| Date Filed | Title |
| 01/08/2009 | N-CSR for CAPITAL INCOME BUILDER INC | |
| | COMPANY NAME(s) - [CAPITAL INCOME BUILDER INC (CIK - 811968 /SIC - Unspecified)] |
| | 5.10% 2013 1, 700 1, 589 John Deere Capital Corp., Series D, 5.50% 2017 5, 350 4, 593 John Deere Capital Corp., Series D, 5.75% 2018 3, 000 2, 505 Union Pacific Corp. 4.50% PINES 2035 1, 905 1, 420 BNSF Funding Trust I 6.613% 20555 6, 700 4, 075 United Air Lines, Inc., Series 2001-1, Class A-2, 6.201% 20108 707 672 United Air Lines, Inc., Series 2001-1, Class A-3, 6.602% 20158 1, 052 1, 001 United Air Lines, Inc., Series 2007-1, Class A, 6.636% 20248 3, 330 2, 006 446, 140 INFORMATION TECHNOLOGY — 0.32% Hewlett-Packard Co. 8.25% 2018 15, 500 11, 858 Western Union Co. 3.111% 20105 5, 000 4, 520 CVS Corp. 4.25% 2013 6, 000 5, 837 Wal-Mart Stores, Inc., Series 1994-A2, 8.85% 20158 16, 000 18, 447 Delhaize Group 6.50% 2017 28, 410 23, 101 Tyson Foods, Inc. |
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| 01/07/2009 | N-CSR for VICTORY PORTFOLIOS | |
| | COMPANY NAME(s) - [VICTORY PORTFOLIOS (CIK - 802716 /SIC - Unspecified)] |
| | 1, 159 21 National City Corp. (b) 1, 170 27 Molson Coors Brewing Co. (b) 442 19 302 See notes to financial statements. 503 8 Monsanto Co. 847 13 Moody's Corp. |
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| 01/07/2009 | 13F-HR for SENA WELLER ROHS WILLIAMS INC OH | |
| | COMPANY NAME(s) - [SENA WELLER ROHS WILLIAMS INC OH (CIK - 760448 /SIC - Unspecified)] |
| | SOLE 1800 0 11100 ENERPLUS RES FD COM 29274D604 280 14300 SH SOLE 3600 0 10700 EVERGREEN SOLAR INC COM 30033R108 64 20000 SH SOLE 0 0 20000 ENTERGY CORP COM 29364G103 3269 39327 SH SOLE 5062 0 34265 ISHARES MSCI JAPAN COM 464286848 132 13827 SH SOLE 5004 0 8823 EXELON CORPORATION COM 30161N101 4703 84565 SH SOLE 4135 0 80430 FIRST AMERN INVT INSTL FD COM 318530623 123 14111 SH SOLE 0 0 14111 FASTENAL COM 311900104 462 13245 SH SOLE 1775 0 11470 FUELCELL ENERGY INC COM 35952H106 78 20000 SH SOLE 0 0 20000 FTI CONSULTING INC COM 302941109 349 7815 SH SOLE 1150 0 6665 FIRST CTZNS BANC CORP COM 319459202 506 84480 SH SOLE 84480 0 0 FIRST AMERICAN EQTY INDEX COM 318530755 409 24943 SH SOLE 20294 0 4650 FIFTH THIRD BANCORP COM 316773100 1593 192878 SH SOLE 87979 0 104899 X5 RETAIL GROUP N.V. COM B07T3T9 105 12220 SH SOLE 0 0 12220 FIRSTMERIT CORP COM 337915102 411 19945 SH SOLE 0 0 19945 FPL GROUP INC COM 302571104 2385 47382 SH SOLE 9000 0 38382 FRISCHS REST COM 358748101 390 20702 SH SOLE 0 0 20702 FIRST SOLAR COM 336433107 3462 25097 SH SOLE 7666 0 17431 ISHARE CHINA 25 INDEX FD COM 464287184 2286 78575 SH SOLE 37635 0 40940 SPDR SP EMERGING MIDDLE EAST A COM 78463X806 286 6700 SH SOLE 3100 0 