| Date Filed | Title |
| 03/17/2009 | EX-10.8.E of 10-K for STERLING CHEMICALS INC | |
| | COMPANY NAME(s) - [STERLING CHEMICALS INC (CIK - 1014669 /SIC - 2860)] |
| | (a) The aggregate annual retirement benefit payable for a limitation year under any available form of payment does not exceed $10, 000 multiplied by a fraction, the numerator of which is the Participant s number of years of service (as defined above with respect to the defined benefit compensation limitation ), not to exceed 10 years of service, and the denominator of which is 10; and (b) The Employers, all affiliated employers , and any predecessor employer have not at any time maintained a separate defined contribution plan in which the Participant participated. Except as otherwise specifically provided herein, nothing in this Article is intended to increase the benefit accrued or payable to a Participant under the Plan as of such freeze date. 12.5 Manner of Reduction If a Participant s annual retirement benefit that would otherwise accrue or be payable for a limitation year would exceed the limitations specified in this Article, his annual retirement benefit accrued or payable for such limitation year shall be reduced to the extent necessary. Folio /Folio |
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| 03/17/2009 | 4 for UNIVERSAL POWER GROUP INC | |
| | COMPANY NAME(s) - [UNIVERSAL POWER GROUP INC (CIK - 1372000 /SIC - 5063), ZUNICOM INC (CIK - 886912 /SIC - 7389)] |
| | X0303 4 2009-03-16 0 0001372000 UNIVERSAL POWER GROUP INC. UPG 0000886912 ZUNICOM INC 4315 WEST LOVERS LANE DALLAS TX 75209 0 0 1 0 Common Stock 2009-03-16 4 P 0 100 1.25 A 2048870 D Zunicom, Inc. by: /s/ William Kim Wah Tan 2009-03-17 |
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| 03/17/2009 | 4 for CLARK MARK T | |
| | COMPANY NAME(s) - [CLARK MARK T (CIK - 1278897 /SIC - Unspecified), FIRSTENERGY CORP (CIK - 1031296 /SIC - 4911)] |
| | X0303 4 2009-03-16 0001031296 FIRSTENERGY CORP FE 0001278897 CLARK MARK T 76 SOUTH MAIN STREET AKRON OH 44308 1 Executive VP, Strategic Plan Common Stock 2009-03-16 4 S 0 3562 37.5065 D 78932.761 D Common Stock 0 I In Savings Plan Phantom / Retirement 1.00 Common Stock 2956.669 2956.669 D RSUP12 1.00 2012-03-02 2012-03-02 Common Stock 5504 5504 D Rsup10 1.00 2011-03-03 2011-03-03 Common Stock 6152 6152 D Rsup6 1.00 2010-03-01 2010-03-01 Common Stock 5840 5840 D This transaction was performed in accordance with a 10b5-1 Plan signed by Mark Clark on April 6, 2007. 1 for 1 This transaction reflects the extension and vesting of phantom stock to retirement or other termination of employment under arrangements approved by the Compensation Committee. Edward J. Udovich, POA 2009-03-17 |
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| 03/17/2009 | EX-10 of 10-K for SOUTHERN STAR CENTRAL CORP | |
| | COMPANY NAME(s) - [SOUTHERN STAR CENTRAL CORP (CIK - 1260349 /SIC - 4922)] |
| | If and to the extent any amounts payable as severance hereunder (including any amounts payable after employment terminates pursuant to Paragraph 6 hereof) is not exempt from Section 409A of the Code as severance compensation or a short term deferral (both as defined in regulations under that Code Section), it shall be payable only if the termination of employment also constitutes a "separation from service" from SSCGP and all members of a commonly controlled group as defined in Section 414(b) and (c) of the Code (using 80% common control, rather than 50% as is permissible under Code Section 409A), which separation shall be deemed to have occurred only at the date that you and SSCGP reasonably anticipate your services in any capacity (employee, independent contractor, etc.) will permanently decline to a level of less than 20% of those that were rendered in the 36 months preceding such date, other than on account of less-than-6 months leave of absence or other situation under which you have a right to reemployment, all as more fully described in Treas. (ii) If, however, the net amount that