SEC NEWS DIGEST Issue 2003-41 March 4, 2003 ENFORCEMENT PROCEEDINGS ADMINISTRATIVE PROCEEDINGS INSTITUTED AND SIMULTANEOUSLY SETTLED BY PRINCIPALS OF INVESTMENT ADVISER On March 4, the Commission instituted and simultaneously settled public administrative proceedings against Judy M. Rupay and Dixon R. Holman, principals in Rupay-Barrington Capital Management, Inc. (RBManagement), an investment adviser formerly registered with the Commission. Under the terms of the Commission's order, Rupay and Holman were each censured, suspended from association with an investment company for six months and ordered to pay a civil monetary penalty of $10,000. On July 10, 2000, the Commission filed an emergency injunctive action against RBManagement, Rupay-Barrington Financial Group, Inc. (Group) and Rupay-Barrington Funds, Inc. (the Fund), a registered series investment company. The Commission's Complaint alleged that RBManagement knowingly caused the Fund to carry, as an asset, a worthless receivable at face value from Group, which was deeply insolvent. As a consequence the Fund sold and redeemed shares at an inflated net asset value. At the Commission's request, and with the consent the defendants, the court appointed a Special Master to take control of the Fund, liquidate its assets and distribute the assets to the Fund's shareholders. RBManagement and its parent each consented to the entry of a permanent injunction in the Commission's civil case and RBManagement consented to the entry of a Commission order requiring certain undertakings by the adviser, which included withdrawing its registration as an investment advisor with the Commission. (See Lit. Rel. 17345, Jan. 29, 2002.) Without admitting or denying the allegations in the order, except as to jurisdiction, Rupay and Holman consented to the entry of an order whereby each are 1) to cease and desist from committing or causing any violation of Section 206(2) of the Investment Advisers Act of 1940, Sections 21(b), 22(e), 30(a), 30(e) and 34(b) of the Investment Company Act of 1940 and Rules 22c-1, 30a-1 and 30d-1 thereunder, and Section 5(b) of the Securities Act of 1933, 2) prohibited from serving or acting as an employee, officer, director, member of an advisory board, investment adviser or depositor of, or principal underwriter for, a registered investment company or affiliated person of such investment adviser, depositor, or principal underwriter for a period of six months, and 3) to pay a civil penalty in the amount of $10,000 to the United States Treasury. (Rels. 33-8199; IA-2113; IC-25960; File No. 3-11049) SEC ENTERS ORDER CONDITIONING BROKER-DEALER'S WITHDRAWAL FROM REGISTRATION ON FULL PAYMENT OF PREVIOUSLY-ORDERED DISGORGEMENT AND PREJUDGMENT INTEREST PLUS POST-JUDGMENT INTEREST On March 4, the Commission entered an Order Making Findings and Imposing Terms and Conditions Upon Withdrawal from Registration with the Commission Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Rule 15b6-1(b) Thereunder, by consent, against W.J. Nolan & Co., Inc., conditioning W.J. Nolan's withdrawal from registration with the Commission as a broker-dealer upon full payment of $153,218.12 in disgorgement and $38,810.17 in prejudgment interest, plus post-judgment interest. The Commission's Order Instituting Public Administrative Proceedings against W.J. Nolan, entered on Dec. 28, 2001, alleged that the effective date of W.J. Nolan's Form BDW should be suspended