SEC NEWS DIGEST Issue 2006-118 June 20, 2006 COMMISSION ANNOUNCEMENTS PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD INCUMBENT KAYLA J. GILLAN REAPPOINTED TO SECOND TERM Chairman Christopher Cox announced today that founding Public Company Accounting Oversight Board member Kayla Gillan has been re-appointed to the Board. "I'm very pleased that the board will retain Ms. Gillan's invaluable experience and expertise," Chairman Cox said. "Her dual perspective, first representing a major institutional investor that relies upon audit reports, and most recently as a regulator of the preparation of those reports, will continue to be particularly helpful in our efforts to get investors reliable, informative, and user-friendly information about public companies. Her experience with Sarbanes-Oxley implementation, and her leadership in reducing the costs of section 404 compliance while increasing its usefulness to investors, are exceptional assets to the PCAOB, to the regulated community, and to America's investors." Ms. Gillan was first appointed to the PCAOB in 2002. From 1996 to 2002, she was General Counsel to the California Public Employees' Retirement System (CalPERS). In that capacity, she served as the chief in-house legal advisor to CalPERS, responsible for a variety of matters including the fiduciary responsibilities attached to managing multiple trust funds; global asset allocation and investment transactions for the largest publicly funded retirement system in the United States; and the provision of health care and administration of retirement benefits. In addition, as General Counsel, she oversaw CalPERS' internal audit function. Between 1986 and 1996, she served in various other positions at CalPERS, including Deputy General Counsel and principal in-house investment counsel. She was a key architect of CalPERS' corporate governance program. Ms. Gillan is a graduate of California State University at Sacramento, and received her law degree from the University of California at Davis. "It has been an honor to serve on the Public Company Accounting Oversight Board, and I am grateful that the Securities and Exchange Commission has given me the opportunity to continue to serve investor interests," Ms. Gillan said. "While I am proud of all that we have accomplished since Sarbanes-Oxley created the PCAOB, there is still much work to be done. It will be a privilege to continue to serve with my wonderfully talented and dedicated colleagues on the Board and on staff." Under the Sarbanes-Oxley Act of 2002, the mission of the Board is "to oversee the audit of public companies that are subject to the securities laws," and "to protect the interests of investors and further the public interest in the preparation of informative, accurate, and independent audit reports" for public companies. (Press Rel. 2006-98) MORE COMPANIES JOIN SEC'S PROGRAM TO USE INTERACTIVE DATA FOR FINANCIAL STATEMENTS The Commission announced today that Automatic Data Processing, Inc., Ford Motor Company, Ford Motor Credit Company, and Radyne Corporation have agreed to participate in the pilot program to use interactive data in their financial statement filings. The pilot program will simultaneously enable the participant companies to determine the benefits of using interactive data, provide feedback to