| Date Filed | Title |
| 02/27/2009 | N-CSR for PIONEER MONEY MARKET TRUST | |
| | COMPANY NAME(s) - [PIONEER MONEY MARKET TRUST (CIK - 812195 /SIC - Unspecified)] |
| | (since 2004); Director of Fiduciary Counseling, Inc.; President and Director of Pioneer Funds Distributor, Inc. 38 Pioneer Cash Reserves Fund | Annual Report | 12/31/08 -PAGE- Independent Trustees -TABLE- -CAPTION- Position Held Length of Service Name and Age with the Fund and Term of Office -S- -C- -C- David R. Bock (65) Trustee Trustee since 2005. Director of Enterprise (publicly traded health care services company) (2004 - 2007); Community Investment, Inc. --------------------------------------------------------------------- Margaret B.W. Graham (61) Trustee Trustee since 1990. Serves until a successor trustee is elected or earlier retirement or removal. |
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| 03/09/2009 | N-CSR for VIRTUS INSTITUTIONAL TRUST | |
| | COMPANY NAME(s) - [VIRTUS INSTITUTIONAL TRUST (CIK - 1004658 /SIC - Unspecified)] |
| | 99-A, A3 5.980%, 1/15/18(c) 347 206 Capital Auto Receivables Asset Trust 04-2, D 144A 5.820%, 5/15/12(b) 270 265 Capital One Auto Finance Trust 07-B, A3A 5.030%, 4/15/12 658 621 Carmax Auto Owner Trust 05-1, C 4.820%, 10/15/11 500 469 Conseco Finance Securitizations Corp. Series B 6.375%, 10/15/15 150 141 AIRLINES--2.1% American Airlines, Inc. 01-A1 6.071%, 3/1/13 $ 96 $ 90 ------- 1, 443 ------- APPLICATION SOFTWARE--0.1% Intuit, Inc. 5.375%, 12/15/14 245 207 Janus Capital Group, Inc. |
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| 03/09/2009 | N-CSR for UBS RELATIONSHIP FUNDS | |
| | COMPANY NAME(s) - [UBS RELATIONSHIP FUNDS (CIK - 944684 /SIC - Unspecified)] |
| | 87 UBS High Yield Relationship Fund Average annual total return (unaudited) 1 year ended 12/31/08 5 years ended 12/31/08 10 years ended 12/31/08 UBS High Yield Relationship Fund (23.41 )% 0.05 % 2.37 % Merrill Lynch US High Yield Cash Pay Constrained Index (1) (25.96 ) (0.89 ) 2.35 (1) The Merrill Lynch US High Yield Cash Pay Constrained Index is the index of publicly placed non-convertible, coupon-bearing US domestic debt with a term to maturity of at least one year. However, the representation of any single bond issue is restricted to a maximum of 2% of the total index. Comparison of change in value of a $15, 000, 000 investment in the UBS High Yield Relationship Fund and the Merrill Lynch US High Yield Cash Pay Constrained Index over the 10 years ended December 31, 2008 Past performance does not predict future performance, and the performance information provided does not reflect the deduction of taxes that a shareholder would pay on the redemption of Fund shares. Current performance may be higher or lower than the performance data quoted. LLC, 10.500%, due 11/01/15 2.8 % Wells Fargo & Co., 3.000%, due 12/09/11 2.3 NGPL Pipeco LLC, 7.119%, due 12/15/17 1.8 Community Health Systems, Inc., 8.875%, due 07/15/15 1.7 Edison Mission Energy, 7.625%, due 05/15/27 1.6 Intelsat Jackson Holdings Ltd., 11.250%, due 06/15/16 1.6 Psychiatric Solutions, Inc., 7.750%, due 07/15/15 1.4 NRG Energy, Inc., 7.375%, due 01/15/17 1.4 Axcan Intermediate Holdings, Inc., 9.250%, due 03/01/15 1.3 Owens-Illinois, Inc., 7.500%, due 05/15/10 1.3 Total 17.2 % Industry diversification (unaudited) As a percentage of net assets As of December 31, 2008 Bonds Corporate bonds Aerospace/defense 1.32 % Airlines 0.61 Auto loans 0.09 Automotive 0.46 Banking 2.26 Broadcasting 0.24 Building materials 1.32 Chemicals 0.90 Consumer financing 0.07 Consumer products 0.27 Diversified capital goods 0.28 Diversified financial services 2.07 Diversified media 2.75 Electric-generation 9.75 Electronics 1.66 Energy exploration & production 2.73 Environmental 0.20 Food wholesale 0.21 Food & drug retailers 0.68 Forestry/paper 2.73 Gaming 5.82 Gas distribution 5.54 Health services 9.68 Machinery 0.24 |
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| 02/27/2009 | 10-K for ZIONS BANCORPORATION UT | |
| | COMPANY NAME(s) - [ZIONS BANCORPORATION UT (CIK - 109380 /SIC - 6021)] |
