SEC NEWS DIGEST Issue 2004-192 October 5, 2004 ENFORCEMENT PROCEEDINGS IN THE MATTER OF ASHLEY NEMIROFF, ET AL. On October 4, the Commission issued an Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Exchange Act) (Order) against Ashley Nemiroff, Rocco Siclari, George A. Carhart, Howard C. Zelin, Craig Brandwein and Donald R. Catapano (Respondents). In the Order, the Commission permanently barred each Respondent from association with any broker or dealer. The Respondents consented to the issuance of the Order without admitting or denying any of the allegations therein. In the Order, the Commission found that the U.S. District Court for the Eastern District of New York had previously entered partial consent judgments against the Respondents enjoining them from future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Exchange Act and Rule 10b-5 thereunder (SEC v. Paul Skulsky, et al., 02 Civ. 1524, DRH, EDNY). In the underlying injunctive action, the Commission’s complaint alleged that Paul Skulsky, an undisclosed control person of AppOnline.com (AppOnline), a now defunct Melville, New York mortgage banking firm, sought to manipulate the public market for AppOnline securities. As part of the scheme, during 1997 and 1998, Skulsky paid undisclosed kickbacks in the form of AppOnline stock and cash to the Respondents so that the Respondents would sell, or direct other registered representatives to sell, AppOnline stock to their retail customers. For further information see Rel. 34-50186, Aug. 12, 2004. (Rel. 34-50488; File No. 3-11587) ORDER APPROVING APPLICATION FOR RELIEF FROM A STATURORY DISQUALIFICATION On October 5, the Commission issued an Order approving the application of the NASD for relief from a statutory disqualification to permit the association of Raymond L. Grenier, Jr., in a supervisory capacity with Delta Equity Services Corporation (Delta), a member of NASD. The Order states that, based on the representations made by the NASD and Delta with respect to the supervision of Mr. Grenier and the conditions placed on his employment, the Commission will not institute proceedings pursuant to Sections 15(b)(4), 15(b)(6), 19(h)(2), or 19(h)(3) of the Securities Exchange Act of 1934 and will not direct NASD to bar the proposed association, as provided in Section 15A(g)(2) of the Securities Exchange Act of 1934. (Rel. 34-50489) IN THE MATTER OF MARC WEIN On October 5, the Commission issued an Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Order) against Marc Wein (Wein), a former registered representative of FAB Securities of America, Inc. and a resident of Spicewood, Texas. The Order finds that: (1) on July 27, 2000, the Commission filed a civil injunctive action against Wein and others alleging that from April 1997 through September 1997 Wein fraudulently offered and sold fifty-six individuals $4.3 million in unregistered securities of Millennium Services Corp. (Millennium), a purported consolidator of minority funeral homes. The Commission’s complaint charges Wein and the other defendants with violations of Sections 5 and 17(a) of the Securities Act of 1933, Section 10(b) of the Exchange Act of 1934 and Rule 10b-5 thereunder; (2) on July 25, 2000, Wein was indicted by the Grand Jury of the County of New York for his role in the offering of Millennium securities. The indictment included thirty-six state felony securities fraud counts. The securities fraud counts of the indictment alleged, inter alia, that Wein intentionally made material false statements and omissions to investors while soliciting Millennium securities, and induced unsophisticated investors to purchase Millennium securities; (3) on April 2, 2001 Wein plead guilty to the entire indictment; and (4) on June 6, 2002, Wein was sentenced to: one to three years incarceration; to pay restitution of $2,399,579.27 plus a five-percent