| Date Filed | Title |
| 12/05/2008 | N-CSRS for PIMCO HIGH INCOME FUND | |
| | COMPANY NAME(s) - [PIMCO HIGH INCOME FUND (CIK - 1219360 /SIC - Unspecified)] |
| | 2 PIMCO High Income Fund Semi-Annual Report | 9.30.08 SEQ.=1, FOLIO='2', FILE='C:\JMS\pselva\08-27463-1\task3244975\27463-1-bi-01.htm', USER='105344', CD='Nov 30 02:14 2008' PIMCO High Income Fund Schedule of Investments September 30, 2008 (unaudited) Principal Amount (000) Credit Rating (Moody s/S&P) Value CORPORATE BONDS & NOTES 84.5% Airlines 1.1% $8, 760 American Airlines, Inc., 8.608%, 10/1/12 Ba3/BB- $7, 227, 000 Continental Airlines, Inc., 11, 244 6.92%, 4/2/13 (a) (b) (g) NR/NR 10, 245, 361 3, 732 7.373%, 6/15/17 Ba1/BB 2, 798, 880 80 United Air Lines, Inc., 6.602%, 3/1/15 Ba2/BBB 77, 565 20, 348, 806 Automotive 3.9% Allison Transmission (a) (d), 14, 500 11.00%, 11/1/15 Caa1/B- 12, 687, 500 2, 400 11.25%, 11/1/15, PIK Caa1/B- 1, 980, 000 ArvinMeritor, Inc., 5, 300 8.125%, 9/15/15 B2/B 4, 107, 500 18, 700 8.75%, 3/1/12 B2/B 15, 801, 500 1, 000 Cooper-Standard Automotive, Inc., 8.375%, 12/15/14 Caa1/CCC+ 635, 000 Ford Motor Co., 5, 000 7.125%, 11/15/25 Caa1/CCC 2, 000, 000 10, 350 7.45%, 7/16/31 Caa1/CCC 4, 502, 250 5, 900 7.50%, 8/1/26 Caa1/CCC 2, 478, 000 5, 000 9.215%, 9/15/21 Caa1/CCC 2, 400, 000 General Motors Corp., 4, 000 8.10%, 6/15/24 Caa2/B- 1, 540, 000 1, 300 8.25%, 7/15/23 Caa2/B- 516, 750 3, 000 8.80%, 3/1/21 Caa2/B- 1, 155, 000 20, 000 9.40%, 7/15/21 Caa2/B- 8, 200, 000 5, 596 Goodyear Tire & Rubber Co., 9.00%, 7/1/15 Ba3/BB- 5, 568, 020 Tenneco Automotive, Inc., 2, 000 8.125%, 11/15/15 B2/BB- 1, 720, 000 3, 823 8.625%, 11/15/14 B3/B 3, 058, 400 4, 284 10.25%, 7/15/13 Ba3/BB 4, 423, 230 72, 773, 150 Building/Construction 0.4% 11, 985 Ahern Rentals, Inc., 9.25%, 8/15/13 B3/B+ 6, 052, 425 2, 000 Grohe Holding GmbH, 8.625%, 10/1/14 B3/CCC+ 2, 071, 859 8, 124, 284 Chemicals 1.5% $3, 808 ARCO Chemical Co., 9.80%, 2/1/20 B3/B- 2, 303, 840 20, 925 Ineos Group Holdings PLC, 8.50%, 2/15/16 (a) (d) B3/B- 11, 404, 125 15, 300 Nalco Co., 8.875%, 11/15/13 B3/B 15, 338, 250 29, 046, 215 Commercial Products 1.3% 28, 910 Hertz Corp., 8.875%, 1/1/14 B1/BB- 25, 079, 425 Computer Services 2.8% 27, 370 First Data Corp., 9.875%, 9/24/15 (a) (d) B3/B 21, 519, 662 SunGard Data Systems, Inc., 19, 056 9.125%, 8/15/13 Caa1/ |
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| 12/05/2008 | N-CSRS for GOLDMAN SACHS TRUST | |
| | COMPANY NAME(s) - [GOLDMAN SACHS TRUST (CIK - 822977 /SIC - Unspecified)] |
| | CREDIT DEFAULT SWAP CONTRACTS Table Width Row BEGIN colindex=01 type=maindata colindex=02 type=gutter colindex=02 type=maindata colindex=03 type=gutter colindex=03 type=lead colindex=03 type=body colindex=03 type=hang1 colindex=03 type=hang2 colindex=04 type=gutter colindex=04 type=lead colindex=04 type=body colindex=04 type=hang1 colindex=04 type=hang2 colindex=05 type=gutter colindex=05 type=maindata colindex=06 type=gutter colindex=06 type=lead colindex=06 type=body colindex=06 type=hang1 colindex=07 type=gutter colindex=07 type=lead colindex=07 type=body colindex=07 type=hang1 Table Width Row END Notional Rates (paid) Upfront Payments Amount received by Termination received Unrealized Swap Counterparty Referenced Obligation (000s) Fund Date by the Fund Gain (Loss) Protection Purchased: Credit Suisse First Boston Corp. CDX North America Investment Grade Index 150, 000 (1.550 ) 06/20/13 (2, 167, 840 ) 3, 012, 751 JPMorgan Securities, Inc. 6.95%, 03/15/28 5, 250 (0.870 ) 12/20/17 249, 836 Protection Sold: Credit Suisse First Boston Corp. $ 454 6.602 % 09/01/13 $ 450 Banks 5.5% ANZ Capital Trust I (a)(b) 250, 000 4.484 01/29/49 243, 570 Bank of America Corp. 525, 000 4.125 02/22/10 489, 017 HSBC Holdings PLC 500, 000 6.800 06/01/38 423, 391 JPMorgan Chase & Co. |
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| 12/05/2008 | 424B3 for LendingClub Corp | |
| | COMPANY NAME(s) - [LendingClub Corp (CIK - 1409970 /SIC - 6199)] |
| | Member Payment Dependent Notes Series 366705 Series of Member Payment Dependent Notes Maximum aggregate principal amount offered Stated interest rate Service Charge Initial maturity Final maturity 366705 $10, 000 10.95% 1.00% Three years, four business days following issuance One year after initial maturity This series of Notes will be issued upon closing and funding of member loan 366705. Just moved to another city for another job and need finances for expenses related to the move. The original sales price was $120, 000. I have paid $74, 00 to the owner and he has financed the remaining $46, 000. My plans are to build a 2K Sq Ft single family residence on this property. |
