| Date Filed | Title |
| 11/19/2008 | N-Q for UMB SCOUT FUNDS | |
| | COMPANY NAME(s) - [UMB SCOUT FUNDS (CIK - 1105128 /SIC - Unspecified)] |
| | 1, 247, 000 2.700%, 10/01/08 1, 247, 000 20, 000, 000 2.210%, 10/06/08 19, 993, 861 Automatic Data Processing, Inc. 22, 000, 000 3.100%, 10/08/08 (3) 21, 986, 739 City of Austin, TX 6, 585, 000 2.429%, 10/08/08 6, 581, 307 County of St. 20, 000, 000 0.750%, 10/01/08 (3) 20, 000, 000 10, 000, 000 2.020%, 10/10/08 (3) 9, 994, 950 El Du Pont de Nemours & Co. 20, 000, 000 3.200%, 10/15/08 (3) 19, 975, 111 2, 500, 000 3.780%, 10/24/08 (3) 2, 493, 963 Hewlett-Packard Co. 1, 200, 000 2.000%, 10/06/08 1, 199, 667 10, 000, 000 2.020%, 10/14/08 9, 992, 706 Northern Illinois Gas Co. |
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| 11/18/2008 | 13F-HR/A for Grandfield Dodd LLC | |
| | COMPANY NAME(s) - [Grandfield Dodd LLC (CIK - 1308016 /SIC - Unspecified)] |
| | SOLE 13994 0 13375 CLARCOR INC COM 179895107 915 24122 SH SOLE 0 0 24122 COCA COLA CO COM 191216100 1019 19275 SH SOLE 9255 0 10020 COLGATE PALMOLIVE CO COM 194162103 1279 16971 SH SOLE 8871 0 8100 COMCAST CORP NEW CL A 20030n101 6816 347232 SH SOLE 221104 0 126128 COMCAST CORP NEW CL A SPL 20030n200 187 9462 SH SOLE 8406 0 1056 CONAGRA FOODS INC COM 205887102 498 25583 SH SOLE 583 0 25000 CONOCOPHILLIPS COM 20825c104 10005 136587 SH SOLE 84322 0 52265 COSTCO WHSL CORP NEW COM 22160k105 1251 19265 SH SOLE 15823 0 3442 COVIDIEN LTD COM g2552x108 8679 161446 SH SOLE 104479 0 56967 CSX CORP COM 126408103 393 7200 SH SOLE 5600 0 1600 DEVON ENERGY CORP NEW COM 25179m103 10712 117452 SH SOLE 66154 0 51298 DISCOVER FINL SVCS COM 254709108 177 12810 SH SOLE 7834 0 4976 DISNEY WALT CO COM DISNEY 254687106 1381 45000 SH SOLE 44450 0 550 DOMINION RES INC VA NEW COM 25746U109 8532 199438 SH SOLE 141458 0 57980 DOVER CORP COM 260003108 6430 158566 SH SOLE 106441 0 52125 DUKE ENERGY CORP NEW COM 26441c105 232 13292 SH SOLE 4783 0 8509 DU PONT E I DE NEMOURS & CO COM 263534109 973 24139 SH SOLE 12312 0 11827 ECOLAB INC COM 278865100 4256 87710 SH SOLE 52650 0 35060 E M C CORP MASS COM 268648102 293 24502 SH SOLE 15202 0 9300 EMERSON ELEC CO COM 291011104 5800 142192 SH SOLE 89804 0 52388 ENCANA CORP COM 292505104 544 8274 SH SOLE 2274 0 6000 EXXON MOBIL CORP COM 30231G102 13489 173699 SH SOLE 69233 0 104466 FEDEX CORP COM 31428x106 6331 80104 SH SOLE 54154 0 25950 FIFTH THIRD BANCORP COM 316773100 628 52787 SH SOLE 40551 0 12236 FISERV INC COM 337738108 2858 60405 SH SOLE 1145 0 59260 FLEXTRONICS INTL LTD ORD y2573f102 2565 362325 SH SOLE 270750 0 91575 FORD MTR CO DEL COM PAR $0.01 345370860 128 24623 SH SOLE 0 0 24623 FREEPORT-MCMORAN COPPER & GO COM 35671D857 488 8590 SH SOLE 4619 0 3971 GENENTECH INC COM NEW 368710406 234 2643 SH SOLE 2443 0 200 GENERAL ELECTRIC CO COM 369604103 2211 86723 SH SOLE 55591 0 31132 GENZYME CORP COM 372917104 247 3051 SH SOLE 1751 0 1300 GILEAD SCIENCES INC COM 375558103 278 6098 SH SOLE 2873 0 3225 GLAXOSMITHKLINE PLC SPONSORED ADR 37733w105 529 12167 SH SOLE 8553 0 3614 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 155 16000 SH SOLE 0 0 16000 FULLER H B CO COM 359694106 509 24400 SH SOLE 14800 0 9600 HEMISPHERX BIOPHARMA INC COM 42366c103 4 10000 SH SOLE 10000 0 0 SCHEIN HENRY INC COM 806407102 1104 20500 SH SOLE 500 0 20000 HESS CORP COM 42809h107 382 4649 SH SOLE 50 0 4599 HEWLETT PACKARD CO COM 428236103 1754 37934 SH SOLE 30811 0 7123 HONEYWELL INTL INC COM 438516106 204 4903 SH SOLE 4166 0 737 HORMEL FOODS CORP COM 440452100 8449 |
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| 11/18/2008 | 13F-HR for CHARTWELL INVESTMENT PARTNERSPA | |
| | COMPANY NAME(s) - [CHARTWELL INVESTMENT PARTNERSPA (CIK - 1044516 /SIC - Unspecified)] |
| | COM 361448103 2393 60475 SH SOLE 42900 17575 GENERAL ELECTRIC COM 369604103 23731 930639 SH SOLE 854709 75930 GENERAL MARITIME CORP COM Y2692M103 1461 75000 SH SOLE 75000 GENTIVA HEALTH SERVICES COM 37247A102 11143 413635 SH SOLE 205735 207900 GENUINE PARTS CO. COM 437306103 3454 59600 SH SOLE 36635 22965 HONEYWELL INTL COM 438516106 6365 153200 SH SOLE 153200 IBM COM 459200101 11562 98851 SH SOLE 87955 10896 ICON PLC - SPONSORED ADR COM 45103T107 16723 437215 SH SOLE 219986 217229 INFO SVCS GRP INC COM COM 45675Y104 9729 1985600 SH SOLE 1512835 472765 INFO SVCS GRP INC WT EXP 01311 COM 45675Y112 12 31000 SH SOLE 31000 INFORMATICA COM 45666Q102 19043 1465995 SH SOLE 709451 756544 INTEL COM 458140100 8076 431202 SH SOLE 431202 INTERACTIVE BROKERS GRO-CL A COM 45841N107 36181 1631980 SH SOLE 635805 996175 INTERLINE BRANDS INC COM 458743101 4370 269575 SH SOLE 191325 78250 INTERSIL HOLDING CORP. COM 478366107 3747 123540 SH SOLE 107516 16024 JPMORGAN CHASE & CO. |
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| 11/18/2008 | 424B3 for COMPUTER SOFTWARE INNOVATIONS INC | |
| | COMPANY NAME(s) - [COMPUTER SOFTWARE INNOVATIONS INC (CIK - 1109879 /SIC - 7373)] |
| | Technology planning (developing plans to purchase or upgrade computers, telephone equipment, cabling and software); Hardware/software installations; 19 Cabling (installation of wiring and wireless devices to link computer networks and telephones); System integration (installation of computers and configuration of software to enable systems to communicate with and understand each other); Wide area networking (linking a group of two or more computer systems over a large geographic area, usually by telephone lines or the internet); Wireless networking (linking a group of two or more computer systems by radio waves); IP telephony and IP surveillance (sending voice calls and surveillance across the internet using internet protocol ( IP ), a standard method for capturing information in packets); Project management (overseeing installation of computers, telephone equipment, cabling and software); Support and maintenance (using Novell, Microsoft, Cisco and Citrix certified engineers and other personnel to fix problems); System monitoring (proactively monitoring computers and software to detect problems); Education technologies, (distance learning and classroom learning tools such as interactive white boards and integrated accessories, such as hand held voting devices and audio systems). In addition to our engineers, our Technology solutions segment includes a staff of sales persons, project managers and product specialists. Gross margins for the Software applications segment were 40.4% and 43.3% for the three and nine month periods ended September 30, 2008, while margins for our Technology solutions segment were 15.0% and 18.3% for the same periods. For a discussion of the results of the reported segments, see D. Financial Performance below. These services also generate a significant amount of revenue by increasing demand for the computer hardware equipment we sell. |
