. Bracing provides lateral resistance through triangulated geometry, which prevents the frame from folding up if given a sideways push. A bicycle is a familiar example of a braced frame; without the connecting diagonal brace, the other members and connections would have to be much stronger to prevent the frame from folding up. In a building with a braced frame, lateral forces may cause the bracing to successively elongate and compress causing it to lose its effectiveness and experience large distortions that ultimately lead to collapse of the vertical structure it is trying to brace. Ductility therefore must be designed into the bracing so that it will deform but not snap. A moment resistant frame is the engineering term for a frame structure in which the lateral forces are resisted primarily by bending in the beams and columns that is mobilized by strong rigid joints between columns and beams. (To engineers, a "moment" of a force about a point is the force multiplied by the distance between the point and the line of action of the force.) A simple ladder is an example of a moment resistant frame. In a building that uses a moment resistant frame, no walls or braced frames are required. The joints, however, become highly stressed and the details of their construction are very important in both steel and reinforced concrete. As a last resort, moment resistant frames use the energy absorption obtained by ductility -that is, the permanent deformation of the structure prior to ultimate failure. For this reason, moment resistant frames generally are steel structures with bolted or welded joints in which the natural ductility of the material is an advantage. However, properly reinforced concrete frames that contain a large amount of precisely located steel reinforcing also are effective as ductile moment frames. THE NEHRP RECOMMENDED PROVISIONS This appendix has outlined the ways in which earthquake ground motion affects buildings and the ways in which building characteristics affect the response of buildings to this shaking. What the Provisions does is present procedures in the form of simple mathematical formulas and advisory precepts that the building designer uses as criteria for the building design. In doing this, the Provisions remains, however, focused the goal of providing a uniform level of safety for all building types in all areas of the United States even though there is great variability in the potential ground shaking hazard around the country. As noted at the beginning of this appendix, readers interested in finding out more about the Provisions are encouraged to order FEMA Publication 99, A Nontechnical Explanation of the 1994 NEHRP Recommended Provisions. Appendix E.WHERE TO GO FOR INFORMATION INTRODUCTION This appendix is designed to provide the concerned individual and community with additional sources of information on various topics. It begins with a list of national, regional, and federal government sources of information on seismology, seismic design and construction, seismic building code provisions, and disaster assistance. A list of publications on various subjects addressed in this book appears next following by a list of Internet information sources. Much information is best obtained at the local level; therefore, the reader is urged to contact local academic institutions and the local chapters of the various professional, materials, and building officials' organizations as well as the national and regional sources named here. NATIONAL AND REGIONAL ORGANIZATIONS American Concrete Institute P.O. Box 19150/22400 W. Seven Mile Road Detroit, Michigan 48219-1849 (313)532-2600 American Consulting Engineers Council 1015 15th Street, N.W., Suite 802 Washington, D.C. 20005 (202)347-7474 American Forest and Paper Association 1250 Connecticut Avenue, N.W., Suite 200 Washington, D.C. 20036 (202)463-2700 American Institute of Architects 1735 New York Avenue, N.W. Washington, D.C. 20006 (202)626-7300 American Institute for Architectural Research 1735 New York Avenue, N.W. Washington, D.C. 20006 (202)879-7750 American Institute of Steel Construction 1 East Wacker Drive, Suite 3100 Chicago, Illinois 60601-2001 (312)670-2400 American Insurance Association 1130 Connecticut Avenue, N .W., 10th Floor Washington, D.C. 20036 (202)828-7100 American Insurance Services Group, Inc. 85 John Street New York, New York 10038 (212)669-0400 American Iron and Steel Institute 671 Newcastle Road, Suite 1 Newcastle, California 95658-9702 (916)663-1989 American Planning Association 1776 Massachusetts Avenue, N.W. Washington, D.C. 20036-1997 (202)872-0611 American Plywood Association 7011 South 1 9th Street, Box 11 700 Tacoma, Washington 98411-0700 (206)565-6600 American Public Works Association Council of Emergency Management 1313 East 60th Street Chicago, Illinois 60637 (312)667-2200 American Red Cross National Office of Disaster Assistance 18th and E Streets, N.W. Washington, D.C. (202)857-3718 American Society of Civil Engineers 345 East 47th Street New York, New York 10017 (21 2)705-7496 Applied Technology Council 555 Twin Dolphin Drive, Suite 550 Redwood City, California 94065 (415) 595-1542 Associated General Contractors of America 1957 E Street, N.W. Washington, D.C. 20006 (202)393-2040 Association of Bay Area Governments P.O. Box 2050 Oakland, California 94604 (510)464-7900 e-mail: jeanncp@abag.ca.gov Association of Engineering Geologists 323 Boston Post Road, No. 2D Sudbury, Massachusetts 01776 (61 7)443-4639 Association of Major City Building Officials 505 Huntmar Park Drive, Suite 210 Herndon, Virginia 22070 (703)437-0100 Association of the Wall and Ceiling Industries International 1600 Cameron Street Alexandria, Virginia 22314-2705 (703)684-2924 Battelle Human Affairs Research Centers 4000 N.E. 41st Street Seattle, Washington 98105 (206)525-3130 Brick Institute of America 11490 Commerce Park Drive, Suite 300 Reston, Virginia 22091-1532 (703)620-0010 Building Officials and Code Administrators International 4051 West Flossmoor Road Country Club Hills, Illinois 60478-5795 (708)799-2300 Building Owners and Managers Association, International 1201 New York Avenue, N.W., Suite 300 Washington, D.C. 20005 (202)408-2662 Building Seismic Safety Council 1201 L Street, N.W., Suite 400 Washington, D.C. 20005 (202)289-7800 e-mail: cheiderinibs.org Canadian National Committee on Earthquake Engineering National Research Council of Canada Division of Research Building Ottawa, Ontario, Canada KIA OR6 (416)996-5845 California Seismic Safety Commission 1900 K St., Suite 100 Sacramento, California 95814 (916)322-4917 Center for Earthquake Research and Information Memphis State University Memphis, Tennessee 38152 (901)678-2007 e-mail: stevens~ceri.memphis.edu Center for Earthquake Studies One University Plaza Cape Gerardeau, Missouri 63701-4700 (314)651-2000 Central U.S. Earthquake Consortium 2630 E. Holmes Road Memphis, Tennessee 38118-8007 e-mail: cusec~ceri.memphis.edu Concrete Masonry Association of California and Nevada 6060 Sunrise Vista Drive, Suite 1875 Citrus Heights, California 95610 (916)722-1 700 Concrete Reinforcing Steel Institute 933 North Plum Grove Road Shaumburg, Illinois 60173-4758 (31 2)51 7-1 200 Council of American Building Officials 5205 Leesburg Pike, Suite 708 Falls Church, Virginia 22041 (703)931-4533 Earthquake Engineering Research Center University of California at Berkeley 1301 South 46th Street Richmond, California 94844-4698 (415)231-9403 e-mail: eerclib~berkeley.edu Earthquake Engineering Research Institute 449 14th St., Suite 320 Oakland, California 94612-1902 (510)451-0905 Earthquake Engineering Research Library California Institute of Technology Mail Code 104-44 Pasadena, California 91125 (818)395-4227 e-mail: eerlib~caltech.edu Insurance Information Institute 110 Williams Street, 24th Floor New York, New York 10038 (212)669-9200 Insurance Institute for Property Loss Reduction 73 Tremond Street, Suite 510 Boston, Massachusetts 02108-391C (617)722-0200 International City Management Association 777 N. Capitol St., N.E. Washington, D.C. 20002-4201 (202)289-4262 International Conference of Build ling Officials 5360 South Workman Mill Road Whittier, California 90601 (213)699-0541 Masonry Institute of America 2550 Beverly Boulevard Los Angeles, California 90057 (213)388-0472 Metal Building Manufacturers Association 1230 Keith Building Cleveland, Ohio 44115-2180 (216)241-7333 National Association of Independent Insurers 2600 River Road Des Plaines, Illinois 60018 (708)297-7800 National Association of Home Builders 15th and M Streets, N.W. Washington, D.C. 20005 (202)822-0200 National Center for Earthquake Engineering Research c/o Science and Engineering Laboratory. SUNY-Buffalo 342 Copen Hall Buffalo, New York 14260 (716)636-3379 e-mail: nernceer@ubvms.cc.buffalo.udc National Committee on Property Insurance 10 Winthrop Square Boston, Massachusetts 02110 (617)423-4620 National Concrete Masonry Association 2302 Horse Pen Road Herndon, Virginia 22070-0781 (703)435-4900 National Conference of States on Buildings Codes and Standards 505 Huntmar Park Drive, Suite 201 Herndon, Virginia 22070 (703)437-0100 National Coordinating Council on Emergency Management 7297 Lee Highway, Suite N Falls Church, Virginia 22042 (703)533-7672 National Elevator Industry, Inc. 185 Bridge Plaza, North, Suite 310 Ft. Lee, New Jersey 