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Disease and Mortality in Sub-Saharan Africa
The World Bank2006
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 Chapter 22:  Mental Health and the Abuse of Alcohol and Controlled Substances

Florence K. Baingana, Atalay Alem, and Rachel Jenkins
A2256

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Mental disorders include depression, anxiety, schizophrenia, and psychosocial and mental disorders as consequences of alcohol and substance abuse, conflicts and complex emergencies, the human immunodeficiency virus/acquired immune deficiency syndrome (HIV/AIDS), and gender-based violence; in addition, there are mental disorders of children. Standardized research instruments have been tested and widely used in Sub-Saharan Africa, and considerable attention has been paid to the transcultural performance of these instruments. However, challenges to epidemiological research still exist, including unreliable health facility records, noninclusion of mental disorders in the health management information systems (HMISs), and lack of any disease surveillance system that includes mental disorders.

Table 22A.1
Selected Sub-Saharan Africa Data on Mental Health Disorders
Author(s) Disorder Country, study population Findings
Molteno et al. 2001 Behavioral and emotional disorders and intellectual disability Cape Town, South Africa 355 children in special schools 31% for psychopathology, boys more affected than girls More behavioral problems among the children with severe and profound retardation Epilepsy associated with more total behavior scores
Ikeji et al. 1999 ECT and schizophrenia, mania, and severe depression Nigeria 70 subjects Prospective open-label study Full clinical recovery Unmodified ECT safe and effective with nonenduring subjective memory difficulty
Bolton, Neugebauer, and Ndogoni 2002 Depression Rwanda 368 adults Community-based random sample 15.5% met criteria for DSM IV diagnosis of depression.
Kaaya et al. 2002 Depression among HIV-positive women Tanzania 903 women Two-phase design Internal consistency of HSCL-25 adequate HSCL-25 demonstrated utility for depression
Bean and Moller 2002 PTSD and depression South Africa 40 battered women 63% moderately to severely depressed 59% high PTSD symptoms 38.4% anger, 54.5% guilt
Martenyi et al. 2002 PTSD Europe, Israel, and South Africa Double-blind, randomized, placebo-controlled study Efficacy and tolerability of fluoxetine 226 patients on fluoxetine, 75 on placebo Fluoxetine associated with greater improvement Fluoxetine effective and well tolerated in PTSD
Bolton 2001b Mental health effects of genocide Rwanda Free listing, key informant interviews, and pile sorts Depression occurs in this population Supports local content validity of the depression assessment instruments
Njenga 2000 Depression Kenya 86 professional women 22% reported depressive symptoms 30% coping less well than usual
Mkize, Nonkelela, and Mkize 1998 Depression Transkei, South Africa 250 students randomly selected Beck's Depression Inventory 53% mild to severe depression Females more affected 3 to 1 14% moderately to severely depressed All subjects presented with somatic symptoms
Vaz, Mbajiorgu, and Acuda 1998 Stress, depression, and suicide Zimbabwe 109 medical students Cross-sectional study 64.5% at various levels of stress or depression or both 11% very high levels of stress 12% at serious risk for suicide
Lopes and Bottino 2002 Dementia All continents Medline and Lilacs search, 38 studies evaluated from all continents 1.17% specific prevalence rate for dementia for 65–69-year-olds 54.83% specific prevalence rate for dementia for those over 95 years Dementia more prevalent among women in 75% papers reviewed
Aina 2001 Clinical profile of patients attending psychiatric hospital Nigeria Prospective, private hospital–based study 138 patients seen in 644 consultation sessions Highest percentage made up of young adults 31–45 years of age 36% epilepsy 22.5% schizophrenia 18.8% affective disorders
Molteno et al. 2001 Behavioral and emotional problems in children with intellectual disability South Africa 355 children with intellectual disability attending special schools 31% psychopathology in children with intellectual disability More behavioral problems in boys than girls More behavioral difficulties in children with severe and profound forms of intellectual disability
Kwalombota 2002 HIV and depression Zambia Mental health of HIV-positive women attending antenatal clinic 85% of HIV-positive women had major depressive disorder Depression more common among those diagnosed HIV positive during pregnancy
Nwosu and Odesanmi 2001 Suicide Nigeria Study of pattern of autopsy findings in cases of completed suicides Suicides at the rate of 0.4 per 100,000 population Higher suicide incidence in males (3.6 to 1) Majority of the victims in their 20s
Bhagwanjee et al. 1998 Minor psychiatric disorders South Africa 354 adults Two-stage community-based epidemiological study 23.9% prevalence of generalized anxiety and depressive disorder 3.7% generalized anxiety, 4.8% major depression, 7.3% dysthymia, and 8.2% major depression with dysthymia
Okulate 2001 Suicide Nigeria Case-control study of the characteristics of patients who attempted suicide in a military setting 51 attempted suicides Suicide 0.37% of all admissions to the Department of Psychiatry, Military Hospital, Yaba, Nigeria 60.8% of all suicides below the age of 30 years Numbers of males and females almost equal
Dong and Simon 2001 Organophosphate poisoning Zimbabwe Cross-sectional descriptive study of the use of organophosphate as poison Urban hospital admissions 183,569 case records studied 599 cases of organophosphate poisoning Increase of 320% in organophosphate poisoning between 1995 and 2000 Similar male and female admission rates 82% below 31 years 74% suicide attempts
Kebede and Alem 1999 Suicide Ethiopia Study of suicide attempts and suicide ideation 10,203 adults in Addis Ababa Prevalence of current suicide ideation, 2.7% Lifetime prevalence, 0.9% 66% of subjects below 25 years of age Current suicide ideation more common in men than women (95% confidence interval) Hanging preferred method for men, poisoning for women
Ihueze and Okpara 1989 Psychiatric disorders of old age Nigeria Retrospective study of 73 consecutive patients age 60 years and over admitted to a psychiatric hospital Patients over 60 years admitted for the first time, 5% of all admissions 58% below 70 years 84% in the two lowest socioeconomic classes 49% functional psychosis 30% organic psychosis 10% neurotic disorders
Ben-Arie et al. 1983 Psychiatric disorders of old age South Africa 139 noninstitutionalized coloured persons over 65 years old 24% some form of psychiatric disorder 16.5% depression 15% alcoholism among the men 6% on psychiatric medication
Verrier-Jones et al. 1978 Psychiatric disorders of old age South Africa 100 patients admitted to a psychogeriatric unit Over 50% of patients depressed, many associated with physical illness and isolation
Nine patients admitted with confusion
Confusion due to drugs prescribed by medical practitioners in seven of them

Source: Compiled by authors.

Note: ECT = electroconvulsive therapy.

This chapter discusses measurement and data sources, the burden of mental disorders and alcohol abuse in Sub-Saharan Africa, current interventions, and effective treatment strategies relevant to the context of the region. It concludes with recommendations for research as well as implications for policy formulation and development. An appendix supplies selected data on mental health disorders.

The Scope of Mental Disorders

Mental disorders are increasingly prevalent in Sub-Saharan Africa, the consequence of persistent poverty-driven conditions, such as malnutrition, malaria, and AIDS; the demographic transition; and the persistent conflicts prevalent in the region. The leading mental disorders, anxiety and depression, are often grouped together and referred to as common mental disorders (CMD).

Many of the disorders, such as depression and anxiety, are potentially preventable or treatable with currently available interventions. Increasingly, epidemiological studies carried out in Sub-Saharan Africa show that some mental disorders are more prevalent there than in other areas of the world, and some, such as depression resulting from the consequences of conflicts and HIV/AIDS, especially among orphans and other vulnerable children, are overrepresented in Sub-Saharan Africa.