surcharge to the state organization designated to distribute restitution funds; and pay a $10,000 fine. Based on the above, the Order bars Wein from association with any broker or dealer. Wein consented to the issuance of the Order without admitting or denying any of the allegations in the civil action. (Rel. 34-50490; File No. 3-11617) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CBOE-2003-33) and Amendment No. 1 thereto and granted accelerated approval to Amendments No. 2, 3 and 4 to the proposed rule change submitted by the Chicago Board Options Exchange relating to non-member market maker transaction fees. Publication of the notice is expected in the Federal Register during the week of October 4. (Rel. 34-50484) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until October 27 to comment on the application of Internacional de Ceramica, S.A. de C.V. to withdraw its American Depositary Shares (each American Depositary Share representing five limited voting units), limited voting units (which consist of one series D and one series L shares), series D shares, no par value, and series L shares, no par value, from listing and registration on the New York Stock Exchange. (Rel. 34-50487) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 MCKENZIE BAY INTERNATIONAL LTD, 3362 MORAINE DR, BRIGHTON, MI, 48114, 8102205948 - 25,343,235 ($30,411,882.00) Equity, (File 333-119493 - Oct. 4) (BR. 04) SB-2 SPACEDEV INC, 13855 STOWE DRIVE, PO BOX 2121, POWAY, CA, 92064, 8583752000 - 3,382,779 ($4,800,740.00) Equity, (File 333-119494 - Oct. 4) (BR. 05) SB-2 VERTICAL HEALTH SOLUTIONS INC, 6925 112TH CIRCLE NORTH, SUITE 102, LARGO, FL, 33773, 7275488345 - 10,050,769 ($8,844,676.72) Equity, (File 333-119495 - Oct. 4) (BR. 01) S-4 ITC DELTACOM INC, 1791 O G SKINNER DRIVE, WEST POINT, GA, 31833, 7066453880 - 0 ($55,434,331.00) Equity, (File 333-119496 - Oct. 4) (BR. 37) F-1 Mechel Steel Group OAO, KRASNOPRESNENSKAYA NABEREZHNAYA 12, MOSCOW, 1Z, 123610, 011-7-095-258-1828 - 47,871,135 ($382,969,080.00) Equity, (File 333-119497 - Oct. 4) (BR. 06) F-6 Mechel Steel Group OAO, KRASNOPRESNENSKAYA NABEREZHNAYA 12, MOSCOW, 1Z, 123610, 011-7-095-258-1828 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-119498 - Oct. 4) (BR. 06) S-8 Naugatuck Valley Financial Corp, 333 CHURCH STREET, NAUGATUCK, CT, 06770, 203-720-5000 - 101,986 ($1,119,806.28) Equity, (File 333-119499 - Oct. 4) (BR. 07) S-8 PETER KIEWIT SONS INC /DE/, 1000 KIEWIT PLAZA, 3555 FARNAM STREET, OMAHA, NE, 68131, 4023422052 - 8,500,000 ($8,712,500.00) Non-Convertible Debt, (File 333-119500 - Oct. 4) (BR. 06) S-8 ROBOCOM SYSTEMS INTERNATIONAL INC, 511 OCEAN AVE, MASSAPEQUA, NY, 11758, 5167955100 - 1,150,000 ($678,500.00) Equity, (File 333-119501 - Oct. 4) (BR. 03) S-3 NATURAL GAS SERVICES GROUP INC, 2911 SCR 1260, MIDLAND, TX, 79706, 9155633974 - 0 ($4,930,267.00) Equity, (File 333-119502 - Oct. 4) (BR. 04) S-8 MEDIWARE INFORMATION SYSTEMS INC, 11711 WEST 79TH STREET, LENEXA, KS, 66214, 9133071000 - 500,000 ($5,920,000.00) Equity, (File 333-119503 - Oct. 4) (BR. 03) S-8 TORO CO, 8111 LYNDALE AVE SOUTH, BLOOMINGTON, MN, 55420-1196, 6128888801 - 0 ($67,295,000.00) Equity, (File 333-119504 - Oct. 4) (BR. 36) S-2 MITEK SYSTEMS INC, 14145 DANIELSON ST SUITE B, POWAY, CA, 92064, 858-513-4600 - 0 ($5,743,200.00) Equity, (File 333-119505 - Oct. 4) (BR. 03) S-8 TORO CO, 8111 LYNDALE AVE SOUTH, BLOOMINGTON, MN, 55420-1196, 6128888801 - 0 ($2,335,325.00) Equity, (File 333-119506 - Oct. 4) (BR. 36) S-8 IKONA GEAR INTERNATIONAL INC, 1850 HARTLEY AVENUE, SUITE 1, COQUITLAM, A1, V3K 7A1, (604) 523-5500 - 4,400,000 ($4,730,000.00) Equity, (File 333-119507 - Oct. 4) (BR. 06) F-1 TELVENT GIT S A, VALGRANDE, 6 28108 ALCOOANDAS, MADRID, A1, 00000, 0 ($145,072,500.00) Equity, (File 333-119508 - Oct. 4) (BR. ) S-8 ICAD INC, 4 TOWNSEND WEST, SUITE 17, NASHUA, NH, 03063, 