FORM 4 Check Ihis bar If ha IOag.r unbind I~ SeerIw, 16. poim 4 or Porn abllgolloas n.y ontinue. S., Instrucijon I/b), UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Z0549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSI-llp RIed pursuant to Section 16(a) of the Securities Exchange Act of 1934. Section 17(a) of the Pu (P~i.~i T~'pc Ha~pon~~a) Holding Company Act of 1935 or Section 30(1) of the Investment Company Act of 1940 1. Name and Addeas of Reporting Persons 2. Issuer Name and Ticker or Trading Symbol Lay Kenneth L. Eli Lilly and Company (LLY) (Last) Lilly Corporate Center (FIrst) (Street) (Middle) 3. IRS or Social Security Number of Reporting Pcrson(Voluntasy) Indianapolis IN 46285 (City) (State) (Zip) United Stales I. flUe of Security (Instr. 3) Table I -- Non-Derivative Securities Acquire 2. Trans- action Date (Month/ Day! Year) 3. Trans- action Code (Instr. I) 4. Securities Acquired (A) or Disposed of (D) (lrrstr. 3,4, and 5) Code V (A) or (D) Pric I, Disposed or, or Beneficially Owned S. Amnountof Securities Beneficially Owned at End of Month (Instr. 3 and4) Common Slod~ 1/15/2001 A V 48 A $8159375 D Common Stoc1~ 2/19/2001 A V 72 A 872.5850 0 Corranon Sloor 2/20/2001 P 5,000 A $74.13 38,644 0 Common Slodr 2'2rY200l p 5,00/1 A $74.13 25.220 Bytam8ypartnersl,Ip Remissder Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the fonn is filed by moss than one reporting person, see Instruction 4(b)(v). I GOVERNMENT EXHIBIT 24324 Crim No H 04-0025 5. If Amendment, 7. Individual or JointlGrotsp Filing Date of Original X Form tiled by One Rcpcntmg Pomon (Month/Year) Form filed by More rhaa One Reporling Po~son ((fleck Appitanbie Liar) 6. Owner- ship Foam Direct (D)or indirect (I) (Insir. 4) 7. Nature of In- direct Bene- ficial Owner- ship (Instr. 4) I 1 I (Over) SEC 1474(7-96) FORM 4 (continued) Table 11 Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) iTitle of Denvative Security 0 2.Conver- 3.Trans- 4.Transac- S.NosnberofDeriv- 6.DateExer- 7.Titie and Amount Under~ Sprice 9.Nuxr~be 10.Owzier- liNa. sion or action lion Code alive Securities Ac- cisable and Ex- lying Securities of of Deny- ship lure (lnstr.3) - Exeres~e Date quired(A)orDis- pirationDatc Deny- alive Form of In. Priceof (Inscr.8) posedof(D) (lnstr.3and4) alive Secux- ofDc- direct Deny- (MopTh/ (Month/Day/ I Secur- ilies uvalive Bene- alive DayJ (Instr.3,4and5) Year) ity Bene- Secu. ficial Security Year) tidally rity: Own- (Insb. Owned Direct ership -~ 5) stEed (D)or of Indi- (lnstr. 4) Date Expirn- A~unt or Monlh red (I) Excr- tion Title Number of cisable Date Sbaxe.s (Instr. 4) (Insti. 4) Code V (A) (D) *1 *1 ~1 - Explanation of Responses: **int~*~tjoed misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78f1(a). Note: Rie three copies of this Fonn. one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who axe to respond to the collection of infonnation contained in this form are not required to respond unless the form displays a currently valid 0MB Number. y **Sigrialzk~f Reporting Person Jamea B. Lootene br Kenneth L. Lay, authorizalion;on file Date Page 2 SEC 1474(7-96)