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| 12/05/2008 | N-CSR for ACM MANAGED DOLLAR INCOME FUND INC | |
| | COMPANY NAME(s) - [ACM MANAGED DOLLAR INCOME FUND INC (CIK - 910524 /SIC - Unspecified)] |
| | and Rexnord Corp. 9.50%, 8/01/14 135 122, 850 263, 100 Services 0.6% Expedia, Inc. 9.50%, 10/15/14 80 61, 200 752, 455 Technology 2.6% Amkor Technology, Inc. 8.875%, 12/15/14 580 400, 200 10.125%, 12/15/16 285 182, 400 Iron Mountain, Inc. 9.00%, 8/01/12 242 157, 300 Continental Airlines, Inc. 8.50%, 4/15/11 US$ 215 $ 219, 986 Dynegy Holdings, Inc. |
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| 12/05/2008 | N-CSR for SECURITY EQUITY FUND | |
| | COMPANY NAME(s) - [SECURITY EQUITY FUND (CIK - 88525 /SIC - Unspecified)] |
| | In addition, if these transactional costs were included, your costs would have been higher. * 4, 790 153, 807 Jos A. Bank Clothiers, Inc. * 3, 090 108, 861 Ebix, Inc. * 4, 310 212, 440 Savient Pharmaceuticals, Inc. * 11, 112 100, 119 Computer Storage & Peripherals - 1.0% Data Domain, Inc. |
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| 12/05/2008 | N-CSR for WADDELL REED ADVISORS MUNICIPAL HIGH INCOME FUND INC | |
| | COMPANY NAME(s) - [WADDELL REED ADVISORS MUNICIPAL HIGH INCOME FUND INC (CIK - 778807 /SIC - Unspecified)] |
| | 5.000%, 7-1-12 510 511 5.750%, 7-1-22 2, 000 1, 944 Lisbon Regional School District, New Hampshire, General Obligation Capital Appreciation School Bonds, 0.000%, 2-1-13 530 490 2, 945 New Jersey - 3.21% Burlington County Bridge Commission (Burlington County, New Jersey), Economic Development Bonds (The Evergreens Project), Series 2007, 5.625%, 1-1-38 1, 750 1, 401 New Jersey Economic Development Authority, Economic Development Bonds, Kapkowski Road Landfill Reclamation Improvement District Project (City of Elizabeth), Series 1998A: 6.375%, 4-1-18 2, 385 2, 716 5.500%, 4-1-12 4, 450 4, 466 New Jersey Economic Development Authority, Special Facility Revenue Bonds (Continental Airlines, Inc. Project), Series 1999, 6.250%, 9-15-19 5, 615 4, 628 New Jersey Economic Development Authority, Fixed Rate First Mortgage Revenue Bonds (Lions Gate Project), Series 2005A: 5.750%, 1-1-25 710 618 5.875%, 1-1-37 1, 230 1, 013 14, 842 New York - 8.02% Nassau County Industrial Development Agency, Continuing Care Retirement Community Revenue Bonds (Amsterdam at Harborside Project), Series 2007A, 6.700%, 1-1-43 4, 000 3, 785 New York City Industrial Development Agency, Special Facility Revenue Bonds, Series 2005 (American Airlines, Inc. John F. Kennedy International Airport Project), 7.750%, 8-1-31 (A) 3, 500 3, 075 Suffolk County Industrial Development Agency (New York), Assisted Living Facility Revenue Bonds (Medford Hamlet Assisted Living Project), Series 2005, 6.375%, 1-1-39 2, 000 1, 722 Suffolk County Industrial Development Agency (New York), Civic Facility Revenue Bonds, Series 1999A (The Southampton Hospital Association Civic Facility), 7.250%, 1-1-20 2, 810 2, 718 Suffolk County Industrial Development Agency (New York), Civic Facility Revenue Bonds, Series 1999B (The Southampton Hospital Association Civic Facility), 7.625%, 1-1-30 4, 665 4, 428 Suffolk County Industrial Development Agency (New York), Continuing Care Retirement Community, Fixed Rate Revenue Bonds (Peconic Landing at Southold, Inc. Project - Series 2000A), 8.000%, 10-1-20 2, 000 2, 120 Suffolk County Industrial Development Agency, Continuing Care Retirement Community, Revenue Refunding Bonds (Jefferson's Ferry Project - Series 2006), 5.000%, 11-1-28 3, 000 2, 505 Trust Inverse Certificates, beneficial ownership in Tobacco Settlement Financing Corporation (State of New York), Asset-Backed Revenue Bonds, Series 2003B-1C (State Contingency Contract Secured), 5.500%, 6-1-18 15, 000 15, 378 City of Yonkers Industrial Development Agency, Civic Facility Revenue Bonds (St. |
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| 12/03/2008 | EX-99.2 of SC TO-C for GHL Acquisition Corp | |