603-882-5200 - 1,000,000 ($3,300,000.00) Equity, (File 333-119509 - Oct. 4) (BR. 03) S-1 Bois d Arc Energy LLC, 600 TRAVIS, SUITE 6275, HOUSTON, TX, 77002, 713-228-0438 - 0 ($150,000,000.00) Equity, (File 333-119511 - Oct. 4) (BR. ) S-8 IDI GLOBAL INC, 462 EAST 800 NORTH, OREM, UT, 84097, 8012244444 - 499,000 ($361,775.00) Equity, (File 333-119512 - Oct. 4) (BR. 03) S-3 CORIXA CORP, 1124 COLUMBIA STREET SUIE 200, SEATTLE, WA, 98104, 2066675711 - 0 ($14,103,854.00) Equity, (File 333-119513 - Oct. 4) (BR. 01) S-8 ASPECT COMMUNICATIONS CORP, 1320 RIDDER PARK DRIVE, SAN JOSE, CA, 95131, 4083252200 - 0 ($29,498,600.00) Equity, (File 333-119514 - Oct. 4) (BR. 03) S-8 AMERICANA PUBLISHING INC, 303 SAN MATEO NE, SUITE 104A, ALBUQUERQUE, NM, 87108, 5052656121 - 2,000,000 ($90,000.00) Asset-Backed Securities, (File 333-119515 - Oct. 4) (BR. 05) S-8 Eagle Hospitality Properties Trust, Inc., 100 E. RIVERCENTER BLVD., SUITE 1100, COVINGTON, KY, 41011, (859)292-5500 - 0 ($6,386,250.00) Equity, (File 333-119516 - Oct. 4) (BR. 08) S-8 UCBH HOLDINGS INC, 555 MONTGOMERY STREET, 14TH FLOOR, SAN FRANCISCO, CA, 94111, 415-315-2800 - 2,261,224 ($87,599,817.76) Equity, (File 333-119518 - Oct. 4) (BR. 07) S-4 BANKNORTH DELAWARE INC., TWO PORTLAND SQUARE, PO BOX 9540, PORTLAND, OR, 04112-9540, (207) 761-8500 - 0 ($6,291,740,000.00) Equity, (File 333-119519 - Oct. 4) (BR. ) S-8 ENVIRONMENTAL REMEDIATION HOLDING CORP, 5444 WESTHEIMER SUITE 1570, HOUSTON, TX, 77056, 5018212222 - 0 ($48,000.00) Equity, (File 333-119520 - Oct. 4) (BR. 04) S-8 ENVIRONMENTAL REMEDIATION HOLDING CORP, 5444 WESTHEIMER SUITE 1570, HOUSTON, TX, 77056, 5018212222 - 0 ($73,600.00) Equity, (File 333-119521 - Oct. 4) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off- Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 21ST CENTURY HOLDING CO FL 1.01,9.01 09/28/04 A REIT INC MD 5.02 09/28/04 AAMES FINANCIAL CORP/DE DE 1.01 09/30/04 ABFC Asset-Backed Certificates, Serie DE 8.01,9.01 09/25/04 ACACIA RESEARCH CORP DE 8.01 10/04/04 ACE Securities Corp Series 2004-FM2 DE 8.01,9.01 09/27/04 ACTIVCARD CORP DE 4.01,5.03 09/28/04 AKAMAI TECHNOLOGIES INC DE 1.01 09/29/04 ALLIED BANCSHARES INC GA 5.02 09/15/04 ALLIED WASTE INDUSTRIES INC DE 8.01 10/04/04 ALLOS THERAPEUTICS INC DE 8.01,9.01 10/04/04 ALLOY INC DE 5.02 09/28/04 ALNYLAM PHARMACEUTICALS, INC. 5.02 09/29/04 Alternative Loan Trust 2004-10CB 9.01 08/25/04 Alternative Loan Trust 2004-10CB 9.01 08/25/04 Alternative Loan Trust 2004-10CB 9.01 08/25/04 Alternative Loan Trust 2004-10CB 9.01 08/25/04 Alternative Loan Trust 2004-12CB 9.01 08/25/04 Alternative Loan Trust 2004-13CB 9.01 08/25/04 Alternative Loan Trust 2004-14T2 9.01 08/25/04 ALTERNATIVE LOAN TRUST 2004-15 9.01 09/25/04 Alternative Loan Trust 2004-16CB 9.01 08/25/04 Alternative Loan Trust 2004-16CB 9.01 08/25/04 ALTERNATIVE LOAN TRUST 2004-17CB 9.01 08/25/04 ALTERNATIVE LOAN TRUST 2004-20T1 9.01 08/25/04 AMALGAMATED TECHNOLOGIES INC DE 1.01,5.02,5.03,9.01 09/27/04 AMERICAN AXLE & MANUFACTURING HOLDING DE 5.02,9.01 10/01/04 AMERICAN CHURCH MORTGAGE CO MN 8.01 10/04/04 AMERICAN ECOLOGY CORP DE 8.01 09/27/04 AMERICAN INTERNATIONAL GROUP INC DE 7.01 10/04/04 AMERICAN LIFE HOLDING CO INC FL 5.02 10/01/04 AMERICAN PACIFIC CORP DE 8.01,9.01 10/01/04 AMERICANWEST BANCORPORATION WA 5.02,9.01 09/28/04 AMERICREDIT CORP TX 1.01,2.03,9.01 10/04/04 AMERIQUEST MORTGAGE SECURITIES INC DE 8.01,9.01 10/04/04 AMERIQUEST MORTGAGE SECURITIES INC. A DE 8.01,9.01 09/30/04 AML COMMUNICATIONS INC DE 4.01,9.01 09/30/04 APPLICA INC FL 8.01 10/04/04 APPLIED INNOVATION INC DE 1.01,9.01 10/04/04 ARADIGM CORP CA 1.01 09/28/04 ARDEN GROUP INC DE 5.02 09/30/04 ARMOR HOLDINGS INC DE 9.01 09/28/04 ARMOR HOLDINGS INC DE 1.01,9.01 09/28/04 AMEND ARTISOFT INC DE 1.01,2.01,3.02,3.03,5.01,5.02 09/28/04 ASPENBIO INC CO 5.02,9.01 10/01/04 ASSET BACKED FUNDING CORP DE 8.01,9.01 10/04/04 