| Date Filed | Title |
| 02/13/2009 | 4 for Chandran Ashok | |
| | COMPANY NAME(s) - [Chandran Ashok (CIK - 1329744 /SIC - Unspecified), ADVANCED ANALOGIC TECHNOLOGIES INC (CIK - 1104042 /SIC - 3674)] |
| | X0303 4 2009-02-12 0 0001104042 ADVANCED ANALOGIC TECHNOLOGIES INC AATI 0001329744 Chandran Ashok 3230 SCOTT BLVD. SANTA CLARA CA 95054 0 1 0 0 VP, CAO & Corp Controller Employee Stock Option (right to buy) 3.23 2009-02-12 4 A 0 70000 0 A 2019-02-12 Common Stock 70000 70000 D The option vests |
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| 02/13/2009 | 5 for MONTGOMERY LLOYD L III | |
| | COMPANY NAME(s) - [MONTGOMERY LLOYD L III (CIK - 1248352 /SIC - Unspecified), FIRST SECURITY GROUP INCTN (CIK - 1138817 /SIC - 6021)] |
| | X0303 5 2008-12-31 0 0 0 0001138817 FIRST SECURITY GROUP INC/TN FSGI 0001248352 MONTGOMERY LLOYD L III 531 BROAD STREET CHATTANOOGA TN 37402 1 1 0 0 Chief Operating Officer Common Stock 3830 D Common Stock 4152.894 I By 401(k) Stock Option - Right to Buy 6.94 2003-04-24 2012-10-24 Common Stock 83520 |
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| 02/13/2009 | 5 for SEAMAN RICHARD N | |
| | COMPANY NAME(s) - [SEAMAN RICHARD N (CIK - 1231633 /SIC - Unspecified), FIRSTMERIT CORP OH (CIK - 354869 /SIC - 6021)] |
| | X0303 5 2008-12-31 0 0 0 0000354869 FIRSTMERIT CORP /OH/ FMER 0001231633 SEAMAN RICHARD N III CASCADE PLAZA AKRON OH 44308 1 0 0 0 Common Stock 2008-03-17 5 J 0 45.89 19.34 A 3106.265 I by Managed Account Common Stock 2008-06-16 5 J 0 46.893 19.21 A 3153.158 I by Managed Account Common Stock |
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| 02/13/2009 | 4 for CONCUR TECHNOLOGIES INC | |
| | COMPANY NAME(s) - [CONCUR TECHNOLOGIES INC (CIK - 1066026 /SIC - 7372), SINGH RAJEEV (CIK - 1219071 /SIC - Unspecified)] |
| | X0303 4 2009-02-13 0 0001066026 CONCUR TECHNOLOGIES INC CNQR 0001219071 SINGH RAJEEV 18400 NE UNION HILL RD. REDMOND WA 98052 1 1 0 0 President & COO Common Stock 2009-02-13 4 G 0 1025 0 D 116851 D /s/ Rajeev Singh 2009-02-13 |
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| 02/13/2009 | 5 for Ridge Thomas J | |
| | COMPANY NAME(s) - [Ridge Thomas J (CIK - 1320299 /SIC - Unspecified), EXELON CORP (CIK - 1109357 /SIC - 4931)] |
| | X0303 5 2008-12-31 0 0 0001109357 EXELON CORP EXC 0001320299 Ridge Thomas J 10 SOUTH DEARBORN STREET 54TH FLOOR CHICAGO IL 60603 1 0 0 0 Common Stock (Deferred Shares) 4465 I By Exelon Deferred Stock Unit Plan Deferred Comp. - Phantom Shares Common Stock 2147 2147 D Phantom shares held in a |
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| 02/13/2009 | 5 for FIRSTMERIT CORP OH | |
| | COMPANY NAME(s) - [FIRSTMERIT CORP OH (CIK - 354869 /SIC - 6021), HAINES TERRY L (CIK - 1200108 /SIC - Unspecified)] |
| | X0303 5 2008-12-31 0 0 0 0000354869 FIRSTMERIT CORP /OH/ FMER 0001200108 HAINES TERRY L III CASCADE PLAZA AKRON OH 44308 1 0 0 0 Common Stock 2008-05-06 5 P 0 1100 20.72 A 41753.158 D Common Stock 35716908 I by Managed Account Report reflects the acquisition by the Reporting Person of 1, 100 shares |
