SEC NEWS DIGEST Issue 2007-87 May 7, 2007 COMMISSION ANNOUNCEMENTS FEE RATE ADVISORY #1 FOR FISCAL YEAR 2008 The Investor and Capital Markets Fee Relief Act requires that the Commission make annual adjustments to the rates for fees paid under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g), and 31 of the Securities Exchange Act of 1934. Effective Oct. 1, 2007, or 5 days after the date on which the Commission receives its fiscal year 2008 regular appropriation, whichever date comes later, the Section 6(b) fee rate applicable to the registration of securities, the Section 13(e) fee rate applicable to the repurchase of securities, and the Section 14(g) fee rates applicable to proxy solicitations and statements in corporate control transactions will increase to $39.30 per million from the current rate of $30.70 per million. The Section 6(b) rate is also the rate used to calculate the fees payable with the Annual Notice of Securities Sold Pursuant to Rule 24f-2 under the Investment Company Act of 1940. In addition, effective Oct. 1, 2007, or 30 days after the date on which the Commission receives its fiscal year 2008 regular appropriation, whichever date comes later, the Section 31 fee rate applicable to securities transactions on the exchanges and certain over-the-counter markets will decrease to $11.00 per million from the current rate of $15.30 per million. The assessment on security futures transactions under Section 31(d) will remain unchanged at $0.0042 for each round turn transaction. As required by the statute, the Commission consulted with both the Congressional Budget Office and the Office of Management and Budget regarding the annual adjustment. The adjusted fee rates will not affect the amount of funding available to the Commission. A copy of the Commission's order, including the calculation methodology, is available at http://www.sec.gov. Pursuant to their rules, self-regulatory organizations collect from their members funds to offset the self-regulatory organizations' Section 31 obligations. Additional information on the transition to the new Section 31 fee rate will be available shortly on the Internet Web sites of the New York Stock Exchange and NASD at http://www.nyse.com and http://www.nasd.com, respectively. The Office of Interpretation and Guidance in the Commission's Division of Market Regulation is also available for questions on Section 31 fees at (202) 551-5777, or by e-mail at marketreg@sec.gov. The Commission will issue further notices as appropriate to keep the public informed of developments relating to the effective dates of the fee rates under Section 6(b), Section 13(e), Section 14(g), and Section 31. These notices will be posted at the Commission's Internet Web site at http://www.sec.gov. (Press Rel. 2007-89) KATHERINE ADDLEMAN NAMED REGIONAL DIRECTOR OF SEC'S ATLANTA REGIONAL OFFICE Securities and Exchange Commission Chairman Christopher Cox today announced the appointment of Katherine Addleman as the Regional Director of the Atlanta Regional Office. Ms. Addleman, who is currently the Associate Regional Director for Enforcement in the Fort Worth Regional Office, will assume her new position in June and oversee the Atlanta Regional Office's enforcement and examination activities in seven states in the Southeast. "Kit Addleman will be an outstanding leader for the Atlanta Regional Office," said Chairman Cox. "She brings a tremendous depth of experience and expertise to this important position. She is not only an excellent attorney but also a first-rate manager with a proven track record of success with the SEC. I am delighted to have such a high-caliber and dedicated person in this position at the Commission." Linda Thomsen, Director of the SEC's Division of Enforcement, said, "Kit Addleman is a terrific lawyer who has played a major role in a number of significant enforcement cases that have enhanced the Commission's efforts to protect investors. She will bring a tremendous amount of energy, tenacity and passion to her new role as the leader of our Atlanta Regional Office. I look forward to continuing to work closely with her." Lori Richards, Director of the SEC's Office of Compliance Inspections and Examinations, added, "I am pleased that Kit will be taking the helm in Atlanta. I know that she will continue to be an asset to our agency's efforts to maintain effective examination oversight of securities firms in the Southeast." Ms. Addleman said, "I am honored by this appointment and the opportunity to work once again with the dedicated examination and enforcement staff in the Atlanta Regional Office. Working to protect investors and the integrity of our capital markets is a very rewarding and important mission. I look forward to working with the Atlanta staff to accomplish these objectives." Ms. Addleman, 45, has more than 17 years of experience in the Commission's enforcement program investigating and litigating numerous cases, including those involving issuer accounting fraud, investment adviser fraud, market manipulation, offering fraud, insider trading fraud and supervisory failures by broker-dealers. Ms. Addleman began her legal career in September 1986 as an enforcement staff attorney and special counsel in the Commission's office in Philadelphia. After later serving as an associate with a Dallas law firm where she specialized in securities