SEC NEWS DIGEST Issue 2002-39 February 27, 2002 COMMISSION ANNOUNCEMENTS CAROL STACEY NAMED CHIEF ACCOUNTANT OF THE DIVISION OF CORPORATION FINANCE The Commission today announced the selection of Carol A. Stacey as chief accountant of the Division of Corporation Finance. Stacey will be the principal advisor to Alan Beller, director of the Division, on accounting and auditing matters and will work closely with Robert Herdman, the Commission's chief accountant in revising and modernizing our accounting and financial disclosure system. Beller said, "I am extremely pleased that Carol will be the chief accountant in the Division of Corporation Finance. Throughout her career, she has shown outstanding technical skills and sound judgment and I am delighted to have her as my advisor on accounting issues. She is exceptionally qualified to take the lead in modernizing our disclosure system." Herdman, the Commission's chief accountant, added, "I am pleased that I will have the opportunity to work closely with Carol in implementing Chairman Pitt's regulatory reform initiatives and modernization of the financial disclosure requirements. We will work together to ensure consistency of the staff's voice on accounting matters." Stacey joined the Division of Corporation Finance in 1996. She received a Master's degree in accounting from Virginia Polytechnic and State University and a B.S. in accounting from Bentley College in Waltham, MA. She has been a certified public accountant since 1987. (Press Rel. 2002- 29) ENFORCEMENT PROCEEDINGS ORDER APPOINTING RECEIVER ENTERED AGAINST J.T. WALLENBROCK & ASSOCIATES AND CITADEL CAPITAL MANAGEMENT GROUP, INC. A federal court in Los Angeles entered an order on February 21, appointing James H. Donell as receiver for J.T. Wallenbrock & Associates and Citadel Capital Management Group, Inc. In support of its motion for a receiver, the Commission alleged, among other things, that all of the evidence indicates that the Defendants have engaged in a Ponzi scheme, Defendants have provided no documentary evidence that they engaged in a receivables "factoring" business as told to investors, and that investors were not informed that significant amounts of their funds were used to either repay other investors or invest in high-risk, start-up companies. The court granted Mr. Donell the power to: * Oversee all aspects of the operations of Wallenbrock and Citadel; * Have access to and take control of all assets and property of the companies; * Have control of all accounts held at financial institutions; * Determine the value of the companies' assets and property; * Determine information concerning the investors; and * Take actions as necessary to prevent dissipation or concealment or to preserve funds and assets. The Court further ordered Wallenbrock and Citadel to transfer to the Receiver all assets, funds and other property that they hold in foreign locations within ten days from the date of the order. The Receiver may be reached at (310) 207-8481. The Court temporarily enjoined Larry Toshio Osaki, Van Ichinotsubo, Wallenbrock and Citadel from engaging in fraud in the offer and sale of unregistered securities and acting as unregistered brokers on January 28, 2002. The Complaint alleges that the Defendants made material misrepresentations in raising at least $170 million through the sale of Wallenbrock promissory notes that promised a 20% return every three months from a supposed accounts receivables "factoring" business. A