would be retained by Executive after all taxes were paid would be greater if the Aggregate Payments were limited to the largest amount that would result in no portion of the Aggregate Payments being subject to such excise tax (generally, pursuant to Code Section 280G, 2.99 times the Executive's "base amount" as defined in that Code section and regulations hereunder), the Aggregate Payments to which Executive is entitled shall be reduced to such largest amount. If the foregoing is in accordance with your understanding of the amended terms of your employment by SSCGP, please sign and return to the undersigned the enclosed duplicate of this letter. SOUTHERN STAR CENTRAL CORP. By: /s/ Jerry L. Morris_ SOUTHERN STAR CENTRAL GAS PIPELINE, INC. |
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| 03/17/2009 | EX-99.E of SC TO-I for Alternative Investment Partners Absolute Return Fund STS | |
| | COMPANY NAME(s) - [Alternative Investment Partners Absolute Return Fund STS (CIK - 1343668 /SIC - Unspecified), Alternative Investment Partners Absolute Return Fund STS (CIK - 1343668 /SIC - Unspecified)] |
| | Form of Letter from the Fund to Shareholders in Connection with the Acceptance of Offers to Tender Exhibit E Form of Letter from the Fund to Shareholders in Connection with Acceptance of Offers of Tender May 13, 2009 Dear Shareholder: Alternative Investment Partners Absolute Return Fund STS (the Fund ) has received your tender of all or some, as the case may be, of your shares of beneficial interest in the Fund (the Shares ). The Fund accepts your tender in its entirety, subject to the following sentence. In the event that you have tendered only some (but not all) of your Shares, your account with the Fund must retain at least the applicable required minimum balance (in accordance with the terms of the Offer). Provided that your account does retain, at the least, this required minimum balance, cash in the amount of the initial payment due under the Note will be wire-transferred no later than July 30, 2009, unless the valuation date of the Shares in the Fund has changed or the Fund has requested a withdrawal of its capital from the investment funds in which it invests. We expect this audit to be completed no later than 60 days after December 31, 2009. E-1 Sincerely, Alternative Investment Partners Absolute Return Fund STS Enclosure E-2 |
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| 03/17/2009 | 4 for Murray James M | |
| | COMPANY NAME(s) - [Murray James M (CIK - 1320777 /SIC - Unspecified), FIRSTENERGY CORP (CIK - 1031296 /SIC - 4911)] |
| | X0303 4 2009-03-16 0001031296 FIRSTENERGY CORP FE 0001320777 Murray James M 76 SOUTH MAIN STREET AKRON OH 44308 1 Pres, OH Ops Common Stock 2009-03-16 4 S 0 686 37.405 D 10154.637 D Common Stock 0 I By State Street Phantom / Retirement 1.00 Common Stock 916.872 916.872 D Phantom 3/07d 1.00 2007-03-01 2010-03-01 Common Stock 436.661 436.661 D Phantom 3/08d 1.00 2008-03-01 2011-03-01 Common Stock 418.238 418.238 D Phantom 3/09D 1.00 2009-03-01 2012-03-01 Common Stock 868 868 D Rsup10 1.00 2011-03-03 2011-03-03 Common Stock 1595 1595 D RSUP12 1.00 2012-03-02 2012-03-02 Common Stock 1446 1446 D Rsup6 1.00 2010-03-01 2010-03-01 Common Stock 1608 1608 D This transaction was performed in accordance with a 10b5-1 Plan signed by James M. Murray on 6/30/08. 1 for 1 This transaction reflects the extension and vesting of phantom stock to retirement or other termination of employment under arrangements approved by the Compensation Committee. Edward J. Udovich, POA 2009-03-17 |
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| 03/17/2009 | N-30B-2 for SBL VARIABLE ANNUITY ACCOUNT 1 | |
| | COMPANY NAME(s) - [SBL VARIABLE ANNUITY ACCOUNT 1 (CIK - 87062 /SIC - Unspecified)] |