07024 (201)944-3211 National Emergency Managers Association c/o Executive Director, Commonwealth of P.O. Box 59 Kentucky, Department of Military Affairs, Division of Disaster and Emergency Services Lexington, Kentucky 40501-0059 (502)564-8680 National Fire Sprinkler Association Route 22 and Robin Hill Park, Box 1000 Patterson, New York 12563 (914)878-4200 National Institute of Building Sciences 1201 L Street, N.W., Suite 400 Washington, D.C. 20005 (202)289-7800 Natural Hazards Research and Applications Information Center University of Colorado Campus Box 482 Boulder, Colorado 80309-0482 (303)492-6818 e-mail: hazctr~colorado.edu National Research Council Board on Natural Disasters 2101 Constitution Avenue, N.W., Room HA286 Washington, D.C. 20418 (202)334-1964 e-mail: cclarke~nas.edu Portland Cement Association 5420 Old Orchard Road Skokie, Illinois 60077 (312)966-6200 Precast/Prestressed Concrete Institute 175 West Jackson Boulevard, Suite 1859 Chicago, Illinois 60604 (312)786-0300 Rack Manufacturers Institute 8720 Red Oak Boulevard, Suite 201 Charlotte, North Carolina 28217 (704)522-8644 School Education Safety and Education Steel Plate Fabricators Association, Inc. 2400 South Downing Avenue Westchester, Illinois 60154-5102 (708)562-8750 Southeastern United States Seismic Safety Consortium Department of Civil Engineering The Citadel, The Military College of South Carolina Charleston, South Carolina 29401 (803)792-7677 Southern California Earthquake Center University of Southern California University Park Los Angeles, California 90089-0740 (213)740-5849 e-mail: jandrews~coda.usc.edu The Masonry Society 2619 Spruce Street Boulder, Colorado 80302 (303)939-9700 Project State Seismologist Geophysics Department, AD-50 University of Washington Seattle, Washington 98195 (206)545-7563 Seismological Society of America 201 Plaza Professional Building El Cerrito, California 94530 (415)525-5474 Southern Building Code Congress 900 Montclair Road Birmingham, Alabama 35213 (205)591-1853 Steel Deck Institute, Inc. P.O. Box 9506 Canton, Ohio 44711-9506 (216)493-7886 International Western Seismic Safety Council Washington State Department of Emergency Services 4220 East Martin Way Olympia, Washington 98504 (206)459-9191 Western States Clay Products Association 9210 South, 5200 West West Jordan, Utah 84084 (801)561-1471 Western States Seismic Policy Council 1995 Arizona Administrative Support Offices Northern Arizona University P.O. Box 4099 Flagstaff, Arizona 86011 (800)628-6754 e-mail: wsspc~vlshnu.glg.nau.edu Utah Seismic Safety Commission c/o Utah Geological Survey 2362 South Foothill Drive Salt Lake City, Utah 84109 (801)467-7970 FEDERAL AGENCIES Federal Emergency Management Agency Mitigation Directorate, Program Development Branch 500 C Street, S.W. Washington, D.C. 20472 (202)646-2794 Region I (Boston) J. West McCormack Building, Room 442 Boston, Massachusetts 02109-4595 (61 7) 223-9540 Region II (New York) 26 Federal Plaza, Room 1338 New York, New York 10278-0002 (212) 255-7209 Region III (Philadelphia) Liberty Square Building, 2nd Floor 105 S. Seventh Street Philadelphia, Pennsylvania 19106-3316 (215) 931-5608 Region IV (Atlanta) 1371 Peachtree Street, N.E., Suite 700 Atlanta, Georgia 30309-3108 (404) 853-4200 Region V (Chicago) 175 West Jackson Boulevard, 4th Floor Chicago, Illinois 60604-2698 (312) 408-5500 Region VI (Dallas) Federal Regional Center, North Loop 288 Denton, Texas 76201-3698 (817) 898-5104 Region VII (Kansas City) 911 Walnut Street, Room 200 Kansas City, Missouri 64106 (816) 283-7061 Region Vil (Denver) Denver Federal Center Building 710, Box 25267 Denver, Colorado 80225-0267 (303) 235-4811 Region IX (San Francisco) Building 105 Presidio of San Francisco San Francisco, California 94129-1250 (414) 923-7100 Region X (Seattle) Federal Regional Center 130 228th Street, S.W. Bothell, Washington 98021-9796 (206) 487-4604 National Geophysical Data Center National Oceanic and Atmospheric Administration 325 Broadway Boulder, Colorado 80303 (303)497-6084 National Institute of Standards and Technology Center for Building Technology Room B168, Building 226 Gaithersburg, Maryland 20899 (301)975-5296 e-mail: dtodd~enh.nist.gov National Science Foundation Earthquake Systems 4201 Wilson Boulevard Arlington, Virginia 22230 (703)306-1236 e-mail: Wandersoknsf.gov U.S. Geological Survey, Office of Earthquakes, Volcanoes and Engineering 905 National Center, M.S.101 12201 Sunrise Valley Drive Reston, Virginia 22092 (703)648-4000 345 Middlefield Road Menlo Park, California 94025 (415)853-8300 USGS National Earthquake Information Center Denver Federal Center Mail Stop 966, Box 25046 Denver Federal Center Denver, Colorado 80225 (303)236-1586 PUBLICATIONS The Earthquake Problem in General Bolt, B. A. 1992. Earthquakes: a Primer . San Francisco, California: W. H. Freeman and Company. Gere, J. M., and Shah, H. C. 1984. Terra Non Firma: Understanding and Preparing for Earthquakes. Stanford, California: Stanford University Alumni Association. These two books are the best general surveys of the earthquake problem and very easy to understand. Bolt's book emphasizes the seismological aspects and Gere and Shah emphasize engineering, but both are comprehensive. Levy, M., and Salvadori, M. 1995. Why the Earth Quakes. New York: W. W. Norton and Company. This is a good general up-to-date survey of the world's earthquake problem and how engineers are dealing with it. It has been written by two distinguished engineers with a gift for simple explanation of technical issues. Steinbrugge, K. 1882. Earthquakes, Volcanoes, and Tsunamis, an Anatomy of Hazards. New York: Skandia American Group. This is a detailed but readable summary of the earthquake problem in the United States by one of the leading earthquake engineers and researchers. The Seismic Hazard in the United States For the information needed to define a specific location's seismic situation, contact local academic institutions for geologists, geophysicists and seismologists, state geologists, regional offices of the USGS and FEMA, national earthquake information centers, and state and regional seismic safety organizations. Also see the following section on Internet resources. Algermissen, S. T. 1984. An Introduction to the Seismicity of the United States. Oakland, California: Earthquake Engineering Research Institute. Seismic Codes and Provisions For information about the seismic building code provisions in effect in a specific location, contact local building officials. Additional information is available from the three national model code groups: the Building Officials and Code Administrators International, the International Conference of Building Officials, and the Southern Building Code Congress International. Federal Emergency Management Agency/Building Seismic Safety Council. 1994. NEHRP Recommended Provisions for Seismic Regulations for New Buildings, 2 volumes and maps, Publications 222A and 223A. Washington, D.C.: FEMA, This is the current edition of this resource document, It is reflected in the seismic provisions of the model building codes and in the American Society of Civil Engineers national load standard. Harris, James R. 1992. "An Overview of Seismic Codes." Civil Engineering Practice (Fall), This is an excellent summary of the basis of seismic codes and their historical evolution. Seismic Design American Institute for Architectural Research. 1994. Buildings at Risk: Seismic Design Basics for Practicing Architects. Washington, D.C.: American Institute for Architectural Research. This is a self-study course on seismic design for architects, but it provides a good overview of the subject for anyone interested in buildings. The materials include a videotape and an accompanying publication. Arnold, C., and Reitherman, R. 1982. Building Configuration and Seismic Design. New York: John Wiley and Sons. This is a summary of seismic design from an architectural viewpoint with emphasis on architectural decision-making as a determinant of seismic performance. It also contains a clear nontechnical explanation of the nature of ground motion and how it affects buildings. Federal Emergency Management Agency/Building Seismic Safety Council. 1995. Guide to Application of the 1991 NEHRP Recommended Provisions in Earthquake-Resistant Design of Buildings, Publication 140. Washington, D.C.: FEMA. This companion document to the 1991 Edition of the NEHRP Recommended Provisions is used in courses on application of the provisions requirements. Federal Emergency Management Agency/Building Seismic Safety Council. 1995. A Nontechnical Explanation of the 1994 NEHRP Recommended Provisions, Publication 99. Washington, D.C.: FEMA. An introduction to the current edition of the Provisions for those without an engineering background. Federal Emergency Management Agency. 