Cultural and religious issues influence the value placed by society on mental health, the presentation of symptoms, illness behavior, access to services, pathways through care, the way individuals and families manage illness, the way the community responds to illness, the degree of acceptance and support experienced by the person with the illness, and the degree of stigma and discrimination experienced by that person. Therefore, cultural and other contextual issues are important considerations in developing locally appropriate mental health policy and programs.

Measurement and Data Sources

Although community surveys date from nearly 100 years ago, it is only in the last four decades that they have provided adequate diagnostic information based on standardized methods of assessment, allowing the comparison of research from different locations and from different levels.

A useful framework, originally devised for understanding the pathway by which individuals become defined as mentally ill—that is, passing through primary care and eventually reaching specialist mental health services—is the organization of epidemiological data into groupings. These groupings are defined by how far along the pathway the population under study has come, in order to ensure that like is compared with like (Goldberg and Huxley 1992). The framework comprises five levels: (a) all individuals in the community, (b) all individuals attending at the primary care level, (c) those in primary care who have been diagnosed by their doctor or nurse, (d) all those referred to specialist services, and (e) those who have been admitted to a hospital. The framework postulates a set of four filters between the five levels; the filters are influenced by the illness behavior of the patient, access to primary health care services, the ability of the primary care team to detect disorder, and the team's capacity to refer patients to higher or lower levels of care, and access to specialist services and in-patient care.

Standardized research instruments, both questionnaires and structured or semistructured interviews, have been developed, tested, and used widely around the world over the last few decades, allowing estimates of prevalence, incidence, outcome, and examination of associated risk factors (for example, Thompson Psychiatric Research Methods, Hopkins Symptom Checklist, General Health Questionnaire, Beck's Depression Inventory, Harvard Trauma Questionnaire). Whereas studies in the 1950s and 1960s showed that the reliability of psychiatric diagnoses was often low, the introduction of international diagnostic systems with guides, structured interviews, and operational definitions has transformed the situation.

Considerable attention has been given to the transcultural performance of several diagnostic tools. Goldberg and colleagues (1997) found that the widely used screening instrument the General Health Questionnaire (GHQ) performed just as well in detecting cases of depression and anxiety in low-income countries as in the Western world. Bolton (2001a), Wilk and Bolton (2002), and Bolton, Neugebauer, and Ndogoni (2002) investigated how people in an African community severely affected by HIV view the mental health effects of the epidemic, and they used the data to investigate the validity of Western concepts of depression and posttraumatic stress disorder (PTSD) in the rural Ugandan community studied. Ethnographic methods (those that take into the field certain developed viewpoints and techniques but also acknowledge that because individual cultures are unique they can be evaluated only according to their own values and standards, wary of the ethnocentric belief that one's own culture is superior in every way to all others) were used, and the participants were able to describe two, independent, depression-like syndromes resulting from the HIV epidemic. No syndromes similar to posttraumatic stress syndrome were found. The authors concluded that people recognize depression syndromes and consider them consequences of the HIV epidemic. Bolton and colleagues (2003) evaluated the feasibility of conducting controlled studies in Africa and found the controlled trial to be feasible in the local setting.

Kaaya and colleagues (2002) carried out a study to test the validity of the Hopkins Symptom Checklist-25 (HSCL-25) among HIV-positive women in Tanzania. They found the internal consistency of the HSCL-25 and the HSCL-15 to be adequate. The HSCL-25 demonstrated its usefulness as a screening tool for depression.

Epidemiological studies have been carried out in Kenya (Kiima et al. 2004) using the UK Clinical Interview Schedule (revised), and in Burundi, a survey of national welfare indicators was carried out (Baingana et al. 2004) that included the 12-item GHQ and the 5-item Alcohol Use Disorders Identification Test (AUDIT). The Kenya mental health survey also used the Core Welfare Indicators Questionnaire (CWIQ), an instrument developed by the World Bank for rapid population-level assessments of welfare indicators (World Bank 2001), and the AUDIT. In 1998, 12 psychological questions adapted from the GHQ-12 were integrated into the Burundi Household and Living Standards Survey. Analysis of the data revealed two indicators of distress, similar to those found by Goldberg and colleagues (1997) while using the GHQ-12. The two indicators were internally validated (Baingana et al. 2004).

Strauss and colleagues (1995), in assessing the predictive value of a screening questionnaire for depression and anxiety, found that general practitioners could correctly diagnose depression in 3.2 percent of patients. The screening questionnaire had a 42 percent chance of correctly identifying depression and a 97 percent chance of correctly identifying patients who did not have depression. The study confirmed the low identification rate for depression among general practitioners, highlighting how unreliable patient records are as sources for epidemiological studies.

South Africa's National Non-Natural Mortality Surveillance System, which began operation in 1998, is an excellent source for suicide mortality. "Non-natural mortality" refers to deaths from homicide, suicide, accidents, and undetermined causes. An evaluation carried out in 2001 found sensitivity to range from 65 to 95 percent for manner of death, with a positive predictive value that ranged from 74 to 80 percent for manner of death and 71 to 82 percent for mechanism of death. Maintenance costs are estimated to be R 8.00 (US$1.00) per case registered.

However, there still exist challenges to epidemiological research for mental disorders in Sub-Saharan Africa. Health facility records are not reliable, mental disorders are not included as separate items in the HMIS, and very few cross-sectional or longitudinal studies have been carried out. No disease surveillance system includes mental disorders, and no censuses, registries, or other administrative data include mental disorders.

A PubMed search was carried out with the key words "mental disorders," "depression," "suicide," and "Sub-Saharan Africa." Few epidemiological studies carried out in Sub-Saharan Africa have been published in peer-reviewed journals. The best data sources are from South Africa and Nigeria and a few from Kenya and Zambia. Additional data are potentially available in unpublished surveys, particularly in Francophone Africa.

Epidemiology

Major challenges to epidemiological research are limited capacity in the use of international classification systems for coding of disorders, noninclusion of mental and neurological disorders as separate categories in the HMIS, nonstandardized instruments for epidemiological research that have not been validated for use in all areas of the subcontinent, and limited capacity and resources to carry out comprehensive and scientifically sound community assessments. A large number of the studies use hospital-based data, yet many of the patients do not have access to or knowledge of the mental health services available in their vicinity.

Although prevalence studies for mental disorders in Sub-Saharan Africa are scarce, studies from the rest of the world can be extrapolated to the Sub-Saharan region. Epidemiological studies of communities (for example, Jenkins 1998; Kessler et al. 1994; Kessler et al. 2005), of people at work (Jenkins 1985), and of people in primary health care (Demyttenaere et al. 2004; Ormel et al. 1994; Sartorius et al. 1996; Ustun et al. 2004) from all regions of the world have shown that depression and anxiety are common everywhere. They contribute to sickness absence and labor turnover (Jenkins 1985) and form a significant contribution to the overall public health burden (Murray and Lopez 1996). In 1996, major unipolar depression was projected to be number two as a leading cause of disability in 2020 (Murray and Lopez 1997a); estimates of the Global Burden of Disease carried out in 2000 found depression to be the leading cause of disability, accounting for 12 percent of the global disability burden (Ustun et al. 2004).

