SEC NEWS DIGEST Issue 2006-223 November 20, 2006 COMMISSION ANNOUNCEMENTS FEE RATE ADVISORY #4 FOR FISCAL YEAR 2007 The continuing resolution funding the Securities and Exchange Commission for fiscal 2007 since Oct. 1, 2006, has been extended through Dec. 8, 2006. Therefore, fees paid under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g) and 31 of the Securities Exchange Act of 1934 will remain at their current rates. Five days after the date of enactment of the Commission's regular fiscal year 2007 appropriation, the Section 6(b) fee rate applicable to the registration of securities, the Section 13(e) fee rate applicable to the repurchase of securities, and the Section 14(g) fee rate applicable to proxy solicitations and statements in corporate control transactions will decrease to $30.70 per million from the current rate of $107.00 per million, as previously announced. In addition, thirty days after the date of enactment of the Commission's regular appropriation, the Section 31 fee rate applicable to securities transactions on the exchanges and in the over-the- counter markets will decrease to $15.30 per million from the current rate of $30.70 per million. On that same date, the assessment on security futures transactions under Section 31(d) will decrease to $0.0042 for each round turn transaction from the current rate of $0.009 for each such transaction. Additional information on the transition to the new Section 31 fee rate will be available on the Internet websites of the New York Stock Exchange and the NASD at http://www.nyse.com and http://www.nasd.com, respectively. The Division of Market Regulation's Office of Interpretation and Guidance is also available to answer questions relating to Section 31. That office may be reached by phone at 202- 551-5777 or by email at marketreg@sec.gov. A copy of the Commission's April 28, 2006, order regarding fee rates for fiscal year 2007 is available at http://www.sec.gov/rules/other/2006/33-8681.pdf. The Commission will issue further notices as appropriate to keep the public informed of developments relating to enactment of the Commission's regular appropriation and the effective dates for the above fee rate changes. These notices will be posted at the SEC's Internet web site at http://www.sec.gov. (Press Rel. 2006-194) ENFORCEMENT PROCEEDINGS COMMISSION REVOKES REGISTRATIONS OF SECURITIES OF CALNEVA CAPITAL CORP. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On November 20, the Commission revoked the registration of each class of registered securities of Calneva Capital Corp. (Calneva) for failure to make required periodic filings with the Commission. Without admitting or denying the findings in the order, except as to jurisdiction, which it admitted, Calneva consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Calneva Capital Corp. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of Calneva's securities pursuant to Section 12(j) of the Exchange Act. This order settled the charges brought against Calneva in In the Matter of Calneva Capital Corp, Inc., et al., Administrative Proceeding File No. 3-12474. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked…. For further information see Exchange Act Release No. 54717 (Nov. 8, 2006). (Rel. 34-54781; File No. 3-12474) COMMISSION REVOKES REGISTRATIONS OF SECURITIES OF ROYAL BELLE CAPITAL CORP. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On November 20, the Commission revoked the registration of each class of registered securities of Royal Belle Capital Corp. (Royal Belle) for failure to make required periodic filings with the Commission. Without admitting or denying the findings in the order, except as to jurisdiction, which it admitted, Royal Belle consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Royal Belle Capital Corp. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of Royal Belle's securities pursuant to Section 12(j) of the Exchange Act. This order settled the charges brought against Royal Belle in In the Matter of Calneva Capital Corp, Inc., et al., Administrative Proceeding File No. 3-12474. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . . For further information see Exchange Act Release No. 54717 (Nov. 8, 2006). (Rel. 34-54782; File No. 3-12474) COMMISSION REVOKES REGISTRATIONS OF SECURITIES OF STUDIO CAPITAL CORP. FOR FAILURE TO MAKE REQUIRED PERIODIC FILINGS On November 20, the Commission revoked the registration of each class of registered securities of Studio Capital Corp. (Studio Capital) for failure to make required periodic filings with the Commission. Without admitting or denying the findings in the order, except as to jurisdiction, which it admitted, Studio Capital consented to the entry of an Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934 as to Studio Capital Corp. finding that it had failed to comply with Section 13(a) of the Securities Exchange Act of 1934 (Exchange Act) and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of Studio Capital's securities pursuant to Section 12(j) of the Exchange Act. This order settled the charges brought against Studio Capital in In the Matter of Calneva Capital Corp, Inc., et al., Administrative Proceeding File No. 3-12474. Brokers and dealers should be alert to the fact that Exchange Act Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked . . . . For further information see Exchange Act Release No. 54717 (Nov. 8, 2006). (Rel. 34-54783; File No. 3-12474) IN THE MATTER OF MARK CONWAY On November 20, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanction (Order) barring Mark R. Conway, of Waltham, Massachusetts, from association with any investment adviser. Conway consented to the Order without admitting or denying the findings, except as to his conviction. Conway was the president and portfolio manager of the hedge fund firm Groundswell Partners LLC. In the Order, the Commission finds that on Oct. 23, 2006, Conway pled guilty to six counts of mail fraud in violation of Title 18 United States Code, Sections 1341 and 1342 and seven counts of wire fraud in violation of Title 18 United States Code, Section 1343 before the United States District Court for the District of Massachusetts, in United States v. Mark R. Conway, Crim. No. 06-CR-10236-PBS. Conway is scheduled to be sentenced on Jan. 24, 2007, and he faces up to 20 years in prison, to be followed by 3 years of supervised release and a $250,000 fine. Previously, on Nov. 4, 2005, the Commission obtained emergency relief, including an asset freeze and temporary restraining order, against Conway. The Commission charged that Conway had been defrauding investors as to the value of their investments and the strategies he was employing. Specifically, the Commission charged that Conway's fraud included creating false account statements indicating that the fund he managed was valued at $43 million when in fact it was only valued at $14 million. For more information see Litigation Release Nos. 19460 (Nov. 9, 2005), 19473 (Nov. 22, 2005), 19773 (July 26, 2006), and 19807 (Aug. 17, 2006). (Rel. IA-2568; File No. 3-12483) SEC SETTLES INSIDER TRADING CASE AGAINST FORMER CAPITAL ONE CFO, DAVID WILLEY, FOR $1.8 MILLION AND 5 YEAR O&D BAR The Commission today announced that it settled insider trading charges against David M. Willey of Great Falls, Virginia, former Chief Financial Officer of Capital One Financial Corporation. Under the settlement, Willey agreed to pay over $1.8 million in disgorgement, prejudgment interest and penalties. Willey also agreed to a five years bar from serving as an officer and director of a public company. The Commission's complaint, which was filed with the United States District Court for the District of Columbia in July 2004, charged Willey with insider trading in the securities of Capital One in advance of a negative news announcement concerning supervisory action by the Federal Reserve Board of Governors. Without admitting or denying the allegations, Willey has agreed to settle the Commission's enforcement action by consenting to a final judgment that imposes a permanent injunction prohibiting him from violating Sections 10(b) and 16(a) of the Securities Exchange Act of 1934 and Rules 10b-5 and 16a-3 thereunder, ordering that he pay $801,434 disgorgement plus $218,180 in prejudgment interest and an insider trading penalty of $801,434, and imposing a five year officer and director bar. In connection with this settlement, the Commission is voluntarily dismissing with prejudice its relief defendant claim against Willey's wife. For further information see LR-18794 (July 26, 2004). [SEC v. David M. Willey and Joy S. Willey, Civil Action No. 1:04-CV-01243, (D.D.C.)] (LR-19918) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES The Fixed Income Clearing Corporation filed a proposed rule change (SR-FICC-2006-10) to amend the rules of its Mortgage-Backed Securities Division regarding membership requirements for unregistered