SEC NEWS DIGEST Issue 2006-195 October 10, 2006 ENFORCEMENT PROCEEDINGS SEC SUES EX-PRESIDENT OF CALIFORNIA MORTGAGE FIRM FOR RUNNING $30 MILLION PONZI SCHEME Today the Commission announced that on October 6 it filed a securities fraud lawsuit in the U.S. District Court for the Central District of California against Salvatore Favata, the former President of National Consumer Mortgage, LLC (NCM), a residential mortgage business in Orange County, California. The Commission's complaint alleges that Favata raised more than $30 million from 200 investors to pay off personal gambling debts and finance his lavish lifestyle. The Commission's complaint also alleges that from 2001 through 2006, Favata falsely promised investors rates of return of 30-60% on their investments, but instead used new investor funds to pay off earlier investors in typical Ponzi-like fashion. The complaint charges that Favata used the money to pay off more than $10 million of his own gambling debts, as well as other personal debts and living expenses, and to fund lavish house parties and community music festivals. Without admitting or denying the allegations of the Commission's complaint, Favata consented to the entry of a final judgment permanently enjoining him from violating the antifraud and registration provisions of the federal securities laws, Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Sections 10(b) and 15(a) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. Favata also consented to being permanently barred from associating with any broker or dealer. On the same day the Commission filed its complaint, the U.S. Attorney's office for the Central District of California filed an information and plea agreement in which Favata agrees to plead guilty to one count of mail fraud, to pay restitution in excess of $20 million, and to forfeit his residence in connection with the same scheme. Pursuant to the plea agreement, Favata faces a possible 60- month prison sentence. The Commission acknowledges the assistance and cooperation of the U.S. Attorney's Office for the Central District of California, the Federal Bureau of Investigation and the Office of the United States Trustee for the Central District of California in this matter. [SEC v. Salvatore Favata (aka Sam Favata), Civ. Action No. SACV 06-943 JVS (ANx) USDC, Central District of California (Judge Selna)] (LR-19861; Press Rel. 2006-171) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change (SR-NYSEArca-2006-64) submitted by NYSE Arca relating to trading shares of PowerShares DB G10 Currency Harvest Fund pursuant to unlisted trading privileges. Publication is expected in the Federal Register during the week of October 9. (Rel. 34-54569) PROPOSED RULE CHANGES The Fixed Income Clearing Corporation filed a proposed rule change (SR-FICC-2006-12) to amend FICC's Government Securities Division's and Mortgage Backed Securities Division's rules relating to members' or applicants' financial responsibility, operational capability, and insolvency, and FICC ceasing to act for members. Publication is expected in the Federal Register during the week of October 