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| 11/17/2008 | 13F-HR for NLI INTERNATIONAL INC | |
| | COMPANY NAME(s) - [NLI INTERNATIONAL INC (CIK - 1040190 /SIC - Unspecified)] |
| | -TABLE- -CAPTION- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 Column 6 Column 7 Column 8 NAME TITLE CUSIP VALUE AMOUNT Investment Other Voting OF ISSUER OF CLASS NUMBER ($1, 000) and Type of Discretion Managers Authority Security(shares) Shares or Principal SH/ PUT Amount PRN CALL Sole Shared None -S- -C- -C- -C- -C- -C- -C- -C- GARMIN LTD ORD G37260109 6, 242 183, 900 SH SOLE 183, 900 NOBLE CORPORATION SHS G65422100 821 18, 700 SH SOLE 18, 700 TRANSOCEAN INC NEW SHS G90073100 8, 201 74, 661 SH SOLE 74, 661 TYCO INTL LTD BERMUDA SHS G9143X208 6, 535 186, 600 SH SOLE 186, 600 AT&T INC COM 00206R102 5, 738 205, 500 SH SOLE 205, 500 ABBOTT LABS COM 002824100 6, 938 120, 500 SH SOLE 120, 500 AFFILIATED COMPUTER SERVICES CL A 008190100 6, 946 137, 200 SH SOLE 137, 200 ALTRIA GROUP INC COM 02209S103 7, 666 386, 400 SH SOLE 386, 400 AMAZON COM INC COM 023135106 2, 845 39, 100 SH SOLE 39, 100 APPLE INC COM 037833100 6, 104 53, 700 SH SOLE 53, 700 BANK OF NEW YORK MELLON CORP COM 064058100 4, 649 142, 700 SH SOLE 142, 700 BECTON DICKINSON & CO COM 075887109 1, 059 13, 200 SH SOLE 13, 200 BIOGEN IDEC INC COM 09062X103 5, 004 99, 500 SH SOLE 99, 500 BURLINGTON NORTHN SANTA FE C COM 12189T104 1, 294 14, 000 SH SOLE 14, 000 CVS CAREMARK CORPORATION COM 126650100 4, 517 134, 200 SH SOLE 134, 200 CAMERON INTERNATIONAL CORP COM 13342B105 1, 445 37, 500 SH SOLE 37, 500 CATERPILLAR INC DEL COM 149123101 1, 526 25, 600 SH SOLE 25, 600 CITIGROUP INC COM 172967101 11, 641 567, 600 SH SOLE 567, 600 CORNING INC COM 219350105 4, 199 268, 500 SH SOLE 268, 500 CUMMINS INC COM 231021106 3, 275 74, 900 SH SOLE 74, 900 DEVON ENERGY CORP NEW COM 25179M103 6, 922 75, 900 SH SOLE 75, 900 EXELON CORP COM 30161N101 9, 468 151, 200 SH SOLE 151, 200 EXXON MOBIL CORP COM 30231G102 11, 905 153, 300 SH SOLE 153, 300 FEDEX CORP COM 31428X106 1, 138 14, 400 sH SOLE 14, 400 FIRST SOLAR INC COM 336433107 3, 551 18, 800 SH SOLE 18, 800 GAMESTOP CORP NEW CL A 36467W109 900 26, 300 SH SOLE 26, 300 GENERAL ELECTRIC CO COM 369604103 5, 934 232, 700 SH SOLE 232, 700 GENZYME CORP COM 372917104 9, 925 122, 700 SH SOLE 122, 700 GILEAD SCIENCES INC COM 375558103 5, 374 117, 900 SH SOLE 117, 900 GOOGLE INC CL A 38259P508 9, 192 22, 950 SH SOLE 22, 950 HALLIBURTON CO COM 406216101 3, 245 100, 200 SH SOLE 100, 200 HEINZ H J CO COM 423074103 9, 504 190, 200 SH SOLE 190, 200 HEWLETT PACKARD CO COM 428236103 12, 249 264, 900 SH SOLE 264, 900 HOLOGIC INC COM 436440101 1, 792 92, 700 SH SOLE 92, 700 INTEL CORP |
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| 11/14/2008 | N-14 for MET INVESTORS SERIES TRUST | |
| | COMPANY NAME(s) - [MET INVESTORS SERIES TRUST (CIK - 1126087 /SIC - Unspecified)] |
| | 7, 186 405, 793 ----------- 13, 905, 045 3.0% ----------- Chemicals Air Products & Chemicals, Inc. 38, 037 1, 377, 700 Commercial Banks U.S. Bancorp 16, 462 459, 125 Commercial Banks Wachovia Corp. 36, 527 841, 948 Communications Equipment Motorola, Inc. 16, 958 749, 713 Computers & Peripherals International Business Machines Corp. 12, 900 771, 162 0.2% ----------- Consumer Finance American Express Co. |
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| 11/14/2008 | N-Q for MET INVESTORS SERIES TRUST | |
| | COMPANY NAME(s) - [MET INVESTORS SERIES TRUST (CIK - 1126087 /SIC - Unspecified)] |
| | Management has evaluated the application of FAS 157 to the Portfolio and has determined that the adoption of FAS 157 does not have a material impact on the Portfolio's financial statements. 545, 600 28, 851, 328 Dr. Pepper Snapple Group, Inc. 712, 674 28, 720, 762 -------------- COMMERCIAL BANKS -- 3.4% Barclays Plc (ADR) (a) 50, 300 1, 242, 410 PNC Financial Services Group, Inc. 281, 500 32, 924, 240 -------------- 68, 137, 968 -------------- DIVERSIFIED FINANCIAL SERVICES -- 9.7% Bank of America Corp. (a) 1, 888, 200 60, 592, 338 -------------- 94, 811, 090 -------------- FOOD & STAPLES RETAILING -- 4.1% CVS Caremark Corp. |
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| 11/14/2008 | N-Q for CREDIT SUISSE TRUST | |
| | COMPANY NAME(s) - [CREDIT SUISSE TRUST (CIK - 941568 /SIC - Unspecified)] |
| | 8, 900 184, 497 BancorpSouth, Inc. 5, 300 149, 089 Bank of America Corp. 14, 043 491, 505 Bank of Hawaii Corp. 2, 800 149, 660 Bank of New York Mellon Corp. Class B 300 21, 543 Dr. 11, 600 338, 372 1, 060, 238 Biotechnology (2.3%) Biogen Idec, Inc.* 500 25, 145 Invitrogen Corp.* 15, 300 578, 340 Myriad Genetics, Inc.* 400 25, 952 629, 437 Building Products (0.0%) USG Corp.* 200 5, 120 Chemicals (1.5%) Air Products & Chemicals, Inc. 400 27, 208 416, 420 Commercial Services & Supplies (1.9%) FTI Consulting, Inc.* 500 36, 120 Global Payments, Inc. 1, 600 11, 424 QUALCOMM, Inc. |
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| 11/14/2008 | 13F-HR for MARSHALL ILSLEY CORP | |
| | COMPANY NAME(s) - [MARSHALL ILSLEY CORP (CIK - 1399315 /SIC - 6022)] |
