SEC NEWS DIGEST Issue 2002-28 February 11, 2002 COMMISSION ANNOUNCEMENTS ORDER APPROVING ASSOCIATION OF FRANK MEADOWS WITH A TRANSFER AGENT On February 8, the Commission issued an Order approving the application of Frank P. Meadows for consent to associate with North Carolina Shareholder Services, LLC, in its capacity as a registered transfer agent. The Order is necessary because Mr. Meadows is subject to a 1997 order of the Commission barring him from association with any broker, dealer, municipal securities dealer, investment adviser, investment company, or transfer agent, with the proviso that he may apply to become so associated after a period of eighteen months. (Rel. 34-45428) ENFORCEMENT PROCEEDINGS COMMISSION SUSTAINS AMEX DISCIPLINARY ACTION AGAINST DAVID WONG The Commission has sustained AMEX disciplinary action against David Wong, a former registered representative of RAS Securities, Inc., a former AMEX member organization. The AMEX had censured Wong, fined him $13,076, and barred him from membership, allied membership, approved person status and from employment or association in any capacity with any AMEX member or member organization. Wong only contested the need for a bar, not the facts or the violations found by the AMEX, or the other sanctions imposed. Among other violations, the AMEX concluded that Wong included false information about a customer on new account forms he prepared for her, engaged in improper discretionary trading, churned the customer's account, and effected unsuitable transactions for the customer. Wong's customer had deposited the bulk of her savings with Wong and relied on his expertise to invest the proceeds in a safe conservative way. Instead, Wong misstated her experience, wealth and investment objectives on the new account forms he prepared for her, and then, taking advantage of her lack of experience and sophistication, pursued an aggressive, short-term, day-trading strategy with her funds, without obtaining the customer's prior authorization. While these trades generated substantial commissions for Wong, his customer sustained significant trading losses. The Commission concluded that "Wong egregiously abused the trust [his customer] had placed in him," and that there was no basis to reduce the bar to the time-limited bar Wong sought. (Rel. 34-45426; File No. 3-10360) SEC HALTS FRAUDULENT SALE OF SECURITIES OF INTERNET COMPANIES On February 5, the Commission filed an emergency action in federal court in Los Angeles halting an ongoing $3 million securities fraud scheme by Alexander Naujoks, aka Alexander P. Thorn, 36, of Chatsworth, California, and his companies, Exectrek, Inc. (Exectrek), ACSports.com, and World Markets Group (collectively, the companies). The Commission's complaint alleges that since approximately 1999, the defendants, operating out of their offices in Century City, California, have sold shares and raised over $3 million from investors nationwide through cold-calls and personal solicitations to finance and operate their purported online business operations. Exectrek purports to be creating an online reservation system that would cater to business travelers, permitting them to make global reservations for flights, hotels, and restaurants on the Internet. ACSports.com purports to be creating an online competitive sports league, in which players could pay a fee to play games against other players over the Internet for cash prizes. World Markets Group purports to be an investment banking firm that has been in business since 1985, and has had previous experience taking companies public. The lawsuit alleges that the defendants misrepresented that: (1) the companies would be going public via an initial public offering in 30 to 90 days when, in fact, the defendants have never had the ability or resources to take any of the companies public; (2) the offering