9. (Rel. 34-54570) The International Securities Exchange filed a proposed rule change (SR-ISE-2006-56) and Amendment No. 1 relating to customer fees for certain Complex Orders. Publication is expected in the Federal Register during the week of October 9. (Rel. 34-54571) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2006-12) to add to OCC's Schedule of Fees a $200 escrow deposit program fee to be charged to OCC-approved banks. Publication is expected in the Federal Register during the week of October 9. (Rel. 34-54572) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 WESTERN GOLDFIELDS INC, 2 BLOOR STREET WEST, SUITE 2102, P.O. BOX 110, TORONTO, A6, M4W 3E2, (416) 324-6000 - 100,000,000 ($100,000,000.00) Equity, (File 333-137847 - Oct. 6) (BR. 04A) S-8 INDEVUS PHARMACEUTICALS INC, 33 HAYDEN AVENUE, LEXINGTON, MA, 02421, 6178618444 - 6,000,000 ($34,260,000.00) Equity, (File 333-137848 - Oct. 6) (BR. 01A) S-3 ALANCO TECHNOLOGIES INC, 15575 N 83RD WAY, SUITE 3, SCOTTSDALE, AZ, 85260, 4806071010 - 7,616,493 ($3,960,576.36) Equity, (File 333-137849 - Oct. 6) (BR. 03B) SB-2 MultiCell Technologies, Inc., 701 GEORGE WASHINGTON HIGHWAY, LINCOLN, RI, 02865, (401)333-0610 - 0 ($3,733,208.00) Equity, (File 333-137850 - Oct. 6) (BR. 10B) S-3 TUT SYSTEMS INC, 6000 SW MEADOWS RD, SUITE #200, LAKE OSWEGO, OR, 97035, 971-217-0400 - 0 ($9,543,769.00) Equity, (File 333-137851 - Oct. 6) (BR. 11B) S-1 NightHawk Radiology Holdings Inc, 250 NORTHWEST BOULEVARD #202, COEUR D ALENE, ID, 83814, 208-292-2251 - 0 ($110,141,250.00) Equity, (File 333-137853 - Oct. 6) (BR. 01B) SB-2 SAVE THE WORLD AIR INC, 5125 LANKERSHIM BOULEVARD, NORTH HOLLYWOOD, CA, 91601, 818-487-8000 - 0 ($11,200,000.00) Equity, (File 333-137855 - Oct. 6) (BR. 09B) N-2 Patriot Capital Funding, Inc., 61 WILTON ROAD, 2ND FLOOR, WESTPORT, CT, 06880, (203) 227-7778 - 0 ($240,718,028.00) Equity, (File 333-137856 - Oct. 6) (BR. 18) S-8 UNIT CORP, 1000 KENSINGTON TOWER, 7130 SO LEWIS STE 1000, TULSA, OK, 74136, 9184937700 - 1,500,000 ($65,820,000.00) Equity, (File 333-137857 - Oct. 6) (BR. 04C) SB-2 BLASTGARD INTERNATIONAL INC, 12900 AUTOMOBILE BLVD, SUITE D, CLEARWATER, FL, 33762, 727-592-9400 - 3,577,400 ($4,918,050.00) Equity, (File 333-137858 - Oct. 6) (BR. 06B) S-8 CLEARONE COMMUNICATIONS INC, 1825 RESEARCH WAY, SALT LAKE CITY, UT, 84119, 8019757200 - 3,000,000 ($10,500,000.00) Equity, (File 333-137859 - Oct. 6) (BR. 11B) S-1 Vaughan Foods, Inc., 216 N.E. 12TH STREET, MOORE, OK, 73160, 405-794-2530 - 38,000,000 ($155,237,600.00) Equity, (File 333-137861 - Oct. 6) (BR. 04) S-1 ADVANCED TECHNOLOGY ACQUISITION CORP., 14 A ACHIMEIR STREET, RAMAT GAN, L3, 52587, 011-972-3-751-3707 - 0 ($426,950,100.00) Equity, (File 333-137863 - Oct. 6) (BR. 09) S-8 PAN AMERICAN GOLD CORP, 605-475 HOWE STREET, VANCOUVER BC, A1, V6C 2B3, 6046890188 - 3,000,000 ($1,020,000.00) Equity, (File 333-137865 - Oct. 6) (BR. 04B) S-4 UNITED COMMUNITY BANKS INC, P O BOX 398, 59 HIGHWAY 515, BLAIRSVILLE, GA, 30512, 5818073041 - 2,180,133 ($22,028,513.00) Equity, (File 333-137868 - Oct. 6) (BR. 07C) S-8 MANAGEMENT NETWORK GROUP INC, 7300 COLLEGE BLVD., STE 302, OVERLAND