============= Page 1 of 12 ============= X C0 C) T 0 M M M O O 0 0 0 U EXH008-00853 I- 0 0 0 w N cV 0 Statement Period: September 1, 2001 through September 30, 2001 Last Statement: August 31, 2001 W Schwab One Account of 71 28/09-BE9A0501-000383-LRG-770195802001 26706 *1-2 10 BRIARWO OD C0 BRIAR WO CT 10 HOUSTON TX 77019-5802 0 0 0 JEFFREY K SKILLING m 10 BRIARWOOD CT 03 HOUSTON TX 77019-5802 Please call us if you have a new address. Account Number: 8110-6673 Customer Service and Account Information Customer Service and Trading: Call your Schwab Signature Platinum Pinnacle team 1 (800) 840-5514 TeleBroker®: 1 (800) 272-4922 Local Office: PENNZOIL BUILDING 711 LOUISIANA SOUTH TOWER HOUSTON, TX 77002 Visit Our Web Site: schwab.com SERVICES' SCHWAS 0 BE9A0501-000383 26706 GOVERNMENT EXHIBIT 2141 Crim. No. H-04-25 (S-2) ============= Page 2 of 12 ============= Terms and Conditions General Information AIP Automatic Investment Plan) Customers: Charles Schwab & Co., Inc. ('Schwab" receives remuneration in connection with certain transactions effected through Schwab. If you participate in a systematic investment program through Schwab, the additional information normally detailed on a trade confirmation will be provided upon request. Average Daily Balance: An average daily composite of all cash balances that earn interest and all loans from Schwab that are charged interest. The interest cycle may differ from the statement cycle. Interest accrues from the second-to-last business day of the prior month and is posted on the second-to-last business day of the current month. Cash: Any free credit balance owed by us to you payable upon demand which, altough accounted for on our books of record, is not segregated and may be used in the conduct of this firm's business. Dividend Reinvestment Customers: Dividend reinvestment transactions were effected by Schwab acting as a principal for its own account, except for the reinvestment of Schwab dividends, for which an independent broker-dealer acted as the buying agent. The time of these transactions, the exchange upon which these transactions occurred and the name of the person from whom the security was purchased will be furnished upon written request. Latest Price (Investment Detail Section Only): The most recent price evaluation available to Schwab on the last business day of the statement period, normally the last trade price or bid. Unpriced securities denote that no market evaluation update is currently available. Price evaluations are obtained from outside parties. Schwab shall have no responsibility for the accuracy or timeliness of any such valuations. Pricing of assets not held at Schwab is for informational purposes only. Margin Account Customers: This is a combined statement of your margin account and special memorandum account maintained for you under Section 4(l)((5) of Regulation T issued by the Board of Governors of the Federal Reserve System. The permanent record of the separate account as required by Regulation T is available for your inspection. Non-Standard Assets: All assets shown on this statement, other than certain direct investments which may be held by a third party, are held in your Account. Values of certain non-standard assets may be furnished by a third party as provided in Schwab's Non-Standard Asset Custody Agreement. Schwab shall have no responsibility for the accuracy or timeliness of any such valuations. Assets held by a third party are not covered by SIPC. Option Customers: Please be aware of the following: 1) commissions and other charges related to the execution of options transactions have been included in confirmations of such transactions previously furnished to you and will be made available promptly upon request; 2) you should advise us promptly of any material changes in your investment objectives or financial situation; and 3) exercise assignment notices for option contracts are allocated among customer short positions pursuant to an automated procedure which randomly selects from among all customer short option positions those contracts which are subject to exercise, including positions established on the day of assignment. BE9A0501-000383 26707 Rate Summary: The yield information for Sweep Funds is the current 7-day yield as of the statement period. Yields vary. Schwab and the investment advisor may be voluntarily reducing a portion of a Sweep Fund's expenses. Without these reductions, yields would have been lower Restricted Securities: Please see your Account Agreement for information regarding your responsibilities concerning the sale of control or restricted securities. Short Positions: Securities sold short will be identified through an "S" in Investment Detail. The market value of these securities will be expressed as a debit, and be netted against any long positions in Total Account Value. Sweep Funds: Includes the primary fund into which free credit balances may be automatically invested pursuant to your Account Agreement. IN CASE OF QUESTIONS OR ERRORS: If you have questions about this statement or about specific Schwab Account or Schwab One® transactions (other than wire transfers or check transactions), contact Schwab at 800-435-4000. For such questions regarding Schwab Access- contact 888-274-5738. Brokerage Transactions: If you find errors or omissions relating to your brokerage activity you must notify us within 10 days after this statement is sent or made available to you. If you do not notify us of such errors or omissions within the 10-day period, you agree that the statement activity and Account balance are correct for all purposes with respect to those brokerage transactions. Please notify Schwab promptly in writing of any change of address or phone numbe). If you fail to notify us, you may not receive important notifications about your Account, and trading or other restrictions might be placed on your Account. If this statement shows