was about to close and that only a limited number of shares were still available before going public when, in fact, defendants have always had tens of thousands of shares to sell and no intent to close the offering; (3) the investment would triple in value immediately once the companies went public, even though the companies had no performance history in any of their purported products, services, or financials; (4) Compaq and Oracle had invested in Exectrek when, in fact, no equity or other kind of investment has ever been made by these companies; (5) the companies had received a $3 million investment from an investment banking firm when, in fact, they had not; and (6) the companies were valued at $300 million and had a net asset value per share of $14 when, in fact, there was no reasonable basis for these valuations. In response to the Commission's application, United States District Judge Lourdes Baird (1) temporarily enjoined the defendants from future violations of the securities registration and antifraud provisions, Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Sections 10(b) of Securities Exchange Act of 1934 and Rule 10b-5 thereunder; (2) froze the assets of the defendants; (3) prohibited the destruction of documents by the defendants; (4) granted expedited discovery; and (5) ordered accountings from the defendants. The Commission also seeks preliminary and permanent injunctions, disgorgement, and civil penalties against the defendants. A hearing on whether a preliminary injunction should be issued against the defendants is scheduled for February 15, 2002. On February 5, 2002, the Federal Bureau of Investigation (FBI) executed a search warrant at the companies' Century City office. The Commission wishes to acknowledge the assistance of the FBI, the United States Attorney's Office, and the California Department of Corporations. [SEC v. Alexander Naujoks aka Alexander P. Thorn; Exectrek, Inc., a California Corporation; ACSports.com, a Delaware Corporation; and World Markets Group, Inc., a Delaware Corporation, Civil Action No. 02-01073- LGB, VBKx, CDCA] (LR-17357) INVESTMENT COMPANY ACT RELEASES MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY, ET AL. An order has been issued pursuant to Section 26(c) of the Investment Company Act to Massachusetts Mutual Life Insurance Company and Massachusetts Mutual Variable Life Separate Account I approving the substitution of Class II shares of MML Equity Index Fund for shares of Dreyfus Life and Annuity Index Fund d/b/a Dreyfus Stock Index Fund. In addition, an order has been issued pursuant to Section 17(b) of the Act to permit in-kind transactions in connection with the substitution. (Rel. IC-25412 - February 8) MAXIM SERIES FUND, INC., ET AL. A notice has been issued giving interested persons until March 5, 2002, to request a hearing on an application filed by Maxim Series Fund, Inc., et al., for an order granting exemptions from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order would permit applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-25413 - February 8) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2001-114) relating to aggregation of individual violations of exchange order handling rules and Option Floor Procedure Advices. Publication of the proposal is expected in the Federal Register during the week of February 11. (Rel. 34-45421) The Chicago Board Options Exchange filed a proposed rule change (SR-CBOE- 2001-71) to incorporate certain principal considerations in determining sanctions and to incorporate in the Exchange's Minor Rule Violation Plan violations of the Exchange's order handling rules. Publication of the proposal is expected in the Federal Register during the week of February 11. (Rel. 34-45427) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-Amex-00-47) filed by the American Stock Exchange relating to the