preliminary injunction hearing has been scheduled for April 1, 2002. [SEC v. J.T. Wallenbrock & Associates, Larry Toshio Osaki, Van Y. Ichinotsubo and Citadel Capital Management Group, Inc., Civil Action No. 02-00808 ER, CDCA] (LR-17381) DEFAULT JUDGMENT ENTERED AGAINST LANTERN INVESTMENTS, LTD., LIPTON HOLDINGS, LTD. AND BEAUFORT HOLDINGS, LTD. The Commission announced today that the Honorable Patricia A. Seitz, United States District Judge for the Southern District of Florida, entered a default judgment as to defendants Lantern Investments, Ltd. (Lantern), Lipton Holdings, Ltd. (Lipton), and Beaufort Holdings, Ltd. (Beaufort), permanently enjoining them from further violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The Court ordered Beaufort to pay disgorgement in the amount of $61,903, plus prejudgment interest of $14,124. The Court ordered Lantern to pay disgorgement in the amount of $57,702, plus prejudgment interest of $12,300. The Court also imposed civil penalties against Beaufort, Lantern and Lipton in the amount of $100,000 each. On September 5, 2000, the Commission alleged in its complaint that Rajiv Vohra (Vohra), Sean T. Healey, and three Bahamian companies, Lantern, Lipton, and Beaufort used "wash sales" to create the appearance of active trading in the stock of New Directions Manufacturing, Inc., a small furniture manufacturing company. The complaint alleged that Vohra and Healey also arranged to have a false and misleading research report published on a stock-picker web site, on their own web site, and through unsolicited mass e-mails (spam). The research report falsely claimed that New Directions had significantly expanded, that the author of the report was an independent analyst, and that the purported analyst had issued a buy recommendation. Vohra and Healey attempted to conceal their scheme by conducting much of their activity through Canadian brokerage accounts and the Bahamian companies. [SEC v. Rajiv Vohra, Sean T. Healey, Lantern Investments, Ltd., Lipton Holdings, Ltd., and Beaufort Holdings, Ltd., Civil Action No. 00-7286-Civ-Seitz/Garber, SDFL] (LR- 17382) SEC FILES SETTLED ACTION FOR INSIDER TRADING IN PLASMA THERM, INC. STOCK; DEFENDANT AGREES TO PAY MORE THAN $330,000 IN DISGORGEMENT AND PENALTIES The Commission announced that on February 21 it filed and simultaneously settled an action for securities fraud in the United States District Court for the Middle District of Florida against Robert Bartzoff, formerly of St. Petersburg, Florida. In its complaint the SEC alleges that from August 13, 1999 through December 20, 1999, Bartzoff used material non-public information regarding an impending tender offer to purchase shares of Florida-based Plasma-Therm, Inc. The SEC further alleges that Bartzoff acquired the information in confidence from his wife, a former employee of the company, and that Bartzoff purchased the Plasma-Therm stock without his wife's knowledge. According to the complaint, Bartzoff's illicit trading earned him profits of more than $291,000. Without admitting or denying the allegations in the SEC's complaint, except as to jurisdiction, Bartzoff consented to pay full disgorgement of $291,200.63, plus prejudgment interest in the amount of $31,364.16 and a civil money penalty of $10,000. In agreeing to the $10,000 penalty, the SEC took into account Bartzoff's demonstrated financial inability to pay a higher penalty. Bartzoff also consented to the entry of a final judgment of