| | 15973 SH X 3 12927 3046 HELMERICH & PAYNE INC COM 423452101 75 1745 SH X 3 1745 HENRY JACK & ASSOC INC COM 426281101 20 1000 SH X 1, 3 1000 HENRY JACK & ASSOC INC COM 426281101 88 4340 SH X 3 720 3620 HENRY JACK & ASSOC INC COM 426281101 325 16000 SH X 3 16000 HERCULES INC COM 427056106 395 19964 SH X 3 19964 HERCULES INC COM 427056106 8 396 SH X 3 396 HERSHEY CO COM 427866108 6 140 SH X 1, 3 140 HERSHEY CO COM 427866108 102 2570 SH X 2 2570 HERSHEY CO COM 427866108 452 11437 SH X 3 11297 15 125 HERSHEY CO COM 427866108 100 2526 SH X 3 2526 HESS CORP COM 42809H107 1835 22360 SH X 2 22360 HESS CORP COM 42809H107 1161 14138 SH X 3 14068 70 HESS CORP COM 42809H107 127 1545 SH X 3 1545 HEWLETT PACKARD CO COM 428236103 1328 28725 SH X 1, 3 28725 HEWLETT PACKARD CO COM 428236103 97 2090 SH X 1, 3 1740 350 HEWLETT PACKARD CO COM 428236103 4934 106700 SH X 2 106700 HEWLETT PACKARD CO COM 428236103 4099 88650 SH X 2 88650 HEWLETT PACKARD CO COM 428236103 10839 234415 SH X 3 219263 4103 11049 HEWLETT PACKARD CO COM 428236103 3501 75721 SH X 3 46680 14099 14942 HILB ROGAL & HOBBS CO COM 431294107 323 6905 SH X 3 6598 307 HILL INTERNATIONAL INC COM 431466101 153 11020 SH X 2 11020 HILL INTERNATIONAL INC COM 431466101 1435 103600 SH X 2 103600 HILL INTERNATIONAL INC COM 431466101 292 21078 SH X 3 21078 HILL ROM HLDGS INC COM 431475102 293 9662 SH X 3 8827 835 HILLENBRAND INC COM 431571108 206 10210 SH X 2 10210 HILLENBRAND INC COM 431571108 1905 94500 SH X 2 94500 HILLENBRAND INC COM 431571108 399 19784 SH X 3 19530 254 HOLOGIC INC COM 436440101 10 500 SH X 1, 3 500 HOLOGIC INC COM 436440101 507 26242 SH X 3 13406 12836 HOLOGIC INC COM 436440101 211 10897 SH X 3 1066 2002 7829 HOME DEPOT INC COM 437076102 75 2900 SH X 1, 3 2900 HOME DEPOT INC COM 437076102 31 1200 SH X 1, 3 1200 HOME DEPOT INC COM 437076102 3658 141303 SH X 3 139291 602 1410 HOME DEPOT INC COM 437076102 219 8442 SH X 3 783 7659 HONEYWELL INTL INC COM 438516106 74 1775 SH X 1, 3 1775 HONEYWELL INTL INC COM 438516106 23 562 SH X 1, 3 562 HONEYWELL INTL INC COM 438516106 4 100 SH X 2 100 HONEYWELL INTL INC COM 438516106 1074 25850 SH X 2 25850 HONEYWELL INTL INC COM 438516106 1698 40875 SH X 3 37553 79 3243 HONEYWELL INTL INC COM 438516106 519 12492 SH X 3 2786 8316 1390 HOSPIRA INC COM 441060100 1 30 SH X 1, 3 30 HOSPIRA INC COM 441060100 488 12777 SH X 3 12562 82 133 HOSPIRA INC COM 441060100 78 2035 SH X 3 1791 244 |
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| 11/14/2008 | 13F-HR for SCOTIA CAPITAL INC | |
| | COMPANY NAME(s) - [SCOTIA CAPITAL INC (CIK - 1335644 /SIC - Unspecified)] |
| | INC COM Y2066G104 1306 66320 SH DEFINED 1 0 66320 0 DISNEY WALT CO COM DISNEY 254687106 617 20091 SH DEFINED 1 0 20091 0 EATON CORP COM 278058102 242 4300 SH DEFINED 1 0 4300 0 ELDORADO GOLD CORP NEW COM 284902103 102 16379 SH DEFINED 1 0 16379 0 EMERSON ELEC CO COM 291011104 550 13498 SH DEFINED 1 0 13498 0 ENBRIDGE INC COM 29250N105 23534 635969 SH DEFINED 1 17 635952 0 ENCANA CORP COM 292505104 14617 228982 SH DEFINED 1 0 228982 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 455 12492 SH DEFINED 1 0 12492 0 ENTERRA ENERGY TR SDCV 8.250% 6/3 29381PAB8 40 45000 PRN DEFINED 1 0 45000 0 ENTERRA ENERGY TR TR UNIT 29381P102 74 36350 SH DEFINED 1 0 36350 0 EXXON MOBIL CORP COM 30231G102 898 11566 SH DEFINED 1 0 11566 0 FAIRFAX FINL HLDGS LTD SUB VTG 303901102 1309 4097 SH DEFINED 1 0 4097 0 FORD MTR CO DEL COM PAR $0.01 345370860 293 56350 SH DEFINED 1 0 56350 0 FORDING CDN COAL TR TR UNIT 345425102 50004 602470 SH DEFINED 1 600000 2470 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 11623 204436 SH DEFINED 1 191425 13011 0 GAMMON GOLD INC COM 36467T106 206 28992 SH DEFINED 1 0 28992 0 GAP INC DEL COM 364760108 543 30539 SH DEFINED 1 0 30539 0 GENERAL ELECTRIC CO COM 369604103 4560 178803 SH DEFINED 1 0 178803 0 GOLDCORP INC NEW COM 380956409 2295 73029 SH DEFINED 1 0 73029 0 GOLDMAN SACHS GROUP INC COM 38141G104 395 3088 SH DEFINED 1 0 3088 0 GOOGLE INC CL A 38259P508 200 581 SH DEFINED 1 0 581 0 GROUPE CGI INC CL A SUB VTG 39945C109 194 22140 SH DEFINED 1 0 22140 0 HARRY WINSTON DIAMOND CORP COM 41587B100 3610 277600 SH DEFINED 1 268000 9600 0 HARTFORD FINL SVCS GROUP INC COM 416515104 316 7699 SH DEFINED 1 0 7699 0 HEWLETT PACKARD CO COM 428236103 229 4949 SH DEFINED 1 0 4949 0 HOME DEPOT INC COM 437076102 301 11629 SH DEFINED 1 0 11629 0 HONDA MOTOR LTD AMERN SHS 438128308 557 18480 SH DEFINED 1 0 18480 0 HSBC HLDGS PLC SPON ADR NEW 404280406 779 9641 SH DEFINED 1 0 9641 0 IMPERIAL OIL LTD COM NEW 453038408 13025 304196 SH DEFINED 1 0 304196 0 ING GROEP N V SPONSORED ADR 456837103 302 14079 SH DEFINED 1 0 14079 0 INTEL CORP COM 458140100 514 27433 SH DEFINED 1 0 27433 0 INTERNATIONAL BUSINESS MACHS COM 459200101 493 4213 SH DEFINED 1 0 4213 0 INTERNATIONAL ROYALTY CORP COM 460277106 140 49500 SH DEFINED 1 0 49500 0 ISHARES INC MSCI EMU INDEX 464286608 1586 39938 SH DEFINED 1 0 39938 0 ISHARES INC MSCI GERMAN 464286806 349 14640 SH DEFINED 1 0 14640 0 ISHARES INC MSCI JAPAN 464286848 1044 97893 SH DEFINED 1 0 97893 0 ISHARES INC MSCI PAC J IDX |
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| 11/14/2008 | 13F-HR for WESTERN NATIONAL TRUST CO | |
| | COMPANY NAME(s) - [WESTERN NATIONAL TRUST CO (CIK - 1259392 /SIC - Unspecified)] |
| | Equity 369604103 91, 800 3, 600 S Other 0 3, 600 0 0 General Electric Pfd Preferre 369622493 20 1 S Sole 0 1 0 0 General Mills Equity 370334104 130, 568 1, 900 S Sole 0 1, 900 0 0 General Motors Equity 370442105 1, 720 182 S Define 0 0 182 0 Genzyme Corp-Genl Equity 372917104 3, 559 44 S Sole 0 44 0 0 Goldcorp Inc (Canada) Equity 380956409 18, 978 600 S Define 0 0 600 0 Granada Foods Corp 385024104 0 100 S Sole 0 100 0 0 Grant Heber J & Co Equity 387505100 3, 846 1, 923 S Sole 0 1, 923 0 0 HSBC Holdings PLC Pfd Preferre 404280703 19, 303 875 S Define 0 0 875 0 Halliburton CO. Equity 428236103 138, 766 3, 001 S Sole 0 3, 001 0 0 Highland Credit Strategies Equity 43005Q115 0 1 S Sole 0 1 0 0 Highlands Insurance Equity 431032101 0 120 S Sole 0 120 0 0 Home Depot, Inc. Equity 437076102 7, 767 300 S Define 0 0 300 0 Hospira Inc Equity 441060100 6, 800 178 S Define 0 0 178 0 Huntsman Corp Equity 447011107 258, 300 20, 500 S Sole 0 20, 500 0 0 Iberdrola SA ADR (Spain) Equity 450737101 13, 439 335 S Define 0 0 335 0 Ice Holdings, Inc. Equity 451663108 24 19 S Sole 0 19 0 0 Illinois Tool Works Equity 452308109 8, 934 201 S Sole 0 201 0 0 Industrial Supply Equity 456001XO9 6, 579, 948 1, 819 S Define 0 0 1, 059 759 ING Groep Preferre 456837400 12 1 S Sole 0 1 0 0 Ing Groep NV Preferre 456837707 168, 000 12, 000 S Define 0 0 12, 000 0 Intel Corp. |
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| 11/14/2008 | 13F-HR for CITADEL L P | |
| | COMPANY NAME(s) - [CITADEL L P (CIK - 1027745 /SIC - Unspecified)] |