litigation, Ms. Addleman returned to the Commission as Enforcement Branch Chief in the Fort Worth Regional Office. Ms. Addleman later became Assistant Regional Director for Enforcement in the Commission's Denver office for several years. She then became Associate Regional Director for Enforcement in the Atlanta office, where she now returns after serving in her current position in the Fort Worth office since September 2005. Ms. Addleman received her B.A. degree from Wake Forest University in 1983 and her J.D. with distinction from Oklahoma City University Law School in 1986. She succeeds Richard Wessel, who recently retired as Regional Director of the Atlanta Regional Office. (Press Rel. 2007-90) ENFORCEMENT PROCEEDINGS SETTLED ADMINSTRATIVE PROCEEDING AGAINST ZURICH CAPITAL MARKETS, INC. FOR FINANCING OF HEDGE FUNDS' ILLEGAL MARKET TIMING The Commission today announced a settled administrative proceeding against Zurich Capital Markets Inc. (ZCM) for its role in providing financing to hedge fund clients that engaged in market timing of mutual funds and facilitating the hedge funds' deceptive trading tactics. The Commission ordered ZCM, a New York-based subsidiary of Zurich Financial Services, to pay $16.8 million consisting of $12.8 million in disgorgement and prejudgment interest and a $4 million penalty. The money will be distributed to the mutual funds that were harmed as a result of market timing ZCM facilitated. The Commission's Order finds that ZCM aided and abetted four hedge funds that were carrying out schemes to defraud mutual funds that prohibited market timing. ZCM's hedge fund clients knew that many of these mutual funds prohibited market timing. In an effort to avoid being detected and potentially blocked from making market-timing trades in these funds, each of these hedge funds and ZCM disguised their identities. For example, ZCM created seemingly unaffiliated SPVs in whose name multiple brokerage accounts were opened, thus enabling ZCM's hedge fund clients to disguise their identities and market time mutual funds. The Order finds that ZCM profited from the fees it received from the business of providing derivative financing to hedge funds engaging in a mutual fund market-timing strategy. As a result, the Commission's Order finds that ZCM willfully aided and abetted and caused violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. ZCM consented to the entry of the Commission's Order without admitting or denying the Commission's findings. In determining to accept the settlement, the Commission considered ZCM's cooperation in this investigation. (Rel. 34-55711; IC-27819; File No. 3-12628; Press Rel. 2007-88) SEC SETTLES CHARGES CONCERNING LEGG MASON WOOD WALKER INC.'S CONDUCT IN THE AUCTION RATE SECURITIES MARKET On May 7, the Commission announced the institution of proceedings concerning Legg Mason Wood Walker Inc.'s violative practice in the $200 billion plus auction rate securities market. Auction rate securities are municipal bonds, corporate bonds or preferred stocks with interest rates or dividend yields that are periodically re-set through Dutch auctions. The named respondent is Citigroup Global Markets Inc. as the successor by merger to Legg Mason Wood Walker, but the proceeding concerns Legg Mason Wood Walker's conduct prior to the merger. Simultaneously with the institution of the proceedings, Citigroup Global Markets consented to the entry of an SEC order providing for a censure and a $200,000 penalty, without admitting or denying the findings in the order. The SEC order finds that, between January 2003 and June 2004, Legg Mason Wood Walker intervened in auctions by bidding for its proprietary account to prevent failed auctions without adequate disclosure. In those instances when this practice lowered the clearing rate of an auction, investors received a lower rate of return on their investments. Also, because Legg Mason Wood Walker was under no obligation to guarantee against a failed auction, investors may not have been aware of the liquidity and credit risks associated with certain securities. By engaging in this practice, the respondent willfully violated Section 17(a)(2) of the Securities Act of 1933, which prohibits material misstatements and omissions in any offer or sale of securities. Citigroup Global Markets already is subject to a cease-and-desist order from a settlement that it and fourteen other broker-dealers entered into last year with the SEC concerning violative auction practices. See In the Matter of Bear, Stearns & Co., Inc., Securities Act Release No. 8684 (May, 31, 2006) ("Previous Settlement"). The Commission aims to promote voluntary disclosures in industry-wide investigations and to encourage firms to provide comprehensive information to the staff in such investigations. In determining the size of the penalty in this matter, the Commission considered Legg Mason Wood Walker's cooperation afforded the Commission staff and its relatively small share of the auction rate securities markets. The Commission, however, also considered that Legg Mason Wood Walker reported its practice of preventing failed auctions later than the broker-dealers in the Previous Settlement reported the auction practices that were the subject of that settlement. (Rels. 33-8799; 33-8800; 34-55712; 34-55713; File No. 3-12629) INVESTMENT COMPANY ACT RELEASES FIRST