Office of Inspector General

Audit Reports by Date

January 2009
• 9-08 – Audit of the Liquidation Process at the National Guaranty Purchase Center, 01/30/09
• 9-07 – System Access by Contractors without Security Clearances, 01/26/09
• 9-06 – The Use of Proceeds from Gulf Coast Disaster Loans, 01/15/09

December 2008
• 9-05 – Audit of SBA’s FY 2008 Financial Statements – Management Letter, 12/17/08
  

November 2008
• 9-04 – GFRS for Fiscal Year 2008, 11/14/08
  
• 9-03 – Audit of SBA’s FY 2008 Financial Statements, 11/14/08
  

October 2008
• 9-01 – SBA’s Implementation of an HSPD-12 Card Issuance System, 10/6/08

September 2008

• 8-19 – Early-Defaulted Gulf Coast Disaster Loans, 9/12/08
• 8-18 - Audit of Six SBA Guaranteed Loans , 9/8/08

August 2008

• 8-14 Non-Native Managers Secured Millions of Dollars From 8(a) Firms Owned by Alaska Native Corporations Through Unapproved Agreements, 8/7/08

July 2008

• Review of Blackwater Compliance with Small Business Laws As Requested by Cong. Waxman, 7/25/08
• 8-17 - Disaster Loan File Transfer and Servicing Delays, 7/18/08
• 8-16 - Acceptance of VBP Group into the 8)a) Program and Subsequent Contract Award by SBA 7/18/08


June 2008

• 8-15 - The Disaster Loss Verification Process, 6/20/08
• 8-10 - (Reissued) Annual Credit Reviews for Gulf Coast Hurricane Disaster Loan Disbursements, 6/17/08

May 2008

• 8-13 – Planning for the Loan Management and Accounting System Modernization and Development Effort, 5/14/08
• 8-12 – Oversight of SBA Supervised Lenders, 05/09/08

March 2008

• 8-11 – Withdrawal of Disaster Loan Applications to Individuals and Businesses Impacted by the Gulf Coast Hurricanes, 3/28/08
• 8-10 – Annual Credit Reviews for Gulf Coast Hurricane Disaster Loan Disbursements, 3/28/08
• 8-09 – Loan Classifications and Overpayments on Secondary Market Loans, 3/26/08
• 8-08 – UPS Capital Business Credit’s Compliance with Selected 7(A) Lending Requirements, 3/21/08

January 2008

• 8-07 – Review of the Adequacy of Supporting Documentation for Disbursements, 01/29/08

December 2007

• 8-06 - SBA's FY 2007 Financial Statements - Management Letter, 12/14/07

November 2007

• 8-05 - Audit of Grant Disbursements to Women's Business Centers, 11/20/07
• 8-04 – GFRS for Fiscal Year 2007, 11/17/07
• 8-03 – Audit of SBA’s FY 2007 Financial Statements, 11/15/2007

October 2007

• 8-02 –Controls Over Access to Employee Emails by SBA Managers, 10/19/2007

September 2007

• 7-34 –The Quality of Loans Processed Under the Expedited Disaster Loan Program,, 9/28/2007
• 7-33 –Review of SBA’s Subcontracting Assistance Program, 9/28/2007
• 7-31 –Audit of E-Application System, 9/27/2007
• 7-30- Cancellation of Approved Disaster Loans to Individuals and Businesses Impacted by the Gulf Coast Hurricanes, 9/7/07
  

July 2007

• 7-29 – Quality Assurance Reviews of Loss Verifications, 7/23/2007
• 7-28 –SBA’s Oversight of Business Loan Center, LLC, 7/11/2007

June 2007

• 7-27 – Size Determinations Made By District Offices, 6/27/2007
  
• 7-26 – Audit of Liquidation of Disaster Loans, 6/1/2007
  

May 2007

• 7-24 – Review of SBA Monitoring and Support of 8(A) Procurements Related to the Gulf Coast Hurricanes of 2005, 5/10/2007
• 7-25 – Duplicate Benefit Adjustments to Disaster Assistance Loans Associated With Housing and Urban Development Grants, 5/15/2007
• 7-23 - SBA’s Audit of the Guarantee Purchase Process for Section 7(A) Loans at the National Guaranty Purchase Center, 5/8/2007
• 7-22 - Securing Collateral for Disaster Loan Disbursements, 5/9/2007
• 7-21 - SBA’s Use of the Loan and Lender Monitoring System, 5/2/2007

April 2007

• 7-20 - Audit of Borrower Acceptance of Disbursements, 4/17/2007

March 2007

• 7-19 - Audit of Two 8(a) Sole-source Contracts Awarded to Contractors in SBA’s Mentor Protégé Program, 3/30/2007
• 7-18 – Audit of the Office of Lender Oversight Corrective Action Process, 3/14/2007
• 7-17 – Audit of an SBA Guaranteed Loan to Irom CNC Machining, Inc. And Irom Imaging, Inc. , 3/12/07
• 7-16 – Result of KPMG Vulnerability Technology Security Assessment, 3/6/07

February 2007

• 7-15 – Audit of an SBA Guaranteed Loan to Malta, Montana, 2/12/2007
• 7-14 - Evaluation of The Small Business Administration's Information Security Program, 2/22/2007

January 2007

• 7-13 - Audit Review of the Small Business Administration’s Protection of Sensitive Agency Information, 2/9/2007
• 7-12 - Efforts to Assist Small Businesses Compete in International Trade, 1/29/2007
• 7-11 – Audit of SBA’s FY 2006 Financial Statements – Management Letter, 1/17/2007
• 7-10 – Audit of an SBA Guaranteed Loan, Grand Rapids, Michigan, 1/16/2007
• 7-09 – Audit of an SBA Guaranteed Loan, San Fransisco, California, 1/9/2007