1994. Reducing the Risk of Nonstructural Earthquake Damage: A Practical Guide, Publication 74. Washington, D.C.: FEMA. This is a complete survey of the nonstructural problem aimed at building and facilities managers. It includes a clear explanation of earthquake effects on buildings and nonstructural components and systems. Lagorio, H. J. 1990. Earthquakes -An Architect's Guide to Nonstructural Seismic Hazards. New York: John Wiley and Sons. This book is an excellent general survey of seismic design, hazard, and risk from an architectural and planning viewpoint. The title is really a misnomer, however, because only one chapter on "nonstructural building elements" describes in detail types of damage to equipment and building contents and even this is more of a general survey of the problem. Stratta, J. L. 1986, Manual of Seismic Design, Prentice-Hall, Englewood, NJ This manual written by an experienced California engineer presents practical advice on seismic design for design professionals. Reports on Significant Earthquakes and Earthquake Damage Ayres, J. M., Sun, T. Y., and Brown, F. R. 1967. Report on Nonstructural Damage to Buildings Due to the March 27, 1964, Alaska Earthquake. Washington, D.C.: National Academy of Sciences. Ayres, J. M., and Sun, T. Y. 1973. Nonstructural Damage, San Fernando, California, Earthquake of February 9, 1971, Vol. 1, Part B. Edited by L. M. Murphy. Washington, D.C.: National Oceanic and Atmospheric Administration. These two documents are pioneer reports by a mechanical and electrical engineering team that, for the first time, showed the serious effects of earthquakes on the nonstructural components and systems of modern buildings. They remain the best studies on nonstructural earthquake damage that have been published. Bennett, J. H., and Sherburne, R. W., Eds. 1983. The 1983 Coalinga, California Earthquakes, Special Publication 66. Sacramento: California Department of Conservation, Division of Mines and Geology. California Seismic Safety Commission. 1995. Turning Loss to Gain: the January 17, 1994 Northridge Earthquake. Sacramento: California Seismic Safety Commission. Earthquake Engineering Research Institute. 1980. Reconnaissance Report, Imperial County, California, Earthquake of August 13, 1978. Oakland, California: EERI. Earthquake Engineering Research Institute. 1980. Reconnaissance Report, Northern Kentucky Earthquake, July 27, 1980. Oakland, California: EERI. Earthquake Engineering Research Institute. 1983. A Preliminary Report, Miramichi, New Brunswick, Canada, Earthquake Sequence of 1982. Oakland, California: EERI. Earthquake Engineering Research Institute. 1984. Coalinga, California, Earthquake of May 2, 1983: Reconnaissance Report. Oakland, California: EERI. Earthquake Engineering Research Institute. 1988. "The 1985 Mexico Earthquake." Earthquake Spectra 4(3,5). Earthquake Engineering Research Institute. 1988. "The Whittier Narrows Earthquake of October 1, 1987." Earthquake Spectra 4(1,2). Earthquake Engineering Research Institute. 1990. "Loma Prieta Earthquake of October, 1989: Reconnaissance Report." Earthquake Spectra, Supplement to Vol. 6 (May). Earthquake Engineering Research Institute. 1995. "Northridge Earthquake of January 1 7, 1994. Reconnaissance Report." Earthquake Spectra, Supplement C to Vol. 11 (April). Earthquake Engineering Research Institute. 1995. "Nonstructural Damage, Chapter in Northridge Earthquake of January 1 7, 1994, Reconnaissance Report." Earthquake Spectra, Supplement C to Vol. 11 (April). Earthquake Engineering Research Institute. 1995. The Hyogo -Ken Nanbu Earthquake: Great Hanshin Earthquake Disaster January 17, 1995, Preliminary Reconnaissance Report. Oakland, California: EERI. Housner, George, Chairman. 1990, Competing Against Time, Report to Governor Deukmejian from the Governor's Board of Inquiry on the 1989 Loma Prieta Earthquake . Sacramento, California: Governor's Board of Inquiry. Jennings, P. C., Ed. 1971. Engineering Features of the San Fernando Earthquake, February 9, 1971. Pasadena: California Institute of Technology. Moehle, J. P., Ed. 1994. Preliminary Report on the Seismological and Engineering Aspects of the January 17, 1994 Northridge Earthquake. Berkeley, California: Earthquake Engineering Research Center. Murphy, L. 1973. San Fernando, California, Earthquake of February 9, 1971. Washington, D.C.: National Oceanic and Atmospheric Administration. National Academy of Sciences Committee on the Alaska Earthquake. 1970. The Great Alaska Earthquake of 1964. Washington, D.C.: National Academy of Sciences. National Institute of Standards and Technology. 1990. Performance of Structures During the Loma Prieta Earthquake of October 17, 1989, Publication 778. Washington, D.C.: U.S. Government Printing Office. National Institute of Standards and Technology. 1994. 1994 Northridge Earthquake: Performance of Structures, Lifelines, and Fire Protection Systems, Publication 5396. Washington, D.C.: U.S. Government Printing Office. Nuttli, Otto, et al. 1986. The 1886 Charleston, South Carolina, Earthquake -a 1986 Perspective, Circular 98. Washington, D.C.: U.S. Geological Survey. Oakeshott. G. B., Ed. 1975. San Fernando, California, Earthquake of 9 February, 1971, Bulletin 196. Sacramento: California Division of Mines and Geology. Earthquake Loss Estimation Studies Major loss estimation studies sponsored by governmental agencies are listed below. Some of these studies are now somewhat dated, but it is expected that a number of new studies will be conducted in the future once a new loss estimation methodology being developed for FEMA by the National Institute of Building Sciences is completed in 1996. Davis, J. F., et al. 1982. Earthquake Planning Scenario for a Magnitude 8.3 Earthquake on the San Andreas Fault in the San Francisco Bay Area, CDMG Special Publication 61. Sacramento: California Division of Mines and Geology. Davis, J. F., et al. 1982. Earthquake Planning Scenario for a Magnitude 8.3 Earthquake on the San Andreas Fault in Southern California, CDMG Special Publication 60. Sacramento: California Division of Mines and Geology. Federal Emergency Management Agency. 1985. An Assessment of Damage and Casualties for Six Cities in the Central United States Resulting from Earthquakes in the New Madrid Seismic Zone. Washington, D.C.: FEMA. Federal Emergency Management Agency/Central U.S. Earthquake Preparedness Project. 1990. Estimated Future Earthquake Losses for St. Louis City and County, Missouri, FEMA Publication 192, Earthquake Hazards Reduction Series 53. Washington, D.C.: FEMA. National Oceanic and Atmospheric Administration. 1972. A Study of Earthquake Losses in the San Francisco Bay Area: Data and Analysis. Washington, D.C.: NOAA. National Oceanic and Atmospheric Administration. 1973. A Study of Earthquake Losses in the Los Angeles, California Area. Washington, D.C.: NOAA. Reichle, M. S., et al. 1990. Planning Scenario for a Major Earthquake, an Diego-Tijuana Metropolitan Area, CDMG Publication 100. Sacramento: California Division of Mines and Geology. Steinbrugge, K. V., et al. 1987. Earthquake Planning Scenario for a Magnitude 7.5 Earthquake on the Hayward Fault in the San Francisco Bay Area, CDMG Special Publication 78. Sacramento: California Division of Mines and Geology. Toppozada, T. R., et al. 1988. Planning Scenario for a Major Earthquake on the Newport-Inglewood Fault Zone, CDMG Special Publication 99. Sacramento: California Division of Mines and Geology. U.S. Geological Survey. 1975. A Study of Earthquake Losses in the Puget Sound, Washington Area, USGS Open File Report 75-375. Washington, D.C.: USGS. U.S. Geological Survey. 1976. A Study of Earthquake Losses in Salt Lake City, Utah Area, USGS Open File Report 76-89. Washington, D.C.: USGS. U.S. Geological Survey. 1980. Metropolitan San Francisco and Los Angeles Earthquake Loss Studies: 1980 Assessment, USGS Open File Report 81-113. Washington, D.C.: USGS. The Economics of Earthquakes Federal Emergency Management Agency/VSP Associates. 1991. A Benefit-Cost Model for the Seismic Rehabilitation of Hazardous Buildings, FEMA Publications 227, 228, 255. Washington, D.C.: Federal Emergency Management Agency. These publications and their accompanying computer software enable the user to estimate the benefit-costs of rehabilitation programs for a variety of existing building types for any region in the United States. FEMA 227 and 228 deal with privately owned buildings and FEMA 255 covers federally owned buildings. National Research Council Committee on Earthquake Engineering. 