RECENT 8K FILINGS November 14, 2008 Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 5.06 Change in Shell Company Status 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K  reports  may  be  viewed  in  person  in  the Commission's Public Reference  Branch  at  100  F Street, N.E., Washington, D.C. To obtain paper copies, please refer to information on the Commission's Web site at  http://www.sec.gov/answers/publicdocs.htm.  In most cases, you can view  and  download  this  information  by  using  the search function located at http://www.sec.gov/edgar/searchedgar/companysearch.html. STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 1ST CENTENNIAL BANCORP CA 5.02 11/06/08 Accelerated Building Concepts CORP DE 5.02 11/13/08 ACCELLENT INC 2.02,9.01 11/13/08 ACTEL CORP CA 7.01 11/12/08 ACTUANT CORP WI 1.01,2.03,5.02,9.01 11/06/08 ADAMS RESOURCES & ENERGY, INC. DE 2.02 11/13/08 ADVANCE DISPLAY TECHNOLOGIES INC CO 1.01,2.03 11/06/08 AEP INDUSTRIES INC DE 8.01,9.01 11/13/08 AFC ENTERPRISES INC MN 2.02,5.02,9.01 11/12/08 AFFYMETRIX INC DE 1.01 11/11/08 Agfeed Industries, Inc NV 2.02,9.01 11/13/08 Alchemical Capital Corp. FL 1.01,5.01,5.02,9.01 11/13/08 ALLIANCE DATA SYSTEMS CORP DE 7.01,9.01 11/13/08 ALLIANCE FINANCIAL CORP /NY/ NY 7.01,9.01 11/13/08 ALSERES PHARMACEUTICALS INC /DE DE 2.02,9.01 11/13/08 AMBASSADORS INTERNATIONAL INC DE 5.02,9.01 11/07/08 AMERICAN APPAREL, INC DE 2.02,7.01,9.01 11/10/08 American Caresource Holdings, Inc. DE 2.02,9.01 11/13/08 AMERICAN INTERNATIONAL GROUP INC DE 5.02,9.01 11/12/08 AMERICAN ITALIAN PASTA CO DE 8.01,9.01 11/12/08 AMERICAN SCIENCE & ENGINEERING INC MA 2.02,9.01 11/10/08 AMREP CORP. OK 1.01,2.03,9.01 11/07/08 ANTICUS INTERNATIONAL CORP NV 4.01,9.01 11/11/08 APARTMENT INVESTMENT & MANAGEMENT CO MD 5.03 11/07/08 ARADIGM CORP CA 2.02,9.01 11/12/08 Ardea Biosciences, Inc./DE DE 1.01,2.02,2.03,5.02,9.01 11/07/08 ARTES MEDICAL INC 8.01,9.01 11/13/08 ASSURED GUARANTY LTD 7.01 11/12/08 AUTHENTIDATE HOLDING CORP DE 2.02,9.01 11/13/08 AVP INC DE 2.02,9.01 11/13/08 BAKER MICHAEL CORP PA 8.01,9.01 11/11/08 BALD EAGLE ENERGY INC. NV 2.01,5.06,9.01 11/07/08 BALLANTYNE OF OMAHA INC DE 8.01,9.01 11/12/08 BANCFIRST CORP /OK/ OK 8.01,9.01 11/12/08 BANCORPSOUTH INC MS 7.01,9.01 11/13/08 Bank of Commerce Holdings CA 8.01,9.01 11/13/08 Banks.com, Inc. FL 2.02,5.02,9.01 11/13/08 BBM HOLDINGS, INC. UT 8.01,9.01 11/13/08 Beacon Federal Bancorp, Inc. MD 5.02,9.01 11/10/08 BEHRINGER HARVARD MULTIFAMILY REIT I 5.02,7.01 