December 2006

• 7-08 - Audit Of The SBAExpress And Community Express Loan Purchase And Liquidation Process, 12/29/06
• 7-07 – Audit of an SBA Guaranteed Loan to One One Nine Consulting Corp.DBA ADOBEST, 12/29/2006
• 7-06 – Audit of an SBA Guaranteed Loan to Just A Cut Lawn Care Inc., 12/28/2006
• 7-05 - Audit of an SBA Guaranteed Loan to Palmarejo Service Station, 12/20/06

November 2006

• 7-03 - Audit of SBA’s FY 2006 Financial Statements, 11/15/06
• 7-04 – Audit Report, GFRS for Fiscal Year 2005, 11/17/2006

October 2006

• 7-02 – Audit of an SBA Guarantied Loan, 10/23/06

September 2006

• 6–35 - Audit of Deficiencies in OFA’s Purchase Review Process for Backlogged Loans, 9/29/06
• 6-34 – Management Advisory Report, Policies and Procedures for the SBAExpress and CommunityExpress Loan Programs , 9/29/06
• 6-33 - Concerns Related to SBA’s Acquisition Personnel Education and Training, 9/29/06
• 6-32 - Economically Disadvantaged Status of an 8(A) Program Participant’s Owner, 9/25/06
• 6–31 – Advisory Memorandum Report: Flexible Staffing of SBA Personnel During Times of Emergencies or Catastrophes to Aid Disaster Loan Processing, 9/25/06
• 6-30 – Audit of OCIO Contract Awards for Agency Mission-Critical Services, 9/25/06
• 6-29 – Audit of Loan Disbursements Following the 2005 Gulf coast Hurricanes Katrina, Rita, and Wilma, 9/19/06
• 6-28 - Advisory Memorandum Report, Preliminary Assessment of Controls over the Automated Coordination of Disaster Assistance Benefits Distributed by Mississippi Development Authority’s Grant Assistance Program, 9/25/06
• 6-27 - Compliance with 8(A) Business Development Program Requirements, 9/8/06

July 2006

• 6-26 - Advisory Memorandum Report, Survey of the Quality Assurance Review Process, 7/12/06

June 2006

• 6-25 – Audit of SBA’s Implementation of the Improper Payments Information Act, 6/21/06
• 6 – 24 - Advisory Memorandum Report: Review of the Disaster Credit Management System – Performance Test Plan , 6/8/06

May 2006

• 6-23 - HUB Zone Program Examination and Recertification Processes, 5/23/06
• 6-22 - Audit of an SBA Guarantied Loan, 5-17-06

April 2006

• 6-21 – The Disaster Credit Management System Update Project Needs a Certification and Accreditation Prior to Production, 4/27/06

March 2006

• 6-20 - Improvement is Needed in Interface Error Correction between SBA's DCMS and FEMA's NEMIS 3/31/06
• 6-19 – Review of a Company’s 8(a) Business Development Program Eligibility, 3/20/06
• 6-18 - The Central Contractor Registration Needs Large Business and Small Business Designation Improvements 3/21/06
• 6-17 – Audit of an SBA Guarantied Loan 3/20/06
• 6-16 – Audit of an SBA Guarantied Loan 3/20/06
• 6-15 - Audit Of Monitoring Compliance With 8(a) Business Development Regulations During 8(a) Business Development Contract Performance 3/16/06
• 6-14 – Audit of an SBA Guarantied Loan 3/2/06
• 6-13 - Human Capital Planning in SBA's Office of Financial Assistance 3/2/2006

February 2006

• 6-12 - Disaster Application Referrals with $0 Income from FEMA Online Registration have Increased Costs and the Demand for SBA Resources 2/17/2006
• 6-11 - Problems with Processing a Number of Disaster Loan Application Declines within DCMS 2/2/2006

January 2006

• 6-10 - Audit of SBA's FY 2005 Financial Statements - Management Letter 1/18/2006

December 2005

• 6-09 - Audit of SBA's Administration of the Supplemental Terrorist Activity Relief (STAR) Loan Progran 12/23/05
• 6-08 - Audit of SBA’s Informations Systems Controls for FY 2005, 12/22/05
• 6-07 - Review of the 1502 Reporting Process 12/9/05
• 6-06 - Advisory Memorandum Report on SBA's Closing Package Intragovernmental Activity and Balances 12/2/05

November 2005

• 6-05 – GFRS for Fiscal Year 2005 11/18/05
• 6-04 – Audit of SBA’s FY 2005 Financial Statements 11/15/05

October 2005

• 6-01 - Independent Evaluation of SBA's Information Security Program 10/7/2005

September 2005

• 5-29 Memorandum Advisory Report - SBA Needs to Implement a Viable Solution to Its Loan Accounting Migration Problem 9/30/05
• 5-28 Review of SBA Procedures for Cash Gifts 9/30/2005
• 5-27 PLP Processing Restrictions for Paying off Existing SBA Debt in Change of Ownership Transactions 9/27/05
• 5-26 Audit of SBA Guarantied Loan 9/28/05
• 5-24 Criteria for Overcoming the Presumption of Social Disadvantage is Needed 9/28/05
• 5-23 Audit of SBA's Administration of Its Special Appropriation Grants 9/21/05