Global Burden of Disease 2000 Study

Table 22.1
Age-Standardized Incidence, Prevalence, and Mortality Rate Estimates for WHO AFR Epidemiological Subregions, 2000
(per 100,000 people)
Incidence Prevalence Mortality
Disorder/Area Males Females Males Females Males Females
Schizophrenia
 AFR D 18 21 343 378 0 0
 AFR E 20 24 349 418 1 0
 World 19 20 422 423 0 0
PTSD
 AFR D 45 121 216 552
 AFR E 44 126 212 558
 World 44 121 208 559
Panic disorder
 AFR D 32 63 309 613
 AFR E 32 63 309 613
 World 30 61 319 631
Obsessive–compulsive disorder
 AFR D 77 83 586 790
 AFR E 77 83 586 790
 World 58 77 376 522
Unipolar depressive disorder
 AFR D 2,851 4,345 1,426 2,173 319 621
 AFR E 2,851 4,345 1,426 2,173 319 621
 World 3,199 4,930 1,607 2,552 323 630
Bipolar disorders
 AFR D 26 25 482 450 0 0
 AFR E 26 25 482 450 0 0
 World 26 25 467 472 0 0

Note: — = not available.

Table 22.2
YLD, YLL, and DALY Estimates for WHO AFR Epidemiological Subregions, 2000
YLD per 100,000 YLL per 100,000
Disorder/Area Males Females Males Females YLD (000s) YLL (000s) DALYs (000s)
Schizophrenia
 AFR D 250 246 2 1 828 6 834
 AFR E 237 249 3 1 820 7 827
 World 259 252 5 4 15,427 263 15,690
PTSD
 AFR D 27 68 160 0 160
 AFR E 25 68 158 0 158
 World 29 78 3,230 0 3,230
Panic disorder
 AFR D 77 152 382 0 382
 AFR E 77 151 386 0 386
 World 74 145 6,591 0 6,591
Obsessive–compulsive disorder
 AFR D 107 144 420 420
 AFR E 107 146 428 428
 World 67 90 4,761 4,761
Unipolar depressive disorder
 AFR D 514 786 0 0 2,172 0 2,172
 AFR E 507 768 0 0 2,154 0 2,154
 World 851 1,302 0 0 64,963 0 64,963
Bipolar disorders
 AFR D 261 245 845 845
 AFR E 261 244 852 852
 World 226 224 13,610 36 13,645

Note: — = not available; YLL = years of life lost.

The Global Burden of Disease was launched by the World Health Organization (WHO) in the 1990s, and the first set of data was published in 1996 (Murray and Lopez 1996). In 2000 WHO carried out the second assessment of the Global Burden of Disease, the GBD 2000 (Mathers et al. 2002). This is the most up-to-date GBD data available. The GBD 2000 study estimated the incidence and prevalence and the mortality rates of major depression, bipolar disorder, schizophrenia, panic disorder, and obsessive-compulsive disorder in the Sub-Saharan Africa WHO subregions (table 22.1). The study also estimated years lived with disability (YLDs) and disability-adjusted life years (DALYs) for these disorders (table 22.2).

Unipolar Depression

In the GBD 1996, unipolar depression, which differs from bipolar depressive disorder in that it presents with recurring depressive episodes without any manic episodes, unlike bipolar disorder, which has both manic and depressive episodes, was estimated to be the leading cause of the nonfatal disease burden in the world in 1990, accounting for 10.7 percent of total YLD. It was the fourth leading cause of total disease burden, accounting for 3.7 percent of total DALYs (Murray and Lopez 1997b). In the GBD 2000 study, unipolar depression remains the leading cause of YLD, accounting for 11.9 percent of total YLD, and also remains the fourth leading cause of total disease burden, accounting for 4.4 percent of total DALYs (Mathers et al. 2002). In Butajira, Ethiopia, a demographic study site for the University of Addis Ababa and the ministry of health of Ethiopia, it was found that, using the DALY method, depression contributed 7 percent to the total disease burden (Abdulahi, Mariam, and Kebede 2001).1

Panic Disorder

In the GBD 1996, panic disorder was estimated to be the 27th leading cause of the nonfatal burden of disease in the world (Murray and Lopez 1996). In the GBD 2000 the estimated burden of panic disorder increased slightly, accounting for 1.2 percent of the total YLD. One of the data sources used for this estimate was a study carried out in Lesotho, which found an estimate of a one-month prevalence of 3.7 percent for males and 15.3 percent for females in a population age 19 to 93 years. This prevalence was substantially higher than that found in other regions of the world (Mathers et al. 2002).

Bipolar Disorder

Bipolar disorder is a chronic disease with periods of depression and elevated mood and with remissions and relapses between them. In the 1990 GBD, it was estimated to be the seventh leading cause of the nonfatal burden of disease, accounting for 3 percent of the total YLD (Murray and Lopez 1996). In the GBD 2000, bipolar disorder accounts for 2.5 percent of total YLD (Mathers et al. 2002).

Schizophrenia

The seventh leading cause of YLD at the global level, schizophrenia accounts for 2.8 percent of total global YLD in the GBD 2000 study, up from 10th place (2.6 percent of YLD) in 1990 (Mathers et al. 2002; Murray and Lopez 1996). In an Ethiopian Burden of Disease study, 4 percent of the total disease burden was due to schizophrenia (Abdulahi, Mariam, and Kebede 2001). Sartorius and colleagues (1986) estimate an incidence rate for schizophrenia of 10 cases per 10,000 people. Mathers and colleagues (2002) estimate the incidence rate for Sub-Saharan Africa at 0.2 for males and 0.3 for females per 1,000 people, age-adjusted to between 0.4 and 0.53 percent. In a large semi-urban and rural population study in Ethiopia the prevalence of schizophrenia was found to be 4.7 per 1,000 people (Kebede et al. 2003).

Posttraumatic Stress Disorder

In the GBD 1990, PTSD was estimated to account for 0.4 percent of the total YLD, about the same percentage as schizophrenia (Murray and Lopez 1996). In the GBD 2000, PTSD has increased to 0.6 percent of total YLD (Mathers et al. 2002).

Obsessive-Compulsive Disorder

Obsessive-compulsive disorder was estimated to be the 11th cause of the nonfatal burden of disease in the world, accounting for 2.2 percent of total YLD in 1990 (Murray and Lopez 1996). In the GBD 2000, obsessive-compulsive disorder now accounts for 2.5 percent of total YLD (Mathers et al. 2002).

Data Specific to Sub-Saharan Africa

Although data specific to Sub-Saharan Africa are more difficult to find, the number of epidemiological mental health studies being carried out in the last decade has increased. This is due to an increase in the number of African universities that are training psychiatrists, an increase in the number of African psychiatrists who have been trained in research methods and who are practicing in Africa, an increase in the number of African universities partnering with Western and northern universities, as well as an increasing number of African institutions participating in multi-site studies led by WHO or by U.S. research institutes. There is also a wealth of information coming out of South Africa, which had a much stronger research culture but was closed off to the rest of Africa in the apartheid years.

Depression

There have been at least three geographically localized but well-conducted epidemiological surveys of depression in Sub-Saharan Africa. Hollifield and colleagues (1990) used a two-stage approach in a rural village in Lesotho and found a prevalence of depression of 9 percent when alcohol abuse was corrected for, assuming that alcohol use preceded depressive disorder. The researchers noted that 19 percent of subjects with panic and depressive disorder had comorbid alcohol use. Rumble and colleagues (1996) note a similar high prevalence of depression in people in a rural South African village, in a study that screened for symptoms using an adapted version of the Self Report Questionnaire–25-item version (SRQ-25) and the Present State Examination (PSE) as a second-stage instrument.