the Commission, and enable investors and analysts to assess new techniques for analyzing interactive data reports submitted to the SEC in the eXtensible Business Reporting Language (XBRL) format. SEC Chairman Christopher Cox said, "As the number of companies voluntarily submitting interactive data continues to grow, it's obviously becoming clear that making information available to investors in a more useful way is also cost effective." The announcement of the latest participants in the interactive data test group comes on the heels of the Commission's first in a series of roundtable discussions on interactive data held on June 12th at the Commission's Station Place headquarters in Washington, D.C. At that event, industry leaders representing analysts, individual investors and preparers of information discussed how interactive data could be used to improve the investment decision making process and expand the reach of analyst coverage. For participants in the test group, the Commission has offered to expedite processing of registration statements or annual reports that may be selected for review. Additional companies interested in joining the test group should visit the interactive data spotlight page at http://www.sec.gov/spotlight/xbrl.htm or contact Jeffrey Naumann in the Office of the Chief Accountant (naumannj@sec.gov) or Brigitte Lippmann in the Division of Corporation Finance (lippmannb@sec.gov) for additional information. The current list of companies that have committed to furnish their financial information with the SEC using interactive data now includes 3M Company Altria Group, Inc. Automatic Data Processing, Inc. Banco Itaś Holding Financeira S.A. Brazilian Petroleum Corporation (a/k/a Petrobras SA) Bristol-Myers Squibb Company Crystal International Travel Group, Inc. The Dow Chemical Company Ford Motor Company Ford Motor Credit Company General Electric Company Gol Intelligent Airlines, Inc. Infosys Technologies Limited Microsoft Corporation Net Servicos De Comunicacao SA Old Mutual Capital, Inc. PepsiCo, Inc. Pfizer, Inc. R.R. Donnelley & Sons Company Radyne Corporation South Financial Group, Inc. United Technologies Corporation Xerox Corporation XM Satellite Radio Holdings, Inc. (Press Rel. 2006-99) INVESTMENT COMPANY ACT RELEASES HARRIS & HARRIS GROUP, INC. A certification has been issued pursuant to Section 851(e) of the Internal Revenue Code of 1986, as amended, that Harris & Harris Group, Inc. was, for the fiscal year ended Dec. 31, 2005, principally engaged in the furnishing of capital to other corporations which are principally engaged in the development or exploitation of inventions, technological improvements, new processes or products not previously generally available. (Rel. IC-27398 - June 16) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The NYSE Arca filed a proposed rule change (SR- NYSE Arca-2006-13) and Amendments No. 1 and 2 thereto establishing the OX Trading Platform. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-53995) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2006-076) to exempt all securities included in the NASDAQ 100 Index from the price test set forth in NASD Rule 3350(a). (Rel. 34-54010) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR- NASD-2006-072) filed by the National Association of Securities Dealers to modify the fees for trading and compliance data and the data package available to NASD member firms via NasdaqTrader.com has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-54002) A proposed rule change (SR-NASD-2006-056) filed by the National Association of Securities Dealers to establish a package of real-time and near-real-time data products called the Market Analytics Data Package has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of June 19. (Rel. 34- 54003) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-CBOE-2005-63) and Amendments No. 1 and 2 thereto submitted by the Chicago Board Options Exchange relating to the nullification and adjustment of equity options transactions. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-54004) The Commission approved a proposed rule change (SR-NASD-2006-030) submitted by the National Association of Securities Dealers. to establish an annual administrative fee under NASD Rule 7010(x) for market data distributors that are recipients of Nasdaq proprietary data products. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-54005) The Commission approved a proposed rule change (SR-PCX-2006-16), as amended by Amendments No. 1, No. 2 and No. 4, filed by the Pacific Exchange (n/k/a NYSE Arca, Inc.) to revise fees for equity securities issued by operating companies listed on the Archipelago Exchange. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-54007) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Phlx-2005-65) as amended by Amendment No. 1 thereto submitted by the Philadelphia Stock Exchange relating to the Exchange's Business Conduct Committee and disciplinary rules. Publication is expected in the Federal Register during the week of June 19. (Rel. 34-54011) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 SEMOTUS SOLUTIONS INC, 16400 LARK AVE, SUITE 230, LOS GATOS, CA, 95032, 4083587100 - 6,104,118 ($1,098,741.20) Equity, (File 333-135106 - Jun. 19) (BR. 08C) S-3 PRIMUS GUARANTY LTD, C/O PRIMUS ASSET MANAGEMENT INC, 360 MADISON AVE 23RD FL, NEW YORK, NY, 10017, 2126972227 - 0 ($352,220,000.00) Equity, (File 333-135108 - Jun. 19) (BR. 07A) S-1 Quintana Maritime LTD, PANDORAS 13 & KYPROU STREET, GLYFADA, J3, 166 74, 011-30-210-898-5056 - 10,227,790 ($261,320,034.50) Equity, (File 333-135109 - Jun. 19) (BR. 05B) S-3ASR HRPT PROPERTIES TRUST, 400 CENTRE ST, NEWTON, MA, 02458, 6177968350 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-135110 - Jun. 19) (BR. 08B) S-3ASR DOMINION RESOURCES INC /VA/, 120 TREDEGAR STREET, RICHMOND, VA, 23219, 8048192000 - 0 ($0.00) Debt Convertible into Equity, (File 333-135112 - Jun. 19) (BR. 02A) S-8 uWink, Inc., 12536 BEATRICE STREET, LOS ANGELES, CA, 90066, 3108276900 - 3,000,000 ($840,000.00) Equity, (File 333-135113 - Jun. 19) (BR. 09B) S-3ASR POPULAR INC, 209 MUNOZ RIVERA AVE, POPULAR CENTER BUILDING, HATO REY, PR, 00918, 7877659800 - 0 ($0.00) Equity, (File 333-135114 - Jun. 19) (BR. 07B) S-3 MICRUS ENDOVASCULAR CORP, 821 FOX LANE, SAN JOSE, CA, 95131, 4084331400 - 3,451,274 ($48,214,297.78) Equity, (File 333-135115 - Jun. 19) (BR. 10B) S-8 ERICSSON LM TELEPHONE CO, TELEFONPLAN S, STOCKHOLM SWEDEN, V7, 126 25, 3,800,000 ($11,099,800.00) ADRs/ADSs, (File 333-135116 - Jun. 19) (BR. 11B) S-8 VERASUN ENERGY CORP, 100 22ND AVE, BROOKINGS, SD, 57006, 605-696-7200 - 0 ($153,715,330.72) Equity, (File 333-135117 - Jun. 19) (BR. 06B) S-8 GENERAL GROWTH PROPERTIES INC, 110 N WACKER DRIVE, STE 3100, CHICAGO, IL, 60606, 3129605000 - 0 ($65,430,000.00) Equity, (File 333-135118 - Jun. 19) (BR. 08B) S-8 Northstar Neuroscience, Inc., 2401 FOURTH AVENUE, SUITE 300, SEATTLE, WA, 98121, (206) 728-1477 - 0 ($53,681,130.00) Equity, (File 333-135119 - Jun. 19) (BR. 10) S-1 MACRO Securities Depositor, LLC, 130 7TH AVENUE, #356, NEW YORK, NY, 10011-6632, (973) 889-1973 - 2,000,000 ($1,000,001.00) Equity, (File 333-135120 - Jun. 19) (BR. 05D) S-8 ARADIGM CORP, 3929 POINT EDEN WAY, HAYWARD, CA, 94545, 5102659000 - 0 ($3,080,000.00) Equity, (File 333-135122 - Jun. 19) (BR. 10A) S-3ASR CATERPILLAR INC, 100 NE ADAMS ST, PEORIA, IL, 61629, 3096751000 - 0 ($356,518,540.00) Equity, (File 333-135123 - Jun. 19) (BR. 10A) S-8 CANEUM INC, 170 NEWPORT CENTER DRIVE, SUITE 220, NEWPORT BEACH, CA, 92660, 949-273-4000 - 14,156,297 ($10,003,399.00) Equity, (File 333-135124 - Jun. 19) (BR. 08A) S-8 USA TECHNOLOGIES INC, 100 DEERFIELD LANE, SUITE 140, MALVERN, PA, 19355, 6109890340 - 25,000 ($200,000.00) Equity, (File 333-135125 - Jun. 19) (BR. 03B) S-8 PROVIDENCE SERVICE CORP, 5524 E. FOURTH ST., TUSCON, AZ, 85711, 5207487108 - 0 ($21,360,000.00) Equity, (File 333-135126 - Jun. 19) (BR. 09B) F-10 CANADIAN SUPERIOR ENERGY INC, 3300 400 3RD AVENUE SW, CALGARY, A0, 00000, 0 ($90,467,148.00) Equity, (File 333-135127 - Jun. 19) (BR. 04B) S-8 AES CORP, 4300 WILSON BOULEVARD, ARLINGTON, VA, 22203, 7035221315 - 2,000,000 ($35,100,000.00) Equity, (File 333-135128 - Jun. 19) (BR. 02B) S-8 QEP CO INC, 1081 HOLLAND DRIVE, BOCA RATON, FL, 33487, 5619945550 - 500,000 ($4,630,000.00) Equity, (File 333-135129 - Jun. 19) (BR. 06A) S-8 TRICO MARINE SERVICES INC, 250 N AMERICAN COURT, HOUMA, LA, 70363, 713 780 9926 - 750,000 ($21,525,000.00) Equity, (File 333-135130 - Jun. 19) (BR. 05C) S-8 EXABYTE CORP /DE/, 2108 - 55TH STREET, BOULDER, CO, 80301, 3034424333 - 10,120,000 ($2,327,600.00) Equity, (File 333-135131 - Jun. 19) (BR. 03C) SB-2 GLOBAL GREEN SOLUTIONS INC., 609 GRANVILLE STREET, SUITE 880, P.O. BOX 10321, PACIFIC CENTER, VANCOUVER, A1, V7Y 1G5, (604) 408-0153 - 15,609,419 ($10,770,499.11) Equity, (File 333-135132 - Jun. 19) (BR. 04A) S-1 Sucampo Pharmaceuticals, Inc., 4733 BETHESDA AVE., SUITE 450, BETHESDA, MD, 20814, 3019613400 - 0 ($86,250,000.00) Equity, (File 333-135133 - Jun. 19) (BR. ) SB-2 ZipGlobal Holdings, Inc., 420 WASHINGTON STREET, UNIT LL-6, BRAINTREE, MA, 02184, (781) 848-0021 - 2,187,800 ($1,093,900.00) Equity, (File 333-135134 - Jun. 19) (BR. ) S-3ASR AMERICAN MEDICAL SYSTEMS HOLDINGS INC, 10700 BREN ROAD WEST, MINNETONKA, MN, 55343, 9529334666 - 0 ($373,750,000.00) Non-Convertible Debt, 0 ($0.00) Unallocated (Universal) Shelf, (File 333-135135 - Jun. 19) (BR. 10A) S-3ASR XTO ENERGY INC, 810 HOUSTON ST, STE 2000, FORT WORTH, TX, 76102, 8178702800 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-135136 - Jun. 19) (BR. 04B) S-1 ITC Holdings Corp., 39500 ORCHARD HILL PLACE, SUITE 200, NOVI, MI, 48375, 248-374-7100 - 0 ($218,500,000.00) Equity, (File 333-135137 - Jun. 19) (BR. 02) SB-2 STARMED GROUP INC, 2029 CENTURY PARK EAST, SUITE 1112, LOS ANGELES, CA, 90067, 3102262555 - 22,984,000 ($13,504,600.00) Equity, (File 333-135138 - Jun. 19) (BR. 01C) S-4 