July 2005

• 5-22 - Audit of the SBIC Liquidation Process 7/28/2005
• 5-21 - Audit of SBA Guarantied Loan 7/15/2005

May 2005

• 5-20 - Audit of the Contract Bundling Process 05/20/2005
• 5-19 - Advisory Memorandum on Consolidation of SBA's Systems Subject to FISMA 05/20/2005

April 2005

• 5-18 - Review of the Mentor-Protege Program 04/18/2005

March 2005

• 5-17 - Audit of SBA's Continuity of Operations Planning Program 3/30/2005
• 5-16 - Review of Selected Small Business Procurements 3/8/2005

February 2005

• 5-13 - Audit of SBA's FY 2004 Financial Statements - Management Letter 02/23/2005
• 5-11 Review of a Cooperative Agreement to HP Small Business Foundation 02/11/2005
  
• 5-14 SBA Business Procurement Awards Are Not Always Going to Small Businesses 2/24/2005
• 5-15 Large Businesses Receive Small Business Awards 2/24/2005



January 2005

• 5-10 - Advisory Memorandum on Defaulted Disaster Loan 01/31/2005
• 5-09 Management Advisory Report on Pre-Demand Letters for Delinquent 9/11 Disaster Loans 1/11/2005

December 2004

• 5-07 Advisory Memorandum Report on SBA's Federal Intragovernmental Activity and Balances Data 12/2/2004
  

November 2004

• 5-06 - GFRS for Fiscal Year 2004 11/18/2004
• 5-04 Review of the Small Disadvantaged Business Certification Program 11/4/2004
  
• 5-05 - Audit of SBA’s FY 2004 Financial Statements 11/15/2004



October 2004

• 5-02 Independent Evaluation of SBA’s Information Security Program 10/7/2004
  

September 2004

• 4-44 Audit-Report- Summary Audit of SBA -Sponsored and Cosponsored Events Conducted by District Offices 9/24/2004
  
• 4-43 Audit of an Early Defaulted Loan 9/17/2004
  
• 4-42 Audit of SBA's Email System 9/10/2004
4-41 Audit of Selected SBA Computer General Support Systems 9/10/2004

• 4-40 Audit of a SBA Guarantied Loan 09/13/2004
  

August 2004

• 4-39 Management Advisory Report on the Transfer of Operations to the National Guaranty Purchase Center 8/31/2004
  
• 4-38 Audit of a SBA Guarantied Loan to Lenzell, Inc. 08/24/2004
  
• 4-37 - Memorandum Report - Survey of Risk Management by Industry Code 08/11/2004
  
• 4-36 Audit of an Early Defaulted Loan to Midwest Rotary Maniforms Company 08/10/2004
  
• 4-35 - Single Audit of Federal Financial Assistance Programs Bronx Museum of the Arts 8/3/2004



July 2004

• 4-34 Audit of SBA’s Process for Complying with the Federal Managers’ Financial Integrity Act Reporting Requirements 7/29/2004
  
• 4-33 Audit of an SBA Guarantied Loan 7/30/2004
  
• 4-32 Audit of an SBA Guarantied Loan to Rose Enterprises, Inc. 7/29/2004
  
• 4-31 Audit of Expenses for Meals and Refreshments Incurred by the Latino Coalition Foundation on SBA 7(j) Cooperative Agreement 07/19/2004


• 4-30 - Single Audit of Federal Financial Assistance Programs Service Corps of Retired Executives (SCORE) 7/13/2004


• 4-29 Audit of an Early Defaulted Loan 7/12/2004
  
• 4-28 Audit of an SBA Guarantied Loan to Wynne Telecom, Inc. 7/9/2004
  

June 2004

• 4-30 - Single Audit of Federal Financial Assistance Programs Service Corps of Retired Executives (SCORE) 7/13/2004


• 4-27 Audit of San Francisco District Office Administrative Activities Related to the Silicon Valley Business Development Center 6/29/2004


• 4-26 Audit of an Early Defaulted Loan 6/22/2004
  
• 4-25 Audit of an Early Defaulted Loan 6/22/2004
  
• 4-22 Business Development Provided by SBA's 8(A) Business Development Program 6/2/2004
• 4-23 - Audit Report Auditee: University of the Virgin Islands 6/2/2004


• 4-24 - Single Audit of Federal Financial Assistance Programs Greenpoint Manufacturing and Design Center 6/15/2004


• 4-26 Audit of an Early Defaulted Loan 6/22/2004
  
• 4-25 Audit of an Early Defaulted Loan 6/22/2004
  

May 2004

• 4-21 The SBIC Program: At Significant Risk For Losses May 24, 2004
• 4-20 Audit Report of Small Business Set-Aside Contract to Measurement Instruments, Inc. 5/18/2004

April 2004

• 4-19 Audit of SBA’s Information Systems Controls Fiscal Year 2003 4/29/2004
  
• 4-18 Audit of SBA’s Loan Application Tracking System 4/5/2004
  

March 2004

• 4-17 Audit of SBA’s FY 2003 Financial Statements – Management Letter 3/23/2004
• 4-16 Audit of SBA’s Administration of the Procurement Activities of Asset Sale Due Diligence Contracts and Task Orders 3/17/04
• 4-15 SACS/MEDCOR: Ineffective and Inefficient 03/09/2004
• 4-14 Enforcement of SBA’s Information Technology Enterprise Architecture During the Development of the Disaster Credit Management System 3/2/2004
  
• 4-13 Audit of An Early Defaulted Loan 3/2/2004
  

February 2004

• 4-12 Independent Accountants' Report on the Performance Audit of Farmington Casualty Company 2/11/2004
• 4-11 Advisory Memorandum Report on SBA’s Federal Agencies’ Centralized Trial-Balance System (FACTS) Data 2/3/2004
  