AMERICAN INVESTMENT FUNDS, INC., ET AL. A notice has been issued giving interested persons until May 29 to request a hearing on an application filed by First American Investment Funds Inc., et al. for an order exempting applicants from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order would permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval and grant relief from certain disclosure requirements. (Rel. IC-27818 - May 4) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2007-42) filed by the Chicago Board Options Exchange to increase the class quoting limit in ISE options has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-55700) A proposed rule change (SR-FICC-2007-02) filed by the Fixed Income Clearing Corporation to clarify the rules of its Government Securities Division with respect to obligations associated with brokered repo trades has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-55701) A proposed rule change (SR-NASD-2007-026) filed by National Association of Securities Dealers to implement technical changes to the Customer, Industry and Mediation Codes has become effective immediately. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-55703) A proposed rule change (SR-ISE-2007-25), as modified by Amendment No. 1 thereto, filed by the International Securities Exchange relating to fee changes has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-55704) A proposed rule change (SR-CHX-2007-05) and Amendment No. 1 thereto filed by the Chicago Stock Exchange relating to participant fees and credits has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-55705) APPROVAL OF ACCELERATED DELIVERY OF SUPPLEMENT TO THE OPTIONS DISCLOSURE DOCUMENT The Commission granted approval to the accelerated delivery of a supplement to the options disclosure document submitted by The Options Clearing Corporation (SR-ODD-2007-02) pursuant to Rule 9b-1 under the Securities Exchange Act of 1934 regarding options adjustment methodology and fund shares. Publication is expected in the Federal Register during the week of May 7. (Rel. 34-55702) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-4 BERRY PLASTICS HOLDING CORP, 101 OAKLEY ST, P O BOX 959, EVANSVILLE, IN, 47710, 8124242904 - 265,000 ($28,355.00) Non-Convertible Debt, (File 333-142602 - May. 4) (BR. 06A) S-8 GENETHERA INC, 3930 YOUNGFIELD STREET, WHEAT RIDGE, CO, 80033, 3034636371 - 8,000,000 ($320,000.00) Equity, (File 333-142603 - May. 4) (BR. 01A) F-1 STARLIMS Technologies Ltd, 32B HABARZEL STREET, TEL AVIV, L3, 69710, 972-3-644-2714 - 0 ($37,432,500.00) Equity, (File 333-142605 - May. 4) (BR. 03) S-1 DEVAX INC, 20996 BAKE PARKWAY, SUITE 106, LAKE FOREST, CA, 92630, 949-334-2333 - 0 ($85,000,000.00) Equity, (File 333-142606 - May. 4) (BR. 10A) S-8 IMPERIAL TOBACCO GROUP PLC, PO BOX 244, SOUTHVILLE, BRISTOL UK, X0, BS99 7UJ, 441179636636 - 0 ($64,680,000.00) ADRs/ADSs, (File 333-142607 - May. 4) (BR. 05B) S-3ASR MARKEL CORP, 4521 HIGHWOODS PARKWAY, GLEN ALLEN, VA, 23060-3382, 8047470136 - 0 ($5,418,212.00) Equity, (File 333-142611 - May. 4) (BR. 01B) S-8 CHINA YOUTV CORP., 2300-1066 WEST HASTINGS ST., VANCOUVER, A1, V6E 3X2, (604) 601-8274 - 5,000,000 ($3,975,000.00) Equity, (File 333-142613 - May. 4) (BR. 04) S-8 DONEGAL GROUP INC, 1195 RIVER RD PO BOX 302, MARIETTA, PA, 17547-0302, 7174261931 - 0 ($79,677,494.92) Equity, (File 333-142614 - May. 4) (BR. 01A) S-8 POTASH CORP OF SASKATCHEWAN INC, 122 1ST AVE S, STE 500, SASKATOON, SASKATCHEWAN CANADA, A9, S7K 7G3, 3069338500 - 1,000,000 ($188,200,000.00) Equity, (File 333-142615 - May. 4) (BR. 05A) SB-2 China Ginseng Holdings Inc, 1208 RM A JIYU BUILDING 64, CHANGCHUN, NY, A1, 2,840,631 ($985,308.00) Equity, (File 333-142616 - May. 4) (BR. 04) S-3 GRANITE CITY FOOD & BREWERY LTD, 5402 PARKDALE, SUITE 101, MINNEAPOLIS, MN, 55416, 952-215-0660 - 0 ($16,463,030.86) Equity, (File 333-142617 - May. 4) (BR. 05B) S-8 GRANITE CITY FOOD & BREWERY LTD, 5402 PARKDALE, SUITE 101, MINNEAPOLIS, MN, 55416, 952-215-0660 - 0 ($1,681,983.74) Equity, (File 333-142618 - May. 4) (BR. 05B) S-8 SENOMYX INC, 11099 N TORREY PINES ROAD, SUITE 160, LA JOLLA, CA, 92037, 8586468300 - 0 ($23,695,227.00) Equity, (File 333-142619 - May. 4) (BR. 01B) S-8 KFORCE INC, 1001 EAST PALM AVENUE, SUITE, TAMPA, FL, 33605, 8135525000 - 0 ($42,120,000.00) Equity, (File 333-142620 - May. 4) (BR. 11A) S-8 CYMER INC, 17075 THORNMINT COURT, SAN DIEGO, CA, 92127, 8583857300 - 0 ($12,456,000.00) Equity, (File 333-142621 - May. 4) (BR. 10A) S-8 HILB ROGAL & HOBBS CO, THE HILB, ROGAL AND HAMILTON BUILDING, 4951 LAKE BROOK DRIVE, SUITE 500, GLEN ALLEN, VA, 23060, 8047476500 - 200,000 ($8,610,000.00) Equity, (File 333-142622 - May. 4) (BR. 01C) S-8 KFORCE INC, 1001 EAST PALM AVENUE, SUITE, TAMPA, FL, 33605, 8135525000 - 0 ($4,914,000.00) Equity, (File 333-142623 - May. 4) (BR. 11A) S-8 TERCICA INC, 2000 SIERRA POINT PARKWAY, SUITE 400, BRISBANE, CA, 94005, 6506244900 - 1,375,000 ($8,098,750.00) Equity, (File 333-142624 - May. 4) (BR. 01B) S-1 Atlas Industries Holdings LLC, ONE SOUND SHORE DRIVE, SUITE 302, GREENWICH, CT, 06830, (203) 622-7933 - 0 ($184,000,000.00) Equity, (File 333-142625 - May. 4) (BR. 03) S-8 LIBERTY MEDIA CORP, 12300 LIBERTY BOULEVARD, ENGLEWOOD, CO, 80112, 7208755400 - 0 ($887,458,000.00) Equity, (File 333-142626 - May. 4) (BR. 11C) S-8 ILLINOIS TOOL WORKS INC, 3600 W LAKE AVE, GLENVIEW, IL, 