1992. The Economic Consequences of a Catastrophic Earthquake. Washington, D.C.: National Academy Press. This report includes a number of papers that review the economic impacts of large earthquakes. The focus is on indirect economic effects. Weber, Stephen F. 1985. "Cost Impact of the NEHRP Recommended Provisions on the Design and Construction of Buildings." In Societal Implications: Selected Readings, Publication 84. Washington, D.C.: FEMA. This is the best reference to date for evaluating the effect on building design and construction costs of implementing seismic design. Earthquake Hazard Mitigation Programs Building Systems Development Inc. 1989. Establishing Programs and Priorities for the Seismic Rehabilitation of Buildings, FEMA Publications 45 and 46. Washington, D.C.: Federal Emergency Management Agency. These reports focus on the kinds of programs that may be used to mitigate the hazard of existing buildings, how to establish priorities, and provides examples of programs that have been implemented. INTERNET RESOURCES World Wide Web (WWW) Sites http:/Hadder.colorado.edu/~hazctr/Home.html (be sure to spell "Home" with a capital "H") The Natural Hazards Research and Applications Center's Home Page provides an introduction to the many programs and services provided by Hazards Center; current and back issues of the center's electronic newsletter, Disaster Research; our lists of hazard information sources and institutions, useful hazard periodicals, GIS hazard researchers, center publications, new books on hazards and disasters, upcoming hazards conference around the world; as well as an annotated inventory of other Internet resources. http://www.fema.gov/ The Federal Emergency Management Agency's Home Page contains a lot of information (over 500 pages)-about the agency itself; current disaster situations; and disaster preparedness, response, recovery, and mitigation for families and businesses. The site includes dozens of hypertext links to other Internet resources via its Global Emergency Management Service (GEMS) page (http://www.fema.gov/fema/gems.html). http://www.ngdc.noaa.gov/seg/hazard/hazards. html The National Geophysical Data Center (NGDC) Natural Hazards Data Page includes databases, slide sets, and publications available from NGDC on geophysical hazards such as earthquakes, tsunamis, and volcanoes, as well as the Natural Hazards Data Resources Directory at (http://www.ngdc.noaa.gov/seg/hazard/resource/ hazdir.html), published jointly with the Natural Hazards Center in 1990. http://www.usgs.gov The U.S. Geological Survey Home Page contains much useful information, including a natural hazards page (http:info.er.usgs.gov/research/environment/hazards/index. html) that provides information on earthquakes, volcanoes, coastal erosion, hurricanes, floods, and radon hazards. http://www.fedworld.gov/ FedWorld is designed to provide a window to virtually all U.S. federal information services, including those dealing with disasters. It lists all agency Internet servers, provides access to the National Technical Information Service and the numerous reports available from that agency, as well as and many other federal reports. Gophers nisee.ce.berkeley.edu/1 The Earthquake Information Gopher maintained by the National Information Service on Earthquake Engineering (NISEE) offers information on all aspects of earthquakes and earthquake engineering, other organizations involved in earthquake hazard mitigation, and links to many other interesting gopher sites. nceer.eng.buffalo.edu The National Center for Earthquake Engineering Research (NCEER) Gopher presents even more general earthquake and earthquake engineering information, a raft of downloadable information, and access to NCEER's QUAKELINE database. Lists/Newsletters/Discussion Groups FEMA E-Mail News Service To subscribe, send the e-mail message "subscribe news" to majordomo~fema.gov. QUAKE-L Quake-L includes discussions concerning recent earthquake events. To subscribe, send the e-mail message "subscribe QUAKE-L [your name]" to listservCvml.noDak.edu. Building Seismic Safety Council Of the National Institute of Building Sciences THE COUNCIL AND ITS PURPOSE The Building Seismic Safety Council (BSSC)was established in 1 979 under the auspices of the National Institute of Building Sciences as an entirely new type of instrument for dealing with the complex regulatory, technical, social, and economic issues involved in developing and promulgating building earthquake hazard mitigation regulatory provisions that are national in scope. By bringing together in the BSSC all of the needed expertise and all relevant public and private interests, it was believed that issues related to the seismic safety of the built environment could be resolved and jurisdictional problems overcome through authoritative guidance and assistance backed by a broad consensus. The BSSC is an independent, voluntary membership body representing a wide variety of building community interests (see page 1 0 for a current membership list). Its fundamental purpose is to enhance public safety by providing a national forum that fosters improved seismic safety provisions for use by the building community in the planning, design, construction, regulation, and utilization of buildings. To fulfill its purpose, the BSSC: * Promotes the development of seismic safety provisions suitable for use throughout the United States; * Recommends, encourages, and promotes the adoption of appropriate seismic safety provisions in voluntary standards and model codes; * Assesses progress in the implementation of such provisions by federal, state, and local regulatory and construction agencies; * Identifies opportunities for improving seismic safety regulations and practices and encourages public and private organizations to effect such improvements; * Promotes the development of training and educational courses and materials for use by design professionals, builders, building regulatory officials, elected officials, industry representatives, other members of the building community, and the public; a Advises government bodies on their programs of research, development, and implementation; and * Periodically reviews and evaluates research findings, practices, and experience and makes recommendations for incorporation into seismic design practices. The BSSC's area of interest encompasses all building types, structures, and related facilities and includes explicit consideration and assessment of the social, technical, administrative, political, legal, and economic implications of its deliberations and recommendations. The BSSC believes that the achievement of its purpose is a concern shared by all in the public and private sectors; therefore, its activities are structured to provide all interested entities (i.e., government bodies at all levels, voluntary organizations, business, industry, the design profession, the construction industry, the research community, and the general public) with the opportunity to participate. The BSSC also believes that the regional and local differences in the nature and magnitude of potentially hazardous earthquake events require a flexible approach to seismic safety that allows for consideration of the relative risk, resources, and capabilities of each community. The BSSC is committed to continued technical improvement of seismic design provisions, assessment of advances in engineering knowledge and design experience, and evaluation of earthquake impacts. It recognizes that appropriate earthquake hazard risk reduction measures and initiatives should be adopted by existing organizations and institutions and incorporated, whenever possible, into their legislation, regulations, practices, rules, codes, relief procedures, and loan requirements so that these measures and initiatives become an integral part of established activities, not additional burdens. Thus, the BSSC itself assumes no standards-making or -promulgating role; rather, it advocates that code- and standards-formulation organizations consider the BSSC's recommendations for inclusion in their documents and standards. IMPROVING THE SEISMIC SAFETY OF NEW BUILDINGS The BSSC program directed toward improving the seismic safety of new buildings has been conducted with funding from the Federal Emergency Management Agency (FEMA). It is structured to create and maintain authoritative, technically sound, up-to-date resource documents that can be used by the voluntary standards and model code organizations, the building community, the research community, and the public as the foundation for improved seismic safety design provisions. The BSSC program began with initiatives taken by the National Science Foundation (NSF). Under an agreement with the National Bureau of Standards (NBS; now NIST, the National Institute for Standards and Technology), Tentative Provisions for the Development of Seismic Regulations for Buildings (referred to here as the Tentative Provisions) was prepared by the Applied Technology Council (ATC). As the ATC noted, the document was the product of a "cooperative effort with the design professions, building code interests, and the research community." Its purpose was to '...present, in one comprehensive document, the current state of knowledge in the fields of engineering seismology and engineering practice as it pertains to seismic design and construction of buildings." The document included many innovations, however, and the ATC explained that a careful assessment was needed. Following the issuance of the Tentative Provisions in 1978, NBS released a technical note calling for ". . . systematic analysis of the logic and internal consistency of [the Tentative Provisions]" and developed a plan for assessing and implementing seismic design provisions for buildings. This plan called for a thorough review of the Tentative Provisions by all interested organizations; the conduct of trial designs to establish the technical validity of the new provisions and to assess their economic impact; the establishment of a mechanism to encourage consideration and adoption of the new provisions by organizations promulgating national standards and model codes; and educational, technical, and administrative assistance to facilitate implementation and enforcement. During this same period, other significant events occurred. In October 1977, Congress passed the Earthquake Hazards Reduction Act of 1977 (P. L. 95-1 24) and, in June 1 978, the National Earthquake Hazards Reduction Program (NEHRP) was created. Further, FEMA was established as an independent agency to coordinate all emergency management functions at the federal level. Thus, the future disposition of the Tentative