January 2004

• 4-10 Audit of SBA’s FY 2003 Financial Statements 1/30/2004
  
• 4-09 Review of SBA Purchase Cards1/26/2004
  
• 4-08 Advisory Memorandum Report on SBA's Federal Intragovernmental Activity and Balances Data 1/23/04
  
• 4-07 Audit of Puerto Rico & US Virgin Island District Office Cosponsored and SBA-Sponsored Activities 1/20/2004
  
• 4-06 Audit of Guaranteed Loan to Himalayan Enterprises d/b/a Conoco Food Mart 1/8/2004

December 2003

• 4-05 SBA’s Federal and State Technology Partnership (FAST) Program 12/30/2003
• 4-04 Audit of Guarantied Loan to Concord Wire Company 12/23/2003
• 4-03 Cosponsorship Activities – Los Angeles District Office 12/17/2003

November 2003

• 4-02 Audit Report-Early Defaulted Loan 11/24/2003
• 4-01 Audit of Early Defaulted Loan 11/24/03
  

September 2003

• 3-43 Insufficient Proof of Citizenship Status for SBA Loans 9/30/03
  
• 3-42 Audit of Travel Card and Purchase Card Controls 9/29/2003 9/29/2003
  
• 3-41 Audit of a SBA Guaranteed Loan to Concrete Transport, Inc. 9/29/2003
  
• 3-40 Audit of An Early Defaulted Loan to Stickney & Poor Spice Company 9/24/2003
  
• 3-39 Monitoring of SBA’s Implementation of the Disaster Credit Management System 9/29/2003
  
• 3-38 Audit of Early Defaulted Loan 9/22/2003


• 3-37 Independent Evaluation of SBA’s Information Security Program 9/17/2003
  

August 2003

• 3-36 Audit of an Early Defaulted Loan to P. O'Reilly Enterprises, Inc. 8/19/2003

July 2003

• 3-35 Audit of the National Women’s Business Council 7/28/2003
  
• 3-35 Audit of the National Women’s Business Council (Part B) 7/28/2003
  
• 3-34 Audit of SBA’s Compliance with Joint Financial Management Improvement Program Property Management System Requirements 7/23/03
• 3-33 Audit of SBIC Oversight 7/1/03
• 3-32 Audit of SBA’s Acquisition, Development and Implementation of the Joint Accounting and Administrative Management System 6/30/03
  

June 2003

• 3-31 Audit of an Early Defaulted Loan to A & S Business, Inc. 6/24/2003


• 3-30 Audit of Early Defaulted Loan to 2B Systems, Inc. 6/19/2003



May 2003

• 3-29 Supplemental Report Related To Cotton & Company’s Agreed-Upon Procedures Report On Sensitive Payments 5/29/2003
  
• 3-28 Advisory Memorandum: Problems with SBA’s Directives Management System 5/22/03
• 3-27 Audit of an Early Defaulted Loan to Club Rarity 5/22/2003
• 3-26 The Microloan Program: Moving Toward Performance Management 5/13/03
  

April 2003

• 3-25 Audit of an Early Defaulted Loan 4/24/2003


• 3-24 Audit of SBA’s FY 2002 Financial Statements Management Letter 4/14/03
  
• 3-23 Audit of Selected Aspects of the Service Corps of Retired Executives (SCORE) Program 4/11/03
  
• 3-22 Office of Veterans Business Development’s Monitoring of Cooperative Agreement No. SBAHQ-99-O-0004 to TEP Consulting, Inc. 4/2/2003
  

March 2003

• 3-21 Equity Injection in the SBA 7(a) Loan Guaranty Program 3/31/2003
  
• 3-20 Audit of SBA’s Information System Controls for FY 2002 3/31/2003
  
• 3-19 Audit of SBA Oversight of the Due Diligence Contractor for Asset Sales 3 & 4 3/31/2003
  
• 3-18 Audit of Grants to the Texas Center for Women’s Business Enterprise 3/20/2003
  
• 3-17 Complaint by Applicant for SBIC License 3/20/2003
  
• 3-16 Guaranty Purchase Processing: Directors’ Survey and Responses and Loan Officers’ Survey Responses (Inspection) 3/18/2003
  
• 3-15 Audit of the Guaranty Purchase Process 3/17/2003


• 3-14 Audit Report on TEP Consulting, Inc. 3/14/2003
  
• 3-13 Audit of Economic Injury Disaster Loans 3/14/2003
  

February 2003

• 3-12 Advisory Memorandum Report on SBA’s Federal Intragovernmental Activity and Balances Data 2/6/2003
• 3-11 Advisory Memorandum Report on SBA’s Federal Agencies’ Centralized Trial Balance System (FACTS) 2/6/2003
• 3-10 Audit of 504 Loan Program Oversight 2/6/2003
• 3-09 Program Vulnerability Memorandum on Pro-Net Registrant Data Integrity Warnings and Certification 2/7/2003

January 2003

• 3-08 Audit of SBA’s Oversight of the Fiscal Transfer Agent for the 7(a) Loan Program 1/30/03
• 3-07 Audit of an Early Defaulted Loan to My T Quick 1/23/03
• 3-06 Audit of SBA’s FY 2002 Financial Statements 1/30/03
• 3-05 Audit of Eligibility of 15 HUBZone Companies and a Review of the HUBZone Empowerment Contracting Program’s Internal Controls 1/22/03
• 3-03 Audit of SBA’s Implementation of its Cyber-based Critical Infrastructure Protection Plan 1/10/03