| | [GRAPHIC] securitybenefit.com * 800.888.2461 [SECURITY BENEFIT LOGO] March 16, 2009 VIA EDGARLINK Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Subj: SBL Variable Annuity Account I 1940 Act Registration Number: 811-01778 1933 Act Registration Numbers: 002-31020 CIK: 0000087062 Rule 30b2-1 Filing Dear Sir or Madam: As required by Rule 30e-2 under the Investment Company Act of 1940, as amended (the "Act"), SBL Variable Annuity Account I, a unit investment trust registered under the Act, mailed to its contract owners the annual report(s) for the underlying management investment companies. This filing constitutes the filing of those reports as required by Rule 30b2-1 under the Act. The following annual reports, which were mailed to contract owners, were filed with the Commission via EDGAR on the dates indicated below and are incorporated herein by reference: Underlying Management Investment Company CIK Number Date(s) Filed Security Income Fund 0000088498 March 10, 2009 To the extent necessary, these filings are incorporated herein by reference. Sincerely, AMY J. LEE Amy J. Lee Vice President and Associate General Counsel Security Benefit Life Insurance Company One Security Benefit Place * Topeka, Kansas 66636-0001 |
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| 03/17/2009 | 10-K for WINLAND ELECTRONICS INC | |
| | COMPANY NAME(s) - [WINLAND ELECTRONICS INC (CIK - 749935 /SIC - 3823)] |
| | Kermes dated December 31, 2007 (Incorporated by reference to Exhibit 10.1 to Form 8-K dated December 31, 2007)** 10.35* Page 40 10.36 Employment Agreement dated May 6, 2008 between the Company and Thomas J. de Petra (Incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K dated May 8, 2008) ** 10.37 Winland Electronics, Inc. 1997 Employee Stock Purchase Plan as amended May 6, 2006 (Incorporated by reference to Form S-8 dated September 5, 2008)** 10.38 2008 Equity Incentive Plan (Incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K dated May 6, 2008 and filed on May 12, 2008)** 10.39 Amendment No.11 to Credit Agreement between the Company and M&I Marshall & Ilsley Bank dated June 30, 2008 (Incorporated by reference to Exhibit 10.1 to Form 8-K dated June 30, 2008 and filed on July 25, 2008) 10.40 Amendment No.12 to Credit Agreement between the Company and M&I Marshall & Ilsley Bank dated October 27, 2008 (Incorporated by reference to Exhibit 10.1 to Form 10-Q for the period ended September 30, 2009) 23.1* Consent of McGladrey & Pullen, LLP 24.1* Power of Attorney for Thomas J. de Petra, Glenn A. Kermes, Lorin E. Krueger, Richard T. Speckmann, Thomas J. Goodmanson, Thomas J. Brady (included on signature page of this Form 10-K) 31.1* Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act 31.2* Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act 32.1* Certification of Chief Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 32.2* Certification of Chief Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 * Filed herewith. ** Management agreement or compensatory plan or arrangement. Page 41 |
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| 03/17/2009 | 4 for SOUTHWEST WATER CO | |
| | COMPANY NAME(s) - [SOUTHWEST WATER CO (CIK - 92472 /SIC - 4941), GRIEGO LINDA M (CIK - 1163359 /SIC - Unspecified)] |
| | X0303 4 2006-01-20 0 0000092472 SOUTHWEST WATER CO SWWC 0001163359 GRIEGO LINDA M 624 SOUTH GRAND AVENUE, SUITE 2900 LOS ANGELES CA 90017 1 0 0 0 Common Stock 2006-01-20 4 J 0 250 A 5250 D Common Stock 2006-08-22 4 S 0 4000 13.2262 D 1250 D Common Stock 2006-08-23 4 S 0 1250 12.9528 D 0 D Dividend shares acquired in January 2006. It was discovered that 5, 250 shares were sold in August 2006, while Ms. Griego was not on the board of directors. Sale was never reported at that time - filing being done now to correct total holdings. By: Barbara Libutti, attorney in fact For: Linda Griego 2009-03-17 |
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| 03/17/2009 | 10-K for NBT FINANCIAL GROUP INC | |
| | COMPANY NAME(s) - [NBT FINANCIAL GROUP INC (CIK - 908837 /SIC - 6029)] |
| | SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. Incorporated by reference to registrant s Definitive Proxy Statement filed on March 31, 2003 (File No. 000-23134) 10.3* NB&T Financial Group, Inc. 000-23134) 10.7* Severance Agreement for Stephen G. Klumb Incorporated by reference to registrant s Form 10-Q filed on November 9, 2007, Exhibit 10.3 (File No. * Indicates a management contract or compensatory plan or arrangement. |
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| 03/17/2009 | 4/A for BROWN PETER S | |
| | COMPANY NAME(s) - [BROWN PETER S (CIK - 1186369 /SIC - Unspecified), ARROW ELECTRONICS INC (CIK - 7536 /SIC - 5065)] |
| | X0303 4/A 2009-02-26 2009-03-02 0000007536 ARROW ELECTRONICS INC ARW 0001186369 BROWN PETER S ARROW ELECTRONICS, INC. 50 MARCUS DRIVE MELVILLE NY 11747 0 1 0 0 Sr. VP & General Counsel Common Stock 2009-02-26 4 A 0 6435 0 A 23353 D Common Stock 1106 I Held in the Company's Employee Stock Ownership Plan Employee Stock Option (right to buy) 16.82 2009-02-26 4 A 0 29548 0 A 2010-02-26 2019-02-26 Common Stock 29548 29548 D Award of performance shares granted under the Arrow Electronics, Inc. 2004 Omnibus Incentive Plan. Peter S. Brown 2009-03-17 |
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| 03/17/2009 | NT 10-Q for IAS ENERGY INC | |
| | COMPANY NAME(s) - [IAS ENERGY INC (CIK - 945641 /SIC - 1311)] |
| | Licensed to: klr petroleum Document Created using EDGARizer 4.0.6.3 Copyright 1995 - 2008 EDGARfilings, Ltd., an IEC company. (Check box if appropriate) x (a) The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense (b) The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-SAR or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and (c) The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. The subject 10-Q report will be filed on or before the fifth calendar day following the prescribed due date of March 17, 2008. oYes x No If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made. Date: March 17, 2009 By: /s/ James Vandeberg James Vandeberg Title: Chief Operating Officer and Chief Financial Officer |
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| 03/17/2009 | 487 for Van Kampen Unit Trusts Municipal Series 763 | |
| | COMPANY NAME(s) - [Van Kampen Unit Trusts Municipal Series 763 (CIK - 1451390 /SIC - Unspecified)] |
| | (1) that the portfolio securities deposited in the series as to the securities of which this Registration Statement is being filed do not differ materially in type or quality from those deposited in such previous series; (2) that, except to the extent necessary to identify the specific portfolio securities deposited in, and to provide essential financial information for, the series with respect to the securities of which this Registration Statement is being filed, this Registration Statement does not contain disclosures that differ in any material respect from those contained in the registration statements for such previous series as to which the effective date was determined by the Commission or the staff; and (3) that it has complied with Rule 460 under the Securities Act of 1933. Pursuant to the requirements of the Securities Act of 1933, the Registrant, Van Kampen Unit Trusts, Municipal Series 763, has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Chicago and State of Illinois on the 17th day of March, 2009. VAN KAMPEN UNIT TRUSTS, MUNICIPAL SERIES 763 BY: VAN KAMPEN FUNDS INC., as Depositor By: /s/ JOHN F. TIERNEY ---------------------- Executive Director Pursuant to the requirements of the Securities Act of 1933, this Amendment to the Registration Statement has been signed below on March 17, 2009, by the following persons who constitute the principal officers and a majority of the Board of Directors of Van Kampen Funds Inc. SIGNATURE TITLE Jerry Miller Director, Chief Executive Officer and President Edward C. Wood, III Director and Chief Operating Officer Kenneth Castiglia Chief Financial Officer and Treasurer By: /s/ JOHN F. TIERNEY --------------------- (Attorney-in-fact*) ---------------- * An executed copy of each of the related powers of attorney is filed herewith or incorporated herein by reference as set forth in Exhibit 7.1. |