| | The bank anticipates a reasonable level of growth in deposits in 2009, despite its plan to reduce the level of brokered deposits. Nevada State Bank operates 44 full-service traditional branches and 32 banking centers in grocery stores throughout the State of Nevada and provides banking services to Nevada s small and mid-sized businesses as well as retail consumers, with a focus on relationship banking. During 2008, NSB acquired the insured deposits of Silver State Bank in an FDIC-assisted transaction. During spring 2008, financial conditions in these sectors began to deteriorate dramatically. |
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| 03/06/2009 | N-CSR for JPMORGAN INSURANCE TRUST | |
| | COMPANY NAME(s) - [JPMORGAN INSURANCE TRUST (CIK - 909221 /SIC - Unspecified)] |
| | The performance does not reflect any charges imposed by the Policies or Eligible Plans. (a) 2, 233 50 UAL Corp. (a) 6, 230 50 Cephalon, Inc. (a) 6, 705 400 Theravance, Inc. 402 350 LaBranche & Co., Inc. |
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| 03/09/2009 | N-CSRS for UBS FUNDS | |
| | COMPANY NAME(s) - [UBS FUNDS (CIK - 886244 /SIC - Unspecified)] |
| | LLC, 7.375%, due 10/28/09 1.8 Community Health Systems, Inc., 8.875%, due 07/15/15 1.8 DaVita, Inc., 7.250%, due 03/15/15 1.7 Atlas Pipeline Partners LP, 8.125%, due 12/15/15 1.5 Total 20.5 % 139 SEQ.=141, FOLIO='139', FILE='09-3650-2.ci', USER='jferrel', CD='Mar 03 04:59 2009' UBS High Yield Fund Industry diversification (unaudited) As a percentage of net assets as of December 31, 2008 Common stocks Aerospace/defense 0.00 % Hotels, restaurants & leisure 0.00 (1) Media 0.02 Total common stocks 0.02 Bonds Corporate bonds Aerospace/defense 1.93 Airlines 0.59 Auto Loans 1.60 Automotive 0.50 Broadcasting 0.14 Building materials 2.31 Chemicals 1.29 Consumer-products 1.33 Diversified capital goods 0.44 Diversified financial services 1.70 Electric distribution/transmission 0.25 Electric generation 12.85 Electronics 0.99 Energy exploration & production 5.35 Environmental 1.05 Food wholesale 0.56 Food & drug retailers 1.05 Forestry/paper 2.63 Gaming 8.70 Gas distribution 5.88 Health services 8.67 Machinery 0.27 Media broadcast 1.22 Media cable 2.47 Media services 1.18 Metals/mining 0.00 (1) Metals/mining excluding steel 1.73 Mortgage banks & thrifts 0.00 (1) Non-food & drug retailers 0.88 Oil field equipment & services 0.47 Oil refining & marketing 0.35 Packaging 2.54 Pharmaceuticals 2.07 Printing & publishing 3.38 Software/services 2.80 Steel producers/products 1.82 Support services 4.81 Technology 0.98 % Telecom integrated/services 4.72 Telecom wireless 4.37 Telecommunications equipment 0.17 Transportation excluding air/rail 0.54 Total corporate bonds 96.58 Preferred Stock 0.11 Common stocks 0.02 Warrants 0.00 Short-term investments 0.94 Total investments 97.65 Cash and other assets, less liabilities 2.35 Net assets 100.00 % (1) Amount represents less than 0.005% 140 SEQ.=142, FOLIO='140', FILE='09-3650-2.ci', USER='jferrel', CD='Mar 03 04:59 2009' UBS High Yield Fund Portfolio of investments December 31, 2008 (unaudited) Security description Face amount Value Bonds 96.58% Corporate bonds 96.58% Australia 0.07% Hanson Australia Funding Ltd., 5.250%, due 03/15/13 $ 200, 000 $ 68, 003 Bermuda 1.79% Intelsat Jackson Holdings Ltd., 11.250%, due 06/15/16 1, 552, 000 1, 412, 320 Petroplus Finance Ltd., 6.750%, due 05/01/14 (1) 175, 000 111, 125 7.000%, due 05/01/17 (1) 375, 000 228, 750 Total Bermuda corporate bonds 1, 752, 195 Canada 0.76% Millar Western Forest Products Ltd., 7.750%, due 11/15/13 1, 000, 000 500, 000 Nortel Networks Ltd., 10.750%, due 07/15/16 (1) 640, 000 169, 600 Stone Container Finance, 7.375%, due 07/15/14 400, 000 74, 000 Total Canada corporate bonds 743, 600 Luxembourg 0.95% FMC Finance III SA, 6.875%, due 07/15/17 1, |
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| 03/03/2009 | 10-K for VONAGE HOLDINGS CORP | |
| | COMPANY NAME(s) - [VONAGE HOLDINGS CORP (CIK - 1272830 /SIC - 4813)] |
