| Date Filed | Title |
| 02/13/2009 | EX-31.1 of 10-Q for AuraSource Inc | |
| | COMPANY NAME(s) - [AuraSource Inc (CIK - 1083922 /SIC - 1382)] |
| | Licensed to: Venor, Inc. Document Created using EDGARizer 4.0.5.0 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. Certification of Chief Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a) and 15d-14(a) as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Philip Liu, certify that: 1. I have reviewed this report on Form 10-Q of AuraSource, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officer and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a – 15(f) and 15d – 15(f)) for the registrant and have: a) designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. February 13, 2009 /s/ PHILIP LIU Chief Executive Officer |
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| 02/13/2009 | SC 13G for EQUITY RESIDENTIAL | |
| | COMPANY NAME(s) - [EQUITY RESIDENTIAL (CIK - 906107 /SIC - 6798), STATE STREET BANK TRUST CO (CIK - 93748 /SIC - 0000)] |
| | (I) SOLE POWER TO VOTE OR TO DIRECT THE VOTE OF 15, 146, 439 SHARES (II) SHARED POWER TO VOTE OR TO DIRECT THE VOTE OF 0 SHARES (III) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 0 SHARES (IV) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF 15, 146, 439 SHARES ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS NOT APPLICABLE ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. CERTIFICATION THE FOLLOWING CERTIFICATION SHALL BE INCLUDED IF THE STATEMENT IS FILED PURSUANT TO RULE 13D-1(B): BY SIGNING BELOW I CERTIFY THAT, TO THE BEST OF MY KNOWLEDGE AND BELIEF, THE SECURITIES REFERRED TO ABOVE WERE ACQUIRED IN THE ORDINARY COURSE OF BUSINESS AND WERE NOT ACQUIRED FOR THE PURPOSE OF AND DO NOT HAVE THE EFFECT OF CHANGING OR INFLUENCING THE CONTROL OF THE ISSUER OF SUCH SECURITIES AND WERE NOT ACQUIRED IN CONNECTION WITH OR AS A PARTICIPANT IN ANY TRANSACTION HAVING SUCH PURPOSES OR EFFECT. 13 FEBRUARY 2009 STATE STREET CORPORATION STATE STREET BANK AND TRUST COMPANY, TRUSTEE /s/ JAYNE DONAHUE EXECUTIVE VICE PRESIDENT |
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| 02/13/2009 | EX-99.11 of N-14 for PIONEER MONEY MARKET TRUST | |
| | COMPANY NAME(s) - [PIONEER MONEY MARKET TRUST (CIK - 812195 /SIC - Unspecified)] |
| | We have also assumed for the purposes of this opinion that the Declaration, the Certificate of Trust, the Resolutions and the Agreement and Plan of Reorganization will not have been amended, modified or withdrawn and will be in full force and effect on the date of issuance of such Shares. This opinion is limited solely to the Delaware Statutory Trust Act (which for this purpose includes applicable provisions of the Delaware Constitution and reported judicial decisions interpreting these laws) to the extent that the same may apply to or govern the transactions referred to herein, and we express no opinion with respect to the laws of any other jurisdiction or to any other laws of the State of Delaware. In addition, to the extent that the Declaration or the By-Laws refer to, incorporate or require compliance with, the Investment Company Act of 1940, as amended, or any other law or regulation applicable to the Trust, except for the Delaware Statutory Trust Act, as aforesaid, we have assumed compliance by the Trust with such Act and such other laws and regulations. Based upon and subject to the foregoing, please be advised that it is our opinion that the Shares, when issued and sold in accordance with the Declaration and the Resolutions and for the consideration described in the Agreement and Plan of Reorganization, will be validly issued, fully paid and nonassessable. Very truly yours, BINGHAM McCUTCHEN LLP |
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| 02/13/2009 | EX-32.2 of 10-K for ATHEROS COMMUNICATIONS INC | |
| | COMPANY NAME(s) - [ATHEROS COMMUNICATIONS INC (CIK - 1140486 /SIC - 3674)] |