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| 02/13/2009 | 4 for 4C Controls Inc | |
| | COMPANY NAME(s) - [4C Controls Inc (CIK - 1318820 /SIC - 3812), Rudana Investment Group AG (CIK - 1419942 /SIC - Unspecified)] |
| | X0303 4 2009-01-30 0 0001318820 4C Controls Inc FOUR 0001419942 Rudana Investment Group AG BAHNHOFSTR. 23 ZUG V8 6301 SWITZERLAND 0 0 1 0 Common Stock 2009-01-30 4 J 0 1000000 3.50 D 29300858 D Rudana Investment Group AG has transferred 1, 000, 000 restricted shares of the common stock of 4C Controls |
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| 02/13/2009 | 3 for Schreiber Scott Irving | |
| | COMPANY NAME(s) - [Schreiber Scott Irving (CIK - 1455672 /SIC - Unspecified), WASTE CONNECTIONS INCDE (CIK - 1057058 /SIC - 4953)] |
| | X0203 3 2009-02-06 0 0001057058 WASTE CONNECTIONS INC/DE WCN 0001455672 Schreiber Scott Irving 2295 IRON POINT ROAD SUITE 200 FOLSOM CA 95630 0 1 0 0 Vice President - Disposal Ops Common Stock 145 I Shares held in Custodial Accounts Common Stock 554 D Common Stock 2700 D Common Stock 1575 D Common |
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| 02/13/2009 | 5 for BERGLUND STEVEN W | |
| | COMPANY NAME(s) - [BERGLUND STEVEN W (CIK - 1242003 /SIC - Unspecified), TRIMBLE NAVIGATION LTD CA (CIK - 864749 /SIC - 3829)] |
| | X0303 5 2009-01-02 0 0 0 0000864749 TRIMBLE NAVIGATION LTD /CA/ TRMB 0001242003 BERGLUND STEVEN W C/O TIMBLE NAVIGATION LTD 935 STEWART DRIVE SUNNYVALE CA 94085 1 1 0 0 President & CEO Common Stock 2008-12-23 5 G 0 10000 0 D 139530 D /s/ Steven W. Berglund 2009-02-13 |
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| 02/13/2009 | 5 for Natha Hassan N | |
| | COMPANY NAME(s) - [Natha Hassan N (CIK - 1358663 /SIC - Unspecified), JONES SODA CO (CIK - 1083522 /SIC - 2080)] |
| | X0303 5 2008-12-31 1 0 1 0001083522 JONES SODA CO JSDA 0001358663 Natha Hassan N C/O FSCI 100 FOURTH AVE. N., STE. 510 SEATTLE WA 98109 0 0 0 1 Former Chief Financial Officer Common Stock 2008-08-06 4 F 0 374 2.42 D 17126 D Common Stock 2008-09-14 4 F 0 1586 1.66 D 15540 D Represents shares tendered |
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| 02/13/2009 | 4 for Jobe Madison | |
| | COMPANY NAME(s) - [Jobe Madison (CIK - 1456414 /SIC - Unspecified), PIZZA INN INC MO (CIK - 718332 /SIC - 5140)] |
| | X0303 4 2009-02-10 0000718332 PIZZA INN INC /MO/ PZZI 0001456414 Jobe Madison 3551 PLANO PARKWAY THE COLONY TX 75056 0 1 0 0 Vice President of Development Employee Stock Option (right to buy) 2.00 2009-02-10 4 A 0 15000 A 2019-02-10 Common Stock 15000 15000 D Represents employee stock options |
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| 02/13/2009 | EX-31 of 10-K/A for DigitalTown Inc | |
| | COMPANY NAME(s) - [DigitalTown Inc (CIK - 1065598 /SIC - 3570)] |
| | EDGAR Validation Code: 58D70D37 |
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| 02/13/2009 | 4 for TOLLGRADE COMMUNICATIONS INC PA | |
| | COMPANY NAME(s) - [TOLLGRADE COMMUNICATIONS INC PA (CIK - 1002531 /SIC - 7385), COHEN PETER A (CIK - 1042589 /SIC - Unspecified),
more...