investment pools. Publication is expected in the Federal Register during the week of November 20. (Rel. 34-54769) The American Stock Exchange filed a proposed rule change (SR-Amex- 2006-76) and Amendments No. 1 and 2 thereto relating to the listing and trading of the DB Multi-Sector Commodity Trust. Publication is expected in the Federal Register during the week of November 20. (Rel. 34-54770) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 uWink, Inc., 16106 HART STREET, VAN NUYS, CA, 91406, 8189096030 - 1,500,000 ($2,880,000.00) Equity, (File 333-138778 - Nov. 17) (BR. 09B) F-1 EUROSEAS LTD., AETHRION CENTER, 40 AG., KONSTANTINOU STREET, 151 24, MAROUSSI, J3, 00000, 011 30 210 6105110 - 0 ($46,000,000.00) Equity, (File 333-138780 - Nov. 17) (BR. 05A) S-1 ODYSSEY RE HOLDINGS CORP, 300 FIRST STAMFORD PL, STAMFORD, CT, 06902, 2039778000 - 10,350,000 ($394,335,000.00) Equity, (File 333-138781 - Nov. 17) (BR. 01B) SB-2 VioQuest Pharmaceuticals, Inc., 7 DEER PARK DRIVE, SUITE E, PRINCETON CORPORATE PLAZA, MONMOUTH JUNCTION, NJ, 08852, 732-274-0399 - 11,048,240 ($5,745,084.80) Equity, (File 333-138782 - Nov. 17) (BR. 01A) S-8 HEWLETT PACKARD CO, 3000 HANOVER ST, MS 1050, PALO ALTO, CA, 94304, 6508571501 - 0 ($340,892,706.00) Equity, (File 333-138783 - Nov. 17) (BR. 03C) S-8 United Community Bancorp, 92 WALNUT STREET, LAWRENCEBURG, IN, 47025, 812-537-4822 - 580,630 ($7,507,546.00) Equity, (File 333-138785 - Nov. 17) (BR. 07) S-8 NORTH AMERICAN TECHNOLOGIES GROUP INC /TX/, 14315 WEST HARDY ROAD, SUITE 301, HOUSTON, TX, 77060, 281-847-0029 - 25,420,000 ($8,134,400.00) Equity, (File 333-138787 - Nov. 17) (BR. 06A) S-3 WELLS FARGO & CO/MN, 420 MONTGOMERY STREET, SAN FRANCISCO, CA, 94163, 6126671234 - 8,000,000 ($289,840,000.00) Equity, (File 333-138793 - Nov. 17) (BR. 07A) S-8 New Aristotle Holdings, Inc., 2525 ARMITAGE AVENUE, MELROSE PARK, IL, 60160, (708) 450-3000 - 0 ($425,250,000.00) Equity, (File 333-138794 - Nov. 17) (BR. 02) S-8 ASPYRA INC, 26115 A MUREAU RD, CALABASAS, CA, 91302, 8188806700 - 0 ($2,801,199.00) Equity, (File 333-138795 - Nov. 17) (BR. 03A) S-3 SIGA TECHNOLOGIES INC, 420 LEXINGTON AVE, SUITE 601, NEW YORK, NY, 10170, 2126729100 - 3,272,400 ($13,007,790.00) Equity, (File 333-138796 - Nov. 17) (BR. 01C) S-8 WINMARK CORP, 4200 DAHLBERG DRIVE, GOLDEN VALLEY, MN, 55422-4837, 6125208500 - 0 ($5,172,500.00) Equity, (File 333-138798 - Nov. 17) (BR. 02C) S-B PROVINCE OF MANITOBA, 1251 AVE OF THE AMERICAS, C/O CANADIAN CONSULATE GENERAL, NEW YORK, NY, 10020, 0 ($500,000,000.00) Debt, (File 333-138799 - Nov. 17) (BR. DN) SB-2 TRADEQUEST INTERNATIONAL INC, 801 BRICKELL BAY DRIVE, SUITE 1965, MIAMI, FL, 33131, (305) 377-2110 - 75,000,000 ($1,500,000.00) Equity, (File 333-138800 - Nov. 17) (BR. 03C) F-6 KUMBA IRON ORE LTD, ROGER DYASON ROAD, PRETORIA WEST, 0183, T3, 00000, 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-138801 - Nov. 17) (BR. ) S-8 TENBY PHARMA INC, 270 PRESIDENTIAL DRIVE, WILMINGTON, DE, 19807, 302 743 2995 - 534,566 ($3,014,952.24) Equity, (File 333-138802 - Nov. 17) (BR. 09) SB-2 MEDICALCV INC, 9725 SOUTH ROBERT TRAIL, INVER GROVE HEIGHTS, MN, 55077, 6514523000 - 0 ($3,415,178.03) Equity, (File 333-138803 - Nov. 17) (BR. 10B) SB-2 MEDICALCV INC, 9725 SOUTH ROBERT TRAIL, INVER GROVE HEIGHTS, MN, 55077, 6514523000 - 0 ($3,624,902.78) Equity, (File 333-138805 - Nov. 17) (BR. 10B) SB-2 Mogul Energy International, Inc., 520 PIKE TOWER, SUITE 2210, SEATTLE, WA, 98101, 206-357-4220 - 18,364,310 ($9,182,155.00) Equity, (File 333-138806 - Nov. 17) (BR. 04) S-8 TRIMERIS INC, 3500 PARAMOUNT PARKWAY, MORRISVILLE, NC, 27560, (919) 419-6050 - 500,000 ($4,840,000.00) Equity, (File 333-138807 - Nov. 17) (BR. 01C) S-1 VCAMPUS CORP, 1850 CENTENNIAL PARK DR, SUITE 200, RESTON, VA, 20191, 7036547213 - 0 ($4,144,937.00) Equity, (File 333-138808 - Nov. 17) (BR. 11C) S-3 CENTRAL EUROPEAN DISTRIBUTION CORP, TWO BALA PLAZA, SUITE 300, BALA CYNWYD, PA, 19004, 6106607817 - 0 ($138,983,927.00) Equity, (File 333-138809 - Nov. 17) (BR. 02B) S-1 VALERO GP HOLDINGS LLC, ONE VALERO WAY, SAN ANTONIO, TX, 78249, 2103452000 - 0 ($537,067,500.00) Limited Partnership Interests, (File 333-138810 - Nov. 17) (BR. 04A) S-8 COOPER TIRE & RUBBER CO, LIMA & WESTERN AVENUES, FINDLAY, OH, 45840, 4194231321 - 3,000,000 ($38,700,000.00) Equity, (File 333-138811 - Nov. 17) (BR. 06B) S-8 HERTZ GLOBAL HOLDINGS INC, 225 BRAE BOULEVARD PARK RIDGE, NEW JERSEY, NY, 07656, 201-307-2619 - 0 ($427,500,000.00) Equity, (File 333-138812 - Nov. 17) (BR. 05C) S-3 PREMIER COMMUNITY BANKSHARES INC, 4095 VALLEY PIKE, WINCHESTER, VA, 22602, 5408696600 - 350 ($7,196,000.00) Equity, (File 333-138813 - Nov. 17) (BR. 07C) S-8 ORASURE TECHNOLOGIES INC, 150 WEBSTER ST, BETHLEHEM, PA, 18015, 5036416115 - 2,000,000 ($16,110,000.00) Equity, (File 333-138814 - Nov. 17) (BR. 10C) S-8 SEPRACOR INC /DE/, 84 WATERFORD DRIVE, MARLBOROUGH, MA, 01757, 5084816700 - 0 ($130,500,000.00) Equity, (File 333-138815 - Nov. 17) (BR. 01C) S-8 OPTIUM CORP, 500 HORIZON DRIVE, SUITE 505, CHALFONT, PA, 18914, 2157126200 - 0 ($14,023,820.94) Equity, (File 333-138816 - Nov. 17) (BR. 10B) S-8 OXIS INTERNATIONAL INC, 323 VINTAGE PARK DRIVE, SUITE B, FOSTER CITY, CA, 94404, 6502122568 - 2,000,000 ($440,000.00) Equity, (File 333-138817 - Nov. 17) (BR. 01B) S-4 FLORIDA POWER & LIGHT CO, 700 UNIVERSE BLVD, JUNO BEACH, FL, 33408, 5616943715 - 0 ($300,000,000.00) Non-Convertible Debt, (File 333-138818 - Nov. 17) (BR. 02A) S-8 FORD MOTOR CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3133223000 - 0 ($440,500,000.00) Equity, (File 333-138819 - Nov. 17) (BR. 05A) S-8 TRADESTAR SERVICES, INC., THREE RIVERWAY, SUITE 1500, HOUSTON, TX, 77056, (713) 479-7000 - 2,400,000 ($4,560,000.00) Equity, (File 333-138820 - Nov. 17) (BR. 08C) S-8 FORD MOTOR CO, ONE AMERICAN ROAD, DEARBORN, MI, 48126, 3133223000 - 0 ($308,350,000.00) Equity, (File 333-138821 - Nov. 17) (BR. 05A) S-3 LUMERA CORP, 19910 NORTH CREEK PARKWAY, BOTHELL, WA, 98011-3008, 425-415-6847 - 3,390,000 ($24,441,900.00) Equity, (File 333-138822 - Nov. 17) (BR. 10B) N-2 NASDAQ Enhanced Income Fund Inc., 800 SCUDDERS MILL RD, PLAINSBORO, NJ, 08536, 609-282-1212 - 0 ($1,000,000.00) Equity, (File 333-138823 - Nov. 17) (BR. ) S-1 FBR CAPITAL MARKETS CORP, 1001 NINETEETH ST NORTH, ARLINGTON, VA, 22209, 703-312-9500 - 0 ($309,000,000.00) Equity, (File 333-138824 - Nov. 17) (BR. ) S-3ASR AMERICAN FINANCIAL REALTY TRUST, 1725 THE FAIRWAY, JENKINTOWN, PA, 19046, 215-887-2280 - 0 ($0.00) Equity, (File 333-138825 - Nov. 17) (BR. 08B) S-3 SECURE COMPUTING CORP, 2675 LONG LAKE ROAD, -, ROSEVILLE, MN, 55113, 651-628-2773 - 10,000,000 ($63,500,000.00) Equity, (File 333-138826 - Nov. 17) (BR. 03B) S-8 VIPER NETWORKS INC, 10373 ROSELLE STREET, SUITE 170, SAN DIEGO, CA, 92121, 8584528737 - 15,000,000 ($300,000.00) Equity, (File 333-138827 - Nov. 17) (BR. 03A) S-8 SECURE COMPUTING CORP, 2675 LONG LAKE ROAD, -, ROSEVILLE, MN, 55113, 651-628-2773 - 842,921 ($5,352,548.30) Equity, (File 333-138828 - Nov. 17) (BR. 03B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 3M CO DE 5.03,9.01 11/13/06 AARON RENTS INC GA 5.02,9.01 11/07/06 ABOVENET INC DE 8.01,9.01 11/16/06 ACT TELECONFERENCING INC CO 2.02,9.01 11/14/06 ACTEL CORP CA 3.01,7.01,9.01 11/13/06 ADVISORY BOARD CO DE 1.01,9.01 11/15/06 AIRNET SYSTEMS INC OH 1.01,2.02,7.01,9.01 11/10/06 AKORN INC LA 3.02 11/17/06 ALASKA AIR GROUP INC DE 7.01 11/17/06 ALBANY INTERNATIONAL CORP /DE/ DE 1.01,2.03 11/17/06 ALBERTO CULVER CO DE 8.01,9.01 11/16/06 ALBERTO CULVER CO DE 5.02 11/13/06 ALDILA INC DE 7.01,9.01 11/16/06 ALEXION PHARMACEUTICALS INC DE 1.01,8.01,9.01 11/14/06 Alliance Holdings GP, L.P. DE 7.01,9.01 11/14/06 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 11/14/06 Allis Chalmers Energy Inc. DE 7.01,9.01 11/17/06 ALMOST FAMILY INC DE 1.01,3.02,9.01 11/17/06 ALR TECHNOLOGIES INC 7.01,9.01 11/16/06 ALTERNATIVE ENERGY SOURCES INC 5.02,9.01 11/15/06 AMEDISYS INC DE 7.01,9.01 11/17/06 AMERICAN MOLD GUARD INC 8.01 11/17/06 AMERICAN REAL ESTATE PARTNERS L P DE 8.01,9.01 11/15/06 American Telecom Services Inc 5.02 11/13/06 AMERICAN WOODMARK CORP VA 8.01,9.01 10/31/06 AMERICREDIT CORP TX 4.01,9.01 11/13/06 AMERISOURCEBERGEN CORP DE 1.01 11/14/06 AMISTAR CORP CA 2.02,9.01 11/16/06 ANNTAYLOR STORES CORP DE 2.02,9.01 11/17/06 ANSYS INC DE 8.01,9.01 11/16/06 APPLIED DIGITAL SOLUTIONS INC MO 1.01,2.03,9.01 11/16/06 APPLIED SPECTRUM TECHNOLOGIES INC MN 1.01,2.01,3.02,5.01,5.02, 11/15/06 5.03,5.06,9.01 ARAMARK CORP/DE DE 1.01 11/13/06 ARGENTA SYSTEMS INC NV 4.01 11/13/06 AspenBio Pharma, Inc. CO 2.02,7.01,9.01 11/17/06 ASSISTED LIVING CONCEPTS INC NV 2.02,9.01 11/16/06 AT&T INC. DE 8.01,9.01 09/30/06 ATWOOD OCEANICS INC TX 7.01 11/17/06 AVALONBAY COMMUNITIES INC MD 1.01,2.03,9.01 11/14/06 Averion International Corp. 5.02 11/15/06 BAKER MICHAEL CORP PA 5.02 11/13/06 BAS SECURITIZATION LLC DE 8.01,9.01 11/14/06 Bayview Financial Mortgage Pass-Throu DE 8.01 11/17/06 BCSB BANKCORP INC 2.02,9.01 11/16/06 BEAR