Dr. Jeff Dozier
Computer Systems Laboratory
Center for Remote Sensing and
Environmental Optics
University of California
Santa Barbara, CA 93106

Co-Investigator:
J. Shi, University of Calif., Santa Barbara





SIR-C Investigations of Snow Properties in Alpine Terrain


OBJECTIVES

Estimate snow-covered area and distribution of snow water equivalence over alpine drainage basins. Surface material may be trees that are taller than the snow depth, brush, or grass that will be covered by the snow, soil, scree, talus, or bedrock, or glacier ice.

Estimate spectral albedo of snow cover.

Model spatial distribution of snow surface energy exchange, melt rate, and snow metamorphism intensively during two-to-four-week periods around SIR-C/X-SAR flights, and less intensively during the rest of the snow season.


PROGRESS

Our recent studies, using SIR-C/X-SAR and AIRSAR data, have shown a significant improvement in understanding and modeling backscattering and polarization properties as a function of snow parameters. Maps of snow-covered areas derived from SIR-C/X-SAR and AIRSAR now compare well with those derived from visible images, which require clear weather and daylight. A better than 80% accuracy for both dry and wet snow covers can be achieved when compared with TM classification results. We have developed an accurate algorithm to retrieve snow-wetness, which indicates where and at what rate snow is melting. The tested results using C-band SIR-C and JPL AIRSAR data indicated that an accuracy of 2.5% can be achieved at 95% confidence interval. We have developed an algorithm to estimate snow density and depth. The initial test showed very promising results. Thus, accurate information about the spatial and temporal distributions of snow water equivalency and melting status of snow cover can be provided by SIR-C/X-SAR for hydrological and climatic investigations and operations.

Field Measurements

During the first and second SIR-C/X-SAR missions in April and October 1994, we carried out near-simultaneous field campaigns at three test sites: Mammoth Mountain in the Sierra Nevada, California, the Ürümqi River basin in the Tien Shan, China, and the Echaurren basin in the Andes, Chile.

At the Mammoth site, three corner reflectors were used for calibration. We selected three test sites near Mammoth Mountain based on SIR-C/X-SAR passes. For each data-take we measured two snow-pits for the vertical profile of snow properties at each site: temperature, snow density, grain size and size distribution, free liquid water content, and stratification. In addition, we measured snow properties along two transects that cross each site for information about spatial distribution. Those measurements included snow depth, density, wetness, and surface roughness.

At the Tien Shan site, five corner reflectors were used for calibration. Snow properties measurements included snow temperature, depth, and density. At the Echaurren site, we measured snow temperature, depth, density, particle size, and surface roughness.

Microwave Modeling and Backscattering Response to Snow Parameters

The main problem in estimating snow properties from remote sensing data is understanding the links between the electromagnetic interactions in different parts of the spectrum and the physical properties of the snow. Modeling microwave backscattering from snowpacks requires knowledge of snow characteristics and their dynamics to select an appropriate model. Both theory and field data show that microwave backscattering coefficients are sensitive to parameters describing snow microstructure.

Stereological methods, applied to images of sections cut from undisturbed snow, are used to obtain accurate, unbiased estimates of snow microstructure parameters for discrete scatterer modeling. Our recent studies have found that the ice particle size distribution in seasonal snow can be characterized as a log-normal distribution function. The required parameters (the geometric mean diameter and standard deviation of particle diameters) for fully describing the particle size variation and distribution can be directly measured by stereological variables. The results show that in addition to snow density and ice particle size, the particle size variation affects extinction properties of dry snow. The optically equivalent ice particle size for Rayleigh scattering in a snowpack with grain size variations can be determined from the stereological data.

We have developed a polarimetric model that includes both surface and volume scattering as well as the interaction terms between surface and volume. Radiative transfer models for dense media and the random media were used for the volume scattering. The surface scattering models (IEM, SPM, POM, and GOM) were introduced to the radiative transfer equations in order to evaluate the importance of the interactions between the surface and volume scattering signals.