3600 GEN-ID LAB SERVICES INC COM 36868E104 1 30000 SH SOLE 0 0 30000 GENERAL ELECTRIC COM 369604103 8470 522811 SH SOLE 69114 0 453697 GREIF INC CL A COM 397624107 1284 38400 SH SOLE 15300 0 23100 GAFISA SA ADR COM 362607301 312 33700 SH SOLE 13300 0 20400 GREENHILL COM 395259104 628 9000 SH SOLE 0 0 9000 GILEAD SCIENCES COM 375558103 10182 199110 SH SOLE 48231 0 150879 GENERAL MILLS COM 370334104 15373 253055 SH SOLE 165912 0 87143 CORNING INC COM 219350105 106 11100 SH SOLE 0 0 11100 GENCO SHIPPING & TRADING LTD COM Y2685T107 148 10000 SH SOLE 10000 0 0 GOOGLE INC COM 38259P508 6614 21497 SH SOLE 5256 0 16241 GENUINE PARTS COM 372460105 545 14400 SH SOLE 0 0 14400 GOLDMAN SACHS GROUP INC COM 38141G104 755 8950 SH SOLE 2050 0 6900 GUYANA GOLDFIELDS INC COM 403530108 162 104400 SH SOLE 0 0 104400 SPDR INDEX SHS FDS S&P CH COM 78463X400 317 7000 SH SOLE 7000 0 0 HOME DEPOT INC COM 437076102 673 29229 SH SOLE 4879 0 24350 HEINEKEN NV-ADR COM 423012202 217 14238 SH SOLE 400 0 13838 HONEYWELL INTL INC COM 438516106 465 14175 SH SOLE 1125 0 13050 HEWLETT-PACKARD COM 428236103 308 8479 SH SOLE 4100 0 4379 HERSHEY FOOD COM 427866108 657 18918 SH SOLE 4008 0 14910 DESARROLLADORA HOMEX - ADR COM 25030W100 374 16403 SH SOLE 9503 0 6900 IBM COM 459200101 2888 34318 SH SOLE 6422 0 27896 IBERDROLA RENOVABLES COM B29NWR4 202 47000 SH SOLE 6000 0 41000 INDEVUS PHARMACEUTICALS INC COM 454072109 |
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| 01/06/2009 | N-CSR for TARGET PORTFOLIO TRUST | |
| | COMPANY NAME(s) - [TARGET PORTFOLIO TRUST (CIK - 890339 /SIC - Unspecified)] |
| | 7.125%, due 08/15/10 (23 ) Morgan Stanley & Co.(1) 12/20/08 300 0.21 % Emerson Electric Co., 4.625%, due 10/15/12 (27 ) Citigroup(1) 12/20/08 300 0.29 % FedEx Corp., 7.25%, due 02/15/11 245 Merrill Lynch & Co.(1) 12/20/08 100 0.22 % Gannett Co., Inc., 6.375%, due 04/01/12 504 Bear Stearns International Ltd.(1) 03/20/16 600 0.33 % Goldman Sachs Group, Inc., 5.815%, due 03/22/16 88, 826 Deutsche Bank(1) 09/20/16 200 0.51 % Goodrich Corp., 6.29%, due 07/01/16 4, 145 Bear Stearns International Ltd.(1) 12/20/08 400 0.32 % Hewlett-Packard Co., 6.50% due 07/01/12 (206 ) Merrill Lynch & Co.(1) 12/20/08 300 0.32 % Ingersoll-Rand Co., 6.48%, due 06/01/25 (6 ) Barclays Bank PLC(1) 03/20/12 200 0.17 % International Lease Finance Corp., 5.40%, due 02/15/12 45, 839 Bear Stearns International Ltd.(1) 12/20/08 200 0.60 % International Paper Co., 6.75%, due 09/01/11 556 Barclays Bank PLC(1) 03/20/11 200 0.37 % iStar Financial, Inc., 5.80%, due 03/15/11 100, 958 Bank of America Securities LLC(1) 09/20/17 1, 900 2.29 % Limited Brands, Inc., 6.90%, due 07/15/17 253, 539 Merrill Lynch & Co.