| | EXHIBIT 32.2 EX-32.2 SECTION 906 CERTIFICATION OF CHIEF FINANCIAL OFFICER I, Jack R. Lazar, the chief financial officer of Atheros Communications, Inc. (the Company ), certify for the purposes of section 1350 of chapter 63 of title 18 of the United States Code that, to my knowledge: (i) The Annual Report of the Company on Form 10-K for the annual period ended December 31, 2008 (the Report ) fully complies with the requirements of section 13(a) of the Securities Exchange Act of 1934, and (ii) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. Date: February 13, 2009 /s/ Jack R. Lazar Jack R. Lazar Vice President of Corporate Development and Chief Financial Officer (Principal Financial Officer) |
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| 02/13/2009 | EX-10.5 of 10-K for ATHEROS COMMUNICATIONS INC | |
| | COMPANY NAME(s) - [ATHEROS COMMUNICATIONS INC (CIK - 1140486 /SIC - 3674)] |
| | You cannot transfer or assign this Option, other than as designated by you by will or by the laws of descent and distribution, except as provided below. However, if this Option is designated as a nonstatutory stock option in the Notice of Stock Option Grant, then the Committee (as defined in the Plan) may, in its sole discretion, allow you to transfer this Option as a gift to one or more family members. The Company and its subsidiaries reserve the right to terminate your Service at any time, with or without cause. All capitalized terms in the Stock Option Agreement shall have the meanings assigned to them in the Plan. ATHEROS COMMUNICATIONS, INC. STOCK OPTION AGREEMENT -7- |
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| 02/13/2009 | EX-32.1 of 10-Q for SYNTHETECH INC | |
| | COMPANY NAME(s) - [SYNTHETECH INC (CIK - 749290 /SIC - 2860)] |
| | Licensed to: Kupel & Co. Document Created using EDGARizer 4.0.7.0 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. All rights reserved EXHIBIT 32.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of Synthetech, Inc. (the "Company") on Form 10-Q for the quarter ended December 31, 2008 as filed with the Securities and Exchange Commission on the date hereof (the "Form 10-Q"), I, Gregory R. Hahn, Chief Executive Officer of the Company, certify, pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that: 1. The Form 10-Q fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934 (15 U.S.C. 78m or 78o(d)); and 2. The information contained in the Form 10-Q fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Gregory R. Hahn Gregory R. Hahn President and Chief Executive Officer February 13, 2009 |
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| 02/13/2009 | 13F-HR for DOLPHIN LIMITED PARTNERSHIP III LP | |
| | COMPANY NAME(s) - [DOLPHIN LIMITED PARTNERSHIP III LP (CIK - 1372405 /SIC - Unspecified)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: DECEMBER 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. Person Signing this Report on Behalf of Reporting Manager: Name: JUSTIN A. ORLANDO Title: MANAGING DIRECTOR Phone: 212-488-1590 Signature, Place, and Date of Signing: JUSTIN A. ORLANDO NEW YORK, NY February 13, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. -PAGE- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 13 Form13F Information Table Value Total: $12, 795 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. |
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| 02/13/2009 | 5 for JORDAN MARTHA ALICIA | |
| | COMPANY NAME(s) - [JORDAN MARTHA ALICIA (CIK - 1455910 /SIC - Unspecified), VIDA LIFE INTERNATIONAL LTD (CIK - 1435055 /SIC - 2070)] |
| | X0303 5 2008-12-31 0 0 0 0001435055 VIDA LIFE INTERNATIONAL, LTD. VILF 0001455910 JORDAN MARTHA ALICIA P.O. BOX 4679 EL DORADO HILLS CA 95762 1 0 0 0 Common Stock 2008-11-07 5 J 0 200000 0.1 A 200000 D Issued in lieu of Director Fees Form 3 Holdings Reported Form 3 filing obligation ocassioned by effective registration of issuer's common stock under Exchange Act Section 12(g) on November 7, 2008 * Form 3 or Form 4 Holdings not previously Reported Martha A. Jordan 2009-02-13 |
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| 02/13/2009 | 5 for FLOYD DALTON B JR | |
| | COMPANY NAME(s) - [FLOYD DALTON B JR (CIK - 1345287 /SIC - Unspecified), SCBT FINANCIAL CORP (CIK - 764038 /SIC - 6022)] |
| | X0303 5 2008-12-31 0 0 0 0000764038 SCBT FINANCIAL CORP SCBT 0001345287 FLOYD DALTON B JR C/O SCBT FINANCIAL CORPORATION 520 GERVAIS STREET COLUMBIA SC 29201 1 0 0 0 COMMON STOCK 2008-12-31 5 L 0 4 34.5 A 22060 D DALTON B. FLOYD, JR. 2009-02-13 |