Exchange's prohibition against "unbundling" of customer option orders has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 11. (Rel. 34-45417) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-Amex-2001-96) filed by the American Stock Exchange pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934, amending Amex Rule 933 relating to unbundling of customer orders entered into the Amex's Auto-Ex system. Publication of the notice in the Federal Register is expected during the week of February 11. (Rel. 34-45418) DELISTINGS GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the 3.00% Convertible Subordinated Notes (due March 15, 2007) of SCI Systems, Inc., effective at the opening of business of February 8, 2002. (Rel. 34-45420) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Hayes Lemmerz International, Inc., effective at the opening of business of February 8, 2002. (Rel. 34-45422) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Highlands Insurance Group, Inc., effective at the opening of business of February 8, 2002. (Rel. 34-45423) An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Common Stock, $.01 par value, of Galey & Lords, Inc., effective at the opening of business of February 8, 2002. (Rel. 34-45424) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 GENUS INC, 1139 KARLSTAD DRIVE, SUNNYVALE, CA, 94089-2117, 4087477120 - 4,452,026 ($11,205,553.38) Equity, (File 333-82354 - Feb. 8) (BR. 36) S-3 HOLLINGER INTERNATIONAL INC, 401 N WABASH AVE, STE 740, CHICAGO, IL, 60611, 3123212299 - 0 ($22,260,000.00) Equity, (File 333-82356 - Feb. 8) (BR. 05) S-3 INSILICON CORP, 411 EAST PLUMCRIA DRIVE, SAN JOSE, CA, 95134, 0 ($2,007,984.80) Equity, (File 333-82358 - Feb. 8) (BR. 05) S-3 INSILICON CORP, 411 EAST PLUMCRIA DRIVE, SAN JOSE, CA, 95134, 0 ($278,494.27) Equity, (File 333-82360 - Feb. 8) (BR. 05) S-8 GAMECOM INC, 440 NORTH CENTER, ARLINGTON, TX, 76011, 8172650440 - 825,000 ($206,250.00) Equity, (File 333-82362 - Feb. 8) (BR. 08) S-8 CROWN JEWEL RESOURCES CORP, FELDMAN SHERB, 805 THIRD AVE, 21ST FLOOR, NEW YORK, NY, 10022, 2015933100 - 2,200,000 ($1,221,000.00) Equity, (File 333-82364 - Feb. 8) (BR. 04) S-3 COMMONWEALTH TELEPHONE ENTERPRISES INC /NEW/, 100 CTE DRIVE, PO BOX 800, DALLAS, PA, 18612-9799, 7176742700 - 3,162,500 ($125,108,500.00) Equity, (File 333-82366 - Feb. 8) (BR. 37) S-3 INTERPUBLIC GROUP OF COMPANIES INC, 1271 AVE OF THE AMERICAS, NEW YORK, NY, 10020, 2123998000 - 0 ($58,789,150.00) Debt Convertible into Equity, (File 333-82368 - Feb. 8) (BR. 02) S-8 KRONOS INC, 400 FIFTH AVENUE, WALTHAM, MA, 02154, 6178903232 - 1,700,000 ($87,227,000.00) Equity, (File 333-82370 - Feb. 8) (BR. 03) S-8 DAG MEDIA INC, 125 QUEENS BLVD., SUITE 14, KEW GARDENS, NY, 11415, 434,000 ($828,662.00) Equity, (File 333-82374 - Feb. 8) (BR. 05) S-4 WEYERHAEUSER CO, 33663 WEYERHAEUSER WAY SOUTH, FEDERAL WAY, WA, 98003, 2539242345 - 750,000,000 ($750,000,000.00) Non-Convertible Debt, (File 333-82376 - Feb. 8) (BR. 06) S-8 SPARTON CORP, 2400 E GANSON ST, JACKSON, MI, 49202, 5177878600 - 0 ($1,859,000.00) Equity, (File 333-82380 - Feb. 8) (BR. 05) S-4 STANLEY WORKS LTD, C/O CORPORATE CENTER, BUSH HILL, BAY ST, BRIDGETOWN, BARBADOS, C8, 00000, 2464278617 - 92,000,000 ($3,990,960,000.00) Equity, (File 333-82382 - Feb. 8) (BR. ) S-8 QUIK PIX INC, 7500 VILLAGE DR STE F, BUENA PARK, CA, 90621, 7145228255 - 1,650,000 ($165,000.00) Equity, (File 333-82384 - Feb. 8) (BR. 09) S-8 FINITY HOLDINGS INC, 1157 N 5TH, ABILENE, TX, 79601, 9156743100 - 50,000 ($2,500.00) Equity, (File 333-82386 - Feb. 8) (BR. 03) S-1 TRAVELERS PROPERTY CASUALTY CORP, ONE TOWER SQUARE, HARTFORD, CT, 06183, 2127937338 - 0 ($1,000,000,000.00) Equity, (File 333-82388 - Feb. 8) (BR. ) S-8 VARIAN INC, 3050 HANSEN WAY, PALO ALTO, CA, 94304-1000, 6504245352 - 0 ($33,220,000.00) Equity, (File 333-82390 - Feb. 8) (BR. 36) S-3 SUN COMMUNITIES