The weighted prevalence for unipolar depressive disorder using the CATEGO (a computerized classification system) was 18 percent. More than half of the psychiatric morbidity detected was attributed to depressive disorders. In a homestead survey in two villages in Uganda, where the Luganda version of the PSE was used, Orley, Blitt, and Wing (1979) found that 14.3 percent of males and 22.6 percent of females among adults age 18 to 65 met criteria for depressive disorder using the CATEGO classification system. Estimated prevalence of depression in women in Harare, Zimbabwe, was reported to be 30 percent (Abas and Broadhead 1994) and the incidence rate of depression in the same population was estimated at 18 percent (Broadhead and Abas 1994). The incidence rate of major depression was found to be 15.6 percent in a rural general practice of South Africa (Strauss et al. 1995) and 15.5 percent in Rwanda five years after the genocide of April 1994 (Bolton, Neugebauer, and Ndogoni 2002).

Common Mental Disorders

Common mental disorders is a term used to discuss both anxiety and depression when they occur in the primary health care setting, often presenting with medically unexplained physical symptoms as well as the symptoms of depression, and anxiety (Patel et al. 1995). People with CMDs are frequent attenders at general primary health care clinics and medical and surgical inpatient beds, because they are specifically seeking help for their disorder, because they have a coexisting physical illness, or because they are somatizing their mental disorder. CMDs are significant contributors to the workload in general health clinics.

Schizophrenia

Schizophrenia is found in all countries and cultures and has a lifetime prevalence of between 7 and 9 per 1,000 people (Jablensky et al. 1992). The point prevalence varies between about 2 and 5 per 1,000. Collaborative studies by the WHO have shown that the prevalence of schizophrenia, when assessed in comparable ways, is similar in different countries (Jablensky et al. 1992). Although much rarer than depression and anxiety, it too forms a significant contribution to the overall public health burden because of the chronicity, deterioration, and extreme social disability in a significant proportion of sufferers. The outcome of schizophrenia is more favorable in developing countries than in the West, but the reasons are not yet clear (IOM 2001; Jablensky et al. 1992; Leff et al. 1992; Sartorius et al. 1986).

Jablensky recently reviewed the epidemiology of schizophrenia (IOM 2001) and concluded that there have been few systematic surveys of psychoses in Africa, although there are plenty of service-based clinical studies. An exception is a recent, well-designed community survey in an area of Ethiopia with a population of 100,000 in the age range 15 to 49 years. He concluded that the reported point prevalence of schizophrenia in most areas of the developing world where epidemiological surveys have been conducted is comparable with that in the developed world. Taking into account such factors as the higher mortality among people with serious mental disorders and incomplete ascertainment of a proportion of cases, it is likely that the reported rates are underestimates of the true prevalence of the disorder.

Posttraumatic Stress Disorder

Forty-one percent of all deaths in the WHO Sub-Saharan Africa region are from intentional injuries, the highest rates being for males age 15 to 29 years (56 percent) and 30 to 34 years (53 percent). The Sub-Saharan Africa region has the highest rates of death due to war-related injuries in the world, with a rate of 22 percent of all war-related injuries and 32 per 100,000 people (WHO 2002b). Estimates for psychosocial and mental disorders resulting from conflicts were 15.5 percent in Rwanda five years after the genocide (Bolton 2001b; Bolton, Neugebauer, and Ndogoni 2002). Studies carried out in Africa and other parts of the world indicate rates of 20 to 60 percent for depression, anxiety symptoms, and PTSD among children and women (de Jong 2002; Mollica et al. 1998; Mollica et al. 1999).

Alcohol Abuse

Adult per capita alcohol consumption is generally estimated by dividing the sum of alcohol production and imports less alcohol exports by the adult population age 15 years and older (WHO 1999b). In countries where the production is mainly home brews and spirits, thus not taxable, as in most of Sub-Saharan Africa, it becomes extremely difficult to get an accurate estimate of consumption. It is now widely accepted that the proportion of the population drinking excessively is closely related to the average consumption of that population (WHO 1999b). The increase in road traffic accidents, liver cirrhosis, and pancreatic disease as alcohol consumption increases further validates this premise.

The WHO estimates a sharp increase in per capita consumption of alcohol in Sub-Saharan Africa. Five of the 13 countries with the world's highest increase in alcohol consumption from 1970–72 to 1994–96 are in Sub-Saharan Africa. Lesotho ranked 1st, with a 1,817 percent increase; Nigeria, 5th, with a 196 percent increase; Rwanda, 10th, with a 129 percent increase; Burkina Faso, 12th, and Sudan, 13th, with 116 percent and 108 percent increases, respectively (WHO 1999b). Drinking is greater among males than females and greater among the uneducated than the formally educated. In the Seychelles, male drinkers consume eight times as much alcohol as females; among black South Africans, more than twice the men drink more regularly than women; and in Zambia, four times as many men as women drink weekly. A pattern of men drinking more frequently and to the point of intoxication is prevalent across Sub-Saharan Africa (WHO 1999b).

A worrying trend is that of consumption of alcohol by children (WHO 1999b). In Namibia, 20 percent of schoolchildren and 75 percent of young people not in school abuse alcohol on weekends. In Zimbabwe, 31 percent of those age 14 years and under report using alcohol. In Lesotho, 8.8 percent of children between the ages of 10 and 14 years and 4 percent of those between 5 and 9 years currently use alcohol.

Suicide

Suicide is an important cause of mortality in Sub-Saharan Africa. Studies have mainly been carried out in Nigeria, South Africa, and Zambia. In South Africa from 1984 to 1986 up to 0.37 percent of all admissions to hospitals (Okulate 2001) and 1.3 percent of all national mortality were suicide attempts (Flisher and Parry 1994). Parasuicide (attempted suicide) rates are much higher. In a study of 10,984 patients seen in a hospital in Durban, 17.7 percent were referred to the Department of Psychiatry because of parasuicide (Schlebusch 1985). In Nairobi, Kenya, suicide was the fourth most common cause of death due to injuries, making up 12 percent of all injury-related deaths (Muniu et al. 1994).

Table 22.3
Summaries of Selected Studies on Suicide and Parasuicide
Authors and year Country and study population Study findings
Oguleye, Nwaorgu, and Grandawa 2002 Nigeria 10-year study, 23 corrosive esophagitis patients 35% suicidal 75% of suicides in the second decade of life
Granja, Zacarias, and Bergstrom 2002 Mozambique Retrospective study 27 pregnancy-related deaths 9 deaths due to alleged suicide 59% were younger than 25 years of age
Mzezewa et al. 2000 Zimbabwe Prospective study of suicidal burns 47 patients 89% females Median age: 25 years; range: 13–50 years 64% housewives Mortality 68%
Alem et al. 1999 Ethiopia Cross-sectional survey of 10,468 adults Lifetime suicide attempt: 3.2% of population; of these, 63% women 15–24 years most frequent age group for suicide attempt People with mental distress and problem drinking had higher lifetime prevalence for suicide attempt
Kebede and Alem 1999 Ethiopia 10,203 adults in Addis Ababa 2.7%, prevalence of current suicide ideation 0.9%, lifetime prevalence 66% under the age of 25 years Current suicidal ideation more common in men than in women Decreasing risk of suicide attempt with increasing age and educational attainment
Wilson and Wormald 1995 South Africa 27 adults who had taken battery acid Patient had limited schooling; unemployed Male-female ratio of 2.4 to 1 9 had diagnosable psychiatric illness
Mboussou and Milebou-Aubusson 1989 Gabon 39 cases of suicide 208 attempted suicide Higher ratio for attempted suicide among women at a female-male ratio of 3:1 More frequent among younger age groups
Odejide et al. 1986 Nigeria 39 cases of deliberate self-harm 76.9% under 30 years of age Male-female ratio of 1.4:1 51.3% students 25.6% manual workers
Cummins and Allwood 1984 South Africa 10–15-year-olds referred to a child psychiatry clinic 10% were suicide attempts Peak incidence among 13 year olds Male-female ratio of 2:1 Predisposing and antecedent causes were family stress (divorce), psychiatric illness in the patient or a family member, school problems 7% made further serious suicide attempts
Eferakeya 1984 Nigeria Crude suicide rate of 7 per 100,000 87% of attempters under the age of 30 years Highest age group 15–19 years (39.4%) Female-male ratio of 1:1.2 64% of attempters were students, housewives, and the unemployed Major predisposing factor was mental illness (32%)

Source: Compiled by authors.