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| 02/13/2009 | 4 for SINGER KAREN | |
| | COMPANY NAME(s) - [SINGER KAREN (CIK - 1265181 /SIC - Unspecified), LiveWire Mobile Inc (CIK - 915866 /SIC - 3661)] |
| | X0303 4 2009-02-12 0 0000915866 LiveWire Mobile, Inc. LVWR 0001265181 SINGER KAREN 212 VACCARO DRIVE CRESSKILL NJ 07626 0 0 1 0 Common Stock 2009-02-12 4 P 0 12499 0.125 A 5917652 I As the trustee of Singer Children's Management Trust The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 or otherwise, the beneficial owner of any equity securities covered by this filing. /s/ David J. Hoyt Attorney-in-fact 2009-02-13 |
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| 02/13/2009 | SC 13G for ZOLTEK COMPANIES INC | |
| | COMPANY NAME(s) - [ZOLTEK COMPANIES INC (CIK - 890923 /SIC - 3620), Invesco Ltd (CIK - 914208 /SIC - 6282)] |
| | Executive officers and directors of Invesco or its subsidiaries may beneficially own shares of the securities of the issuer to which this statement relates (the "Shares"), and such Shares are not reported in this statement. (b). Address of Principal Business Office or, if none, residence of filing person: 1555 Peachtree Street NE; Atlanta, GA 30309; United States (c). Citizenship of filing person: See the response to Item 2(a) of this statement (d). Title of Classes of Securities: Common Stock .01 par value per share (e). CUSIP Numbers: 98975W104 Item 3. If this statement is filed pursuant to ss240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (e) x An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E) (g) x A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G) As noted in Item 2 above, Invesco is making this filing on behalf of its subsidiaries listed herein. Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following o Item 6. Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being reported on By the Parent Holding Company: Please see Item 3 of this statement, which is incorporated herein by reference. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. |
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| 02/13/2009 | EX-31.1 of 10-Q for TBX RESOURCES INC | |
| | COMPANY NAME(s) - [TBX RESOURCES INC (CIK - 1108645 /SIC - 1382)] |
| | PAGEBREAK Exhibit 31.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Tim Burroughs, certify that: 1. I have reviewed this quarterly report on Form 10-Q of TBX Resources, Inc. 3. Based on my knowledge, the financial statements, and other financial information included in this quarterly report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this quarterly report. 5. I have disclosed, based on our most recent evaluation, to the registrant s auditors and the audit committee of registrant s board of directors (or persons performing the equivalent function): (a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant s ability to record, process, summarize and report financial data and have identified for the registrant s auditors any material weaknesses in internal controls; and (b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant s internal controls. |
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| 02/13/2009 | EX-21 of 10-K for XEROX CORP | |
| | COMPANY NAME(s) - [XEROX CORP (CIK - 108772 /SIC - 3577)] |
| | (7) [Reserved] (8) Owned 45.579% by Xerox Limited, 38.871% by Sidh Securities Limited (Mauritius) (a subsidiary of Xerox Developing Markets Limited) and 4.421% through Xerox s wholly-owned subsidiary, Xerox Developing Markets Limited. and 11.73% by Xerox Corporation. (15) This is a not-for-profit corporation which will act as a research and development consortium of businesses and universities. This name was registered under the Business Names Act in Ontario on 2/13/02. (28) Owned 99.99% by Xerox Corporation and .01% by Pacific Services and Development Corporation. and 50% by Pacific Services and Development Corporation. |
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| 02/13/2009 | EX-4.G.2 of 10-K for XEROX CORP | |
