SEC NEWS DIGEST Issue 2007-40 March 1, 2007 COMMISSION ANNOUNCEMENTS FEE RATE ADVISORY #8 FOR FISCAL YEAR 2007 Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the Commission determined that a mid-year adjustment to the Section 31 fee rate for FY 2007 is not required. As a result, the Section 31 fee rate of $15.30 per million dollars that will take effect on March 17 will remain at that level through the end of the fiscal year. The Section 31 assessment on round turn transactions in security futures also will remain at $0.0042 per transaction after March 17. The Commission will announce the FY 2008 fee rate under Section 31 of the Securities Exchange Act of 1934 no later than April 30, 2007. The new rate will become effective on Oct. 1, 2007, or 30 days after the date on which a regular appropriation to the Commission for FY 2008 is enacted, whichever date comes later. (Press Rel. 2007-27) ENFORCEMENT PROCEEDINGS SEC CHARGES 14 DEFENDANTS IN WALL STREET INSIDER TRADING RING, INCLUDING PERSONNEL AT UBS SECURITIES LLC, MORGAN STANLEY & CO., INC. AND BEAR, STEARNS & CO., INC. The Commission today announced insider trading charges against fourteen defendants in connection with two related insider trading schemes in which Wall Street professionals serially traded on material, nonpublic information tipped, in exchange for cash kickbacks, by insiders at UBS Securities LLC and Morgan Stanley & Co., Inc. The complaint alleges that in the first scheme, which has been ongoing since 2001, at least eight securities industry professionals, three hedge funds, two broker-dealers and a day-trading firm, made thousands of illegal trades and millions of dollars in illicit profits using inside information misappropriated by a UBS executive to trade ahead of UBS analyst recommendations (UBS Scheme). The complaint alleges that in the second scheme, several securities industry professionals and a hedge fund made dozens of illegal trades and hundreds of thousands of dollars in illicit profits using inside information misappropriated by an attorney at Morgan Stanley to trade ahead of corporate acquisition announcements (Morgan Stanley Scheme). Collectively, the complaint alleges, the defendants made at least $15 million in illicit profits from these two insider trading schemes. The Commission's complaint alleges that in the UBS Scheme, from at least 2001 through 2006, Mitchel S. Guttenberg, an executive director in the equity research department of UBS, illegally tipped material, nonpublic information concerning upcoming UBS analyst upgrades and downgrades to at least two Wall Street traders, Erik R. Franklin and David M. Tavdy, in exchange for sharing in the illicit profits from their trading on that information. According to the complaint, Franklin illegally traded on inside information in his personal accounts and for two hedge funds he managed: Lyford Cay Capital, LP, a hedge fund at Bear, Stearns & Co., Inc. and Q Capital Investment Partners, LP. Franklin also traded in his and his father-in-law's personal accounts. The complaint alleges that to avoid detection of this scheme, Guttenberg used coded text messages on disposable cell phones to communicate the tips to Franklin and arrange meeting places where Franklin would pay Guttenberg his share of illegal profits in cash. The complaint further alleges that Tavdy illegally traded on this inside information for Andover Brokerage, LLC and Assent LLC, registered broker-dealers where Tavdy was a proprietary trader. According to the complaint, Tavdy also traded on this inside information stolen from UBS in his personal account, the accounts of a relative and friend, and the accounts of Jasper Capital LLC, a day-trading firm with which Tavdy was associated. The Commission further alleges that Franklin and Tavdy also had downstream tippees who traded on the UBS tips. Franklin tipped Mark E. Lenowitz, who illegally traded on this inside information for DSJ International Resources Ltd. (doing business as "Chelsey Capital"), a private hedge fund where Lenowitz was a portfolio manager, and in his personal accounts. As alleged in the complaint, three registered representatives at Bear Stearns who knew of Franklin's UBS tips (Robert D. Babcock, Andrew A. Srebnik, and Ken Okada) also illegally traded on this inside information in their personal accounts and, in the case of Babcock, for the Lyford Cay hedge fund. Additionally, the complaint alleges, David A. Glass, the owner of Jasper Capital, a day- trading firm that operated from the New York City offices of Assent, also traded on Tavdy's UBS tips for Jasper Capital. According to the complaint, Glass and Tavdy paid kickbacks to supervisory personnel at Assent to not disclose this trading scheme. Collectively, the complaint alleges, Guttenberg, Franklin, Tavdy, and their tippees made at least $14 million in illegal profits from the UBS Scheme. The complaint alleges that, in the Morgan Stanley Scheme, several of the participants in the UBS Scheme, and others, traded ahead of corporate acquisition announcements using inside information stolen by an in-house lawyer at Morgan Stanley. In this scheme, according to the complaint, Randi Collotta, an attorney who worked in the global compliance department of Morgan Stanley, together with her husband, Christopher Collotta, an attorney in private practice, tipped material, nonpublic information concerning upcoming corporate acquisitions involving Morgan Stanley's investment banking clients, to Marc Jurman, a registered representative in Florida, in exchange for sharing in Jurman's illicit profits from trading on this information. The complaint alleges that Jurman illegally traded on this inside information, and had several downstream tippees who also traded, including Franklin and the Q Capital hedge fund, and two registered representatives at Bear Stearns, Babcock and Okada, who also were involved in the UBS Scheme. According to the complaint, the Collottas, Jurman and their tippees made over $600,000 in illegal profits from the Morgan Stanley Scheme. The Commission's complaint names the defendants and includes the allegations set forth below: * Mitchel S. Guttenberg, age 41, who is a registered representative at UBS, and is an executive director and institutional client manager in the firm's equity research department. Guttenberg illegally tipped material, nonpublic information in connection with the UBS Scheme, in exchange for sharing in the illicit trading profits. * Erik R. Franklin, age 39, who, at times during the relevant period, was a portfolio manager for the Lyford