SS&C TECHNOLOGIES INC, 80 LAMBERTON RD, ., WINDSOR, CT, 06095, 860-298-4500 - 0 ($205,000,000.00) Non-Convertible Debt, (File 333-135139 - Jun. 19) (BR. 03A) S-4 ALLIANCE FINANCIAL CORP /NY/, 120 MADISON STREET, 18TH FLOOR, SYRACUSE, NY, 13202, 315-475-6703 - 1,397,053 ($28,960,908.69) Equity, (File 333-135141 - Jun. 19) (BR. 07B) S-8 A4S SECURITY, INC., 489 NORTH DENVER AVENUE, LOVELAND, CO, 80537, 970-461-0071 - 1,000,000 ($4,427,651.24) Equity, (File 333-135142 - Jun. 19) (BR. 11) S-8 Epic Bancorp, 851 IRWIN ST, SAN RAFAEL, CA, 94901, 415 454-1212 - 150,577 ($2,204,447.28) Equity, (File 333-135143 - Jun. 19) (BR. 07A) SB-2 ORTEC INTERNATIONAL INC, 3960 BROADWAY, BLDG 28, NEW YORK, NY, 10032, 7183264698 - 201,407,495 ($10,070,374.75) Equity, (File 333-135144 - Jun. 19) (BR. 10C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- ABERDENE MINES LTD 7.01,9.01 06/14/06 ACADIA PHARMACEUTICALS INC DE 1.01,9.01 06/13/06 ADESA INC 1.01,5.02,9.01 06/19/06 Advanced BioEnergy, LLC DE 3.02 06/15/06 AIR PRODUCTS & CHEMICALS INC /DE/ DE 7.01,9.01 06/16/06 AIRSPAN NETWORKS INC WA 5.02 06/16/06 ALABAMA POWER CO AL 9.01 06/07/06 AMEND ALASKA AIR GROUP INC DE 7.01 06/19/06 ALEXANDRIA REAL ESTATE EQUITIES INC MD 1.01,8.01,9.01 06/15/06 ALLIED HOLDINGS INC GA 1.01 06/16/06 ALTERNET SYSTEMS INC NV 8.01,9.01 06/15/06 AMB PROPERTY CORP MD 1.01,2.03,9.01 06/13/06 AMB PROPERTY LP DE 1.01,2.03,9.01 06/13/06 AMCOL INTERNATIONAL CORP DE 1.01,9.01 06/14/06 AMERCO /NV/ NV 2.02 03/31/06 AMEREN CORP MO 2.03,8.01,9.01 06/14/06 AMERICAN EAGLE OUTFITTERS INC DE 1.01,7.01,9.01 06/13/06 AMERICAN INTERNATIONAL GROUP INC DE 4.02 11/07/05 AMEND AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 8.01,9.01 06/19/06 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 7.01,9.01 06/19/06 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 9.01 06/05/06 AMEND AMERICAN TECHNOLOGIES GROUP INC NV 5.02,9.01 06/19/06 ANDRESMIN GOLD CORP MT 4.01,9.01 02/17/06 ANTIGENICS INC /DE/ DE 1.01,5.02,8.01,9.01 06/14/06 APCO ARGENTINA INC/NEW 7.01 06/19/06 APPLETON PAPERS INC/WI 1.02 06/19/06 AQUILA INC DE 1.02,9.01 06/15/06 ARCADIA RESOURCES, INC NV 1.01,5.02 06/16/06 AROTECH CORP DE 8.01,9.01 06/19/06 ART TECHNOLOGY GROUP INC DE 1.01,8.01,9.01 06/16/06 ASHLAND INC. KY 8.01,9.01 06/19/06 ASYST TECHNOLOGIES INC CA 5.02 06/13/06 ATS MEDICAL INC MN 2.02,4.02,9.01 06/13/06 ATS MEDICAL INC MN 1.01,9.01 06/13/06 AVATECH SOLUTIONS INC DE 1.01,3.02,3.03,5.03,8.01,9.01 06/13/06 Aviza Technology, Inc. DE 7.01 06/19/06 BALDWIN TECHNOLOGY CO INC DE 5.02,9.01 06/13/06 BANK OF AMERICA CORP /DE/ DE 8.01,9.01 06/13/06 BANNER CORP WA 1.01,9.01 06/13/06 Banner Resources Inc. NV 5.02 06/09/06 BERRY PETROLEUM CO DE 1.01,9.01 06/19/06 AMEND BEVERLY NATIONAL CORP MA 8.01,9.01 06/19/06 BIOTIME INC CA 2.02,9.01 06/19/06 BLACKSTOCKS DEVELOPMENT CORP DE 4.02 06/13/06 AMEND BLUE NILE INC DE 1.01,9.01 06/14/06 BNC BANCORP NC 7.01,9.01 06/16/06 BORLAND SOFTWARE CORP DE 1.01,1.02,9.01 06/16/06 BRANDYWINE OPERATING PARTNERSHIP LP / DE 1.01 06/15/06 BRANDYWINE REALTY TRUST MD 1.01 06/15/06 Brilliant Technologies, CORP 1.01,2.03,3.02,9.01 05/30/06 BROOKE CORP KS 8.01,9.01 06/15/06 CAPITAL ALLIANCE INCOME TRUST REAL ES DE 8.01 06/16/06 CAPITAL GROWTH SYSTEMS INC /FL/ FL 8.01 06/13/06 CAPITAL LEASE FUNDING INC 1.01,9.01 06/14/06 CAPITAL MINERAL INVESTORS