LAKE RECREATION INC NV 7.01 11/17/06 AMEND BEMIS CO INC MO 8.01,9.01 11/16/06 BENIHANA INC DE 2.02,9.01 11/17/06 BIOJECT MEDICAL TECHNOLOGIES INC OR 5.02,9.01 10/18/06 AMEND Birmingham Bloomfield Bancshares MI 5.02 11/16/06 BISYS GROUP INC DE 5.02 11/14/06 BJs RESTAURANTS INC CA 1.01,3.02,9.01 11/16/06 BLACK BOX CORP DE 8.01 11/13/06 BLACK BOX CORP DE 8.01 11/16/06 Bloodhound Search Technologies, Inc. NV 1.01,9.01 11/16/06 BLUE DOLPHIN ENERGY CO DE 5.02,9.01 11/16/06 BODISEN BIOTECH, INC DE 2.02,8.01 11/14/06 BOOKS A MILLION INC DE 2.02 10/17/06 Branded Media CORP NV 4.01,9.01 11/10/06 BRE PROPERTIES INC /MD/ MD 8.01,9.01 11/16/06 Brookdale Senior Living Inc. DE 1.01,2.03,9.01 11/15/06 BROOKE CORP KS 7.01,9.01 11/13/06 Brownsville CO NV 1.01,9.01 11/16/06 C H ROBINSON WORLDWIDE INC DE 8.01,9.01 11/16/06 CAPITAL ONE FUNDING, LLC 8.01,9.01 11/07/06 CAPRIUS INC DE 5.02,9.01 11/13/06 CARRIZO OIL & GAS INC TX 7.01 11/17/06 CASCADE NATURAL GAS CORP WA 5.02 11/14/06 CATALYTICA ENERGY SYSTEMS INC DE 1.01,9.01 09/22/05 AMEND CATALYTICA ENERGY SYSTEMS INC DE 1.01,9.01 06/20/05 AMEND CATERPILLAR INC DE 7.01 11/17/06 CENTRAL HUDSON GAS & ELECTRIC CORP NY 8.01,9.01 11/17/06 CENTRUE FINANCIAL CORP DE 2.01,5.02,5.03,9.01 11/13/06 CHADMOORE WIRELESS GROUP INC CO 4.02,5.02,8.01 11/16/06 CHANNELL COMMERCIAL CORP DE 1.01,9.01 11/15/06 Chaparral Energy, Inc. DE 7.01,9.01 11/16/06 CHARYS HOLDING CO INC 1.01,2.03,9.01 11/08/06 CHARYS HOLDING CO INC 1.01,9.01 06/20/06 AMEND CHEESECAKE FACTORY INCORPORATED DE 8.01,9.01 11/16/06 CHESAPEAKE ENERGY CORP OK 5.04 11/17/06 CHINA BIOPHARMACEUTICALS HOLDINGS INC DE 8.01,9.01 11/17/06 CHINA DIRECT TRADING CORP FL 7.01,9.01 11/16/06 CHINA DIRECT TRADING CORP FL 7.01,9.01 11/16/06 CHINA SECURITY & SURVEILLANCE TECHNOL D8 2.02,9.01 11/17/06 China Yingxia International, Inc. FL 1.01,2.01,3.02,3.03,5.01, 05/12/06 AMEND 5.02,5.06,9.01 CLAIMSNET COM INC DE 1.01,2.03,9.01 11/16/06 CLAYTON WILLIAMS ENERGY INC /DE DE 1.01,9.01 11/15/06 CLECO CORP LA 2.02,7.01,9.01 11/10/06 CODORUS VALLEY BANCORP INC PA 5.02 07/26/06 AMEND COMMERCE GROUP INC /MA MA 8.01,9.01 11/17/06 COMVERSE TECHNOLOGY INC/NY/ NY 4.02,7.01,9.01 11/14/06 CONOR MEDSYSTEMS INC 8.01,9.01 11/16/06 CONOR MEDSYSTEMS INC 1.01,5.02,9.01 11/16/06 CONSOLIDATED GRAPHICS INC /TX/ TX 8.01,9.01 11/17/06 CONVERSION SERVICES INTERNATIONAL INC DE 5.02,9.01 11/17/06 Cooper-Standard Holdings Inc. DE 2.02,9.01 11/17/06 CORCEPT THERAPEUTICS INC 3.01 11/16/06 CORPORATE PROPERTY ASSOCIATES 16 GLOB MD 7.01,9.01 11/17/06 COSI INC DE 5.02,9.01 11/13/06 COVANTA HOLDING CORP DE 8.01,9.01 11/16/06 CREDIT SUISSE (USA) INC DE 9.01 11/15/06 CROSS TIMBERS ROYALTY TRUST TX 2.02,9.01 11/17/06 CSG SYSTEMS INTERNATIONAL INC DE 5.02,9.01 11/16/06 CV THERAPEUTICS INC DE 8.01 11/14/06 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 09/25/06 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 09/28/06 CWABS Asset-Backed Certificates Trust DE 8.01,9.01 09/29/06 DAKTRONICS INC /SD/ SD 5.02 11/16/06 DATALOGIC INTERNATIONAL INC DE 1.01,3.02,5.02,8.01,9.01 10/31/06 DATAMEG CORP DE 8.01 11/16/06 DAWSON GEOPHYSICAL CO TX 7.01,9.01 11/14/06 DAYBREAK OIL & GAS INC WA 8.01,9.01 11/13/06 DCT Industrial Trust Inc. MD 2.02,9.01 11/13/06 Dhanoa Minerals Ltd. NV 5.02,7.01,8.01,9.01 11/16/06 Diamond Foods Inc DE 7.01,9.01 11/17/06 DIASYS CORP DE 8.01 11/17/06 Dinewise, Inc. NV 1.01,9.01 11/13/06 DNB FINANCIAL CORP /PA/ PA 5.02,7.01,9.01 11/14/06 DONALDSON CO INC DE 8.01,9.01 11/17/06 DreamWorks Animation SKG, Inc. 8.01,9.01 11/15/06 DRIVER HARRIS CO NJ 1.03 11/13/06 DUKE REALTY CORP IN 8.01,9.01 11/16/06 DUKE REALTY LIMITED PARTNERSHIP/ IN 8.01,9.01 11/16/06 DYAX CORP DE 5.02,9.01 11/16/06 E COM VENTURES INC FL 8.01,9.01 11/17/06 EATWARE CORP NV 1.01,9.01 11/13/06 EBANK FINANCIAL SERVICES INC GA 1.01,9.01 11/14/06 EBIX INC DE 2.02,7.01,9.01 11/14/06 EL CAPITAN PRECIOUS METALS INC NV 5.02 11/13/06 ELECTRONIC SYSTEMS TECHNOLOGY INC WA 8.01,9.01 11/13/06 ELECTRONICS FOR IMAGING INC DE 3.01,8.01,9.01 11/07/06 EMBARCADERO TECHNOLOGIES INC 3.01,8.01,9.01 11/15/06 EMC CORP MA 1.01,2.03,3.02,9.01 11/13/06 Emrise CORP DE 1.02,2.04,8.01 11/13/06 ENCOMPASS HOLDINGS, INC. NV 8.01,9.01 11/16/06 ENDO NETWORKS INC TX 3.03,4.01,5.03,9.01 11/09/06 ENERGY PARTNERS LTD DE 8.01,9.01 11/17/06 ENOVA SYSTEMS INC CA 8.01 11/17/06 ENUCLEUS INC DE 5.02,9.01 11/16/06 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 1.01,2.03,9.01 11/13/06 ENZO BIOCHEM INC NY 5.01 11/16/06 EPLUS INC DE 1.01,9.01 