| | Miller co-founded Thomas Weisel Partners in 1998, where he was a Member of the Executive Committee, Chief Administrative and Strategic Officer and Co-Director of Investment Banking. Mr. Misner served as Executive Vice President and Chief Financial Officer of Continental Airlines, Inc. Governor Ridge has served as President and Chief Executive Officer of Ridge Global, LLC, a global strategic consulting company since July 2006. Governor Ridge currently serves on the boards of directors of The Hershey Company and Exelon Corporation. and Safeguard Scientifics, Inc. and the board of trustees and audit committee of the Pennsylvania Real Estate Investment Trust. |
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| 03/05/2009 | 497 for ASTON FUNDS | |
| | COMPANY NAME(s) - [ASTON FUNDS (CIK - 912036 /SIC - Unspecified)] |
| | PROXY VOTING POLICIES AND PROCEDURES The Trust has delegated the voting of portfolio securities to its subadvisers on behalf of the Funds. Folio 48 /Folio PAGEBREAK CONTROL PERSONS AND PRINCIPAL HOLDERS OF SECURITIES Listed below are the names and addresses of those shareholders who, as of January 30, 2009, owned of record or beneficially 5% or more of the shares of a class of a Fund. Inc Special Custody Acct for Exclusive of Customers ATTN Mutual Funds 101 Montgomery St San Francisco, CA 94104-4122 N 7, 038, 669.418 20.7949 % Blank Space CitiGroup Global Markets Inc 333 West 34 th St - 3 rd Floor New York, NY 10001 N 4, 540, 316.884 13.4138 % Blank Space National Financial Services Corp (FBO) Our Customers ATTN Mutual Funds Department 5 th Floor 200 Liberty Street One World Financial Center New York, NY 10281 I 6, 472, 523.680 15.2424 % Blank Space Nationwide Trust Co FBO Southwest Airlines Pilots Retirement Savings Plan 98 San Jacinto Blvd Ste 1100 Austin, TX 78701-4255 I 4, 345, 757.608 10.2340 % Blank Space Charles Schwab & Co. FBO Choice Mortgage Company 401(k) 700 17 th Street Suite 300 Denver, CO 80202 R 1, 346.220 7.8690 % Blank Space Oppenheimer & Co Inc. |
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| 03/09/2009 | N-CSR for STATE FARM MUTUAL FUND TRUST | |
| | COMPANY NAME(s) - [STATE FARM MUTUAL FUND TRUST (CIK - 1119720 /SIC - Unspecified)] |
| | ACTIVE STOCK MASTER PORTFOLIO SCHEDULE OF INVESTMENTS December 31, 2008 Security Shares Value COMMON STOCKS (98.62%) AEROSPACE & DEFENSE (2.10%) General Dynamics Corp. 393, 683 17, 129, 147 UST Inc. (a) 30, 474 653, 972 Johnson Controls Inc. (a) 58, 342 446, 900 KeyCorp (a) 78, 136 665, 719 M&T Bank Corp. (a) 578, 772 17, 062, 199 Zions Bancorporation (a) 28, 212 691, 476 59, 463, 423 BEVERAGES (2.72%) Coca-Cola Co. |
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| 02/26/2009 | 485BPOS for MFS SERIES TRUST XV | |
| | COMPANY NAME(s) - [MFS SERIES TRUST XV (CIK - 764719 /SIC - Unspecified), MFS SERIES TRUST XV (CIK - 764719 /SIC - Unspecified)] |
| | These factors include satisfactory completion of construction within cost constraints, the achievement and maintenance of a sufficient level of occupancy, sound management of the developments, timely and adequate increases in rents to cover increases in operating expenses, including taxes, utility rates and maintenance costs, changes in applicable laws and governmental regulations and social and economic trends. They may also be subject to competition from other airports and modes of transportation. Tobacco Settlement Revenue Bonds. Tobacco settlement revenue bonds are secured by a single source of revenue - a state or jurisdiction s proportionate share of periodic payments made by tobacco companies under the Master Settlement Agreement (the MSA ) entered into by participating cigarette manufacturers, 46 states, and other jurisdictions in November of 1998 in settlement of certain smoking-related litigation. Tobacco bonds are subject to additional risks, including the risk that cigarette consumption declines, that a tobacco company defaults on its obligation to make payments to the state or that the MSA or state legislation enacted pursuant to the MSA is void or unenforceable. Further, public resistance to rate increases, declining numbers of customers in a particular locale, costly environmental litigation, and Federal environmental mandates are challenges faced by issuers of water and sewer bonds. |
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