ASSISTED LIVING CONCEPTS INC NV 1.01,3.03,5.03,8.01,9.01 10/01/04 ATHEROS COMMUNICATIONS INC DE 2.02,9.01 10/04/04 AUGUST TECHNOLOGY CORP MN 9.01 07/27/04 AMEND AUTODESK INC DE 8.01 09/30/04 AVIALL INC DE 8.01,9.01 09/27/04 AZTAR CORP DE 8.01 10/01/04 BAIRNCO CORP /DE/ DE 8.01 10/04/04 BANK UNITED CORP LITIGATION CONTINGEN DE 8.01,9.01 10/01/04 Bayview Financial Sec Co LLC Mort Pas DE 8.01,9.01 09/25/04 BE AEROSPACE INC DE 1.01,8.01,9.01 10/01/04 BEAR STEARNS ALT A TRUST 2003-2 DE 8.01,9.01 09/27/04 BEAR STEARNS ALT A MORT PASS THR CERT DE 8.01,9.01 09/27/04 BEAR STEARNS ALT A TR MORTGAGE PASS T NY 8.01,9.01 09/27/04 BEAR STEARNS ALT A TRUST MORT PASS TH DE 8.01,9.01 09/27/04 BEAR STEARNS ALT A TRUST MORT PASS TH DE 8.01,9.01 09/27/04 BEAR STEARNS ALT-A TRUST MTG PASS-THR NY 8.01,9.01 09/27/04 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE 8.01,9.01 10/01/04 BEAR STEARNS TRUST MORTGAGE PASS-THRO DE 8.01,9.01 09/27/04 BECTON DICKINSON & CO NJ 2.02,2.05,9.01 10/04/04 BERKLEY W R CORP DE 8.01,9.01 10/04/04 BIGGEST LITTLE INVESTMENTS LP DE 1.02 10/01/04 BIOVEST INTERNATIONAL INC MN 1.01,9.01 09/30/04 BLACK & DECKER CORP MD 2.01,9.01 10/01/04 BLUE MARTINI SOFTWARE INC 2.02,9.01 10/01/04 BLUE RIVER BANCSHARES INC IN 1.01,1.02,5.02,9.01 10/04/04 BMB MUNAI INC DE 7.01,9.01 10/01/04 BNP RESIDENTIAL PROPERTIES INC MD 8.01,9.01 09/30/04 BOVIE MEDICAL CORP DE 8.01 10/04/04 BRINKER INTERNATIONAL INC DE 8.01 09/29/04 BROOKS AUTOMATION INC DE 1.01,5.02,9.01 10/01/04 BUCS FINANCIAL CORP MD 1.01,9.01 09/30/04 CALGON CARBON CORPORATION DE 8.01 10/04/04 CALYPTE BIOMEDICAL CORP DE 1.01,9.01 09/28/04 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 09/30/04 CAPITAL ONE AUTO RECEIVABLES LLC DE 8.01,9.01 10/01/04 CAPTARIS INC WA 1.01,9.01 10/01/04 CAREADVANTAGE INC DE 5.02,8.01 09/30/04 CARRAMERICA REALTY CORP MD 8.01,9.01 09/30/04 CASCADE SLED DOG ADVENTURES INC NV 1.01,2.01,2.03,3.02,5.01,5.02 10/04/04 CDMC MORTGAGE PASS-THROUGH CERTIFICAT DE 9.01 09/27/04 CELL THERAPEUTICS INC WA 1.01,9.01 09/29/04 CENDANT MORTGAGE CAPITAL LLC CDMC MO DE 9.01 09/27/04 CENDANT MORTGAGE CAPITAL LLC CDMC MOR DE 9.01 09/27/04 CENDANT MORTGAGE CAPITAL LLC CDMC MOR DE 9.01 09/27/04 CENTRAL COAST BANCORP CA 5.02,5.03 10/01/04 CENTREX INC 8.01 09/04/04 CENTREX INC 3.02 09/04/04 CFC INTERNATIONAL INC DE 5.02 10/04/04 CHAMPION INDUSTRIES INC WV 1.01,2.03,9.01 09/29/04 CHARLIE MAC TRUST 2004-1, MORTGAGE PA DE 8.01,9.01 09/27/04 CHASE FUNDING INC NY 8.01,9.01 09/30/04 CHINDEX INTERNATIONAL INC DE 4.01 09/29/04 CHIQUITA BRANDS INTERNATIONAL INC NJ 1.01 09/28/04 CHYRON CORP NY 1.01 09/29/04 CIRCUIT CITY STORES INC VA 1.01,5.02,9.01 10/04/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 09/27/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 09/27/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 09/27/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 09/27/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 09/27/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/27/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/27/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/27/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/27/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/27/04 CITIFINANCIAL MORTGAGE SECURITIES INC DE 8.01 09/27/04 CITIGROUP MORTGAGE LOAN TRUST INC 8.01,9.01 09/30/04 CITIGROUP MORTGAGE LOAN TRUST INC 8.01,9.01 09/30/04 CITIGROUP MORTGAGE LOAN TRUST SERIES 9.01 09/27/04 CITIZENS BANCSHARES CORP /GA/ GA 4.01 09/29/04 CLAIBORNE LIZ INC DE 5.02 10/01/04 CLARUS CORP DE 3.01,9.01 09/30/04 CLOSURE MEDICAL CORP DE 7.01,9.01 09/29/04 COGNOS INC CA 7.01 10/04/04 COLLAGENEX PHARMACEUTICALS INC DE 8.01 10/01/04 COLUMBIA BANKING SYSTEM INC WA 2.01,9.01 10/01/04 COMSYS IT PARTNERS INC DE 2.01,3.02,3.03,5.01,5.02,9.01 10/04/04 CONCORD CAMERA CORP NJ 2.02 10/04/04 CONGOLEUM CORP DE 8.01,9.01 