INC, 31700 MIDDLEBELT RD, STE 145, FARMINGTON HILLS, MI, 48334, 2489323100 - 0 ($1,938,183.00) Equity, (File 333-82392 - Feb. 8) (BR. 08) S-3 CONVERGYS CORP, 201 EAST FOURTH STREET, CINCINNATI, OH, 45202, 5133975364 - 7,243,401 ($231,499,095.96) Equity, (File 333-82394 - Feb. 8) (BR. 03) S-4 ACCREDO HEALTH INC, 1640 CENTURY CENTER PARKWAY, SUITE 101, MEMPHIS, TN, 38134, 9013853688 - 0 ($329,225,780.00) Equity, (File 333-82396 - Feb. 8) (BR. 01) S-8 HEALTH GRADES INC, 44 UNION BLVD, STE 600, LAKEWOOD, CO, 80228, 3037160041 - 0 ($1,155,000.00) Equity, (File 333-82398 - Feb. 8) (BR. 01) S-4 CORECOMM HOLDCO INC, 1,344,416 ($15,777,101.00) Equity, (File 333-82400 - Feb. 8) (BR. ) S-1 CORECOMM HOLDCO INC, 0 ($26,056,806.00) Equity, (File 333-82402 - Feb. 8) (BR. ) S-3 ARRIS GROUP INC, 11450 TECHNOLOGY CIRCLE, DULUTH, GA, 30097, 6784732000 - 0 ($51,082,500.00) Equity, (File 333-82404 - Feb. 8) (BR. 37) S-4 VERIZON WIRELESS OF THE EAST LP, C/O CELCO PARTNERSHIP, 180 WASHINGTON VALLEY RD, BEDMINSTER, NJ, 07921, 9083067000 - 0 ($429,835,000.00) Equity, (File 333-82408 - Feb. 8) (BR. ) SB-2 CHROMATICS COLOR SCIENCES INTERNATIONAL INC, 5 EAST 80TH ST, NEW YORK, NY, 10021, 2127176544 - 210,900,000 ($4,218,000.00) Equity, (File 333-82410 - Feb. 8) (BR. 36) S-3 EL PASO CORP/DE, 1001 LOUISIANA ST, EL PASO BLDG, HOUSTON, TX, 77002, 7134202600 - 0 ($3,000,000,000.00) Other, (File 333-82412 - Feb. 8) (BR. 02) S-3 SONUS PHARMACEUTICALS INC, 22026 2OTH AVE SE, STE 102, BOTHELL, WA, 98021, 2064879500 - 0 ($13,840,508.00) Equity, (File 333-82414 - Feb. 8) (BR. 01) S-8 DATA SYSTEMS & SOFTWARE INC, 200 RTE 17, MAHWAH, NJ, 07430, 2015292026 - 250,000 ($1,362,500.00) Equity, (File 333-82416 - Feb. 8) (BR. 36) S-8 DATA SYSTEMS & SOFTWARE INC, 200 RTE 17, MAHWAH, NJ, 07430, 2015292026 - 200,000 ($1,090,000.00) Equity, (File 333-82418 - Feb. 8) (BR. 36) SB-2 IMAGE TECHNOLOGY LABORATORIES INC, 167 SCHWENK DR, KINGSTON, NY, 12401, 914338-336 - 350,000 ($87,500.00) Other, (File 333-82420 - Feb. 8) (BR. 07) S-8 VIACOM INC, 1515 BROADWAY, 51ST FL, NEW YORK, NY, 10036, 2122586000 - 30,000,000 ($1,121,400,000.00) Equity, (File 333-82422 - Feb. 8) (BR. 37) S-8 HEIDRICK & STRUGGLES INTERNATIONAL INC, C/O HEIDRICK & STRUGGLES INC, 233 S WACKER DR STE 4200, CHICAGO, IL, 60606-6303, 3124961200 - 0 ($26,955,000.00) Equity, (File 333-82424 - Feb. 8) (BR. 08) S-1 ACT TELECONFERENCING INC, 1658 COLE BLVD, STE 130, GOLDEN, CO, 80401, 3032359000 - 0 ($2,335,000.00) Equity, (File 333-82426 - Feb. 8) (BR. 37) S-1 BANC CORP, 17 NORTH 20TH STREET, BIRMINGHAM, AL, 35203, 2053262265 - 0 ($22,425,000.00) Equity, (File 333-82428 - Feb. 8) (BR. 07) S-8 MEDCATH CORP, 10720 SIKES PLACE SUITE 300, CHARLOTTE, NC, 28277, 7047086600 - 0 ($56,458,961.00) Equity, (File 333-82430 - Feb. 8) (BR. 01) S-8 MEDCATH CORP, 10720 SIKES PLACE SUITE 300, CHARLOTTE, NC, 28277, 7047086600 - 0 ($4,998,870.00) Equity, (File 333-82432 - Feb. 8) (BR. 01) S-8 ISLAND CRITICAL CARE CORP, 205 WORTH AVENUE, SUITE 201, PALM BEACH, FL, 33480, 6138234880 - 3,250,000 ($227,500.00) Equity, (File 333-82434 - Feb. 8) (BR. 03) N-2 COHEN & STEERS QUALITY INCOME REALTY FUND INC, 757 THIRD AVENUE 20TH FLOOR, NEW YORK, NY, 10017, 2124469155 - 400 ($10,000,000.00) Equity, (File 333-82436 - Feb. 8) (BR. 22) S-1 MEDICAL STAFFING NETWORK HOLDINGS INC, 0 ($143,750,000.00) Equity, (File 333-82438 - Feb. 8) (BR. ) S-4 NEXTEL PARTNERS INC, 4500 CARILLON POINT, KIRKLAND, WA, 98033, 4255763600 - 0 ($75,000,000.00) Non-Convertible Debt, (File 333-82440 - Feb. 8) (BR. 07) S-2 FONIX CORP, 1225 EAGLE GATE TOWER, 60 EAST SOUTH TEMPLE STREET, SALT LAKE CITY, UT, 84111, 8013288700 - 7,000,000 ($4,200,000.00) Equity, (File 333-82442 - Feb. 8) (BR. 37) S-3 HOST MARRIOTT CORP/, 10400 FERNWOOD ROAD DEPT 907, BETHESDA, MD, 20817, 3013809000 - 0 ($10,818,500.00) Equity, (File 333-82444 - Feb. 8) (BR. 08) S-2 SYPRIS SOLUTIONS INC, 