for the Commission to retain jurisdiction over W.J. Nolan until W.J. Nolan paid the disgorgement and prejudgment interest required by a prior Commission Order entered on Sept. 24, 2001. In its Sept. 24, 2001, Order, the Commission found that W.J. Nolan's registered representatives violated the federal securities laws by, among other things, churning customer accounts and making unauthorized and unsuitable trades in microcap and penny stocks. The Commission further found that W.J. Nolan failed reasonably to supervise those registered representatives. Among other things, the Commission's Sept. 24, 2001, Order required W.J. Nolan to pay disgorgement and prejudgment interest within 30 days of the entry of the order. (Rel. 34-47438; File No. 3-10662) SEC v. GENESIS LEASING IX, INC., ET AL. The Commission announced that on Feb. 25, 2003, the Honorable Daniel T. K. Hurley, United States District Judge for the Southern District of Florida, entered a Judgment of Permanent Injunction and Other Relief as to Defendants Genesis Leasing IX, Inc., Kadie Corp., Lisa Klinger Paonessa (Klinger), Brian Dominick Paonessa (Paonessa), Excalibur Investment Group PAIF II, Inc., Excalibur Investment Group Holdings, Inc., Excalibur Investment Group, Inc., Trident/KD Investment Group, Inc., and Endeavor Investment Group, Inc., restraining and enjoining them from further violations of Sections 10(b) and 14(e) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The defendants consented to the entry of the judgment without admitting or denying any of the allegations of the Commission's complaint. The Court ordered disgorgement against defendants, jointly and severally, in the amount of $2,824,165, plus $556,819 in prejudgment interest, but waived additional payment of disgorgement and prejudgment interest from Klinger after defendants' payment of $133,000 to a Court appointed special master and disgorgement of additional assets. The remaining defendants are liable for the full amount of disgorgement. The Court did not order defendants to pay a civil penalty based on their sworn financial statement. The Commission's complaint alleged that individual defendants George Robert Hoffman, Klinger and Paonessa controlled and caused eight corporate defendants to make at least 21 fraudulent mini-tender offers for the securities of five publicly traded limited partnerships since 1997. The complaint alleged that defendants made the mini-tender offers by means of separate, but substantially similar three-page offering circulars, which conveyed to investors a certain offering price in large, bold print on the first page and buried deductions in very small, closely spaced print on the second page. According to the complaint, the defendants paid investors who tendered their limited partnership units only a small fraction of the offering price stated on the first page of the circular. As a result of the fraudulent mini-tender offers, the defendants obtained more than 80,000 units of five limited partnerships from more than 4,000 investors. [SEC v. Genesis Leasing IX, Inc., et al., USDC SDFL, Civil Action No. 01-9111-CIV-Hurley/Lynch] (LR-18010) WALLENBROCK & ASSOCIATES, LARRY OSAKI, VAN ICHINOTSUBO AND CITADEL CAPITAL MANAGEMENT GROUP, OPERATORS OF $230 MILLION PONZI SCHEME, CONSENT TO PERMANENT INJUNCTION A federal court in Los Angeles entered an order on Feb. 28, 2003, permanently enjoining Wallenbrock & Associates (Wallenbrock), a