December 2002

• 3-01 Audit of an SBA Guaranteed Loan to Webcot Farms and Gin Co., Inc. 12/19/02

September 2002

• 2-35 Audit of Early Defaulted Loan to Kalindi LLC/Magnet Properties, LLC. 9/30/02
  
• 2-34 Audit of SBA's Controls over the Access, Disclosure, and Use of Social Security Numbers by Third Parties 9/30/02
  
• 2-33 Audit of 7(j) Management and Technical Assistance Program Cooperative Agreement Administration Activities 9/30/02
  
• 2-32 Audit of SBA Guaranteed Loan to R.L.B. Vending, Inc. d.b.a. Break Time Vending 9/30/02
  
• 2-31 - Impact of Loan Splitting on Borrowers and SBA - Advisory Report 9/30/02
  
• 2-30 Audit of SBA-Guaranteed Loan to Earth Treasures, Inc. Dallas, TX. 9/24/02
  
• 2-29 Audit of Internal Control Over Colson Services Corporation’s Contract as Central Servicing Agent for SBA’s Certified Development Company Loan Program 9/16/02
  
• 2-28 Advisory Memorandum Report on SBA’s Information Security Program 9/12/2002
  
• 2-26 Review of "Out-of-Sequence" Payments 9/3/02
  

August 2002

• 2-24 Audit of Loss Adjustment Expenses Incurred on Quality Trust, inc. Bonds 8/19/2002
• 2-23 Audit of SBA Guaranteed Loan to RSC Enterprises, Inc. 8/7/02
  
• 2-22 2-22 Travel of SBA's Former [FOIA Ex. 6] Regional Administrator 8/7/2002
• 2-21 Audit of SBA Guaranteed Loan 8/5/02
  

May 2002

• 2-19 Audit of Borrowers with Prior Defaulted Loans 5/28/02
  
• 2-18 Audit of SBA’s Information Systems Controls Fiscal Year 2001 5/6/02
  

April 2002

• 2-17 SBA's FY 2001 Financial Statements Management Letter 4/12/02
  

March 2002

• 2-16 Review of Asset Sale Due Diligence Contract 3/29/02
  
• 2-15 Audit of SBA Guaranteed Loan to Colorado Taco Corporation 3/29/02
  
• 2-14 Audit of an Early Defaulted Disaster Loan 3/26/02
• 2-13 Audit of SBA-Guaranteed Loan to CFM Bracket Company Incorporated 3/21/02
  
• 2-12 Improvements Are Needed in the Small Business Lending Company Oversight Process 3/20/02
  
• 2-11 Advisory Memorandum Report on SBA's Evaluation and Monitoring of the Vermont Women's Business Center 3/19/02
  
• 2-10 Audit of Early Defaulted Disaster Loan 3/12/02
• 2-09 Advisory Report on Federal Intragovernmental Activity and Balances 3/4/02
  
• 2-08 Advisory Report on Federal Agencies' Centralized Trail Balance System 3/4/02
  

February 2002

• 2-07 Audit of Safeco/First National Insurance Company 2/28/02
• 2-06 Audit of CNA Surety Companies 2/28/02
• 2-5 Audit of SBA Loan 2/27/02
  
• 2-04 Audit of SBA's FY 2001 Financial Statements 2/27/02
  
• 2-03 Audit of SBA Loan to Darshan's Paradise Inn 2/27/02
  

October 2001

• 2-1 Audit Report of Loan Origination and Servicing Practices of Net 1st National Bank 10/29/01
  
  

September 2001

• 1-21 Audit of SBA's UNIX Operating Systems 9/28/01
  
• A1-06 SBA's Computer Security Program 9/28/01
  
• 1-20 - Agreed-Upon Procedures Report on Sensitive Payments 09/28/01
  
• 1-19 PLP Oversight Process 9/27/01
  
• A1-05 SBA's Use of Government Cars and Hired Car Services 9/27/01
  
• 1-18 Audit of Farmington Casualty Company 9/21/01
  
• 1-17 The Vermont Women's Business Center 9/19/01

August 2001

• 1-16 SBA's Follow-Up on SBLC Examination 8/17/01
  
• 1-15 SBA's FY 2000 Financial Statements Management Letter 8/15/01
  
• 1-14 Paper Report Production 8/3/01
  
  

March 2001

• 1-13 Audit of an Early Defaulted Loan to Alexander's Auto Salvage, Inc. 3/27/01
  
• 1-12 Audit of SBA's Information Systems Controls Fiscal Year 2000 3/27/01
• 1-11 Results Act Performance Measurement for the Minority Small Business and Capital Ownership Development Program 3/27/01
  
• 1-10 Audit of an Early Defaulted Loan 3/09/01
  
• 1-09 SBA's Planning and Assessment for Implementing Presidential Decision Directive 63 3/26/01
  

February 2001

• 1-08 SBA's 2000 Financial Statements 2/28/01
• 1-07 Audit of Indemnity Insurance Company of North America 2/22/01
• A1-03 Advisory Memorandum Report on Development of the Loan Monitoring System 2/23/01
• 1-06 Results Act Performance Measurement for the Disaster Assistance Program 2/15/01
• 1-05 Audit of St. Paul Surety 2/1/01

January 2001

• 1-04 Audit of National Insurance Company 1/22/01
• 1-03 Audit of Range Insurance Company 1/18/01