In a study of high school students in Addis Ababa in 1989 and 1990, Kebede and Ketsela (1993) found 14.3 percent reporting having attempted suicide. Kebede and Alem (1999) found a lifetime prevalence of 0.9 percent in Addis Ababa, and Alem et al. (1999) found a lifetime prevalence of 3.2 percent in Butajira, Ethiopia. Suicides generally occur between the ages of 13 and 50 years and peak at 20 to 29 years (WHO 1999a). Most studies reported that females generally have a higher frequency of suicide than males. Most of the suicide and parasuicide is associated with depression or alcohol abuse, or both. Dong and Simon (2001) found an increase of 320 percent in organophosphate poisoning in urban Zimbabwe for the period 1995 to 2000. Breetzke (1988) reported that in South Africa, suicide was more frequent among the white population (14 per 100,000) than among those of mixed race (3 per 100,000) and blacks (0.7 per 100,000). A study of accidental and violent death in Tanzania in women age 16 to 45 found that suicide is as common in that country as it is in the United Kingdom (CDC 2000; Setel et al. 2000). Table 22.3 summarizes some of the studies of suicide carried out in Sub-Saharan Africa.

Psychiatric Disorders among Children

Not many data are available on the burden of mental disorders among children. This is mainly because of the lack of validated testing instruments sensitive to the context of Sub-Saharan Africa; the lack of specialized personnel, such as child psychiatrists and child psychologists, able to carry out the assessments; and limited resources. Schier, Yecunnoamlack, and Tegegne (1989) found that 6.8 percent of 1,078 children treated on pediatric wards in Ethiopia had a neuropsychiatric disorder. A study carried out in Kenya found that one-third of the children referred to a psychological assessment center had emotional disorders as the cause for their learning difficulties (Dhadphale and Ibrahim 1984).

Etiology and Determinants

The major risk factors for mental disorders can be classified into genetic factors; nutritional deficiencies; infection; exposure to environmental toxins; prenatal, perinatal, and neonatal factors; poverty; and trauma.

Malnutrition

Malnutrition is prevalent in Sub-Saharan Africa; from 20 to 50 percent of all children under five years are severely malnourished. The World Health Report 2002 estimates that 32 percent and 31 percent of children in WHO AFR D (characterized by high child and high adult mortality) and AFR E (characterized by high child and very high adult mortality), respectively, are two standard deviations below the weight for age.2 Malnutrition is associated with mild to moderate mental retardation. Micronutrient deficiencies have also been found to be a major risk factor. These include iodine and zinc, with rates of 37 percent in AFR D and 62 percent in AFR E not consuming the recommended dietary intake. Iodine deficiency is the single most prevalent cause of mental retardation and brain damage, 25 percent of the global burden of iodine-related deficiency disorders are contributed by AFR E (WHO 2002a). Iron deficiency is prevalent in the region with hemoglobin levels of 10.6 for both AFR D and AFR E. A growing body of evidence indicates that iron deficiency anemia in early childhood is associated with reduced intelligence in mid-childhood (WHO 2002a). A study carried out in South Africa found that permanent intellectual stunting results from chronic malnutrition of infants up to four years of age (Booyens, Luitingh, and van Rensburg 1977).

Genetic Vulnerability

There is strong evidence that genetic vulnerability is an important part of the cause of schizophrenia; a person's risk of developing the disorder increases steeply with the degree of genetic relatedness (IOM 2001). Few risk factors have been specifically identified or validated in developing countries, although obstetric complications and early brain injury due to neuroinfection, toxic effects, other trauma, or maternal malnutrition during gestation are likely to be involved in a greater proportion of cases of adult schizophrenia in the developing world than in the developed world.

Incidence and prevalence studies from developing countries suggest a clustering of onset of schizophrenia in early adulthood, similar to that observed in developed countries, although it tends to occur at an earlier age in developing countries. The onset tends to be earlier in males than in females. An important difference between developing and developed countries is that in the majority of developed countries males have a higher morbidity than females, whereas in some developing countries this dominance is attenuated or inverted. Given that in many developing countries, women have higher mortality than men, this finding suggests that if adjustment for mortality could be made, the risk for schizophrenia for women in developing countries would be even higher. Causes of such a higher risk of schizophrenia among women in developing countries may involve both biological and psychosocial factors and requires further research.

Life Events

Life events that lead to the threat of loss or to actual loss, such as the death of a family member, marital separation, maternal deprivation, or loss of employment, have been shown to cluster before the onset of depressive episodes and to influence the course of depression in both developed and developing countries. Beck (1986) has described a cognitive triad that may contribute to the onset or reoccurrence of depressive episodes by increasing the risk of exposure to stressful life events: negative self view, negative interpretation of experience, and negative view of the future. Rates of depression increase in a variety of vulnerable groups, including refugees, neglected ethnic minority groups, and those exposed to war trauma (Baingana et al. 2004; Baingana, Bannon, and Thomas 2005; Barton and Mutiti 1998; de Jong 2002; Green et al. 2003; Mollica et al. 1998). Depression is also postulated to be high in Sub-Saharan Africa, resulting from the prevalent violence against women and HIV/AIDS (Baingana, Thomas, and Comblain, 2005; Bouta, Frerks, and Bannon 2004).

Poverty

A large body of evidence demonstrates the association between poverty and CMD. For example, a meta-analysis of five cross-sectional surveys carried out in Brazil, Chile, India, and Zimbabwe of people who sought treatment in primary care and the community, examining the economic risk factors for CMD, found a consistent and significant relation between low-income countries and risk for CMD. Similarly, a population-based study from Indonesia revealed that people with less education and fewer material possessions than others in their community were more likely to suffer from depression (Friedman 2004). It appears that both absolute and relative poverty are important in the genesis of depression (Friedman 2004).

Voices of the Poor, a three-volume publication of the World Bank that reports the findings from global focus group discussions with more than 60,000 poor people, notes feelings of worthlessness, hopelessness, and anxiety, as well as lack of planning for the future, as expressions of the state of being poor. These are some of the core symptoms of depression.

Gender

Both community and primary care–based studies indicate that women are often affected disproportionately by depression in both developing and developed countries (Abas and Broadhead 1997; Bean and Moller 2002; Broadhead and Abas 1994; Patel et al. 1999; Ustun et al. 2004). The multiple roles assumed by women, including the bearing and rearing of children, responsibility for the home, caring for both healthy and ill relatives, growing food, and earning income, can lead to increased exposure to life events, social adversity, and other environmental factors. Women in both developed and developing countries also encounter difficulties in relation to their social position, aspirations, social support networks, and domestic problems, which may include physical or sexual abuse.

