Collateral Valualio,z - Summary Stock Price Assurnl~tic~ns as of- 4-Sep-Qi li,iro,~ $33.UIJ Compaq $10.00 Eli Lilly $79.00 I BA Chase Corn ass * I~U Total 80.0% 80.0% 80.0% 70.0% Original LOC Outstanding Current LIV Mkt Val. Collateral Collateral Req. Excess (Deficit) $40,000,000 $l5,000,000 $1,579,392 $2,689,000 22.5% $7,023,345 SI .974.240 $5,049,105 88.2% $3,048,692 $3.36 1.250 ($312,558) $10,000,000 $ 3,489,87 I 55.8% $6,254,094 $3.203.275 $10,083,697 ~jj~4t,~o 73.1% $13,800,000 $30,126,131 $4,736,547 Oaigiiial LOC Outstanding Available LIneS Enro,i Conipaq Eli Lilly IiOlT 1.Cw $750,000 $0 $1,000,000 $0 $500,000 $0 $0 $0 $2,250,000 $0 $750,000 $1,000,000 $500,000 $0 $2,250,000 1000% l00.0% $5,690,130 1000% * Compass LOC has 80% LTI' on all liquid assets held as collateral; tile exception is the Sanders' accoui,t which (OflSfStS of ellequid assets that compass offers the lesscr of 30% LIV or SImm LEIC 4i10904b 811i12002 LIV gI;) 0m 0 Loan 80.0% $5,OtIO,OtJO 78 5% $6,373,290 ~6.2S9~!j(f0 123,290 CS. a ~4 Atlocatiota of Collateralfor Secured LOC BA Chase Corn ass' Ill 52.7% 93.4% 7 1.3% 47.3% 6.6% 0.0"/o 0.0% 0 0% 28.7% diversified 0.0% (i0% (i.0% 0.0% 0(3% 0.0% Colluleral Val,*uiion - Suns,nau-y StocA Prkc Assumptions as of 4-Sep-Cl I I2OVU $19.99 Enron S33.00 TCW - Select $15.25 Compaq $30.00 TCW - Aggr. $11.44 Iii. Lilly $79.00 TCW - Sniall $17.60 BA Coot ass Total 80.0% 80.0% 70.0% Original LOC Outstanding Current LIV Mkt Val. Collateral Collateral Req Excess (Deficit) 0' 01 0m on N, Borrowing Poweri Enrout Compaq Eli Lilly EOi1 TCW 3,i'~ I ri!?.'' "'1(~55d,A~7)I 1000% 1000% LOU U t0904b 81812001 LTV AlP KIL $10,000,000 $6,973,000 87.4% $7,981,247 $8.7 16.250 ($735,003) $1,000,000 $670,000 81.2% $825,000 $837,500 ($32,500) lutal all $2,000,000 $2,190,352 62.4% $3,512,587 363,366 $2,523,500 $13,000,000 $9,833,352 $12,318,834 S9.553.750 (S584, 337) S 12.356,852 so Ca, 3o. ii. a!. a -u Allocation of Collateral hA Corn ass FU 24.8% 300.0% 14.2% 00% 20.0% 0.0% diversilied 1.3% 0.0% 39.8% 0.0% Collateral Valuation Bank of Amertca Stock Price assumptions 4-Sep-Or Enron S33.00 TOW- Select 515.25 Compaq $10.00 TCW-Aggr. $11.44 Eli Lilly S79.00 TOW- Small S 17.60 EOTT $19.99 er.so.n ~ne . in a a. Outstanding Loan Balance SI.579..392 Collateral Pledged Shares Value Enron Corp. 112,145 53,700,785 Compaq Computer 3 32.256 53 .322.560 Total Market Value of Collateral S7,OZ.3.,345 Less: Collateral Required (80% LTV) 2.490/o S1,974.240 ~ m Outstanding Loan Balance . S6,97.3'.OO0.~ Collateral Pled ed Shares Value Compaq 113,064 $1,130,640 Eli Lilly & Co. 20,220 $1,597,380 EOTT Energy Parmers 5,000 $99,950 TOW Galileo Select Equities 131,738 $2,009,005 TCW Galileo Aggressive Growth 37,949 $434,137 TOW Small Cap Growth 41,485 5730.136 Enrorx Corp. (includes additional 25,000 shares) 60,000 I $1 .980.000 Total Market Value of Collateral S7,981,247 Less: Collateral Required (LTV 80%) 87.37% S8~7l6,25O Excess (Deficit) Collateral (S735,003) Borrowing Power SO Available to Borrow SO Conridefiflal Treament Reqalaled under FOIA LAY-SEC-i 000000252 ~-, ~0~ 47.3 ~ 'C 100.0% 14.2% 20.0% 1.3% 2 5.2% 5.4% 9.1% 24.8% 100.0% LOC..010904b 8/8/2002 Collateral Valuation Sank of America e e Outstanding Loan Balance S5.000,000 Collateral Pledged Shares Value Enron Corp. 193,230 56,373.290 Compaq Computer SO Tozai Market Value of Collateral S6.373.290 Less: Collateral Required (80% LTV) 78.5% S6.250.000 Excess (Deficit) Collateral S123.290 Borrowing Power S98.632 Available to Borrow S98.632 S750.O0O Line of Credit (Unsecured) uNtO Kenneth L. & Linda P. La" Outstanding Loan Balance LOC.010904b 8/8/2002 LAY~SEC. i 000000253 100% 00 ~ so C Dflf GCfltI~ I reamefit RequeSted under POIA Collateral Valuation Chase 4-Sep-01 Stock Price Assumpuons Enron S33.00 Cornoa~ SIOQO 515.0 Million Non Purpose Credit Line STOCK Symbol Cermif. No. Enron Corp ENE Chase Acc: Enron Corp ENE Chase Acct Tozzl ENE Compaq Shares 3.936 82.388 86.324 Value Ownership I S 129.888 Personal S 2 718.804 Personal S 2.848,692 934% CPQ BB125523 .~~Q20 S 200.000 Personal Toral CPQ 20.000 S 200,000 66% Total Value of Collateral S 3.048.692 LTV 80% AVAIlABLE BALANCE -; S2;865I9~ Funded (SZ.689.000) REMA1Nfl'~G BALANCE 40Z,48I.~ LOCalOso4b 818/2002 Conndentiaj Tream~t Reques,ed under FOIA LAV~SECX 000000254 CollateraZ Valuation Compass 4-Sep-01 Stock Price Assumption Enron 533.00 Eli Lilly 579.00 S 10.0 Million Non Purpose Credit Line STOCK Symbol Cer~if. No. Shares Ownership Eli Lilly LLY FC24922 5,000 Personal Eli Lilly LLY CNY18380 5 000 Personal Total LLY 10,000 790,000 Enron Corp ENE HC119322 7,690 Personal Enron Corp ENE HC119285 22,052 Personal Enron Corp ENE HC119286 1,751 Personal Enron Corp-Split ENE HC164652 1,751 Personal Enron Corp ENE HC119359 4.521 Personal Enron Corp-Split ENE HC164653 4,521 Personal Enron Corp ENE HC119360 7,792 Personal Enron Corp ENE HC127094 9440 Personal Total ENE 59.518 1.964.094 TOTAL $ 2,754,094 L1V 80% AVAILABLE BALANCE S2.203475 Funded Ti~!4s9.s7t~ REMAINING BALANCE (SL286596) Additional Collateral Sanders Moms Hams (30% LTV, capped at 51.000.000) Total $ 3.500,000 LTV 30% AVAILABLE BALANCE $ 1,000,000 Funded :~. REMAINING BALANCE SLOOOIOOO 28.7% 71.3% (onride,itiai rreament Rec~uc,.IC~I under FOIA LAY-'SECi 000000255 LOCO1O9O4b 3/812002 Personal - Secured LOC (SOOO) EnronL.OC PW 500 BA 4,039 Chase (313) Compass (237) Total 3,940 500,000 9,146,000 1,900,000 400,000 Persona! - Unsecured LOC ($000) BA 1,000 (increasing from $750,000; should be effective next week) Chase 1,000 (increasing from $750,000; should be effective next week) Compass 500 Total 2,500 Partnership - LOC ($000) Now BA~ PW 257 (additional collatesal should be in place early next week) waiting for the dust to clear but it is positive 257 at least this much When shares settle a: BA assuming yesterdays price of$4&34 BA (735) Pw (735) Coflruiefltial TieameflI Requested under FOIA LAY-SEC-i 000000Z56