December 2000

• 1-02 American Contractors Indemnity Co. 12/27/00
• A1-01 FY 1999 Cost Allocation Study 12/7/00
• 1-01 Results Act Performance Measurement for the 7(a) Business Loan Program 12/4/00
  

September 2000

• Results Act Performance Measurement-SBIC 9/7/00
• 0-27 Critical Infrastructure-PDD-63 9/27/00
• 0-26 Results Act Performance Measurement-SBG 9/25/00
• 0-25 Results Act Performance Measurement for the Small Business Investment Company Program 9/2/00
• 0-28 Rhode Island District Advisory Council 9/29/00
• 0-29 MBELDEF Cosponsorship 9/30/00
• SBA's Administration of the MBELDEF Cosponsorship 9/30/00
• Boscart Construction, Inc. 9/30/00

August 2000

• 0-23 American Reliable Insurance Companies 8/21/00
• 0-24 Y2k Loan Program 8/22/00

July 2000

• 0-20 SBA's Financial Reporting Process 7/11/00
  
• 0-21 Audit of a Y2K Loan 7/20/2000
• 0-22 Audit of an Early Default Loan 7/26/2000

June 2000

• 0-18 Audit of an Early Defaulted Loan to Volumetrics, Inc. 6/27/00
• 0-19 Audit of Small Disadvantaged Business Certification Program Obligations and Expenditures 6/30/00

May 2000

None

April 2000

• Information Systems Control 4/24/00
• 0-17 Audit of an Early Defaulted Loan 4/28/00
  

March 2000

• 0-07 Idaho Falls Regional SBDC 3/2/00
• 0-08 Audit of an Early Default Loan 3/6/2000
• 0-09 Audit of an Early Defaulted Loan to GLT Management Company 3/22/2000
• 0-10 Audit of an Early Defaulted Loan 3/23/00
• 0-11 Audit of Early Defaulted 7(a) Loan to Nadi Manufacturing, Inc. 3/28/2000
• 0-12 Audit of an Early Defaulted Loan. 3/28/00
  
• FY 1999 SBA Financial Statements – Management Letter 3/29/00
• Section 7(a) Service Fee Collections 3/30/00
• Systems Development Methodology 3/30/00

February 2000

• 0-05 Audit of an Early Defaulted Loan 2/14/2000
• 0-06 SBA’s FY 1999 Financial Statement 2/29/00

January 2000

• Lindsay Food Mart 1/2/2000
• 0-03 Summary Audit of 7(a) Loan Processing1/11/2000

December 1999

• 0-02 FY 1998 SBA Financial Statements – Management Letter 12/16/99
• Whistle Stop Car Wash & Xpress Lube 12/1/99

November 1999

None

October 1999

• 0-01 Audit of an Early Defaulted Loan 10/6/1999
  

September 1999

• 9-25 Audit of an Early Defaulted Loan 9/24/99
  
• 9-21 Audit of Early Defaulted Loan 9/10/1999
  
• 9-20 - Audit of Bankers Insurance Company SBA Guaranteed Bonds with Georgia Coastal Construction Group 09/10/99
• Great American Insurance Company 9/28/99
• 9-22 North Texas Women’s Business 9/15/99
  
• Survey of Electronic Records Management 9/15/99
• FY 1998 Financial Statements (9-24) - 9/20/99
• Information System Controls 9/2/99

August 1999

• 9-15 Disaster Home Loan Servicing Centers 8/3/1999
• 9-16 Kansas City District Office 7(a) Loans, 8/4/99
• 9-17 - Audit of Insurance Company of the West/Explorer Insurance Company 08/19/99
• Special Appropriations Grants 8/24/99

July 1999

• Audit of Cooperative Agreement No. SBA-HQ-96-W-0014 awarded to the North Texas Women's Business Development Center 7/28/99
• 9-14 Portion of a 7(a) Loan Ineligible for SBA Guarantee 7/29/1999
• Bank of Castile 7/29/99
• 9-11 - Audit of Non-Tax Delinquent Debt 07/28/99

June 1999

None

May 1999

None

April 1999

• Budget Execution 4/29/99

March 1999

• 9-09 - Audit of Early Defaulted Disaster Loans Northridge Earthquake 3/31/99
• Fidelity & Deposit Co. of Maryland 3/22/99
• Contractors Bonding & Insurance 3/31/00
• On-Line Women’s Business Center 3/22/99
• Giving of Self Partnership 3/24/99

February 1999

• 9-04 North Carolina District Office 7(a) Loans 2/10/1999
• 9-05 Audit of Colorado District Office 7(a) Loans 2/24/1999

January 1999

• CNA Surety Companies 1/29/99

December 1998

• Mt. Baker Brewing Company 12/3/98

November 1998

None

October 1998

• West Virginia High Tech Foundation 10/27/98

September 1998

• 88H004027 SBG Fee Refunds 9/30/98
  
• 8-8-H-006-025 GSA-Kansas City 8(a) Sole Source IDIQ Contracts 9/29/98
• Reliance Surety Company 9/29/98
• SBG 9/30/98
• 8-8-H-009-026 Audit of Safeco/First National Surety Company 9/30/98
  
• 8-8-F-002-028 Audit of Los Angeles District Office 7(a) Loans 9/30/98

August 1998

None

July 1998

• 8-F-6-008-023 Defaulted Loan Made by Arkansas Capital Corporation 7/31/98
• 8-7-F-020-022 Audit of Wisconsin District Office 7(a) Loans 7/22/1998
• 8-7-F-018-021 Internal Revenue Service (IRS) Verification Requirements for Purchased Businesses 7/13/98
• Emergent Business Capital 7/13/98
• 7(a) Loan Processing - Buffalo District Office 7/8/98
• 8-8-F-003-019 Audit of New Jersey District Office 7(a) Loans 7/8/1998