101 BULLITT LN, STE 450, LOUISVILLE, KY, 40222, 5023292000 - 0 ($51,232,500.00) Equity, (File 333-82446 - Feb. 8) (BR. 36) S-8 WILLIAM LYON HOMES, 19 CORPORATE PLAZA, NEWPORT BEACH, CA, 92660, 9496406400 - 0 ($10,000,000.00) Equity, (File 333-82448 - Feb. 8) (BR. 06) S-3 CELSION CORP, 10220-I OLD COLUMBIA PIKE, STE I, COLUMBIA, MD, 21046-1705, 4102905390 - 0 ($21,590,925.00) Equity, (File 333-82450 - Feb. 8) (BR. 36) S-8 HOUSEHOLD DIRECT COM INC, 900 MAIN STREET SOUTH, SOUTHBURY, CT, 06488, 2032671400 - 0 ($260,000.00) Equity, (File 333-82456 - Feb. 8) (BR. 09) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ----------------------------------------------------------------------------- 8X8 INC /DE/ DE X 12/17/01 AMEND ABNN AMRO MORTGAGE CORP SERIES 2002-1 DE X 01/30/02 ACCRUE SOFTWARE INC DE X X 01/29/02 ACT MANUFACTURING INC MA X X 01/25/02 ADATOM COM INC DE X X 01/07/02 AMEND ADIRONDACK PURE SPRINGS MT WATER CO I NY X X 11/29/01 ADVANCED MICRO DEVICES INC DE X X 01/29/02 ADVANCED NEUROMODULATION SYSTEMS INC TX X 01/30/02 ALPNET INC UT X 01/16/02 ALTERRA HEALTHCARE CORP DE X X 01/18/02 AMC ENTERTAINMENT INC DE X X 03/28/02 AMSOUTH AUTO TRUST 2000-1 NY X X 01/15/02 ANADARKO PETROLEUM CORP DE X X 01/29/02 APPLERA CORP DE X 11/30/01 AMEND ARIZONA PUBLIC SERVICE CO AZ X 12/14/01 ASIA GLOBAL CROSSING LTD X X 01/28/02 ATLANTIC COAST AIRLINES HOLDINGS INC DE X 01/30/02 ATWOOD OCEANICS INC TX X 12/31/01 AUTHORISZOR INC DE X X 12/04/01 AMEND BALTIMORE GAS & ELECTRIC CO MD X X 01/30/02 BANCORPSOUTH INC MS X X 01/30/02 BASE TEN SYSTEMS INC NJ X X 01/18/02 BION ENVIRONMENTAL TECHNOLOGIES INC CO X X X 12/12/01 BION ENVIRONMENTAL TECHNOLOGIES INC CO X X X 12/12/01 AMEND BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/01 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/01 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/01 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/01 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/01 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/01 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 12/31/01 BOMBARDIER CREDIT RECEIVABLES CORP SE DE X 12/31/01 BOMBARDIER CREDIT RECEIVABLES CORP SE DE X 12/31/01 CAPITAL BANK CORP NC X X 01/18/02 AMEND CENTERPOINT CORP DE X X X 01/15/02 CENTEX HOME EQUITY LOAN TRUST 2002-A X X 01/29/02 CENTRAL AMERICAN EQUITIES INC FL X 01/25/02 CERTIFIED SERVICES INC NV X X X 11/21/01 AMEND CHARLES RIVER LABORATORIES INC X 01/29/02 CHARLES RIVER LABORATORIES INTERNATIO X 01/29/02 CHASE MORTGAGE FINANCE CORP DE X X 01/30/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 12/31/01 CHINA FUND INC MD X 12/01/01 CITICORP MORTGAGE SECURITIES INC DE X 01/30/02 CITIZENS COMMUNICATIONS CO DE X 01/30/02 CITIZENS HOLDING CO /MS/ MS X X 01/30/02 CITY HOLDING CO WV X X 01/23/02 COMPUSONICS VIDEO CORP CO X 01/30/02 COMPUTER TASK GROUP INC NY X 01/29/02 CONSECO FINANCE SECURITIZATIONS CORP DE X 01/28/02 CORPORATE OFFICE PROPERTIES TRUST MD X X 01/30/02 CORVIS CORP DE X X 01/29/02 CREDIT SUISSE FIRST BOSTON MORT BKD P DE X X 12/26/01 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 01/29/02 CSFB MAN HOUSING PASS THR CERTIFICATE DE X X 01/25/02 CSFB MORTGAGE BACKED PASS THROUGH CER DE X X 01/25/02 CSFB MORTGAGE PASS THROUGH CERTIFICAT DE X X 11/26/01 CSFB MORTGAGE PASS THROUGH CERTIFICAT DE X X 12/26/01 CSFB MORTGAGE PASS THROUGH CERTIFICAT DE X X 01/25/02 CWMBS INC DE X 01/29/02 CWMBS INC DE X X 01/29/02 CYBERNET INTERNET SERVICES INTERNATIO DE X X 01/30/02 DAW TECHNOLOGIES INC /UT UT X X 01/25/02 DHB CAPITAL GROUP INC /DE/ DE X X 01/29/02 DICE INC DE X X 01/30/02 DOE RUN RESOURCES CORP NY X 01/30/02 DREYERS GRAND ICE CREAM INC DE X X 01/29/02 E CENTIVES INC DE X X 01/30/01 EAST TEXAS FINANCIAL SERVICES INC DE X X 01/29/02 AMEND EDT LEARNING INC DE X X 01/15/02 ELCOR CORP DE X X 01/30/02 EQUITEX INC DE X X 01/22/02 AMEND ESS TECHNOLOGY