general partnership located in Pasadena, California, Larry T. Osaki (Osaki) of Upland, California, Van Y. Ichinotsubo (Ichinotsubo) of Cerritos, California and Citadel Capital Management Group (Citadel), a Nevada corporation located in Pasadena, California, by consent, from violations of the antifraud, broker-dealer registration and securities registration provisions of the federal securities laws. In Court filings, the Commission alleges that since at least 1999, the Defendants raised at least $230 million by selling unregistered promissory notes promising a 20% return every three months, to at least 1,000 investors throughout the United States. The complaint alleges that Defendants fraudulently misrepresented to investors that their money would be used to generate profits in Wallenbrock's receivables "factoring" business in which Wallenbrock supposedly purchased discounted receivables of Malaysian latex glove manufacturers. Commission filings allege that, in reality: * Defendants secretly engaged in a massive Ponzi scheme, using at least $100 million received from investors to pay other investors and create an illusion that there was a receivables business; * At least $130 million of investors' funds was transferred to Citadel to invest in high-risk start-up businesses, without disclosure to investors; * Defendants admitted these fraudulent uses of investors' funds in their Accounting submitted to the Court; * Osaki prepared and maintained "Larry's Black Books" in which he kept track of these fraudulent uses of the investors' money on a daily basis; and * Defendants failed to tell investors that both Osaki and Wallenbrock filed for bankruptcy in 1991, that Osaki was convicted of felony grand theft and that investors' funds were deposited into Osaki's personal account shared jointly with his wife and J.T. Wallenbrock. In consenting to the injunction, the Defendants did not admit or deny the allegations in the complaint. The Court will later determine what amounts Defendants should be ordered to pay in disgorgement of ill- gotten gains and civil penalties on further motion and hearing, where the Defendants will be precluded from arguing that they did not violate the federal securities laws. [SEC v. J.T. Wallenbrock & Associates, Larry Toshio Osaki, Van Y. Ichinotsubo and Citadel Capital Management Group, Inc., Civil Action No. 02-00808 ER, CD CA] (LR-18011) W.J. NOLAN AND WILLIAM NOLAN PAY $198,602.58 TO SETTLE SEC'S CONTEMPT MOTION AGAINST THEM In January 2003, William J. Nolan, the president and majority shareholder of W.J. Nolan & Co., Inc., a broker-dealer, paid $198,602.58 in disgorgement, prejudgment interest and post-judgment interest to settle the Commission's Contempt Motion against him and W.J. Nolan. The Commission originally filed its Contempt Motion in District Court on Dec. 17, 2002, seeking an order holding William Nolan and W.J. Nolan in contempt of court for failing to comply with the District Court's order enforcing a prior Commission order against W.J. Nolan. The Commission's prior order found that W.J. Nolan's registered representatives violated the federal securities laws and that W.J. Nolan failed to reasonably supervise those registered representatives. Among other things, the Commission order required W.J. Nolan to pay disgorgement and prejudgment interest totaling $192,028.29 within 30 days of the entry of the order. The Commission alleged that rather than paying the