60025-5811, 8476574106 - 18,704,647 ($962,260,564.92) Equity, (File 333-142627 - May. 4) (BR. 10B) N-2 MEXICO EQUITY & INCOME FUND INC, U.S. BANCORP FUND SERVICES, LLC, 615 EAST MICHIGAN STREET, LC-2, MILWAUKEE, WI, 53202, 4147654499 - 0 ($1,000,000.00) Equity, (File 333-142629 - May. 4) (BR. 18) S-8 Pharmasset Inc, 303-A COLLEGE ROAD EAST, PRINCETON, NJ, 08540, 609-613-4100 - 3,888,871 ($21,949,263.46) Equity, (File 333-142630 - May. 4) (BR. 01C) S-3 NexCen Brands, Inc., 1330 AVENUE OF THE AMERICAS, 40TH FLOOR, NEW YORK, NY, 10019, 2122771100 - 7,663,191 ($94,257,249.00) Equity, (File 333-142631 - May. 4) (BR. 06B) S-8 US BIODEFENSE INC, 13674 E. VALLEY BLVD., NA, CITY OF INDUSTRY, CA, 91746, (626) 961-8039 - 10,000,000 ($130,000.00) Equity, (File 333-142632 - May. 4) (BR. 09B) S-8 RAVEN MOON ENTERTAINMENT INC, 2005 TREE FORK LANE, STE 101, LONGWOOD, FL, 32750, 407-774-4462 - 1,000,000,000 ($100,000.00) Equity, (File 333-142633 - May. 4) (BR. 05C) S-8 CORGENIX MEDICAL CORP/CO, 12061 TEJON STREET, 303-751-4831, WESTMINSTER, CO, 80234, 3034574345 - 0 ($704,000.00) Equity, (File 333-142634 - May. 4) (BR. 01A) S-1 CONSONUS TECHNOLOGIES, INC., 301 GREGSON DRIVE, CARY, NC, 27511, (919) 379-8000 - 0 ($57,500,000.00) Other, (File 333-142635 - May. 4) (BR. 03) S-8 CITIZENS COMMUNICATIONS CO, HIGH RIDGE PK BLDG 3, STAMFORD, CT, 06905, 2036145600 - 2,540,761 ($31,250,000.00) Equity, (File 333-142636 - May. 4) (BR. 11A) S-8 TETRA TECHNOLOGIES INC, 25025 I-45N, THE WOODLANDS, TX, 77380, 2813671983 - 90,000 ($2,371,500.00) Equity, (File 333-142637 - May. 4) (BR. 02A) S-8 CIRTRAN CORP, 4125 SOUTH 6000 WEST, WEST VALLEY CITY, UT, 84128, 8019635112 - 50,000,000 ($1,000,000.00) Equity, (File 333-142638 - May. 4) (BR. 10A) SB-2 VOICESERVE INC, CAVENDISH HOUSE, 369 BURNT OAK BROADWAY, EDGWARE, MIDDLESEX, X0, HA8 5AW, 44 208 136 6000 - 3,965,875 ($1,388,056.00) Equity, (File 333-142639 - May. 4) (BR. 09) S-8 STURM RUGER & CO INC, 1 LACEY PLACE, SOUTHPORT, CT, 06490, 2032597843 - 0 ($33,201,000.00) Equity, (File 333-142640 - May. 4) (BR. 06B) S-1 NanoDynamics, Inc., 901 FUHRMANN BLVD., BUFFALO, NY, 14203, (716) 853-4900 - 0 ($97,750,000.00) Equity, (File 333-142641 - May. 4) (BR. ) S-3 Oilsands Quest Inc, 205-707, 7TH AVENUE SW, CALGARY, A0, T2P 3H6, 4032631623 - 0 ($9,467,502.00) Equity, (File 333-142642 - May. 4) (BR. 04A) S-3ASR NATIONWIDE HEALTH PROPERTIES INC, 610 NEWPORT CENTER DR, STE 1150, NEWPORT BEACH, CA, 92660-6429, 9497184400 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-142643 - May. 4) (BR. 08B) SB-2 AIRTRAX INC, 870B CENTRAL AVENUE, HAMMONTON, NJ, 08037, 609-567-7800 - 37,850,281 ($25,114,314.90) Equity, (File 333-142644 - May. 4) (BR. 10A) S-3 EAGLE BROADBAND INC, 101 COURAGEOUS DRIVE, LEAGUE CITY, TX, 77573, 2815386000 - 3,457,454 ($622,342.00) Equity, (File 333-142645 - May. 4) (BR. 11C) S-1 IMARX THERAPEUTICS INC, 1635 E 18TH ST, TUCSON, AZ, 85719, 0 ($25,875,000.00) Equity, (File 333-142646 - May. 4) (BR. 01) S-1 MICRO COMPONENT TECHNOLOGY INC, 2340 W COUNTY RD C, ST PAUL, MN, 55113-2528, 6516974000 - 0 ($2,312,550.00) Equity, (File 333-142647 - May. 4) (BR. 10B) S-4 COLUMBIA BANKING SYSTEM INC, 1102 BROADWAY PLAZA, TACOMA, WA, 98402, 2533051900 - 0 ($33,966,130.00) Equity, (File 333-142648 - May. 4) (BR. 07C) SB-2 EYETEL IMAGING INC, 15100 ENTERPRISE CT, SUITE 100, CHANTILLY, VA, 20151-1217, 703-803-8584 - 0 ($28,750,000.00) Equity, (File 333-142649 - May. 4) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT 155 East Tropicana, LLC NV 1.01,9.01 04/30/07 3D SYSTEMS CORP DE 8.01,9.01 05/03/07 ACCREDITED HOME LENDERS HOLDING CO DE 1.01,2.03 05/01/07 Accredited Mortgage Loan REIT Trust MD 1.01,2.03 05/01/07 ACE COMM CORP MD 5.02 05/02/07 ACTION PRODUCTS INTERNATIONAL INC FL 2.04,9.01 04/30/07 ACTUANT CORP WI 5.02 05/01/07 ACURA PHARMACEUTICALS, INC NY 2.02,9.01 05/04/07 ADAPTEC INC DE 5.02,9.01 05/01/07 ADC TELECOMMUNICATIONS INC MN 2.05 05/03/07 Advanced BioPhotonics Inc. DE 5.02 04/30/07 AEP INDUSTRIES INC DE 8.01,9.01 05/02/07 AEROFLEX INC DE 8.01 05/04/07 AFFILIATED COMPUTER SERVICES INC DE 7.01,9.01 05/01/07 AGL RESOURCES INC GA 8.01 05/02/07 AGREE REALTY CORP DE 2.02,9.01 05/04/07 AIMS WORLDWIDE INC NV 2.01,5.02,9.01 05/04/07 ALANCO TECHNOLOGIES INC AZ 1.01,3.02,9.01 05/04/07 ALDILA INC DE 7.01,9.01 05/02/07 ALEXANDRIA REAL ESTATE EQUITIES INC MD 1.01,2.02,9.01 05/02/07 Allegiant Travel CO NV 1.01 05/01/07 ALLERGAN INC DE 5.02 05/01/07 ALLIANCE BANKSHARES CORP 2.02,9.01 05/04/07 ALLIANT ENERGY CORP WI 2.02,9.01 05/04/07 ALLIANT TECHSYSTEMS INC DE 2.02,9.01 05/04/07 ALLIED HOLDINGS INC GA 5.02 04/30/07 ALLIN CORP DE 2.02,9.01 05/02/07 Allis Chalmers Energy Inc. DE 2.02,7.01,9.01 05/04/07 Alpha Natural Resources, Inc. DE 2.02,9.01 05/04/07 Alternative Loan Trust 2007-11T1 DE 8.01,9.01 03/30/07 AMARU INC NV 1.01,9.01 04/23/07 AMC ENTERTAINMENT INC DE 7.01,9.01 05/03/07 AMERIANA BANCORP IN 2.02,9.01 05/03/07 AMERICAN AIRLINES INC DE 7.01 05/04/07 AMERICAN AIRLINES INC DE 8.01 05/04/07 AMERICAN CAMPUS COMMUNITIES INC MD 9.01 02/16/07 AMEND AMERICAN GOLDFIELDS INC NV 1.01,9.01 04/30/07 AMERICAN MEDICAL ALERT CORP NY 1.01,2.03 04/30/07 American Reprographics CO DE 2.02,9.01 05/03/07 AMERICAN SPECTRUM REALTY INC MD 8.01,9.01 05/04/07 AML COMMUNICATIONS INC DE 1.01,7.01,9.01 08/30/04 AMEND AMR CORP DE 7.01 05/04/07 AMR CORP DE 8.01 05/04/07 ANTS SOFTWARE INC DE 5.02 05/01/07 