| | COMPANY NAME(s) - [GHL Acquisition Corp (CIK - 1418819 /SIC - 6770), GHL Acquisition Corp (CIK - 1418819 /SIC - 6770)] |
| | We’ll be ready to do it sometime early to middle of the quarter. I think it will be on of those things could get delayed, so I think that’s safe to say that late in the quarter, to be safe. Matt Desch: … of next year. Operator: Your next question comes from the line of George Larson with Business & Commercial Aviation Magazine. (George Larson): Would you bring us up to date on some of the safety of flight issues for which you’ve been approve by ICAO now And is that data link – 54-kbit data link device for aircraft platforms Should I think about that in that context We’ve had an RFQ out with a number of partners to work with us on that. We’ve just down selected to a couple of them, and we’re not ready to talk about who right now. But we are talking to a couple of suppliers of that and hope to have a product in that space sometime over the next year or so. And, if we do, I think the applications, of course, as you can imagine are regional jets, corporate aircraft, great price point to –for example, BlackBerry data service on aircraft, that sort of application. |
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| 12/03/2008 | 6-K for CHINA EASTERN AIRLINES CORP LTD | |
| | COMPANY NAME(s) - [CHINA EASTERN AIRLINES CORP LTD (CIK - 1030475 /SIC - 4512)] |
| | 670) OVERSEAS REGULATORY ANNOUNCEMENT This announcement is made pursuant to Rule 13.09(2) of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited. During the suspension, the Company will closely monitor the progress of the matter and perform its disclosure obligations timely. We hope the investors will understand the situation. By order of the board of the directors of CHINA EASTERN AIRLINES CORPORATION LIMITED Luo Zhuping Director and Company Secretary The directors of the Company as at the date of this announcement are: Li Fenghua (Chairman, Non-executive Director) Li Jun (Vice Chairman, Non-executive Director) Cao Jianxiong (President, Executive Director) Luo Chaogeng (Non-executive Director) Luo Zhuping (Executive Director) Hu Honggao (Independent Non-executive Director) Peter Lok (Independent Non-executive Director) Wu Baiwang (Independent Non-executive Director) Zhou Ruijin (Independent Non-executive Director) Xie Rong (Independent Non-executive Director) Shanghai, the People’s Republic of China 3 December 2008 |
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| 12/03/2008 | EX-99.3 of 6-K for DESCARTES SYSTEMS GROUP INC | |
| | COMPANY NAME(s) - [DESCARTES SYSTEMS GROUP INC (CIK - 1050140 /SIC - 7372)] |
| | Descartes customers include an estimated 1, 600 ground carriers and more than 90 airlines, 30 ocean carriers, 900 freight forwarders and third-party providers of logistics services, and hundreds of manufacturers, retailers, distributors, private fleet owners and regulatory agencies. Such forward-looking statements involve known and unknown risks, uncertainties and other factors and assumptions that may cause the actual results, performance or achievements of Descartes, or developments in Descartes business or industry, to differ materially from the anticipated results, performance or achievements or developments expressed or implied by such forward-looking statements. In that case, the trading price of our common shares could decline, perhaps materially. Readers are cautioned that such information may not be appropriate for other purposes. |
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| 12/03/2008 | PRER14A for ADVANCED MICRO DEVICES INC | |
| | COMPANY NAME(s) - [ADVANCED MICRO DEVICES INC (CIK - 2488 /SIC - 3674)] |
| | Ruiz on certain business trips. Flights related to these trips were on an airplane leased by Dr. Ruiz for the flights by his family members was $3, 829. McCoy s spouse accompanied him on a business trip where her participation was desired by AMD. McCoy for the two flights in the leased airplane was $1, 852. Rivet and $39, 000 for Mr. McCoy are included in the Salary column of the 2007 Summary Compensation Table; the remaining amounts shown represent non-equity incentive compensation earned in fiscal year 2006 that would have been paid to the Officer during fiscal year 2007 if it had not been deferred under the Deferred Income Account Plan. |
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