INC 5.02 06/16/06 CAPTEC FRANCHISE CAPITAL PARTNERS L P DE 1.01,9.01 06/15/06 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 06/06/06 CARDIOGENESIS CORP /CA CA 8.01 06/13/06 CARMAX INC VA 2.02,9.01 06/19/06 Carrington Mortgage Loan Trust, Serie DE 8.01,9.01 06/19/06 CATCHER HOLDINGS, INC DE 7.01,9.01 06/19/06 CATERPILLAR FINANCIAL FUNDING CORP 9.01 06/16/06 CATERPILLAR INC DE 7.01 06/19/06 CENTRA FINANCIAL HOLDINGS INC WV 1.01,2.03 06/19/06 CENTURY CASINOS INC /CO/ DE 1.01,9.01 06/19/06 CEPHEID CA 1.01,8.01 06/14/06 CERIDIAN CORP /DE/ DE 1.01,9.01 06/15/06 Chemtura CORP DE 1.01,9.01 06/13/06 CHESAPEAKE UTILITIES CORP DE 8.01,9.01 06/13/06 CIRCOR INTERNATIONAL INC DE 1.01,9.01 06/15/06 CIRCUIT CITY STORES INC VA 2.02,9.01 06/19/06 CLEAN HARBORS INC MA 8.01,9.01 06/19/06 CNH WHOLESALE RECEIVABLES LLC DE 8.01,9.01 06/15/06 COHU INC DE 1.01 06/16/06 COLE KENNETH PRODUCTIONS INC NY 1.01 06/19/06 COLONIAL COMMERCIAL CORP NY 5.03,9.01 06/13/06 COMFORCE CORP DE 8.01 06/19/06 CONCEPT CAPITAL CORP UT 8.01 06/09/06 CONSECO INC DE 1.01,9.01 06/13/06 COUSINS PROPERTIES INC GA 1.01,9.01 06/16/06 COVAD COMMUNICATIONS GROUP INC DE 1.01 06/14/06 CROWN CRAFTS INC DE 5.02 06/16/06 CROWN HOLDINGS INC PA 7.01,9.01 06/19/06 CSK AUTO CORP DE 8.01,9.01 06/19/06 CYTOKINETICS INC 1.01,9.01 06/16/06 DESIGN WITHIN REACH INC DE 1.01,9.01 06/15/06 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 06/19/06 DOBI MEDICAL INTERNATIONAL INC NV 5.02,8.01 06/13/06 DREW INDUSTRIES INC DE 8.01,9.01 06/13/06 Duke Energy CORP DE 2.01,9.01 06/19/06 AMEND DynCorp International Inc DE 2.02,9.01 06/19/06 DYNTEK INC DE 1.01 06/13/06 DYNTEK INC DE 1.01 06/13/06 AMEND Eastern Insurance Holdings, Inc. PA 8.01,9.01 06/19/06 EFUNDS CORP DE 1.01,9.01 05/24/06 AMEND ELECTRIC NETWORK COM INC 1.01,9.01 06/15/06 EMPIRE RESOURCES INC /NEW/ DE 1.01 06/13/06 ENERGY PARTNERS LTD DE 8.01,9.01 06/19/06 ENTRUST INC MD 1.01,2.01,8.01,9.01 06/15/06 EQUITY ONE, INC. 1.01 06/19/06 ETRIALS WORLDWIDE INC. 8.01,9.01 06/18/06 EVANS BOB FARMS INC DE 1.01,9.01 06/13/06 EXELON CORP PA 8.01,9.01 06/19/06 Federal Home Loan Bank of Indianapoli X1 1.01,5.02,9.01 06/15/06 FIRST BANKS INC MO 8.01 06/14/06 FIRST FEDERAL BANKSHARES INC DE 5.02,9.01 06/15/06 FIRST INDIANA CORP IN 2.02,7.01,9.01 06/19/06 FIRST MERCHANTS CORP IN 7.01,9.01 06/19/06 FIRST NATIONAL LINCOLN CORP /ME/ ME 8.01 06/19/06 GAMING & ENTERTAINMENT GROUP INC UT 4.02,9.01 04/17/06 AMEND Gaming Partners International CORP NV 2.02,9.01 06/19/06 Gaming Partners International CORP NV 9.01 06/19/06 GARUDA CAPITAL CORP NV 3.02 06/19/06 GELSTAT CORP MN 1.01,1.02,3.02,5.02 06/15/06 GENELABS TECHNOLOGIES INC /CA CA 1.01,9.01 06/15/06 GENEREX BIOTECHNOLOGY CORP DE 5.03,9.01 06/13/06 GEO GROUP INC FL 8.01,9.01 06/13/06 GLOBAL TRAFFIC NETWORK, INC. DE 1.01,5.02,9.01 06/19/06 GOLDEN TELECOM INC DE 8.01,9.01 06/19/06 GOLDMAN SACHS GROUP INC/ DE 8.01,9.01 06/19/06 Great Wolf Resorts, Inc. DE 8.01 06/14/06 GREATER BAY BANCORP CA 1.01,2.03,3.03,9.01 06/14/06 GREEN MOUNTAIN POWER CORP VT 1.01,2.03,9.01 06/14/06 GROUP 1 AUTOMOTIVE INC DE 8.01,9.01 06/19/06 GS FINANCIAL CORP LA 8.01,9.01 06/16/06 GYMBOREE CORP DE 1.01,5.03,7.01,9.01 06/13/06 Hana Biosciences Inc DE 8.01 06/16/06 HARTFORD LIFE INSURANCE CO CT 9.01 06/19/06 HEALTH BENEFITS DIRECT CORP DE 9.01 04/03/06 AMEND HEINZ H J CO PA 