11/15/06 EQUITY INNS INC TN 1.01,2.03,9.01 11/17/06 EUROWEB INTERNATIONAL CORP DE 8.01 11/13/06 EV Energy Partners, LP DE 1.01,2.02,5.02,9.01 11/10/06 EVANS BOB FARMS INC DE 5.02,9.01 11/17/06 Federal Home Loan Bank of Boston X1 7.01,9.01 11/17/06 Federal Home Loan Bank of Boston X1 5.02,9.01 11/17/06 Federal Home Loan Bank of Pittsburgh PA 5.02,9.01 11/17/06 Federal Home Loan Bank of Pittsburgh PA 7.01,9.01 11/17/06 Federal Home Loan Bank of Topeka 5.02,7.01,9.01 11/17/06 FEDERAL TRUST CORP FL 5.02,8.01,9.01 11/17/06 FEDERATED DEPARTMENT STORES INC /DE/ DE 8.01,9.01 11/17/06 FEDERATED DEPARTMENT STORES INC /DE/ DE 8.01,9.01 11/17/06 FelCor Lodging Trust Inc MD 5.02,9.01 11/13/06 FERMAVIR PHARMACEUTICALS, INC. FL 1.01,3.02,3.03,9.01 11/15/06 First Horizon Asset Sec HELOC Notes S DE 8.01,9.01 11/17/06 FirstBank Financial Services, Inc. GA 8.01,9.01 11/17/06 Fit For Business International Inc NV 1.01,3.02,4.01,5.02,9.01 11/13/06 FNB FINANCIAL SERVICES CORP NC 8.01,9.01 11/17/06 FOOT LOCKER INC NY 2.02,8.01,9.01 11/15/06 FOOT LOCKER INC NY 1.01,9.01 11/13/06 FOOT LOCKER INC NY 8.01,9.01 11/17/06 FORCE PROTECTION INC NV 1.01,9.01 11/09/06 FORD MOTOR CO DE 8.01 11/14/06 FORD MOTOR CREDIT CO DE 8.01 11/14/06 FOSTER WHEELER LTD D0 5.02,9.01 11/15/06 FREMONT MORTGAGE SECURITIES CORP DE 8.01,9.01 11/03/06 FRONTIER FUND DE 4.02 11/13/06 FURIA ORGANIZATION INC /DE/ DE 5.01,5.02,9.01 11/17/06 GA Computer Sciences Inc. NV 2.01,3.02,5.01,5.02,9.01 11/13/06 GABRIEL TECHNOLOGIES CORP DE 8.01 11/17/06 GENERAL COMPONENTS, INC. NV 2.01,3.02,9.01 11/01/06 GILEAD SCIENCES INC DE 2.01,9.01 11/17/06 GLOBAL PAYMENTS INC GA 1.01,1.02,2.03,9.01 11/16/06 GLOBALSCAPE INC DE 1.01,3.02,5.03,7.01,9.01 11/13/06 GMH Communities Trust MD 2.02,9.01 11/13/06 GOLD STANDARD INC UT 4.02 11/08/06 GOODYEAR TIRE & RUBBER CO /OH/ OH 8.01,9.01 11/16/06 Google Inc. DE 2.01,3.02,9.01 11/13/06 GPS INDUSTRIES, INC. NV 1.01,2.03,3.02,5.02,5.03,9.01 11/13/06 GSAMP Trust 2006-HE7 DE 8.01,9.01 10/31/06 AMEND HANDHELD ENTERTAINMENT, INC. DE 2.01,2.03,8.01,9.01 11/14/06 Harbor Acquisition Corp. DE 1.01,9.01 11/14/06 HARBOR FLORIDA BANCSHARES INC DE 8.01,9.01 11/17/06 HARTFORD LIFE INSURANCE CO CT 9.01 11/17/06 HEWLETT PACKARD CO DE 5.02,5.03,9.01 11/16/06 HIBBETT SPORTING GOODS INC DE 2.02,7.01,9.01 11/16/06 Hill International, Inc. DE 9.01 08/31/06 AMEND HILLENBRAND INDUSTRIES INC IN 2.02,9.01 11/16/06 HOME DEPOT INC DE 5.02,9.01 11/16/06 HONEYWELL INTERNATIONAL INC DE 5.02 11/14/06 Horizon Lines, Inc. 8.01,9.01 11/15/06 Hostopia.com Inc. 2.02,9.01 11/14/06 HUGOTON ROYALTY TRUST TX 2.02,9.01 11/17/06 IASIS Healthcare LLC DE 2.02,9.01 11/17/06 IDACORP INC ID 5.02,8.01 11/17/06 IDEARC INC. DE 1.01,9.01 11/13/06 IHOP CORP DE 8.01,9.01 11/16/06 IMMEDIATEK INC NV 4.02 11/13/06 IMPART MEDIA GROUP INC NV 2.02,7.01,9.01 11/17/06 IMPERIAL INDUSTRIES INC DE 2.02,7.01,9.01 11/14/06 IMPSAT FIBER NETWORKS INC DE 8.01,9.01 11/16/06 INFINITY CAPITAL GROUP, INC. NV 1.01,7.01,9.01 11/15/06 INFOTEC BUSINESS SYSTEMS INC NV 1.01,3.02,9.01 11/06/06 INFOTECH USA INC DE 1.01,9.01 11/16/06 Ingen Technologies, Inc. 1.01 11/16/06 INNOVATIVE DESIGNS INC DE 8.01 11/17/06 Intcomex, Inc. DE 8.01,9.01 11/15/06 INTEGRATED DEVICE TECHNOLOGY INC DE 5.02 11/16/06 INTEGRATED PERFORMANCE SYSTEMS INC NY 8.01,9.01 11/14/06 INTELLIGROUP INC NJ 5.02 11/13/06 INTERACTIVE DATA CORP/MA/ DE 5.02,9.01 11/14/06 INTERLINK ELECTRONICS INC DE 2.02,9.01 11/16/06 International Power Group, Ltd. DE 1.01 11/09/06 INTERPUBLIC GROUP OF COMPANIES, INC. DE 1.01,1.02,2.03,3.02,8.01,9.01 11/14/06 INTERSTATE BAKERIES CORP/DE/ DE 7.01,9.01 11/16/06 INVACARE CORP OH 1.01,2.04,9.01 11/14/06 INVERNESS MEDICAL INNOVATIONS INC DE 8.01 11/17/06 IRIS INTERNATIONAL INC DE 5.02,9.01 11/15/06 IRONCLAD PERFORMANCE WEAR CORP 2.02,9.01 11/14/06 ISONICS CORP CA 1.01,2.03,3.02,9.01 11/14/06 ITEX CORP NV 1.01,9.01 11/03/06 IXIA CA 3.01,9.01 11/14/06 J CREW GROUP INC DE 1.01,9.01 11/15/06 J P MORGAN CHASE & CO DE 9.01 11/15/06 JEFFERSONVILLE BANCORP NY 2.02,9.01 11/15/06 JL HALSEY CORP 2.02,9.01 11/15/06 JOHNSON & JOHNSON NJ 8.01,9.01 11/16/06 JOHNSON CONTROLS INC WI 5.02,5.03,9.01 11/15/06 JOHNSON OUTDOORS INC WI 2.02,9.01 11/17/06 KAHIKI FOODS INC OH 3.02 11/16/06 KANSAS CITY SOUTHERN DE 8.01 11/16/06 KEMET CORP DE 2.03 11/17/06 KENEXA CORP 1.01,1.02,2.01,2.03,9.01 11/13/06 KINDER MORGAN ENERGY PARTNERS L P DE 7.01 11/16/06 KINDER MORGAN MANAGEMENT LLC DE 7.01 11/16/06 KINGSTON SYSTEMS INC DE 2.03 11/17/06 KUHLMAN COMPANY, INC MN 