June 1998

• NOAA Workstation Contracts 6/18/98
• 8-6-F-005-016 Audit of Declined Disaster Loans 6/3/98

May 1998

• SBA's FY 1997 Financial Statements 3/2/98
• 7(a) Loan Processing - Atlanta District Office (5/13/98)

April 1998

• 8-7-S-001-013, Use of Audited Financial Statements to Monitor the Small Business Lending Companies 4/28/98
• AMWEST Surety Insurance Co. (4/23/98)

March 1998

• Disbursement Processing C&W Schedules 3/11/98
• SBA FY 1997 Financial Statements Management Letter 3/2/98

February 1998

• Loan Liquidations 2/27/98
• Magnum Technologies, Inc. 2/10/98

January 1998

• International Data Products, Inc. 1/21/98

December 1997

• New Ventures Capital Development Co. 12/31/97
• The Hawaii Small Business Development Center 12/24/97
• Southern Nevada Certified Development Co. 12/01/97

November 1997

• Nevada State Development Co. 11/26/97
• The LowDoc Program Summary 11/24/97

October 1997

• First National Bank of Coffee Cty, GA 10/31/97

September 1997

• Business Loan Guarantee Purchases 9/30/97
• 7-7-H-006-025 Fidelity and Deposit Company of Maryland – Claims for [FOIA Ex. 4] 9/30/97
• West End Plaza Recreational Center 9/25/97
• Approval of Disaster Home Loans 9/4/97

July 1997

• LowDoc Loans at Dallas District Office 7/31/97
• LowDoc Loans at Washington District Office 7/18/97
• LowDoc Loans at the Santa Anna District Office 7/8/97
• LowDoc Loans at the Atlanta District Office 7/7/97
• 7-5-F-002-019 Audit of the Credit Alert Interactive Voice Response System 7/7/97

June 1997

• 7-7-F-002-016 Defaulted Loan Made by Eastside Bank and Trust 6/30/1997
• User Technology Associates, Inc. 6/6/97

April 1997

• West Virginia High Tech Consortium Grant Proposal 4/25/97
• SBA FY 1996 Financial Statements Management Letter 4/11/97

March 1997

• West VA High Tech Consortium Grant Procedures 3/31/97

February 1997

• SBA's FY 1996 Financial Statements 2/28/97
• Early Default of Guaranteed Loans 2/18/97
• 7-6-H-007-008 Audit of Fidelity and Deposit Company of Maryland’s Underwriting Process 2/14/97
• West VA High Tech Foundation Consortium 2/10/97
• Maryland Small Business Development Center 2/7/97

January 1997

• 7-6-H-007-005 SBA Form 994, "Surety Bond Assistance" 1/30/97

December 1996

• Disaster Loans Assigned to the LA District Office 12/23/96
• Electronic Funds Transfer 12/20/96

November 1996

• Defaulted Loans Made By Allied Lending Corp. 11/29/96
• Disaster Loan Fraud Complaints 11/8/96

September 1996

• Low Documentation Loan Program 9/30/96
• Virginia Small Business Development Center 9/30/96
• 8(a) Basic Ordering Agreements 9/25/96
• Mailing Service Contractor 9/23/96
• Boone, Young & Associates, Inc. 9/20/96

August 1996

• 8(a) Regular Dealers 8/21/96

May 1996

• Jacksonville District Office 5/15/96
• SBA FY 1995 Financial Statements 5/1/96

April 1996

• Woodway Bank & Trust Co. 5/15/96

March 1996

• GeoDemographics, Ltd. 3/29/96
• Government Micro Resources 3/29/96
• J.W. Collins & Associates 3/11/96

February 1996

• Naing International Enterprises 2/23/96
• Work Assignments of Disaster Personnel 2/9/96

January 1996

• S.W. Day Construction Corporation 1/30/96
• Daniel Dennis & Co 1/24/96
• Correa, Duarte & Co 1/24/96
• Jack Faucett Associates 1/17/96
• California SBDC 1/11/96

November 1995

• Home Federal Savings Bank 11/20/95

October 1995

• Meridian Bank 10/18/95

September 1995

• NCGR 9/29/95
• Diversity International Science 9/29/95
• 8(a) Competitive Business Mix Requirements 9/29/95
• 5-3-W-010-018 Sources of Credit Elsewhere, 9/18/95

August 1995

• Puerto Rico DO Monitoring of SBDC 8/31/95
• LA DO Administration of $825,000 credit line 8/18/95
• Wells Fargo Bank 8/10/95
• Seton Hall College 8/4/95

June 1995

• University of Puerto Rico 6/30/95
• SBA's FY 1994 Financial Statements 6/28/95
• National Center for Genome Research 6/7/95

March 1995

• SBA Loan Servicing and Debt Collection Activities 3/31/95
• PMAC 3/31/95
• Indiana Lumberman's Mutual Ins. 3/31/95
• Richmond District Office 3/23/95

February 1995

• Emergent Business Capital 2/28/95

December 1994

• Chief Financial Officer 12/31/94

November 1994

• SBA Office of Administration 11/3/94
• Bank of Mauston 11/25/94

September 1994

• PMAC 9/30/94
• CDC Job Opportunity Reporting 9/30/94
• Brokering of 8(a) Contracts 9/30/94
• Philadelphia District Office 9/30/94