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| 03/17/2009 | 10-K for SYNALLOY CORP | |
| | COMPANY NAME(s) - [SYNALLOY CORP (CIK - 95953 /SIC - 3317)] |
| | 10.2 Synalloy Corporation Restated 1994 Non-Employee Directors' Stock Option Plan, incorporated by reference to the first quarter 2001 Form 10-Q 10.3 Synalloy Corporation 1998 Long-Term Incentive Stock Plan, incorporated by reference to the first quarter 2001 Form 10-Q 10.4 Registrant's Subsidiary and Divisional Management Incentive Plan, as restated, effective January 2, 2006, incorporated by reference to Registrant’s Form 10-K for the year ended December 30, 2006 10.5 Synalloy Corporation 2005 Stock Awards Plan, incorporated by reference to the Proxy Statement for the 2005 Annual Meeting of Shareholders 10.6 Credit Agreement, dated as of December 13, 2005, between Registrant and Carolina First Bank, incorporated by reference to Registrant’s Form 10-K for the year ended December 30, 2006 10.8 Employment Agreement, dated January 1, 2006, between Registrant and Ronald H. Braam, incorporated by reference to Registrant’s Form 10-K for the year ended December 30, 2006 10.9 Amendment 1 to the Synalloy Corporation 2005 Stock Awards Plan incorporated by reference to Registrant’s Form 10-K for the year ended December 29, 2007 10.10 Agreement between Registrant’s Bristol Metals, L. P. subsidiary and the United Steelworkers of America Local 4586, dated December 9, 2004, incorporated by reference to the Form 10-K for the year ended January 1, 2005 10.11 Agreement between Registrant’s Bristol Metals, L. P. subsidiary and the United Association of Journeymen and Apprentices of the Plumbing and Pipe Fitting Industry of the United States and Canada Local Union No. 538, dated February 16, 2004, incorporated by reference to the Form 10-K for the year ended December 31, 2005 21 Subsidiaries of the Registrant, incorporated by reference to the Form 10-K for the year ended January 3, 2009 31 Rule 13a-14(a)/15d-14(a) Certifications of Chief Executive Officer and Chief Financial Officer 2 Certifications Pursuant to 18 U.S.C. Section 1350 44 |
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| 03/17/2009 | EX-99.(32) of 10-Q for EXCELSIOR VENTURE PARTNERS III LLC | |
| | COMPANY NAME(s) - [EXCELSIOR VENTURE PARTNERS III LLC (CIK - 1103076 /SIC - Unspecified)] |
| | EXHIBIT 32 Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to section 906 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of section 1350, chapter 63 of title 18, United States Code), each of the undersigned officers of Excelsior Venture Partners III, LLC (the Company ), does hereby certify, to such officer s knowledge, that: The Quarterly Report on Form 10-Q for the quarter ended January 31, 2009 (the Form 10-Q ) of the Company fully complies with the requirements of Section 13 (a) or 15(d) of the Securities Exchange Act of 1934, and the information contained in the Form 10-Q fairly presents, in all material respects, the financial condition and results of operations of the Company. Date: March 17, 2009 By: /s/ James D. Bowden James D. Bowden President and Chief Executive Officer Date: March 17, 2009 By: /s/ Steven L. Suss Steven L. Suss Treasurer and Chief Financial Officer A signed original of this written statement required by Section 906 has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request. |
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| 03/17/2009 | EX-32.2 of 10-K for MILESTONE SCIENTIFIC INCNJ | |
| | COMPANY NAME(s) - [MILESTONE SCIENTIFIC INCNJ (CIK - 855683 /SIC - 3842)] |
| | PAGEBREAK Exhibit 32.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report of Milestone Scientific Inc (the Company ) on Form 10-K for the period ending December 31, 2007 as filed with the Securities and Exchange Commission on the date hereof (the Report ), I, Joseph D Agostino, Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. ss. 1350, as adopted pursuant to ss. 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and result of operations of the Company Dated: March 16, 2009 Begin Table Head End Table Head Begin Table Body /s/ Joseph D Agostino Joseph D Agostino Chief Financial Officer End Table Body A signed original of this certification has been provided to the Company and will be retained by the Company and furnished to the Securities and Exchange Commission or its staff upon request. Folio /Folio |