PARK, KS, 66210, 9133459315 - 300,000 ($383,775.00) Equity, (File 333-137869 - Oct. 6) (BR. 08B) S-3 RENTECH INC /CO/, 1331 17TH STREET SUITE 720, DENVER, CO, 80202-1566, 3032988008 - 0 ($19,859,611.00) Equity, (File 333-137870 - Oct. 6) (BR. 06C) S-1 United States Gas Fund LP, 1320 HARBOR BAY PARKWAY, SUITE 145, ALAMEDA, CA, 94502, 510-522-3336 - 0 ($40,000,000.00) Equity, (File 333-137871 - Oct. 6) (BR. 09) S-8 FORCE PROTECTION INC, 9801 HIGHWAY 78 - BLDG 3, LADSON, SC, 29456, (843) 740-7015 - 0 ($2,487,000.00) Equity, (File 333-137872 - Oct. 6) (BR. 05A) S-3 ARRAY BIOPHARMA INC, 3200 WALNUT STREET, BOULDER, CO, 80301, 3033816600 - 0 ($150,000,000.00) Other, (File 333-137874 - Oct. 6) (BR. 09) SB-2 GEOCOM RESOURCES INC, 114 WEST MAGNOLIA ST., SUITE 413, BELLINGHAM, WA, 98225, 3603922898 - 5,214,669 ($1,355,813.94) Equity, (File 333-137876 - Oct. 6) (BR. 04A) S-8 CREATIVE VISTAS INC, 4909 EAST MCDOWELL ROAD, PHOENIX, AZ, 85008, 6022250504 - 4,000,000 ($1,000,000.00) Equity, (File 333-137877 - Oct. 6) (BR. 09A) S-8 ELECTRO SCIENTIFIC INDUSTRIES INC, 13900 NW SCIENCE PARK DR, PORTLAND, OR, 97229, 5036414141 - 0 ($1,000,000.00) Other, (File 333-137878 - Oct. 6) (BR. 10B) S-8 ELECTRO SCIENTIFIC INDUSTRIES INC, 13900 NW SCIENCE PARK DR, PORTLAND, OR, 97229, 5036414141 - 0 ($2,046,000.00) Equity, (File 333-137879 - Oct. 6) (BR. 10B) S-8 RITA MEDICAL SYSTEMS INC, 967 N SHORELINE BLVD, MOUNTAIN VIEW, CA, 94013, 6503858500 - 0 ($1,560,000.00) Equity, (File 333-137880 - Oct. 6) (BR. 10C) SB-2 IMMUNOSYN CORP, 4225 EXECUTIVE SQUARE SUITE 260, LA JOLLA, CA, 92037, 858-200-2320 - 0 ($13,600,000.00) Equity, (File 333-137881 - Oct. 6) (BR. ) S-8 SENDTEC, INC., 727-576-6630 - 0 ($8,303,140.00) Equity, (File 333-137883 - Oct. 6) (BR. 11C) S-8 S3 INVESTMENT COMPANY, INC., 43180 BUSINESS PARK DRIVE SUITE 202, TEMECULA, CA, 92590, 951-587-3618 - 200,000,000 ($200,000.00) Equity, (File 333-137884 - Oct. 6) (BR. 09) S-8 IKON OFFICE SOLUTIONS INC, PO BOX 834, VALLEY FORGE, PA, 19482, 6102968000 - 0 ($52,780,000.00) Equity, (File 333-137886 - Oct. 6) (BR. 03A) SB-2 Acting Scout Inc., PH1 - 989 BEATTY STREET, VANCOUVER, A1, V6Z 3C2, 604-408-6955 - 9,000,000 ($450,000.00) Equity, (File 333-137888 - Oct. 6) (BR. ) S-3 INFINITY ENERGY RESOURCES, INC, 633 SEVENTEENTH STREET, SUITE 1800, DENVER, CO, 80202, 720-932-7800 - 6,624,946 ($26,168,536.70) Equity, (File 333-137889 - Oct. 6) (BR. 04A) S-3ASR CONOCOPHILLIPS, CONOCOPHILLIPS, 600 NORTH DAIRY ASHFORD ROAD, HOUSTON, TX, 77079, 2812931000 - 0 ($0.00) Debt, (File 333-137890 - Oct. 6) (BR. 04C) S-3 U.S. Shipping Partners L.P., 399 THORNALL STREET, 8TH FLOOR, EDISON, NJ, 08837, 713-635-1500 - 0 ($86,454,810.00) Equity, (File 333-137891 - Oct. 6) (BR. 05C) S-3 MIDDLESEX WATER CO, 1500 RONSON RD, P O BOX 1500, ISELIN, NJ, 08830, 7326341500 - 0 ($28,741,375.00) Equity, (File 333-137893 - Oct. 6) (BR. 02B) S-3ASR CORPORATE OFFICE PROPERTIES TRUST, 8815 CENTRE PARK DR, SUITE 400, COLUMBIA, MD, 21045, 6105381800 - 0 ($164,751,326.00) Equity, (File 333-137894 - Oct. 6) (BR. 08A) S-8 STANDARD MICROSYSTEMS CORP, 80 ARKAY DRIVE, HAUPPAUGE, NY, 11788, 6314342904 - 0 ($16,444,270.00) Equity, (File 333-137896 - Oct. 6) (BR. 10C) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT 8X8 INC /DE/ DE 8.01,9.01 10/05/06 ACCESS INTEGRATED TECHNOLOGIES INC DE 1.01,2.03,3.02,9.01 10/05/06 ACORDA THERAPEUTICS INC 1.01,3.02,9.01 10/03/06 AMEND ACRONGENOMICS INC NV 5.02,7.01,9.01 10/05/06 ADE CORP MA 8.01 10/06/06 ADERA MINES LTD 4.01,9.01 10/03/06 AGCO CORP /DE DE 2.02,9.01 10/06/06 AIRGUIDE, INC. OK 8.01 10/04/06 ALBERTO CULVER CO DE 1.01,3.03,9.01 10/03/06 ALEXION PHARMACEUTICALS INC DE 8.01,9.01 09/20/06 ALLEGHENY ENERGY, INC MD 1.01,1.02,8.01 10/06/06 ALLEGHENY GENERATING CO VA 5.02 10/06/06 Alliance Distributors Holding Inc. DE 1.01,5.02,9.01 10/03/06 ALLIED WORLD ASSURANCE CO HOLDINGS LT 8.01 10/06/06 Alternative Loan Trust 2006-30T1 DE 8.01,9.01 09/28/06 Alternative Loan Trust 2006-33CB DE 8.01,9.01 09/29/06 AMERICAN BIO MEDICA CORP NY 2.03 10/05/06 AMERICAN CELLULAR CORP /DE/ 2.01,8.01,9.01 10/05/06 AMERICREDIT CORP TX 1.01,2.03,9.01 10/06/06 AMERISTAR CASINOS INC NV 2.02,9.01 10/05/06 AMERITYRE CORP NV 8.01 09/25/06 AMGEN INC DE 1.01,9.01 10/04/06 ANADARKO PETROLEUM CORP DE 1.01,8.01,9.01 10/04/06 ANVIL HOLDINGS INC DE 1.01,1.03,2.04,5.02,9.01 10/06/06 AQUA SOCIETY, INC. NV 1.01,9.01 09/30/06 ARCH COAL INC DE 1.01,2.03,9.01 10/03/06 ARCHON CORP NV 5.02,9.01 09/28/06 ARMSTRONG HOLDINGS INC /PA/ PA 5.02,5.03,8.01,9.01 10/02/06 ARMSTRONG WORLD INDUSTRIES INC PA 5.02,5.03,8.01,9.01 10/02/06 ARRAY BIOPHARMA INC DE 8.01,9.01 10/06/06 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE 1.01,9.01 10/02/06 ART TECHNOLOGY GROUP INC DE 2.01,9.01 10/02/06 ASV INC /MN/ MN 7.01,9.01 10/06/06 AUTODESK INC DE 8.01,9.01 10/06/06 AVICI SYSTEMS INC DE 1.01 10/03/06 BABYUNIVERSE, INC. FL 8.01,9.01 10/04/06 BEHRINGER HARVARD MID TERM VALUE ENHA TX 7.01,9.01 10/06/06 BELK INC 1.01,1.02,2.01,2.03,9.01 10/02/06 BERKSHIRE HILLS BANCORP INC 5.02,9.01 10/04/06 AMEND BERRY PETROLEUM CO DE 7.01,9.01 10/06/06 BEVERLY HILLS BANCORP INC DE 1.01 10/04/06 BEVERLY NATIONAL CORP MA 8.01,9.01 10/06/06 BFC FINANCIAL CORP FL 7.01 10/06/06 Bidz.com, Inc. CA 8.01,9.01 10/05/06 BIOFORCE NANOSCIENCES HOLDINGS, INC. NV 5.02,9.01 10/02/06 BIOJECT MEDICAL TECHNOLOGIES INC OR 3.01 10/03/06 BIRDS EYE FOODS INC DE 7.01 10/06/06 BRADLEY OPERATING L P DE 1.01,5.01,8.01,9.01 10/05/06 BRANTLEY CAPITAL CORP MD 8.01,9.01 10/06/06 BROOKFIELD HOMES CORP DE 5.02 10/04/06 BUFFETS HOLDINGS, INC. DE 2.02,7.01 10/06/06 BUFFETS HOLDINGS, INC. DE 8.01,9.01 10/06/06 BUTLER INTERNATIONAL INC /MD/ MD 1.01,1.02,8.01,9.01 10/02/06 CABLEVISION SYSTEMS CORP /NY DE 8.01 10/05/06 CALGON CARBON CORPORATION DE 8.01 10/05/06 CALIFORNIA WATER SERVICE GROUP DE 1.01,7.01,9.01 10/05/06 CANADIAN DERIVATIVES CLEARING CORP A6 9.01 09/30/06 CANYON COPPER CORP. 5.01,5.02,9.01 10/02/06 Capital One Auto Finance Trust 2006-A DE 6.02 10/04/06 Capital One Auto Finance Trust 2006-B DE 6.02 10/04/06 Capital One Auto Receivables LLC DE 6.02 10/04/06 CARBIZ INC A6 3.02,9.01 10/03/06 CARDIODYNAMICS INTERNATIONAL CORP CA 8.01,9.01 10/05/06 CAREY W P & CO LLC DE 1.02,9.01 10/02/06 Centex Home Equity Loan Trust 2006-A DE 6.02 10/04/06 CepTor CORP 8.01,9.01 