amounts required in the Commission order, William Nolan caused W.J. Nolan to cease business, sold assets belonging to W.J. Nolan for $750,000 and deposited the proceeds of the sale into his personal bank accounts. Based on Mr. Nolan's payment, the Commission withdrew its Motion. For further information see LR-17324 (January 16, 2002), LR-17595 (July 1, 2002) and LR-17907 (December 20, 2002). [SEC v. W.J. Nolan & Co., Inc., USDC, D.C., Case Number 1: 02CV00044] (LR-18012) INVESTMENT COMPANY ACT RELEASES NOTICES OF DEREGISTRATIONS UNDER THE INVESTMENT COMPANY ACT For the month of February, 2003, a notice has been issued giving interested persons until March 25, 2003, to request a hearing on any of the following applications for an order under Section 8(f) of the Investment Company Act declaring that the applicant has ceased to be an investment company: Cathay Securities Fund, Inc. [File No. 811-10013] The Cornerstone Strategic Return Fund, Inc. [File No. 811-8878] The Lipper Funds, Inc. [File No. 811-9108] Morgan Stanley Dean Witter Mid-Cap Dividend Growth Securities [File No. 811-8577] Morgan Stanley Dean Witter Municipal Income Trust [File No. 811-5214] Morgan Stanley Dean Witter Municipal Income Trust II [File No. 811-5509] Morgan Stanley Dean Witter Municipal Income Trust III [File No. 811-5842] TCW/DW Term Trust 2000 [File No. 811-7808] Federated Fund for U.S. Government Securities, Inc. [File No. 811-1890] Pauze Funds [File No. 811-8148] PW Technology Partners, L.P. [File No. 811-9181] (Rel. IC-25949 - Feb. 28) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change, and Amendment No. 1 thereto, submitted by the Philadelphia Stock Exchange amending Options Floor Procedure Advice A-13 to include violations for failure to obtain approval to disengage the NBBO Feature in the exchange's Minor Rule Plan (SR-Phlx-2002-61). Publication of the proposal is expected in the Federal Register during the week of March 3. (Rel. 34-47417) The Commission approved a proposed rule change (SR-AMEX-2002-36) filed by the American Stock Exchange amending Amex's Rule 731 and adopts Commentary .08 to Rule 731 to provide flexibility in establishing resolution times for uncompared transactions in equities, including shares of exchange traded funds and shares of trust-issued receipts. Publication of the proposal is expected in the Federal Register during the week of March 3. (Rel. 34-47419) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NQLX-2003-04) filed by Nasdaq Liffe Markets, LLC amending its reporting requirements for exchange for physical trades has become effective under Section 19(b)(7) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 3. (Rel. 34-47420) The Philadelphia Stock Exchange filed a proposed rule change (SR-Phlx- 2003-04) to establish its payment for order flow fees for the period from February through April 2003. The proposal has become effective upon filing under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of March 3. (Rel. 34-47424) DELISTINGS GRANTED An order has been issued granting the application of the Philadelphia Stock Exchange, Inc. to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting underlying securities of the following companies, effective at the opening of business on March 3, 2003: Advent Software, Inc. (UIV/ADVS - A/C/P) Aeropostale, Inc. (ARO - A/C) Airborne, Inc. (ABF - A/C/I/P) Allied Waste Industries, Inc. (AW - A/C/P) Alpharma, Inc. (ALO - A/C) American