| | COMPANY NAME(s) - [XEROX CORP (CIK - 108772 /SIC - 3577)] |
| | (b) No authorization or approval or other action by, and no notice to or filing with, any governmental authority or regulatory body or any other third party is required for the due execution, delivery or performance by the Company of this Amendment or the Credit Agreement and the Notes, as amended hereby, except as have been obtained or made and are in full force and effect or where the failure to obtain the same would not have a Material Adverse Effect. SECTION 4. Reference to and Effect on the Credit Agreement and the Notes. SECTION 5. Costs and Expenses. The Company agrees to pay on demand all reasonable out-of-pocket costs and expenses of the Agent in connection with the preparation, execution, delivery and administration, modification and amendment of this Amendment (including, without limitation, the reasonable fees and expenses of counsel for the Agent) in accordance with the terms of Section 9.04 of the Credit Agreement. 6 IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be executed by their respective officers thereunto duly authorized, as of the date first above written. |
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| 02/13/2009 | SC 13G/A for STEPAN PAUL H | |
| | COMPANY NAME(s) - [STEPAN PAUL H (CIK - 908619 /SIC - Unspecified), STEPAN CO (CIK - 94049 /SIC - 2840)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). * The remainder of this cover page shall be filled out for a reporting person s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. 858586-20-9 13G PAGE 2 OF 5 PAGES 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. (note Stepan Company 5 percent Convertible Preferred shares were split 8-for-1 on April 30, 1993) Item 7 Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company: Not applicable Item 8 Identification and classification of members of the group. February 13, 2009 /s/ Paul H. Stepan Dated Signature Paul H. Stepan Name Page 5 |
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| 02/13/2009 | SC 13G/A for PharmaNet Development Group Inc | |
| | COMPANY NAME(s) - [PharmaNet Development Group Inc (CIK - 1089542 /SIC - 8731), DARUMA ASSET MANAGEMENT INC NY (CIK - 1080389 /SIC - Unspecified)] |
| | Identification and Classification of the Subsidiary which acquired the Security being reported on by the ultimate parent company. This report shall not be construed as an admission by the persons filing the report that they are beneficial owners of any of the securities covered by this report. ("Daruma") presently holds 0 shares of PharmaNet Development Group Inc. EXHIBIT B Joint Filing Agreement In accordance with Rule 13d-1(f)(f) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agrees to the joint filing with each other of the foregoing statement on Schedule 13G and to all amendments thereto and that such statement and each amendment to such statement is made on behalf of each of them. |
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| 02/13/2009 | EX-99.17(F) of N-14 for PIONEER MID CAP VALUE FUND | |
| | COMPANY NAME(s) - [PIONEER MID CAP VALUE FUND (CIK - 863334 /SIC - Unspecified)] |
| | SERVICE PROVIDERS INVESTMENT ADVISER Morgan Asset Management, Inc. Investment in mutual funds involves investment risk, including possible loss of principal. This and other important information about the investment company can be found in the Funds prospectus. With approximately $2 billion in assets, the fund complex includes five equity funds, one balanced fund, two bond funds, one tax-exempt bond fund and two money market funds. |
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| 02/13/2009 | D for MAXIM ENERGY CORP | |
| | COMPANY NAME(s) - [MAXIM ENERGY CORP (CIK - 1366562 /SIC - Unspecified)] |
| | X0201 D LIVE 0001366562 MAXIM ENERGY CORP 1201 E RD TO SIX FLAGS SUITE 105 ARLINGTON TX 76011 817-542-0344 None TX Corporation true Jerry Elliott 1201 E. Road to Six Flags Suite 105 Arlington TX 76011 Executive Officer Billy Don Pyle 1201 E. Road to Six Flags Suite 105 Arlington TX 76011 Executive Officer Christi Kaiser 1201 E. Road to Six Flags Suite 105 Arlington TX 76011 Executive Officer Oil and Gas Decline to Disclose 06 false true false true false 12500 625000 0 625000 false 0 0 0 0 false MAXIM ENERGY CORP /s/ Jerry Elliott Jerry Elliott President 2009-02-13 |