permanent injunction enjoining him from future violations of Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 10b-5 and 14e-3(a), thereunder. [SEC v. Robert Bartzoff, Case No. 8:02-CV-325-T-24TBM, MD Fla., Tampa Division] (LR-17383) INVESTMENT COMPANY ACT RELEASES CREDIT SUISSE FIRST BOSTON CORPORATION, ET AL. The Commission issued an order to Credit Suisse First Boston Corporation (CSFB), et al., under Section 9(c) of the Investment Company Act exempting applicants and other entities of which CSFB is or becomes an affiliated person from Section 9(a) of the Act, with respect to a securities-related injunction entered into on January 29, 2002. (Rel. IC-25445 - February 26) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change submitted by the American Stock Exchange (SR-Amex-2001-56) amending the Amex Constitution to control the recording of images, sounds, and data on the Trading Floor. Publication of the approval is expected in the Federal Register during the week of February 25. (Rel. 34-45471) DELISTING GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock (without par value) of Enron Corporation, as well as the following other Securities of the Company and its related entities (together with the Common Stock, the "Securities") -- 7% Exchangeable Notes due July 31, 2002, and $10.50 Cumulative Second Preferred Convertible Stock of Enron Corporation; the 8.30% Trust Originated Preferred Securities (TOPrS) of Enron Capital Trust I; the 8 1/8% Trust Originated Preferred Securities (TOPrS) of Enron Capital Trust II; the 9% Cumulative Preferred Securities, Series A, of Enron Capital Resources, L.P.; and the 8% Cumulative Guaranteed Monthly Income Preferred Shares (MIPS) of Enron Capital LLC, effective at the opening of business on February 26, 2002. (Rel. 34-45475) WITHDRAWALS GRANTED An order has been issued granting the application for withdrawal from listing and registration (Leggett & Platt, Inc., Common Stock, $.01 par value, and Preferred Stock Purchase Rights) on the Pacific Exchange, effective at the opening of business on February 27, 2002. (Rel. 34- 45476) An order has been issued granting the application of Scientific Games Corporation to withdraw its Class A Common Stock, $.01 par value, from listing and registration on the American Stock Exchange, effective February 27, 2002. (Rel. 34-45477) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 BROOKE CORP, 205 F STREET 2ND FLOOR, PHILLIPSBURG, KS, 67661, 0 ($2,500,000.00) Equity, (File 333-83378 - Feb. 26) (BR. 09) S-8 BROOKE CORP, 205 F STREET 2ND FLOOR, PHILLIPSBURG, KS, 67661, 0 ($2,250,000.00) Equity, (File 333-83380 - Feb. 26) (BR. 09) S-3 DONNELLEY R R & SONS CO, 77 W WACKER DR, CHICAGO, IL, 60601, 3123268000 - 0 ($425,000,000.00) Equity, (File 333-83382 - Feb. 26) (BR. 05) S-8 NUCLEAR SOLUTIONS INC, 1530 EAST COMMERCIAL ST., SUITE 109, MERIDIAN, ID, 83642, 2088467868 - 143,000 ($203,060.00) Equity, (File 333-83384- Feb. 26) (BR. 09) SB-2 MARIN TECHNOLOGIES INC, 24351 PASTO RD, STE B, DANA POINT, CA, 92629, 9494892400 - 13,600,000 ($1,360,000.00) Equity, (File 333-83388 - Feb. 26) (BR. 09) S-3 COLONIAL BANCGROUP INC, ONE COMMERCE ST STE 800, P O BOX 1108, MONTGOMERY, AL, 36104, 3342405000 - 0 ($115,000,000.00) Equity, (File 333-83390 - Feb. 26) (BR. 07) S-8 ESCALON MEDICAL CORP, 351 EAST CONESTOGA ROAD, PLZ LEVEL, WAYNE, PA, 19087, 6106886830 - 200,000 ($468,000.00) Equity, (File 333-83392 - Feb. 26) (BR. 36) S-8 VERITAS DGC INC, 10300 TOWN PARK