1.01 06/13/06 HEPALIFE TECHNOLOGIES INC FL 7.01,9.01 06/13/06 Horizon Lines, Inc. 8.01,9.01 06/16/06 HYBRID FUELS INC NV 5.02 06/19/06 ICAD INC DE 1.01,2.03,3.02 06/13/06 ICO INC TX 1.01 06/15/06 ID-CONFIRM, INC. NV 5.02 06/13/06 IMMUNOMEDICS INC DE 1.01 06/14/06 INDEPENDENCE HOLDING CO DE 1.01,9.01 06/19/06 INFINEX VENTURES INC NV 8.01 06/16/06 INNOVATIVE CARD TECHNOLOGIES INC DE 8.01,9.01 06/19/06 INNOVO GROUP INC DE 5.02,9.01 06/13/06 INTEGRATED ALARM SERVICES GROUP INC DE 5.02,9.01 06/16/06 INTEGRATED SECURITY SYSTEMS INC DE 1.01,2.03,3.02,9.01 06/16/06 INTERNATIONAL WIRE GROUP INC DE 1.01,9.01 06/14/06 INTERPUBLIC GROUP OF COMPANIES, INC. DE 1.01,1.02,3.02,9.01 06/13/06 INVENTIV HEALTH INC DE 1.01,9.01 06/14/06 ITC Holdings Corp. MI 7.01 06/19/06 ITLA CAPITAL CORP CA 8.01,9.01 05/25/06 iWorld Projects & Systems, Inc. NV 8.01 06/16/06 JPMAC 2006-ACC1 DE 8.01,9.01 06/19/06 KANSAS CITY SOUTHERN DE 5.02,5.03,9.01 06/13/06 KEYSTONE AUTOMOTIVE INDUSTRIES INC CA 1.01 06/13/06 KINDRED HEALTHCARE, INC DE 8.01,9.01 06/19/06 KUHLMAN COMPANY, INC MN 3.02 06/19/06 LAKEFIELD VENTURES INC 3.02 06/08/06 LAM RESEARCH CORP DE 1.01,2.03,7.01,9.01 06/16/06 LEAP WIRELESS INTERNATIONAL INC DE 1.01,2.03,9.01 06/16/06 LIN TV CORP DE 1.01,5.02,8.01,9.01 06/13/06 LINCOLN BANCORP /IN/ IN 8.01 06/06/06 MACROVISION CORP DE 1.01,5.02,9.01 06/14/06 MAINSOURCE FINANCIAL GROUP IN 7.01,9.01 06/19/06 MANNATECH INC TX 1.01,9.01 06/14/06 MARINEMAX INC DE 2.01,9.01 05/31/06 AMEND MARSHALL & ILSLEY CORP/WI/ WI 1.01,5.02,9.01 05/08/06 AMEND MATTEL INC /DE/ DE 2.03 06/13/06 MAX RE CAPITAL LTD 5.02,8.01,9.01 06/13/06 MEDALLION FINANCIAL CORP DE 1.01,9.01 06/16/06 MEDIACOM BROADBAND LLC DE 2.04 06/16/06 MEDIACOM COMMUNICATIONS CORP DE 2.04 06/16/06 MERCANTILE BANKSHARES CORP MD 5.05,9.01 06/13/06 MICROMED CARDIOVASCULAR INC DE 1.01,3.02,9.01 06/13/06 MICRUS ENDOVASCULAR CORP 2.01,9.01 09/20/05 AMEND MOMENTA PHARMACEUTICALS INC DE 1.01,9.01 06/15/06 MORGAN STANLEY SPECTRUM TECHNICAL LP DE 1.01,9.01 06/13/06 MORGAN STANLEY CHARTER CAMPBELL LP 1.01,9.01 06/13/06 MORTON INDUSTRIAL GROUP INC GA 8.01,9.01 03/22/06 AMEND MOSCOW CABLECOM CORP DE 8.01,9.01 06/19/06 MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,9.01 06/13/06 NABI BIOPHARMACEUTICALS DE 1.01,1.02 06/13/06 NEOGEN CORP MI 5.02,9.01 06/16/06 NETSOL TECHNOLOGIES INC NV 2.03 06/15/06 NEVADA POWER CO NV 1.01,9.01 06/14/06 NEW RIVER PHARMACEUTICALS INC VA 8.01,9.01 06/18/06 NMT MEDICAL INC DE 1.01 06/15/06 NNN 2003 VALUE FUND LLC 1.01,2.01,9.01 06/13/06 NORTHWEST PIPELINE CORP DE 7.01,8.01,9.01 06/19/06 NOVEN PHARMACEUTICALS INC DE 8.01 06/06/06 NTL INC DE 1.01 06/19/06 O A K FINANCIAL CORP MI 8.01,9.01 06/19/06 Odimo INC DE 5.02 06/14/06 OMNIVISION TECHNOLOGIES INC DE 1.01 06/13/06 ONE LIBERTY PROPERTIES INC MD 1.01,9.01 06/19/06 AMEND OPEN ENERGY CORP NV 4.01,9.01 05/30/06 AMEND Opexa Therapeutics, Inc. TX 5.02,8.01,9.01 06/15/06 OPHTHALMIC IMAGING SYSTEMS CA 7.01,9.01 06/16/06 OPTICAL CABLE CORP VA 2.02,9.01 06/13/06 ORACLE CORP 2.02,9.01 06/15/06 Orchids Paper Products CO /DE DE 8.01,9.01 06/16/06 ORTHOVITA INC 8.01,9.01 06/16/06 OXIGENE INC DE 1.01,9.01 06/14/06 PACCAR INC DE 5.02,9.01 06/13/06 PARADIGM MEDICAL INDUSTRIES INC DE 1.01,9.01 06/12/06 PEERLESS SYSTEMS CORP DE 1.02,9.01 06/15/06 PEOPLES ENERGY CORP IL 1.01,2.03 06/19/06 PEREGRINE