Postpartum depression has been identified in both developed and developing countries. The greatest risk for postpartum depression is within the first 30 days of childbirth, and the condition can persist for up to two years. Certain practices in some developing countries, such as isolation of recent mothers from family and the new infant, are disruptive to the initial mother-infant relationship and eliminate the benefits of positive social supports. These practices have been identified as possible contributing factors to the onset of postpartum depression. In a study carried out in Zimbabwe, a brief screening questionnaire proved effective in identifying women in the eighth month of pregnancy who were at higher risk of postpartum depression (Nhiwatiwa, Patel, and Acuda 1998). Such a tool may be useful in devising preventive measures aimed at implementing interventions shortly after childbirth for previously identified high-risk individuals.

Violence against women, including sexual abuse of children, is linked to mental disorders of these women (Mulugeta, Kassaye, and Berhan 1998). A study carried out in Ethiopia found that in 5 percent of female high school students, completed rape had occurred and another 10 percent suffered attempted rape. Social isolation (33 percent), fear and phobia (19 percent), hopelessness (22 percent), and suicide attempts (6 percent) were the psychological sequelae. Rates of 21.1 percent have been found for domestic violence among patients presenting at a general practitioner's office (Marais et al. 1999).

Depression resulting from violence against women is postulated to be high in Sub-Saharan Africa (Marais et al. 1999). Rates of PTSD for those with a history of domestic violence were 35.3 percent versus 2.6 percent for those without such a history; rates of depression were 48.2 percent versus 11.4 percent; rates of suicide attempt were 19.0 percent versus 5.8 percent; and rates of substance abuse were 9.4 percent versus 4.7 percent. Those with major depression were also more likely to have attempted suicide and more likely to have unexplained physical symptoms and to make more visits to the general practitioner. Those with depression were also more likely to have comorbid PTSD (Marais et al. 1999).

In Butajira, Ethiopia, more than 3,000 women were systematically selected for a domestic violence study using instruments developed by the WHO (Yegomawork et al. 2003). This study showed that 59 percent of women suffered from sexual violence, and 49 percent suffered physical violence in their lifetime. Within the 12 months prior to the survey, 29 percent and 44 percent, respectively, had experienced physical and sexual violence. Very often, intimate partners are responsible for the violence. Women who suffered domestic violence reported increased lifetime mental health problems more often than those who did not suffer these adverse life events. The etiology of suicide is linked to a woman's history of sexual abuse and domestic violence; alcohol abuse; stressful life events, such as unwanted pregnancy or school-related pressures; as well as mental disorders, including depression and schizophrenia. An inverse relation has been found between suicide and education, older age, higher social class, and other indicators of well-being. Table 22.3 summarizes some of the studies carried out on suicide in Sub-Saharan Africa.

Weiss, Longhurst, and Mazure (1999), studying risk for depression in American women, found that child sexual abuse is associated with adult-onset depression in both men and women. A study of the patient profile of a clinic for child abuse and neglect in South Africa found that females made up 80 percent of the patients and that sexual abuse (90 percent) was the most common presenting complaint (de Villiers and Prentice 1996). The majority of the patients were young, 55 percent being below 10 years of age and 7 percent below 3 years. Behavior problems were recorded in 73 percent of cases, the commonest being school problems (21 percent), masturbation (19 percent), clingy behavior (12 percent), and withdrawal or depression (11.5 percent).

Similar findings were reported by Berard and Boermeester (1999). This study also found that more sexually abused patients received a diagnosis of depression than was expected, and they also scored higher on depression-rating scales. Logistic regression showed that the presence of suicidal symptoms and alcohol use were independently associated with sexual abuse. The authors concluded that "the associations of sexual abuse with suicidal symptoms, alcohol use, and troubled family circumstances, in the context of high unemployment, poverty, and gang-related violence, indicate a strong correspondence between adverse social conditions and psychological symptoms" (Berard and Boermeester 1999, 975).

HIV/AIDS

The psychiatric sequelae of HIV/AIDS are numerous and have etiologies that involve neurobiological and psychosocial factors. These include depression, anxiety disorders, manic symptoms, and atypical psychosis. Neuropsychiatric abnormalities were present in 41 percent of patients who tested positive for HIV-1 in Zaire (Perriens et al. 1992), and depression was found to be higher in symptomatic seropositive individuals than in matched seronegative individuals in the WHO Neuropsychiatric AIDS study (Maj et al. 1994). Kwalombota (2002), in a study carried out in Lusaka, Zambia, on the effect of pregnancy in HIV-infected women, found 85 percent to have major depressive episodes with suicidal thoughts. Those who knew their HIV status before becoming pregnant did not show severe depressive episodes, but those who found out while pregnant were liable to develop major depressive illness.

In Zaire, Boivin et al. (1995) studied the impact of a mother's HIV-positive status on the well-being of her children. The researchers found that "maternal HIV infection compromises the labor-intensive provision of care in the African milieu and undermines global cognitive development in even uninfected children" (p. 13).

Table 22.4
Selected Studies on the Psychosocial and Mental Health Consequences of HIV/AIDS
Authors and year Country, study population Study findings
Turner et al. 2003 United States 1,827 women and 3,246 men on combination drug use Gender, depression, and ARV adherence Women less adherent than men (13% vs. 25%) Women more likely to be diagnosed with depression (34% vs. 29%) Adherence better for those on treatment for depression
de Ronchi et al. 2000 Italy 325 subjects, 12 with DSM-IV-R criteria for organic delusional syndrome 3.7% had new-onset psychosis Generalized brain atrophy shown in CT scan of three of nine patients Remission of psychotic symptoms observed in two of the new-onset psychosis patients
Spire et al. 2002 France 445 patients on HAART 26.7% reported nonadherence at four months of follow-up Level of depression associated with nonadherence Other correlates: younger age, poor housing conditions, and lack of social support
Morrison et al. 2002 United States, Florida 93 HIV-infected women; 62 uninfected women 19.4% of infected women had depression compared with 4.8% of seronegative women Mean scores for depression higher for the HIV-infected women HIV-positive women had higher anxiety symptom scores
Evans et al. 2002 United States 63 HIV-positive women; 30 HIV-negative women Association of viral load in women with HIV Major depression in 15.87% of HIV-positive women vs. 10.00% of HIV-negative women Higher depression scores in HIV-positive women Anxiety scores similar in the two groups Depressive and anxiety scores significantly associated with higher- activated CD8 T lymphocyte cells and higher viral loads Major depression associated with lower natural killer cell activity
Ciesla and Roberts 2001 2,596 with depression; 1,822 with dysthymic disorder Meta-analysis of 10 studies of relation between HIV infection and risk for depression Frequency of major depression two times higher in HIV-positive individuals Depression not related to sexual orientation or disease stage of infected individuals
Drotar et al. 1999 Uganda 61 infants of HIV-infected mothers; 234 uninfected infants (seroreverters) 115 uninfected infants of uninfected mothers Lower mental and motor development in HIV-infected infants No group differences on mean performance or growth rates on visual information processing
Carson et al. 1998 Kenya 230 subjects 34% HIV positive No substantial differences in psychiatric morbidity or neuropsychological functioning between the HIV-positive and HIV-negative subjects
Sebit 1995 Kenya and Zaire 408 HIV-positive individuals Determining the natural history of HIV-1 Depression significantly higher in symptomatic seropositive individuals
Boivin et al. 1995 Zaire 14 asymptomatic HIV-positive children under two years of age 20 HIV-negative children born to HIV-positive mothers Central nervous system structures affected even in seemingly asymptomatic HIV-positive children Labor-intensive provision of care in the African milieu and global cognitive development of even uninfected children compromised by maternal HIV-infection
Bleyenheuft et al. 1992 Central African Republic 292 women hospitalized for psychiatric reasons HIV rate higher for those being hospitalized for the first time HIV appears responsible for psychiatric fragility Psychiatric symptoms apparent before the onset of symptoms of AIDS
Perriens et al. 1992 Zaire 196 patients studied 104 seropositive Neuropsychiatric symptoms in 41% of the HIV-positive patients
Belec et al. 1989 Central African Republic 93 seropositive inpatients Neurologic and psychiatric symptoms in 16%

Source: Compiled by authors.