| | ------- ----------- --------- ---------- ------------------- -------------- -------- --------------------- Voting Authority Title of Shrs or Sh/ Put/ Investment Other --------------------- Name of Issuer Class CUSIP Value Prn Amt Prn Call Discretion Managers Sole Shared None --------------------------------- ----------- --------- ---------- ---------- --- ---- -------------- -------- --------- ------ ---- -S- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- (In thousands) HEWITT ASSOCIATES INC CMN STK Cmn 42822Q950 488 13, 400 Sh Put Shared-defined 2 13, 400 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q100 29 797 Sh Shared-defined 1 797 HEWITT ASSOCIATES INC CMN STK Cmn 42822Q100 18 482 Sh Shared-defined 2 482 HEWLETT PACKARD CO Cmn 428236103 731 15, 817 Sh Shared-defined 1 15, 817 HEWLETT PACKARD CO Cmn 428236103 2, 972 64, 271 Sh Shared-defined 2 64, 271 HEWLETT PACKARD CO Cmn 428236103 36, 391 787, 007 Sh Shared-defined -- 787, 007 HEWLETT PACKARD CO Cmn 428236953 32, 437 701, 500 Sh Put Shared-defined 1 701, 500 HEWLETT PACKARD CO Cmn 428236903 52, 381 1, 132, 800 Sh Call Shared-defined 1 1, 132, 800 HEWLETT PACKARD CO Cmn 428236903 28, 678 620, 200 Sh Call Shared-defined 2 620, 200 HEWLETT PACKARD CO Cmn 428236953 16, 466 356, 100 Sh Put Shared-defined 2 356, 100 HEXCEL CORP. COMMON STOCK Cmn 428291108 55 4, 032 Sh Shared-defined 2 4, 032 HEXCEL CORP. COMMON STOCK Cmn 428291958 468 34, 200 Sh Put Shared-defined 1 34, 200 COLUMN TOTALS 171, 632 -/TABLE- -PAGE- FORM 13F Page 394 of 904 Name of Reporting Manager Citadel Limited Partnership -TABLE- -CAPTION- (SEC USE ONLY) --------------------- Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8: ------- ----------- --------- ---------- ------------------- -------------- -------- --------------------- Voting Authority Title of Shrs or Sh/ Put/ Investment Other --------------------- Name of Issuer Class CUSIP Value Prn Amt Prn Call Discretion Managers Sole Shared None --------------------------------- ----------- --------- ---------- ---------- --- ---- -------------- -------- --------- ------ ---- -S- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- (In thousands) HEXCEL CORP. |
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| 11/14/2008 | 13F-HR for DODGE COX | |
| | COMPANY NAME(s) - [DODGE COX (CIK - 200217 /SIC - Unspecified)] |
| | 188, 100 4, 124, 682 GENERAL MILLS INC COMMON 370334104 605 8, 800 SH SOLE 8, 800 0 GENERAL MOTORS CORP COMMON 370442105 504, 154 53, 349, 672 SH SOLE 50, 426, 772 121, 800 2, 801, 100 GENUINE PARTS CO COMMON 372460105 229, 764 5, 714, 099 SH SOLE 5, 412, 662 8, 900 292, 537 GENWORTH FINANCIAL INC-CL A COMMON 37247D106 121, 140 14, 069, 640 SH SOLE 13, 273, 140 40, 800 755, 700 GLAXOSMITHKLINE PLC-SPON ADR COMMON 37733W105 3, 342, 832 76, 917, 449 SH SOLE 74, 125, 697 107, 800 2, 683, 952 GRUPO TELEVISA SA-SPONS ADR SPADRREPORD 40049J206 773, 966 35, 389, 392 SH SOLE 35, 389, 392 0 HALLIBURTON CO COMMON 406216101 809 24, 990 SH SOLE 24, 990 0 HARTFORD FINANCIAL SVCS GRP COMMON 416515104 262 6, 400 SH SOLE 4, 400 2, 000 HEALTH MGMT ASSOCIATES INC-A CL A 421933102 107, 170 25, 762, 137 SH SOLE 24, 424, 937 53, 800 1, 283, 400 HESS CORP COMMON 42809H107 2, 650 32, 285 SH SOLE 32, 285 0 HEWLETT-PACKARD CO COMMON 428236103 4, 353, 349 94, 146, 821 SH SOLE 89, 095, 493 194, 926 4, 856, 402 HITACHI LTD -SPONS ADR ADR10 433578507 986, 748 14, 220, 319 SH SOLE 13, 528, 919 28, 000 663, 400 HOME DEPOT INC COMMON 437076102 1, 230, 157 47, 514, 766 SH SOLE 44, 612, 166 116, 800 2, 785, 800 HONDA MOTOR CO LTD-SPONS ADR AMERN 438128308 581, 273 19, 304, 988 SH SOLE 19, 297, 688 7, 300 HONEYWELL INTERNATIONAL INC COMMON 438516106 1, 102 26, 526 SH SOLE 26, 526 0 HSBC HOLDINGS PLC-SPONS ADR SPONADRNEW 404280406 783, 398 9, 691, 920 SH SOLE 9, 216, 270 21, 200 454, 450 ICICI BANK LTD-SPON ADR ADR 45104G104 103, 079 4, 382, 600 SH SOLE 4, 382, 600 0 IMS HEALTH INC COMMON 449934108 679 35, 900 SH SOLE 35, 900 0 INTERNATIONAL PAPER CO COMMON 460146103 2, 204 84, 172 SH SOLE 84, 172 0 INTERPUBLIC GROUP OF COS INC COMMON 460690100 320, 616 41, 369, 750 SH SOLE 38, 812, 550 117, 300 2, 439, 900 INTL BUSINESS MACHINES CORP COMMON 459200101 25, 809 220, 669 SH SOLE 207, 429 13, 240 INTUITIVE SURGICAL INC COMMON 46120E602 265 1, 100 SH SOLE 1, 100 0 J.C. |
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| 11/14/2008 | 13F-HR for BNP PARIBAS ARBITRAGE SA | |
| | COMPANY NAME(s) - [BNP PARIBAS ARBITRAGE SA (CIK - 1166588 /SIC - Unspecified)] |
| | 42330P107 417 10013 SH SOLE 10013 0 0 HEALTH MGMT ASSOC INC NEW COM 421933102 186 28616 SH SOLE 28616 0 0 HEALTH NET INC COM 42222G108 517 21495 SH SOLE 21495 0 0 HEINZ H J CO COM 423074103 13252 276951 SH SOLE 276951 0 0 HOLLY CORP PAR $0.01 COM 435758305 537 14546 SH SOLE 14546 0 0 HARLEY DAVIDSON INC COM 412822108 6071 167416 SH SOLE 167416 0 0 HOLOGIC INC COM 436440101 2673 122596 SH SOLE 122596 0 0 HOLOGIC INC BOND CV 436440AA9 2957500 35000000 PRN SOLE 35000000 0 0 HONEYWELL INTL INC COM 438516106 32749 651326 SH SOLE 651326 0 0 HONEYWELL INTL INC OPTION 438516106 692 2806 SH CALL SOLE 2806 0 0 HONEYWELL INTL INC OPTION 438516106 1246 1824 SH PUT SOLE 1824 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 4915 86978 SH SOLE 86978 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 2546 63527 SH SOLE 63527 0 0 HOT TOPIC INC COM 441339108 497 91899 SH SOLE 91899 0 0 HELMERICH & PAYNE INC COM 423452101 2571 35704 SH SOLE 35704 0 0 HEWLETT PACKARD CO COM 428236103 78090 1766336 SH SOLE 1766336 0 0 HEWLETT PACKARD CO OPTION 428236103 6182 31051 SH PUT SOLE 31051 0 0 HEWLETT PACKARD CO OPTION 428236103 6078 13756 SH CALL SOLE 13756 0 0 HOSPITALITY PPTYS TR COM SH BE COM 44106M102 398 16256 SH SOLE 16256 0 0 BLOCK H & R INC COM 093671105 125222 5851474 SH SOLE 5851474 0 0 HORMEL FOODS CORP COM 440452100 422 12207 SH SOLE 12207 0 0 HRPT PPTYS TR COM SH BEN INT COM 40426W101 1575 232625 SH SOLE 232625 0 0 HARRIS CORP DEL COM 413875105 1379 27320 SH SOLE 27320 0 0 HARRIS CORP DEL OPTION 413875105 297 300 SH PUT SOLE 300 0 0 HARSCO CORP COM 415864107 2117 38911 SH SOLE 38911 0 0 SCHEIN HENRY INC COM 806407102 1364 26450 SH SOLE 26450 0 0 HEIDRICK & STRUGGLES INTL IN COM 422819102 729 26378 SH SOLE 26378 0 0 HOSPIRA INC COM 441060100 2233 55684 SH SOLE 55684 0 0 HOST HOTELS & RESORTS INC COM 44107P104 6373 466901 SH SOLE 466901 0 0 HERSHEY CO COM 427866108 1050 32033 SH SOLE 32033 0 0 HUTCHINSON TECHNOLOGY INC BOND CV 448407AF3 219000 2999999 PRN SOLE 2999999 0 0 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 783 53510 SH SOLE 53510 0 0 HATTERAS FINL CORP COM 41902R103 3219 140000 SH SOLE 140000 0 0 HUBBELL INC CL B COM 443510201 787 19740 SH SOLE 19740 0 0 HUMANA INC COM 444859102 983 24725 SH SOLE 24725 0 0 HUNTSMAN CORP COM 447011107 106987 9384868 SH SOLE 9384868 0 0 DESARROLLADORA HOMEX S A DE COM 25030W100 593 10123 SH SOLE 10123 0 0 IAC INTERACTIVECORP COM 44919P300 7109 368723 SH SOLE 368723 0 0 IAC INTERACTIVECORP OPTION 44919P300 335 6691 SH CALL SOLE 6691 0 0 -PAGE- -CAPTION- Manager: BNP Paribas Arbitrage SA Period End Date: |