10/06/06 CHARLES & COLVARD LTD NC 1.01,9.01 10/02/06 Chase Auto Owner Trust 2006-A X1 6.02 10/01/06 Chase Auto Owner Trust 2006-B X1 6.02 10/01/06 CHATTEM INC TN 1.01,9.01 10/05/06 CHESAPEAKE ENERGY CORP OK 1.01,9.01 10/01/06 CHIQUITA BRANDS INTERNATIONAL INC NJ 1.01,9.01 10/05/06 Cirracor Inc NV 1.01,5.01,9.01 05/18/06 AMEND CITIGROUP INC DE 1.01,9.01 10/02/06 CMALT (CitiMortgage Alternative Loan DE 8.01,9.01 10/06/06 CNB Financial Corp. MA 8.01,9.01 10/06/06 CNL Hotels & Resorts, Inc. MD 1.01,9.01 10/06/06 COASTAL BANKING CO INC SC 5.02 10/02/06 COMPOSITE TECHNOLOGY CORP NV 1.01,9.01 10/02/06 COMPUTER HORIZONS CORP NY 1.01,2.01,9.01 09/29/06 CONOCOPHILLIPS DE 1.01,8.01 10/04/06 CONSOLIDATED WATER CO LTD E6 1.01,1.02,2.03,8.01,9.01 10/02/06 COUNTERPATH SOLUTIONS, INC. NV 1.01,3.02 10/01/06 CROWN MEDIA HOLDINGS INC DE 1.01,5.02 10/03/06 CROWN MEDIA HOLDINGS INC DE 1.01,9.01 10/05/06 CTD HOLDINGS INC FL 8.01 10/06/06 CUBIC CORP /DE/ DE 1.01,9.01 10/04/06 CYBERONICS INC DE 2.04,8.01 10/02/06 CYPRESS SEMICONDUCTOR CORP /DE/ DE 8.01,9.01 10/06/06 CYTODYN INC CO 4.01,9.01 10/03/06 CYTYC CORP DE 8.01,9.01 10/05/06 DELTA APPAREL INC GA 2.01 10/02/06 DEXTERITY SURGICAL INC DE 1.03,2.01,8.01,9.01 09/27/06 DIODES INC /DEL/ DE 7.01,8.01,9.01 10/05/06 DIVIDEND CAPITAL TRUST INC MD 8.01 10/06/06 DOBSON COMMUNICATIONS CORP OK 2.02,9.01 10/04/06 DURAVEST INC 1.01,5.02,9.01 09/13/06 DYNASIL CORP OF AMERICA NJ 1.01,2.01,3.02,9.01 10/02/06 DYNEGY INC /IL/ IL 8.01 10/05/06 EARTH PRODUCTS & TECHNOLOGIES INC NV 5.03,9.01 10/05/06 EATON LABORATORIES INC NV 7.01,8.01,9.01 10/05/06 EdgeTech International Inc NV 1.02 09/29/06 Emerge Capital Corp. DE 1.01,3.02,9.01 09/30/06 Emergency Medical Services CORP DE 7.01,9.01 10/05/06 EMERGING VISION INC NY 1.01,2.01,9.01 09/29/06 EMERGING VISION INC NY 7.01,9.01 10/06/06 EMPYREAN HOLDINGS, INC NV 4.02 10/04/06 ENVIROKARE TECH INC NV 3.02 10/02/06 EP MEDSYSTEMS INC NJ 8.01 10/02/06 EPICEPT CORP 8.01,9.01 10/02/06 EPIQ SYSTEMS INC MO 1.01,9.01 10/02/06 ERF Wireless, Inc. NV 1.01,9.01 10/02/06 ESPEED INC DE 1.01 10/05/06 EVERGREEN HOLDINGS INC OR 1.01,8.01,9.01 10/03/06 FAMILY DOLLAR STORES INC DE 1.01,7.01,9.01 10/03/06 FEDDERS CORP /DE DE 8.01 10/06/06 FEDERAL AGRICULTURAL MORTGAGE CORP 2.02,4.02,9.01 10/04/06 Federal Home Loan Bank of San Francis X1 7.01,9.01 10/06/06 FelCor Lodging Trust Inc MD 8.01,9.01 10/05/06 FIRST AMERICAN CAPITAL CORP /KS KS 1.01,3.02,9.01 10/06/06 FIRST BANCORP /PR/ PR 8.01,9.01 10/05/06 FIRST CHESTER COUNTY CORP PA 1.01 10/02/06 FIRST COMMUNITY BANCSHARES INC /NV/ NV 5.03,9.01 09/26/06 FLOTEK INDUSTRIES INC/CN/ DE 8.01,9.01 10/05/06 FOAMEX INTERNATIONAL INC DE 8.01 10/05/06 FONIX CORP DE 8.01 10/02/06 FORCE PROTECTION INC NV 5.02,9.01 10/03/06 Fortuna Gaming Corp. NV 8.01,9.01 10/04/06 GAP INC DE 7.01,9.01 10/05/06 GATEWAY FINANCIAL HOLDINGS INC NC 8.01 10/04/06 GE-WMC Asset-Backed Pass Through Cert 9.01 09/25/06 GE-WMC Asset-Backed Pass-Through Cert 9.01 09/25/06 GENCOR INDUSTRIES INC DE 2.02,8.01,9.01 10/06/06 GENERAL MOTORS CORP DE 5.02,9.01 10/06/06 GENESIS TECHNOLOGY GROUP INC FL 8.01 10/06/06 GENLYTE GROUP INC DE 5.02 10/06/06 GENTA