DR, HOUSTON, TX, 77072, 7135128300 - 0 ($6,930,000.00) Equity, (File 333-83394 - Feb. 26) (BR. 04) SB-2 INSYNQ INC, 1101 BROADWAY PLZ, 60 E SOUTH TEMPLE, TACOMA, WA, 98402, 2532842000 - 121,157,143 ($1,817,357.00) Equity, (File 333-83396 - Feb. 26) (BR. 05) S-3 ARIZONA PUBLIC SERVICE CO, 400 N FIFTH ST, P O BOX 53999, PHOENIX, AZ, 85004, 6022501000 - 0 ($50,000,000.00) Other, (File 333-83398 - Feb. 26) (BR. 02) S-8 GALYANS TRADING CO INC, 2437 EAST MAIN STREET, PLAINFIELS, IN, 46168, 3175320200 - 100,000 ($1,175,000.00) Equity, (File 333-83400 - Feb. 26) (BR. 02) N-2 PIONEER HIGH INCOME TRUST, 60 STATE ST., 19TH FL., BOSTON, MA, 02109, 6174224960 - 66,667 ($1,000,005.00) Equity, (File 333-83402 - Feb. 26) (BR. ) S-8 QUIXOTE CORP, ONE E WACKER DR, STE 3000, CHICAGO, IL, 60601, 3124676755 - 0 ($10,448,100.00) Equity, (File 333-83404 - Feb. 26) (BR. 06) SB-2 NEWSMAX MEDIA INC, 560 VILLAGE BOULEVARD, SUITE 270, WEST PALM BEACH, FL, 33409, 5616861165 - 0 ($16,800,000.00) Equity, (File 333-83408 - Feb. 26) (BR. ) S-8 VIRGINIA FINANCIAL GROUP INC, 24 SOUTH AUGUSTA ST, STAUNTON, VA, 24401, 5408851232 - 750,000 ($15,375,000.00) Equity, (File 333-83410 - Feb. 26) (BR. 07) S-3 PRICESMART INC, 4649 MORENA BLVD, SAN DIEGO, CA, 92117, 6195814530 - 0 ($26,253,178.00) Equity, (File 333-83412 - Feb. 26) (BR. 02) S-8 DONNELLEY R R & SONS CO, 77 W WACKER DR, CHICAGO, IL, 60601, 3123268000 - 0 ($20,000,000.00) Other, (File 333-83414 - Feb. 26) (BR. 05) S-8 ENVIRONMENTAL ELEMENTS CORP, 3700 KOPPERS ST, BALTIMORE, MD, 21227, 4103687000 - 0 ($2,762,500.00) Equity, (File 333-83416 - Feb. 26) (BR. 06) S-8 ADC TELECOMMUNICATIONS INC, 12501 WHITEWATER DR, MINNETONKA, MN, 55343, 9529462324 - 0 ($43,680,000.00) Equity, (File 333-83418 - Feb. 26) (BR. 37) S-8 ADC TELECOMMUNICATIONS INC, 12501 WHITEWATER DR, MINNETONKA, MN, 55343, 9529462324 - 0 ($54,600,000.00) Equity, (File 333-83420 - Feb. 26) (BR. 37) S-8 TELLIUM INC, 2 CRESCENT PLACE, OCEANPORT, NJ, 07757, 0 ($13,475,824.00) Equity, (File 333-83422 - Feb. 26) (BR. 37) S-3 GADZOOX NETWORKS INC, 5850 HELLYER AVENUE, SAN JOSE, CA, 95138-1004, 4083606005 - 0 ($3,090,875.00) Equity, (File 333-83424 - Feb. 26) (BR. 05) S-8 GANNETT CO INC /DE/, 1100 WILSON BLVD, ARLINGTON, VA, 22234, 7032846000 - 1,000,000 ($73,650,000.00) Equity, (File 333-83426 - Feb. 26) (BR. 05) S-3 GADZOOX NETWORKS INC, 5850 HELLYER AVENUE, SAN JOSE, CA, 95138-1004, 4083606005 - 0 ($2,602,107.93) Equity, (File 333-83428 - Feb. 26) (BR. 05) S-8 GENESIS HEALTH VENTURES INC /PA, 101 EAST STATE STREET, KENNETT SQUARE, PA, 19348, 6104446350 - 750,000 ($11,137,500.00) Equity, (File 333-83430 - Feb. 26) (BR. 01) S-8 DELIAS INC, 435 HUDSON ST, NEW YORK, NY, 10014, 2128079060 - 0 ($2,967,705.00) Equity, (File 333-83432 - Feb. 26) (BR. 02) S-3 IDACORP INC, 1221 WEST IDAHO STREET, BOISE, ID, 83702-5627, 2083882200 - 500,000,000 ($500,000,000.00) Non-Convertible Debt, (File 333-83434 - Feb. 26) (BR. 02) S-3 AUTOZONE INC, 123 SOUTH FRONT ST, MEMPHIS, TN, 38103, 9014956500 - 15,000,000 ($994,500,000.00) Equity, (File 333-83436 - Feb. 26) (BR. 02) S-8 PEREGRINE SYSTEMS INC, 3611 VALLEY CENTRE DR, 5TH FL, SAN DIEGO, CA, 92130, 6194815000 - 0 ($39,049,727.86) Equity, (File 333-83438 - Feb. 26) (BR. 03) S-8 NEVADA HOLDING GROUP INC /NV/, 4729 LOMAS SANTE FE STREET, LAS VEGAS, NV, 89147-6028, 702-220-3120 - 1,600,000 ($80,000.00) Equity, (File 333-83440 - Feb. 26) (BR. 09) S-3 EXTREME NETWORKS INC, 3585 MONROE STREET, SANTA CLARA, CA, 95051, 4085792800 - 