(1) 12/20/08 200 0.85 % Motorola, Inc., 7.625%, due 11/15/10 223 UBS AG(1) 06/20/17 200 0.48 % Newell Rubbermaid, Inc., 6.75%, due 03/15/12 15, 972 See Notes to Financial Statements. 124 THE TARGET PORTFOLIO TRUST Credit default swap agreements outstanding at October 31, 2008 (continued): Sell Protection: (continued) Counter Party Termination Date Notional Amount# (000) Fixed Rate Reference Entity/Obligation Unrealized Appreciation (Depreciation) Merrill Lynch & Co.(1) 12/20/08 $ 200 0.28 % Occidental Petroleum Corp., 6.75%, due 01/15/12 $ Morgan Stanley & Co.(1) 06/20/14 4, 200 0.76 % Pearson Dollar, 5.70%, due 06/01/14 3, 338 UBS AG(1) 12/20/08 200 0.37 % RadioShack Corp., 7.375%, due 05/15/11 269 Morgan Stanley & Co.(1) 09/20/13 200 0.58 % Sealed Air Corp., 5.625%, due 07/15/13 15, 044 UBS AG(1) 12/20/08 200 0.44 % Simon Property Group, L.P., 5.45%, due 03/15/13 722 Bear Stearns International Ltd.(1) 03/20/12 1, 000 0.55 % Sprint Capital Corp., 8.375%, due 03/15/12 152, 287 Morgan Stanley & Co.(1) 06/20/12 500 0.11 % Target Corp., 5.875%, due 03/01/12 28, 156 Morgan Stanley & Co.(1) 12/20/08 200 0.53 % The Kroger Co., 4.75%, due 04/15/12 (155 ) Deutsche Bank(1) 06/20/18 1, 400 0.62 % Travelers Cos., Inc., 5.80%, due 05/15/18 45, 348 Bear Stearns International Ltd.( |
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| 12/31/2008 | 497 for CAPITAL WORLD GROWTH INCOME FUND INC | |
| | COMPANY NAME(s) - [CAPITAL WORLD GROWTH INCOME FUND INC (CIK - 894005 /SIC - Unspecified)] |
| | 660, 000 27, 093 7, 013, 333 HEALTH CARE — 5.98% Novo Nordisk A/S, Class B 12, 087, 200 1, 539, 301 Roche Holding AG 7, 984, 016 1, 524, 504 Abbott Laboratories 10, 206, 000 586, 947 Pfizer Inc 24, 061, 700 571, 706 Merck & Co., Inc. 812, 000 53, 989 Smith & Nephew PLC 4, 283, 600 51, 243 Richter Gedeon NYRT 219, 500 49, 105 Johnson & Johnson 600, 000 40, 644 6, 769, 719 INFORMATION TECHNOLOGY — 5.54% Microsoft Corp. 95, 536, 217 328, 669 Oracle Corp.2 14, 090, 000 284, 336 International Business Machines Corp. 1, 982, 000 115, 590 Automatic Data Processing, Inc. 14, 741, 000 28, 555 Samsung SDI Co., Ltd. |
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| 12/31/2008 | 497 for NEW PERSPECTIVE FUND INC | |
| | COMPANY NAME(s) - [NEW PERSPECTIVE FUND INC (CIK - 71516 /SIC - Unspecified)] |
| | 3, 138, 720 87, 633 Singapore Telecommunications Ltd.2 36, 335, 520 83, 244 1, 991, 639 UTILITIES — 2.26% GDF Suez2 8, 407, 476 439, 613 E.ON AG2 5, 250, 000 265, 688 CLP Holdings Ltd.2 17, 880, 000 144, 425 Veolia Environnement2 2, 829, 375 116, 596 RWE AG2 800, 000 76, 866 1, 043, 188 MISCELLANEOUS — 3.28% Other common stocks in initial period of acquisition 1, 516, 446 Total common stocks (cost: $37, 