11/13/08 Benjamin Franklin Bancorp, Inc. MA 1.01,8.01,9.01 11/08/08 BERKSHIRE HILLS BANCORP INC 7.01,9.01 11/13/08 BERLINER COMMUNICATIONS INC DE 2.02,9.01 11/13/08 BILL BARRETT CORP 7.01,9.01 11/13/08 Bio-Matrix Scientific Group, Inc. DE 4.01 10/20/08 AMEND Biogold Fuels CORP NV 2.03,5.02,9.01 11/08/08 BIOMEDICAL TECHNOLOGY SOLUTIONS HOLDI CO 2.01,3.02,3.03,5.01,5.02,9.01 08/21/08 AMEND BIOMIMETIC THERAPEUTICS, INC. DE 8.01,9.01 11/10/08 BION ENVIRONMENTAL TECHNOLOGIES INC CO 1.01,9.01 10/30/08 BIRNER DENTAL MANAGEMENT SERVICES INC CO 2.02,9.01 11/13/08 BLACK GAMING, LLC 2.02,7.01,9.01 11/12/08 BLONDER TONGUE LABORATORIES INC DE 2.02,9.01 11/13/08 BOK FINANCIAL CORP ET AL OK 8.01,9.01 11/12/08 BPO Management Services DE 8.01,9.01 11/13/08 BRAMPTON CREST INTERNATIONAL INC NV 4.02 11/12/08 CACI INTERNATIONAL INC /DE/ DE 5.02,9.01 11/12/08 CADIZ INC DE 3.02 11/13/08 CAPITAL CORP OF THE WEST CA 2.02,8.01,9.01 11/12/08 CAPITOL FEDERAL FINANCIAL 2.02,9.01 11/10/08 CAPITOL FEDERAL FINANCIAL 7.01 11/09/07 CARDINAL FINANCIAL CORP VA 7.01,9.01 11/13/08 CARDIOGENESIS CORP /CA CA 2.02,9.01 11/13/08 Cardium Therapeutics, Inc. 1.01,2.02,2.03,3.02,8.01,9.01 11/05/08 CASEYCORP ENTERPRISES, INC 4.01 11/12/08 CASEYS GENERAL STORES INC IA 7.01 11/13/08 Catalent Pharma Solutions, Inc. DE 2.02,9.01 11/13/08 Cavico Corp 2.02,8.01,9.01 11/11/08 CBL & ASSOCIATES PROPERTIES INC DE 1.01,2.03,9.01 11/04/08 CELLEGY PHARMACEUTICALS INC CA 1.01,9.01 11/11/08 Celsion CORP MD 2.02,9.01 11/13/08 CENTENNIAL COMMUNICATIONS CORP /DE DE 1.01,5.02,9.01 11/07/08 Century Petroleum Corp. NV 3.02 11/06/08 CHANCERY RESOURCES, INC. NV 1.01,2.01,3.02,5.01,5.06,7.01, 11/07/08 9.01 CHARLOTTE RUSSE HOLDING INC 5.02,9.01 11/08/08 CHEMBIO DIAGNOSTICS, INC. NV 7.01,9.01 11/13/08 CHENIERE ENERGY INC DE 7.01,9.01 11/13/08 Cheniere Energy Partners, L.P. DE 7.01,9.01 11/13/08 China Direct, Inc. FL 2.02,9.01 11/13/08 CHINA EDUCATION ALLIANCE INC. NC 8.01,9.01 11/11/08 China Healthcare Acquisition Corp. DE 1.02,7.01,8.01 11/10/08 China Housing & Land Development, Inc NV 2.02,9.01 11/13/08 China Premium Lifestyle Enterprise, I NV 1.01,9.01 11/07/08 China Ritar Power Corp. UT 2.02,7.01,9.01 11/13/08 CHINA RUITAI INTERNATIONAL HOLDINGS C DE 2.02,9.01 11/12/08 CHINA VALVES TECHNOLOGY, INC NV 2.02,7.01,9.01 11/13/08 China Yingxia International, Inc. FL 2.02,7.01,9.01 11/12/08 CHROMCRAFT REVINGTON INC DE 5.05,9.01 11/07/08 CIT GROUP INC DE 8.01,9.01 11/12/08 CLAYTON WILLIAMS ENERGY INC /DE DE 7.01,9.01 11/12/08 