PHARMACEUTICALS INC DE 1.01,9.01 06/16/06 PINNACLE ENTERTAINMENT INC DE 1.01,8.01 06/13/06 PLIANT CORP UT 8.01,9.01 06/16/06 PRA International DE 1.01,3.02,7.01,9.01 06/18/06 PREMIER ENTERTAINMENT BILOXI LLC DE 2.01 06/13/06 PRIVATEBANCORP INC DE 7.01 06/19/06 PROGRESS SOFTWARE CORP /MA MA 2.02,9.01 06/19/06 PSB HOLDINGS INC /WI/ WI 5.02,9.01 06/13/06 PUBLIC STORAGE INC /CA CA 8.01,9.01 06/16/06 PUREDEPTH, INC. CO 5.02,9.01 06/13/06 QORUS COM INC FL 1.01,1.02,2.01,3.02,3.03, 06/15/06 5.01,5.02,5.03,9.01 QPC Lasers NV 1.01,3.02,9.01 05/19/06 Quintana Maritime LTD 1T 7.01,9.01 06/19/06 RAPID LINK INC DE 7.01,9.01 06/15/06 RAPTOR PHARMACEUTICALS CORP. DE 4.01,9.01 06/15/06 REHABCARE GROUP INC DE 2.03,9.01 06/16/06 Resource Capital Corp. MD 5.02,9.01 06/14/06 RUSH ENTERPRISES INC \TX\ TX 1.01,9.01 06/15/06 SANTANDER BANCORP 9.01 02/28/06 AMEND SCHOOL SPECIALTY INC WI 8.01,9.01 06/15/06 SCRIPPS E W CO /DE OH 1.01 06/16/06 SEACHANGE INTERNATIONAL INC DE 1.01,9.01 06/13/06 SENETEK PLC /ENG/ 1.01,8.01,9.01 05/23/06 SFBC INTERNATIONAL INC DE 5.02,9.01 06/13/06 SHOE PAVILION INC DE 5.02,5.03,8.01,9.01 06/16/06 SHURGARD STORAGE CENTERS INC WA 8.01,9.01 06/16/06 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 06/19/06 SiteWorks Building & Development Co. FL 4.02 05/08/06 SKYLYNX COMMUNICATIONS INC DE 2.03,2.04 06/07/06 SOLOMON TECHNOLOGIES INC DE 1.01,2.03 06/13/06 SONUS NETWORKS INC DE 1.01 06/14/06 SOUND FEDERAL BANCORP INC DE 8.01,9.01 06/19/06 Soundview Home Loan Trust 2006-OPT5 DE 9.01 05/24/06 SPARK NETWORKS PLC X0 5.02,9.01 06/15/06 ST PAUL TRAVELERS COMPANIES INC MN 8.01,9.01 06/15/06 STEELCLOUD INC VA 1.01,5.02,8.01,9.01 06/16/06 STONE ENERGY CORP DE 8.01,9.01 06/17/06 SUN HYDRAULICS CORP FL 4.01,9.01 06/14/06 SUPERGEN INC DE 9.01 04/04/06 AMEND TEMPLE INLAND INC DE 1.01 06/14/06 TENNECO INC DE 8.01,9.01 06/19/06 TERAYON COMMUNICATION SYSTEMS DE 5.02,9.01 06/13/06 THERMADYNE HOLDINGS CORP /DE DE 2.02,9.01 06/13/06 Thomas Equipment, Inc. DE 1.01,5.02 06/14/06 TORCHMARK CORP DE 7.01,9.01 06/19/06 TOTAL LUXURY GROUP INC IN 9.01 06/15/06 TRAMMELL CROW CO DE 7.01,9.01 06/19/06 TREND MINING CO DE 5.02,9.01 06/14/06 TRI-CONTINENTAL CORP MD 7.01,9.01 06/19/06 TRIBEWORKS INC DE 5.02 06/16/06 True North Energy CORP 1.01,9.01 06/07/06 Tube Media Corp. CO 1.01,9.01 05/25/06 U S ENERGY SYSTEMS INC DE 4.01,9.01 06/16/06 UFP TECHNOLOGIES INC DE 1.01 06/08/06 AMEND UIL HOLDINGS CORP CT 8.01,9.01 06/19/06 UNITED NATIONAL FILM CORP CO 4.01,9.01 06/06/06 AMEND VERINT SYSTEMS INC 3.01,9.01 06/13/06 VERITAS DGC INC DE 1.01,5.03,9.01 06/15/06 VERMONT PURE HOLDINGS LTD/DE DE 4.01,9.01 06/13/06 VIAD CORP DE 1.01,9.01 06/15/06 VIASPACE Inc. NV 8.01,9.01 06/16/06 VIRAL GENETICS INC /DE/ DE 8.01,9.01 06/19/06 VIROPRO INC NV 8.01,9.01 05/25/06 VISANT CORP 8.01,9.01 06/19/06 VISANT HOLDING CORP 8.01,9.01 06/19/06 VISTEON CORP DE 1.01,1.02,2.03,9.01 06/13/06 WAVE SYSTEMS CORP DE 8.01,9.01 06/16/06 WESTERN SIERRA MINING CORP UT 2.01,8.01,9.01 06/16/06 WHITE MOUNTAINS INSURANCE GROUP LTD D0 1.01,9.01 06/19/06 WILD OATS MARKETS INC DE 1.01 06/16/06 WMS INDUSTRIES INC /DE/ DE 5.02 06/15/06 WORLD FINANCIAL NETWORK CREDIT CARD M DE 8.01,9.01 06/15/06 XCEL ENERGY INC MN 2.02,9.01 06/19/06 XINHUA CHINA LTD NV 5.02,8.01,9.01 05/19/06 XL CAPITAL LTD 5.02,9.01 06/14/06 YAK COMMUNICATIONS INC FL 8.01,9.01 06/12/06