10/01/04 CONNETICS CORP DE 1.01,9.01 09/29/04 CONSUMER DIRECT OF AMERICA NV 9.01 08/03/04 AMEND CONTINENTAL AIRLINES INC /DE/ DE 8.01,9.01 10/01/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 10/04/04 CRIIMI MAE INC MD 1.01 10/04/04 CSFB MORTGAGE-BACKED PASS-THROUGH CER DE 8.01,9.01 09/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 09/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 09/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 09/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 08/25/04 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 08/25/04 CWALT INC ALTERNATIVE LOAN TRUST 2004 9.01 09/25/04 CWALT INC ALTERNATIVE LOAN TRUST 2004 9.01 09/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE 9.01 09/25/04 DANA CORP VA 1.01 10/01/04 DANAHER CORP /DE/ DE 1.01,9.01 09/30/04 DEERE & CO DE 7.01 10/04/04 DELUXE CORP MN 1.01,2.03,9.01 09/28/04 DERMA SCIENCES INC PA 4.01,9.01 09/29/04 DIEDRICH COFFEE INC CA 2.02,4.02 09/28/04 DOCUMENT SCIENCES CORP DE 8.01 10/04/04 DONALDSON CO INC DE 1.01 09/30/04 DPL INC OH 5.02,9.01 09/30/04 DRUCKER INC DE 5.03,9.01 09/29/04 DSLA Mortgage Loan Trust 2004-AR1 DE 8.01,9.01 09/25/04 DYNAMIC HEALTH PRODUCTS INC FL 2.01,7.01,9.01 10/01/04 EAGLE BROADBAND INC TX 5.02,9.01 09/30/04 EAGLE FAMILY FOODS INC DE 5.02 10/04/04 EDISON INTERNATIONAL CA 1.01,9.01 10/04/04 EDISON MISSION ENERGY DE 1.01,2.01,9.01 09/30/04 EFOODSAFETY COM INC NV 5.02,9.01 10/01/04 ELIZABETH ARDEN INC FL 8.01,9.01 10/01/04 ELKCORP DE 7.01,9.01 10/01/04 EMERGENCY FILTRATION PRODUCTS INC/ NV NV 1.01,3.02,9.01 10/04/04 ENDURANCE SPECIALTY HOLDINGS LTD 1.01,9.01 09/30/04 ENDWAVE CORP DE 9.01 10/04/04 AMEND ENTRUST FINANCIAL SERVICES INC CO 1.02 10/04/04 EPIX Pharmaceuticals, Inc. 8.01,9.01 10/04/04 EXPRESSJET HOLDINGS INC DE 8.01,9.01 10/01/04 EXTREME NETWORKS INC DE 5.02,9.01 09/29/04 FAR EAST ENERGY CORP 7.01,9.01 10/04/04 FIRST FINANCIAL BANCORP /OH/ OH 5.02 09/28/04 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 09/25/04 First Horizon Asset Sec Mort Pas Thr DE 9.01 09/25/04 First Horizon Asset Sec Mort Pas Thr DE 9.01 09/25/04 FOREST OIL CORP NY 1.01,2.03 09/28/04 FOUNTAIN POWERBOAT INDUSTRIES INC 4.01,9.01 09/30/04 Fremont Home Loan Trust 2004-C DE 8.01,9.01 09/25/04 FRIEDMANS INC DE 8.01,9.01 10/01/04 FRONTIER OIL CORP /NEW/ WY 1.01,2.03,9.01 10/01/04 FX ENERGY INC NV 7.01,9.01 10/04/04 G REIT INC MD 5.02,8.01 09/27/04 G REIT INC MD 9.01 07/23/04 AMEND GAINSCO INC TX 1.01,9.01 10/04/04 GE Dealer Floorplan Master Note Trust DE 8.01,9.01 09/20/04 GENELABS TECHNOLOGIES INC /CA CA 1.01 09/24/04 GENERAL BEARING CORP DE 2.06 09/30/04 GENERAL DATACOMM INDUSTRIES INC DE 8.01,9.01 09/30/04 GIBRALTAR STEEL CORP DE 2.02 09/28/04 GILEAD SCIENCES INC DE 8.01,9.01 09/30/04 GLOBAL DIGITAL SOLUTIONS INC NJ 4.01,8.01,9.01 09/29/04 GLOBALSANTAFE CORP 7.01,9.01 10/04/04 GNC CORP DE 8.01,9.01 10/04/04 GOLF TRUST OF AMERICA INC MD 3.01,9.01 09/28/04 GRAHAM CORP DE 1.01,8.01,9.01 09/30/04 GS Mortgage GSAA Home Eq. Trust 2004- DE 8.01,9.01 09/25/04 GTC TELECOM CORP NV 1.02 10/01/04 HANOVER EQUIPMENT TRUST 2001A DE 1.01,3.03,9.01 10/04/04 HANOVER EQUIPMENT TRUST 2001B 1.01,3.03,9.01 10/04/04 HARDINGE INC NY 5.03,9.01 09/28/04 HARTMARX CORP/DE DE 9.01 07/20/04 AMEND HAWAIIAN HOLDINGS INC DE 8.01,9.01 10/01/04 HEARUSA INC DE 2.02 09/29/04 HEMAGEN DIAGNOSTICS INC DE 8.01 09/30/04 HERITAGE WORLDWIDE INC 2.02,9.01 10/04/04 HESKA CORP DE 5.02 10/04/04 HEXCEL CORP /DE/ DE 8.01 09/30/04 HOME EQUITY MORTGAGE PASS-THROUGH CER DE 8.01,9.01 09/27/04 HOMESTAR MORTGAGE ACCEPTANCE CORP ASS DE 8.01,9.01 09/25/04 HOST AMERICA CORP DE 8.01,9.01 09/29/04 HUMAN GENOME SCIENCES INC DE 2.03,3.02,9.01 09/28/04 HUTCHINSON TECHNOLOGY INC MN 2.02,9.01 10/04/04 HYDRON TECHNOLOGIES INC NY 8.01 09/30/04 ICAD INC DE 1.01 09/29/04 IMPAC SECURED ASSETS CORP MORTGAGE PA CA 8.01,9.01 09/25/04 IMPLANT SCIENCES CORP