INC DE/ DE 8.01,9.01 10/06/06 GENWORTH LIFE & ANNUITY INSURANCE CO VA 9.01 10/05/06 GEORGIA GULF CORP /DE/ DE 1.01,2.01,2.03,8.01,9.01 10/03/06 GERON CORP DE 1.01 10/02/06 GERON CORP DE 8.01 10/03/06 GLOBAL ENTERTAINMENT HOLDINGS/EQUITIE CO 2.01,3.02,5.01,5.02,5.03,9.01 10/03/06 GLOBAL GREEN SOLUTIONS INC. WA 1.01 10/02/06 GLOBALSANTAFE CORP 7.01,9.01 10/05/06 GLOBIX CORP DE 1.01,8.01,9.01 10/02/06 GMH Communities Trust MD 1.01,1.02,2.03 10/02/06 GOLDEN EAGLE INTERNATIONAL INC CO 5.02,9.01 10/04/06 GOLDEN TELECOM INC DE 8.01,9.01 10/06/06 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 1.01,8.01,9.01 10/04/06 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 10/06/06 Gottaplay Interactive, Inc. NV 1.01,2.01,2.02,3.02, 07/24/06 AMEND 4.01,5.01,5.03 HALLMARK FINANCIAL SERVICES INC NV 3.01,7.01,9.01 10/04/06 HARTFORD LIFE INSURANCE CO CT 9.01 10/06/06 HASTINGS ENTERTAINMENT INC TX 7.01 10/06/06 HCA INC/TN DE 8.01,9.01 10/06/06 HEALTH CARE REIT INC /DE/ DE 8.01,9.01 10/06/06 HEPALIFE TECHNOLOGIES INC FL 1.01,5.02,7.01,9.01 10/02/06 HERITAGE PROPERTY INVESTMENT TRUST IN MD 1.01,5.01,8.01,9.01 10/05/06 HINES HORTICULTURE INC DE 2.06 10/02/06 HINES HORTICULTURE INC DE 1.01,2.05,9.01 10/02/06 IBT BANCORP INC /MI/ MI 1.01,2.01,9.01 10/03/06 IDEX CORP /DE/ DE 2.01 10/03/06 IGIA, Inc. DE 3.02 10/04/06 INFINITY ENERGY RESOURCES, INC 8.01,9.01 10/06/06 InfoSearch Media, Inc. DE 1.01,1.02,3.01,9.01 10/03/06 Ingen Technologies, Inc. 1.01 10/03/06 INNOSPEC INC. DE 8.01,9.01 10/06/06 INNOVATIVE FOOD HOLDINGS INC CO 4.02,9.01 10/06/06 INSPIRE PHARMACEUTICALS INC DE 8.01,9.01 10/06/06 INTERACTIVE INTELLIGENCE INC IN 1.01,2.02,9.01 10/02/06 INTERGROUP CORP DE 3.01,9.01 10/02/06 INTERNATIONAL THOROUGHBRED BREEDERS I DE 2.04 10/03/06 INTERVEST BANCSHARES CORP DE 1.01,7.01,9.01 10/04/06 INTERVEST MORTGAGE CORP NY 1.01,7.01,9.01 10/04/06 INTRAOP MEDICAL CORP 1.01,2.03,3.02,9.01 10/03/06 INverso Corp DE 2.01,5.01,5.02,9.01 09/25/06 Irish Mag, Inc. 5.01,5.02,9.01 10/03/06 ITC Holdings Corp. MI 8.01,9.01 10/05/06 J P MORGAN CHASE & CO DE 8.01,9.01 10/01/06 J P MORGAN CHASE & CO DE 9.01 10/05/06 J.P. Morgan Chase Commercial Mortgage DE 8.01,9.01 09/21/06 JOHNSON CONTROLS INC WI 8.01 10/06/06 JPMorgan Chase Bank, National Associa X1 6.02 10/01/06 JPMorgan Chase Bank, National Associa X1 6.02 10/01/06 KLA TENCOR CORP DE 8.01,9.01 10/05/06 KOSS CORP DE 2.02,9.01 10/05/06 KUHLMAN COMPANY, INC MN 5.02,9.01 10/03/06 LAKES ENTERTAINMENT INC MN 1.01,9.01 06/22/06 AMEND LAMAR ADVERTISING CO/NEW DE 1.01,2.03,9.01 10/05/06 LECROY CORP DE 7.01,9.01 10/06/06 LEGEND INTERNATIONAL HOLDINGS INC DE 1.01,3.02,8.01,9.01 09/18/06 LEXINGTON CORPORATE PROPERTIES TRUST MD 2.06,9.01 10/03/06 LFG International, Inc. NV 1.01,2.01,9.01 09/30/06 LIFELINE THERAPEUTICS, INC. CO 5.02,5.03,9.01 10/02/06 Long Beach Mortgage Loan Trust 2006-8 DE 8.01,9.01 09/21/06 LOUDEYE CORP DE 8.01 10/04/06 LYONDELL CHEMICAL CO DE 8.01,9.01 10/02/06 MAGMA DESIGN AUTOMATION INC DE 8.01 09/29/06 MANCHESTER INC 8.01,9.01 10/06/06 MARCUS CORP WI 1.01,9.01 10/04/06 MARGO CARIBE INC PR 3.01,5.02,9.01 10/02/06 MARINE PRODUCTS CORP DE 8.01,9.01 10/06/06 