Clean Energy Fuels Corp. DE 2.02,9.01 11/13/08 Clear Skies Solar, Inc DE 1.01 11/12/08 CLEARONE COMMUNICATIONS INC UT 5.02 11/13/08 CLIFFS NATURAL RESOURCES INC. OH 8.01 11/11/08 CNB FINANCIAL CORP/PA PA 8.01 11/12/08 COASTAL BANKING CO INC SC 2.02,9.01 11/12/08 COLONIAL COMMERCIAL CORP NY 2.02,9.01 11/13/08 Community Bankers Trust Corp DE 7.01,9.01 11/06/08 COMMUNITY TRUST BANCORP INC /KY/ KY 7.01,9.01 10/31/08 COMPUTER SCIENCES CORP NV 5.02,9.01 11/12/08 COMPUTER SCIENCES CORP NV 7.01 11/12/08 CONCURRENT COMPUTER CORP/DE DE 5.02,9.01 11/12/08 Conmed Healthcare Management, Inc. DE 2.02,9.01 11/13/08 CONSECO INC DE 2.01,9.01 11/12/08 CORN PRODUCTS INTERNATIONAL INC DE 1.02 11/10/08 Cornerstone Growth & Income REIT, Inc MD 1.01,9.01 11/11/08 Cornerworld Corp NV 2.01,9.01 08/27/08 AMEND CPG INTERNATIONAL INC. DE 7.01,9.01 11/13/08 CRAFT BREWERS ALLIANCE, INC. WA 5.02 11/07/08 CRIMSON EXPLORATION INC. 2.02,9.01 09/30/08 CROWN HOLDINGS INC PA 2.05,9.01 11/12/08 CYMER INC NV 5.02 11/07/08 DAKTRONICS INC /SD/ SD 8.01 11/10/08 DANA HOLDING CORP DE 5.02,9.01 11/10/08 DAYSTAR TECHNOLOGIES INC DE 2.02,9.01 11/13/08 Debut Broadcasting Corporation, Inc. NV 2.02,9.01 11/13/08 DELSITE, INC. TX 2.02,9.01 11/13/08 DELTA PETROLEUM CORP/CO CO 5.05 11/09/08 DEVRY INC DE 7.01,9.01 11/13/08 DIEDRICH COFFEE INC CA 2.02 11/10/08 DIGITAL ALLY INC 8.01,9.01 11/13/08 DIGITAL FUEL INC DE 4.01,9.01 11/12/08 Discovery Communications, Inc. DE 5.02 11/05/08 DOUBLE EAGLE PETROLEUM CO MD 2.02,9.01 11/07/08 Dr Pepper Snapple Group, Inc. DE 2.02,9.01 11/13/08 DRI CORP NC 7.01,9.01 11/13/08 Duncan Energy Partners L.P. DE 8.01,9.01 09/30/08 DYNAMIC ALERT LTD NV 1.01,4.01,9.01 11/10/08 EAGLE ROCK ENERGY PARTNERS L P DE 7.01,9.01 11/13/08 ECOLOGY COATINGS, INC. NV 1.01,7.01,9.01 11/11/08 EL PASO ELECTRIC CO /TX/ TX 5.02 11/12/08 Encore Bancshares Inc TX 7.01,9.01 11/13/08 Encore Bancshares Inc TX 8.01 11/13/08 ENER1 INC FL 2.02 11/13/08 Energy Infrastructure Acquisition Cor DE 8.01,9.01 11/12/08 ENTERPRISE PRODUCTS PARTNERS L P DE 8.01,9.01 09/30/08 ENTORIAN TECHNOLOGIES INC DE 2.02,9.01 11/13/08 EQUITY ONE, INC. 2.02,7.01 11/13/08 Essex Rental Corp. DE 9.01 11/12/08 AMEND ESTEE LAUDER COMPANIES INC DE 5.02,9.01 11/07/08 EXECUTE SPORTS INC NV 1.01,9.01 11/10/08 EZENIA INC DE 2.02,9.01 11/12/08 FAVRILLE INC DE 1.01,3.02,9.01 11/08/08 FCStone Group, Inc. DE 2.02,9.01 11/13/08 Federal Home Loan Bank of Atlanta X1 2.03 11/07/08 Federal Home Loan Bank of Chicago X1 7.01,9.01 11/13/08 Federal