Greetings Corporation (AM - A/C/P) AMERIGROUP Corporation (AGP - A/C) Anteon International Corporation (ANT - A/C) Astoria Financial Corporation (AF - A/C) Atwood Oceanics, Inc. (ATW - A) Avery Dennison Corporation (AVY - A) Cell Genesys, Inc. (UCG/CEGE - A/C) Chiquita Brands International, Inc. (CQB - A/P) Corporate Executive Board Company (EBU/EXBD - A/P) Cross Country, Inc. (QCK/CCRN - A/C) Dana Corporation (DCN - A/C/P) Dillard's, Inc. - Class A (DDS - A/C/P) Documentum, Inc. (QDC/DCTM - A/C/P) DoubleClick, Inc. (QWE/DCLK - A/C/I) DST Systems, Inc. (DST - A) Duane Reade, Inc. (DRD - A) Dynegy, Inc. (DYN- A/C/P) Eaton Corporation (ETN - A/C) EDO Corporation (EDO - C/P) Engineered Support Systems, Inc. (UFE/EASI - A/C) First Tennessee National Corporation (FTN - P) Fleming Companies, Inc. (FLM - A/C/P) Freeport McMoRan Copper & Gold, Inc. (FCX - A/C/P) FuelCell Energy, Inc. (FQG/FCEL - A/C/I) Gemstar - TV Guide International, Inc. (QLF/GMSTE - A/C/I/P) Gene Logic, Inc. (CGU/GLGC - A/C) Grupo Televisa S.A. - ADR (TV - A/C) Hanover Compressor Company (HC - A/C/I/P) HCC Insurance Holdings, Inc. (HCC - A) Hercules, Inc. (HPC - A/C/I) Insight Enterprises, Inc. (QNT/NSIT - A) International Flavors & Fragrances, Inc. (IFF - A/C) Intrado, Inc. (UNC/TRDO - A/C) iStar Financial, Inc. (SFI - A) Jeffries Group, Inc. (JEF - P) Lamar Advertising Company (LJQ/LAMR - A/C/P) Lin TV Corp. - Class A (TVL - A) Liz Claiborne, Inc. (LIZ - A/C) Macrovision Corporation (MVU/MVSN - A/C) ManTech International Corporation (UUN/MANT - A/P) Maverick Tube Corporation (MVK - A/C) May Department Stores Company (MAY - A/C/P) McDermott Int'l, Inc. (MDR - A/C/P) Medical Staffing Network Holdings, Inc. (MRN - A/C) MetLife, Inc. (MET - A/C/P) Mirant Corporation (MIR - A/C/I/P) Movie Gallery, Inc. (QLV/MOVI - A/C) NDCHealth Corporation (NDC - C) Net.Bank Inc. (NQA-NTBK - A/C/P) Peabody Energy Corporation (BTU - A/C/P) Platinum Underwriters Holdings, Ltd. (PTP - A/C/P) POSCO (PKX - A/C) PPL Corporation (PPL - A/P) Province Healthcare Company (PRV - A/C) Regal Entertainment Group - Class A (RGC - A/C) Regeneron Pharmaceuticals, Inc. (RQP/REGN - A/C/P) Sabre Holdings Corporation (TSG - A/C/P) Skyworks Solutions, Inc. (GAQ/SWKS - A/C/P) St. Paul Companies, Inc. (SPC - A/C/P) Standard Pacific Corporation (SPF - A/C/P) Stillwater Mining Company (SWC - A/C/P) Sunrise Assisted Living, Inc. (SRZ - A/C/P) Symbol Technologies, Inc. (SBL - A/C/P) The Thomson Corporation (TOC - A/C/P) Too, Inc. (TOO - C/P) Total Fina Elf S.A. (TOT - A/C/P) Union Planters Corporation (UPC - A/P) Visteon Corporation (VC - A/C) VISX, Inc. (EYE - A/C/I) XM Satellite Radio Holdings, Inc. - Class A (QSY/XMSR - A/C) (Rel. 34-47421) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 SNB BANCSHARES INC, 4219 FORSYTH ROAD, MACON, GA, 31210, 9127226219 - 1,571,000 ($8,705,750.00) Equity, (File 333-103554 - Mar. 3) (BR. 07) S-8 QUEST DIAGNOSTICS INC, ONE MALCOLM AVE, TETERBORO, NJ, 07608, 2013935000 - 292,304 ($15,647,033.12) Equity, (File 333-103555 - Mar. 3) (BR. 01) S-8 GEORGIA GULF CORP /DE/, 400 PERIMETER CTR TERRACE, STE 595, ATLANTA, GA, 30346, 7703954500 - 0 ($30,296,727.00) Equity, (File 333-103556 - Mar. 3) (BR. 02) SB-2 DECOR SYSTEMS INC, 5555 WEST WATER AVENUE STE 609, TAMPA, FL, 33634, 8138886554 - 4,085,000 ($4,085,000.00) Equity, (File 333-103557 - Mar. 3) (BR. ) SB-2 AMALGAMATED RESOURCES TECHNOLOGIES INC, 340 ROYAL POINCIENNA PLAZA SUITE 345, PALM