INC CA X X 01/30/02 FANTASTICON INC NV X X X X X 01/14/02 FIRST BANCORP /PR/ PR X X 01/29/02 FIRST BANKS INC MO X 12/31/01 FIRST YEARS INC MA X X 01/30/02 FORD CREDIT AUTO RECEIVABLES TWO LLC DE X X 01/16/02 FORD MOTOR CO DE X X 01/29/02 FOSTER WHEELER LTD D0 X X X 01/29/02 FRONTLINE CAPITAL GROUP DE X X 01/28/02 FURNITURE BRANDS INTERNATIONAL INC DE X X 01/29/02 GENLYTE GROUP INC DE X X 01/30/02 GOODRICH CORP NY X X 01/29/02 GRAND COURT LIFESTYLES INC DE X 12/17/01 GULF POWER CO ME X X 01/18/02 HARD ROCK HOTEL INC NV X X 01/28/02 HEARTLAND EXPRESS INC NV X 01/28/02 HONDA AUTO RECEIVABLES 2002-1 OWNER T CA X X 01/25/02 HONDA AUTO RECEIVABLES 2002-1 OWNER T CA X 01/29/02 ICALL SYSTEMS INC /NV/ NV X 01/25/02 ICOS CORP / DE DE X 01/29/02 IKON OFFICE SOLUTIONS INC OH X X 01/25/02 ILLINOIS TOOL WORKS INC DE X X 01/29/02 IMPAC SECURED ASSETS CORP CA X 01/31/02 INNERSPACE CORP DE X 01/30/02 INTELEFILM CORP MN X X 01/15/02 INTERCHANGE FINANCIAL SERVICES CORP / NJ X X 01/16/02 INTERNATIONAL BANCSHARES CORP TX X X 01/28/02 INTERNET COMMERCE CORP DE X X 01/29/02 INTRABIOTICS PHARMACEUTICALS INC /DE DE X X 01/30/02 INVESTCO INC NV X X X X 01/29/02 IOS CAPITAL LLC DE X X 01/25/02 JACOBSON STORES INC MI X 01/15/02 KITTY HAWK INC DE X X 01/30/02 KRAFT FOODS INC VA X X 01/30/02 LEVI STRAUSS & CO DE X X 01/30/02 MAIL WELL INC CO X 01/30/02 MEADWESTVACO CORP DE X X X 01/30/02 MEGO FINANCIAL CORP NY X 01/17/02 MERCK & CO INC NJ X X 01/29/02 MERRILL LYNCH MORTGAGE INVESTORS INC DE X X 01/28/02 MOMENTUM BUSINESS APPLICATIONS INC DE X X X 01/29/02 MSDW STRUCTURED SATURNS SERIES 2001-7 DE X 01/01/02 MULTILINK TECHNOLOGY CORP CA X X 01/29/02 NATCO GROUP INC DE X X 01/24/02 ND HOLDINGS INC ND X 01/30/02 NESCO INC/OK OK X X 01/17/02 NORTHEAST INDIANA BANCORP INC DE X X 01/29/02 ON SEMICONDUCTOR CORP DE X X 01/29/02 ONYX SOFTWARE CORP/WA WA X X 01/29/02 ORGANOGENESIS INC DE X 01/30/02 PARADYNE NETWORKS INC DE X X 01/29/02 PHILIP MORRIS COMPANIES INC VA X X 01/30/02 PRECISION OPTICS CORPORATION INC MA X 01/30/02 PSF GROUP HOLDINGS INC NC X X 01/29/02 QWEST COMMUNICATIONS INTERNATIONAL IN DE X X 01/29/02 RALCORP HOLDINGS INC /MO MO X X 01/30/02 RAM VENTURE HOLDINGS CORP FL X 01/30/02 REGENT GROUP INC /DE DE X 07/27/01 AMEND RELM WIRELESS CORP NV X X 01/30/02 REPUBLIC SERVICES INC DE X X 01/30/02 RIGHT START INC /CA CA X 09/05/01 AMEND SALIX PHARMACEUTICALS LTD X 01/29/02 SALOMON BRS MRT SEC VII INC NEW CENT DE X X 06/20/01 SALOMON BRS MRT SEC VII INC NEW CENT DE X X 07/20/01 SALOMON BRS MRT SEC VII INC NEW CENT DE X X 07/20/01 SALOMON BRS MRT SEC VII INC NEW CENT DE X X 08/20/01 SALOMON BRS MRT SEC VII INC NEW CENT DE X X 09/20/01 SALOMON BRS MRT SEC VII INC NEW CENT DE X X 10/20/01 SALOMON BRS MRT SEC VII INC NEW CENT DE X X 11/20/01 SAVANNAH BANCORP INC GA X 01/28/02 SCOTTS COMPANY OH X X 01/25/02 SPIEGEL CREDIT CORP III DE X X 10/17/01 STRUCTURED ASSET SECURITIES CORP DE X X 01/29/02 SUBURBAN LODGES OF AMERICA INC GA X X 01/29/02 SUNRISE ASSISTED LIVING INC DE X X 01/30/02 TECH LABORATORIES INC NJ X 01/25/02 TECHNOLOGY FLAVORS & FRAGRANCES INC DE X X 01/15/02 THREE FIVE SYSTEMS INC DE X 01/30/02 TIMBERLINE SOFTWARE CORPORATION OR X X 12/31/01 TIPPINGPOINT TECHNOLOGIES INC DE X 01/24/02 TRIMBLE NAVIGATION LTD /CA/ CA X 01/30/02 TRIMERIS INC DE X X 01/28/02 TRIPATH TECHNOLOGY INC X X 01/24/02 TRSG CORP DE X 01/28/02 UNIMANN INC X X X X 01/28/02 UNITED RENTALS INC /DE DE X 01/30/02 USA NETWORKS INC DE X X 01/29/02 UTAH MEDICAL PRODUCTS INC UT X 01/24/02 V GPO INC FL X X X X X X 01/30/02 AMEND VERITAS SOFTWARE CORP /DE/ DE X X 01/29/02 VIRGINIA FINANCIAL GROUP INC VA X X 01/18/02 WAMU MORTGAGE PASS THRU CERTIFICATE S DE X X 02/01/02 WAMU MORTGAGE PASS THRU CERTIFICATE S DE X X 02/01/02 AMEND WASHINGTON GROUP INTERNATIONAL INC DE X X 01/25/02 WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 02/01/02 WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 