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 05/04/07 APARTMENT INVESTMENT & MANAGEMENT CO MD 5.02,9.01 04/30/07 APOLLO GROUP INC AZ 5.02,9.01 05/02/07 APPLIED DNA SCIENCES INC NV 1.01,1.02,9.01 05/02/07 ARBOR REALTY TRUST INC MD 2.02,9.01 05/04/07 ARISTOTLE CORP DE 2.02,9.01 05/04/07 ARQULE INC DE 2.02,9.01 05/03/07 ARVANA INC NV 1.01,9.01 05/01/07 AspenBio Pharma, Inc. CO 1.01,8.01,9.01 05/03/07 Aspreva Pharmaceuticals CORP A1 5.02 05/04/07 ASSET ACCEPTANCE CAPITAL CORP 8.01 05/04/07 ASSISTED LIVING CONCEPTS INC NV 2.02,9.01 05/03/07 ASSURED GUARANTY LTD 2.02,9.01 05/03/07 ATLANTIC TELE NETWORK INC /DE DE 2.02,9.01 05/03/07 AUTODESK INC DE 5.02,8.01 05/02/07 AUTOLIV INC DE 5.02 05/04/07 Avalon Oil & Gas, Inc. CO 2.01,7.01,9.01 03/28/07 AVALON PHARMACEUTICALS INC 5.02,9.01 05/01/07 AVISTA CORP WA 2.02,9.01 05/04/07 AXESSTEL INC NV 1.01,1.02,5.02,9.01 05/02/07 BACKWEB TECHNOLOGIES LTD 5.02,9.01 04/30/07 BALCHEM CORP MD 8.01,9.01 04/30/07 BALDOR ELECTRIC CO MO 5.02 04/30/07 BALLANTYNE OF OMAHA INC DE 2.02,5.02,9.01 04/30/07 BALLY TECHNOLOGIES, INC. NV 1.01,9.01 05/04/07 BALLY TOTAL FITNESS HOLDING CORP DE 5.02 04/30/07 BEACON POWER CORP DE 2.02,9.01 05/03/07 Bear Stearns Commercial Mortgage Secu DE 8.01,9.01 04/18/07 BERKSHIRE HILLS BANCORP INC 8.01,9.01 05/04/07 BIOENVISION INC DE 3.02 04/30/07 BioScrip, Inc. DE 2.02,9.01 05/04/07 BJs RESTAURANTS INC CA 8.01,9.01 05/03/07 BlueLinx Holdings Inc. DE 2.02,9.01 05/04/07 BOEING CO DE 8.01 05/04/07 BOEING CO DE 5.02,9.01 05/04/07 BORLAND SOFTWARE CORP DE 5.02,9.01 05/02/07 BROOKE CORP KS 1.01,9.01 04/30/07 BUCYRUS INTERNATIONAL INC DE 2.02,9.01 05/04/07 BUSINESS OBJECTS S.A. 7.01,8.01 05/03/07 AMEND CABCO SERIES 2002-1 TRUST (AOL TIME W DE 8.01,9.01 05/01/07 CABLEVISION SYSTEMS CORP /NY DE 2.02,9.01 05/03/07 CALIFORNIA WATER SERVICE GROUP DE 2.02,9.01 05/02/07 CAMPBELL FUND TRUST MD 3.02 05/01/07 CAPSTEAD MORTGAGE CORP MD 2.02,9.01 05/03/07 CAPSTEAD MORTGAGE CORP MD 7.01,9.01 05/03/07 CASUAL MALE RETAIL GROUP INC DE 5.02 05/01/07 CBL & ASSOCIATES PROPERTIES INC DE 2.02,9.01 05/02/07 CBS CORP DE 5.02 01/31/07 AMEND CEC ENTERTAINMENT INC KS 2.02,9.01 04/01/07 CECO ENVIRONMENTAL CORP DE 9.01 02/28/07 AMEND CEL SCI CORP CO 3.01 04/30/07 CENTERPOINT ENERGY INC 2.02,9.01 05/04/07 CENTEX CORP NV 2.02,8.01,9.01 05/04/07 AMEND CENTRUE FINANCIAL CORP DE 5.02 04/30/07 CENTURY ALUMINUM CO DE 2.03 04/30/07 CENTURY ALUMINUM CO DE 1.01 04/30/07 AMEND CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/03/07 CHEESECAKE FACTORY INC DE 5.02,9.01 05/03/07 Chemtura CORP DE 2.02,9.01 05/03/07 CHESAPEAKE CORP /VA/ VA 2.02,9.01 05/03/07 CHESAPEAKE ENERGY CORP OK 2.02,9.01 05/03/07 CHINA BIOPHARMACEUTICALS HOLDINGS INC DE 5.02 05/04/07 CHINA DIGITAL COMMUNICATION GROUP NV 5.02 05/03/07 CHINA DIRECT TRADING CORP FL 5.02 05/03/07 CHIQUITA BRANDS INTERNATIONAL INC NJ 1.01,2.03 04/30/07 CHITTENDEN CORP /VT/ VT 8.01,9.01 05/04/07 CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 03/30/07 CIRCOR INTERNATIONAL INC DE 2.02,9.01 05/02/07 CIRTRAN CORP NV 8.01 04/30/07 Citigroup Mortgage Loan Trust 2006-WF 2.01,9.01 10/02/06 AMEND CITIZENS BANCSHARES CORP /GA/ GA 5.02 05/04/07 Citizens Community Bancorp Inc. MD 2.02,9.01 05/04/07 CLEAR CHANNEL COMMUNICATIONS INC TX 8.01,9.01 05/03/07 CLEAR CHANNEL COMMUNICATIONS INC TX 1.01 04/30/07 COASTAL BANKING CO INC SC 2.02,9.01 05/04/07 COEUR D ALENE MINES CORP ID 1.01,9.01 05/03/07 COHESANT TECHNOLOGIES INC DE 8.01,9.01 05/04/07 Cold Spring Capital Inc. DE 8.01,9.01 05/04/07 COLE KENNETH PRODUCTIONS INC NY 8.01,9.01 05/03/07 COLGATE PALMOLIVE CO DE 8.01 05/03/07 Colonial Bankshares Inc X1 2.02,9.01 05/02/07 COMFORT SYSTEMS USA INC 2.02,8.01,9.01 05/02/07 COMFORT SYSTEMS USA INC 7.01,9.01 05/03/07 COMMUNITY BANKS INC /PA/ PA 5.02,9.01 04/30/07 Comverge, Inc. DE 1.01,9.01 05/02/07 COMVERSE TECHNOLOGY INC/NY/ NY 1.01,5.02,9.01 04/30/07 CONCURRENT COMPUTER CORP/DE DE 2.02,9.01 05/04/07 CONSOLIDATED EDISON INC NY 7.01,8.01,9.01 05/04/07 Copano Energy, L.L.C. DE 1.01,2.01,3.02,3.03,5.03,9.01 05/01/07 Cord Blood America, Inc. FL 8.01,9.01 05/03/07 CORPORATE EXECUTIVE BOARD CO DE 8.01,9.01 05/03/07 CORPORATE EXECUTIVE BOARD CO DE 5.02 05/04/07 COUNTERPATH SOLUTIONS, INC. NV 1.01,3.02 05/01/07 Courtside Acquisition Corp DE 1.01,9.01 05/02/07 CRAY INC WA 2.02,7.01,9.01 05/03/07 CRESTED CORP CO 2.01,5.02,8.01,9.01 04/30/07 CRUISESTOCK INC. TX 1.01,3.02,4.01,5.02,9.01 04/30/07 CSAB Mortgage-Backed Trust 2007-1 8.01,9.01 05/04/07 CSAB Mortgage-Backed Trust 2007-1 8.01,9.01 05/04/07 CUBIC ENERGY INC TX 5.02 05/01/07 CWABS Asset-Backed Certificates Trust DE 9.01 05/04/07 CWHEQ Home Equity Loan Trust, Series 8.01,9.01 03/30/07 CYBER LAW REPORTER INC TX 7.01 04/30/07 CYTORI THERAPEUTICS, INC. DE 5.02 05/03/07 DCI USA, INC DE 3.01 05/01/07 DEBT RESOLVE INC DE 5.02,9.01 05/01/07 DELCATH SYSTEMS INC DE 3.01,9.01 05/04/07 DENDRITE INTERNATIONAL INC NJ 8.01,9.01 05/04/07 Diamond I, Inc. DE 4.01,9.01 04/30/07 DIGIMARC CORP DE 2.02,9.01 05/04/07 DILLARDS INC DE 1.01,9.01 05/04/07 DIODES INC /DEL/ DE 2.02,9.01 05/02/07 DOR BIOPHARMA INC DE 1.01,9.01 05/03/07 DOV PHARMACEUTICAL INC DE 5.02,8.01 05/01/07 DUKE REALTY CORP IN 5.03 04/30/07 DUKE REALTY LIMITED PARTNERSHIP/ IN 5.03 04/30/07 DUNE ENERGY INC DE 1.01,9.01 05/01/07 DUSA PHARMACEUTICALS INC NJ 2.02,9.01 05/04/07 DYAX CORP DE 1.01,1.02,5.02 05/03/07 Dynamic Response Group, Inc. DE 