Home Loan Bank of Des Moines X1 5.02,7.01,9.01 11/13/08 Federal Home Loan Bank of Des Moines X1 2.03,9.01 11/06/08 Federal Home Loan Bank of Des Moines X1 2.02,7.01,9.01 11/12/08 AMEND Federal Home Loan Bank of New York X1 2.03,9.01 11/10/08 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 11/10/08 Fidelity National Financial, Inc. 1.01,8.01,9.01 11/07/08 FIELDPOINT PETROLEUM CORP CO 2.02,7.01,9.01 11/13/08 First Advantage Bancorp 8.01 11/12/08 First Advantage Bancorp 2.02 11/13/08 First California Financial Group, Inc DE 2.02,7.01,9.01 11/13/08 FIRST FINANCIAL BANCORP /OH/ OH 7.01,9.01 11/13/08 FIRST MIDWEST BANCORP INC DE 7.01,9.01 09/08/08 FIRST NATIONAL COMMUNITY BANCORP INC PA 8.01,9.01 11/13/08 Fortress Investment Group LLC DE 2.02,7.01,9.01 11/13/08 Fortunet, Inc. NV 2.02 11/12/08 FOUNDRY NETWORKS INC DE 1.01,5.02,8.01,9.01 11/07/08 FRANKLIN BANK CORP 1.03,2.04,3.01,5.02 11/12/08 FRANKLIN LAKE RESOURCES INC /NV NV 5.02 10/06/08 FRANKLIN STREET PROPERTIES CORP /MA/ 2.02,9.01 11/04/08 Fushi Copperweld, Inc. NV 8.01 11/13/08 Fushi Copperweld, Inc. NV 8.01,9.01 11/13/08 GANDER MOUNTAIN CO MN 2.02,9.01 11/13/08 GATEWAY FINANCIAL HOLDINGS INC NC 8.01,9.01 11/12/08 GCI INC AK 4.02 11/05/08 AMEND GENAERA CORP DE 8.01,9.01 11/13/08 GENELABS TECHNOLOGIES INC /CA CA 2.02,9.01 11/13/08 GENERAL COMMUNICATION INC AK 4.02 11/05/08 AMEND GEORESOURCES INC CO 2.02,9.01 11/10/08 Geovax Labs, Inc. IL 2.02,9.01 11/10/08 GLIMCHER REALTY TRUST MD 7.01,9.01 11/12/08 Global Clean Energy Holdings, Inc. UT 8.01 10/28/08 Global Telecom & Technology, Inc. DE 2.02,9.01 11/12/08 GLOBALSCAPE INC DE 8.01,9.01 11/10/08 GLOBALSCAPE INC DE 8.01,9.01 11/12/08 GLOBALSCAPE INC DE 2.02,9.01 11/13/08 GOLD CREST MINES INC 5.02 11/13/08 GOODYEAR TIRE & RUBBER CO /OH/ OH 7.01,9.01 11/13/08 GP STRATEGIES CORP DE 5.02 11/07/08 Gray Creek Mining Inc. NV 1.01,2.01,5.01,5.02,5.03 10/01/08 GreenHunter Energy, Inc. DE 5.02,9.01 11/10/08 GSI TECHNOLOGY INC 8.01,9.01 11/13/08 HALLMARK FINANCIAL SERVICES INC NV 2.02,9.01 11/12/08 Hana Biosciences Inc DE 2.02,9.01 11/13/08 HARLEYSVILLE NATIONAL CORP PA 8.01,9.01 11/13/08 HeartWare International, Inc. DE 3.02,5.02,8.01,9.01 11/13/08 HELMERICH & PAYNE INC DE 7.01,9.01 11/13/08 Heron Lake BioEnergy, LLC MN 3.03,5.02,9.01 11/05/08 HEWITT ASSOCIATES INC DE 5.02 11/12/08 HOKU SCIENTIFIC INC DE 1.01 11/13/08 Homeowners Choice, Inc. FL 2.02,9.01 11/11/08 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 5.02 11/10/08 