Cay hedge fund and an employee of Bear Stearns in New York, New York, an analyst for the Chelsey Capital hedge fund in New York, New York, and a portfolio manager for the Q Capital hedge fund. Franklin illegally traded on and tipped material, nonpublic information in connection with the UBS and Morgan Stanley Schemes. * David S. Tavdy, age 38, who, at times during the relevant period, was a proprietary trader and registered representative at Andover in New York, New York, a proprietary trader and registered representative at Assent in New York, York, and a trader at Jasper Capital. Tavdy illegally traded on and tipped material, nonpublic information in connection with the UBS Scheme. * Mark E. Lenowitz, age 43, who, at times during the relevant period, was a portfolio manager for the Chelsey Capital hedge fund in New York, New York, and a limited partner in the Q Capital hedge fund. Lenowitz illegally traded on material, nonpublic information in connection with the UBS Scheme. * Robert D. Babcock, age 33, who is a registered representative at Suntrust Capital Markets, Inc. and, during the relevant time period, was a registered representative at Bear Stearns in New York, New York, and was associated with the Lyford Cay hedge fund. Babcock illegally traded on and/or tipped material, nonpublic information in connection with the UBS and Morgan Stanley Schemes. * Andrew A. Srebnik, age 35, who is a registered representative at Jefferies & Company, Inc. and, during the relevant time period, was a registered representative at Bear Stearns in New York, New York. Srebnik illegally traded on material, nonpublic information in connection with the UBS Scheme. * Ken Okada, age 31, who is a registered representative at Cathay Financial, Inc. and, during the relevant time period, was a registered representative with Bear Stearns in New York, New York. Okada illegally traded on and/or tipped material, nonpublic information in connection with the UBS and Morgan Stanley Schemes. * David A. Glass, age 32, who is the owner and president of Jasper Capital and, at times during the relevant period, also was a registered representative at Assent. Glass traded on material, nonpublic information in connection with the UBS Scheme. * Randi E. Collotta, age 30, who is an attorney and the Director of Securities Operations at The Garden City Group, Inc. and, during the relevant time period, was an attorney in the global compliance department of Morgan Stanley in New York, New York. Randi Collotta illegally tipped material, nonpublic information in connection with the Morgan Stanley Scheme, in exchange for sharing in the illicit trading profits. * Christopher K. Collotta, age 34, who is an attorney in private practice. Christopher Collotta illegally tipped material, nonpublic information in connection with the Morgan Stanley Scheme, in exchange for sharing in the illicit trading profits. * Marc R. Jurman, age 31, who, at times during the relevant period, was a registered representative at the Boca Raton, Florida branch office of Marlins Capital, LLC, and a registered representative at the Boca Raton, Florida branch office of Finance 500, Inc. Jurman traded on and tipped material, nonpublic information in connection with the Morgan Stanley Scheme. * Q Capital Investment Partners, LP, which is a Delaware limited partnership with offices in Fort Lee, New Jersey. During the relevant time period, Q Capital operated as a hedge fund. Q Capital traded on material, nonpublic information in connection with the UBS and Morgan Stanley Schemes. * DSJ International Resources Ltd., which does business as Chelsey Capital, and is a New York corporation with offices in New York, New York. During the relevant time period, Chelsey Capital operated as a private hedge fund. Chelsey Capital traded on material, nonpublic information in connection with the UBS Scheme. * Jasper Capital LLC, which is a New York limited liability company owned by Glass. During the relevant time period, Jasper Capital operated as a day-trading firm from the offices of Assent in New York, New York. Jasper Capital traded on material, nonpublic information in connection with the UBS Scheme. As a result of the conduct described in the complaint, the Commission alleges that each of the Defendants violated Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and that Defendants Q Capital, Chelsey Capital, Jasper Capital, Guttenberg, Franklin, Tavdy, Lenowitz, Babcock, Srebnik, and Glass also violated Section 17(a) of the Securities Act of 1933. The Commission's complaint seeks permanent injunctive relief, disgorgement of illicit profits with prejudgment interest, and the imposition of civil monetary penalties. In a related criminal case, the U.S. Attorney's Office for the Southern District of New York announced today criminal charges against Guttenberg, Franklin, Tavdy, Lenowitz, Babcock, Okada, Glass, Randi Collotta, Christopher Collotta, Jurman, and others in connection with these two insider trading schemes. The Commission wishes to thank the U.S. Attorney's Office and the Federal Bureau of Investigation for its assistance in connection with this matter. The Commission's investigation is continuing. [SEC v. Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC, C.A. No. 07 CV 1774 SDNY (PKC)] (LR-20022; Press Rel. 2007-28) SEC OBTAINS ORDERS OF FINAL JUDGMENT AGAINST MICHAEL D. SPADACCINI AND ORONEX, LLC On February 14, the SEC obtained a default judgment against Defendants Michael D. Spadaccini, of Austin, Texas, and his company, Oronex, LLC, for their role in a scheme to evade the registration provisions of the Securities Act of 1933. The SEC alleged that Spadaccini, through Oronex, obtained 500,000 shares of U.S. Wind Farming stock in an unregistered offering. Spadaccini, an attorney, purportedly received those shares as payment for legal services. He then quickly sold the shares into the public market. The Final Judgment permanently enjoins Spadaccini and Oronex from violating the registration provisions of the federal securities law. The Court also ordered that Spadaccini and Oronex are jointly and severally liable for disgorgement plus prejudgment totaling $19,792.83, and a civil penalty of $8,600. For further information, see Litigation Release No. 19311 (July 26, 2005), No. 19546 (Jan. 30, 2006), No. 19802 (Aug. 11, 2006), and No. 19886 (Oct. 25, 2006). [SEC v. U.S. Wind Farming, Inc., et al, Civil Action No. 05 C 4259, USDC ND Illinois] (LR-20023) SEC OBTAINS ORDERS OF FINAL JUDGMENT AGAINST CHARLES FLEMMING, ASHLIN CAPITAL, LLC, AND KYOTO CAPITAL GROUP, LLC