Note: ARV = antiretroviral; DSM-IV-R = Diagnostic and Statistical Manual of Mental Disorders, Revised Fourth Edition; HAART = highly active antiretroviral therapies.

Some research has been carried out in Sub-Saharan Africa on the links between HIV/AIDS and mental and neurological disorders. Although much of the research was done in the developed world, the data can provide information on the gaps in knowledge and the possible consequences of being HIV positive in Sub-Saharan Africa. Table 22.4 summarizes several of the studies on HIV/AIDS in Sub-Saharan Africa.

Consequences of Mental Disorders and Alcohol and Substance Abuse

Mental disorders and alcohol and substance abuse are disabling and costly. They affect productivity, impact the family and the community of the person with the disorder, and are associated with higher health care and other social services utilization, including the criminal justice system. The following is a brief discussion of some of the data available on the impact of mental disorders and alcohol and substance abuse in Sub-Saharan Africa.

Poverty

Psychiatric and neurological disorders impose a significant burden in developed and developing countries. In the West, considerable evidence links poverty and mental and neurological illness. For example, the national psychiatric morbidity surveys of 1993–94 in Great Britain showed that people with any form of mental disorder had an average income of only 46.5 percent of the average income for the general population. In countries where there are no social security payments, as is the case in many developing countries, this situation is greatly aggravated. In addition to this effect of poverty on the individual, the economy experiences a loss because of lost production from people with mental and neurological illnesses being unable to work, either in the short, medium, or long term, and reduced productivity from people being ill while at work.

There are also socioeconomic costs to families, including the cost of supporting the dependents of people with mental and neurological illnesses. Long-term consequences include unemployment, crime, and violence in young people whose childhood problems (for example, depression, conduct disorder, dyslexia, and other special educational needs) were not properly addressed in childhood.

Poor Physical Health

Poor mental and neurological health is a risk factor for many physical health problems, and emotional distress makes people more vulnerable to physical illness. Various studies carried out in the West show that depression increases the risk of heart disease fourfold (Lett et al. 2004; Nemeroff, Musselman, and Evans 1998; Zellweger et al. 2004), even though it controlled for other risk factors such as smoking (Hippisley-Cox, Fielding, and Pringle 1998). Lack of control at work is also associated with increased risk of cardiovascular disease (Marmot et al. 1997). Sustained stress or trauma increases susceptibility to viral infection and physical illness by damaging the immune system (Marmot et al. 1997; Stewart-Brown 1998). Poor mental health in mothers is a major risk factor not only for their own physical ill health but also for impaired physical, cognitive, and emotional development of children and child mortality from infectious diseases (Rutter and Quinton 1984).

Comorbidity

Comorbidity (the coexistence of two or more disorders) has been found to be common among patients suffering from depression. It typically involves a combination of general physical and mental disorders or neurological and mental disorders. In one study of patients attending primary care, of nearly 21 percent of patients with clinically significant depressive symptoms, only 1.2 percent cited depression as the reason for their visit to the physician (Broadhead and Abas 1994). Comorbidity of physical and mental illness has been found to increase with age.

Substance abuse is a frequent comorbid condition with depression. Studies in both developed and developing countries point to substance abuse as both a cause and effect of depression linked to both genetic and environmental factors. Depression has been shown to be a major factor contributing to relapse in women abusing alcohol and drugs. Identifying substance abuse in patients presenting with depressive illness is an important component of management of the illness. Depression is also a common concomitant of HIV/AIDS (Ciesla and Roberts 2001; Morrison et al. 2002) and is associated with decreased compliance with medications (Turner et al. 2003), increased risk-taking behavior, putting others at risk for infection, and faster progression of the course of the illness evidenced by a rapid fall in the CD4 cell counts (Baingana, Thomas, and Comblain 2005; Evans et al. 2002).

Patients with epilepsy often present with psychological or psychotic symptoms. Sixty percent of 230 patients with epilepsy who were referred to the neurology clinic of Muhimbili Medical Center, Tanzania, had a psychological disturbance warranting intervention; 81 percent had a minor neurotic disorder, but 19 percent had schizophreni-form psychosis (Matuja 1990). Other disturbances were agoraphobia and severe depression. Over 80 percent of patients with a major disturbance had epilepsy and a brain lesion; 77 percent of patients with a minor disturbance had evidence of an organic brain lesion. Organic brain lesion and psychological disturbance were overwhelmingly associated with social disadvantage.

In a study of 478 Zambian patients on a given day, all of whom were examined for goiter, 34.4 percent of all adult females and 23.2 percent of all adult males were found to have goiter (Rwegellera and Mambwe 1977). Goiter was found in 57.6 percent of females with affective illness and 77 percent of males with paranoid psychosis. Bademosi and colleagues (1976) found that 38 percent of patients with infective endocarditis had neuropsychiatric symptoms. For 75 percent of these, the neuropsychiatric symptoms were the presenting feature.

Interventions

Possible interventions available and feasible in the context of Sub-Saharan Africa are grouped here into the traditional three: promotion, prevention, and treatment.

Promotion

The West has provided evidence about the value of interventions to strengthen individuals' mental well-being and increase emotional resilience. Such interventions are designed to promote self-esteem and improve life and coping skills, including communicating, negotiating, relating to others, and parenting. Early child interventions, as well as early recognition of any problems, have been found to be crucial to optimizing cognitive development and the future performance of children in school.

Strengthening communities—for example, increasing social inclusion and participation, improving neighborhood environments, and developing health and social services that support mental health—and reducing discrimination and inequality by promoting access to education, meaningful occupation, and adequate housing are all appropriate targets for promoting mental health. Addressing stigma in relation to mental disorders is also crucial.

Primary Prevention

Prevention is critical in reducing the impact of mental disorders and alcohol and substance abuse. On ethical grounds alone, prevention is always preferable to treatment or rehabilitation. In most instances prevention is also more cost-effective than treatment. Many potentially catastrophic disorders are now preventable. Examples include iodine supplementation to prevent mental retardation and iodine deficiency disorder, as well as immunization against tetanus, tuberculosis, measles, rubella, and polio; immunization in the perinatal and early child period prevents these infections, which can damage the central nervous system and could have epilepsy as a sequelae, and mental retardation (Down's Syndrome) is associated with rubella in the first trimester of pregnancy. Zinc, folic acid, and iron supplementation and fortification are crucial to preventing learning disabilities, mental retardation, and developmental delays. Prevention of maternal transmission of HIV is increasingly critical, thus preventing the neurological and developmental consequences associated with pediatric HIV infection. Safe motherhood initiatives, such as attendance at an antenatal clinic, tetanus vaccination during pregnancy, and delivery with a trained attendant, also greatly reduce the impact of prenatal, perinatal, and postnatal risk factors.