BEACH, FL, 33480, 561 659 9054 - 5,160,000 ($12,900,000.00) Equity, (File 333-103558 - Mar. 3) (BR. ) S-8 COI SOLUTIONS INC, 6-295 QUEEN STREET EAST, SUITE 438, BRAMPTON, A6, L6W 4S6, 954-252-2252 - 3,892,174 ($1,829,321.00) Equity, (File 333-103560 - Mar. 3) (BR. 03) S-3 HASBRO INC, 1027 NEWPORT AVE, P O BOX 1059, PAWTUCKET, RI, 02861, 4014318697 - 0 ($220,000,000.00) Equity, (File 333-103561 - Mar. 3) (BR. 05) S-8 TELUS CORP, 3777 KINGSWAY, BURNABY, D1, 00000, 1,300,000 ($14,391,000.00) Equity, (File 333-103562 - Mar. 3) (BR. 37) S-8 ALLIED DOMECQ PLC, THE PAVILIONS, BRIDGWATER ROAD, BEDMINSTER DOWN, BRISTOL, BS13 8AR, UNITED KINGDOM, X0, 00000, 20,000,000 ($94,264,600.00) Equity, (File 333-103563 - Mar. 3) (BR. 02) F-10 WHEATON RIVER MINERALS LTD, SUITE 1500, 700 WEST PENDER STREET, VANCOUVER, A1, V6C 1G8, 604-684-9648 - 0 ($286,653,507.00) Equity, (File 333-103564 - Mar. 3) (BR. 04) S-8 ARTISAN COMPONENTS INC, 141 CASPIAN COURT, SUNNYVALE, CA, 94089, 4087345600 - 0 ($9,732,226.58) Equity, (File 333-103565 - Mar. 3) (BR. 36) S-8 EMAGIN CORP, 1580 ROUTE 52, SUITE 2000 V6E 2K3, HOPEWELL JUNCTION, NY, 12533, 9148921900 - 2,665,000 ($1,998,750.00) Equity, (File 333-103566 - Mar. 3) (BR. 36) S-3 CSX CORP, ONE JAMES CNTR, 901 E CARY ST, RICHMOND, VA, 23219, 9046331212 - 0 ($1,300,000,000.00) Unallocated (Universal) Shelf, (File 333-103567 - Mar. 3) (BR. 05) S-8 CALYPSO WIRELESS INC, 5979 NW 151ST STREET, MIAMI LAKES, FL, 33014, 7136547777 - 4,100,000 ($4,100,000.00) Equity, (File 333-103568 - Mar. 3) (BR. 05) S-8 SEARCHHOUND COM INC, 1700 WYANDOTTE STREET, KANSAS CITY, MO, 64108, 8169603777 - 250,000 ($162,500.00) Equity, (File 333-103569 - Mar. 3) (BR. 02) S-8 QUANTA SERVICES INC, 1360 POST OAK BLVD, SUITE 2100, HOUSTON, TX, 77056, 7133506000 - 9,839,668 ($30,207,780.76) Equity, (File 333-103570 - Mar. 3) (BR. 08) S-8 BROCADE COMMUNICATIONS SYSTEMS INC, 278,156 ($509,025.48) Equity, (File 333-103571 - Mar. 3) (BR. 03) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ 1ST CONSTITUTION BANCORP NJ X X 02/27/03 ABN AMRO MORTGAGE CORP MUL CLASS MOR DE X 02/01/03 ADAPTEC INC DE X X 02/28/03 AGWAY INC DE X X 03/03/03 ALLEN TELECOM INC DE X X 02/28/03 ALPHANET SOLUTIONS INC NJ X X 03/03/03 AMERICAN ELECTRIC POWER CO INC NY X X 02/27/03 AMERICAN FIDELITY DEPOSIT CORP CO X 03/03/03 AMERIPATH INC DE X X 02/28/03 ANNUITY & LIFE RE HOLDINGS LTD X X 02/14/03 ANTHEM INC IN X 03/03/03 APPLIED GRAPHICS TECHNOLOGIES INC DE X 02/28/03 ARTESIAN RESOURCES CORP DE X 03/03/03 ARTESIAN RESOURCES CORP DE X 03/03/03 ARTESIAN RESOURCES CORP DE X 03/03/03 AVITAR INC /DE/ DE X 02/28/03 AVNET INC NY X X 03/03/03 BALL CORP IN X 02/28/03 BANK OF AMERICA CORP /DE/ DE X X 02/20/03 BARNEYS NEW YORK INC X X 03/03/03 BARNEYS NEW YORK INC X 03/03/03 BONGIOVI ENTERTAINMENT INC NV X 09/10/02 AMEND BOSTON BEER CO INC MA X 03/03/03 BURLINGTON INDUSTRIES INC /DE/ DE X 03/03/03 CACI INTERNATIONAL INC /DE/ DE X 03/03/03 CANADIAN DERIVATIVES CLEARING CORP A6 X 03/03/03 CANAL CAPITAL CORP DE X 02/27/03 CAPITAL ONE FINANCIAL CORP DE X X 03/03/03 CAPRIUS INC DE X 12/17/02 AMEND CATELLUS DEVELOPMENT CORP DE X X 03/03/03 CENTERPOINT ENERGY INC X X 02/28/03 CENTEX HOME EQUITY LOAN TRUST 2002-A X X 02/25/02 AMEND CENTEX HOME EQUITY LOAN TRUST 2002-A X X 03/25/02 AMEND CENTEX HOME EQUITY LOAN TRUST 2002-A X X 04/25/02 AMEND CENTEX HOME EQUITY LOAN TRUST 2002-A X X 05/25/02 AMEND CENTEX HOME EQUITY LOAN TRUST 2002-A X X 06/25/02 AMEND CENTEX