0 ($200,000,000.00) Debt Convertible into Equity, (File 333-83442 - Feb. 26) (BR. 03) S-8 DIONEX CORP /DE, 1228 TITAN WAY, P O BOX 3603, SUNNYVALE, CA, 94086-3603, 4087370700 - 1,000,000 ($24,450,000.00) Equity, (File 333-83444 - Feb. 26) (BR. 36) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ----------------------------------------------------------------------------- -------- AAF MCQUAY INC DE X X 02/19/02 ABN AMRO MORTGAGE CORP DE X 02/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-3 DE X 02/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-4 DE X 02/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-5 DE X 02/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-1 DE X 02/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-2 DE X 02/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-3 DE X 02/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-4 DE X 02/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-5 DE X 02/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-6 DE X 02/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-7 DE X 02/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-8 DE X 02/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-2 DE X 02/26/02 ABOVE AVERAGE INVESTMENTS LTD NV X X X X X X X X 02/26/02 ACR GROUP INC TX X 02/15/02 ALLIANCE BANCORP OF NEW ENGLAND INC DE X X 02/21/02 ALPHA HOSPITALITY CORP DE X X 02/26/02 ANCHOR GAMING NV X 02/11/02 APPLERA CORP DE X X 02/26/02 ARCHSTONE SMITH OPERATING TRUST MD X X 02/26/02 ARCHSTONE SMITH TRUST MD X X 02/26/02 ASSET BACKED FUNDING CORP DE X X 02/25/02 ATNG INC TX X X 02/15/02 ATWOOD OCEANICS INC TX X 02/26/02 BANNER CORP WA X X 02/25/02 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE X 02/01/02 BIOMARIN PHARMACEUTICAL INC DE X 02/25/02 BRIGHTPOINT INC DE X X 11/01/01 BUYERS UNITED INC DE X 02/20/02 CARESIDE INC DE X X 02/26/02 CHASE MANHATTAN AUTO OWNER TRUST 2002 DE X X 02/26/02 CHASE MORTGAGE FINANCE CORP DE X X 02/20/02 CHASE MORTGAGE FINANCE CORP DE X X 02/26/02 CIT EC EF 2001-A DE X 02/15/02 CIT EQUIPMENT COLLATERAL 2001-1 X 02/15/02 CNL RETIREMENT PROPERTIES INC MD X X 02/11/02 CONNECTICUT WATER SERVICE INC / CT CT X X 02/26/02 CONOCO INC /DE DE X X 02/26/02 COVEST BANCSHARES INC DE X X 02/26/02 CWMBS INC DE X X 02/26/02 D ANGELO BRANDS INC NV X X X X 11/14/01 AMEND D ANGELO BRANDS INC NV X 02/08/02 AMEND DANA CORP VA X 02/25/02 E CENTIVES INC DE X X 12/03/01 AMEND EATON VANCE CORP MD X 02/26/02 EDUCATION LOANS INC /DE DE X X 02/25/02 ELDERTRUST MD X 12/31/01 ELECTRONIC SYSTEMS TECHNOLOGY INC WA X X 02/15/02 EMERGISOFT HOLDING INC NV X 02/15/02 ENBRIDGE ENERGY PARTNERS LP DE X X 02/26/02 ENZON INC DE X 02/25/02 ENZON INC DE X 02/26/02 FIRST CITIZENS BANC CORP /OH OH X 02/26/02 FIRST NATIONAL BANCSHARES INC /SC/ SC X X 02/20/02 FIRST UNION COMMERCIAL MORTGAGE SECUR NC X 02/01/02 FIRST UNION NATIONAL BANK COM MORT PA NC X X 01/14/02 FIRST UNION NATIONAL BANK COM MORT PA NC X X 02/14/02 FIRSTENERGY CORP OH X 02/22/02 FNT MORTGAGE BACKED PASS THRU CERTIFI X X 01/22/02 FRANKLIN ELECTRIC CO INC IN X 02/15/02 GALAGEN INC DE X 02/25/02 GENESEE & WYOMING INC DE X X 02/22/02 GLOBAL SPORTS & ENTERTAINMENT INC/ DE X X X 07/11/01 AMEND GREAT PLAINS ENERGY INC MO X 02/08/02 AMEND GREATAMERICA LEASING RECEIVABLES 2000 DE X X 02/20/02 GREATER ATLANTIC FINANCIAL CORP DE X X 02/26/02 GROUP LONG DISTANCE INC FL X 02/22/02 HANOVER COMPRESSOR CO / DE X X 02/26/02 HEALTH CARE REIT INC /DE/ DE X X 02/25/02 HEXCEL CORP /DE/ DE X