Preventive community-wide psychosocial programs have been shown to be effective, especially for populations affected by conflict and HIV/AIDS. These include child care centers for orphans and vulnerable children, children's clubs, school-based mental health programs, and support groups in the communities.

Recently, short-course antiretroviral prophylaxis regimens have been shown to provide a relatively low cost and effective strategy for preventing mother-to-child transmission of HIV in low-income populations by up to 30 percent (Connor et al. 1994; Mofenson 1999). Supplemental feeding reduces the transmission through breastfeeding by a further 30 percent, thus preventing the neurological and developmental disabilities associated with HIV infection in children.

Treatment

A brief description is provided here for the treatments available for the mental disorders discussed. A concerted effort was made to provide treatment alternatives where the costs and effectiveness are known, but this is not always possible for Sub-Saharan Africa, since these studies are just being carried out. The next best alternative is to provide a discussion of what is presently being provided as treatment, even when evidence for cost-effectiveness may not be available.

Depression

Effective treatment strategies exist for depression in the form of pharmacological agents, cognitive behavioral therapy, and psychosocial treatments. Although treatment interventions may not cure all forms of depression, a large number of efficacious and low-cost treatments are available. Despite the availability of these interventions, many people in Africa remain undiagnosed and untreated. It is difficult to estimate the actual treatment gap (all those with a clinically diagnosed mental disorder who are not on treatment) because epidemiological data of diagnosed mental disorders in the community or of those who are on treatment are limited. The scant data available are often unreliable. Andrews, Henderson, and Wayne-Hall (2001), studying utilization of the Australian mental health services, found that only about 30 percent of those with a diagnosed mental disorder used the services.

Because of their efficacy and cost-effectiveness, antide-pressant medications represent the mainstay of treatment for depression in developed countries. Seventy percent of patients prescribed antidepressants show significant clinical improvement. Antidepressants are also effective as prophy-laxes: treatment has been shown to reduce the relapse rate for recurrent depression from 80 percent over three years to 22 percent. There has been far less research in developing countries, but the limited available evidence shows similar rates of efficacy. Tricyclic antidepressants (TCAs) and the newer selective serotonin reuptake inhibitors (SSRIs) have similar efficacy for moderate depression. The reduced side effects of SSRIs enhance patient compliance. However, the high cost of SSRIs means that they remain out of reach as a first-line treatment in Africa for all but the wealthy. Indeed, simply ensuring an adequate supply of TCAs to the primary care level across Sub-Saharan Africa still represents a major financial challenge for these countries, even though TCAs are relatively cheaper than the SSRIs, even if the latter are now getting off patent protection. The median yearly cost for treating depression in an individual with amitriptyline in Sub-Saharan Africa was estimated at US$30.66 in 2001 and is now estimated to be US$34.38 (WHO 2001, 2005).

Bolton and colleagues (2003) tested the efficacy of group interpersonal psychotherapy in alleviating depression and dysfunction in rural Uganda and found it to be highly efficacious. Mean reduction of depression severity was 17.47 points for intervention groups and 3.55 points for controls. After the intervention, 6.5 percent of the intervention group and 54.7 percent of the control group met the criteria for major depression compared with 86 percent and 94 percent, respectively, before treatment was initiated.

Cognitive behavior therapy, problem-solving therapy, and family-focused therapy have met with success in the treatment of depression. A small number of published reports address the use of psychosocial interventions to treat depression in developing countries. Problem-solving therapy has been suggested as an effective psychosocial treatment, particularly because it seeks to provide the patient with a technique for coping with future problems, thereby potentially preventing a recurrence of depressive symptoms or enabling the patient to deal with them more effectively when they recur. Problem-solving therapy has been conducted effectively by trained community nurses in primary care settings, making the approach particularly attractive for resource-poor settings, where psychiatrists and specially trained general physicians are not available.

Schizophrenia

Evidence suggests that correct early diagnosis and initiation of treatment can have a positive impact on the subsequent course of schizophrenia. Antipsychotic medication is the mainstay of treatment and is indicated for the majority of patients over prolonged periods with no fixed limit to duration. Two classes of pharmacological agents are available. The two offer approximately equal efficacy in controlling the positive symptoms of the disorder but differ considerably in their side effects and tolerability as well as cost. The median yearly cost per person for chlor-promazine for Sub-Saharan Africa was estimated at US$40.88 in 2001 and is now estimated to be US$49.06 (WHO 2001, 2005).

Posttraumatic Stress Disorder

A combination of psychosocial and mental health interventions is recommended for PTSD. Psychosocial interventions include counseling, group support meetings, play activities, art, music, and other expressive art therapies. Mental health interventions include a short course of anxiolytics for acute distress, not to be taken for longer than two weeks. Symptoms that persist beyond the acute phase respond to smaller doses of antide-pressants and antipsychotics. Drug treatment for PTSD is best combined with a psychotherapeutic intervention, such as group therapy, individual therapy, or counseling.

Mental Disorders among Children

The first step in the management of mental disorders among children is making the correct diagnosis. Management is also dependent on a collaboration between the parents or caretaker, the teachers, and the health care provider. Treatment depends on the diagnosis and the underlying causative factors. Antidepres-sants are effective in the management of emotional disorders of children. However, the teacher must be aware of the diagnosis and provide support within the school system. For children with learning difficulties, special needs education teachers play a crucial role in providing education tailored to the needs of the child.

For children with attention–deficit/hyperactivity disorder, Ritalin and other stimulants are not widely used in Sub-Saharan Africa, mainly because of the lack of child psychiatrists and psychologists, necessary for the close supervision required. High activity levels can be managed with behavioral methods, and a special needs education teacher can design a learning program tailored to the attention deficit. A few countries, such as Kenya, South Africa, and Uganda, have developed comprehensive special education teacher-training programs.

A Framework for Research

In developing short-term, medium-term, and long-term strategies, it is clear that further research will have to be carried out in order to provide the evidence necessary to strengthen the mental health care systems of Sub-Saharan Africa. Following are some of the recommended research areas that could be pursued.

Policy Issues

The policy implications resulting from the epidemiology of mental health and substance abuse disorders in Sub-Saharan Africa discussed here are provided only as a menu of possible policy interventions, to be selected from, depending on the context and the needs of each country.

Increasing the policy and service development and the clinical and research professional capacity in Sub-Saharan African countries and stemming the flow of skilled health professionals to wealthy countries (Hongoro and McPake 2004; Liese, Blanchet, and Dussault 2003; WHO, NEPAD, and ACOSHED 2005) are key to developing sustainable, locally appropriate programs.

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Footnotes
1

. A demographic study site is a geographical area that is delineated and, after the baseline assessment of the total population is entered into a database, used for regular surveillance of health and demographic trends over time.

2

. AFR D: Algeria, Angola, Benin, Burkina Faso, Cameroon, Cape Verde, Chad, Comoros, Equatorial Guinea, Gabon, Gambia, Ghana, Guinea, Guinea-Bissau, Liberia, Madagascar, Mali, Mauritania, Mauritius, Niger, Nigeria, São Tomé and Principe, Senegal, Seychelles, Sierra Leone, Togo. AFR E: Botswana, Burundi, Central African Republic, Côte d'Ivoire, Democratic Republic of Congo, Eritrea, Ethiopia, Kenya, Lesotho, Malawi, Mozambique, Namibia, Republic of Congo, Rwanda, South Africa, Swaziland, Uganda, Tanzania, Zambia, Zimbabwe.

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