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| 02/13/2009 | 4 for Goenaga Domingo | |
| | COMPANY NAME(s) - [Goenaga Domingo (CIK - 1415193 /SIC - Unspecified), GENERAL CABLE CORP DE (CIK - 886035 /SIC - 3357)] |
| | X0303 4 2009-02-11 0 0000886035 GENERAL CABLE CORP /DE/ BGC 0001415193 Goenaga Domingo GENERAL CABLE CORPORATION 4 TESSENEER DRIVE HIGHLAND HEIGHTS KY 41076 0 1 0 0 EVP, Pres/CEO Europe/N. Africa Restricted Stock Units 2009-02-11 4 A 0 39000 0 A Common Stock 39000 39000 D Each restricted stock unit represents a right to receive one share of common stock. The restricted stock units vest 100% on February 11, 2012. /s/Robert J. Siverd, as Attorney-in-Fact for Domingo Goenaga 2009-02-13 |
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| 02/13/2009 | SC 13G/A for X RITE INC | |
| | COMPANY NAME(s) - [X RITE INC (CIK - 790818 /SIC - 3861), DARUMA ASSET MANAGEMENT INC NY (CIK - 1080389 /SIC - Unspecified)] |
| | Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. ("Daruma") presently holds 0 shares of X-Rite, Inc. The filing of this statement should not be construed as an admission that Daruma is, for the purposes of Sections 13 or 16 of the Securities Exchange Act of 1934, the beneficial owner of these shares. DARUMA ASSET MANAGEMENT, INC. By: /s/Kim Williams Kim Williams, Chief Compliance Officer /s/Mariko O. Gordon MARIKO O. GORDON, President |
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| 02/13/2009 | EX-24 of 4 for DE SILVA RAJIV | |
| | COMPANY NAME(s) - [DE SILVA RAJIV (CIK - 1453140 /SIC - Unspecified), VALEANT PHARMACEUTICALS INTERNATIONAL (CIK - 930184 /SIC - 2834)] |
| | POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Steve Min, Michelle May and Pamela Chronister Lewis, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an officer and/or director of Valeant Pharmaceuticals International (the "Company"), Forms 3, 4, 5 and 144 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, 5 or 144 and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 19th day of December, 2008. |
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| 02/13/2009 | 8-K for CENTURY PROPERTIES FUND XVII | |
| | COMPANY NAME(s) - [CENTURY PROPERTIES FUND XVII (CIK - 356472 /SIC - 6500)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 10, 2009 CENTURY PROPERTIES FUND XVII, LP (Exact name of Registrant as specified in its charter) Delaware 0-11137 94-2782037 (State or other jurisdiction (Commission (I.R.S. Employer of incorporation) File Number) Identification Number) 55 Beattie Place Post Office Box 1089 Greenville, South Carolina 29602 (Address of principal executive offices) (864) 239-1000 (Issuer's telephone number) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) [ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) [ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Mr. Beaudin will continue to be responsible for property operations, redevelopment, construction services, and information technology for Aimco. Aimco also announced that Thomas M. Herzog, Executive Vice President and Chief Financial Officer of Aimco and Chief Financial Officer and Executive Vice President of the Managing General Partner, is resigning from those positions effective March 1, 2009, after the finalizing of Aimco s Annual Report on Form 10-K. In order to provide for an orderly transition, Mr. CENTURY PROPERTIES FUND XVII, LP By: Fox Partners Its General Partner By: Fox Capital Management Corporation Its Managing General Partner By: /s/Stephen B. Waters Stephen B. Waters Vice President Date: February 13, 2009 EDGAR Validation Code: A6F51CCF |
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| 02/13/2009 | 8-K for GENWORTH FINANCIAL INC | |