1.01,2.03,3.02,5.03,7.01,9.01 11/13/06 KULICKE & SOFFA INDUSTRIES INC PA 2.02,9.01 11/17/06 LAKE AREA CORN PROCESSORS LLC 2.02,9.01 11/17/06 LAMSON & SESSIONS CO OH 5.02,9.01 11/15/06 LASALLE HOTEL PROPERTIES MD 7.01,8.01,9.01 11/15/06 LASALLE HOTEL PROPERTIES MD 3.02,8.01,9.01 11/17/06 LASALLE HOTEL PROPERTIES MD 3.03,5.03,8.01,9.01 11/14/06 LEHMAN ABS CORP BCKD TR CRTS TOYS R U DE 8.01 11/03/06 LIMITED BRANDS INC DE 1.01,7.01,9.01 11/15/06 LONGS DRUG STORES CORP MD 7.01,9.01 11/14/06 LOOKSMART LTD DE 5.02,7.01 11/13/06 LYONDELL CHEMICAL CO DE 1.01,9.01 11/15/06 M&F BANCORP INC /NC/ NC 2.02 11/16/06 MAINE & MARITIMES CORP ME 8.01 11/17/06 MAINSTREET BANKSHARES INC VA 4.01,8.01 11/15/06 MAJOR CREATIONS INC NV 5.02 11/16/06 MANAKOA SERVICES CORP NV 5.02,9.01 11/16/06 MARKWEST ENERGY PARTNERS L P 7.01,9.01 11/17/06 MARLIN BUSINESS SERVICES CORP 8.01,9.01 11/15/06 MATTEL INC /DE/ DE 7.01,9.01 11/17/06 MATTHEWS INTERNATIONAL CORP PA 2.02 11/16/06 MAX RE CAPITAL LTD 2.02,5.02,9.01 11/13/06 MDC PARTNERS INC A6 2.01,9.01 11/15/06 MEADE INSTRUMENTS CORP DE 1.01,9.01 11/02/06 AMEND MEDAREX INC NJ 3.01,9.01 11/13/06 MEDCO HEALTH SOLUTIONS INC DE 5.02 11/13/06 MEGOLA INC 9.01 11/17/06 MEMS USA INC NV 1.01,9.01 10/31/06 MENS WEARHOUSE INC TX 1.01,8.01,9.01 11/16/06 MERGE TECHNOLOGIES INC WI 2.05,9.01 11/15/06 MERIDIAN RESOURCE CORP TX 5.02 11/15/06 METROMEDIA INTERNATIONAL GROUP INC DE 7.01,9.01 11/16/06 MICROSEMI CORP DE 5.02,9.01 11/13/06 MICROTUNE INC DE 8.01,9.01 11/16/06 Millstream II Acquisition CORP DE 1.01,9.01 11/15/06 AMEND MOHEGAN TRIBAL GAMING AUTHORITY 8.01,9.01 11/14/06 MOLINA HEALTHCARE INC DE 7.01,9.01 11/16/06 MOSCOW CABLECOM CORP DE 8.01,9.01 11/17/06 MOTHERS WORK INC DE 1.01,9.01 11/14/06 MTI TECHNOLOGY CORP DE 5.02 11/06/06 MUNICIPAL MORTGAGE & EQUITY LLC DE 1.01,2.03,9.01 11/13/06 MURPHY OIL CORP /DE DE 2.05,5.02,9.01 11/13/06 MYOGEN INC DE 5.01,5.02,5.03,8.01,9.01 11/14/06 NATIONAL COAL CORP FL 2.02,9.01 11/14/06 NATIONAL MEDICAL HEALTH CARD SYSTEMS DE 2.02,2.04,3.01,9.01 11/14/06 NEURO-HITECH PHARMACEUTICALS INC DE 1.01,3.02,9.01 11/16/06 NEW CENTURY BANCORP INC NC 5.02,8.01,9.01 11/14/06 NEW CENTURY FINANCIAL CORP MD 1.01,2.03,9.01 11/16/06 NEW JERSEY RESOURCES CORP NJ 1.01,9.01 11/15/06 New Sally Holdings, Inc. DE 5.02,8.01,9.01 11/13/06 NEWFIELD EXPLORATION CO /DE/ DE 8.01,9.01 11/16/06 NEXMED INC NV 4.01,9.01 11/14/06 NGAS Resources Inc 8.01,9.01 11/16/06 NIKE INC OR 5.02,9.01 11/17/06 NISOURCE INC/DE DE 1.01,9.01 11/15/06 Nissan Auto Lease Trust 2006-A DE 1.01,9.01 11/15/06 NORDSON CORP OH 1.01,8.01,9.01 11/17/06 NORTH VALLEY BANCORP CA 8.01,9.01 11/16/06 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 2.02,2.06,5.02,9.01 11/13/06 NORTHERN TRUST CORP DE 5.02,5.03,8.01,9.01 11/14/06 NOVASTAR FINANCIAL INC MD 7.01,9.01 11/16/06 NOVELLUS SYSTEMS INC CA 5.02 11/13/06 NowAuto Group, Inc. NV 2.02,7.01,9.01 11/16/06 NPS PHARMACEUTICALS INC DE 5.02 11/10/06 AMEND OLD POINT FINANCIAL CORP VA 7.01,9.01 11/16/06 OMI CORP/M I 8.01,9.01 11/16/06 Omni Financial Services, Inc. GA 2.02,9.01 11/17/06 ON2 TECHNOLOGIES, INC. DE 1.01,9.01 04/29/05 AMEND ONYX PHARMACEUTICALS INC DE 8.01,9.01 11/17/06 PACER INTERNATIONAL INC TN 5.02 11/16/06 PANDA ETHANOL, INC. NV 1.01,9.01 11/13/06 PAPERCLIP SOFTWARE INCE DE 1.01,2.01,3.02,3.03, 11/06/06 AMEND 5.01,5.02,9.01 PAXAR CORP NY 5.02,7.01,9.01 11/14/06 PEAPACK GLADSTONE FINANCIAL CORP NJ 4.01,9.01 11/10/06 AMEND PENN OCTANE CORP DE 5.02 11/13/06 PERCEPTRON INC/MI MI 1.01,8.01,9.01 11/13/06 PEROT SYSTEMS CORP DE 7.01,9.01 11/16/06 PHARMACYCLICS INC DE 8.01,9.01 11/16/06 PHARMOS CORP NV 8.01,9.01 11/14/06 PIONEER NATURAL RESOURCES CO DE 1.01,2.04,5.03,7.01,9.01 11/14/06 PLAINS ALL AMERICAN PIPELINE LP DE 7.01 11/17/06 PLUG POWER INC DE 1.01,9.01 10/30/06 PNM RESOURCES INC NM 7.01 10/31/06 POMEROY IT SOLUTIONS INC DE 8.01,9.01 11/14/06 POWER INTEGRATIONS INC CA 3.01 11/15/06 PUBLICARD INC PA 2.02,9.01 11/16/06 PURE BIOFUELS CORP NV 3.02 10/12/06 PURE BIOFUELS CORP NV 5.02 11/10/06 QUADRAMED CORP DE 8.01 11/16/06 QUIXOTE CORP DE 5.02,8.01,9.01 11/15/06 R H DONNELLEY CORP DE 5.02 11/14/06 R&G FINANCIAL CORP PR 8.01 11/17/06 R&R ACQUISITION IV, INC NJ 1.01,3.02,5.01,5.02,8.01,9.01 11/17/06 RAINING DATA CORP DE 5.02 11/15/06 RAINMAKER SYSTEMS INC CA 1.01,2.03,9.01 11/13/06 RARE HOSPITALITY INTERNATIONAL INC GA 1.01,8.01,9.01 11/14/06 RECKSON ASSOCIATES REALTY CORP MD 8.01,9.01 11/16/06 RED HAT INC DE 3.01,9.01 11/17/06 REPROS THERAPEUTICS INC. DE 2.02,9.01 11/13/06 