On February 13, the SEC obtained a final judgment against Defendants Charles S. Flemming, of Bronx, New York, and his companies, Ashlin Capital, LLC, and Kyoto Capital Group, LLC, for their role in a scheme to evade the registration provisions of the Securities Act of 1933. The SEC alleged that Flemming, through Kyoto Capital Group and Ashlin Capital, obtained 102 million shares of U.S. Wind Farming stock in an unregistered offering. Pursuant to the scheme, Flemming then directed the sale of the shares into the public market intending to kick-back to Wind Farming a portion of the proceeds of these sales. Flemming did kick-back proceeds from the sales to Wind Farming. The Final Judgment permanently enjoins Flemming, Ashlin Capital, and Kyoto Capital Group from violating the registration provisions of the federal securities law and permanently bars them from participating in penny stock offerings. Flemming, Ashlin Capital, and Kyoto Capital Group previously consented to entry of a permanent injunction. The Court also ordered that Flemming, Ashlin Capital, and Kyoto Capital Group are jointly and severally liable for disgorgement plus prejudgment totaling $455,700.59. For further information, see Litigation Release No. 19311 (July 26, 2005), No. 19546 (Jan. 30, 2006), No. 19802 (Aug. 11, 2006), and No. 19886 (Oct. 25, 2006). [SEC v. U.S. Wind Farming, Inc., et al, Civil Action No. 05 C 4259, USDC ND Illinois] (LR-20024) INVESTMENT COMPANY ACT RELEASES LIBERTY ALL-STAR EQUITY FUND, ET AL. A notice has been issued giving interested persons until March 26, 2007, to request a hearing on an application filed by Liberty All-Star Equity Fund, et al. for an order under Section 6(c) of the Investment Company Act granting an exemption from Section 15(a) of the Act to permit two registered closed-end investment companies to delay shareholder vote on sub-advisory agreements until the next annual shareholders meeting. The order would supersede prior orders. (Rel. IC-27741 - February 27) VAN ECK ASSOCIATES CORPORATION, ET AL. An order has been issued on an application filed by Van Eck Associates Corporation, et al. The order amends an existing order that permits: (a) open-end management investment companies, the series of which consist of the component securities of certain domestic equity securities indices, to issue shares of limited redeemability that would trade in the secondary market at negotiated prices; (b) dealers to sell shares of the series in the secondary market unaccompanied by a prospectus when prospectus delivery is not required by the Securities Act of 1933; (c) certain affiliated persons of the series to deposit securities into, and receive securities from, the series; and (d) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the series to acquire shares of the series. The amended order permits the open-end management investment companies in the prior order to offer additional series based on foreign equity securities indices. In addition, the order deletes a condition related to future relief in the existing order. (Rel. IC-27742 - February 27) POWERSHARES EXCHANGE-TRADED FUND TRUST, ET AL. An order has been issued on an application filed by PowerShares Exchange-Traded Fund Trust, et al., for an order under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Sections 12(d)(1)(A) and (B) of the Act, and under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act. The order permits certain registered management investment companies and unit investment trusts to acquire shares of certain registered open- end management investment companies and unit investment trusts that operate as exchange-traded funds and that are not part of the same group of investment companies. The order also amends a condition in a prior order. (Rel. IC-27743 - February 27 COUNTRY INVESTORS LIFE ASSURANCE COMPANY, ET AL. An order has been issued pursuant to Section 26(c) of the Investment Company Act on an application filed by Country Investors Life Assurance Company and Country Investors Variable Life Account and Country Investors Variable Annuity Account (the Separate Accounts). The order permits the substitution of securities issued by certain registered investment companies and held by the Separate Accounts for shares of certain other registered investment companies. (Rel. IC- 27744 - February 28) BLDRS INDEX FUNDS TRUST, ET AL. A notice has been issued giving interested persons until March 20, 2007, to request a hearing on an application filed by BLDRS Index Funds Trust, et al., for an order to permit: (a) BLDRS Index Funds Trust, a unit investment trust with multiple series (each series, a "Trust") whose portfolios will consist of the component stocks of various specified indices (Benchmark Indices) to issue shares (Trust Shares) that are only redeemable in large aggregations; (b) secondary market transactions in Trust Shares to occur at negotiated prices; (c) dealers to sell Trust Shares to purchasers in the secondary market unaccompanied by a prospectus when prospectus delivery is not required by the Securities Act of 1933; (d) the Trusts, rather than PowerShares Capital Management LLC (Sponsor), to bear certain expenses associated with maintaining the Trusts; (e) certain affiliated persons of the Trusts to deposit securities into, and receive securities from, the Trusts in connection with the purchase and redemption of Trust Shares; and (f) the Trusts to reimburse the Sponsor for payment of an annual licensing fee to the provider of the Benchmark Indices. (Rel. IC-27745 - February 28) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-Phlx-2007-14) filed by the Philadelphia Stock Exchange extending the dividend, merger, and short stock interest strategies fee cap program has become immediately effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55358) A proposed rule change (SR-NASD-2007-006) filed by the National Association of Securities Dealers relating to fees for filing documents pursuant to the Corporate Financing Rule has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55360) PROPOSED RULE CHANGES The New York Stock Exchange filed a proposed rule change (SR-NYSE- 2006-28) as modified by Amendment No. 2 thereto relating to NYSE Rules 134 and 411. Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55361) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2007-01) relating to credit default options. Publication is expected in the Federal Register during the week of March 5. (Rel. 34-55362) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 CHART INDUSTRIES INC, ONE INFINITY CORPORATE CENTRE DRIVE, SUITE 300, GARFIELD HEIGHTS, OH, 44125-5370, 4407531490 - 170,000,000 ($170,000,000.00) Non-Convertible Debt, (File 333-140932 - Feb. 28) (BR. 06C) SB-2 FLM Minerals Inc., #308 - 837 WEST HASTINGS STREET, VANCOUVER, A1, V6C 3N6, (604) 632-0085 - 906,300 ($271,890.00) Equity, (File 333-140933 - Feb. 28) (BR. 04) SB-2 SOUTHWEST CASINO CORP, 2001 KILLEBREW DRIVE, SUITE 306, MINNEAPOLIS, MN, 55425, 952 853 9990 - 0 ($12,220,171.00) Equity, (File 333-140934 - Feb. 28) (BR. 05C) S-8 HARMONIC INC, 549 BALTIC WAY, SUNNYVALE, CA, 94089, 4085422500 - 175,342 ($85,917.58) Equity, (File 333-140935 - Feb. 28) (BR. 11B) S-8 RRSat Global Communications Network Ltd., 4 HAGOREN STREET, INDUSTRIAL PARK, OMER, L3, 84965, 972-8-625-7500 - 674,100 ($9,255,393.00) Equity, (File 333-140936 - Feb. 28) (BR. 11B) S-8 BVR SYSTEMS 1998 LTD, 16 HAMELACHA ST, AFEK, ROSH-HA-AYIN, L3, 48091, 01197339008000 - 200,000 ($48,000.00) Equity, (File 333-140937 - Feb. 28) (BR. 03B) S-8 FREQUENCY ELECTRONICS INC, 55 CHARLES LINDBERGH BLVD, MITCHEL FIELD, NY, 11553, 5167944500 - 1,159,635 ($389.28) Equity, (File 333-140938 - Feb. 28) (BR. 10B) S-8 ZIMMER HOLDINGS INC, 345 EAST MAIN STREET, WARSAW, IN, 46580, 5742676131 - 0 ($857,300,000.00) Equity, (File 333-140939 - Feb. 28) (BR. 10C) S-8 INTERNATIONAL LOTTERY & TOTALIZATOR SYSTEMS INC, 2131 FARADAY AVE, CARLSBAD, CA, 92008-7297, 6199314000 - 0 ($1,244,709.00) Equity, (File 333-140940 - Feb. 28) (BR. 03C) S-8 TRIMBLE NAVIGATION LTD /CA/, 935 STEWART DRIVE, SUNNYVALE, CA, 94085, 4084818000 - 4,536,932 ($124,947,107.00) Equity, (File 333-140941 - Feb. 28) (BR. 10C) S-8 EBAY INC, 2145 HAMILTON AVENUE, SAN JOSE, CA, 95125, 408-376-7400 - 0 ($4,467,041.48) Equity, (File 333-140942 - Feb. 28) (BR. 08B) S-3 KEMET CORP, 2835 KEMET WAY, 2835 KEMET WAY, SIMPSONVILLE, SC, 29681, 8039636300 - 0 ($175,000,000.00) Debt Convertible into Equity, (File 333-140943 - Feb. 28) (BR. 10B) S-8 RAPTOR PHARMACEUTICALS CORP., 9 COMMERCIAL BLVD, SUITE 200, NOVATO, CA, 94949, 415-382-1390 - 6,000,000 ($3,840,000.00) Equity, (File 333-140944 - Feb. 28) (BR. 01A) S-3 CREDIT SUISSE FIRST BOSTON MORTGAGE SECURITIES CORP, 11 MADISON AVENUE, NEW YORK, NY, 10010, 2123252000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-140945 - Feb. 28) (BR. 05D) S-8 EQUINIX INC, 301 VELOCITY WAY, 5TH FLOOR, FOSTER CITY, CA, 94404, 650-513-7000 - 2,321,015 ($198,980,615.95) Equity, (File 333-140946 - Feb. 28) (BR. 11C) S-B REPUBLIC OF COLOMBIA, 10 EAST 46TH ST, C/O CONSUL REBUBLIC OF COLOMBIA, NEW YORK, NY, 10017, 0 ($5,000,000,000.00) Non-Convertible Debt, (File 333-140947 - Feb. 28) (BR. DN) S-8 USG CORP, 125 SOUTH FRANKLIN STREET, DEPARTMENT 188, CHICAGO, IL, 60606, 312-606-4000 - 0 ($30,000,000.00) Other, (File 333-140949 - Feb. 28) (BR. 06A) S-8 HEALTHWAYS, INC, 3841 GREEN HILLS VILLAGE DRIVE, NASHVILLE, TN, 37215, 6156651122 - 2,036,953 ($89,646,302.00) Equity, (File 333-140950 - Feb. 28) (BR. 01A) N-2 Advent/Claymore Global Convertible Securities & Income Fund, 2455 CORPORATE WEST DRIVE, LISLE, IL, 60532, 630-505-3700 - 50,000 ($1,000,000.00) Equity, (File 333-140951 - Feb. 28) (BR. ) S-8 WEBSENSE INC, 10240 SORRENTO VALLEY RD, SAN DIEGO, CA, 92121, 8583208000 - 0 ($52,305,050.00) Equity, (File 333-140952 - Feb. 28) (BR. 08C) S-8 CREDENCE SYSTEMS CORP, 215 FOURIER AVE, FREMONT, CA, 94539, 5106577400 - 997,240 ($4,936,338.00) Equity, (File 333-140953 - Feb. 28) (BR. 10A) S-3ASR GEORGIA POWER CO, 241 RALPH MCGILL BOULEVARD, ATLANTA, GA, 30308, 4045066526 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-140954 - Feb. 28) (BR. 02A) S-8 CANADIAN PACIFIC RAILWAY LTD/CN, 401-9TH AVENUE S.W. SUITE 500, CALGARY ALBERTA, A0, T2P 4Z4, 4033196171 - 200,000 ($11,034,000.00) Equity, (File 333-140955 - Feb. 28) (BR. 05A) SB-2 UTIX GROUP INC, 7 NEW ENGLAND EXECUTIVE PARK, SUITE 610, BURLINGTON, MA, 01803-2933, 781 229 2589 - 3,318,927 ($4,350,155.00) Equity, (File 333-140956 - Feb. 28) (BR. 05C) S-8 BUREAU OF NATIONAL AFFAIRS INC, 1231 25TH ST NW, WASHINGTON, DC, 20037, 2024524200 - 5,000,000 ($70,000,000.00) Equity, (File 333-140957 - Feb. 28) (BR. 05A) S-3 CWMBS INC, 4500 PARK GRANADA, CALABASAS, CA, 91302, 8183325300 - 1,000,000 ($1,000,000.00) Mortgage Backed Securities, (File 333-140958 - Feb. 28) (BR. 05D) S-4 NORTHWESTERN CORP, 125 S DAKOTA AVENUE, SUITE 1100, SIOUX, SD, 57104, 6059782908 - 0 ($150,000,000.00) Debt, (File 333-140959 - Feb. 28) (BR. 02B) S-3 CWABS INC, 4500 PARK GRANADA, CALABASAS, CA, 91302, (818) 332-5300 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-140960 - Feb. 28) (BR. 05D) S-8 STRYKER CORP, 2825 AIRVIEW BLVD, KALAMAZOO, MI, 49002, 2693852600 - 20,000,000 ($1,258,500,000.00) Equity, (File 333-140961 - Feb. 28) (BR. 10C) S-3 CWALT INC, 4500 PARK GRANADA, CALABASAS, CA, 91302, 818-332-5300 - 1,000,000 ($1,000,000.00) Mortgage Backed Securities, (File 333-140962 - Feb. 28) (BR. 05D) S-8 CYTOKINETICS INC, 280 EAST GRAND AVENUE, ., SOUTH SAN FRANCISCO, CA, 94080, (650) 624-3000 - 0 ($12,547,500.00) Equity, (File 333-140963 - Feb. 28) (BR. 01B) S-8 ODYSSEY RE HOLDINGS CORP, 300 FIRST STAMFORD PL, STAMFORD, CT, 06902, 2039778000 - 0 ($15,792,000.00) Equity, (File 333-140964 - Feb. 28) (BR. 01B) S-3 AMPAL-AMERICAN ISRAEL CORP, 555 MADISON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022, 2125939842 - 0 ($150,000,000.00) Unallocated (Universal) Shelf, (File 333-140968 - Feb. 28) (BR. 06C) S-3 AMPAL-AMERICAN ISRAEL CORP, 555 MADISON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022, 2125939842 - 7,000,000 ($33,180,000.00) Equity, (File 333-140969 - Feb. 28) (BR. 06C) S-3ASR MASCO CORP /DE/, 21001 VAN BORN RD, TAYLOR, MI, 48180, 3132747400 - 0 ($0.00) Other, (File 333-140970 - Feb. 28) (BR. 06B) S-8 GULF RESOURCES, INC., SHENNAN ZHONG ROAD, PO BOX 031-114, SHENZHEN, F4, 518000, 212-561-3604 - 5,000,000 ($8,750,000.00) Equity, (File 333-140971 - Feb. 28) (BR. 06A) S-3ASR PS BUSINESS PARKS INC/CA, 701 WESTERN AVE, SUITE 200, GLENDALE, CA, 91201-2397, (818) 244-8080 - 0 ($1,000,000,000.00) Equity, 0 ($0.00) Unallocated (Universal) Shelf, (File 333-140972 - Feb. 28) (BR. 08C) S-1 HELICOS BIOSCIENCES CORP, ONE KENDALL SQUARE, BUILDING 700, CAMBRIDGE, MA, 02139, 617-649-0540 - 0 ($100,000,000.00) Equity, (File 333-140973 - Feb. 28) (BR. ) S-3 AMPAL-AMERICAN ISRAEL CORP, 555 MADISON AVENUE, 20TH FLOOR, NEW YORK, NY, 10022, 2125939842 - 12,214,057 ($57,894,630.18) Equity, (File 333-140974 - Feb. 28) (BR. 06C) S-3ASR IMS HEALTH INC, 1499 POST ROAD, FAIRFIELD, CT, 06824, 2033194700 - 0 ($0.00) Equity, (File 333-140975 - Feb. 28) (BR. 03A) S-3 AMIS HOLDINGS INC, AMI SEMICOUNDUCTOR INC, 