] |
| | To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the second of two identical reports relating to the same transaction being filed with the Securities |
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| 02/13/2009 | 4 for POLSON DOUGLAS L | |
| | COMPANY NAME(s) - [POLSON DOUGLAS L (CIK - 1076455 /SIC - Unspecified), COBIZ FINANCIAL INC (CIK - 1028734 /SIC - 6021)] |
| | X0303 4 2009-02-13 0 0001028734 COBIZ FINANCIAL INC COBZ 0001076455 POLSON DOUGLAS L 821 17TH STREET DENVER CO 80202 1 0 0 0 Common Stock 2009-02-13 4 P 0 100 5.15 A 1945 D By: Lyne Andrich For: Douglas L Polson 2009-02-13 |
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| 02/13/2009 | 4/A for OHare Daniel J | |
| | COMPANY NAME(s) - [OHare Daniel J (CIK - 1310300 /SIC - Unspecified), HERITAGE OAKS BANCORP (CIK - 921547 /SIC - 6022)] |
| | X0303 4/A 2008-11-17 2008-11-19 0 0000921547 HERITAGE OAKS BANCORP HEOP 0001310300 OHare Daniel J 545 12TH STREET PASO ROBLES CA 93446 1 0 0 0 Common Stock 2008-11-17 4 P 0 330 6.50 A 6129 I Trustee of the GBP&B Tax & Business Services Inc. 401K Common Stock 2008-11-18 4 P 0 10591 6.50 A |
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| 02/13/2009 | 5 for JACKSON CAROL H | |
| | COMPANY NAME(s) - [JACKSON CAROL H (CIK - 1248323 /SIC - Unspecified), FIRST SECURITY GROUP INCTN (CIK - 1138817 /SIC - 6021)] |
| | X0303 5 2008-12-31 0 0 1 0001138817 FIRST SECURITY GROUP INC/TN FSGI 0001248323 JACKSON CAROL H C/O FIRST SECURITY GROUP, INC. 531 BROAD STREET CHATTANOOGA TN 37402 1 0 0 0 Common Stock 45715.0366 D Common Stock 5088 I Owned by IRA Common Stock 7484.2352 I Owned by Spouse and Spouse's IRA Stock |
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| 02/13/2009 | 5 for COLELLA RICHARD | |
| | COMPANY NAME(s) - [COLELLA RICHARD (CIK - 1231626 /SIC - Unspecified), FIRSTMERIT CORP OH (CIK - 354869 /SIC - 6021)] |
| | X0303 5 2008-12-31 0 0 0 0000354869 FIRSTMERIT CORP /OH/ FMER 0001231626 COLELLA RICHARD III CASCADE PLAZA AKRON OH 44308 1 0 0 0 Common Stock 2008-03-17 5 J 0 81.635 19.34 A 5525.838 I by Managed Account Common Stock 2008-06-16 5 J 0 83.42 19.21 A 5609.258 I by Managed Account Common Stock |
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| 02/13/2009 | 5 for DineEquity Inc | |
| | COMPANY NAME(s) - [DineEquity Inc (CIK - 49754 /SIC - 6794), KALVIN GREGGORY (CIK - 1198453 /SIC - Unspecified)] |
| | X0303 5 2008-12-31 0 0 0 0000049754 DineEquity, Inc DIN 0001198453 KALVIN GREGGORY 450 N. BRAND BLVD. GLENDALE CA 91203 0 1 0 0 Vice President, Controller Restricted stock Common Stock 0 5000 D Performance Shares Common Stock 0 2000 D Restricted Stock 2008-02-26 5 M 0 3000 0 A 2011-02-26 Common |
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| 02/13/2009 | 5 for DOWLING RICHARD P | |
| | COMPANY NAME(s) - [DOWLING RICHARD P (CIK - 1226421 /SIC - Unspecified), GENERAL COMMUNICATION INC (CIK - 808461 /SIC - 4813)] |
| | X0303 5 2008-12-31 0 0 0 0000808461 GENERAL COMMUNICATION INC GNCMA 0001226421 DOWLING RICHARD P 2550 DENALI STREET SUITE 1000 ANCHORAGE AK 99503 0 1 0 0 Sr VP Class A Common Stock 2008-12-31 5 I 0 3170 7.45 A 13377 I by Trust Class A Common Stock 3886 D Class A Common Stock 30000 I by Corporation |