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 1.01 11/11/08 ICX TECHNOLOGIES INC 2.02,9.01 11/13/08 IDM PHARMA, INC. DE 2.02,9.01 11/13/08 IEC ELECTRONICS CORP DE 2.02,9.01 11/13/08 IMAGE ENTERTAINMENT INC DE 2.02,8.01,9.01 11/13/08 IMARX THERAPEUTICS INC DE 2.02,9.01 11/13/08 IMPLANT SCIENCES CORP MA 7.01,8.01,9.01 11/12/08 INFOSONICS CORP 2.02,9.01 11/13/08 INNOVATIVE SOLUTIONS & SUPPORT INC PA 5.02,9.01 11/10/08 InPlay Technologies, Inc. NV 2.02 11/13/08 INSIGHT ENTERPRISES INC DE 8.01 11/11/08 INSIGHT HEALTH SERVICES HOLDINGS CORP 1.01,2.02,5.02,9.01 11/11/08 INTEGRATED ELECTRICAL SERVICES INC DE 8.01 11/10/08 INTEL CORP DE 5.03,9.01 11/12/08 Intellect Neurosciences, Inc. 8.01 11/11/08 INTELSAT LTD 2.02,9.01 11/13/08 INTERLEUKIN GENETICS INC DE 2.02,9.01 11/13/08 INTERMOUNTAIN COMMUNITY BANCORP ID 8.01,9.01 11/07/08 INTERNATIONAL THOROUGHBRED BREEDERS I DE 8.01,9.01 08/24/08 INTERNATIONAL THOROUGHBRED BREEDERS I DE 8.01,9.01 09/28/08 INVENDA CORP DE 1.01,2.03,9.01 11/07/08 Investors Bancorp Inc DE 7.01,9.01 10/28/08 INVITROGEN CORP DE 8.01,9.01 11/11/08 iPCS, INC DE 8.01,9.01 11/12/08 IRELAND INC. NV 5.02 11/04/08 AMEND IRONCLAD PERFORMANCE WEAR CORP 2.02,7.01,9.01 11/13/08 ISCO INTERNATIONAL INC DE 9.01 11/12/08 ISCO INTERNATIONAL INC DE 7.01 11/13/08 IsoRay, Inc. MN 2.02,9.01 11/13/08 JACO ELECTRONICS INC NY 1.01 11/13/08 JAZZ PHARMACEUTICALS INC DE 2.02,9.01 11/13/08 JDS UNIPHASE CORP /CA/ DE 5.02 11/12/08 JEFFERSONVILLE BANCORP NY 2.02,8.01,9.01 11/12/08 Juma Technology Corp. 8.01,9.01 10/13/08 K SWISS INC DE 5.03,9.01 11/12/08 KAMAN CORP CT 5.02,9.01 11/13/08 KAR Holdings, Inc. DE 2.02,9.01 11/13/08 KBS Real Estate Investment Trust, Inc MD 1.01,2.02,8.01 08/15/08 KENDLE INTERNATIONAL INC OH 5.02,9.01 11/10/08 KEY TECHNOLOGY INC OR 2.02,9.01 11/13/08 KEYNOTE SYSTEMS INC DE 2.02,9.01 11/13/08 Kidville, Inc. DE 9.01 11/13/08 AMEND KIMCO REALTY CORP MD 5.02,9.01 11/13/08 KLA TENCOR CORP DE 8.01,9.01 11/13/08 KOHLS CORPORATION WI 2.02,7.01,9.01 11/13/08 Kraton Polymers LLC DE 7.01,9.01 11/13/08 KULICKE & SOFFA INDUSTRIES INC PA 2.02,9.01 11/13/08 LAM RESEARCH CORP DE 1.01,5.02,8.01,9.01 11/06/08 LAND O LAKES INC 2.02,8.01,9.01 11/10/08 AMEND LANDAMERICA FINANCIAL GROUP INC VA 1.01,2.03,9.01 11/07/08 LaPorte Bancorp, Inc. X1 8.01,9.01 11/13/08 LASALLE HOTEL PROPERTIES MD 7.01,9.01 11/13/08 LEGGETT & PLATT INC MO 8.01 11/12/08 LENNAR CORP /NEW/ DE 2.03,9.01 11/07/08 LML PAYMENT SYSTEMS INC A1 2.02,7.01,9.01 11/12/08 LOUISIANA-PACIFIC CORP DE 5.03,9.01 11/07/08 LSI