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| 11/14/2008 | 13F-HR for NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | |
| | COMPANY NAME(s) - [NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO (CIK - 1141802 /SIC - Unspecified)] |
| | 916 20035 SH DEFINED 1 19069 966 GENERAL MLS INC COM 370334104 420 6123 SH DEFINED 1 5740 383 GENERAL MTRS CORP COM 370442105 5 568 SH DEFINED 1 568 GENZYME CORP COM 372917104 1408 16938 SH DEFINED 1 15867 1071 GILEAD SCIENCES INC COM 375558103 512 11348 SH DEFINED 1 10690 658 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 286 6587 SH DEFINED 1 4733 1854 GOLDMAN SACHS GROUP INC COM 38141G104 213 1654 SH DEFINED 1 1541 113 GOOGLE INC CL A 38259P508 970 2415 SH DEFINED 1 2265 150 GREEN MTN COFFEE ROASTERS IN COM 393122106 86 2182 SH DEFINED 1 2182 GREENHILL & CO INC COM 395259104 163 2214 SH DEFINED 1 2214 GUESS INC COM 401617105 109 3125 SH DEFINED 1 3125 HALLIBURTON CO COM 406216101 250 7724 SH DEFINED 1 7184 540 HANESBRANDS INC COM 410345102 173 10419 SH DEFINED 1 9961 458 HARTFORD FINL SVCS GROUP INC COM 416515104 286 6009 SH DEFINED 1 5432 577 HASBRO INC COM 418056107 2 70 SH DEFINED 1 70 HERCULES INC COM 427056106 58 2950 SH DEFINED 1 2950 HERSHA HOSPITALITY TR SH BEN INT A 427825104 56 7491 SH DEFINED 1 7491 HESS CORP COM 42809H107 228 2777 SH DEFINED 1 2580 197 HEWLETT PACKARD CO COM 428236103 1185 24063 SH DEFINED 1 22253 1810 HOLOGIC INC COM 436440101 205 10607 SH DEFINED 1 9997 610 HOME DEPOT INC COM 437076102 183 7085 SH DEFINED 1 6600 485 HOME PROPERTIES INC COM 437306103 52 898 SH DEFINED 1 898 HONEYWELL INTL INC COM 438516106 261 6304 SH DEFINED 1 5861 443 HUNT J B TRANS SVCS INC COM 445658107 2 65 SH DEFINED 1 65 HURON CONSULTING GROUP INC COM 447462102 32 566 SH DEFINED 1 566 ICON PUB LTD CO SPONSORED ADR 45103T107 62 1625 SH DEFINED 1 1625 ILLUMINA INC COM 452327109 278 6851 SH DEFINED 1 6473 378 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 1 5726 SH DEFINED 1 5726 INTEL CORP COM 458140100 476 25467 SH DEFINED 1 21018 4449 INTERCONTINENTALEXCHANGE INC COM 45865V100 195 2416 SH DEFINED 1 2237 179 INTERLINE BRANDS INC COM 458743101 54 3348 SH DEFINED 1 3348 INTERNATIONAL BUSINESS MACHS COM 459200101 771 6475 SH DEFINED 1 6061 414 INTERNET CAP GROUP INC COM NEW 46059C205 0 3 SH DEFINED 1 3 INTUIT COM 461202103 20 630 SH DEFINED 1 630 INVESCO LTD SHS G491BT108 249 11889 SH DEFINED 1 11196 693 ISHARES TR S&P MC 400 GRW 464287606 206 2753 SH DEFINED 1 2753 ISHARES TR RUSSELL MCP VL 464287473 1261 20540 SH DEFINED 1 20540 ISHARES TR RUSSELL MCP GR 464287481 379 3117 SH DEFINED 1 3117 ISHARES TR RUSSELL MIDCAP 464287499 6081 74017 SH DEFINED 1 74017 ISHARES TR S&P MIDCAP 400 464287507 992 13705 SH DEFINED 1 13705 ISHARES TR COHEN&ST RLTY 464287564 5610 73163 SH DEFINED 1 73163 ISHARES TR RUSSELL1000VAL 464287598 4775 46875 SH DEFINED 1 46875 ISHARES TR 20+ YR TRS BD 464287432 1722 18152 SH DEFINED 1 18152 ISHARES |
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| 11/14/2008 | 13F-HR for SYSTEMATIC FINANCIAL MANAGEMENT LP | |
| | COMPANY NAME(s) - [SYSTEMATIC FINANCIAL MANAGEMENT LP (CIK - 1085936 /SIC - Unspecified)] |
| | COM 600544100 3, 251 132, 831 Defined 01 111, 331 0 21, 500 Hess Corporation COM 42809H107 50, 291 612, 711 Defined 01 371, 176 0 241, 535 Hewlett Packard Company COM 428236103 60, 023 1, 298, 072 Defined 01 786, 237 0 511, 835 Hill-Rom Holdings Inc COM 431475102 30 1, 000 Defined 01 1, 000 0 0 HNI Corp. (HOFT) COM 439038100 30 1, 710 Defined 01 1, 710 0 0 Hot Topic Inc. COM 449934108 85 4, 496 Defined 01 4, 496 0 0 Independent Bank Corp. COM 458140100 525 28, 019 Defined 01 28, 019 0 0 Interactive Brokers Group Inc. COM 46122E105 5, 675 321, 455 Defined 01 250, 505 0 70, 950 Invesco Plc (IVZ) SHS G491BT108 85, 994 4, 098, 850 Defined 01 2, 205, 445 0 1, 893, 405 Investment Technology Group In COM 46145F105 4, 609 151, 470 Defined 01 72, 570 0 78, 900 Invitrogen COM 46185R100 164, 680 4, 356, 604 Defined 01 2, 450, 713 0 1, 905, 891 IPC Holdings Ltd. |
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| 11/14/2008 | 13F-HR for HALE DORR CAPITAL MANAGEMENT LLC | |
| | COMPANY NAME(s) - [HALE DORR CAPITAL MANAGEMENT LLC (CIK - 922899 /SIC - Unspecified)] |
| | COMPANY COM 191216100 1148 21715 SH SOLE 21715 0 0 COLGATE-PALMOLIVE COMPANY COM 194162103 11360 150761 SH SOLE 146856 0 3905 CONOCOPHILLIPS COM 20825C104 1395 19050 SH SOLE 19050 0 0 CONSOLIDATED EDISON COM 209115104 948 22070.38 SH SOLE 22070.38 0 0 COVIDIEN LTD SPNS ADR G2552X108 1111 20672 SH SOLE 20672 0 0 -/TABLE- -PAGE- -TABLE- -CAPTION- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ------------------------- ---------------- --------- -------- ---------------------- ------------ ---------- ---------------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ------------------------- ---------------- --------- -------- --------- ----- ------ ------------ ---------- -------- ------ ------ -S- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- -C- CSX CORP COM 126408103 833 15260 SH SOLE 15260 0 0 CVS CORP COM 126650100 5369 159515 SH SOLE 153895 0 5620 DELL INC COM 24702R101 595 36079 SH SOLE 36079 0 0 DISNEY, THE WALT COMPANY COM 254687106 696 22670 SH SOLE 22670 0 0 DOLLAR TREE STORES COM 256747106 323 8870 SH SOLE 8870 0 0 DOMINION RESOURCES INC/VA COM 25746U109 441 10312 SH SOLE 10312 0 0 DOW CHEMICAL COMPANY COM 260543103 563 17720 SH SOLE 17720 0 0 EATON CORP COM 278058102 3776 67211 SH SOLE 65126 0 2085 ELI LILLY & COMPANY COM 532457108 362 8215 SH SOLE 8215 0 0 EMERSON ELECTRIC COMPANY COM 291011104 248 6080 SH SOLE 6080 0 0 ENERGY SELECT SECTOR SPDR SBI INT- ETF ENERGY 81369Y506 360 5690 SH SOLE 5690 0 0 ENSCO INTL INC COM 26874Q100 2985 51799 SH SOLE 49509 