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| 02/13/2009 | 4/A for VENTERS GORDON SCOTT | |
| | COMPANY NAME(s) - [VENTERS GORDON SCOTT (CIK - 1275276 /SIC - Unspecified), DESTINATION TELEVISION INC (CIK - 1109067 /SIC - 7812)] |
| | X0303 4/A 2009-01-02 2009-01-02 0 0001109067 DESTINATION TELEVISION, INC. DSTV 0001275276 VENTERS GORDON SCOTT 1 1 0 0 President & CEO Common Stock 2009-01-02 4 S 0 741704 0.02 D 17211020 D Series B Preferred Stock Common Stock 5750000 5750000 D Each share of Series B Preferred Stock is |
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| 02/13/2009 | 4 for PAGE STEPHEN F | |
| | COMPANY NAME(s) - [PAGE STEPHEN F (CIK - 1184178 /SIC - Unspecified), PACCAR INC (CIK - 75362 /SIC - 3711)] |
| | X0303 4 2009-02-13 0000075362 PACCAR INC PCAR 0001184178 PAGE STEPHEN F 777 1O6TH AVENUE NE BELLEVUE WA 98004 1 0 0 0 COMMON STOCK 7674 D STOCK UNITS 2009-02-13 4 A 0 169.26 29.54 A COMMON STOCK 169.26 15407.86 D STOCK UNITS (RSDCP) COMMON STOCK 4650.91 4650.91 D Stock units held in deferred phantom |
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| 02/13/2009 | 4 for Simmons Wayne R | |
| | COMPANY NAME(s) - [Simmons Wayne R (CIK - 1409712 /SIC - Unspecified), QUEST DIAGNOSTICS INC (CIK - 1022079 /SIC - 8071)] |
| | X0303 4 2009-02-11 0001022079 QUEST DIAGNOSTICS INC DGX 0001409712 Simmons Wayne R. C/O QUEST DIAGNOSTICS INCORPORATED 3 GIRALDA FARMS MADISON NJ 07940 1 Vice President, Operations Common Stock 2009-02-11 4 A 0 9678 0 A 21986 D Common Stock 593 I 401(k) Stock Options (Right to Buy) 51.20 2009-02-11 |
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| 02/13/2009 | 5 for Bailey Alan M | |
| | COMPANY NAME(s) - [Bailey Alan M (CIK - 1365594 /SIC - Unspecified), Bank of the Carolinas CORP (CIK - 1365997 /SIC - 6021)] |
| | X0303 5 2008-12-31 0 0 1 0001365997 Bank of the Carolinas CORP BCAR 0001365594 Bailey Alan M 135 BOXWOOD VILLAGE DRIVE MOCKSVILLE NC 27028 1 0 0 0 Common Stock 56990 D Common Stock 175.4179 I As custodian for grandchild Director Stock Option (Right to Buy) 5.25 2008-10-22 4 A 0 1500 0.00 A |
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| 02/13/2009 | 4 for Lasswell Mark A | |
| | COMPANY NAME(s) - [Lasswell Mark A (CIK - 1362590 /SIC - Unspecified), CH2M HILL COMPANIES LTD (CIK - 777491 /SIC - 8711)] |
| | X0303 4 2009-02-13 0000777491 CH2M HILL COMPANIES LTD NONE 0001362590 Lasswell Mark A 9191 SOUTH JAMAICA STREET ENGLEWOOD CO 80112 1 1 0 0 Executive Officer Stock Option (Right to Buy) 31.10 2009-02-13 4 M 0 10000 0 A 2014-02-13 Common Stock 10000 10000 D Stock options shall vest 25% on February 13, |
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| 02/13/2009 | 4 for Burdiek Michael J | |
| | COMPANY NAME(s) - [Burdiek Michael J (CIK - 1324293 /SIC - Unspecified), CalAmp Corp (CIK - 730255 /SIC - 3663)] |
| | X0303 4 2009-02-13 0000730255 CalAmp Corp. CAMP 0001324293 Burdiek Michael J CALAMP CORP. 1401 N. RICE AVENUE OXNARD CA 93030 0 1 0 0 Chief Operating Officer Common Stock 2009-02-13 4 P 0 1700 .74 A 95213 D Richard K. Vitelle, Attorney-in-fact 2009-02-13 |
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