CORP DE 5.02 11/10/08 LYONDELL CHEMICAL CO DE 8.01,9.01 11/13/08 MACE SECURITY INTERNATIONAL INC DE 2.02,9.01 11/13/08 Magyar Bancorp, Inc. DE 2.02,9.01 11/12/08 Main Street Capital CORP MD 8.01,9.01 11/12/08 Manhattan Bancorp CA 2.02,9.01 11/10/08 MARINEMAX INC DE 2.02,9.01 11/11/07 MAUI LAND & PINEAPPLE CO INC HI 5.02,9.01 11/06/08 MAX CAPITAL GROUP LTD. 8.01,9.01 11/06/08 MDRNA, Inc. DE 2.02,9.01 11/13/08 MEADOW VALLEY CORP NV 2.02,9.01 11/12/08 MEDASSETS INC DE 2.02,9.01 11/13/08 MEDIA SCIENCES INTERNATIONAL INC 5.02,9.01 11/07/08 MEMORY PHARMACEUTICALS CORP 2.02,9.01 11/13/08 METABASIS THERAPEUTICS INC 2.02,2.05,5.02,9.01 11/12/08 METROPCS COMMUNICATIONS INC DE 5.02,5.03,9.01 11/11/08 MICRONETICS INC DE 2.02,9.01 11/12/08 MICROSEMI CORP DE 5.02,9.01 11/10/08 MICROSEMI CORP DE 2.02 11/13/08 MiddleBrook Pharmaceuticals, Inc. 2.02,9.01 11/13/08 MILLER PETROLEUM INC TN 7.01,9.01 11/10/08 Molecular Insight Pharmaceuticals, In MA 2.02,9.01 11/13/08 MONACO COACH CORP /DE/ DE 1.01,1.02,2.03,3.02,3.03,9.01 11/07/08 MORRIS PUBLISHING GROUP LLC GA 2.02 09/30/08 AMEND MRU HOLDINGS INC DE 1.01 11/12/08 MSGI SECURITY SOLUTIONS, INC NV 4.02 11/09/08 MTS SYSTEMS CORP MN 2.02,9.01 11/13/08 MUTUALFIRST FINANCIAL INC MD 7.01 11/13/08 MYR GROUP INC DE 2.02,9.01 11/13/08 NACCO INDUSTRIES INC DE 5.02,9.01 11/11/08 NATHANS FAMOUS INC DE 8.01,9.01 11/13/08 NATIONAL CITY CORP DE 2.02,9.01 11/13/08 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 11/12/08 NATIONAL PENN BANCSHARES INC PA 7.01,9.01 11/13/08 NATIONAL SEMICONDUCTOR CORP DE 2.05,7.01,9.01 11/12/08 NAVISTAR INTERNATIONAL CORP DE 7.01 11/13/08 NETSOL TECHNOLOGIES INC NV 2.02,9.01 11/13/08 New England Bancshares, Inc. 2.02,9.01 11/13/08 NEW JERSEY RESOURCES CORP NJ 1.01,2.02,6.05 11/13/08 NEW MOTION, INC. DE 2.02,5.02,9.01 11/11/08 NEWALLIANCE BANCSHARES INC 7.01,9.01 11/13/08 NEWTEK BUSINESS SERVICES INC NY 2.02,9.01 11/12/08 Nexxus Lighting, Inc. DE 1.01,1.02,3.02,3.03,5.03,9.01 11/11/08 NORDSTROM INC WA 2.02,7.01,9.01 11/13/08 Northfield Bancorp, Inc. X1 8.01 11/13/08 NORTHROP GRUMMAN CORP /DE/ DE 5.02,9.01 11/07/08 NURX PHARMACEUTICALS, INC. NV 5.02 09/17/08 NUTRACEA CA 5.02,9.01 11/06/08 NUTRITION 21 INC NY 2.02,9.01 11/13/08 OCEAN BIO CHEM INC FL 8.01 11/13/08 OLD POINT FINANCIAL CORP VA 7.01,9.01 11/13/08 OMTOOL LTD DE 2.02,9.01 11/07/08 OPENWAVE SYSTEMS INC DE 5.02 11/12/08 PAETEC Holding Corp. 2.02,9.01 11/13/08 PARAGON TECHNOLOGIES INC PA 2.02,9.01 09/30/08 PARK BANCORP INC DE 2.02,9.01 11/13/08 