Provisions and the 1978 NBS plan shifted to FEMA. The emergence of FEMA as the agency responsible for implementation of P. L. 95-1 24 (as amended) and the NEHRP also required the creation of a mechanism for obtaining broad public and private consensus on both recommended improved building design and construction regulatory provisions and the means to be used in their promulgation. Following a series of meetings between representatives of the original participants in the NSF-sponsored project on seismic design provisions, FEMA, the American Society of Civil Engineers and the National Institute of Building Sciences (NIBS), the concept of the Building Seismic Safety Council was born. As the concept began to take form, progressively wider public and private participation was sought, culminating in a broadly representative organizing meeting in the spring of 1 979, at which time a charter and organizational rules and procedures were thoroughly debated and agreed upon. The BSSC provided the mechanism or forum needed to encourage consideration and adoption of the new provisions by the relevant organizations. A joint BSSC-NBS committee was formed to 104 * Seismic Considerations for Communities at Risk conduct the needed review of the Tentative Provisions, which resulted in 198 recommendations for changes. Another joint BSSC-NBS committee developed both the criteria by which the needed trial designs could be evaluated and the specific trial design program plan. Subsequently, a BSSC-NBS Trial Design Overview Committee was created to revise the trial design plan to accommodate a multiphased effort and to refine the Tentative Provisions, to the extent practicable, to reflect the recommendations generated during the earlier review. Trial Designs Initially, the BSSC trial design effort was to be conducted in two phases and was to include trial designs for 1 00 new buildings in 11 major cities, but financial limitations required that the program be scaled down. Ultimately, 1 7 design firms were retained to prepare trial designs for 46 new buildings in 4 cities with medium to high seismic risk (10 in Los Angeles, 4 in Seattle, 6 in Memphis, 6 in Phoenix) and in 5 cities with medium to low seismic risk (3 in Charleston, South Carolina, 4 in Chicago, 3 in Ft. Worth, 7 in New York, and 3 in St. Louis). Alternative designs for six of these buildings also were included. The firms participating in the trial design program were: ABAM Engineers, Inc.; Alfred Benesch and Company; Allen and Hoshall; Bruce C. Olsen; Datum/Moore Partnership; Ellers, Oakley, Chester, and Rike, Inc.; Enwright Associates, Inc.; Johnson and Nielsen Associates; Klein and Hoffman, Inc.; Magadini-Alagia Associates; Read Jones Christoffersen, Inc.; Robertson, Fowler, and Associates; S. B. Barnes and Associates; Skilling Ward Rogers Barkshire, Inc.; Theiss Engineers, Inc.; Weidlinger Associates; and Wheeler and Gray. For each of the 52 designs, a set of general specifications was developed, but the responsible design engineering firms were given latitude to ensure that building design parameters were compatible with local construction practice. The designers were not permitted, however, to change the basic structural type even if an alternative structural type would have cost less than the specified type under the early version of the Provisions, and this. constraint may have prevented some designers from selecting the most economical system. Each building was designed twice -once according to the amended Tentative Provisions and again according to the prevailing local code for the particular location of the design. In this context, basic structural designs (complete enough to assess the cost of the structural portion of the building), partial structural designs (special studies to test specific parameters, provisions, or objectives), partial nonstructural designs (complete enough to assess the cost of the nonstructural portion of the building), and design/construction cost estimates were developed. This phase of the BSSC program concluded with publication of a draft version of the recommended provisions, the NEHRP Recommended Provisions for the Development of Seismic Regulations for New Buildings, an overview of the Provisions refinement and trial design efforts, and the design firms' reports. The 1985 Edition of the NEHRP Recommended Provisions The draft version represented an interim set of provisions pending their balloting by the BSSC member organizations. The first ballot, conducted in accordance with the BSSC Charter, was organized on a chapter-by-chapter basis. As required by BSSC procedures, the ballot provided for four responses: "yes," "yes with reservations," "no," and "abstain." All "yes with reservations" and "no" votes were to be accompanied by an explanation of the reasons for the vote and the "no" votes were to be accompanied by specific suggestions for change if those changes would change the negative vote to an affirmative. All comments and explanations received with "yes with reservations" and "no" votes were compiled, and proposals for dealing with them were developed for consideration by the Technical Overview Committee and, subsequently, the BSSC Board of Direction. The draft provisions then were revised to reflect the changes deemed appropriate by the BSSC Board and the revision was submitted to the BSSC membership for balloting again. As a result of this second ballot, virtually the entire provisions document received consensus approval, and a special BSSC Council meeting was held in November 1985 to resolve as many of the remaining issues as possible. The 1985 Edition of the NEHRP Recommended Provisions then was transmitted to FEMA for publication in December 1985. During the next three years, a number of documents were published to support and complement the 1985 NEHRP Recommended Provisions. They included a guide to application of the Provisions in earthquake-resistant building design, a nontechnical explanation of the Provisions for the lay reader, and a handbook for interested members of the building community and others explaining the societal implications of utilizing improved seismic safety provisions and a companion volume of selected readings. The 1988 Edition The need for continuing revision of the Provisions had been anticipated since the onset of the BSSC program and the effort to update the 1985 Edition for reissuance in 1988 began in January 1 86. During the update effort, nine BSSC Technical Committees (TCs) studied issues concerning seismic risk maps, structural design, foundations, concrete, masonry, steel, wood, architectural and mechanical and electrical systems, and regulatory use. The Technical Committees worked under the general direction of a Technical Management Committee (TMC), which was composed of a representative of each TC as well as additional members identified by the BSSC Board to provide balance. The TCs and TMC worked throughout 1987 to develop specific proposals for changes needed in the 1985 Provisions. In December 1987, the Board reviewed these proposals and decided upon a set of 53 for submittal to the BSSC membership for ballot. Approximately half of the proposals reflected new issues while the other half reflected efforts to deal with unresolved 1985 edition issues. The balloting was conducted on a proposal-by-proposal basis in February-April 1988. Fifty of the proposals on the ballot passed and three failed. All comments and "yes with reservation" and "no" votes received as a result of the ballot were compiled for review by the TMC. Many of the comments could be addressed by making minor editorial adjustments and these were approved by the BSSC Board. Other comments were found to be unpersuasive or in need of further study during the next update cycle (to prepare the 1991 Provisions). A number of comments persuaded the TMC and Board that a substantial alteration of some balloted proposals was necessary, and it was decided to submit these matters (11 in all) to the BSSC membership for reballot during June-July 1988. Nine of the eleven reballot proposals passed and two failed. On the basis of the ballot and reballot results, the 1988 Provisions was prepared and transmitted to FEMA for publication in August 1988. A report describing the changes made in the 1985 edition and issues in need of attention in the next update cycle then was prepared. Efforts to update the complementary reports published to support the 1985 edition also were initiated. Ultimately, the following publications were updated to reflect the 1988 Edition and reissued by FEMA: the Guide to Application of the Provisions, the handbook discussing societal implications (which was extensively revised and retitled Seismic Considerations for Communities at Risk), and several Seismic Considerations handbooks (which are described below). The 1991 Edition During the effort to produce the 1991 Provisions, a Provisions Update Committee (PUC) and 11 Technical Subcommittees addressed seismic hazard maps, structural design criteria and analysis, foundations, cast-in-place and precast concrete structures, masonry structures, steel structures, wood structures, mechanical-electrical systems and building equipment and architectural elements, quality assurance, interface with codes and standards, and composite structures. Their work resulted in 58 substantive