Republic Property Trust MD 5.02 11/13/06 Residential Asset Securitization Trus 8.01,9.01 11/03/06 RESIDENTIAL CAPITAL, LLC DE 7.01,9.01 11/15/06 RIO VISTA ENERGY PARTNERS LP DE 5.02 11/13/06 RIVIERA HOLDINGS CORP NV 1.01,5.02 11/17/06 RONSON CORP NJ 8.01,9.01 11/16/06 ROPER INDUSTRIES INC /DE/ DE 5.03,9.01 11/16/06 ROYAL CARIBBEAN CRUISES LTD 7.01 11/17/06 ROYAL CARIBBEAN CRUISES LTD 5.02 11/17/06 RYLAND GROUP INC MD 2.03,9.01 11/17/06 SAFENET INC DE 3.01,9.01 11/14/06 SALAMON GROUP INC 4.01 11/16/06 SALON MEDIA GROUP INC DE 8.01 11/15/06 SANFILIPPO JOHN B & SON INC DE 3.01,9.01 11/14/06 SCANSOURCE INC SC 3.01,9.01 11/14/06 SCHERING PLOUGH CORP NJ 8.01 11/16/06 SCHOOL SPECIALTY INC WI 8.01,9.01 11/17/06 Scientigo, Inc. DE 8.01 11/13/06 SCO GROUP INC DE 5.02,9.01 11/13/06 SEABRIGHT INSURANCE HOLDINGS INC 5.02 11/14/06 SELECTICA INC DE 3.01,9.01 11/14/06 SELECTICA INC DE 2.05 11/15/06 SENDTEC, INC. 8.01,9.01 11/17/06 SENIOR HOUSING PROPERTIES TRUST MD 1.01,2.03,9.01 11/15/06 SERVICE CORPORATION INTERNATIONAL TX 8.01,9.01 11/17/06 Shire plc 8.01,9.01 11/16/06 SIENA TECHNOLOGIES, INC. NV 1.01,3.02,9.01 11/13/06 SIERRA PACIFIC RESOURCES /NV/ NV 8.01,9.01 11/15/06 SKYLYNX COMMUNICATIONS INC DE 3.01 11/16/06 SMART Modular Technologies (WWH), Inc 2.02 11/17/06 SMART ONLINE INC 5.02,5.03,9.01 11/17/06 SMTC CORP DE 2.02,9.01 11/13/06 SMUCKER J M CO OH 2.02,9.01 11/17/06 SPECTRALINK CORP CO 5.02 11/17/06 SPEEDUS CORP DE 2.02,9.01 11/14/06 Sports Source Inc 8.01,9.01 11/17/06 SPRINT NEXTEL CORP KS 8.01,9.01 11/17/06 STERLING BANCORP NY 8.01 11/16/06 STERLING BANCSHARES INC TX 1.01,9.01 11/13/06 STRATEGIC DISTRIBUTION INC DE 8.01,9.01 11/16/06 Structured Asset Mortgage Investments DE 9.01 10/31/06 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 11/15/06 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01,9.01 11/16/06 SUMMIT FINANCIAL GROUP INC WV 2.05,2.06,9.01 11/15/06 Tarpon Industries, Inc. MI 2.02,9.01 11/16/06 TECHNOLOGY SOLUTIONS COMPANY DE 5.02,9.01 11/17/06 TECUMSEH PRODUCTS CO MI 3.01,7.01,9.01 11/15/06 TEGAL CORP /DE/ DE 1.01,2.02,9.01 11/13/06 TEKOIL & GAS CORP DE 1.01,3.02,9.01 11/13/06 TEXTRON FINANCIAL CORP DE 1.01,2.03,9.01 11/16/06 TEXTRON INC DE 1.01,2.03,9.01 11/17/06 THIRD CENTURY BANCORP 2.02,9.01 11/17/06 THORNBURG MORTGAGE INC MD 8.01,9.01 11/15/06 TIER TECHNOLOGIES INC DE 2.02,9.01 11/14/06 TIER TECHNOLOGIES INC DE 5.02 11/13/06 TIMBERLAND BANCORP INC WA 8.01,9.01 11/16/06 TITANIUM METALS CORP DE 9.01 08/02/05 AMEND Tix CORP DE 7.01,9.01 11/15/06 TOLEDO EDISON CO OH 2.03,9.01 11/16/06 TORCH ENERGY ROYALTY TRUST DE 2.02,9.01 11/17/06 TOWER FINANCIAL CORP IN 5.02,8.01,9.01 11/14/06 Tower Group, Inc. DE 1.01,3.02,9.01 11/13/06 TRACTOR SUPPLY CO /DE/ DE 5.02,9.01 11/10/06 TRANS LUX CORP DE 8.01,9.01 11/17/06 TRANS WORLD ENTERTAINMENT CORP NY 2.02,7.01,9.01 11/16/06 TransDigm Group INC DE 2.02,9.01 11/17/06 TRIBEWORKS INC DE 2.01,9.01 01/20/06 AMEND TRIDENT MICROSYSTEMS INC DE 3.01,9.01 11/13/06 TRUSTMARK CORP MS 5.02 11/14/06 TVIA INC DE 4.02,9.01 11/15/06 U S PHYSICAL THERAPY INC /NV NV 8.01 11/17/06 UNION PACIFIC CORP UT 5.02 11/16/06 UNIONBANCORP INC DE 2.01,5.02,5.03,9.01 11/13/06 UNITED RETAIL GROUP INC/DE DE 2.02,9.01 11/16/06 UNITY WIRELESS CORP DE 4.02 11/17/06 URANIUM RESOURCES INC /DE/ DE 8.01,9.01 11/14/06 UREX ENERGY CORP. 5.02,9.01 11/07/06 US AIRWAYS GROUP INC DE 8.01,9.01 11/17/06 VALLEY NATIONAL BANCORP NJ 5.02 11/13/06 VERIZON COMMUNICATIONS INC DE 1.01,8.01,9.01 11/13/06 VICTORY ENERGY CORP NV 5.03 09/01/06 VIEWPOINT CORP DE 5.03,9.01 11/14/06 VISTA GOLD CORP 8.01,9.01 11/16/06 VITAL IMAGES INC MN 1.01,9.01 11/16/06 VITAL IMAGES INC MN 1.01 11/16/06 AMEND VIVUS INC CA 1.01,8.01,9.01 11/17/06 WALTER INDUSTRIES INC /NEW/ DE 8.01 11/16/06 WaMu Mortgage Pass-Through Certificat DE 6.01 11/17/06 WARWICK VALLEY TELEPHONE CO NY 5.02,9.01 11/17/06 WATERFORD GAMING LLC DE 8.01 11/17/06 WEBSIDESTORY INC CA 8.01 11/17/06 WENDYS INTERNATIONAL INC OH 8.01,9.01 11/17/06 WESTBOROUGH FINANCIAL SERVICES INC MA 1.01,9.01 11/13/06 WHEELING PITTSBURGH CORP /DE/ DE 8.01,9.01 11/17/06 WILLIS GROUP HOLDINGS LTD D0 1.01,7.01,9.01 11/16/06 WITNESS SYSTEMS INC DE 3.01 11/15/06 WORKSTREAM INC 3.01 11/13/06 WORLD ENERGY SOLUTIONS, INC. FL 1.01,3.02 11/17/06 WYNN RESORTS LTD 8.01,9.01 11/17/06 YOUBET COM INC DE 8.01,9.01 11/16/06 YUM BRANDS INC NC 5.02,8.01,9.01 11/17/06 ZILA INC DE 1.01,2.03,3.02,9.01 11/13/06 ZYNEX MEDICAL HOLDINGS INC NV 4.02 11/13/06 ZYNEX MEDICAL HOLDINGS INC NV 4.02 11/13/06 AMEND