0 2290 EXELON CORP COM 30161N101 909 14521 SH SOLE 14521 0 0 EXXON MOBIL CORP COM 30231G102 28603 368316 SH SOLE 364086 0 4230 FEDEX CORP COM 31428X106 28 350 SH SOLE 350 0 0 FORTUNE BRANDS INC COM 349631101 617 10761 SH SOLE 10761 0 0 FPL GROUP INC COM 302571104 1539 30600 SH SOLE 30600 0 0 FRANKLIN STREET PROPERTIES C COM 35471R106 1585 121960 SH SOLE 121960 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 789 13884 SH SOLE 13884 0 0 GENENTECH INC COM NEW 368710406 532 6000 SH SOLE 6000 0 0 GENERAL ELECTRIC COMPANY COM 369604103 20253 794221 SH SOLE 781491 0 12730 GENERAL MILLS INC COM 370334104 360 5240 SH SOLE 5240 0 0 GENZYME CORP COMP COM 372917104 2989 36950 SH SOLE 36950 0 0 GILEAD SCIENCES INC COM 375558103 1234 27040 SH SOLE 27040 0 0 GLAXOSMITHKLINE PLC- SPON SPONS ADR ADR 37733W105 680 15643 SH SOLE 15643 0 0 GOLDCORP INC COM 380956409 358 11317 SH SOLE 11317 0 0 GOLDMAN SACHS GROUP COM 38141G104 2241 17511 SH SOLE 17511 0 0 HEWLETT PACKARD COMPANY COM 428236103 455 9848 SH SOLE 9848 0 0 HOLOGIC INC COM 436440101 2611 135052 SH SOLE 129102 0 5950 HONEYWELL INTERNATIONAL INC COM 438516106 1302 31338 SH SOLE 31338 0 0 IBM CORP COM 459200101 21205 181298 SH SOLE 179328 0 1970 ILLINOIS TOOL WORKS INC COM 452308109 989 22260 SH SOLE 22260 0 |
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| 11/14/2008 | 13F-HR for DUNCKER STREETT CO INC | |
| | COMPANY NAME(s) - [DUNCKER STREETT CO INC (CIK - 1020585 /SIC - Unspecified)] |
| | COM 29273R109 266 7220.000 SH SOLE 6240.000 980.000 Enterprise Products Partners L COM 293792107 657 25488.000SH SOLE 23602.000 1886.000 Equity Residential COM 29476L107 894 20137.601SH SOLE 17880.000 2257.601 Exelon Corporation COM 30161N101 404 6450.000 SH SOLE 5050.000 1400.000 Expeditors Int'l of Washington COM 302130109 1747 50156.080SH SOLE 26520.676 23635.404 Exxon Mobil Corporation COM 30231G102 5276 67931.241SH SOLE 36083.181 31848.060 FMC Corporation COM 302491303 504 9800.000 SH SOLE 8600.000 1200.000 Fastenal Company COM 311900104 1374 27826.951SH SOLE 15576.951 12250.000 Fiserv, Inc. COM 370334104 440 6406.000 SH SOLE 5071.000 1335.000 Goldman Sachs Group, Inc. COM 437076102 331 12780.280SH SOLE 9330.280 3450.000 Hospitality Properties Trust COM 44106M102 480 23391.757SH SOLE 19370.672 4021.085 Idex Corporation COM 45167R104 738 23780.820SH SOLE 12300.000 11480.820 Illinois Tool Works Inc. COM 478366107 500 16500.000SH SOLE 5800.000 10700.000 Kimber Res Inc. |
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| 11/14/2008 | 13F-HR for Aston Asset Management LLC | |
| | COMPANY NAME(s) - [Aston Asset Management LLC (CIK - 1386714 /SIC - Unspecified)] |
| | COM 418056107 3, 555 102, 400 SH SOLE 102, 400 HCP INC COM 40414L109 2, 408 60, 000 SH SOLE 60, 000 HEALTH CARE SELECT SECTOR COM 81369Y209 212 6, 960 SH SOLE 6, 960 HEALTH NET INC COM 42222G108 843 35, 740 SH SOLE 35, 740 HELIX ENERGY SOLUTIONS GROUP COM 42330P107 1, 602 65, 980 SH SOLE 65, 980 HESS CORP COM 42809H107 5, 058 61, 621 SH SOLE 61, 621 HEWLETT-PACKARD CO COM 428236103 70, 068 1, 515, 318 SH SOLE 1, 515, 318 HKN INC COM 40420K103 1, 854 235, 287 SH SOLE 235, 287 HOLLY CORP COM PAR $0.01 435758305 9, 222 319, 894 SH SOLE 319, 894 HOME DEPOT INC COM 437076102 492 19, 000 SH SOLE 19, 000 HOST MARRIOTT CORP NEW COM 44107P104 1, 748 134, 461 SH SOLE 134, 461 HOUSTON WIRE & CABLE CO COM 44244K109 6, 962 405, 476 SH SOLE 405, 476 HQ SUSTAINABLE MARITIM IND COM NEW 40426A208 1, 130 223, 278 SH SOLE 223, 278 HUDSON CITY BANCORP INC COM 443683107 2, 050 111, 100 SH SOLE 111, 100 ILLUMINA INC COM 452327109 7, 672 189, 300 SH SOLE 189, 300 INDUSTRIAS BACHOCO S A B DE SPON ADR B 456463108 9, 893 406, 036 SH SOLE 406, 036 INGRAM MICRO INC CL A 457153104 7, 114 442, 703 SH SOLE 442, 703 INTEGRYS ENERGY GROUP INC COM COM 45822P105 2, 463 50, 057 SH SOLE 50, 057 INTEL CORP COM 458140100 7, 269 391, 000 SH SOLE 391, 000 INTERNATIONAL GAME TECHNOLOGCO COM 459902102 984 60, 498 SH SOLE 60, 498 INTERPUBLIC GROUP COS INC COM COM 460690100 14, 553 1, 896, 601 SH SOLE 1, 896, 341 260 INTEVAC INC COM 461148108 2, 369 222, 621 SH SOLE 222, 621 INTL BUSINESS MACHINES CORP COM 459200101 5, 925 50, 660 SH SOLE 50, 660 INTUIT COM 461202103 33, 662 1, 076, 838 SH SOLE 1, 076, 838 INTUITIVE SURGICAL INC COM 46120E602 3, 940 16, 350 SH SOLE 16, 350 INVESCO L COM G491BT108 275 13, 130 SH SOLE 13, 130 ISHARES TR 20+ YR TRS BD 464287432 297 3, 130 SH SOLE 3, 130 ISHARES TR 7-10 YR TRS BD 464287440 294 3, 310 SH SOLE 3, 310 ISHARES TR LEHMAN AGG BND 464287226 293 2, 970 SH SOLE 2, 970 ISHARES TR MSCI EAFE IDX 464287465 416 7, 382 SH SOLE 7, 382 ISHARES TR RUSSELL1000GRW 464287614 217 4, 460 SH SOLE 4, 460 ISHARES TR RUSSELL 1000 464287622 223 3, 510 SH SOLE 3, 510 ISHARES TR RUSSELL 2000 464287655 240 3, 510 SH SOLE 3, 510 ISHARES TR RUSL 2000 GROW 464287648 217 3, 070 SH SOLE 3, 070 ISHARES TR S&P MC 400 GRW 464287507 212 2, 930 SH SOLE 2, 930 ISHARES TR COM 464287606 202 2, 700 SH SOLE 2, 700 ISHARES TR 1-3 YR TRS BD 464287457 2, 957 35, 382 SH SOLE 35, 382 ITURAN LOCATION AND CONTROL SHS M6158M104 3, |
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| 11/14/2008 | 13F-HR for WELLINGTON MANAGEMENT CO LLP | |
| | COMPANY NAME(s) - [WELLINGTON MANAGEMENT CO LLP (CIK - 902219 /SIC - Unspecified)] |
| | INC COM 427093109 57503 3793091 SH SOLE 2817650 0 975441 HERCULES OFFSHORE INC COM 427093109 9368 617935 SH DEFINED 01 0 617935 0 HERCULES OFFSHORE INC COM 427093109 622 41000 SH DEFINED 03 0 0 41000 HERCULES OFFSHORE INC COM 427093109 2587 170650 SH DEFINED 02 0 15650 155000 HERCULES TECH GROWTH CAP INC COM 427096508 2859 294773 SH SOLE 201173 0 93600 HERCULES TECH GROWTH CAP INC COM 427096508 91 9385 SH DEFINED 01 0 9385 0 HERITAGE OAKS BANCORP COM 42724R107 922 121303 SH SOLE 86100 0 35203 HERSHA HOSPITALITY TR SH BEN INT A 427825104 20127 2705248 SH SOLE 1336848 0 1368400 HERSHA HOSPITALITY TR SH BEN INT A 427825104 644 86581 SH DEFINED 01 0 86581 0 HERSHA HOSPITALITY TR SH BEN INT A 427825104 848 114000 SH DEFINED 03 0 0 114000 HERSHA HOSPITALITY TR SH BEN INT A 427825104 370 49700 SH DEFINED 02 0 49700 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 5048 666800 SH SOLE 83500 0 583300 HERTZ GLOBAL HOLDINGS INC COM 42805T105 1984 262100 SH DEFINED 01 0 262100 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 