2300 BUCKSKIN RD, POCATELLO, ID, 83201, 2082346732 - 19,550,000 ($237,337,000.00) Equity, (File 333-140976 - Feb. 28) (BR. 10A) S-3ASR HORNBECK OFFSHORE SERVICES INC /LA, 103 NORTHPARK BOULEVARD, SUITE 300, COVINGTON, LA, 70433, 9857272000 - 0 ($250,000,000.00) Debt Convertible into Equity, (File 333-140977 - Feb. 28) (BR. 05A) S-3ASR ENTERTAINMENT PROPERTIES TRUST, 8164721700 - 0 ($0.00) Other, (File 333-140978 - Feb. 28) (BR. 08A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 1ST CONSTITUTION BANCORP NJ 1.02,8.01,9.01 02/23/07 ABAZIAS INC DE 1.01,9.01 02/22/07 ACADIA REALTY TRUST MD 8.01,9.01 02/23/07 ACCENTIA BIOPHARMACEUTICALS INC 1.01,2.03,3.02,7.01,9.01 02/27/07 ACCENTIA BIOPHARMACEUTICALS INC 1.01,3.02,7.01,9.01 02/27/07 AES CORP DE 5.02 02/28/07 AFFYMAX INC 5.02 02/23/07 AK STEEL HOLDING CORP DE 7.01,9.01 02/28/07 Alberto-Culver CO DE 5.02 02/26/07 ALDILA INC DE 2.02,7.01,9.01 02/28/07 ALFA CORP DE 2.02,9.01 02/23/07 AMEND ALLEGHANY CORP /DE DE 2.02,9.01 02/27/07 ALLIANCE ONE INTERNATIONAL, INC. VA 7.01,9.01 02/28/07 ALLIANCEBERNSTEIN HOLDING L.P. DE 2.02,7.01,9.01 02/28/07 ALLIANCEBERNSTEIN L.P. DE 2.02,7.01,9.01 02/28/07 ALLIED CAPITAL CORP MD 2.02,9.01 02/28/07 ALLSCRIPTS HEALTHCARE SOLUTIONS INC DE 7.01,9.01 02/28/07 Altra Holdings, Inc. DE 2.02,8.01,9.01 02/28/07 AMBASSADORS INTERNATIONAL INC DE 2.02,9.01 02/27/07 AMEDIA NETWORKS, INC. DE 1.01,2.03,9.01 02/27/07 AMERICAN EXPRESS CO NY 5.02,9.01 02/23/07 AMERICAN FINANCIAL REALTY TRUST 2.02 02/28/07 American Home Mortgage Assets Trust 2 DE 9.01 02/28/07 AMERICAN MORTGAGE ACCEPTANCE CO MA 7.01,9.01 02/28/07 AMERICAN SAFETY INSURANCE HOLDINGS LT 2.02,9.01 12/31/06 AMERICAN SPECTRUM REALTY INC MD 8.01,9.01 02/28/07 AMERISAFE INC TX 2.02,7.01,9.01 02/27/07 AMERISAFE INC TX 5.02 02/23/07 ANADIGICS INC DE 7.01,9.01 02/28/07 ANHEUSER-BUSCH COMPANIES, INC. DE 5.02 02/28/07 ANIKA THERAPEUTICS INC MA 2.02,9.01 02/28/07 APAC CUSTOMER SERVICE INC IL 7.01,9.01 02/23/07 APPLEBEES INTERNATIONAL INC DE 7.01,9.01 02/28/07 APPLIED SIGNAL TECHNOLOGY INC CA 2.02,9.01 02/28/07 AQUA AMERICA INC PA 2.02,9.01 02/28/07 ARC CORPORATE REALTY TRUST INC MD 5.02,8.01,9.01 01/09/07 Ardent Acquisition CORP DE 1.01,2.01,5.02,5.03,5.05,5.06, 02/22/07 9.01 ARMSTRONG WORLD INDUSTRIES INC PA 5.02,9.01 02/28/07 ARVINMERITOR INC IN 2.03,3.02,8.01,9.01 02/28/07 ASBURY AUTOMOTIVE GROUP INC DE 1.01,9.01 02/22/07 AspenBio Pharma, Inc. CO 3.02,9.01 02/27/06 ASSISTED LIVING CONCEPTS INC NV 2.02,9.01 02/27/07 ATLANTIC AMERICAN CORP GA 5.03,9.01 02/28/07 Atlantic Southern Financial Group, In 2.01,9.01 12/15/06 AMEND AUDIBLE INC 2.02,9.01 12/31/06 Aurora Oil & Gas CORP UT 7.01,9.01 02/28/07 AVANIR PHARMACEUTICALS CA 5.02,8.01,9.01 02/27/07 AVATAR HOLDINGS INC DE 8.01,9.01 02/28/07 AXT INC DE 2.02,9.01 02/28/07 B&G Foods, Inc. DE 1.01,2.02,2.03,9.01 02/23/07 BANK OF NEW YORK CO INC NY 8.01,9.01 02/23/07 BARNES & NOBLE INC DE 8.01 02/27/07 BARR PHARMACEUTICALS INC DE 2.02,9.01 02/28/07 BARRIER THERAPEUTICS INC DE 2.02,9.01 02/28/07 BAY BANKS OF VIRGINIA INC VA 8.01 02/27/07 BEA SYSTEMS INC DE 8.01,9.01 02/22/07 BEA SYSTEMS INC DE 1.01,2.06 02/22/07 Bear Stearns ARM Trust 2007-1 DE 9.01 02/28/07 Bear Stearns Asset Backed Securities DE 9.01 02/28/07 Bear Stearns Asset Backed Securities DE 9.01 02/28/07 Bear Stearns Asset Backed Securities DE 9.01 02/28/07 Bear Stearns Asset Backed Securities DE 9.01 02/28/07 Bear Stearns Mortgage Funding Trust 2 DE 8.01,9.01 02/28/07 Bear Stearns Mortgage Funding Trust 2 DE 9.01 02/28/07 BELDEN CDT INC. DE 5.02 02/22/07 BELLAVISTA CAPITAL INC MD 7.01,9.01 02/27/07 AMEND BELO CORP DE 5.02,9.01 02/28/07 BENCHMARK ELECTRONICS INC TX 5.02 02/20/07 BEVERLY HILLS BANCORP INC DE 5.02 02/22/07 BIOMET INC IN 5.04,9.01 02/28/07 BIOPURE CORP DE 7.01,9.01 02/27/07 Blink Couture Inc. DE 8.01 02/26/07 BLOUNT INTERNATIONAL INC DE 2.02,9.01 02/28/07 BLUEFLY INC DE 2.02,9.01 02/28/07 BlueLinx Holdings Inc. DE 5.02 02/23/07 BNC Mortgage Loan Trust 2007-1 DE 8.01,9.01 02/28/07 BOISE CASCADE HOLDINGS, L.L.C. DE 5.02 02/22/07 Boxwoods, Inc DE 4.01,9.01 02/17/07 BPO Management Services DE 2.01,3.02,9.01 12/15/06 AMEND BRIGHTEC, INC NV 4.02 08/25/06 AMEND BROOKSTONE INC DE 2.02,9.01 02/22/07 BUFFALO WILD WINGS INC MN 5.03,9.01 02/25/07 BUILDING MATERIALS CORP OF AMERICA DE 1.01,9.01 02/22/07 BUSINESS OBJECTS S.A. 5.03,9.01 02/22/07 C-BASS Mortgage Loan Trust 2007-CB2 8.01,9.01 02/28/07 CA, INC. DE 1.01,5.03,8.01,9.01 02/23/07 CABELAS INC DE 8.01,9.01 02/28/07 CABLEVISION SYSTEMS CORP /NY DE 2.02,9.01 02/27/07 CABOT OIL & GAS CORP DE 5.02 02/22/07 CALA CORP OK 4.01 02/27/07 CALA CORP OK 4.01 02/27/07 AMEND CALLIDUS SOFTWARE INC 5.02,9.01 02/26/07 CALPINE CORP DE 7.01,9.01 02/28/07 CAROLINA BANK HOLDINGS INC NC 8.01 02/22/07 CATALYTICA ENERGY SYSTEMS INC DE 2.02,9.01 02/28/07 CATUITY INC DE 2.02,9.01 02/27/07 CDSS Wind Down Inc DE 5.02 02/23/07 CENTENNIAL COMMUNICATIONS CORP /DE DE 8.01,9.01 02/28/07 CENTERPOINT ENERGY INC 2.02,8.01,9.01 02/28/07 CENTURY ALUMINUM CO DE 5.02,9.01 02/28/07 CFS BANCORP INC IN 7.01,9.01 02/28/07 CHARTER COMMUNICATIONS INC /MO/ DE 2.02,9.01 12/31/06 Chemtura CORP DE 1.01,9.01 02/28/07 CHENIERE ENERGY INC DE 2.02,9.01 02/27/07 CHEROKEE INTERNATIONAL CORP DE 1.01,9.01 02/22/07 CHICAGO BRIDGE & IRON CO N V 2.02,9.01 02/27/07 China 3C Group NV 7.01,9.01 02/26/07 CHINA DIRECT TRADING CORP FL 9.01 09/15/06 AMEND CHOICE HOTELS INTERNATIONAL INC /DE DE 7.01,9.01 02/26/07 CHRISTOPHER & BANKS CORP DE 5.02,5.03,9.01 02/22/07 CIB MARINE BANCSHARES INC WI 7.01,8.01 02/21/07 CIGNA CORP DE 5.02 02/28/07 CIMAREX ENERGY CO DE 7.01,9.01 02/28/07 Citigroup Mortgage Loan Trust 2007-AH 9.01 01/29/07 Citigroup Mortgage Loan Trust 2007-AR 9.01 02/09/07 Citigroup Mortgage Loan Trust 2007-OP 9.01 02/01/07 CITIZENS BANCORP/OR 2.02,9.01 02/27/07 CITIZENS FIRST BANCORP INC DE 5.02,8.01,9.01 02/22/07 CITIZENS HOLDING CO /MS/ MS 8.01,9.01 02/27/07 CKE RESTAURANTS INC DE 2.02,4.02,9.01 02/27/07 CLAIBORNE LIZ INC DE 2.02,9.01 02/28/07 Clearpoint Business Resources, Inc DE 1.01,2.01,2.03,8.01,9.01 02/23/07 CMGI INC DE 7.01,9.01 02/28/07 CMS ENERGY CORP MI 4.01,9.01 11/30/06 AMEND CNB CORP /MI/ MI 4.01 02/22/07 COBRA ELECTRONICS CORP DE 1.01 02/22/07 COEUR D ALENE MINES CORP ID 2.02,9.01 02/22/07 COLOMBIA GOLDFIELDS LTD 1.01 02/27/07 AMEND COMMONWEALTH BIOTECHNOLOGIES INC VA 1.01,9.01 02/22/07 COMMSCOPE INC DE 8.01,9.01 02/28/07 COMMUNITY WEST BANCSHARES / CA 5.02,9.01 01/01/07 COMPOSITE TECHNOLOGY CORP NV 1.01,2.03,3.02,9.01 02/27/07 COMPUTER SCIENCES CORP NV 8.01 02/26/07 CONSTELLATION ENERGY GROUP INC MD 5.02 02/23/07 COOPER TIRE & RUBBER CO DE 5.03,9.01 02/28/07 