MATHSTAR INC MN 1.01,3.02,9.01 10/03/06 MAVERICK TUBE CORP DE 8.01,9.01 10/05/06 MCDONALDS CORP DE 8.01,9.01 10/06/06 MEDALLION FINANCIAL CORP DE 8.01 09/20/06 MERISEL INC /DE/ DE 1.01,2.01,9.01 10/04/06 MERRILL LYNCH & CO INC DE 7.01 10/06/06 METROLOGIC INSTRUMENTS INC NJ 2.01,9.01 10/02/06 MICROISLET INC NV 5.02 10/03/06 MICROMET, INC. DE 1.01,8.01,9.01 10/02/06 MIDAMERICAN FUNDING LLC IA 8.01 10/06/06 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 06/30/06 AMEND Morningstar, Inc. IL 7.01 10/06/06 MotivNation, Inc. 5.02 10/02/06 MOVIE STAR INC /NY/ NY 1.01,3.02,9.01 10/03/06 NATIONAL DENTEX CORP /MA/ MA 1.01,2.01,8.01,9.01 10/05/06 NATIONAL SEMICONDUCTOR CORP DE 8.01 10/06/06 NELNET INC NE 8.01,9.01 10/06/06 NETSOL TECHNOLOGIES INC NV 5.02 10/06/06 NEUROLOGIX INC/DE DE 7.01,9.01 10/06/06 NNN 2002 VALUE FUND LLC 7.01,9.01 10/06/06 NNN Apartment REIT, Inc. MD 8.01 10/05/06 NORTH STATE BANCORP NC 2.02,9.01 10/06/06 NOVAMED INC DE 2.01,9.01 10/03/06 NTL HOLDINGS INC. DE 8.01 10/05/06 NTL INC DE 8.01 10/05/06 NU HORIZONS ELECTRONICS CORP DE 2.02,9.01 10/05/06 NUVEEN INVESTMENTS INC DE 5.02 10/06/06 OCCAM NETWORKS INC/DE DE 8.01,9.01 10/05/06 OIL DRI CORPORATION OF AMERICA DE 8.01,9.01 10/03/06 OM GROUP INC DE 2.02,9.01 10/04/06 OPEN TEXT CORP A6 1.02,2.03,9.01 10/02/06 OPENWAVE SYSTEMS INC DE 1.01,8.01,9.01 10/02/06 OPINION RESEARCH CORP DE 8.01,9.01 09/28/06 OWENS ILLINOIS INC /DE/ DE 5.02 10/03/06 PAB BANKSHARES INC GA 1.01,2.03,9.01 10/05/06 PACIFIC FINANCIAL CORP WA 7.01 06/21/06 PAR PHARMACEUTICAL COMPANIES, INC. DE 2.04 10/02/06 PARQUE LA QUINTA ESTATES NV 8.01 10/06/06 PAULA FINANCIAL DE 4.01,9.01 09/26/06 AMEND PC MALL INC DE 1.01,2.03,9.01 10/02/06 PEABODY ENERGY CORP DE 8.01 10/05/06 PENN NATIONAL GAMING INC PA 1.01,5.02,9.01 10/03/06 PENN TRAFFIC CO DE 1.01,5.02,9.01 10/02/06 PENNICHUCK CORP NH 1.01,2.03 10/02/06 PETCO ANIMAL SUPPLIES INC DE 8.01,9.01 10/06/06 PETROLEUM DEVELOPMENT CORP NV 5.02 10/06/06 PHARMOS CORP NV 1.01,5.02,9.01 10/05/06 PINNACLE AIRLINES CORP DE 8.01 10/04/06 PIPELINE DATA INC 9.01 06/30/06 PORTA SYSTEMS CORP DE 1.01 10/03/06 PRA International DE 9.01 07/21/06 AMEND PRACTICEXPERT INC NV 4.01,9.01 09/30/06 PRAXAIR INC DE 5.02,9.01 10/06/06 PRIME COMPANIES INC DE 8.01 10/05/06 PRIMEGEN ENERGY CORP 7.01,9.01 10/02/06 PROQUEST CO DE 3.01,9.01 10/02/06 AMEND ProUroCare Medical Inc. NV 8.01,9.01 10/04/06 Rackable Systems, Inc. DE 1.01,9.01 10/03/06 RADIAL ENERGY, INC. 1.01,3.02,9.01 10/02/06 RANCHER ENERGY CORP. NV 1.01,5.02,7.01,9.01 10/01/06 RANCHER ENERGY CORP. NV 1.01,7.01,9.01 10/02/06 Real Mex Restaurants, Inc. DE 1.01,7.01,9.01 10/05/06 Red Rock Pictures, Inc. 1.01,2.01,3.02,4.01,5.01, 09/15/06 AMEND 5.02,5.03,5.06,9.01 Regatta Capital Partners, Inc. 4.01,9.01 10/03/06 RENT A CENTER INC DE DE 1.01 10/02/06 Restore Medical, Inc. DE 1.01 10/05/06 REVLON CONSUMER PRODUCTS CORP DE 1.01,1.02 10/06/06 REVLON INC /DE/ DE 1.01,1.02 10/06/06 RIGEL PHARMACEUTICALS INC DE 3.01,9.01 10/06/06 ROBBINS & MYERS INC OH 1.01,5.02 10/04/06 ROLLINS INC DE 8.01 10/03/06 ROSS STORES INC DE 1.01 10/02/06 SAFEGUARD SCIENTIFICS INC PA 2.01 10/02/06 SAKS INC TN 1.01,2.01,8.01,9.01 