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| 03/17/2009 | EX-32.2 of 10-K for SMURFITSTONE CONTAINER ENTERPRISES INC | |
| | COMPANY NAME(s) - [SMURFITSTONE CONTAINER ENTERPRISES INC (CIK - 94610 /SIC - 2631)] |
| | Exhibit 32.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Smurfit-Stone Container Enterprises, Inc. /s/ Charles A. Hinrichs Charles A. Hinrichs Senior Vice President and Chief Financial Officer March 17, 2009 A signed original of this written statement required by Section 906, or other document authenticating, acknowledging or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to Smurfit-Stone Container Enterprises, Inc. and furnished to the Securities and Exchange Commission or its staff upon request. |
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| 03/17/2009 | EX-32.2 of 10-K for SMURFIT STONE CONTAINER CORP | |
| | COMPANY NAME(s) - [SMURFIT STONE CONTAINER CORP (CIK - 919226 /SIC - 2631)] |
| | COMMAND=ADD_BASECOLOR, "Black" COMMAND=ADD_DEFAULTFONT, "font-family:times;" COMMAND=ADD_TABLESHADECOLOR, "#CCEEFF" COMMAND=ADD_STABLERULES, "border-bottom:solid #000000 1.0pt;" COMMAND=ADD_DTABLERULES, "border-bottom:double #000000 2.25pt;" COMMAND=ADD_SCRTABLERULES, "border-bottom:solid #000000 1.0pt;margin-bottom:0pt;" COMMAND=ADD_DCRTABLERULES, "border-bottom:double #000000 2.25pt;margin-bottom:0pt;" Exhibit 32.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of Smurfit-Stone Container Corporation (the "Company") on Form 10-K for the period ending December 31, 2008 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Charles A. Hinrichs, Senior Vice President and Chief Financial Officer of the Company, certify, pursuant to 18 U.S.C. 1350, as adopted pursuant to 906 of the Sarbanes-Oxley Act of 2002, that: (1) The Report fully complies with the requirements of section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and (2) The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. User-specified TAGGED TABLE TABLE COLUMN WIDTHS SET TABLE COLUMN WIDTHS END /s/ CHARLES A. HINRICHS Charles A. Hinrichs Senior Vice President and Chief Financial Officer March 17, 2009 end of user-specified TAGGED TABLE A signed original of this written statement required by Section 906, or other document authenticating, acknowledging or otherwise adopting the signature that appears in typed form within the electronic version of this written statement required by Section 906, has been provided to Smurfit-Stone Container Corporation and will be retained by Smurfit-Stone Container Corporation and furnished to the Securities and Exchange Commission or its staff upon request. ZEQ.=1, SEQ=1, EFW="2191438", CP="SMURFIT-STONE CONTAINER CORP", DN="9", CHK=713986, FOLIO='blank', FILE='DISK106:[09ZAV1.09ZAV16501]KS16501A.;4', USER='FSTREET', CD='16-MAR-2009;22:07' THIS IS THE END OF A COMPOSITION COMPONENT SEQ=, FILE='QUICKLINK', USER=MWEINST, SEQ=, EFW="2191438", CP="SMURFIT-STONE CONTAINER CORP", DN="9" TOCEXISTFLAG |
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| 03/17/2009 | 4 for Udell C Robert JR | |
| | COMPANY NAME(s) - [Udell C Robert JR (CIK - 1321409 /SIC - Unspecified), Consolidated Communications Holdings Inc (CIK - 1304421 /SIC - 4813)] |
| | X0303 4 2009-03-17 0 0001304421 Consolidated Communications Holdings, Inc. CNSL 0001321409 Udell C Robert JR 121 SOUTH 17TH STREET MATTOON IL 61938-3987 0 1 0 0 Senior Vice President Common Stock, par value $0.01 per share 2009-03-16 4 A 0 5913 0.00 A 74316 D Shares represent an award under the 2005 Long Term Incentive Plan. The shares will vest in equal installments on December 5, 2009, 2010, 2011 and 2012. /s/ David J. Doedtman 2009-03-17 |