Through SAR data analyses and model simulations, we found that backscattering measurements from dry snow are affected by three sets of parameters: (1) sensor parameters, (2) snowpack parameters, and (3) ground parameters. The relationships between backscattering signals and snow water equivalence can be either positive or negative, depending on the snow physical parameters, ground surface parameters, and incidence angle. In addition to snow density and ice particle size, size variation, snowpack stratification, and underlying ground conditions affect the interpretation of the observed backscattering signals. When the scattering signal from the snowpack is greater than the signal from the ground (attenuated by the overlying snow), a positive correlation is expected. Otherwise, the correlation is negative.

We also found that the relationship between the co-polarization signals at C-band and snow wetness is controlled by the scattering mechanisms. In addition to the snow properties, the surface roughness and local incidence angle play an important role in the relationships between the co-polarization signals and snow wetness. This relationship can be either positive or negative, depending on the snow properties, surface roughness, and incidence angle.

Snow Mapping

Previously, snow in alpine regions has been mapped with conventional SAR imagery by comparing a geocoded SAR image with a simulated image. This method requires a compatible digital elevation model (DEM) for generation of the simulated image, and that the DEM and SAR data be coregistered. The capability of a single-polarization SAR in mapping snow-cover is limited to wet snow condition. Single polarization SARs operating at 5.3 GHz (C-band) can map wet snow and ice-free surfaces, but they poorly separate glacier ice from snow and rock.

Through evaluation of the characteristics of the backscattering and polarization response of snow, we found that mapping snow in remote alpine regions by using intensity measurements requires topographic information to obtain correct radiometric measurements and to reduce angular dependence for discrimination. Because the measurements of polarization properties and of the ratios between different frequencies provided by SIR-C/X-SAR do not require topographic correction, an appropriable selection of these measurements through evaluating the incidence angle dependence and separability between different targets within the scene makes it possible to map snow covers without requiring topographic information in remote alpine regions. Using this technique, we compared the coregistered TM classification results with SIR-C/X-SAR classification results. Accuracies better than 80% for wet snow-covered from pixel-by-pixel comparison can be obtained for binary classification. The major difference between TM and SIR-C/X-SAR binary classification results are due to the mixed pixel problem. In addition, we have found that SIR-C/X-SAR can map dry snow cover when multifrequency and multipolarization data with DEM are used. This is in contrast with single-polarization SARs which are limited only to mapping wet snow cover. A similar accuracy can also be obtained. Currently, we are evaluating the possibility of mapping dry snow cover without requiring topographic information. Thus, SIR-C/X-SAR has comparable capability with the visible and near-infrared sensors to map both dry and wet snow covers.

Snow Wetness

From a verified backscattering model, we have developed an algorithm for retrieving snow wetness using C-band polarimetric SAR imagery. Our algorithm is based on a first-order scattering model, with consideration of both surface and volume scattering. At the regional scale, the inferred spatial distribution of snow wetness from two SIR-C data-takes showed clear characteristics. Higher snow wetness was estimated on the south slope than on the north slope, and the elevation dependence of snow wetness was inferred. This agrees well with our knowledge of the characteristics of spatial distribution of free liquid water content in snow. The comparison of SAR-derived snow wetness with ground measurements indicated that the absolute error at 95% confidence interval was 2.5%. Both regional and point measurement indicate that the inversion algorithm performs well using C-band SIR-C/X-SAR data and will prove useful for routine and large-area snow wetness measurements if a multi-parameter spaceborne SAR becomes available.

Snow Water Equivalency

Based on the numerical simulations of our polarimetric model for dry snow covered conditions, we have developed a physical-based algorithm to estimate snow water equivalency and the snowpack equivalent particle size. This algorithm is based on the first-order backscattering model so that it should have less effect on the site-specific problems. It uses L-band co-polarization measurements to estimate snow density and the underlaying surface dielectric and roughness properties. Then, the backscattering signals from the snow-ground interface at C- and X-band can be decomposed from the total backscattering signals by estimation of the surface backscattering components from the underlaying surface dielectric and roughness properties. Finally, the snow depths and snowpack equivalent particle sizes can be estimated from C- and X-band measurements. This algorithm does not require a background image (without snow cover) so that the problems due to mis-coregistration and the surface roughness properties change can be avoided. The current test results from two SIR-C/X-SAR data takes over our Mammoth test site showed the accuracies of 62 kg/m3, 38.1 cm and 19.8 cm for snow density, depth, and water equivalence, respectively. Currently, we are testing this algorithm over all data takes for dry snow cover at the Mammoth site.