that we have mailed or delivered security certificate(s) that you have not received, notify Schwab immediately. Wire Transfers and Check Transactions: You must prornptly examine your statement upon receipt. If you find that your records and ours disagree, or if you suspect that a wire transfer is unauthorized or a check or endorsement is altered or forged, call us immediately at 800-421-4488. You must report missing or stolen checks to us immediately by calling the same number. If you do not notify us in writing promptly, but in no event later than 10 days after we send or make available, your statement to you, you agree that the statement activity and Account balance are correct for all purposes with respect to those transactions. If you report to us that an unauthorized wire transfer, forgery, alteration or other unauthorized check transaction has occurred on your Account, you agree to cooperate with us in the investigation of your claim, including giving us an affidavit containing whatever reasonable information we require regarding your claim. You agree that we have a reasonable period of time to investigate the facts and circumstances surrounding any claimed loss and that we have no obligation to provisionally credit your Account. Electronic Fund Transfers: In case of errors or questions about your electronic fund transfers, or if you think your statement or receipt is wrong or if you need more information about a transfer on the statement or receipt, call us toll-free as soon as you can at 800-435-4000. Alternatively, you may write us at the following addresses: For Moneylink transfer errors or questions, write to Charles Schwab & Co., Inc., Moneylink Support Services, MS 345-7, 101 Montgomery St., San Francisco, CA 94104. For any other errors or questions regarding electronic fund transfers, write to Charles Schwab & Co., Inc., Attention: Schwab One, MS 03-408, 9601 East Panorama Circle, Englewood, CO 80112. We must hear from you no later than 60 days after we sent you the first statement on which the error or problem appeared. If you tell us orally, we may still require you to send us your complaint or question in writing within 10 business days. We need the following information: your name and Account number; Visa® debit card number; a description of the error or the transfer you are unsure about; a clear ex lanation of why you believe it is an error or why you need more information; and the dollar amount of the suspected error. We will tell you the results of our investigation within 10 business days after we hear from you and will correct any error promptly. If we need more time, we may take up to 45 days to investigate your complaint or question. If you are a new customer and the error or question concerns an electronic fund transfer that occurred within 30 days after the first deposit to the Account was made, we will tell ou the results of our investigation within 20 business days after we hear {from you. If we need more time, we may take up to 90 days to investigate. In addition, we may take up to 90 days to investigate if the error or question relates to an electronic fund transfer that was initiated outside of the United States or resulted from a point-of-sale debit card transaction. If we decide we need the additional time to investigate your complaint or question, we will provisionally credit your Account within 10 business days (or 20 business days for errors or questions relating to transactions that occurred within 30 days after the first deposit to the Account was made) for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. If we ask you to put your complaint or question in writing and we do not receive it within 10 business days (or 20 business days if applicable), we may not credit your Account. We will tell you the results within three business days after completing our investigation. If we decide that there was no error, we will send you a written explanation. You may ask for copies of the documents that we used in our investigation. Additional Information: This customer statement is furnished solely by Schwab for your account. If ou receive any other communication from any source other than Schwab, which purports to represent your holdings at Schwab, you should verify its content with this statement. We are required by law to report to the Internal Revenue Service certain payments to you and credits to your Account during the calandar year. Please retain this statement for income tax purposes. Schwab or an affiliate acts as the Investment Advisor, Transfer Agent, Shareholder Service Agent and Distributor for the Sweep Funds and as Transaction Services Agent for the Government Money Fund. Schwab or an affiliate is compensated by the Sweep Funds for acting in each of these capacitites other than as Distributor. The amount of such compensation is is disclosed in the prosepctus and additional information will be provided in response to written request. A financial statement for Schwab is available for your personal inspection at Schwab's offices or a copy will be mailed to you upon your written request. Any third-party trademarks appearing herein are the property of their respective owners. (0001-0013) MKT 4214-1 (02/01) N kn O O O W N O f3, H W EXH008-00854 ============= Page 3 of 12 ============= O O N O M 00 0O O O 0 O Account of JEFFREY K SKILLING Statement Period: September 1, 2001 through September 30, 2001 Account Number: 8110-6673 Asset Allocation Change in Account Value Amount % Cash and Money Market Funds (MMF): Cash (Credits) $ 10,862,098.68 10% MMF (Sweep) 16,929,939.10 16% MMF (Non-Sweep) 46,678,139.63 44% Fixed Income 589,788.08 <1% Bond Funds 19,664,985.63 18% Stocks 12,087,364.48 11% Total Assets Long $ 106,812,315.60 100% Stocks Short $ (10,256,000.00) Total Assets Short $ (10,256,000.00) Margin Loan Outstanding $0.00 Total Account Value $ 96,556,315.60 Asset Allocation Fixed Income