530 70000 SH DEFINED 02 0 70000 0 HESS CORP COM 42809H107 1140195 13891261 SH SOLE 8836319 0 5054942 HESS CORP COM 42809H107 114640 1396685 SH DEFINED 01 0 1396685 0 HESS CORP COM 42809H107 28123 342630 SH DEFINED 03 0 162330 180300 HESS CORP COM 42809H107 60290 734530 SH DEFINED 02 0 392900 341630 HEWITT ASSOCS INC COM 42822Q100 9 250 SH SOLE 250 0 0 HEWITT ASSOCS INC COM 42822Q100 339 9304 SH DEFINED 01 0 9304 0 HEWLETT PACKARD CO COM 428236103 1693692 36628295 SH SOLE 22110900 0 14517395 HEWLETT PACKARD CO COM 428236103 115197 2491282 SH DEFINED 01 0 2491282 0 HEWLETT PACKARD CO COM 428236103 45933 993351 SH DEFINED 03 0 502051 491300 HEWLETT PACKARD CO COM 428236103 143617 3105910 SH DEFINED 02 0 1973600 1132310 HEXCEL CORP NEW COM 428291108 22996 1679736 SH SOLE 888513 0 791223 HEXCEL CORP NEW COM 428291108 6759 493700 SH DEFINED 01 0 493700 0 HIBBETT SPORTS INC COM 428567101 35012 1748849 SH SOLE 1217135 0 531714 HIBBETT SPORTS INC COM 428567101 3279 163800 SH DEFINED 01 0 163800 0 HILL INTERNATIONAL INC COM 431466101 5091 367580 SH SOLE 326700 0 40880 HILL INTERNATIONAL INC COM 431466101 425 30660 SH DEFINED 01 0 30660 0 HOLLYWOOD MEDIA CORP COM 436233100 3514 1561823 SH SOLE 0 0 1561823 HOME DEPOT INC COM 437076102 433509 16744269 SH SOLE 2214025 0 14530244 HOME DEPOT INC COM 437076102 3954 152710 SH DEFINED 01 0 152710 0 HOME DEPOT INC COM 437076102 1028 39700 SH DEFINED 02 0 39700 0 HOME DIAGNOSTICS INC DEL COM 437080104 2142 221249 SH SOLE 206549 0 14700 HOME FED BANCORP INC MD COM 43710G105 20784 1630128 SH SOLE 1302680 0 327448 HONDA MOTOR LTD AMERN SHS 438128308 320258 10636283 SH SOLE 2803883 0 7832400 HONDA MOTOR LTD AMERN SHS 438128308 1084 36000 SH DEFINED 01 0 36000 0 HONEYWELL INTL INC COM 438516106 |
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| 11/14/2008 | 13F-HR for PRIVATE CAPITAL MANAGEMENT | |
| | COMPANY NAME(s) - [PRIVATE CAPITAL MANAGEMENT (CIK - 897226 /SIC - Unspecified)] |
| | COM 17461R106 2793 513333 SH DEFINED 01 513333 Cymer Inc COM 232572107 24468 965957 SH DEFINED 01 965957 Datascope Corp. COM 30239F106 3203 114844 SH DEFINED 01 114844 First Citizens Bancshares Inc. Inc. COM 421933102 49234 11835202 SH DEFINED 01 538000 11297202 Hearst-Argyle Television Inc. COM 520776105 1044 37768 SH DEFINED 01 37768 MGM Mirage COM 552953101 214269 7518206 SH DEFINED 01 327099 7191107 Marcus Corp. COM 651824104 25719 2385766 SH DEFINED 01 46700 2339066 Northern Trust Corp. |
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| 11/14/2008 | 13F-HR for JANUS CAPITAL MANAGEMENT LLC | |
| | COMPANY NAME(s) - [JANUS CAPITAL MANAGEMENT LLC (CIK - 812295 /SIC - Unspecified)] |
| | HARRIS CORP DEL COM 413875105 83 1800 SH SOLE 1800 0 0 HARSCO CORP COM 415864107 34729 933826 SH DEFINED 1 336526 0 597300 HARSCO CORP COM 415864107 71 1900 SH SOLE 1900 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 5176 126273 SH DEFINED 1 57200 0 69073 HASBRO INC COM 418056107 72858 2098432 SH DEFINED 1 1039690 0 1058742 HASBRO INC COM 418056107 364 10490 SH SOLE 10400 0 90 HAWAIIAN ELEC INDUSTRIES COM 419870100 13557 465700 SH DEFINED 1 69300 0 396400 HCC INS HLDGS INC COM 404132102 1912 70800 SH DEFINED 1 10300 0 60500 HCP INC COM 40414L109 126801 3159763 SH DEFINED 1 1544000 0 1615763 HCP INC COM 40414L109 738 18400 SH SOLE 18400 0 0 HEALTH CARE REIT INC COM 42217K106 31038 583100 SH DEFINED 1 147000 0 436100 HEALTH CARE REIT INC COM 42217K106 32 600 SH SOLE 600 0 0 HEALTH GRADES INC COM 42218Q102 79 27835 SH DEFINED 1 0 0 27835 HEALTH GRADES INC COM 42218Q102 5158 1816290 SH SOLE 1758395 0 57895 HEALTH MGMT ASSOC INC NEW CL A 421933102 2432 584500 SH DEFINED 1 166000 0 418500 HEALTH NET INC COM 42222G108 319 13500 SH DEFINED 1 6300 0 7200 HEALTHEXTRAS INC COM 422211102 246 9420 SH DEFINED 1 0 0 9420 HEALTHEXTRAS INC COM 422211102 20680 791740 SH SOLE 771270 0 20470 HEALTHWAYS INC COM 422245100 149 9240 SH DEFINED 1 0 0 9240 HEALTHWAYS INC COM 422245100 10879 672780 SH SOLE 657790 0 14990 HECKMANN CORP COM 422680108 13 1520 SH DEFINED 1 0 0 1520 HECKMANN CORP COM 422680108 810 98130 SH SOLE 94705 0 3425 HEINZ H J CO COM 423074103 71502 1430904 SH DEFINED 1 666257 0 764647 HEINZ H J CO COM 423074103 520 10409 SH SOLE 10200 0 209 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 1530 63000 SH DEFINED 1 14800 0 48200 HELMERICH & PAYNE INC COM 423452101 17163 397382 SH DEFINED 1 118470 0 278912 HELMERICH & PAYNE INC COM 423452101 41283 955841 SH SOLE 935497 0 20344 HERBALIFE LTD COM USD SHS G4412G101 16065 406500 SH DEFINED 1 156000 0 250500 HERBALIFE LTD COM USD SHS G4412G101 43 1100 SH SOLE 1100 0 0 HERCULES OFFSHORE INC COM 427093109 1383 91200 SH DEFINED 1 16600 0 74600 HERCULES TECH GROWTH CAP INC COM 427096508 725 74696 SH DEFINED 1 64125 0 10571 HERCULES TECH GROWTH CAP INC COM 427096508 10844 1117965 SH SOLE 1097590 0 20375 HERTZ GLOBAL HOLDINGS INC COM 42805T105 2047 270400 SH DEFINED 1 59100 0 211300 HESS CORP COM 42809H107 272757 3323061 SH DEFINED 1 1774173 0 1548888 HESS CORP COM 42809H107 206939925211979 SH SOLE 24411362 0 800617 HEWITT ASSOCS INC COM 42822Q100 62546 1716403 SH DEFINED 1 688203 0 1028200 HEWITT ASSOCS INC COM 42822Q100 146 4000 SH SOLE 4000 0 0 HEWLETT PACKARD CO COM 428236103 732652 15844549 SH DEFINED 1 8049987 0 7794562 HEWLETT PACKARD CO COM 428236103 472292 10213928 SH SOLE 10176456 0 37472 HLTH CORPORATION COM 40422Y101 259 22700 |
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| 11/14/2008 | 13F-HR for CAPITAL INTERNATIONAL INC CA | |
| | COMPANY NAME(s) - [CAPITAL INTERNATIONAL INC CA (CIK - 895213 /SIC - Unspecified)] |