02/01/02 AMEND WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 02/01/02 WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 02/01/02 AMEND WAUSAU MOSINEE PAPER MILLS CORP WI X X X 01/30/02 WILLIAMS COMPANIES INC DE X X 01/29/02 WILLIAMS ENERGY PARTNERS L P DE X X 01/28/02 WODFI LLC FL X 01/15/02 WORLD OMNI AUTO RECEIVABLES LLC DE X 12/31/01 WORLD OMNI AUTO RECEIVABLES LLC DE X 12/31/01 X-CHANGE CORP INC NV X X X 01/15/02 ZILOG INC CA X X 01/28/02 AAMES FINANCIAL CORP/DE DE X 12/31/01 ABNN AMRO MORTGAGE CORP SERIES 2002-1 DE X X 01/30/02 ACCEPTANCE INSURANCE COMPANIES INC DE X 01/22/02 AIRGATE PCS INC /DE/ DE X X 01/31/02 ALLIANCE DATA SYSTEMS CORP DE X X 01/30/02 ALLIANT TECHSYSTEMS INC DE X 01/31/02 AMERICA WEST HOLDINGS CORP DE X X 12/18/01 AMERICAN EXPRESS MASTER TRUST DE X X 01/18/02 AMERICAN EXPRESS RECEIVABLES FINANCIN DE X X 01/25/02 APHTON CORP DE X X 01/31/02 ARCH WIRELESS COMMUNICATIONS INC DE X X 01/30/02 ARCH WIRELESS INC DE X X 01/30/02 AREMISSOFT CORP /DE/ DE X 01/23/02 AMEND ARIEL CORP DE X 01/31/02 ASSISTED LIVING CONCEPTS INC NV X X 01/21/02 ATMI INC DE X X 01/30/02 ATSI COMMUNICATIONS INC/DE DE X X 12/13/01 BALTIMORE GAS & ELECTRIC CO MD X X 01/31/02 BANK OF AMERICA CORP /DE/ DE X X 01/25/02 BANK OF AMERICA CORP /DE/ DE X X 01/24/02 BIONOVA HOLDING CORP DE X 01/15/02 BRIGGS & STRATTON CORP WI X X 01/17/02 CAPITOL REVOLVING HOME EQUITY LOAN TR MD X 01/22/02 CAPITOL REVOLVING HOME EQUITY LOAN TR MD X 01/22/02 CENDANT CORP DE X X 01/31/02 CENTURYTEL INC LA X 01/31/02 CHINA BROADBAND CORP NV X X 12/03/01 CHINA GLOBAL DEVELOPMENT INC DE X X 01/15/02 CIRCUIT CITY CREDIT CARD MASTER TRUST DE X X 01/31/02 CLEVELAND CLIFFS INC OH X 01/30/02 CNH CAPITAL RECEIVABLES INC DE X X 01/15/02 CNH RECEIVABLES INC DE X X 01/15/02 COMPAQ COMPUTER CORP DE X X 01/31/02 CONECTIV DE X 01/31/02 CONSIL CORP ID X X X 01/25/02 COVANTA ENERGY CORP DE X X 01/30/02 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X X 01/31/02 CSB BANCORP INC /OH OH X X 01/31/02 CSX TRADE RECEIVABLES CORP DE X X 01/25/02 CURAGEN CORP DE X X 01/31/02 CWABS INC ASSET BACKED CERTIFICATESS DE X X 01/30/02 CWMBS INC DE X 01/31/02 CWMBS INC DE X X 01/31/02 CYTOGENIX INC NV X X 01/24/02 DAL TILE INTERNATIONAL INC DE X X 01/21/02 DELTA AIR LINES INC /DE/ DE X X 01/31/02 DIGITAL RIVER INC /DE DE X 01/29/02 DOW CHEMICAL CO /DE/ DE X X 01/31/02 ENTERASYS NETWORKS INC /DE/ DE X X 01/29/02 ENTERGY CORP /DE/ DE X X 01/31/02 ESG RE LTD X X 01/31/02 ESTEE LAUDER COMPANIES INC DE X 01/30/02 EVOLVE ONE INC DE X X 01/03/02 EXELON CORP PA X X 01/29/02 FARO TECHNOLOGIES INC FL X X 01/16/02 FIRST BANK CORPORATE CARD MASTER TRUS NY X X 01/31/02 FIRST CENTURY BANKSHARES INC WV X X 01/31/02 FIRST CHESTER COUNTY CORP PA X 12/31/01 FIRST CONSUMERS MASTER TRUST IL X 12/31/01 FIRST CONSUMERS NATIONAL BANK X X 12/31/01 FIRST INTERSTATE BANCSYSTEM INC MT X 01/30/02 FLAG TELECOM HOLDINGS LTD X X 01/31/02 FORD CREDIT FLOORPLAN CORP DE X X 01/31/02 FORTUNE DIVERSIFIED INDUSTRIES INC DE X X 01/18/02 FRIEDMAN BILLINGS RAMSEY GROUP INC VA X 01/31/02 FUELCELL ENERGY INC DE X 01/14/02 GADZOOX NETWORKS INC DE X X 01/23/02 GADZOOX NETWORKS INC DE X X 01/23/02 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK X X 01/28/02 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK X X 01/28/02 GEODYNE ENERGY INCOME LTD PARTNERSHIP OK X X 01/28/02 GEODYNE INSTITUTIONAL PENSION ENERGY OK X X 02/28/02 GEODYNE INSTITUTIONAL PENSION ENERGY TX X X 01/28/02 GOLDEN HOLE INC X X X X X 01/28/02 AMEND GREAT WEST LIFE & ANNUITY INSURANCE C CO X 01/30/02 GREYSTONE DIGITAL TECHNOLOGY INC DE X X 01/31/02 AMEND GRIC COMMUNICATIONS INC CA X 01/30/02 GWL&A FINANCIAL INC DE X 01/30/02 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 01/31/01 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 01/15/02 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV X X 