5.02 05/04/07 E-SMART TECHNOLOGIES INC NV 8.01,9.01 05/04/07 EAGLE ROCK ENERGY PARTNERS L P DE 2.01,3.02,5.02,9.01 04/30/07 EAST WEST BANCORP INC 5.02 05/04/07 EASTMAN CHEMICAL CO DE 5.02,9.01 05/03/07 EASTMAN KODAK CO NJ 2.01,9.01 04/30/07 EASTMAN KODAK CO NJ 2.02,9.01 05/04/07 EASYLINK SERVICES CORP DE 1.01,7.01,9.01 05/03/07 EBAY INC DE 5.02 05/03/07 EDIETS COM INC DE 2.02,9.01 05/03/07 EDISON MISSION ENERGY DE 1.01,9.01 05/01/07 EGL INC TX 8.01,9.01 05/03/07 EL CAPITAN PRECIOUS METALS INC NV 5.02,9.01 04/30/07 EMISPHERE TECHNOLOGIES INC DE 2.02,9.01 05/04/07 ENCORE ACQUISITION CO DE 2.02,9.01 05/03/07 ENNIS, INC. TX 5.02 05/03/07 ENTERTAINMENT PROPERTIES TRUST MD 1.01,3.03,5.03,8.01,9.01 05/01/07 EQUIFAX INC GA 8.01,9.01 01/01/07 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,9.01 05/03/07 ESCHELON TELECOM INC 2.02,9.01 05/04/07 ESSEX PROPERTY TRUST INC MD 1.01,8.01,9.01 05/04/07 EUROBANCSHARES INC 5.02 04/30/07 EVERGREEN SOLAR INC DE 1.01,2.03,9.01 04/30/07 EVOLVING SYSTEMS INC DE 1.01,5.03,9.01 05/02/07 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 05/03/07 EXPEDITORS INTERNATIONAL OF WASHINGTO WA 2.02,9.01 05/04/07 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 5.02 05/02/07 FASTENTECH INC DE 7.01,9.01 05/04/07 FERRELLGAS PARTNERS L P DE 1.01,2.03 05/04/07 FIELDSTONE INVESTMENT CORP 1.01,9.01 04/30/07 FIRST FINANCIAL BANCORP /OH/ OH 5.02 04/30/07 FIRST INDUSTRIAL REALTY TRUST INC MD 7.01 05/03/07 FIRST PACTRUST BANCORP INC MD 2.02,9.01 05/04/07 First Source Data, Inc. NV 1.01,9.01 04/30/07 First Source Data, Inc. NV 1.01,5.02,9.01 04/30/07 First Source Data, Inc. NV 1.01,9.01 04/30/07 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV 8.01,9.01 05/03/07 FLEXTRONICS INTERNATIONAL LTD. U0 5.02 04/30/07 FLIR SYSTEMS INC OR 5.02,9.01 05/01/07 Fluid Media Networks, Inc. 5.02 04/30/07 Fortress International Group, Inc. DE 2.02,9.01 05/02/07 FORWARD INDUSTRIES INC NY 1.01,2.02,9.01 05/01/07 FREEPORT MCMORAN COPPER & GOLD INC DE 5.02,5.03,9.01 05/01/07 GateHouse Media, Inc. DE 2.01,9.01 02/09/07 AMEND GEOPETRO RESOURCES CO 7.01,9.01 05/04/07 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 1.01,2.01,8.01,9.01 05/03/07 GOLDMAN SACHS HEDGE FUND PARTNERS LLC DE 7.01 05/03/07 GRANITE CITY FOOD & BREWERY LTD MN 5.03,8.01,9.01 05/02/07 GREAT PLAINS ENERGY INC MO 5.02,9.01 03/31/07 GREATER BAY BANCORP CA 8.01,9.01 05/04/07 GREIF INC DE 1.01,2.03 04/30/07 GTX INC /DE/ DE 2.02,9.01 05/04/07 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE 8.01 05/04/07 AMEND GULFMARK OFFSHORE INC DE 7.01,9.01 05/04/07 H2Diesel Holdings, Inc FL 1.01 05/01/07 HAEMONETICS CORP MA 5.02 05/01/07 HANCOCK FABRICS INC DE 5.02 05/04/07 HANSEN MEDICAL INC 8.01,9.01 05/03/07 HAPC, Inc. DE 1.01,8.01,9.01 04/30/07 HARRIS & HARRIS GROUP INC /NY/ NY 7.01 05/03/07 HARRIS INTERACTIVE INC DE 2.02,8.01,9.01 05/02/07 HARTFORD LIFE INSURANCE CO CT 9.01 05/04/07 HASCO Trust 2007-HE2 8.01,9.01 04/04/07 HEALTHSOUTH CORP DE 8.01,9.01 05/03/07 HEARST ARGYLE TELEVISION INC DE 5.02 05/03/07 HEARTLAND PAYMENT SYSTEMS INC DE 2.02,5.02,8.01,9.01 05/04/07 HEINZ H J CO PA 5.03,9.01 05/02/07 HENLEY VENTURES INC NV 8.01 05/04/07 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 2.02,9.01 05/03/07 HERCULES TECHNOLOGY GROWTH CAPITAL IN MD 1.01,2.03,9.01 05/02/07 HERITAGE BANKSHARES INC /VA VA 2.02,9.01 05/03/07 HEXION SPECIALTY CHEMICALS, INC. NJ 5.02 04/30/07 HF FINANCIAL CORP DE 2.02,8.01,9.01 04/30/07 HINES REAL ESTATE INVESTMENT TRUST IN 7.01,8.01,9.01 05/01/07 HMS HOLDINGS CORP 2.02,9.01 05/03/07 HOLA COMMUNICATIONS INC. NV 5.01,5.02,9.01 05/03/07 HOLLIS EDEN PHARMACEUTICALS INC /DE/ DE 2.02,9.01 05/04/07 HOME EQUITY MORTGAGE TRUST 2007-2 DE 6.02 05/01/07 HOVNANIAN ENTERPRISES INC DE 2.02 04/30/07 HRPT PROPERTIES TRUST MD 2.02,9.01 05/04/07 HUNTINGTON BANCSHARES INC/MD MD 7.01,9.01 05/02/07 HYDROGEN ENGINE CENTER, INC. NV 1.01,3.02 05/04/07 I TRAX INC DE 2.02,9.01 05/03/07 IA GLOBAL INC DE 8.01,9.01 05/03/07 IBASIS INC DE 2.02,8.01,9.01 05/03/07 AMEND iBroadband, Inc. NV 1.01,3.02 05/03/07 IDM PHARMA, INC. DE 1.01,5.02,8.01,9.01 05/01/07 ILINC COMMUNICATIONS INC DE 7.01,9.01 05/04/07 IMMERSION CORP DE 5.02 05/02/07 IMMUNOGEN INC MA 1.01 04/30/07 IMPAX LABORATORIES INC DE 7.01,9.01 05/04/07 INDEPENDENT BANK CORP /MI/ MI 2.02 04/23/07 AMEND INDEVUS PHARMACEUTICALS INC DE 8.01,9.01 05/03/07 INDUSTRIAL ELECTRIC SERVICES INC 9.01 03/29/07 AMEND INFOSPACE INC DE 5.02,8.01 05/02/07 INGERSOLL RAND CO LTD 2.01,9.01 04/30/07 INPHONIC INC 4.02,8.01 04/02/07 AMEND INSIGHTFUL CORP DE 2.02,9.01 05/04/07 INSMED INC VA 1.01,7.01,9.01 05/03/07 INTEGRAL SYSTEMS INC /MD/ MD 1.01,2.03,9.01 04/30/07 INTEGRYS ENERGY GROUP, INC. WI 9.01 02/21/07 AMEND INTERLINE BRANDS, INC./DE DE 2.02,9.01 05/03/07 INTERNATIONAL BANCSHARES CORP TX 8.01 05/04/07 INTEST CORP DE 2.02,9.01 05/02/07 INTEVAC INC CA 8.01,9.01 05/04/07 INTROGEN THERAPEUTICS INC 2.02,9.01 05/04/07 INVESTORS TITLE CO NC 2.02,9.01 05/04/07 ION MEDIA NETWORKS INC. DE 8.01,9.01 05/04/07 IONATRON, INC. DE 5.02 05/04/07 iPCS, INC DE 2.02,9.01 05/03/07 IRWIN FINANCIAL CORP IN 8.01,9.01 05/04/07 ISIS PHARMACEUTICALS INC DE 8.01 05/04/07 J P MORGAN CHASE & CO DE 9.01 05/03/07 JANUS CAPITAL GROUP INC DE 5.02,9.01 05/01/07 JCM PARTNERS LLC DE 3.02 05/01/07 JUPITERMEDIA CORP DE 5.02,9.01 05/03/07 Kearny Financial Corp. X1 2.02,9.01 05/03/07 KEYSTONE AUTOMOTIVE OPERATIONS INC PA 