397, 378, 000) 40, 906, 151 Principal amount Short-term securities — 11.37% (000 ) U.S. Treasury Bills 1.38%–1.905% due 10/9/2008–2/19/2009 $ 667, 700 666, 380 Freddie Mac 2.08%–2.54% due 10/20–12/4/2008 650, 700 649, 359 Fannie Mae 2.07%–2.58% due 10/8–12/3/2008 606, 800 605, 572 Federal Home Loan Bank 2.06%–2.445% due 10/15–12/29/2008 516, 200 514, 962 American Honda Finance Corp. 2.15%–2.40% due 11/14/2008–1/23/2009 85, 300 84, 750 BASF AG 2.22%–3.00% due 10/10–12/3/20084 192, 040 191, 420 General Electric Capital Corp. 2.62% due 10/6/2008 50, 000 49, 978 CBA (Delaware) Finance Inc. 2.15% due 1/16/20094 75, 000 74, 271 AstraZeneca PLC 2.69% due 12/1/20084 74, 200 73, 830 Procter & Gamble International Funding S.C.A. 2.20% due 12/17/20084 63, 300 62, 900 Bank of America Corp. |
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| 12/31/2008 | 497 for GROWTH FUND OF AMERICA INC | |
| | COMPANY NAME(s) - [GROWTH FUND OF AMERICA INC (CIK - 44201 /SIC - Unspecified)] |
| | 6.50% 20096 20, 000 2, 700 Delphi Corp. 12.25% 2013 4, 150 4, 254 Total bonds & notes (cost: $199, 900, 000) 75, 146 Short-term securities — 13.76% U.S. Treasury Bills 1.18%–1.95% due 9/4/2008–2/26/2009 9, 207, 800 9, 167, 725 Freddie Mac due 1.85%–2.50% 9/2/2008–1/9/2009 3, 029, 770 3, 020, 292 Fannie Mae 1.72%–2.45% due 9/3–12/5/2008 2, 718, 763 2, 711, 754 Federal Home Loan Bank 1.72%–2.51% due 9/3–12/29/2008 2, 303, 300 2, 297, 308 Coca-Cola Co. 2.14%–2.28% due 9/10–11/14/20085 432, 605 431, 050 Hewlett-Packard Co. 2.50%–2.70% due 9/9–12/2/2008 306, 300 305, 175 United Parcel Service Inc. 2.15%–2.25% due 9/10–9/18/20085 100, 000 99, 895 Merck & Co. |
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| 12/29/2008 | 13F-HR/A for CREDIT SUISSE | |
| | COMPANY NAME(s) - [CREDIT SUISSE (CIK - 824468 /SIC - Unspecified)] |
| | INT A 427825104 237 31853 SH DEFINED 03 31853 0 0 HERSHEY CO COM 427866108 575 14548 SH DEFINED 04 14548 0 0 HERSHEY CO COM 427866108 19159 484537 SH DEFINED 03 473767 0 10770 HERSHEY CO COM 427866108 923 23350 SH DEFINED 05 23350 0 0 HERSHEY CO COM 427866108 5769 145900 SH DEFINED 06 145900 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 411 54253 SH DEFINED 04 54253 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 929 122738 SH DEFINED 03 122688 0 50 HESS CORP COM 42809H107 1556 18956 SH DEFINED 18956 0 0 HESS CORP COM 42809H107 5795 70600 SH DEFINED 04 70600 0 0 HESS CORP COM 42809H107 68742 837502 SH DEFINED 03 831637 0 5865 HESS CORP COM 42809H107 1144 13940 SH DEFINED 05 13940 0 0 HEWITT ASSOCS INC COM 42822Q100 115 3169 SH DEFINED 04 3169 0 0 HEWITT ASSOCS INC COM 42822Q100 1657 45465 SH DEFINED 03 44740 0 725 HEWLETT PACKARD CO COM 428236103 208 