10/02/06 SALISBURY BANCORP INC CT 8.01,9.01 10/06/06 SANDERS MORRIS HARRIS GROUP INC TX 5.02,8.01,9.01 10/04/06 SATCON TECHNOLOGY CORP DE 3.01 10/02/06 SCANSOURCE INC SC 2.02,9.01 10/06/06 SECURE ALLIANCE HOLDINGS CORP DE 1.01,2.01,5.02,5.03,8.01,9.01 10/02/06 Shadow Marketing Inc. NV 4.01 09/14/06 AMEND SHAW GROUP INC LA 1.01 10/04/06 SHOE PAVILION INC DE 2.02,9.01 10/06/06 SI INTERNATIONAL INC DE 7.01 10/06/06 SINGING MACHINE CO INC DE 1.01,9.01 10/04/06 SKYLINE CORP IN 2.02,9.01 10/06/06 SMART ONLINE INC 1.01 10/02/06 Solar Power, Inc. NV 1.01,3.02,5.03,9.01 10/04/06 SOLOMON TECHNOLOGIES INC DE 9.01 08/11/06 SPACEHAB INC \WA\ WA 3.01,9.01 10/03/06 SPX CORP DE 1.01,9.01 10/02/06 SRA INTERNATIONAL INC DE 8.01,9.01 10/04/06 ST. BERNARD SOFTWARE, INC. CA 1.01,9.01 10/03/06 STANDARD MICROSYSTEMS CORP DE 2.02,9.01 10/05/06 STAR ENERGY CORP NV 1.01,2.01,3.02,5.02,9.01 09/29/06 StatSure Diagnostic Systems, Inc. DE 1.01,9.01 06/08/06 STEELCASE INC MI 8.01,9.01 10/06/06 Sterling Mining CO ID 8.01,9.01 10/03/06 SUPERGEN INC DE 1.01,5.02,9.01 09/21/06 Surfect Holdings, Inc NV 7.01,9.01 10/06/06 SWIFT ENERGY CO 1.01,2.01,9.01 10/02/06 SYMBOL TECHNOLOGIES INC DE 8.01,9.01 10/06/06 SYNTROLEUM CORP DE 1.02 10/02/06 SYSTEMS EVOLUTION, INC ID 1.01,5.02,8.01,9.01 08/30/06 TACTICAL AIR DEFENSE SERVICES, INC. NV 1.01,9.01 10/03/06 TALK AMERICA HOLDINGS INC DE 8.01 10/06/06 Tarpon Industries, Inc. MI 2.04 10/02/06 TECHNOCONCEPTS, INC. CO 8.01 10/06/06 TENTHGATE INC 3.02 09/29/06 TEREX CORP DE 8.01,9.01 10/03/06 TEXHOMA ENERGY INC 1.01,3.02,5.02 09/15/06 THAXTON GROUP INC SC 8.01,9.01 10/02/06 TOPPS CO INC DE 8.01,9.01 10/05/06 TORVEC INC NY 3.02,8.01 10/06/06 TransMontaigne Partners L.P. DE 5.02,9.01 10/04/06 TWEETER HOME ENTERTAINMENT GROUP INC DE 2.02,9.01 10/05/06 TXP CORP NV 8.01,9.01 10/02/06 ULTRATECH INC DE 5.02,9.01 10/06/06 UNITED DOMINION REALTY TRUST INC MD 8.01,9.01 10/04/06 UNITEDHEALTH GROUP INC MN 7.01 10/06/06 UPSTREAM BIOSCIENCES INC. NV 7.01,9.01 10/06/06 VERSO TECHNOLOGIES INC MN 3.02 10/02/06 VIKING SYSTEMS INC DE 5.02,7.01,9.01 10/05/06 AMEND VioQuest Pharmaceuticals, Inc. DE 1.01,8.01,9.01 09/29/06 VIRAGEN INC DE 1.01,9.01 10/04/06 VIRAGEN INTERNATIONAL INC DE 1.01,2.03,3.02,9.01 10/04/06 VISTA GOLD CORP 1.01,8.01,9.01 09/22/06 VISTAPRINT LTD D0 1.01,5.02 10/02/06 VITAL LIVING INC AZ 5.02 10/05/06 Volkswagen Auto Lease Trust 2005-A 6.02 10/04/06 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 DE 6.02 10/04/06 VOLKSWAGEN DEALER FINANCE LLC DE 6.02 10/04/06 WARRANTECH CORP DE 1.01,9.01 10/03/06 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 10/02/06 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 09/22/06 WENDYS INTERNATIONAL INC OH 7.01,9.01 10/06/06 Westpac Securitisation Mgt Pty Ltd Se 9.01 09/23/05 WINDROSE MEDICAL PROPERTIES TRUST MD 8.01,9.01 10/06/06 WINNEBAGO INDUSTRIES INC IA 7.01,9.01 10/06/06 WIRELESS FACILITIES INC DE 1.01,2.01,2.03,9.01 10/02/06 WITNESS SYSTEMS INC DE 1.01,2.01,2.02,9.01 10/02/06 WORLD ACCEPTANCE CORP SC 8.01,9.01 10/06/06 XSINVENTORY NV 8.01 10/02/06 ZIONS BANCORPORATION /UT/ UT 5.05,9.01 10/04/06 Zone Mining LTD 8.01 10/03/06