X 02/26/02 HOLIDAY RV SUPERSTORES INC DE X X 02/14/02 HOMEZIPR CORP CO X X 02/05/02 IDENTIX INC DE X X 02/22/02 IMAX CORP A6 X 02/22/02 INTEGRATED SECURITY SYSTEMS INC DE X 02/26/02 INTEGRATED SECURITY SYSTEMS INC DE X 02/26/02 JMAR TECHNOLOGIES INC DE X 08/22/01 AMEND JORE CORP MT X 02/25/02 KAISER ALUMINUM & CHEMICAL CORP DE X X 02/25/02 KAISER ALUMINUM CORP DE X X 02/25/02 KANSAS CITY POWER & LIGHT CO MO X 02/08/02 AMEND KARTS INTERNATIONAL INC NV X X 02/20/02 KELLSTROM INDUSTRIES INC DE X X X 02/20/02 KELLYS COFFEE GROUP INC CO X X 02/15/02 KEYCORP STUDENT LOAN TRUST 1999 B DE X X 02/25/02 KEYCORP STUDENT LOAN TRUST 2000-A OH X X 02/25/02 KEYSPAN CORP NY X X 02/26/02 KINDRED HEALTHCARE INC DE X X 02/25/02 LABORATORY CORP OF AMERICA HOLDINGS DE X X 02/26/02 LIFECELL CORP DE X X 02/26/02 LITHIA MOTORS INC OR X X 02/25/02 MACERICH CO MD X X 02/26/02 MAF BANCORP INC DE X X 02/25/02 MANUFACTURERS SERVICES LTD DE X X 02/06/02 MARKETING SERVICES GROUP INC NV X X 02/25/02 MDI ENTERTAINMENT INC DE X X 02/25/02 MERRILL LYNCH & CO INC DE X X 02/26/02 METRICOM INC / DE DE X X 02/19/02 MICRO GENERAL CORP DE X X 12/13/01 AMEND MID AMERICA APARTMENT COMMUNITIES INC TN X 02/15/02 MIDWAY GAMES INC DE X X 02/25/02 MORGAN GROUP INC IN X X 02/26/02 MPOWER COMMUNICATIONS CORP NV X 02/25/02 NARA BANCORP INC DE X X 02/26/02 NATIONAL HEADHUNTERS INC NV X 02/26/02 NAVISTAR FINANCIAL RETAIL RECEIVABLES DE X 01/31/02 NAVISTAR FINANCIAL SECURITIES CORP DE X 01/31/02 NET2PHONE INC DE X X 02/21/02 NETRATINGS INC DE X 02/26/02 NETRATINGS INC DE X 02/26/02 AMEND NEW CENTURY MORTGAGE SECURITIES INC DE X X 02/26/02 NEW CENTURY MORTGAGE SECURITIES INC DE X 02/26/02 NEXLE CORP DE X 12/31/01 NORTH FORK BANCORPORATION INC DE X X 02/26/02 NOVELL INC DE X 02/26/02 NRG ENERGY INC DE X X 02/25/02 NX NETWORKS INC DE X X 01/31/02 ODETICS INC DE X X 02/07/02 OFFICE DEPOT INC DE X X 02/26/02 ORCHID BIOSCIENCES INC X 02/21/02 AMEND PAYFORVIEW MEDIA HOLDINGS GROUP CORP NV X 02/19/02 PETROQUEST ENERGY INC DE X X 02/26/02 PHILLIPS PETROLEUM CO DE X X 02/26/02 PILLOWTEX CORP TX X X 02/26/02 PPG INDUSTRIES INC PA X X 02/25/02 PRICELINE COM INC DE X 02/26/02 PRIDE INTERNATIONAL INC DE X X X 02/26/02 PRIMEDIA INC DE X X 02/26/02 PROGRESS ENERGY INC NC X 02/26/02 REDDING BANCORP CA X 02/25/02 REFERRAL HOLDINGS CORP NV X 01/09/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 02/21/02 RESTORAGEN INC DE X 02/21/02 RFS HOTEL INVESTORS INC TN X X 02/26/02 RURAL CELLULAR CORP MN X X 02/25/02 RURAL METRO CORP /DE/ DE X X 02/19/02 SAFETY KLEEN CORP/ DE X X 02/25/02 SEROLOGICALS CORP DE X 12/13/01 AMEND SOUTHERN NATURAL GAS CO DE X X 02/26/02 STEEL DYNAMICS INC IN X X 01/28/02 AMEND SUITE 101 COM INC DE X 02/25/02 SUN BANCORP INC /NJ/ NJ X X 02/25/02 TEXAS BIOTECHNOLOGY CORP /DE/ DE X 02/26/02 TITAN CORP DE X X 02/23/02 TRM CORP OR X X 02/26/02 TYCO INTERNATIONAL LTD /BER/ D0 X X 02/26/02 UNITED INDUSTRIES CORP DE X X 02/26/02 USA NETWORKS INC DE X X 02/26/02 VESTIN GROUP INC NV X 11/29/01 AMEND VIANET TECHNOLOGIES INC DE X X 02/21/02 VIEWCAST COM INC DE X X 02/22/02 WAREFORCE COM INC CA X 02/20/02 WASHINGTON MUTUAL MORTGAGE SECURITIES DE X X 02/25/02 WEIRTON STEEL CORP DE X X 02/15/02 WELLS FARGO ASSET SECURITIES CORP DE X X 02/26/02 WELLS FARGO ASSET SECURITIES CORP DE X X 02/26/02 WESTERN DIGITAL CORP DE X X 02/22/02 WEYERHAEUSER CO WA X X 02/11/02 WILLAMETTE INDUSTRIES INC OR X 02/11/02 WRC MEDIA INC DE X X 02/26/02 WRC MEDIA INC DE X X 02/26/02 YANKEE CANDLE CO INC X 02/25/02