MA 2.02,9.01 09/29/04 INDUSTRIES INTERNATIONAL INC NV 1.02 08/20/04 INDYMAC MBS INC 8.01,9.01 09/24/04 INEI CORP DE 8.01,9.01 09/28/04 INFOCROSSING INC DE 2.01,9.01 10/01/04 INSIGHT ENTERPRISES INC DE 1.02 10/04/04 INTEGRATED ELECTRICAL SERVICES INC DE 7.01,9.01 10/04/04 INTERDIGITAL COMMUNICATIONS CORP PA 8.01 10/04/04 INTERNET BUSINESS INTERNATIONAL INC NV 5.03,9.01 10/04/04 INTERWAVE COMMUNICATIONS INTERNATIONA 8.01,9.01 10/01/04 INTERWAVE COMMUNICATIONS INTERNATIONA 8.01,9.01 10/04/04 JAMDAT MOBILE INC 8.01 10/04/04 JOHNSON & JOHNSON NJ 8.01 10/01/04 LAYNE CHRISTENSEN CO DE 1.01,2.03,9.01 09/29/04 LAZARE KAPLAN INTERNATIONAL INC DE 1.01,9.01 09/28/04 LEE SARA CORP MD 2.02,9.01 10/04/04 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01 09/24/04 LEHMAN ABS CORP BACKED TRUST CERTS SE DE 8.01 09/24/04 LENNAR CORP /NEW/ DE 7.01 10/04/04 LEXINGTON PRECISION CORP DE 2.05,2.06 09/28/04 LEXINGTON PRECISION CORP DE 8.01 10/01/04 LIMELIGHT MEDIA GROUP INC NV 5.02 10/04/04 LIONS GATE ENTERTAINMENT CORP /CN/ 1.01,3.02,9.01 09/29/04 LOYALTYPOINT INC DE 5.02,5.03,9.01 09/27/04 AMEND LYONDELL CHEMICAL CO DE 8.01,9.01 10/04/04 MAINSTREET BANKSHARES INC VA 3.02 09/30/04 MANAKOA SERVICES CORP NV 5.02,9.01 09/28/04 MARKEL CORP VA 2.02,8.01,9.01 10/01/04 MASTR Adjustable Rate Mortgage Trust DE 8.01,9.01 09/25/04 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 09/27/04 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 09/27/04 MASTR Alternative Loan Trust 2004-8 DE 8.01,9.01 09/25/04 MASTR Alternative Loan Trust 2004-9 DE 8.01,9.01 09/25/04 MASTR Asset Securitization Trust 2004 DE 8.01,9.01 09/25/04 MAXTOR CORP DE 1.01,5.02,9.01 10/01/04 MC SHIPPING INC 8.01 10/01/04 MCMORAN EXPLORATION CO /DE/ DE 1.01,3.02,9.01 10/01/04 Medeorex Inc NY 8.01 09/29/04 MEDIA SCIENCES INTERNATIONAL INC DE 1.01,9.01 10/04/04 MELLON FINANCIAL CORP PA 8.01,9.01 09/30/04 MERRILL LYNCH INVESTORS TRUST SERIES DE 8.01,9.01 09/25/04 MERRILL LYNCH MORT INV INC ASSET BACK DE 8.01,9.01 09/25/04 MERRILL LYNCH MORT INV INC MLMI Serie DE 8.01,9.01 09/25/04 MERRILL LYNCH MORTGAGE ASSET BACK CER DE 8.01,9.01 09/25/04 MERRILL LYNCH MORTGAGE ASSET BACK CER DE 8.01,9.01 09/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 09/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 09/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 09/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 09/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 09/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 09/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 09/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 09/25/04 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 09/25/04 MERRILL LYNCH MRT INV INC MRT LN AST DE 8.01,9.01 09/25/04 MFA MORTGAGE INVESTMENTS MD 2.02,7.01,9.01 10/04/04 MICRO INTERCONNECT TECHNOLOGY INC NV 1.01,5.01,9.01 09/29/04 MICROFINANCIAL INC MA 1.01,2.03,3.02,9.01 09/29/04 MILACRON INC DE 1.01,9.01 09/28/04 MILLENNIUM CHEMICALS INC DE 7.01,9.01 10/01/04 MILLENNIUM CHEMICALS INC DE 7.01,9.01 10/04/04 MISSION ENERGY HOLDING CO DE 1.01,2.01,9.01 09/30/04 MK RESOURCES CO DE 8.01,9.01 10/01/04 MOBILEPRO CORP DE 8.01,9.01 09/30/04 MONARCH COMMUNITY BANCORP INC MD 1.02,5.02,9.01 10/01/04 AMEND MORGAN BEAUMONT INC NV 1.01,2.01,4.01,5.01,5.02,5.03 10/01/04 MORGAN STANLEY ABS CAPITAL I INC DE 8.01,9.01 09/30/04 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 09/25/04 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 09/25/04 Mortgage Pass-Through Certificates, S 9.01 09/25/04 MOTOROLA INC DE 5.05,9.01 09/29/04 NATIONAL INSTRUMENTS CORP /DE/ DE 2.02,9.01 10/04/04 NATIONAL SEMICONDUCTOR CORP DE 1.01,8.01,9.01 10/01/04 NAVISTAR INTERNATIONAL CORP DE 7.01 10/04/04 NELNET STUDENT LOAN FUNDING LLC 1.01,2.01,9.01 09/29/04 NEOMETRIX TECHNOLOGY GROUP INC NV 5.02 10/04/04 NETTEL HOLDINGS INC FL 1.01,2.03,3.02,9.01 