PC TEL INC DE 5.02,9.01 11/07/08 PENNANTPARK INVESTMENT CORP 7.01,9.01 11/13/08 PENNSYLVANIA COMMERCE BANCORP INC 1.01,9.01 11/13/08 PERRY ELLIS INTERNATIONAL INC FL 2.02,9.01 11/13/08 PHARMACYCLICS INC DE 5.02 11/05/08 PHARMOS CORP NV 3.01,8.01,9.01 11/11/08 PINNACLE WEST CAPITAL CORP AZ 8.01 11/12/08 Pioneer Consulting group, Inc. NV 4.01,9.01 11/13/08 PIONEER DRILLING CO TX 7.01,9.01 11/13/08 Pioneer Exploration Inc. NV 1.01,7.01,8.01,9.01 11/12/08 PIZZA INN INC /MO/ MO 2.02,9.01 11/12/08 PLC SYSTEMS INC 2.02,9.01 11/13/08 PNM RESOURCES INC NM 1.01,7.01,9.01 11/11/08 Point.360 CA 2.02,9.01 11/13/08 Pregis Holding II CORP DE 2.02,9.01 11/13/08 PRESIDENTIAL LIFE CORP DE 2.02 09/30/08 PRO DEX INC CO 2.02,9.01 11/13/08 PRO PHARMACEUTICALS INC NV 3.01,9.01 11/07/08 ProLink Holdings Corp. DE 1.02,8.01,9.01 11/13/08 PROSPECT MEDICAL HOLDINGS INC DE 2.02,9.01 11/13/08 PROSPERITY BANCSHARES INC TX 1.01,9.01 11/07/08 PUREDEPTH, INC. CO 1.01,9.01 11/10/08 QPC Lasers NV 8.01 11/12/08 Rand Logistics, Inc. DE 7.01,9.01 11/13/08 RAYMOND JAMES FINANCIAL INC FL 7.01,9.01 11/11/08 RESEARCH PHARMACEUTICAL SERVICES, INC DE 2.02,9.01 11/13/08 RF MONOLITHICS INC /DE/ DE 1.01,5.02,9.01 11/11/08 RIDGEWOOD ELECTRIC POWER TRUST IV DE 8.01,9.01 11/13/08 RIDGEWOOD ELECTRIC POWER TRUST V DE 8.01,9.01 11/13/08 RIDGEWOOD ELECTRIC POWER TRUST V DE 8.01,9.01 11/13/08 Ridgewood Energy O Fund LLC 2.06 11/11/08 RIDGEWOOD ENERGY T FUND LLC 2.06 11/11/08 Ridgewood Energy U Fund LLC 2.06 11/11/08 Ridgewood Energy W Fund LLC DE 2.06 11/11/08 RIDGEWOOD POWER GROWTH FUND /NJ DE 8.01,9.01 11/13/08 ROCKWELL MEDICAL TECHNOLOGIES INC MI 2.02 11/13/08 RODMAN & RENSHAW CAPITAL GROUP, INC. DE 2.02,9.01 11/13/08 Rodobo International Inc NV 8.01,9.01 11/12/08 Rosetta Resources Inc. DE 1.01,7.01,9.01 11/13/08 RR Donnelley & Sons Co DE 8.01,9.01 11/05/08 RURBAN FINANCIAL CORP OH 7.01,9.01 11/12/08 SAUER DANFOSS INC DE 5.02,9.01 11/07/08 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 5.02,9.01 11/11/08 Seligman LaSalle International Real E MD 7.01,9.01 11/13/08 ShengdaTech, Inc. 2.02,4.01,7.01,9.01 11/13/08 SHUFFLE MASTER INC MN 1.01,5.03,9.01 11/11/08 SI INTERNATIONAL INC DE 8.01,9.01 11/13/08 SIGMA ALDRICH CORP DE 8.01,9.01 11/13/08 SILGAN HOLDINGS INC DE 8.01,9.01 11/13/08 SILVERSTAR HOLDINGS LTD B0 1.01,2.03,9.01 11/07/08 SIRIUS XM RADIO INC. DE 2.02,9.01 11/10/08 SL INDUSTRIES INC NJ 2.02,9.01 11/12/08 Solo Cup CO DE 2.02,9.01 11/12/08 SOLOMON TECHNOLOGIES INC DE 4.01,9.01 11/07/08 