| | 364730101 2024 119700 SH DEFINED 1, 2 119700 GENENTECH INC 368710406 265363 2992364 SH DEFINED 1, 2 2992364 GENERAL ELECTRIC CO (USD) 369604103 96014 3765261 SH DEFINED 1, 2 3765261 GENERAL MILLS INC 370334104 22183 322800 SH DEFINED 1, 2 322800 GENERAL MOTORS CORP 370442105 630 66700 SH DEFINED 1, 2 66700 GENPACT LTD B23DBK6 33697 3243200 SH DEFINED 1, 2 3243200 GIANT INTERACTIVE GROUP INC ADR 374511103 12241 1838000 SH DEFINED 1, 2 1838000 GILEAD SCIENCES INC 375558103 13205 289700 SH DEFINED 1, 2 289700 GMARKET INC ADR 38012G100 84789 3648390 SH DEFINED 1, 2 3648390 GOLDMAN SACHS GROUP INC 38141G104 253183 1977990 SH DEFINED 1, 2 1977990 GOOGLE INC CL A 38259P508 152558 380900 SH DEFINED 1, 2 380900 GREAT BASIN GOLD LTD C$ 390124105 537 262000 SH DEFINED 1, 2 262000 GRUPO FINANCIERO GALICIA B ADR 399909100 9301 1991700 SH DEFINED 1, 2 1991700 GRUPO TELEVISA CPO ADR 40049J206 9554 436856 SH DEFINED 1, 2 436856 GT SOLAR INTERNATIONAL INC 3623E0209 6989 644100 SH DEFINED 1, 2 644100 HANESBRANDS INC 410345102 429 19712 SH DEFINED 1, 2 19712 HARMONY GOLD MINING ADR 413216300 122486 12653486 SH DEFINED 1, 2 12653486 HEWLETT-PACKARD CO 428236103 5373 116200 SH DEFINED 1, 2 116200 HOME DEPOT INC 437076102 25178 972500 SH DEFINED 1, 2 972500 HUDSON CITY BANCORP INC 443683107 24258 1314800 SH DEFINED 1, 2 1314800 ILLINOIS TOOL WORKS INC 452308109 42009 945078 SH DEFINED 1, 2 945078 IMCLONE SYSTEMS INC 45245W109 22141 354600 SH DEFINED 1, 2 354600 INFOSYS TECHNOLOGIES ADR 456788108 15163 455200 SH DEFINED 1, 2 455200 INSULET CORP 45784P101 1661 119300 SH DEFINED 1, 2 119300 INTEL CORP 458140100 7771 414900 SH DEFINED 1, 2 414900 INTERNATIONAL BUSINESS MACHINES CORP 459200101 10550 90200 SH DEFINED 1, 2 90200 IVANHOE MINES LTD C$ 46579N103 6142 1011500 SH DEFINED 1, 2 1011500 JABIL CIRCUIT INC 466313103 7791 816700 SH DEFINED 1, 2 816700 JARDEN CORP 471109108 7828 333800 SH DEFINED 1, 2 333800 JETBLUE AIRWAYS CORP 477143101 1867 377100 SH DEFINED 1, 2 377100 JOHNSON CONTROLS INC 478366107 6460 213000 SH DEFINED 1, 2 213000 JPMORGAN CHASE & CO 46625H100 391999 8393978 SH DEFINED 1, 2 8393978 KIMBERLY-CLARK CORP 494368103 17779 274200 SH DEFINED 1, 2 274200 KLA-TENCOR CORP 482480100 76197 2407500 SH DEFINED 1, 2 2407500 KNIGHT TRANSPORTATION INC 499064103 635 37400 SH DEFINED 1, 2 37400 KRAFT FOODS INC CL A 50075N104 70060 2139227 SH DEFINED 1, 2 2139227 KULICKE & SOFFA 501242101 379 84114 SH DEFINED 1, 2 84114 LAM RESEARCH 512807108 17685 561600 SH DEFINED 1, 2 561600 LAS VEGAS SANDS CORP 517834107 4705 130300 SH DEFINED 1, 2 130300 LAUDER (ESTEE) COS INC (THE) CL A 518439104 20134 403400 SH DEFINED 1, 2 403400 LORILLARD INC 544147101 1267 17800 SH DEFINED 1, 2 17800 LOWES COMPANIES INC 548661107 52857 2231204 SH DEFINED 1, 2 2231204 MARATHON OIL CORP 565849106 48386 1213600 SH DEFINED 1, 2 1213600 MBIA INC 55262C100 8601 722800 SH DEFINED 1, 2 722800 MEDTRONIC INC 585055106 63772 1272900 SH DEFINED |
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| 11/14/2008 | 13F-HR for BANK OF NOVA SCOTIA | |
| | COMPANY NAME(s) - [BANK OF NOVA SCOTIA (CIK - 9631 /SIC - 6022)] |
| | 93936 0 0 GENERAL ELECTRIC CO COM 369604103 680 26745 SH DEFINED 1 26745 0 0 GENERAL ELECTRIC CO COM 369604103 11501 451000 SH SOLE 451000 0 0 GENERAL ELECTRIC CO COM 369604103 621 24365 SH DEFINED 24365 0 0 GENEREX BIOTECHNOLOGY CP DEL COM 371485103 639 1360300 SH SOLE 1360300 0 0 GILDAN ACTIVEWEAR INC COM 375916103 4176 187900 SH SOLE 187900 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2173 50000 SH SOLE 50000 0 0 GOLDCORP INC NEW COM 380956409 35667 1134052 SH SOLE 1134052 0 0 HALLIBURTON CO COM 406216101 6478 200000 SH SOLE 200000 0 0 HARVEST ENERGY TR TRUST UNIT 41752X101 23743 1410000 SH SOLE 1410000 0 0 HEWLETT PACKARD CO COM 428236103 454 9894 SH DEFINED 1 9894 0 0 HOME DEPOT INC COM 437076102 225 8745 SH DEFINED 1 8745 0 0 HOME DEPOT INC COM 437076102 7767 300000 SH SOLE 300000 0 0 HONEYWELL INTL INC COM 438516106 360 8745 SH DEFINED 1 8745 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 512 6341 SH DEFINED 1 6341 0 0 HUMANA INC COM 444859102 211 5125 SH DEFINED 5125 0 0 IMPERIAL OIL LTD COM NEW 453038408 31578 737284 SH SOLE 737284 0 0 INFORMATICA CORP COM 45666Q102 129 10000 SH DEFINED 1 10000 0 0 INGERSOLL-RAND COMPANY LTD CL A G4776G101 385 12375 SH DEFINED 12375 0 0 INTEL CORP COM 458140100 1873 100000 SH SOLE 100000 0 0 INTEL CORP COM 458140100 521 27863 SH DEFINED 27863 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1015 8745 SH DEFINED 1 8745 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 445 11300 SH DEFINED 11300 0 0 INTEROIL CORP COM 460951106 7114 265470 SH SOLE 265470 0 0 INVESTORS BANCORP INC COM 46146P102 167 11140 SH DEFINED 11140 0 0 ISHARES INC MSCI JAPAN 464286848 138 13000 SH DEFINED 1 13000 0 0 ISHARES INC MSCI BRIC INDX 464286657 521 15000 SH SOLE 15000 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 118 10000 SH DEFINED 1 10000 0 0 JOHNSON & JOHNSON COM 478160104 850 12350 SH DEFINED 1 12350 0 0 JOHNSON & JOHNSON COM 478160104 12124 175000 SH SOLE 175000 0 0 JOHNSON & JOHNSON COM 478160104 1299 18757 SH DEFINED 18757 0 0 JPMORGAN & CHASE & CO COM 46625H100 464 10009 SH DEFINED 1 10009 0 0 KINROSS GOLD CORP COM NO PAR 496902404 16718 1041033 SH SOLE 1041033 0 0 LAM RESEARCH CORP COM 512807108 9447 300000 SH SOLE 300000 0 0 LEUCADIA NATL CORP COM 527288104 280 6170 SH DEFINED 6170 0 0 LINCOLN NATL CORP IND COM 534187109 225 5270 SH DEFINED 5270 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 324 35700 SH DEFINED 35700 0 0 LONGS DRUG STORES CORP COM 543162101 297 3930 SH DEFINED 3930 0 0 LOUISIANA PAC CORP COM 546347105 98 10620 SH DEFINED 10620 0 0 LULULEMON ATHLETICA INC COM 550021109 3928 173100 SH SOLE 173100 0 0 LUNDIN MINING CORP COM 550372106 29 10000 SH DEFINED 1 10000 0 0 LUNDIN |
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| 11/13/2008 | 10-Q for ENTORIAN TECHNOLOGIES INC | |
| | COMPANY NAME(s) - [ENTORIAN TECHNOLOGIES INC (CIK - 866830 /SIC - 3674)] |
| | Memory Solutions Our development and implementation of thin, small outline package (TSOP) and ball grid array (BGA) package-stacked technologies have resulted in core competencies in thermal management, high-density package stacking, electrical interconnect and standard assembly process. Our customers can outsource their manufacturing needs to us, license our technologies for their in-house stacking of memory units, buy memory units from one of our licensees, such as Samsung, SMART Modular Technologies, Inc. Southland is located in Irvine, California. Through this acquisition, one of our goals was to increase the opportunity to deploy IP to top-tier server OEMs and data center end customers. The market to provide memory solutions is intensely competitive. Our current or potential competitors may also sell bundled arrangements offering a more complete or cost-effective product despite the technical merits or advantages of our services or technologies. |
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