09/28/04 NETWORK ENGINES INC DE 2.02,9.01 10/04/04 NII HOLDINGS INC DE 8.01,9.01 10/01/04 NORTH COUNTRY FINANCIAL CORP MI 1.01,9.01 09/28/04 NORTH FORK BANCORPORATION INC DE 1.01,9.01 09/28/04 NORTHWEST NATURAL GAS CO OR 8.01,9.01 09/28/04 NOVA COMMUNICATIONS LTD NV 5.03,9.01 09/21/04 NOVA COMMUNICATIONS LTD NV 5.03,9.01 09/21/04 AMEND NU HORIZONS ELECTRONICS CORP DE 2.03,9.01 09/30/04 NU SKIN ENTERPRISES INC DE 2.02,8.01,9.01 09/30/04 NUTRA PHARMA CORP CA 2.01 09/28/04 OCEAN WEST HOLDING CORP DE 5.02 09/28/04 OMEGA FINANCIAL CORP /PA/ PA 7.01,9.01 10/01/04 OSE USA INC DE 5.02,9.01 10/01/04 OSULLIVAN INDUSTRIES HOLDINGS INC DE 5.02,9.01 10/03/04 P COM INC DE 2.02,2.03,9.01 09/30/04 P F CHANGS CHINA BISTRO INC 2.02,9.01 09/29/04 PACIFIC BIOMETRICS INC DE 5.02 10/01/04 PANTRY INC DE 1.01,2.03,7.01,9.01 09/30/04 PARK PLACE SECURITIES INC ASSET-BACKE DE 8.01,9.01 09/25/04 PAYCHEX INC DE 1.01,5.02,5.03,7.01,9.01 10/01/04 PEGASUS COMMUNICATIONS CORP / DE 1.01 10/04/04 PEMSTAR INC MN 1.01,2.03,9.01 09/28/04 PEOPLES CHOICE HOME LOAN SECURITIES T 8.01,9.01 09/25/04 PEOPLES FINANCIAL SERVICES CORP/ PA 9.01 10/04/04 PEOPLESOFT INC DE 2.02,9.01 10/04/04 PeopleSupport, Inc. DE 5.03,8.01,9.01 09/28/04 PERMA FIX ENVIRONMENTAL SERVICES INC DE 7.01 09/28/04 PETROGEN CORP NV 3.02,8.01,9.01 09/20/04 PHARMACEUTICAL FORMULATIONS INC DE 9.01 05/15/03 AMEND PHARMACYCLICS INC DE 8.01,9.01 10/04/04 POLO RALPH LAUREN CORP DE 8.01,9.01 08/12/04 POTASH CORP OF SASKATCHEWAN INC 1.01 09/30/04 PRICE LEGACY CORP MD 1.01,9.01 09/28/04 PRIME COMPANIES INC DE 8.01 09/28/04 PRIME MORTGAGE TRUST 2003-1 NY 8.01,9.01 09/25/04 PRIME MORTGAGE TRUST MORTGAGE PASS-TH DE 8.01,9.01 09/25/04 PRIME MORTGAGE TRUST, MORTGAGE PASS-T DE 8.01,9.01 09/25/04 PRINCIPAL LIFE INCOME FUNDINGS TRUST 8.01,9.01 10/01/04 PRINCIPAL LIFE INCOME FUNDINGS TRUST DE 8.01,9.01 10/01/04 PROTECTIVE LIFE INSURANCE CO TN 9.01 09/30/04 PROTECTIVE LIFE SECURED TRUST 2004-A DE 1.03,2.01,8.01,9.01 10/01/04 PROVIDENCE SERVICE CORP DE 2.01,9.01 07/21/04 AMEND PULASKI FINANCIAL CORP DE 2.02,9.01 09/30/04 PYR ENERGY CORP DE 5.02,9.01 10/01/04 QUAKER FABRIC CORP /DE/ DE 1.02,9.01 09/30/04 QUANEX CORP DE 7.01 10/04/04 RAMP Series 2004-RZ2 Trust DE 8.01,9.01 10/04/04 RARE HOSPITALITY INTERNATIONAL INC GA 2.02,7.01,9.01 10/04/04 RASC SERIES 2004-KS4 TRUST DE 8.01,9.01 09/23/04 RED HAT INC DE 5.02,9.01 10/01/04 Remote Dynamics Inc DE 3.01,9.01 10/01/04 Remote Dynamics Inc DE 1.01,3.02,9.01 10/01/04 RENAISSANCE HOME EQUITY LOAN TRUST 20 DE 8.01,9.01 09/25/04 REPUBLIC BANCORP INC MI 7.01 09/29/04 RESIDENTIAL ASSET MORT PROD INC RAMP DE 8.01,9.01 10/04/04 RIGEL PHARMACEUTICALS INC DE 3.02 09/29/04 RIGHTNOW TECHNOLOGIES INC MT 7.01 10/04/04 RPC INC DE 8.01,9.01 10/04/04 RTI INTERNATIONAL METALS INC OH 2.01,3.02,9.01 10/01/04 RUBY TUESDAY INC GA 2.02,9.01 08/31/04 S1 CORP /DE/ DE 5.02,9.01 09/28/04 SANDY SPRING BANCORP INC MD 8.01,9.01 10/04/04 SCBT FINANCIAL CORP SC 8.01 09/28/04 SCHULMAN A INC DE 2.02,9.01 10/04/04 Securitized Asset Backed Receivables 8.01,9.01 09/25/04 SECURITIZED ASSET BACKED RECEIVABLES 8.01,9.01 09/25/04 SEQUIAM CORP CA 1.01,2.03 09/30/04 SERVICEMASTER CO DE 2.03 10/04/04 SI INTERNATIONAL INC DE 9.01 09/30/04 SIEBEL SYSTEMS INC DE 2.02 10/04/04 SIMPLETECH INC CA 7.01,9.01 10/04/04 SIMTEK CORP CO 7.01,9.01 10/01/04 SMALL WORLD KIDS INC UT 1.01,9.01 09/23/04 SOMERSET INTERNATIONAL GROUP,INC. DE 3.02 10/04/04 SONOMAWEST HOLDINGS INC CA 7.01,9.01 09/30/04 SOUTHCREST FINANCIAL GROUP INC GA 2.01,9.01 09/30/04 SOUTHWEST COMMUNITY BANCORP CA 8.01,9.01 10/04/04 SPECIALTY LABORATORIES INC 1.01,7.01,9.01 10/04/04 SPECTRE INDUSTRIES INC 9.01 05/24/04 SPECTRE INDUSTRIES INC 9.01 05/24/04 ST JUDE MEDICAL INC MN 1.01,2.03 09/28/04 STARTEK INC DE 5.02 10/01/04 STATION CASINOS INC NV 2.01 10/01/04 STRUCT ASS MORT INV INC BS ALTA MORT DE 8.01,9.01 09/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 