and 45 editorial proposals for change to the 1988 Provisions. The PUC approved more than 90 percent of the proposals and, in January 1991, the BSSC Board accepted the PUC-approved proposals for balloting by the BSSC member organizations in April-May 1991. Following the balloting, the PUC considered the comments received with "yes with reservations" and "no" votes and prepared 21 reballot proposals for consideration by the BSSC member organizations. The reballoting was completed in August 1991 with the approval by the BSSC member organizations of 19 of the reballot proposals. On the basis of the ballot and reballot results, the 1991 Provisions was prepared and transmitted to FEMA for publication in September 1991. Reports describing the changes made in the 1988 edition and issues in need of attention in the next update cycle then were prepared. In August 1992, in response to a request from FEMA, the BSSC initiated an effort to continue its structured information dissemination and instruction/training effort aimed at stimulating widespread use of the NEHRP Recommended Provisions. The primary objectives of the effort were to bring several of the publications complementing the Provisions into conformance with the 1991 Edition in a manner reflecting other related developments (e.g., the fact that all three model codes now include requirements based on the Provisions) and to bring instructional course materials currently being used in the BSSC seminar series (described below) into conformance with the 1991 Provisions. The 1994 Edition The effort to structure the 1994 PUC and its technical subcommittees was initiated in late 1991. By early 1992, 1 2 Technical Subcommittees (TSs) were established to address seismic hazard mapping, loads and analysis criteria, foundations and geotechnical considerations, cast-in-place and precast concrete structures, masonry structures, steel structures, wood structures, mechanical-electrical systems and building equipment and architectural elements, quality assurance, interface with codes and standards, and composite steel and concrete structures, and base isolation/energy dissipation. The TSs worked throughout 1992 and 1993 and, at a December 1994 meeting, the PUC voted to forward 52 proposals to the BSSC Board with its recommendation that they be submitted to the BSSC member organizations for balloting. Three proposals not approved by the PUC also were forwarded to the Board because 20 percent of the PUC members present at the meeting voted to do so. Subsequently, an additional proposal to address needed terminology changes also was developed and forwarded to the Board. The Board subsequently accepted the PUC-approved proposals; it also accepted one of the proposals submitted under the "20 percent" rule but revised the proposal to be balloted as four separate items. The BSSC member organization balloting of the resulting 57 proposals occurred in March-May 1994, with 42 of the 54 voting member organizations submitting their ballots. Fifty-three of the proposals passed, and the ballot results and comments were reviewed by the PUC in July 1994. Twenty substantive changes that would require reballoting were identified. Of the four proposals that failed the ballot, three were withdrawn by the TS chairmen and one was substantially modified and also was accepted for reballoting. The BSSC Board of Direction accepted the PUC recommendations except in one case where it deemed comments to be persuasive and made an additional substantive change to be reballoted by the BSSC member organizations. The second ballot package composed of 22 changes was considered by the BSSC member organizations in September-October 1994. The PUC then assessed the second ballot results and made its recommendations to the BSSC Board in November. One needed revision identified later was considered by the PUC Executive Committee in December. The final copy of the 1994 Edition of the Provisions including a summary of the differences between the 1991 and 1994 Editions was delivered to FEMA in March 1995. 1997 Update Effort In September 1994, NIBS entered into a contract with FEMA for initiation of the 39-month BSSC 1997 Provisions update effort. Late in 1994, the BSSC member organization representatives and alternate representatives and the BSSC Board of Direction were asked to identify individuals to serve on the 1997 PUC and its TSs. The 1997 PUC was constituted early in 1995, and 12 PUC Technical Subcommittees were established to address design criteria and analysis, foundations and geotechnical considerations, cast-in-place/precast concrete structures, masonry structures, steel structures, wood structures, mechanical-electrical systems and building equipment and architectural elements, quality assurance, interface with codes and standards, composite steel and concrete structures, energy dissipation and base isolation, and nonbuilding structures. As part of this effort, the BSSC is developing a revised seismic design procedure for use by engineers and architects for inclusion in the 1997 NEHRP Recommended Provisions. Unlike the current design procedure, which is based on U.S. Geological Survey (USGS) peak acceleration and peak velocity-related acceleration ground motion maps developed in the 1 970s, the new design procedure will be based on USGS spectral response maps presently being revised. The proposed design procedure may take the form of a separate design map based on the new USGS hazard maps or may involve a process specified within the body of the NEHRP Recommended Provisions that uses the new USGS maps as a starting point. In developing the design procedure, the BSSC will utilize a process that includes a mechanism to allow for public input, and the draft design procedure will be submitted to the PUC for inclusion in the draft of the 1997 Edition for consensus balloting by the BSSC member organizations. This task is being conducted with the cooperation of the USGS (the BSSC and USGS have signed a Memorandum of Understanding that formalizes the process) and is being guided by a five-member Management Committee (MC). A Resource Group (RG) consisting of interested members from the design, construction, and earth science communities also has been established to provide continuing input. A Seismic Design Procedure Group (SDPG) is responsible for development of the design procedure. In November-December 1995 the BSSC will conduct five regional workshops to solicit, examine, and resolve regional issues related to the development of the design procedure and to introduce and begin to obtain consensus on the framework of the design procedure. Workshops are planned for the following regions of the country: Northeast/Southeast, Central States, Wasatch Fault, Pacific Northwest, and California. All final TS and SDPG proposals for change are expected to be submitted to the PUC by the fall of 1996. The PUC will meet twice to consider these proposals and to formulate its recommendations to the BSSC Board of Direction concerning proposals to be submitted to the BSSC member organizations for balloting. Two rounds of balloting are planned (in February-March 1997 and August 1997). The balloting by the BSSC member organizations will be conducted according to the BSSC Charter. The results of this ballot will be assembled for review by the PUC and its TSs. These committees will assess the ballot results; resolve, insofar as practicable, any remaining issues for reballoting by BSSC member organizations; and, if necessary, identify technical issues in need of study during subsequent updating of the NEHRP Recommended Provisions. The final consensus version of the 1997 NEHRP Recommended Provisions (including as an appendix a report on the differences between the 1994 and 1997 Editions) will be prepared, reviewed, and transmitted to FEMA no later than December 31, 1997. Information Dissemination/Technology Transfer In 1987 a special effort was mounted to stimulate widespread use of the Provisions. Particular emphasis was placed on developing the seismic hazard awareness of building owners, developers, insurers, and investors; building and community officials; and key public interest groups. A series of Seismic Considerations handbooks was developed to generate interest in seismic hazard mitigation among the owners and other decision-makers and the design professionals responsible for five building types -apartment buildings, elementary and secondary schools, health care facilities, hotels and motels, and office buildings. These specific efforts were supported by the participation of BSSC representatives in a wide variety of relevant meetings and conferences, BSSC participation in development of curriculum for a FEMA Emergency Management Institute course on the Provisions for structural engineers and other design professionals, issuance of a number of press releases, development of in-depth articles for the publications of relevant groups, and the establishment of a computer data base to permit the quick retrieval of various types of information. In October 1989, the BSSC received from FEMA a request for a proposal to continue its information dissemination effort with emphasis on promoting a seminar series on application of the NEHRP Recommended Provisions (based on the Train-the-Trainer Program prepared by FEMA's Emergency Management