PUBLICATIONS

O'Neill, P. E., A. Hsu, and J. Shi, Soil Moisture Estimation Using Time-Series Radar Measurements of Bare and Vegetated Fields in Washita '92, Proceedings IGARSS '95 , volume I, pp. 498-500, IEEE No. 95CH35770, 1995.

Shi, J. and J. Dozier, Inferring Snow Wetness Using SIR-C C-Band Polarimetric Synthetic Aperture Radar, IEEE Transactions on Geoscience and Remote Sensing , July, 1995.

Shi, J. and J. Dozier, SIR-C/X-SAR Investigations of Snow Properties in Alpine Regions, Proceedings IGARSS '95 , volume II, pp. 1582-1584, IEEE No. 95CH35770, 1995.

Shi, J. and J. Dozier, SIR-C/X-SAR Mapping Snow in Alpine Regions, Proceedings IGARSS '95 , volume II, pp. 1508-1510, IEEE No. 95CH35770, 1995.

Shi, J., J. Wang, A. Hsu, P. O'Neill and E. T. Engman, Estimation of Soil Moisture and Surface Roughness Parameters Using L-band SAR Measurements, Proceedings IGARSS '95 , volume I, pp. 507-509, IEEE No. 95CH35770, 1995.

Shi, J. and J. Dozier, Measurement of C-band SAR Response to Wet Snow: From Modeling to Observation, Proceedings PIERS '95 , pp. 218-1041, 1995.

Shi, J. and J. Dozier, Estimation of Snow Water Equivalence Using SIR-C/X-SAR Image Data, Proceedings PIERS '95 , p. 1041, 1995.

Shi, J., J. Wang, A. Hsu, P. O'Neill and E. T. Engman, Estimation of Soil Moisture and Surface Roughness Parameters Using SIR-C's and AIRSAR's L-band Measurements, to be submitted to the special issue of IGARSS '95 , in preparation.

Shi, J. and J. Dozier, Estimation of Snow Water Equivalence Using SIR-C/X-SAR Image Data, Journal to be submitted to IEEE Transactions on Geoscience and Remote Sensing , in preparation.

Shi, J. and J. Dozier, SIR-C/X-SAR Mapping Snow in Alpine Regions, to be submitted to Remote Sensing of Environment, in preparation.

Shi, J., J. Dozier and H. Rott, Snow and glacier mapping in alpine regions using polarimetric SAR, IEEE Transactions on Geoscience and Remote Sensing , 32, pp. 152-158, 1994.

Shi, J., J. Dozier and H. Rott, Active microwave measurements of snow cover-Progress in polarimetric SAR, Proceedings IGARSS '94 , pp. 1922-1924, IEEE No. 94CH3378-7, 1994.

Shi, J. and J. Dozier, Estimating snow particle size using TM band-4, Proceedings IGARSS '94 , pp. 1747-1749, IEEE No. 94CH3378-7, 1994.

Shi, J., P. O'Neill, A. Hsu, J. van Zyl and M. Seifried, Estimating soil moisture and surface roughness parameters using L-band SAR measurements, Proceedings SPIE '94 , 1994.

Shi, J., J. Wang, P. O'Neill, A. Hsu and T. Engman, Application of IEM model on Estimations soil moisture and surface roughness, Fifth Annual JPL Airborne Earth Science Workshop , 1994.

Wang, J., P. E. O'Neill, E. T. Engman, R. Pardipuram, J. Shi and A. Hsu, Estimating Surface Soil Moisture from SIR-C Measurements over the Little Washita Watershed, Proceedings IGARSS '95 , volume III, pp. 1982-1984, IEEE No. 95CH35770, 1995.

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