09/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 09/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 09/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 09/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 09/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 09/27/04 STRUCTURED ASSET MORT INV II INC BEAR DE 8.01,9.01 09/27/04 STRUCTURED ASSET MORT INV II INC MORT DE 8.01,9.01 09/25/04 STRUCTURED ASSET MORT INV II INC PRIM DE 8.01,9.01 09/25/04 STRUCTURED ASSET MORT INV INC BEAR ST DE 8.01,9.01 09/27/04 STRUCTURED ASSET MORT INV INC MORT PA DE 8.01,9.01 09/27/04 STRUCTURED ASSET MORT INV INC MORT PA DE 8.01,9.01 09/27/04 STRUCTURED ASSET MORT PRIME MORT TR P DE 8.01,9.01 09/25/04 STRUCTURED ASSET MORTGAGE INVESTMENTS 8.01,9.01 09/25/04 STRUCTURED ASSET SEC CORP MORT PASS T DE 9.01 09/27/04 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 09/28/04 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 09/28/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/04 STRUCTURED ASSET SECURITIES CORP MORT DE 9.01 09/27/04 STRUCTURED ASSET SECURITIES CORP MORT DE 9.01 09/27/04 Structured Asset Securities Corp Mort DE 9.01 09/27/04 Structured Asset Securities Corp Mort DE 9.01 09/27/04 Structured Asset Securities Corportio DE 9.01 09/27/04 SUN BANCORP INC /NJ/ NJ 2.02,9.01 10/01/04 SUNGARD DATA SYSTEMS INC DE 8.01,9.01 10/04/04 SUPER VISION INTERNATIONAL INC DE 5.02,7.01,9.01 10/04/04 SUPPORTSOFT INC DE 2.02,9.01 10/04/04 SWIFT TRANSPORTATION CO INC NV 8.01,9.01 10/01/04 SYNIVERSE TECHNOLOGIES INC DE 1.01,2.01,9.01 09/30/04 SYNPLICITY INC CA 1.01,5.02,9.01 09/28/04 T REIT INC VA 5.02 09/28/04 TABATHA I INC CO 4.01,9.01 09/30/04 TABATHA II INC CO 4.01,9.01 09/30/04 TABATHA IV INC CO 4.01,9.01 09/30/04 TABATHA V INC CO 4.01,9.01 09/30/04 TEKNOWLEDGE CORP DE 8.01 09/30/04 TEL INSTRUMENT ELECTRONICS CORP NJ 7.01 09/30/04 TELETECH HOLDINGS INC DE 1.02,9.01 09/30/04 TERAYON COMMUNICATION SYSTEMS DE 5.02,8.01,9.01 10/01/04 TEREX CORP DE 8.01 10/04/04 Thornburg Mortgage Securities Trust 2 DE 8.01,9.01 09/27/04 TIMEBEAT COM ENTERPRISES INC / 5.03,8.01,9.01 09/30/04 TITANIUM METALS CORP DE 7.01,9.01 10/04/04 TOYOTA MOTOR CREDIT CORP CA 2.03 09/29/04 TRI-CONTINENTAL CORP MD 7.01,9.01 10/01/04 TRUSTCO BANK CORP N Y NY 8.01 10/04/04 TS ELECTRONICS INC DE 1.01 04/17/04 AMEND UCN INC DE 2.03,5.02,9.01 09/29/04 UGI CORP /PA/ PA 5.03,9.01 09/28/04 UMB FINANCIAL CORP MO 5.02,9.01 10/04/04 UNIFI INC NY 8.01 09/30/04 UNIMARK GROUP INC TX 5.02,9.01 09/30/04 UNION BANKSHARES CORP VA 7.01,9.01 10/01/04 UNITEDGLOBALCOM INC DE 8.01 10/01/04 UNITRIN INC DE 8.01 10/01/04 UNIVERSAL ELECTRONICS INC DE 1.01,9.01 10/01/04 VALENCE TECHNOLOGY INC DE 8.01,9.01 10/04/04 VALENCE TECHNOLOGY INC DE 3.02 09/30/04 VARIAN INC DE 2.05 09/29/04 VCA ANTECH INC DE 8.01,9.01 10/01/04 VIGNETTE CORP DE 2.02,9.01 10/04/04 VIRBAC CORP DE 5.01,9.01 10/01/04 VITALSTATE INC NY 5.02 09/18/04 VITESSE SEMICONDUCTOR CORP DE 7.01 10/04/04 WELLCO ENTERPRISES INC NC 2.02 07/03/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 09/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 09/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 09/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 09/25/04 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 09/25/04 WESTERN GOLDFIELDS INC ID 7.01,9.01 10/01/04 WHOLE FOODS MARKET INC TX 1.01,2.03,9.01 10/01/04 WILLIS GROUP HOLDINGS LTD D0 8.01,9.01 10/04/04 WINDSWEPT ENVIRONMENTAL GROUP INC DE 8.01,9.01 09/29/04 WJ COMMUNICATIONS INC CA 7.01,9.01 09/30/04 WOLVERINE TUBE INC DE 1.01,2.03,9.01 09/29/04 WORKSTREAM INC 8.01,9.01 09/28/04 WORLDWIDE MANUFACTURING USA INC CO 4.01,9.01 09/30/04 WPT ENTERPRISES INC 8.01,9.01 09/30/04 XCEL ENERGY INC MN 5.02 10/04/04 XFONE INC NV 8.01 09/27/04 ZANETT INC DE 8.01 09/30/04 ZENITH NATIONAL INSURANCE CORP DE 8.01,9.01 10/04/04