Institute with the assistance of several BSSC Board members and volunteers) among relevant professional associations, stimulating interest in cosponsorship of the seminars, and conducting the seminars in various locations. The proposal for initiating this effort was submitted in December 1989, and a contract was received in March 1990. It provided for increasing substantive knowledge about the NEHRP Recommended Provisions among a variety of audiences through the organization and conduct of 12 seminars in a variety of locations. In June 1991, in response to a request from FEMA, the BSSC submitted a proposal for continuation of the series with an additional 12 seminars. By October 1995, 82 seminars will have been held. Cosponsors included the AIA Building Performance and Regulations Committee, the American Society of Civil Engineers, the American Concrete Institute, the American Institute of Steel Construction, the Building Officials and Code Administrators International (BOCA), the Earthquake Engineering Research Institute Great Lakes Chapter, the Interagency Committee for Seismic Safety in Construction, the Maine Emergency Management Institute, the Masonry Institute of Tennessee, the Materials Handling Institute, the Mississippi State University Continuing Education Department, the Panama Canal Commission, the Portland Cement Association, the Southern Building Code Congress International and Rust International, the Structural Engineers Association of Colorado, the Structural Engineers Association of Illinois, the University of Arkansas Continuing Education Department, and the Virginia Structural Engineers Council. Although it is difficult to determine precisely how effective these various efforts have been, the number of BSSC publications distributed certainly provides at least one measure of the level of interest generated. In this respect, the BSSC can report that more than 65,000 publications have been requested since December 1987, and this number is above and beyond those requests for BSSC documents directed to FEMA. Further, many requests for information and other forms of technical support are received and responded to monthly. Further, in 1989, the Building Officials and Code Administrators International (BOCA) appointed an ad hoc committee to review and study the 1988 Edition of the Provisions in order to develop a comprehensive and consistent position on code requirements for earthquake loads reflecting technology, design practices, and national codes and standards. In addition to six building officials selected by BOCA, the committee included six individuals representing the BSSC (five of whom were Board members). By October 1990, this group had developed proposed code changes that reflect approximately 90 percent of the content of the Provisions. At its annual meeting in September 1991, BOCA adopted new seismic provisions for the National Building Codes based on changes proposed by the ad hoc committee. The Southern Building Code Congress International also acted to approve similar seismic provisions for the Standard Building Code on October 30, 1991, during its annual meeting. SBCCI's action on the new seismic provisions must be confirmed by a majority of the active members by written ballot. Thus, in essence all three model codes now reflect the NEHRP Recommended Provisions. In addition, the NEHRP Recommended Provisions were adapted for use in the 1993 Edition of Standard ASCE 7 (formerly ANSI A-58.1) and the process is continuing for the 1995 Edition. IMPROVING THE SEISMIC SAFETY OF EXISTING BUILDINGS In August 1991, NIBS entered into a cooperative agreement with FEMA for a comprehensive program leading to the development of a set of nationally applicable guidelines for the seismic rehabilitation of existing buildings. Under this agreement, the BSSC serves as program manager and will cooperate with the American Society of Civil Engineers and the Applied Technology Council in what is expected to be a five-year effort. Initially, FEMA provided funding for a program definition activity designed to generate the detailed work plan for the overall program. The work plan was completed in April 1992 and in September FEMA contracted with NIBS for the remainder of the effort. The major objectives of the project are to develop a set of technically sound, nationally applicable guidelines (with commentary) for the seismic rehabilitation of buildings; develop building community consensus regarding the guidelines; and develop the basis of a plan for stimulating widespread acceptance and application of the guidelines. The guidelines document produced as a result of this project is expected to be formulated to serve as a primary resource on the seismic rehabilitation of buildings for the use of model code and standards organizations, state and local building regulatory personnel, design professionals, and educators. The project work, as delineated in the workplan, will, as a minimum, involve ASCE and ATC as subcontractors as well as groups of volunteer experts and paid consultants. The workplan covers all the tasks specified in the cooperative agreement in terms of accomplishment of the three project objectives. The work is structured to ensure that the technical guidelines writing effort will benefit from: consideration of the results of completed and ongoing technical efforts and research activities as well as societal issues, public policy concerns, and the recommendations presented in an earlier FEMA-funded report on issues identification and resolution; cost data on application of rehabilitation procedures; the reactions of potential users; and consensus review by a broad spectrum of building community interests. To ensure continuing project oversight, a Project Oversight Committee (POC) is responsible to the BSSC Board of Direction for accomplishment of the project objectives and the conduct of project tasks. Further, a Seismic Rehabilitation Advisory Panel composed of approximately 20 individuals (plus corresponding members) selected for their knowledge of various aspects of project work (architectural components, systems, cladding; codes and standards; concrete; contractors and constructors; earthquake research; economics; electrical; federal agencies; financing/insurance; historic properties; legal concerns; masonry; mechanical; property owners and managers; seismic hazards; societal concerns and public policy issues; state and local government; steel; structural design/analysis; wood) has been established to review project products and to advise the POC and, if appropriate, the BSSC Board, on the approach being taken, problems arising or anticipated, and progress being made. While overall management remains the responsibility of the BSSC, responsibility for conduct of the specific project tasks will be shared by the BSSC with ASCE and ATC. Specific BSSC tasks are being completed under the guidance of a BSSC Project Committee. An earlier FEMA-funded project was designed to provide consensus-backed approval of publications on seismic hazard evaluation and strengthening techniques for existing buildings. This effort involved identifying and resolving major technical issues in two preliminary documents developed for FEMA by others -a handbook for seismic evaluation of existing buildings prepared by the Applied Technology Council (ATC) and a handbook of techniques for rehabilitating existing buildings to resist seismic forces prepared by URS/John A. Blume and Associates (URS/Blume); revising the documents for balloting by the BSSC membership; balloting the documents in accordance with the BSSC Charter; assessing the ballot results; developing proposals to resolve the issues raised; identifying any unresolvable issues; and preparing copies of the documents that reflect the results of the balloting and a summary of changes made and unresolved issues. Basically, this consensus project was directed by the BSSC Board and a 22-member Retrofit of Existing Buildings (REB) Committee composed of individuals representing the needed disciplines and geographical areas and possessing special expertise in the seismic rehabilitation of existing buildings. The consensus approved documents (the NEHRP Handbook for the Seismic Evaluation of Existing Buildings and the NEHRP Handbook of Techniques for the Seismic Rehabilitation of Existing Buildings) were transmitted to FEMA in mid- 1992. The BSSC also was involved in the joint venture with the ATC and the Earthquake Engineering Research Institute to develop an action plan for reducing earthquake hazards to existing buildings. The action plan that resulted from this effort prompted FEMA to fund a number of projects, including those described above. IMPROVING THE SEISMIC SAFETY OF NEW AND EXISTING LIFELINES Given the fact that buildings continue to be useful in a seismic emergency only if the services on which they depend continue to function, the BSSC developed an action plan for the abatement of seismic hazards to lifelines to provide FEMA and other government agencies and private sector' organizations with a basis for their long-range planning. The action plan was developed through a consensus process utilizing the special talents of individuals and organizations involved in the planning, design, construction, operation, and regulation of lifeline facilities and systems. Five