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| 03/17/2009 | EX-99.1 CHARTER of 8-K for Petrocorp Inc | |
| | COMPANY NAME(s) - [Petrocorp Inc (CIK - 1393044 /SIC - 1311)] |
| | Document Prepared With EDGARSTAR Software Copyright 2007 EDGARSTAR TRADEMARK All rights reserved EDGAR2.com EXHIBIT 99.1 Governments of Italy and Qu c award nine oil and gas exploration licences covering over 520, 000 net acres to Petrocorp Inc. The two Italy licences cover a total net surface area of 97, 480 hectares (240, 691 acres). * On February 4, 2009, the Government of Qu c awarded seven new oil and gas exploration licences - 2009P462 to 2009PG468 - all located in the St. From 1974 to 1982 Mr. Siedow was with the audit department of Ernst & Young, Certified Public Accountants in Denver, Colorado and in 1982, he formed Stephen M. Siedow, PC a professional accounting firm providing auditing, management consulting and tax services to corporations, partnerships and individuals. The words or phrases "would be, " "will, " "intends to, " "will likely result, " "are expected to, " "will continue, " "is anticipated, " "estimate, " or similar expressions are intended to identify "forward-looking statements." The Company's business is subject to various other risks and uncertainties, which may be described in its corporate filings (www.sec.gov). Statements made herein are as of the date of this press release and should not be relied upon as of any subsequent date. For further information contact: Petrocorp Inc. |
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| 03/17/2009 | 4 for Shirar Steven J | |
| | COMPANY NAME(s) - [Shirar Steven J (CIK - 1321360 /SIC - Unspecified), Consolidated Communications Holdings Inc (CIK - 1304421 /SIC - 4813)] |
| | X0303 4 2009-03-17 0 0001304421 Consolidated Communications Holdings, Inc. CNSL 0001321360 Shirar Steven J 121 SOUTH 17TH STREET MATTOON IL 61938-3987 0 1 0 0 Senior Vice President Common Stock, par value $0.01 per share 2009-03-16 4 A 0 5913 0.00 A 92774 D Shares represent an award under the 2005 Long Term Incentive Plan. The shares will vest in equal installments on December 5, 2009, 2010, 2011 and 2012. /s/ David J. Doedtman, Power of Attorney 2009-03-17 |
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| 03/17/2009 | D/A for SIRE GLOBAL PARTNERS LP | |
| | COMPANY NAME(s) - [SIRE GLOBAL PARTNERS LP (CIK - 899046 /SIC - Unspecified)] |
| | X0301 D/A LIVE 0000899046 SIRE GLOBAL PARTNERS LP 152 West 57th Street, 16th Floor New York NY 10019 (212) 546-6240 None DE Limited Partnership true Mark R. Eaker c/o Sire Management Partners, L.P. 152 West 57th Street, 16th Floor New York NY 10019 Executive Officer Mark R. Eaker is an executive officer of Sire Management Partners, L.P., the General Partner of the Issuer Judson P. Reis c/o Sire Management Partners, L.P. 152 West 57th Street, 16th Floor New York NY 10019 Executive Officer Judson P. Reis is an executive officer of Sire Management Partners, L.P., the General Partner of the Issuer. Pooled Investment Fund Hedge Fund false Decline to Disclose 06 3C 3C.7 true 9999999997-08-029331 1993-01-01 true true false 500000 Indefinite 75545447 Indefinite true 0 79 0 0 0 true The General Partner (or its affiliate) is entitled to receive an annual management fee in an amount equal to a specfied percentage of assets under management. true Sire Global Partners, L.P. /s/ Mark R. Eaker Mark R. Eaker Authorized Person 2009-03-16 |
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| 03/17/2009 | 8-K for ML MACADAMIA ORCHARDS L P | |
| | COMPANY NAME(s) - [ML MACADAMIA ORCHARDS L P (CIK - 792161 /SIC - 0100)] |
| | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 11, 2009 ML Macadamia Orchards, L.P. (Exact name of registrant as specified in its charter) Delaware 1-9145 99-0248088 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identification No.) 26-238 Hawaii Belt Road, Hilo, Hawaii 96720 (Address of principal executive offices) (Zip Code) Registrant s telephone number, including area code 808-969-8057 N/A (Former name or former address, if changed since last report.) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) SEQ.=1, FOLIO='', FILE='C:\JMS\kdefran\09-7867-1\task3427345\7867-1-ba.htm', USER='kdefran', CD='Mar 16 15:21 2009' Item 8.01 Other Events. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Managing General Partner By: /s/ Dennis J. Simonis Dennis J. Simonis President and Chief Executive Officer 2 SEQ.=1, FOLIO='2', FILE='C:\JMS\kdefran\09-7867-1\task3427345\7867-1-ba.htm', USER='kdefran', CD='Mar 16 15:21 2009' |
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| 03/17/2009 | EX-31.1 of 10-Q for COMMERCE ENERGY GROUP INC | |
| | COMPANY NAME(s) - [COMMERCE ENERGY GROUP INC (CIK - 1274150 /SIC - 4911)] |
| | Exhibit 31.1 CERTIFICATION PURSUANT TO 17 CFR 240.13a-14(a) PROMULGATED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, C. Douglas Mitchell, Chief Financial Officer of Commerce Energy Group, Inc., certify that: 1. I have reviewed this quarterly report on Form 10-Q for the quarter ended January 31, 2009 of Commerce Energy Group, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; 4. The registrant s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d 15(f)) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; and (c) Evaluated the effectiveness of the registrant s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and (d) Disclosed in this report any change in the registrant s internal control over financial reporting that occurred during the registrant s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant s internal control over financial reporting; and 5. The registrant s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant s auditors and the audit committee of registrant s board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant s ability to record, process, summarize and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant s internal control over financial reporting. COMMERCE ENERGY GROUP, INC. Date: March 17, 2009 By: /s/ C. DOUGLAS MITCHELL C. Douglas Mitchell Chief Financial Officer (Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer) SEQ.=1, FOLIO='', FILE='C:\JMS\105621\09-7887-1\task3428645\7887-1-ma.htm', USER='105621', CD='Mar 17 12:13 2009' |
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| 03/17/2009 | EX-31 of 10-Q for ANGEION CORPMN | |
| | COMPANY NAME(s) - [ANGEION CORPMN (CIK - 815093 /SIC - 3841)] |
| | Young President and Chief Executive Officer 21 CERTIFICATIONS I, William J. Kullback, certify that: 1. I have reviewed this Form 10-Q of Angeion Corporation; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report; 4. The registrant s other certifying officer(s) and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have: (a) Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; (b) Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. (c) Evaluated the effectiveness of the registrant s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and (d) Disclosed in this report any change in the registrant s internal control over financial reporting that occurred during the registrant s most recent fiscal quarter (the registrant s fourth fiscal quarter in the case of an annual report) that has materially affected, or is reasonably likely to materially affect, the registrant s internal control over financial reporting; and 5. The registrant s other certifying officer(s) and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant s auditors and the audit committee of the registrant s board of directors (or persons performing the equivalent functions): (a) All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant s ability to record, process, summarize and report financial information; and (b) Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant s internal control over financial reporting. Date: March 17, 2009 /s/ William J. Kullback Chief Financial Officer 22 |
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