HOME EQUITY LOAN TRUST 2002-A X X 07/25/02 AMEND CENTEX HOME EQUITY LOAN TRUST 2002-A X X 08/25/02 AMEND CENTEX HOME EQUITY LOAN TRUST 2002-A X X 09/25/02 AMEND CENTEX HOME EQUITY LOAN TRUST 2002-A X X 10/25/02 AMEND CHEC FUNDING LLC CENTEX HOME EQUITY L DE X X 02/25/03 CHINA WORLD TRADE CORP NV X X X 09/08/02 CIRCUIT CITY STORES INC VA X 02/06/03 CIT GROUP SECURITIZATION CORP III DE X 02/28/03 CLARION TECHNOLOGIES INC/DE/ DE X 03/03/03 COATES INTERNATIONAL LTD \DE\ DE X 02/28/03 COCA COLA BOTTLING CO CONSOLIDATED /D DE X X 02/27/03 COGENT COMMUNICATIONS GROUP INC X 02/28/03 COMMERCIAL CAPITAL BANCORP INC NV X X 03/03/03 COMMONWEALTH BIOTECHNOLOGIES INC VA X 02/27/03 COMPREHENSIVE CARE CORP DE X X 03/03/03 CONTANGO OIL & GAS CO DE X 03/03/03 CRESTED CORP CO X 02/19/03 CWABS INC DE X X 02/28/03 DATA SYSTEMS & SOFTWARE INC DE X X 02/27/03 DATA SYSTEMS & SOFTWARE INC DE X X 02/28/03 DDI CORP CA X X 02/27/03 DECKERS OUTDOOR CORP DE X X 02/27/03 DIGEX INC/DE DE X X 02/27/03 DISCOVER CARD MASTER TRUST I DE X 02/28/03 DISCOVER CARD MASTER TRUST I DE X 03/01/03 DONNELLEY R H INC DE X 03/03/03 DTE ENERGY CO MI X X X 02/28/03 EASYLINK SERVICES CORP DE X 02/28/03 EL PASO CORP/DE DE X X 03/03/03 ELDERTRUST MD X 02/28/03 ELECTRONICS BOUTIQUE HOLDINGS CORP DE X 02/28/03 EOS INTERNATIONAL INC DE X 02/27/03 EQUITY MARKETING INC DE X X 02/27/03 ERIE FAMILY LIFE INSURANCE CO PA X X 03/03/03 ERIE INDEMNITY CO PA X X 03/03/03 ETHYL CORP VA X X 03/03/03 EXCO RESOURCES INC TX X X 12/27/02 AMEND EXPRESSJET HOLDINGS INC DE X X 03/03/03 FAMOUS FIXINS INC NY X X 01/31/03 AMEND FIRST HORIZON ASSET SECURITIES INC DE X X 02/28/03 FIRST HORIZON ASSET SECURITIES INC DE X X 02/28/03 FIRST MERCHANTS CORP IN X X 03/03/03 FLEET CREDIT CARD FUNDING TRUST X X 02/27/03 FLORIDA COMMUNITY BANKS INC FL X 03/03/03 FORD MOTOR CO DE X X 03/03/03 FORD MOTOR CREDIT CO DE X X 03/03/03 FTI CONSULTING INC MD X 08/30/02 AMEND GENERAL MARITIME CORP/ X 03/03/03 GENERAL MOTORS CORP DE X 02/24/03 GENERAL MOTORS CORP DE X 03/03/03 GENUITY INC DE X X 03/03/03 GLYCOGENESYS INC NV X X X 02/24/03 GRAND CENTRAL FINANCIAL CORP DE X 02/22/03 GREATER BAY BANCORP CA X X X 02/28/03 GREENWICH CAPITAL ACCEPTANCE INC DE X X 02/18/03 GS MORTGAGE SEC CORP MORT PASS THR CE DE X X 02/25/03 GS MORTGAGE SECURITIES CORP DE X 02/28/03 GS MORTGAGE SECURITIES CORP II DE X X 02/26/03 GUITRON INTERNATIONAL INC DE X X 02/22/03 HARVARD BIOSCIENCE INC DE X X 02/28/03 HCC INSURANCE HOLDINGS INC/DE/ DE X 03/03/03 HEALTHSOUTH CORP DE X X 03/03/03 HEARME DE X 02/06/03 HICKORY TECH CORP MN X 02/25/03 HUGHES ELECTRONICS CORP DE X 02/24/03 HYPERION SOLUTIONS CORP DE X X 03/03/03 IMAGING DIAGNOSTIC SYSTEMS INC /FL/ FL X 03/03/03 INDIANTOWN COGENERATION FUNDING CORP DE X 03/03/03 INTEGRATED ENTERPRISES INC DE X X X X 12/17/02 AMEND INTERGROUP CORP DE X 03/03/03 INVERESK RESEARCH GROUP INC DE X 03/03/03 J C PENNEY CO INC DE X X 02/25/03 J C PENNEY CORP INC DE X X 02/25/03 KEYCORP STUDENT LOAN TRUST 2002-A OH X X 02/27/03 KNIGHT TRADING GROUP INC DE X X 02/28/03 KOGER EQUITY INC FL X X 02/26/03 L L BROWN INTERNATIONAL INC NV X X X 03/03/03 LANCER CORP /TX/ TX X X 02/27/03 LAS VEGAS FROM HOME COM ENTERTAINMENT A1 X 02/28/03 LCA VISION INC DE X X 03/03/03 LIBERATE TECHNOLOGIES DE X X 03/03/03 LIBERTY MEDIA CORP /DE/ DE X X 03/03/03 LIFECELL CORP DE X X 02/28/03 MAGNUM HUNTER RESOURCES INC NV X 03/03/03 MAVERICK TUBE CORPORATION DE 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