lifeline categories were considered: water and sewer facilities, transportation facilities, communication facilities, electric power facilities, and gas and liquid fuel lines. A workshop involving more than 65 participants and the preparation of over 40 issue papers was held. Each lifeline category was addressed by a separate panel and overview groups focused on political, economic, social, legal, regulatory, and seismic risk issues. An Action Plan Committee composed of the chairman of each workshop panel and overview group was appointed to draft the final action plan for review and comment by all workshop participants. The project reports, including the action plan and a definitive six-volume set of workshop proceedings, were transmitted to FEMA in May 1987. In recognition of both the complexity and importance of lifelines and their susceptibility to disruption as a result of earthquakes and other natural hazards (hurricanes, tornadoes, flooding), FEMA subsequently concluded that the lifeline problem could best be approached through a nationally coordinated and structured program aimed at abating the risk to lifelines from earthquakes as well as other natural hazards. Thus, in 1988, FEMA asked the BSSC's parent institution, the National Institute of Buildings Sciences, to provide expert recommendations concerning appropriate and effective strategies and approaches to use in implementing such a program. The effort, conducted for NIBS by an ad hoc Panel on Lifelines with the assistance of the BSSC, resulted in a report recommending that the federal government, working through FEMA, structure a nationally coordinated, comprehensive program for mitigating the risk to lifelines from seismic and other natural hazards that focuses on awareness and education, vulnerability assessment,design criteria and standards, regulatory policy, and continuing guidance. Identified were a number of specific actions to be taken during the next three to six years to initiate the program. In September 1990, FEMA asked for additional NIBS guidance concerning the feasibility of establishing a national lifelines seismic safety council. MULTIHAZARD ACTIVITIES Multihazard Assessment Forum In 1993, FEMA contracted with NIBS for the BSSC to organize and hold a forum intended to explore how best to formulate an integrated approach to mitigating the effects of various natural hazards under the National Earthquake Hazards Reduction Program. More than 50 experts in various disciplines concerning natural hazards risk abatement participated in the June 1994 forum and articulated the benefits of pursuing an integrated approach to natural hazards risk abatement. A BSSC steering committee then developed a report, An Integrated Approach to Natural Hazards Risk Mitigation, based on the forum presentations and discussion that urged FEMA to initiate a program definition and initiation effort to create a National Multihazard Mitigation Council structured and charged to integrate and coordinate public and private efforts to mitigate the risk from natural hazards. All public and private agencies and organizations with a significant interest in natural hazards risk mitigation are to be involved in establishing the council and in drafting its detailed mission statement and workplan. This report was delivered to FEMA in early 1995. EMI Multihazard Building Design Summer Institute In 1994, NIBS, at the request of FEMA's Emergency Management Institute (EMI) of FEMA, entered into an additional contract for BSSC to provide support for the administration, management, development and delivery of the EMI Multihazard Building Design Summer Institute (MBDSI). The MBDSI is attended by university and college professors of engineering and architecture and is intended to provide them with instructional tools for use in creating/updating building design The aim is to encourage widespread use of mitigation techniques in designing and courses rehabilitating structures to withstand forces generated by both natural and technological hazards. The 1995 MBDSI conducted in July consisted of four one-week courses focusing on designing building fire safety, earthquake protective design, flood protective design, and wind protective design. BSSC PUBLICATIONS Available in limited quantity free of charge from the Building Seismic Safety Council, 1201 L Street, N.W., Suite 400, Washington, D.C. 20005 New Buildings The NEHRP (National Earthquake Hazards Reduction Program) Recommended Provisions for Seismic Regulations for New Buildings, 1994 Edition, 2 volumes and maps (FEMA Publications 222A and 223A). The NEHRP (National Earthquake Hazards Reduction Program) Recommended Provisions for the Development of Seismic Regulations for New Buildings, 1991 Edition, 2 volumes and maps (FEMA Publications 222 and 223). Guide to Application of the 1991 Edition of the NEHRP Recommended Provisions in Earthquake Resistant Building Design, Revised Edition, 1995 (FEMA Publication 140) -1 995 A Nontechnical Explanation of the NEHRP Recommended Provisions, Revised Edition, 1995 (FEMA Publication 99) -1995 Seismic Considerations for Communities at Risk, Revised Edition, 1 995 (FEMA Publication 83) 1995 Seismic Considerations: Apartment Buildings, Revised Edition, 1 995 (FEMA Publication 1 52) 1995 Seismic Considerations: Elementary and Secondary Schools, Revised Edition, 1 990 (FEMA Publication 149) Seismic Considerations: Health Care Facilities, Revised Edition, 1990 (FEMA Publication 1 50) Seismic Considerations: Hotels and Motels, Revised Edition, 1 990 (FEMA Publication 1 51) Seismic Considerations: Office Buildings, Revised Edition, 1995 (FEMA Publication 153) -1995 Societal Implications: Selected Readings, 1985 (FEMA Publications 84) Existing Buildings NEHRP Handbook of Techniques for the Seismic Rehabilitation of Existing Buildings, 1992 (FEMA Publication 1 72) NEHRP Handbook for the Seismic Evaluation of Existing Buildings, 1992 (FEMA Publication 178) An Action Plan for Reducing Earthquake Hazards of Existing Buildings, 1985 (FEMA Publication 90) Lifelines Abatement of Seismic Hazards to Lifelines: An Action Plan, 1987 (FEMA Publication 142) Abatement of Seismic Hazards to Lifelines: Proceedings of a Workshop on Development of An Action Plan, 6 volumes: Papers on Water and Sewer Lifelines, 1987 (FEMA Publication 1 35) Papers on Transportation Lifelines, 1987 (FEMA Publication 1 36) Papers on Communication Lifelines, 1987 (FEMA Publication 137) Papers on Power Lifelines, 1987 (FEMA Publication 138) Papers on Gas and Liquid Fuel Lifelines, 1987 (FEMA Publication 1 39) Papers on Political, Economic, Social, Legal, and Regulatory Issues and General Workshop Presentations, 1987 (FEMA Publication 143) Multihazard Considerations An Integrated Approach to Natural Hazard Risk Mitigation, 1995 (FEMA Publication 261/2-95) BSSC MEMBER ORGANIZATIONS AFL-CIO Building and Construction Trades Department AISC Marketing, Inc. American Concrete Institute American Consulting Engineers Council American Forest and Paper Association American Institute of Architects American Institute of Steel Construction American Insurance Services Group, Inc. American Iron and Steel Institute American Plywood Association American Society of Civil Engineers Applied Technology Council Associated General Contractors of America Association of Engineering Geologists Association of Major City Building Officials Bay Area Structural, Inc. Brick Institute of America Building Officials and Code Administrators International Building Owners and Managers Association International Building Technology, Incorporated California Geotechnical Engineers Association Canadian National Committee on Earthquake Engineering Concrete Masonry Association of California and Nevada Concrete Reinforcing Steel Institute Earthquake Engineering Research Institute General Reinsurance Corporation Interagency Committee on Seismic Safety in Construction International Conference of Building Officials Masonry Institute of America Metal Building Manufacturers Association National Association of Home Builders National Concrete Masonry Association National Conference of States on Building Codes and Standards National Elevator Industry, Inc. National Fire Sprinkler Association National Institute of Building Sciences National Ready Mixed Concrete Association Permanent Commission for Structural Safety of Buildings Portland Cement Association Precast/Prestressed Concrete Institute Rack Manufacturers Institute Seismic Safety Commission (California) Southern Building Code Congress international Southern California Gas Company Steel Deck Institute, Inc. Steel Joist Institute Steven Winter Associates, Inc. Structural Engineers Association of Arizona Structural Engineers Association of California Structural Engineers Association of Central California Structural Engineers Association of Colorado Structural Engineers Association of Illinois Structural Engineers Association of Northern California Structural Engineers Association of Oregon Structural Engineers Association of San Diego Structural Engineers Association of Southern California Structural Engineers Association of Utah Structural Engineers Association of Washington The Masonry Society U. S. Postal Service Western States Clay Products Association Western States Council Structural Engineers Association Westinghouse Electric Corporation