5.02 05/01/07 KINTERA INC 5.02 04/30/07 KKR Financial Holdings LLC DE 1.01,3.03,5.03,8.01,9.01 05/03/07 KLA TENCOR CORP DE 8.01,9.01 05/04/07 KNOLL INC DE 5.02,9.01 05/01/07 KOHLS CORPORATION WI 5.02 05/02/07 Koppers Holdings Inc. PA 2.02,9.01 05/03/07 LAND O LAKES INC 8.01 05/03/07 LAND O LAKES INC 8.01 05/04/07 LEAP WIRELESS INTERNATIONAL INC DE 3.03,9.01 04/30/07 LEARNING TREE INTERNATIONAL INC DE 1.01,9.01 04/30/07 LEARNING TREE INTERNATIONAL INC DE 4.01,5.02,9.01 04/30/07 LECG CORP DE 9.01 04/11/07 AMEND LEGACY RESERVES L P 2.01 05/04/07 LEGGETT & PLATT INC MO 1.01,2.03,8.01,9.01 05/01/07 LESCO INC/OH OH 8.01,9.01 05/03/07 LEXINGTON REALTY TRUST MD 1.01,2.02,7.01,8.01,9.01 05/01/07 LIGAND PHARMACEUTICALS INC DE 1.02,5.02,9.01 05/04/07 Lightspace Corp 1.01,2.01,3.02,5.02,5.03,9.01 04/30/07 LML PAYMENT SYSTEMS INC A1 1.01,3.02,7.01,9.01 04/30/07 LYONDELL CHEMICAL CO DE 1.01,5.02,5.03,9.01 05/03/07 M & F WORLDWIDE CORP DE 2.02,9.01 05/04/07 MACERICH CO MD 2.02,7.01,9.01 05/04/07 MARLIN BUSINESS SERVICES CORP 2.02,9.01 03/31/07 Marquee Holdings Inc. DE 7.01,9.01 05/03/07 MARTIN MIDSTREAM PARTNERS LP DE 8.01 05/03/07 MATERIAL TECHNOLOGIES INC /CA/ DE 1.01,2.01,9.01 04/30/07 MCA Holdings CORP NV 3.02,5.01,5.06,9.01 04/30/07 MCDERMOTT INTERNATIONAL INC R1 5.02,9.01 04/30/07 MEDIACOM COMMUNICATIONS CORP DE 2.02,9.01 05/04/07 MEDIANEWS GROUP INC DE 1.01,9.01 05/01/07 MEDICAL SOLUTIONS MANAGEMENT INC. NV 1.01,9.01 04/30/07 MERRILL LYNCH & CO INC DE 8.01,9.01 05/02/07 Metabolic Research, Inc. IN 1.01,3.02,5.01,5.02,9.01 05/03/07 METRETEK TECHNOLOGIES INC DE 5.02 04/30/07 MICRO COMPONENT TECHNOLOGY INC MN 2.02,9.01 05/02/07 MICROWAVE FILTER CO INC /NY/ NY 3.01 05/04/07 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 05/04/07 MIDDLEBY CORP DE 2.02,8.01,9.01 05/03/07 MISSION ENERGY HOLDING CO DE 1.01,9.01 05/01/07 MOCON INC MN 2.02,9.01 05/02/07 MOLDFLOW CORP 5.03,9.01 05/03/07 MOLEX INC DE 5.02 05/04/07 MOOG INC NY 8.01,9.01 05/03/07 Morningstar, Inc. IL 7.01 05/04/07 MOSCOW CABLECOM CORP DE 2.02,9.01 05/04/07 MOVADO GROUP INC NY 5.02,9.01 04/30/07 MOVIE GALLERY INC DE 5.02,9.01 04/30/07 MS STRUCTURED SATURNS SERIES 2003-4 DE 8.01,9.01 05/01/07 MURPHY OIL CORP /DE DE 8.01,9.01 05/03/07 NABORS INDUSTRIES LTD D0 2.02,9.01 05/03/07 Nalco Finance Holdings LLC 2.02,9.01 05/01/07 Nalco Holding CO 2.02,9.01 05/01/07 Nalco Holdings LLC DE 2.02,9.01 05/01/07 NATIONAL ENERGY GROUP INC DE 5.02 05/03/07 NATIONAL HEALTHCARE CORP DE 2.02,9.01 05/03/07 NATIONAL HOME HEALTH CARE CORP DE 8.01,9.01 05/03/07 NAVISITE INC DE 5.02 05/03/07 NDS GROUP PLC X0 5.02,9.01 04/30/07 NEOSE TECHNOLOGIES INC DE 5.02 04/30/07 NEUROGEN CORP DE 2.02 05/04/07 NEW CENTURY FINANCIAL CORP MD 2.05,7.01 05/03/07 NEWPARK RESOURCES INC DE 2.02,9.01 05/03/07 NewStar Financial, Inc. 7.01,9.01 05/03/07 NGP Capital Resources CO MD 2.02,9.01 05/04/07 NNN Healthcare/Office REIT, Inc. MD 7.01,9.01 05/04/07 Nomura Home Equity Loan, Inc., Home E DE 1.01,6.02,9.01 05/01/07 NORTH AMERICAN SCIENTIFIC INC 1.01,3.03,9.01 05/02/07 NORTHERN GROWERS LLC SD 1.01,1.02 04/24/07 NUVELO INC DE 5.02 04/30/07 NVR INC VA 5.03,9.01 05/04/07 Oakmont Acquisition Corp. DE 7.01,9.01 05/04/07 OCCIDENTAL PETROLEUM CORP /DE/ DE 7.01 05/04/07 ODYSSEY HEALTHCARE INC DE 8.01,9.01 05/04/07 ODYSSEY MARINE EXPLORATION INC NV 3.02 05/02/07 Oilsands Quest Inc 1.01,3.02,8.01,9.01 05/03/07 OMNI ENERGY SERVICES CORP LA 8.01,9.01 04/30/07 ON SEMICONDUCTOR CORP DE 5.02,8.01,9.01 05/01/07 ONVIA INC DE 2.02,9.01 05/03/07 Opes Exploration Inc. NV 1.01,7.01,9.01 05/02/07 OPHTHALMIC IMAGING SYSTEMS CA 2.02,7.01,9.01 05/03/07 OPTICAL COMMUNICATION PRODUCTS INC DE 1.01,3.03,5.03,8.01,9.01 05/03/07 ORAMED PHARMACEUTICALS INC. NV 7.01,9.01 05/02/07 ORIENT EXPRESS HOTELS LTD 2.02,9.01 05/03/07 OSCIENT PHARMACEUTICALS CORP MA 1.01,2.02,8.01,9.01 05/01/07 PACER INTERNATIONAL INC TN 2.02,8.01,9.01 05/03/07 PACIFICNET INC DE 1.01,9.01 04/30/07 PAINCARE HOLDINGS INC CT 2.01,9.01 04/30/07 Paramount Acquisition Corp DE 4.01,8.01 05/01/07 PATHFINDER BANCORP INC DE 2.02 03/31/07 PENSECO FINANCIAL SERVICES CORP PA 2.02,9.01 05/03/07 PetroHunter Energy Corp MD 1.01,2.01,2.03,3.02,7.01,9.01 01/09/07 AMEND Phantom Entertainment, Inc. DE 1.01,9.01 04/17/07 AMEND PIPER JAFFRAY COMPANIES 5.02,5.03,9.01 05/02/07 PORTEC RAIL PRODUCTS INC WV 2.02,9.01 05/02/07 PORTLAND GENERAL ELECTRIC CO /OR/ OR 7.01,9.01 05/03/07 POTASH CORP OF SASKATCHEWAN INC 8.01,9.01 05/02/07 POWERCOLD CORP NV 8.01,9.01 05/04/07 PRESSTEK INC /DE/ DE 7.01,9.01 04/30/07 PRICELINE COM INC DE 1.01,7.01,9.01 05/03/07 PRO-FAC COOPERATIVE INC 2.02,9.01 05/04/07 PROQUEST CO DE 5.02 04/24/07 PROSPERITY BANCSHARES INC TX 1.01,9.01 05/01/07 Protalix BioTherapeutics, Inc. FL 7.01,9.01 05/03/07 ProUroCare Medical Inc. 5.02,8.01 05/02/07 PSYCHEMEDICS CORP DE 5.02 05/01/07 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 2.02,9.01 05/04/07 PUBLIC STORAGE INC /CA CA 2.02,9.01 03/31/07 PURCHASE POINT MEDIA CORP MN 1.01,9.01 04/24/07 QAD INC DE 5.02 04/30/07 Quadra Realty Trust, Inc. MD 5.05,9.01 05/01/07 Quintana Maritime LTD 1T 1.01,9.01 04/27/07 Quintana Maritime LTD 1T 8.01 05/03/07 AMEND QUOVADX INC DE 1.01,9.01 05/04/07 QUOVADX INC DE 2.02,9.01 05/04/07 QWEST COMMUNICATIONS INTERNATIONAL IN DE 8.01,9.01 05/02/07 RADIOSHACK CORP DE 5.04,9.01 05/02/07 Rand Logistics, Inc. DE 1.01,3.03,8.01,9.01 04/30/07 RAPTOR NETWORKS TECHNOLOGY INC 