CORTLAND BANCORP INC OH 8.01,9.01 02/27/07 COVAD COMMUNICATIONS GROUP INC DE 5.02 02/22/07 COVANCE INC DE 5.02,9.01 02/22/07 CPAC INC NY 1.01,9.01 02/23/07 CREDIT ACCEPTANCE CORPORATION MI 5.02,9.01 02/22/07 CREDIT SUISSE (USA) INC DE 9.01 02/27/07 CROWN CASTLE INTERNATIONAL CORP DE 5.02,9.01 02/22/07 CSMC Mortgage-Backed Trust 2007-2 DE 8.01,9.01 02/28/07 CT HOLDINGS ENTERPRISES INC DE 5.02 02/23/07 CURIS INC DE 2.02,9.01 02/14/07 CWABS Asset-Backed Certificates Trust DE 9.01 02/28/07 CWABS Asset-Backed Certificates Trust DE 9.01 02/28/07 CWALT INC DE 9.01 02/28/07 CWALT INC DE 9.01 02/28/07 CWHEQ, Inc. 9.01 02/28/07 CWMBS INC DE 9.01 02/28/07 CYGNUS OIL & GAS CORP DE 2.04 02/21/07 CYPRESS SEMICONDUCTOR CORP /DE/ DE 2.04 02/26/07 CYTOGEN CORP DE 2.02,9.01 02/28/07 CYTRX CORP DE 1.01,3.02,8.01 02/22/07 CYTYC CORP DE 1.01,9.01 02/26/07 Darwin Professional Underwriters Inc DE 2.02,9.01 02/27/07 DAVITA INC DE 1.01,2.03,8.01,9.01 02/23/07 DealerTrack Holdings, Inc. DE 2.02,9.01 02/28/07 DECORATOR INDUSTRIES INC PA 2.02,9.01 02/28/07 DELPHI CORP DE 7.01,9.01 02/28/07 DELPHI CORP DE 1.01,7.01,9.01 02/28/07 Deutsche Alt-A Securities Mortgage Lo 8.01,9.01 02/28/07 DEUTSCHE ALT-A SECURITIES MORTGAGE LO 8.01,9.01 02/28/07 DIAMONDHEAD CASINO CORP DE 8.01 02/26/07 Digital Realty Trust, Inc. MD 2.02,7.01,9.01 02/27/07 DIGITAL RECORDERS INC NC 7.01,8.01,9.01 02/28/07 DigitalFX International Inc FL 1.01,5.02 02/22/07 DigitalTown, Inc. MN 5.02 12/14/06 DISCOVER CARD MASTER TRUST I DE 8.01,9.01 02/28/07 DISCOVERY LABORATORIES INC /DE/ DE 2.02,8.01,9.01 02/28/07 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 02/28/07 DOLLAR TREE STORES INC VA 2.02,7.01,9.01 02/28/07 DOTRONIX INC WI 1.01 02/23/07 DRESS BARN INC CT 2.02,9.01 02/28/07 DRIL-QUIP INC DE 2.02,9.01 02/27/07 Duke Energy CORP DE 5.02 02/22/07 DUN & BRADSTREET CORP/NW DE 5.02,9.01 02/22/07 DURA AUTOMOTIVE SYSTEMS INC DE 7.01,9.01 02/28/07 Eagle Bulk Shipping Inc. 2.02,9.01 02/28/07 Eagle Bulk Shipping Inc. 8.01,9.01 02/28/07 EARTHSHELL CORP DE 8.01,9.01 02/26/07 EATON VANCE CORP MD 9.01 02/28/07 EDGE PETROLEUM CORP DE 9.01 01/31/07 AMEND EDISON INTERNATIONAL CA 2.02,9.01 02/28/07 Education Realty Trust, Inc. MD 2.02,7.01,9.01 02/27/07 EFUNDS CORP DE 1.01,9.01 02/26/07 EGL INC TX 2.02,9.01 02/27/07 EL PASO CORP/DE DE 2.04,9.01 02/28/07 ELITE FLIGHT SOLUTIONS INC DE 1.01,2.01 02/28/07 ELKCORP DE 5.01,5.02,9.01 02/22/07 EMERITUS CORP\WA\ WA 1.01,9.01 02/22/07 ENCORE CAPITAL GROUP INC DE 2.02,9.01 02/28/07 ENDOCARE INC DE 1.01,2.03,9.01 02/23/07 ENERGYTEC INC NV 3.02,5.02,8.01 02/22/07 ENXNET INC OK 7.01,9.01 02/28/07 ESS TECHNOLOGY INC CA 2.02,9.01 02/28/07 EV Energy Partners, LP DE 1.01,3.02,9.01 02/28/07 Evercore Partners Inc. DE 2.02,9.01 02/28/07 EXELON CORP PA 7.01,9.01 02/28/07 ExlService Holdings, Inc. DE 5.02,7.01,9.01 02/22/07 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02 02/13/07 AMEND EXXON MOBIL CORP NJ 5.02 02/22/07 FAMILYMEDS GROUP, INC. NV 1.01,9.01 02/22/07 FAMOUS DAVES OF AMERICA INC MN 2.02,9.01 02/28/07 FARMER BROTHERS CO CA 2.02,9.01 02/27/07 FASTENTECH INC DE 1.01,9.01 02/23/07 Federal Home Loan Bank of Seattle 5.02,9.01 02/28/07 AMEND First Franklin Mortgage Loan Trust, S DE 8.01,9.01 02/28/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 02/28/07 First Horizon Asset Sec Mort Pass Thr DE 8.01,9.01 02/28/07 FIRST MID ILLINOIS BANCSHARES INC DE 8.01 02/27/07 FIRST NATIONAL COMMUNITY BANCORP INC PA 8.01,9.01 02/28/07 FIRST PACTRUST BANCORP INC MD 2.02,9.01 02/28/07 FirstBank Financial Services, Inc. GA 1.01,9.01 02/26/07 FISERV INC WI 5.02 02/23/07 FOG CUTTER CAPITAL GROUP INC MD 7.01,8.01,9.01 02/28/07 FORD MOTOR CO DE 2.05 09/13/06 AMEND FORTUNE BRANDS INC DE 5.02,9.01 02/28/07 FREMONT GENERAL CORP NV 8.01 02/27/07 FRONTIER OIL CORP /NEW/ WY 1.01,9.01 02/21/06 GALTECH SEMICONDUCTOR MATERIALS CO UT 2.01,9.01 02/15/07 GEMSTAR TV GUIDE INTERNATIONAL INC DE 2.02,9.01 02/28/07 GENE LOGIC INC DE 2.02,5.02,9.01 02/23/07 GENE LOGIC INC DE 5.02 02/22/07 Geneva Gold Corp NV 1.01,9.01 02/23/07 GENZYME CORP MA 5.02 02/22/07 GENZYME CORP MA 5.02,9.01 02/26/07 GEOPETRO RESOURCES CO 7.01,9.01 02/26/07 GEVITY HR INC FL 2.02 02/28/07 GLIMCHER REALTY TRUST MD 1.01 02/22/07 GLOBAL MED TECHNOLOGIES INC CO 2.02,9.01 02/26/07 GMACM Home Equity Loan Trust 2006-HE1 DE 8.01,9.01 02/28/07 GOODYEAR TIRE & RUBBER CO /OH/ OH 8.01,9.01 02/28/07 GRAFTECH INTERNATIONAL LTD DE 2.02,9.01 02/28/07 GRANT PRIDECO INC DE 5.02 02/22/07 GREAT ATLANTIC & PACIFIC TEA CO INC MD 8.01 02/28/07 GREAT LAKES BANCORP, INC. DE 2.02,7.01,9.01 02/28/07 GREATBATCH, INC. DE 1.01,9.01 02/28/07 Green Irons Holdings Corp. NV 8.01 02/23/07 Greenpoint Mortgage Funding Trust 200 DE 8.01,9.01 02/28/07 GREER BANCSHARES INC SC 5.02 02/22/07 GSAA Home Equity Trust 2007-S1 DE 9.01 02/26/07 GSR Mortgage Loan Trust 2007-1F DE 8.01,9.01 02/28/07 Hanesbrands Inc. MD 1.01,9.01 02/22/07 HANMI FINANCIAL CORP DE 7.01,9.01 02/28/07 Harbin Electric, Inc 8.01,9.01 02/26/07 HARRIS CORP /DE/ DE 5.03,9.01 02/23/07 Health Fitness Corp /MN/ MN 5.02 02/22/07 HEALTH NET INC DE 8.01,9.01 02/23/07 HEICO CORP FL 2.02 02/28/07 HEWLETT PACKARD CO DE 8.01,9.01 02/22/07 HONDA AUTO REC 2003-3 OWNER TRUST DE 8.01,9.01 02/21/07 HONDA AUTO REC 2003-4 OWNER TRUST DE 8.01,9.01 02/15/07 HONDA AUTO REC 2003-5 OWNER TRUST DE 8.01,9.01 02/20/07 HONDA AUTO RECEIVABLES 2004-1 OWNER T DE 8.01,9.01 02/21/07 Honda Auto Receivables 2004-2 Owner T 8.01,9.01 02/15/07 Honda Auto Receivables 2004-3 Owner T CA 8.01,9.01 02/20/07 Honda Auto Receivables 2005-1 Owner T CA 8.01,9.01 02/21/07 Honda Auto Receivables 2005-2 Owner T 8.01,9.01 02/15/07 Honda Auto Receivables 2005-3 Owner T CA 8.01,9.01 02/20/07 Honda Auto Receivables 2005-4 Owner T CA 8.01,9.01 02/21/07 Honda Auto Receivables 2005-5 Owner T CA 8.01,9.01 02/15/07 Honda Auto Receivables 2005-6 Owner T CA 8.01,9.01 02/20/07 HOSPIRA INC DE 2.02,9.01 02/28/07 House of Taylor Jewelry, Inc. NV 8.01 02/21/07 HUDSON VALLEY HOLDING CORP NY 8.01,9.01 02/27/07 HUMANA INC DE 5.02 02/22/07 Huntsman CORP DE 1.01,2.03 02/22/07 Huron Consulting Group Inc. DE 1.01,2.03 02/23/07 I FLOW CORP /DE/ DE 5.02,9.01 02/22/07 IKANOS COMMUNICATIONS CA 2.02,9.01 02/26/07 IMMUNE RESPONSE CORP DE 1.01 02/26/07 INDEPENDENT BANK CORP MI 8.01 02/28/07 IndyMac INDX Mortgage Loan Trust 2007 9.01 02/28/07 Ingen Technologies, Inc. 4.01,9.01 02/19/07 AMEND INGERSOLL RAND CO LTD 1.01,9.01 02/27/07 INSITUFORM TECHNOLOGIES INC DE 2.02,9.01 02/22/07 INTEGRA LIFESCIENCES HOLDINGS CORP DE 2.02,9.01 02/28/07 INTERDIGITAL COMMUNICATIONS CORP PA 2.02,9.01 02/28/07 INTERNATIONAL ASSETS HOLDING CORP DE 8.01 