August 1994

• SBA Chief Financial Officer 8/31/94
• Pulsar Data Systems 8/15/94
• Washington State University 8/1/94

May 1994

• NAVCOM Systems, Inc.5/31/94
• SBA MED 5/16/94
• SBA Comptroller 5/3/94

March 1994

• Dallas District Office 3/31/94
• I-Net, Inc 3/23/94
• SBA Selected Offices 3/14/94
• Office of the Comptroller 3/3/94

February 1994

• Signet Bank of Maryland 2/18/94
• Baltimore District Office 2/18/94

January 1994

• Office of Administration 1/31/94
• Pilot Review of CPA Audit Reports 1/19/94
• Population Analysis & Marketing Center 1/18/94
• Auction Sales of SBA Collateral 1/10/94

November 1993

• Howard University SBDC 11/15/93

October 1993

• Tara State Bank 10/22/93
• Standard Chartered Bank 10/22/93

September 1993

• Population Marketing A.C. 9/1/93

August 1993

• First Wall Street SBDC 8/13/93

July 1993

• SBA's FY 1992 Financial Statements 7/16/93
• W.M.P. Security Service Co 7/14/93

June 1993

• Galaxy Scientific Corporation 6/29/93
• Colson Services Corporation 6/16/93
• American Bonding Company 6/4/93
• Creative Associates International 6/1/93

May 1993

• Technautics, Inc. 5/25/93
• Irving Burton Associates, Inc. 5/25/93
• Universal Surety of America 5/17/93

April 1993

• Inspection Report on the Certificate of Competency Program 4/19/93
• Creative Associates, Inc 4/13/93

March 1993

• 8(a) Breakout Program 3/31/93
• SBIC Liquidation Function 3/31/95
• MESBIC Merger Proposal 3/31/95
• First Growth Capital 3/29/93
• Pyramid Ventures 3/17/93
• Salween Financial Services 3/4/93

February 1993

• Energy Management Trust Fund 2/25/93
• Business Assistance Trust Fund 2/5/93

January 1993

• Anti-Lobbying Act 1/29/93
• Contractors Planning Group 1/28/93
• I-Net, Inc.1/19/93
• TRESP Associates, Inc. 1/13/93
• University of Alaska 1/13/93

December 1992

• Helio Capital, Inc. 12/18/92
• Greater Philadelphia Ventures 12/14/92
• University of Wisconsin SBDC 12/7/92
• Colson Services Corp 12/3/92

November 1992

• Mid-West Women's Business 11/25/92
• Absence of Asset Liquidation 11/23/92
• Iowa State University SBDC 11/6/92
• Drake University 7(j) Agreement 11/6/92

October 1992

• SBA FY 1991 Financial Statements 10/19/92
• Fidelity and Deposit Co 10/19/92
• North Riverside Capital Corp 10/5/92

September 1992

• Loan Liquidations 9/30/92
• Interequity Capital Corporation 9/30/92
• Best Foam Fabricators, Inc. 9/30/92
• Valley Capital Corporation 9/24/92
• Esquire Capital Corporation 9/21/92
• Quantum Capital Partners, Ltd. 9/17/92

August 1992

• AMT Capital, Ltd. 8/24/92
• Venture Opportunities Corp 8/24/92
• TransAmerica Premieer Ins. Co 8/11/92
• FirstCity, Texas Ventures 8/10/92
• FJC Growth Capital Corp 8/7/92

July 1992

• User Fees and Sales of Debentures 7/30/92
• Professional Management Consultants 7/10/92
• BT Capital Corporation 7/1/92

June 1992

• Flushing Capital Corporation 6/16/92
• Rutgers Minority Investment Company 6/12/92

May 1992

• Denver Minority Business Dev. Group 5/13/92
• San Joaquin Business Investment Group 5/12/92

April 1992

• Pioneer Ventures, L.P. 4/28/92
• International Paper Capital 4/1/92

March 1992

• Advanced Integrated Technology 3/31/92
• Monarch-Naragansett Ventures 3/27/92
• FBS Small Business Investment Corporation 3/3/92

February 1992

• WPI, Inc 2/26/92
• Chicago Community Ventures, Inc 2/18/92
• Dikita Enterprises of Texas 2/11/92

January 1992

• American Commercial Capital 1/31/92
• American Commercial Capital 1/31/92
• J & D Capital Corporation 1/22/92
• Rand SBIC, Inc 1/14/92
• Denver Minority Business Development Group 1/13/92
• Hickory Venture Capital Corporation 1/13/92
• Formosa Capital 1/17/92
• East Coast Ventures Capital 1/6/92

December 1991

• AMWEST Surety Insurance 12/6/91
• Bentley Capital 12/6/91
• UNCO Ventures, Inc 12/5/91

November 1991

• Jiffy Lube Capital Corporation - Summary 11/5/91

October 1991

• South Texas SBIC - Summary 10/23/91

February 1991

• Government Micro Resources, Inc. - Summary 2/13/91

June 1990

• Regulations for Section 301(d) - Summary 6/13/90



The OIG is required by the Inspector General Act to make its reports available to the public. The list of issued reports above is given with links to summaries and when available complete reports.

Complete reports are in Adobe Acrobat format, which allows them to be viewed in their printed form without having the software that created them. If you don't have the Adobe Acrobat viewer, you can download it free of charge from Adobe's home page, along with instructions on how to set it up.



To request a copy of any Audit Report under the Freedom of Information Act,
send your request citing the title, report number, and date of issue to:

Small Business Administration
Office of Inspector General
Auditing Division
409 S.Third Street, S.W.
Washington, DC 20416-4112





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