01/15/02 HASTINGS ENTERTAINMENT INC TX X X 01/30/02 ILM II SENIOR LIVING INC /VA VA X X 01/23/02 INSIGHTFUL CORP DE X X 01/09/02 INSPIRE INSURANCE SOLUTIONS INC TX X X 01/29/02 INTERMOST CORP UT X 01/26/02 INTERNATIONAL GAME TECHNOLOGY NV X 12/30/01 AMEND IPI INC MN X X X 01/31/02 IVP TECHNOLOGY CORP NV X 01/30/02 J P MORGAN CHASE & CO DE X X 01/25/02 KAISER ALUMINUM & CHEMICAL CORP DE X 01/29/02 KAISER ALUMINUM CORP DE X 01/29/02 KILROY REALTY CORP MD X 01/30/02 KNIGHT TRADING GROUP INC DE X X 01/29/02 LCA VISION INC DE X X 01/28/02 LCC INTERNATIONAL INC DE X X 01/31/02 LIPID SCIENCES INC/ AZ X X 11/29/01 AMEND MARKWEST HYDROCARBON INC DE X 12/20/01 MASSACHUSETTS FINCORP INC DE X X 01/30/02 MAXXAM GROUP HOLDINGS INC DE X 01/29/02 MAXXAM INC DE X 01/29/02 MEADWESTVACO CORP DE X X 01/31/02 MERISTAR HOSPITALITY CORP MD X X 01/30/02 MERISTAR HOSPITALITY OPERATING PARTNE DE X X 01/30/02 METASOLV INC DE X X 01/30/02 METROCORP BANCSHARES INC X X 01/31/02 MIDDLEBY CORP DE X X 12/31/01 AMEND MUNICIPAL MORTGAGE & EQUITY LLC DE X 01/29/02 NBTY INC DE X 01/08/02 NESCO INDUSTRIES INC NV X 01/25/02 NEUBERGER BERMAN INC DE X X X 01/29/02 NIAGARA MOHAWK HOLDINGS INC/NY NY X X 01/31/02 NIAGARA MOHAWK POWER CORP /NY/ NY X X 01/31/02 NOBLE DRILLING CORP DE X X 01/31/02 NOBLE DRILLING CORP DE X X 01/31/02 NORTHWESTERN CORP DE X X 01/31/02 NRG ENERGY INC DE X X 01/30/02 NTL INC/DE/ DE X X 01/31/02 NUI CORP /NJ/ NJ X 01/18/02 NUPRO INNOVATIONS INC DE X X 01/07/02 OPTIMARK HOLDINGS INC DE X X 01/25/02 ORIGIN INVESTMENT GROUP INC MD X X 01/15/02 OUTSOURCE INTERNATIONAL INC FL X X 01/22/01 PACIFIC GAS & ELECTRIC CO CA X 01/31/02 PG&E CORP CA X 01/31/02 PITNEY BOWES INC /DE/ DE X 12/31/01 PLAYERS NETWORK X X 01/16/02 PPI CAPITAL GROUP INC UT X X 12/21/01 AMEND PPL CORP PA X X 01/30/02 PPL ENERGY SUPPLY LLC X 01/30/02 PROCTER & GAMBLE CO OH X 12/31/01 PROLONG INTERNATIONAL CORP NV X X 12/31/01 PROLONG INTERNATIONAL CORP NV X X 12/28/01 PROMEDCO MANAGEMENT CO DE X 11/30/01 PS BUSINESS PARKS INC/CA CA X X 01/30/02 PSB BANCORP INC PA X X 12/31/01 PUGET SOUND ENERGY INC WA X 01/31/02 RALCORP HOLDINGS INC /MO MO X X 01/31/02 RALCORP HOLDINGS INC /MO MO X X 01/31/02 REDNECK FOODS INC DE X 12/31/01 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X 01/30/02 RFS HOTEL INVESTORS INC TN X X 01/31/02 SALOMON BRS MRT SEC VII INC NEW CENT DE X X 12/20/01 SERVICE MERCHANDISE CO INC TN X X 11/26/01 SHOE PAVILION INC DE X X 12/28/01 SHONEYS INC TN X X 01/24/02 SIMPLEX SOLUTIONS INC DE X X 01/30/02 SIX FLAGS INC DE X X X 01/30/02 SMURFIT STONE CONTAINER CORP DE X X 01/29/02 SONIC FOUNDRY INC MD X 01/31/02 SOUTHERN UNION CO DE X 01/31/02 SPARTA SURGICAL CORP DE X 01/30/02 SPIEGEL MASTER TRUST DE X 12/31/01 SPORTS AUTHORITY INC /DE/ DE X 01/31/02 SYNERGY BRANDS INC DE X 01/22/02 TEMPLEMORE ACQUISITION CORP DE X X 12/31/01 TERRA INDUSTRIES INC MD X 01/31/02 TITAN CORP DE X X 01/06/02 AMEND TOYOTA AUTO FINANCE RECEIVABLES LLC DE X X 01/15/02 TOYOTA AUTO FINANCE RECEIVABLES LLC DE X X 01/15/02 TOYOTA AUTO LEASE TRUST 1998 C CA X X 01/25/02 TOYOTA AUTO LEASE TRUST 1998-B CA X X 01/25/02 TRANSIT GROUP INC FL X X 01/21/02 TRANSOCEAN SEDCO FOREX INC E9 X 01/31/02 TRUSTCO BANK CORP N Y NY X 01/31/02 TRW INC OH X 01/24/02 TXU EUROPE LTD X X 01/16/02 UAL CORP /DE/ DE X X 01/31/02 ULTRAK INC DE X X 01/16/02 UNIVERSAL BROADBAND COMMUNICATIONS IN NV X 01/22/02 AMEND UNOCAL CORP DE X 01/22/02 URECOATS INDUSTRIES INC DE X X 12/31/01 URECOATS INDUSTRIES INC DE X X 01/08/02 US BANCORP \DE\ DE X X 01/15/02 VENTAS INC DE X X 01/29/02 VERY BEST OF THE INTERNET COM INC TX X 01/31/02 VOICE & WIRELESS CORP MN X X 01/31/02 VOIP TELECOM INC// NV X X 03/31/01 AMEND VOIP TELECOM INC// NV X X 03/31/01 AMEND VSI HOLDINGS INC GA X X 01/31/02 WELLS REAL ESTATE FUND XIII L P GA X 12/21/01 AMEND WELLS REAL ESTATE INVESTMENT TRUST IN MD X 12/21/01 AMEND WESTWOOD CORP/NV/ NV X 01/29/02