SONTERRA RESOURCES, INC. DE 5.02 11/06/08 SOURCE DIRECT HOLDINGS INC NV 8.01 11/13/08 SPARE BACKUP, INC. DE 1.01,9.01 11/05/08 SPARTON CORP OH 1.01,5.02,9.01 11/06/08 SPHERIX INC DE 2.02,9.01 11/13/08 Stanley-Martin Communities, LLC DE 2.02,9.01 11/13/08 STEREO VISION ENTERTAINMENT INC 5.02 11/10/08 STERLING BANCORP NY 7.01,9.01 11/12/08 Strategic Storage Trust, Inc. MD 1.01,9.01 11/12/08 SULPHCO INC NV 1.01 11/07/08 SUNLINK HEALTH SYSTEMS INC OH 2.02,7.01,9.01 11/12/08 SUNTRUST BANKS INC GA 5.03 11/11/08 SUPERIOR BANCORP DE 7.01,9.01 11/13/08 Tank Sports, Inc. CA 9.01 11/12/08 AMEND Tao Minerals Ltd. NV 1.01,3.02,9.01 10/16/08 TAYLOR CAPITAL GROUP INC DE 7.01,9.01 11/12/08 Tech Power, Inc. NV 4.01,9.01 11/13/08 TECHNOLOGY SOLUTIONS COMPANY DE 7.01,9.01 11/13/08 Tennessee Valley Authority 1.01,9.01 11/07/08 TERADYNE, INC MA 2.05,8.01,9.01 11/11/08 TERRESTAR CORP DE 7.01,8.01,9.01 11/13/08 TETRA TECH INC DE 2.02,9.01 11/12/08 TEXADA VENTURES INC NV 8.01 11/12/08 TIENS BIOTECH GROUP USA INC 5.02 10/30/08 Titan Global Holdings, Inc. UT 1.01,9.01 11/07/08 TRACK DATA CORP DE 2.02 09/30/08 Travelport LTD D0 2.02,9.01 11/13/08 TRICO BANCSHARES / CA 9.01 11/12/08 TRICO BANCSHARES / CA 8.01 11/13/08 TRUSTMARK CORP MS 7.01,9.01 11/13/08 TRW AUTOMOTIVE HOLDINGS CORP DE 5.02,9.01 11/11/08 TX Holdings, Inc. GA 1.01 11/11/08 TXP CORP NV 1.01,9.01 11/13/08 U.S. Helicopter CORP DE 1.01,2.03,3.02 11/07/08 ULTRALIFE CORP DE 8.01,9.01 11/12/08 UNICA CORP 2.02,9.01 11/13/08 US Oncology Holdings, Inc. DE 2.02,9.01 11/06/08 VALLEY NATIONAL BANCORP NJ 7.01,9.01 11/13/08 VELOCITY EXPRESS CORP DE 2.02,9.01 11/12/08 Vestin Realty Mortgage I, Inc. 8.01,9.01 11/13/08 VINEYARD NATIONAL BANCORP CA 1.01,9.01 11/13/08 VIRGIN MEDIA INC. DE 2.05 11/10/08 VISTAPRINT LTD D0 5.02 11/06/08 VIVUS INC CA 8.01,9.01 11/11/08 VORTEX RESOURCES CORP. DE 8.01 11/13/08 WaferGen Bio-systems, Inc. NV 2.02 11/10/08 WAL MART STORES INC DE 2.02,9.01 11/13/08 WCI COMMUNITIES INC 5.02 11/06/08 WEBSTER FINANCIAL CORP DE 7.01 11/13/08 WELLS FARGO & CO/MN DE 8.01,9.01 11/06/08 WEST MARINE INC DE 5.02,9.01 11/07/08 Western Gas Partners LP DE 1.01,9.01 11/11/08 WHITNEY HOLDING CORP LA 7.01,9.01 11/13/08 WorldSpace, Inc DE 1.01,2.03,9.01 11/05/08 WYNN RESORTS LTD 1.01,9.01 11/13/08 XETA TECHNOLOGIES INC OK 2.02,9.01 11/13/08 XTO ENERGY INC DE 2.01,3.02,9.01 09/02/08 AMEND Yinlips Technology, Inc. DE 1.01,2.01,2.02,3.02,5.01,9.01 10/17/08 AMEND ZOLL MEDICAL CORP MA 2.02,9.01 11/13/08 ZVUE CORP DE 8.01 11/06/08