4500 SH DEFINED 4500 0 0 HEWLETT PACKARD CO COM 428236103 19462 420899 SH DEFINED 04 420899 0 0 HEWLETT PACKARD CO COM 428236103 2 37 SH CALL DEFINED 03 0 0 0 HEWLETT PACKARD CO COM 428236103 366960 7935986 SH DEFINED 03 7903717 0 32269 HEWLETT PACKARD CO COM 428236103 585 12644 SH CALL DEFINED 05 0 0 0 HEWLETT PACKARD CO COM 428236103 8708 188312 SH DEFINED 05 188312 0 0 HEXCEL CORP NEW COM 428291108 39 2818 SH DEFINED 04 2818 0 0 HEXCEL CORP NEW COM 428291108 972 70975 SH DEFINED 03 66737 0 4238 HHGREGG INC COM 42833L108 374 38400 SH DEFINED 04 38400 0 0 HHGREGG INC COM 42833L108 128 13166 SH DEFINED 03 13166 0 0 HI-TECH PHARMACAL INC COM 42840B101 181 18391 SH DEFINED 03 18391 0 0 HIBBETT SPORTS INC COM 428567101 2156 107700 SH DEFINED 04 107700 0 0 HIBBETT SPORTS INC COM 428567101 952 47557 SH DEFINED 03 47557 0 0 HICKS ACQUISITION CO I INC *W EXP 09/28/201 429086127 3 13700 SH DEFINED 03 13700 0 0 HICKS ACQUISITION CO I INC COM 429086309 4095 457591 SH DEFINED 03 457591 0 0 HIGHLANDS ACQUISITION CORP COM 430880104 1800 200000 SH DEFINED 03 200000 0 0 HIGHWOODS PPTYS INC COM 431284108 558 15700 SH DEFINED 04 15700 0 0 HIGHWOODS PPTYS INC COM 431284108 2831 79606 SH DEFINED 03 79606 0 0 HILAND PARTNERS L P UT LTD PARTNR 431291103 954 26276 SH DEFINED 03 128 0 26148 HILB ROGAL & HOBBS CO COM 431294107 715 15297 SH DEFINED 03 15178 0 119 HILAND HLDGS GP LP UNIT LP INT 43129M107 765 37170 SH DEFINED 03 1879 0 35291 HILL INTERNATIONAL INC COM 431466101 467 33703 SH DEFINED 03 33703 0 0 HILL ROM HLDGS INC COM 431475102 501 16523 SH DEFINED 04 16523 0 0 HILL ROM HLDGS INC COM 431475102 921 30377 SH DEFINED 03 30377 0 0 HILLENBRAND INC COM 431571108 1716 85106 SH DEFINED 03 85106 0 0 |
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| 12/29/2008 | N-CSR for THRIVENT MUTUAL FUNDS | |
| | COMPANY NAME(s) - [THRIVENT MUTUAL FUNDS (CIK - 811869 /SIC - Unspecified)] |
| | 3, 500, 000 3.079%, 11/5/2008 b 3, 173, 142 1, 000, 000 6.150%, 4/25/2013 922, 701 Metropolitan Life Global Funding 1, 320, 000 5.125%, 4/10/2013 f 1, 179, 965 Monumental Global Funding, Ltd. 178 Limited Maturity Bond Fund Schedule of Investments as of October 31, 2008 Principal Amount Long-Term Fixed Income (100.1%) Value Financials (11.6%) - continued UnitedHealth Group, Inc. Pass Through 2, 000, 000 6.000%, 11/1/2038 j 1, 998, 750 10, 000, 000 6.500%, 11/1/2038 j 10, 134, 380 Total Mortgage-Backed Securities 15, 617, 584 Technology (0.9%) Hewlett-Packard Company 1, 300, 000 4.500%, 3/1/2013 d 1, 209, 292 International Business Machines Corporation 2, 000, 000 6.500%, 10/15/2013 2, 057, 622 Sun Microsystems, Inc. |
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| 12/29/2008 | N-CSR for CALAMOS STRATEGIC TOTAL RETURN FUND | |