02/26/07 INTERNATIONAL WIRE GROUP INC DE 5.03,9.01 02/22/07 Intersearch Group Inc FL 5.02 02/28/07 INTUIT INC DE 5.02,9.01 02/27/07 INVESTOOLS INC DE 2.02,3.02,4.02,9.01 02/26/07 INVESTORS CAPITAL HOLDINGS LTD MA 2.02 02/22/07 IPARTY CORP DE 5.02 02/27/07 IRON MOUNTAIN INC DE 2.02,9.01 02/28/07 ISOTIS INC DE 5.02,9.01 02/22/07 ITRON INC /WA/ WA 5.02,9.01 02/22/07 J P MORGAN CHASE & CO DE 9.01 02/23/07 J P MORGAN CHASE & CO DE 9.01 02/26/07 J2 GLOBAL COMMUNICATIONS INC DE 7.01,9.01 02/28/07 JACKSON HEWITT TAX SERVICE INC DE 2.02,9.01 02/28/07 JACKSON VENTURES, INC. NV 8.01 02/23/07 JEFFERIES GROUP INC /DE/ DE 1.01,9.01 02/28/07 JONES APPAREL GROUP INC PA 5.02 02/28/07 JOY GLOBAL INC DE 2.02 01/26/07 KAHIKI FOODS INC OH 1.01 02/26/07 KENILWORTH SYSTEMS CORP NY 4.01,9.01 02/07/07 AMEND KENTUCKY BANCSHARES INC /KY/ KY 8.01,9.01 02/28/07 KING PHARMACEUTICALS INC TN 2.02,9.01 02/28/07 KLONDIKE STAR MINERAL CORP DE 3.03,9.01 02/12/07 KNOBIAS, INC. DE 1.01,1.02,2.01,2.03,3.02,3.03, 02/28/07 5.01,5.02,9.01 Koppers Holdings Inc. PA 1.01,8.01,9.01 02/26/07 LandBank Group Inc DE 2.02,7.01,9.01 02/28/07 LEHMAN ABS CORP BOEING NOTE BACKED SE DE 8.01,9.01 02/15/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 02/23/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 02/23/07 LEHMAN BROTHERS HOLDINGS INC DE 9.01 02/23/07 Lehman Mortgage Trust 2007-2 DE 8.01,9.01 02/28/07 LEMAITRE VASCULAR INC 2.02,9.01 02/28/07 LENNAR CORP /NEW/ DE 8.01,9.01 02/27/07 LEUCADIA NATIONAL CORP NY 8.01,9.01 02/28/07 LEXICON GENETICS INC/TX DE 5.02,9.01 02/26/07 LIGAND PHARMACEUTICALS INC DE 2.01,9.01 02/28/07 LIN TV CORP DE 2.02,9.01 02/28/07 LINCOLN NATIONAL CORP IN 5.02 02/22/07 LITHIA MOTORS INC OR 7.01,9.01 02/27/07 LONGS DRUG STORES CORP MD 5.02,7.01,9.01 02/27/07 LONGS DRUG STORES CORP MD 2.02,2.05,2.06,7.01,9.01 02/28/07 LORAL SPACE & COMMUNICATIONS INC. DE 1.01,3.02,3.03,5.03,9.01 02/27/07 LUBRIZOL CORP OH 8.01 02/26/07 M&T BANK CORP NY 7.01,9.01 02/28/07 MACC PRIVATE EQUITIES INC DE 8.01,9.01 02/28/07 MAGELLAN HEALTH SERVICES INC DE 2.02,9.01 02/28/07 MAGMA DESIGN AUTOMATION INC DE 1.01,2.03,3.02,7.01,9.01 02/27/07 MANAGEMENT NETWORK GROUP INC 3.01 02/26/07 MANPOWER INC /WI/ WI 5.02,9.01 02/28/07 MANPOWER INC /WI/ WI 8.01,9.01 02/28/07 MANTECH INTERNATIONAL CORP DE 2.02,7.01,8.01,9.01 02/28/07 Marine Park Holdings, Inc. DE 4.01,9.01 02/21/07 MARKEL CORP VA 5.02,9.01 02/22/07 MARTHA STEWART LIVING OMNIMEDIA INC DE 2.02,9.01 02/28/07 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 02/28/07 MATERIAL SCIENCES CORP DE 5.02 02/22/07 MATRIA HEALTHCARE INC DE 1.01,2.03,9.01 02/23/07 MAXUS REALTY TRUST INC. 2.03 02/02/07 MedAire, Inc. NV 2.02,8.01,9.01 02/28/07 MEDAREX INC NJ 2.02,9.01 02/28/07 Medical Exchange Inc. NV 4.01,9.01 02/26/07 MEDICAL PROPERTIES TRUST INC 1.01,7.01,9.01 02/28/07 MEDICAL TECHNOLOGY & INNOVATIONS INC FL 5.03,9.01 02/27/07 MEDICIS PHARMACEUTICAL CORP DE 2.02,9.01 02/28/07 MELLON FINANCIAL CORP PA 8.01,9.01 02/23/07 MERCANTILE BANK CORP MI 1.01,9.01 02/22/07 MERGE TECHNOLOGIES INC WI 5.02 02/22/07 MERIT MEDICAL SYSTEMS INC UT 2.02,9.01 02/28/07 Meritage Homes CORP MD 1.01,2.03,9.01 02/23/07 AMEND MERRILL LYNCH & CO INC DE 8.01,9.01 02/28/07 MESA LABORATORIES INC /CO CO 8.01 02/27/07 METALICO INC 8.01,9.01 02/28/07 MICROISLET INC NV 3.01,9.01 02/26/07 MICROSTRATEGY INC DE 5.02 02/22/07 Mill Basin Technologies, Ltd. NV 4.01,9.01 01/17/07 MINE SAFETY APPLIANCES CO PA 2.02,9.01 02/28/07 MISSION ENERGY HOLDING CO DE 2.02,9.01 02/28/07 MIVA, INC. DE 5.02 02/23/07 MODTECH HOLDINGS INC CA 3.02 02/26/07 MONTGOMERY REALTY GROUP INC NV 1.01,9.01 02/23/07 MORGAN STANLEY DE 8.01 02/26/07 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 02/28/07 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 02/28/07 Morgan Stanley Home Equity Loan Trust DE 8.01,9.01 02/28/07 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 02/02/07 MOTOROLA INC DE 5.02 02/22/07 MSC SOFTWARE CORP DE 2.02,9.01 02/28/07 MUELLER INDUSTRIES INC DE 8.01,9.01 02/27/07 MVC CAPITAL, INC. DE 1.01,9.01 02/22/07 MYLAN LABORATORIES INC PA 8.01,9.01 02/27/07 NACCO INDUSTRIES INC DE 2.02,9.01 02/28/07 NACCO INDUSTRIES INC DE 2.02,7.01,9.01 02/28/07 NATIONAL ATLANTIC HOLDINGS CORP NJ 8.01 02/28/07 NATIONAL CITY AUTO RECEIVABLES TRUST 8.01,9.01 02/15/07 NATIONAL FUEL GAS CO NJ 7.01,9.01 02/28/07 NATIONAL HOME HEALTH CARE CORP DE 8.01,9.01 02/27/07 NATIONAL MEDICAL HEALTH CARD SYSTEMS DE 1.01,5.02,9.01 02/23/07 NEKTAR THERAPEUTICS DE 2.02 02/28/07 NeoStem, Inc. DE 7.01,9.01 02/26/07 NEW PLAN EXCEL REALTY TRUST INC MD 8.01,9.01 02/27/07 NEW WORLD ENTERTAINMENT CORP. NV 1.01,1.02,2.01,3.02,5.01,5.02, 01/22/07 5.03,5.06,9.01 NEWS CORP 8.01,9.01 02/27/07 NEWS CORP 8.01,9.01 02/28/07 NICOR INC IL 5.02,9.01 02/28/07 NITCHES INC CA 8.01 02/28/07 NNN 2003 VALUE FUND LLC 9.01 02/15/07 AMEND NOBLE ROMANS INC IN 4.01,9.01 02/23/07 Nomura Asset Acceptance Corporation, DE 2.01,9.01 11/30/06 NORTH BAY BANCORP/CA CA 5.02,8.01 02/26/07 North Penn Bancorp, Inc. PA 5.02 02/27/07 NORTH VALLEY BANCORP CA 1.01,9.01 02/28/07 NORTHEAST UTILITIES MA 7.01,9.01 02/28/07 NORTHWEST AIRLINES CORP DE 2.02,9.01 02/28/07 NORTHWEST BIOTHERAPEUTICS INC DE 2.03 02/23/07 NOVADEL PHARMA INC DE 5.02,9.01 02/22/07 NOVASTAR FINANCIAL INC MD 2.03,9.01 02/28/07 Novastar Mortgage Funding Trust, Seri DE 8.01,9.01 02/28/07 NOVELL INC DE 2.05 02/25/07 NRG ENERGY, INC. DE 2.02,9.01 02/28/07 NYER MEDICAL GROUP INC FL 2.03 02/26/07 NYFIX INC DE 8.01 02/28/07 NYFIX INC DE 2.02 02/27/07 OLIN CORP VA 5.02,5.03,9.01 02/22/07 OMNICARE INC DE 2.02,9.01 02/28/07 OMNICOMM SYSTEMS INC DE 3.02,8.01 02/28/06 OMTOOL LTD DE 5.02 02/23/07 ONSCREEN TECHNOLOGIES INC CO 7.01,9.01 02/28/07 ORMAT TECHNOLOGIES, INC. DE 2.02,9.01 02/28/07 OSCIENT PHARMACEUTICALS CORP MA 2.02,9.01 02/27/07 OSI SYSTEMS INC CA 8.01,9.01 02/26/07 OTTER TAIL CORP MN 1.01,2.03,9.01 02/23/07 OVERSEAS SHIPHOLDING GROUP INC DE 2.02,9.01 02/27/07 OVERSEAS SHIPHOLDING GROUP INC DE 8.01,9.01 02/26/07 Owens Corning DE 7.01,9.01 02/28/07 PACIFIC MERCANTILE BANCORP CA 2.02,9.01 02/09/07 AMEND PAETEC Holding Corp. 8.01,9.01 02/28/07 PAPA JOHNS INTERNATIONAL INC DE 2.02,9.01 02/27/07 PARALLEL PETROLEUM CORP DE 7.01,9.01 02/28/07 PARALLEL PETROLEUM CORP DE 2.02 02/28/07 PARK BANCORP INC DE 8.01 02/26/07 PDL BIOPHARMA, INC. DE 2.02,9.01 02/21/07 PEABODY ENERGY CORP DE 7.01,9.01 02/28/07 PENWEST PHARMACEUTICALS CO WA 2.02,9.01 02/28/07 PERFORMANCE TECHNOLOGIES INC \DE\ DE 2.02 02/28/07 PETMED EXPRESS INC FL 5.02,9.01 02/27/07 PETROHAWK ENERGY CORP DE 2.02,3.01,9.01 02/28/07 PETSMART INC DE 2.02,9.01 02/28/07 PHARMOS CORP NV 5.02,9.01 02/26/07 