| | COMPANY NAME(s) - [GENWORTH FINANCIAL INC (CIK - 1276520 /SIC - 6311)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 February 12, 2009 Date of Report (Date of earliest event reported) GENWORTH FINANCIAL, INC. Effective February 12, 2009, the Board of Directors of Genworth Financial, Inc. Mr. Naqvi, who previously served as the President of Harley-Davidson Financial Services, Inc., has accepted the position of chief executive officer of the mortgage business at PNC Financial Services Group, Inc., a financial institution with which the Company has a distribution relationship. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. |
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| 02/13/2009 | 8-K for Phase Forward Inc | |
| | COMPANY NAME(s) - [Phase Forward Inc (CIK - 1050180 /SIC - 7389)] |
| | flow (including, but not limited to, operating cash flow and free cash flow), return on capital, assets, equity, or investment, stockholder returns, return on sales, gross or net profit levels, productivity, expense, margins, operating efficiency, customer satisfaction, working capital, sales or market shares, bookings and number of customers, any of which may be measured either in absolute terms or as compared to any incremental increase or as compared to results of a peer group. Also on February 10, 2009, the Company s Management Development and Compensation Committee approved bonus payments to the Company s executive officers for fiscal 2008. Each named executive officer s earned bonus amount is consistent with the criteria set forth in the Company s previously-disclosed 2008 Management Incentive Plan and 2008 Global Sales Executive Incentive Compensation Plan, as applicable, except that the Management Development and Compensation Committee exercised discretion to award an additional cash bonus of $47, 000 to each of the following named executive officers: Rodger Weismann, Senior Vice President, Chief Financial Officer and Treasurer; Steven J. Rosenberg, Senior Vice President; and D. Ari Buchler, Senior Vice President, General Counsel and Secretary. (c) Exhibits Exhibit Number Description 10.1 Phase Forward Incorporated Management Incentive Plan 2 SEQ.=1, FOLIO='2', FILE='C:\JMS\c900239\09-5341-2\task3356325\5341-2-ba.htm', USER='c900239', CD='Feb 13 22:14 2009' SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. |
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| 02/13/2009 | 10-Q for TEGAL CORP DE | |
| | COMPANY NAME(s) - [TEGAL CORP DE (CIK - 931059 /SIC - 3559)] |
| | (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; (c) Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and (d) Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter (the registrant’s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and 5. The registrant’s other certifying officer and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent function): (a) all significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and (b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal controls over financial reporting. Date: February 13, 2009 /s/ Christine Hergenrother Chief Financial Officer - 20 - EXHIBIT 32 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (18 U.S.C. SECTION 1350) In connection with the Quarterly Report of Tegal Corporation, a Delaware corporation (the “Company”), on Form 10-Q for the quarter ended December 31, 2008 as filed with the Securities and Exchange Commission (the “Report”), I, Thomas R. Mika, President and Chief Executive Officer of the Company, certify, pursuant to 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350), that to my knowledge: (1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company. /s/ Thomas R. Mika Chief Executive Officer and President February 13, 2009 - 21 - EXHIBIT 32 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (18 U.S.C. SECTION 1350) In connection with the Quarterly Report of Tegal Corporation, a Delaware corporation (the “Company”), on Form 10-Q for the quarter ended December 31, , 2008 as filed with the Securities and Exchange Commission (the “Report”), I, Christine Hergenrother, Chief Financial Officer of the Company, certify, pursuant to 906 of the Sarbanes-Oxley Act of 2002 (18 U.S.C. 1350), that to my knowledge: (1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company. /s/ Christine Hergenrother Chief Financial Officer February 13, 2009 |
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