5.03,9.01 04/30/07 RBSGC Mortgage Loan Trust 2007-B DE 8.01,9.01 03/29/07 RENTRAK CORP OR 5.02,9.01 04/30/07 RG GLOBAL LIFESTYLES INC CA 5.02 04/30/07 RIVIERA HOLDINGS CORP NV 7.01,9.01 05/04/07 RLI CORP IL 8.01,9.01 05/04/07 Robcor Properties Inc 4.01,9.01 05/01/07 RUDDICK CORP NC 2.02,9.01 05/03/07 SAFECO CORP WA 5.02,5.03,8.01,9.01 05/02/07 SAFLINK CORP DE 3.02,5.02 05/04/07 SCOTTS LIQUID GOLD INC CO 2.02,9.01 05/04/07 SEA CONTAINERS LTD /NY/ 8.01 04/26/07 SEA CONTAINERS LTD /NY/ 8.01,9.01 03/30/07 Searchlight Minerals Corp. NV 1.01,5.03,9.01 04/30/07 SECURED FINANCIAL NETWORK, INC. NV 5.02,9.01 05/04/07 Security Devices International Inc. DE 3.02,9.01 05/04/07 AMEND SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 05/04/07 SELIGMAN SELECT MUNICIPAL FUND INC MD 7.01,9.01 05/04/07 SERVICEMASTER CO DE 8.01,9.01 05/04/07 Sibling Entertainment Group, Inc. NY 1.01,9.01 04/30/07 SIGMA ALDRICH CORP DE 1.01,9.01 05/04/07 SILICON IMAGE INC DE 2.02,9.01 05/03/07 SKYE INTERNATIONAL, INC NV 5.02 05/03/07 SLM CORP DE 1.01 04/30/07 SONIC INNOVATIONS INC DE 2.02,9.01 05/03/07 Soundview Home Loan Trust 2007-OPT1 DE 6.01,9.01 05/03/07 SOURCEFIRE INC DE 2.02,9.01 05/03/07 Southeastern Bank Financial CORP GA 1.01,9.01 04/30/07 SOUTHWEST WATER CO DE 8.01,9.01 05/04/07 Specialty Underwriters Alliance, Inc. DE 2.02,9.01 05/03/07 SPECTRUM PHARMACEUTICALS INC DE 1.01,8.01,9.01 05/04/07 ST MARY LAND & EXPLORATION CO DE 2.02,9.01 05/04/07 Standard Drilling, Inc. 5.02 04/30/07 STARTEK INC DE 2.02,9.01 05/04/07 State Auto Financial CORP OH 8.01,9.01 05/04/07 STEELCASE INC MI 1.01 04/30/07 STERLING BANCORP NY 2.02,7.01,9.01 05/04/07 STERLING BANCSHARES INC TX 1.01,9.01 05/03/07 STERLING CHEMICALS INC DE 5.02 05/01/07 Sterling Mining CO ID 3.02 04/30/07 STILLWATER MINING CO /DE/ DE 2.02,9.01 05/03/07 STONEPATH GROUP INC DE 8.01 04/30/07 STONERIDGE INC OH 2.02 05/04/07 Sun American Bancorp DE 5.02 05/01/07 SUN MICROSYSTEMS, INC. DE 2.02 05/04/07 SUNESIS PHARMACEUTICALS INC 2.02,9.01 05/04/07 SUNRISE TELECOM INC 2.02,9.01 03/31/07 SunTrust Acquisition Closed-End Secon DE 6.01,9.01 05/02/07 Super Luck, Inc. DE 4.02,9.01 04/23/07 SUPERIOR ESSEX INC DE 2.02,7.01,9.01 05/03/07 SyntheMed, Inc. DE 1.01 05/01/07 SYNTROLEUM CORP DE 5.02 05/01/07 TANOX INC DE 7.01 05/03/07 TEAMSTAFF INC NJ 5.02 04/30/07 TECHNICAL COMMUNICATIONS CORP MA 2.02,9.01 05/04/07 TECHNICAL OLYMPIC USA INC DE 7.01,9.01 05/02/07 TECO ENERGY INC FL 5.02 05/02/07 TELECOM COMMUNICATIONS INC 5.02 04/30/07 TEMECULA VALLEY BANCORP INC CA 2.02,9.01 03/31/07 TERREMARK WORLDWIDE INC DE 1.01,2.03,3.02,8.01,9.01 05/02/07 TEXHOMA ENERGY INC 5.02 05/01/07 THERMADYNE HOLDINGS CORP /DE DE 8.01,9.01 05/02/07 TIDELANDS BANCSHARES INC 5.02,8.01,9.01 04/30/07 TIDEWATER INC DE 5.02,9.01 05/04/07 Tiger Ethanol International Inc. NV 4.01,9.01 03/30/07 AMEND TIVO INC DE 1.01 05/01/07 TREX CO INC DE 2.02,9.01 05/04/07 TRIUMPH GROUP INC / DE 5.02 04/30/07 TRUE PRODUCT ID, INC. DE 5.02,9.01 05/03/07 AMEND UNISOURCE ENERGY CORP AZ 2.02,9.01 05/03/07 UNITED FUEL & ENERGY CORP NV 1.01,2.01,3.02,9.01 05/01/07 UNITED REFINING CO PA 8.01,9.01 05/04/07 UNITED SECURITY BANCSHARES CA 2.01,9.01 02/16/07 AMEND UNITED STATIONERS INC DE 2.02,9.01 05/03/07 UNITY BANCORP INC /NJ/ NJ 8.01,9.01 05/04/07 UNITY WIRELESS CORP DE 4.02 05/04/07 UNIVERSAL TRAVEL GROUP NV 7.01 04/23/07 URANIUM ENERGY CORP NV 1.01,9.01 04/27/07 UROPLASTY INC MN 1.01,9.01 05/01/07 US BANCORP \DE\ DE 9.01 05/04/07 US ENERGY CORP WY 2.01,5.02,8.01,9.01 04/30/07 USA Mobility, Inc DE 8.01 05/02/07 USEC INC DE 2.02,9.01 05/04/07 UST INC DE 2.02,5.02,8.01,9.01 04/30/07 UTEK CORP 2.02,9.01 05/04/07 VA SOFTWARE CORP DE 5.02,9.01 04/30/07 VALASSIS COMMUNICATIONS INC DE 2.02,9.01 05/03/07 AMEND VALLEY NATIONAL BANCORP NJ 7.01,9.01 05/04/07 VERMONT PURE HOLDINGS LTD/DE DE 5.02,9.01 05/02/07 VERSADIAL, INC. NV 1.01,9.01 04/30/07 VERTICALNET INC PA 3.02 05/01/07 VIRAGEN INC DE 8.01,9.01 05/01/07 VIRTRA SYSTEMS INC TX 5.02 04/27/07 Vivid Learning Systems, Inc. DE 8.01 05/03/07 VIVUS INC CA 1.02,9.01 05/01/07 WACCAMAW BANKSHARES INC NC 8.01 05/04/07 Washington Mutual Mortgage Pass-Throu DE 6.01 05/04/07 Washington Mutual Mortgage Pass-Throu DE 6.01 05/04/07 Washington Mutual Mortgage Pass-Throu DE 6.01 05/04/07 Washington Mutual Mortgage Pass-Throu DE 6.01 05/04/07 Washington Mutual Mortgage Pass-Throu DE 6.01 05/04/07 Washington Mutual Mortgage Pass-Throu DE 6.01 05/04/07 Washington Mutual Mortgage Pass-Throu DE 6.01 05/04/07 Washington Mutual Mortgage Pass-Throu DE 6.01 05/04/07 Washington Mutual Mortgage Pass-Throu DE 6.01 05/04/07 WATTS WATER TECHNOLOGIES INC DE 2.02,5.02,9.01 05/01/07 WELLCARE HEALTH PLANS, INC. DE 1.01,9.01 04/30/07 Wells Fargo Home Equity Asset-Backed DE 8.01,9.01 04/20/07 WEST PHARMACEUTICAL SERVICES INC PA 5.02,9.01 05/01/07 WESTMORELAND COAL CO DE 1.01,5.02,9.01 05/01/07 WEYERHAEUSER CO WA 2.02,9.01 05/04/07 White River Capital Inc 2.02,9.01 05/01/07 WIRELESS AGE COMMUNICATIONS INC NV 8.01 04/30/07 WOLVERINE TUBE INC DE 5.02,9.01 04/30/07 WOODWARD GOVERNOR CO DE 2.02,9.01 05/03/07 WORLD AM, INC. 8.01,9.01 04/13/07 WORLD AM, INC. 3.02 04/05/07 YADKIN VALLEY FINANCIAL CORP NC 8.01,9.01 05/04/07 YADKIN VALLEY FINANCIAL CORP NC 8.01,9.01 05/04/07 YELLOWCAKE MINING INC. 1.01,3.02,5.02,9.01 04/24/07 Z TRIM HOLDINGS, INC IL 3.01,9.01 04/27/07 Z TRIM HOLDINGS, INC IL 5.02 05/01/07 ZAP CA 1.01,9.01 05/03/07