PHH CORP MD 1.01,2.03,9.01 02/22/07 PHOENIX COMPANIES INC/DE DE 5.02,9.01 02/22/07 PINNACLE AIRLINES CORP DE 2.02,9.01 02/27/07 PLAINS ALL AMERICAN PIPELINE LP DE 5.02,9.01 02/22/07 PMA CAPITAL CORP PA 5.03,9.01 02/22/07 POKERTEK INC 2.02,9.01 02/20/07 PORTLAND GENERAL ELECTRIC CO /OR/ OR 5.02 02/22/07 POWER TECHNOLOGY INC/CN NV 1.01,5.02,5.03,9.01 02/22/07 POWERLINX INC NV 5.02,9.01 02/26/07 PPL CORP PA 7.01,9.01 02/28/07 PRA International DE 2.02,9.01 02/27/07 PRIMUS TELECOMMUNICATIONS GROUP INC DE 1.01,3.03,9.01 02/23/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 02/23/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 02/23/07 PRIVATEBANCORP, INC DE 5.02,9.01 02/28/07 PRIVATEBANCORP, INC DE 7.01 02/28/07 PROCYON CORP CO 2.02,9.01 02/23/07 PROVIDENT BANKSHARES CORP MD 7.01,9.01 02/28/07 PROVIDENT FINANCIAL SERVICES INC DE 7.01,9.01 02/28/07 PUBLIC STORAGE INC /CA CA 2.02,9.01 12/31/06 QUAKER CHEMICAL CORP PA 2.02,9.01 02/27/07 QUALMARK CORP CO 2.02,9.01 02/28/07 QUANTUM ENERGY INC. 1.02 01/31/06 QWEST COMMUNICATIONS INTERNATIONAL IN DE 5.02,9.01 02/22/07 R&G FINANCIAL CORP PR 7.01,9.01 02/28/07 RADIOSHACK CORP DE 5.02,9.01 02/28/07 RARE HOSPITALITY INTERNATIONAL INC GA 7.01,9.01 02/27/07 RAYONIER INC NC 5.02 02/28/07 RED HAT INC DE 5.02,9.01 02/22/07 REGENT COMMUNICATIONS INC DE 2.01,9.01 12/15/06 AMEND RELIV INTERNATIONAL INC DE 2.02,9.01 02/28/07 REPLIDYNE INC DE 2.02,9.01 02/28/07 Restore Medical, Inc. DE 2.02,9.01 02/28/07 REYNOLDS AMERICAN INC 2.03 02/22/07 RIDGEWOOD ELECTRIC POWER TRUST V DE 2.01,9.01 02/28/07 RIDGEWOOD POWER GROWTH FUND /NJ DE 2.01,9.01 02/28/07 RTI INTERNATIONAL METALS INC OH 5.02 02/22/07 RURAL/METRO CORP /DE/ DE 2.04,9.01 02/22/07 SACO I Trust 2007-2 DE 9.01 02/28/07 SALIX PHARMACEUTICALS LTD 2.02,9.01 02/28/07 SALIX PHARMACEUTICALS LTD 1.01,2.03,8.01,9.01 02/22/07 SATCON TECHNOLOGY CORP DE 7.01 02/27/07 SAUER DANFOSS INC DE 2.02,9.01 02/28/07 SCICLONE PHARMACEUTICALS INC DE 5.02 02/22/07 SCRIPPS E W CO /DE OH 8.01,9.01 02/28/07 SEMCO ENERGY INC MI 5.02,9.01 02/22/07 SEMTECH CORP DE 5.03,9.01 02/22/07 SENIOR HOUSING PROPERTIES TRUST MD 2.02,9.01 02/28/07 Sensata Technologies B.V. P7 2.02,9.01 02/28/07 SENTO CORP UT 2.05,4.01,5.02,7.01,9.01 02/06/07 AMEND SERVICE CORPORATION INTERNATIONAL TX 2.02,9.01 02/28/07 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 2.05 11/27/06 SHUMATE INDUSTRIES INC DE 2.02,7.01,9.01 02/27/07 SILVERSTAR HOLDINGS LTD B0 1.01,9.01 02/23/07 SIMMONS FIRST NATIONAL CORP AR 7.01 02/28/07 SIPEX CORP DE 3.03,5.03,8.01,9.01 02/22/07 SIRF TECHNOLOGY HOLDINGS INC 8.01 02/28/07 SIRONA DENTAL SYSTEMS, INC. DE 1.01,9.01 02/27/07 SKYWEST INC UT 5.02,7.01,9.01 02/22/07 SMITH & WOLLENSKY RESTAURANT GROUP IN DE 1.01,9.01 02/26/07 SMITH MICRO SOFTWARE INC DE 2.02,9.01 02/28/07 SMITHTOWN BANCORP INC NY 8.01 02/27/07 SOLUTIA INC DE 7.01,9.01 02/28/07 SOLUTIA INC DE 7.01,9.01 02/28/07 AMEND SONUS NETWORKS INC DE 2.02,9.01 02/28/07 SOUNDVIEW HOME LOAN TRUST 2007-1 DE 9.01 02/16/07 SOUTH JERSEY INDUSTRIES INC NJ 2.02,7.01,9.01 12/31/06 SOUTHERN CALIFORNIA EDISON CO CA 1.01,2.03,9.01 02/28/07 SOUTHERN NATURAL GAS CO DE 2.04,9.01 02/28/07 SOUTHWEST GAS CORP CA 8.01 02/28/07 SOUTHWEST WATER CO DE 8.01,9.01 02/28/07 SOUTHWESTERN ENERGY CO AR 2.02,9.01 02/28/07 SP Holding CORP DE 3.02,4.01 02/27/07 Specialty Underwriters Alliance, Inc. DE 2.02,9.01 02/27/07 Spectra Energy Corp. DE 7.01,9.01 02/27/07 SPRINT NEXTEL CORP KS 2.02,9.01 02/28/07 SPRINT NEXTEL CORP KS 5.03,9.01 02/27/07 SPX CORP DE 2.02,9.01 02/28/07 ST MARY LAND & EXPLORATION CO DE 5.02,9.01 02/28/07 STATION CASINOS INC NV 8.01 02/23/07 STATION CASINOS INC NV 2.02 02/28/07 STELLAR PHARMACEUTICALS INC 8.01 02/28/07 STEMCELLS INC DE 2.02,9.01 02/28/07 STERLING CHEMICALS INC DE 5.02,9.01 02/23/07 STERLING FINANCIAL CORP /PA/ PA 5.02,7.01,9.01 02/27/07 STONEMOR PARTNERS LP DE 5.03,9.01 02/27/07 Structured Adjustable Rate Mortgage L DE 8.01,9.01 02/28/07 Structured Asset Mortgage Investments DE 7.01 02/28/07 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 02/28/07 Structured Asset Securities CORP Mort DE 8.01,9.01 02/28/07 SUN HEALTHCARE GROUP INC DE 2.02,9.01 02/27/07 SUN REPORTER INC FL 4.01 01/05/07 SUN-TIMES MEDIA GROUP INC DE 5.02 02/24/07 SYNTROLEUM CORP DE 8.01,9.01 02/28/07 TALX CORP MO 7.01,9.01 02/28/07 TBW Mortgage-Backed Trust Series 2007 DE 8.01,9.01 02/27/07 TECHNE CORP /MN/ MN 5.02,9.01 02/12/07 TEMPUR PEDIC INTERNATIONAL INC DE 7.01,9.01 02/28/07 TERABEAM, INC. DE 2.02,9.01 02/28/07 TEREX CORP DE 2.02 02/28/07 TETRA TECHNOLOGIES INC DE 2.02,9.01 02/28/07 TEXTRON INC DE 5.02 02/28/07 TGC INDUSTRIES INC TX 2.02,9.01 02/26/07 TIENS BIOTECH GROUP USA INC 5.02 02/25/07 TITAN INTERNATIONAL INC IL 2.02,9.01 02/28/07 TOR MINERALS INTERNATIONAL INC DE 2.02,9.01 02/28/07 TORO CO DE 2.02,9.01 02/27/07 AMEND TOWER AUTOMOTIVE INC DE 7.01,9.01 02/28/07 TOWN SPORTS INTERNATIONAL HOLDINGS IN DE 1.01,8.01,9.01 02/27/07 TRAFFIX INC DE 2.02,8.01,9.01 02/26/07 TransDigm Group INC DE 5.02,9.01 02/28/07 TREDEGAR CORP VA 5.02,9.01 02/22/07 TRIPOS INC UT 1.01 02/27/07 TRULITE INC DE 4.01,9.01 02/12/07 AMEND ULTRALIFE BATTERIES INC DE 7.01,9.01 02/28/07 UNIONBANCAL CORP DE 5.02 02/28/07 UNISOURCE ENERGY CORP AZ 2.02,9.01 02/27/07 UNITY WIRELESS CORP DE 5.02 02/08/07 UNIVERSAL COMPRESSION HOLDINGS INC DE 2.02,9.01 02/28/07 Universal Compression Partners, L.P. DE 2.02,9.01 02/28/07 UNIVERSAL HOSPITAL SERVICES INC MN 1.01,2.03,9.01 02/23/07 US AIRWAYS GROUP INC DE 8.01,9.01 02/28/07 UTEK CORP 2.02,9.01 02/28/07 VALEANT PHARMACEUTICALS INTERNATIONAL DE 2.02,9.01 02/28/07 VALLEY NATIONAL GASES INC WV 8.01 02/27/07 VALMONT INDUSTRIES INC DE 5.03,9.01 02/26/07 VAXGEN INC DE 5.02 02/22/07 VERASUN ENERGY CORP 2.02,9.01 02/28/07 VIASPACE Inc. NV 8.01,9.01 02/28/07 VIRGIN MEDIA INC. DE 2.02,8.01,9.01 02/28/07 VIROPHARMA INC DE 2.02,9.01 02/28/07 VISHAY INTERTECHNOLOGY INC DE 1.01 02/28/07 VISTA GOLD CORP 1.01,8.01,9.01 02/27/07 Voyager Petroleum, Inc. NV 3.02 02/22/07 WASHINGTON POST CO DE 2.02,9.01 02/28/07 WASTE INDUSTRIES USA INC NC 2.02,9.01 02/27/07 WASTE SERVICES, INC. A6 2.02,9.01 12/31/06 WCI COMMUNITIES INC 2.02,7.01,9.01 02/27/07 WEBSTER FINANCIAL CORP DE 1.01 02/22/07 WESCO INTERNATIONAL INC DE 1.01,9.01 02/22/07 WESTERN DIGITAL CORP DE 7.01 02/28/07 Western Refining, Inc. DE 2.02,9.01 02/27/07 WHERIFY WIRELESS INC DE 1.01,2.03,3.02 02/22/07 WHITING PETROLEUM CORP DE 2.02,9.01 02/27/06 WYETH DE 7.01,9.01 02/28/07 WYNN RESORTS LTD 2.02,7.01,9.01 02/27/07 XETA TECHNOLOGIES INC OK 2.02,9.01 02/27/07 XILINX INC DE 8.01,9.01 02/28/07 XSUNX INC CO 1.01,9.01 02/22/07 ZIX CORP TX 1.01,2.03 02/28/07