| | COMPANY NAME(s) - [CALAMOS STRATEGIC TOTAL RETURN FUND (CIK - 1275214 /SIC - Unspecified)] |
| | 8.625%, 08/01/16 829, 920 5, 409, 775 Utilities (0.1%) 1, 698, 000 Energy Future Holdings Corp.* 10.250%, 11/01/15 1, 303, 215 TOTAL CORPORATE BONDS 60, 505, 884 Table Width Row BEGIN colindex=01 type=maindata colindex=02 type=gutter colindex=02 type=maindata Table Width Row END 12 Strategic Total Return Fund ANNUAL REPORT Schedule of Investments See accompanying Notes to Schedule of Investments END PAGE WIDTH PAGEBREAK BEGIN PAGE WIDTH Schedule of Investments OCTOBER 31, 2008 Head In Body Table Width Row BEGIN colindex=01 type=lead colindex=01 type=body colindex=01 type=hang1 colindex=02 type=gutter colindex=02 type=maindata colindex=03 type=gutter colindex=03 type=lead colindex=03 type=body colindex=03 type=hang1 Table Width Row END NUMBER OF CONTRACTS VALUE Options (0.9%) Consumer Discretionary (0.2%) Nike, Inc. - Class B# 1, 470 Call, 01/16/10, Strike $60.00 1, 492, 050 1, 350 Call, 01/16/10, Strike $70.00 837, 000 2, 200 Omnicom Group, Inc.# Call, 01/17/09, Strike $50.00 11, 000 2, 340, 050 Consumer Staples (0.1%) 2, 400 Walgreen Company# Call, 01/16/10, Strike $32.50 636, 000 Energy (0.0%) 780 Schlumberger, Ltd.# Call, 01/17/09, Strike $90.00 9, 750 500 Transocean, Inc.# Call, 01/16/10, Strike $160.00 130, 000 139, 750 Health Care (0.3%) Express Scripts, Inc.# 1, 700 Call, 01/17/09, Strike $65.00 867, 000 1, 100 Call, 01/16/10, Strike $70.00 1, 056, 000 1, 580 Gilead Sciences, Inc.# Call, 01/16/10, Strike $55.00 932, 200 1, 530 Medtronic, Inc.# Call, 01/16/10, Strike $50.00 443, 700 16, 910 Schering-Plough Corp.# Call, 11/22/08, Strike $27.50 42, 275 3, 341, 175 Industrials (0.0%) 1, 285 General Dynamics Corp.# Call, 01/17/09, Strike $90.00 16, 063 Information Technology (0.3%) 2, 260 Accenture, Ltd.# Call, 01/16/10, Strike $40.00 1, 005, 700 1, 870 Adobe Systems, Inc.# Call, 01/16/10, Strike $45.00 303, 875 Apple, Inc.# 1, 330 Call, 01/17/09, Strike $190.00 21, 280 190 Call, 01/16/10, Strike $170.00 188, 100 Cisco Systems, Inc.# 4, 000 Call, 01/16/10, Strike $25.00 648, 000 2, 650 Call, 01/17/09, Strike $30.00 11, 925 3, 300 Dell, Inc.# Call, 01/16/10, Strike $25.00 174, 900 150 Google, Inc.# Call, 01/17/09, Strike $710.00 1, 125 570 Hewlett-Packard Company# Call, 01/17/09, Strike $45.00 78, 375 Oracle Corp.# 4, 560 Call, 01/17/09, Strike $20.00 570, 000 2, 700 Call, 01/16/10, Strike $20.00 830, 250 SAP, AG# 2, 100 Call, 01/16/10, Strike $60.00 325, 500 2, 000 Call, 01/17/09, Strike $55.00 45, 000 4, 204, 030 Telecommunication Services (0.0%) 275 Am ca M |
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