SEC NEWS DIGEST Issue 2002-165 August 26, 2002 ENFORCEMENT PROCEEDINGS SEC INSTITUTES BROKER-DEALER BAR AGAINST FORMER STOCKBROKER The Commission announced today that it has barred Alameda County- based stockbroker William M. Ucherek, 57, from associating with any broker or dealer. The Commission entered its order in a settled administrative proceeding against Ucherek on August 23. The Commission's order was based on the entry of a permanent injunction against Ucherek by the United States District Court in San Francisco. In the district court case, the Commission alleged that Ucherek fraudulently raised approximately $3 million from his elderly clients by selling fictitious investments he claimed were offered by Charles Schwab & Co. In reality, the Schwab funds he described did not exist. Ucherek simply deposited the investor funds into his personal brokerage account, to pay his own personal expenses and gambling debts, as well as to repay prior investors. The Commission charged Ucherek with violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Ucherek consented to the entry of the injunction enjoining him from future violations of these provisions and to the Commission's order. (Rel. 34-46408; File No. 3-10870) SEC CHARGES TEXAS COMPANY AND CEO WITH FRAUD IN $4 MILLION OIL AND GAS WELL TELEMARKETING SCHEME The Commission announced today the filing of charges against Fidelity Petroleum Corp. and Robert R. McClanahan for defrauding over 300 investors nationwide of more than $4 million. In its complaint, the Commission accuses Fidelity and McClanahan, 65, a McKinney, Texas resident, of fraudulently selling interests in oil and gas wells through cold-call telemarketing. The Commission alleges that Fidelity's sales agents told investors that they would recoup their initial investment within the first five to fifteen months. Furthermore, agents, as directed by McClanahan, falsely represented that an investment in Fidelity wells would yield a yearly return of between 65% and 113% of the original investment, when they had no reasonable basis for making such projections. Contrary to the defendants' representations, the yield from an investment in Fidelity's commercially productive wells never exceeded 20% and was, on some wells, below six percent. In its lawsuit, filed in United States District Court for the Northern District of Texas, the Commission alleges that Fidelity and McClanahan violated the registration and antifraud provisions of the federal securities laws, specifically Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. 78j(b), and Rule 10b- 5 thereunder, 17 C.F.R. 240.10b-5, and Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, 15 U.S.C. 77e(a), 77e(c), 77q(a). The Commission seeks an injunction against Fidelity and McClanahan, forbidding them from committing future violations of the registration and antifraud provisions. The Commission also asked the Court to require Fidelity to return the funds it wrongfully received, plus interest, and to require McClanahan to pay a civil penalty. [SEC v. Fidelity Petroleum Corp. and Robert R. McClanahan, Civil Action No. 3-02 cv-1796L (N.D. Tex.)] (LR- 17698) INVESTMENT COMPANY ACT RELEASES PHOENIX LIFE INSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until September 16, 2002, to request a hearing on an application filed by Phoenix Life Insurance Company, PHL Variable Insurance Company, Phoenix Life Variable Accumulation Account, Phoenix Life Variable Universal Life Account, and PHL Variable Accumulation Account. Applicants seek an order under Sections 26(c), 17(a), and 17(b) of the Investment Company Act to permit the substitution of shares of the Federated Fund for U.S. Government Securities II, a portfolio of Federated Insurance Series, for shares of the Phoenix-Federated U.S. Government Bond Series, a series of the Phoenix Edge Series Fund, and to permit certain in kind redemptions and purchases in connection with the substitution. (Rel. IC-25715 - August 21) USALLIANZ VARIABLE INSURANCE PRODUCTS TRUST AND USALLIANZ ADVISERS, LLC A notice has been issued giving interested persons until September 16, 2002, to request a hearing on an application filed by USAllianz Variable Insurance Products Trust and USAllianz Advisers, LLC for an order granting an exemption from Section 15(a) of the Investment Company Act and Rule 18f-2 under the Act. The order would permit the applicants to enter into and materially amend subadvisory agreements without shareholder approval. (Rel. IC-25716 - August 22) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGE A proposed rule change (SR-CBOE-2002-44) has been filed by the Chicago Board Options Exchange seeking to eliminate the "Book Indicator." Publication of the notice in the Federal Register is expected during the week of August 26. (Rel. 34-46397) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the American Stock Exchange relating to a waiver of transaction fees for Exchange-Traded Funds (SR-Amex-2002-66) has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of August 26. (Rel. 34-46400) A proposed rule change and Amendment No. 1 thereto filed by the New York Stock Exchange (SR-NYSE-2002-25) relating to a technical correction in the NYSE Listed Company Manual has become effective under Section 19(b)(3)(A) of the Exchange Act. Publication of the proposal is expected in the Federal Register during the week of August 26. (Rel. 34-46403) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The Commission granted accelerated approval to a proposed rule change submitted by the Pacific Exchange (SR-PCX-2002-51) relating to listing maintenance standards for options. Publication of the proposal is expected in the Federal Register during the week of August 26. (Rel. 34-46406) APPROVAL OF A PROPOSED RULE CHANGE The Commission granted approval of a proposed rule change (SR-DTC- 2002-04) filed by The Depository Trust Company under Section 19(b)(1) of the Securities Exchange Act of 1934. The order allows DTC in times of unusual market stress to implement a Receiver- Authorized Delivery-like function to maturity presentments of money market instruments. Publication of the proposal is expected in the Federal Register during the week of August 26. (Rel. 34- 46415) DENIAL OF PETITION FOR REVIEW OF ACTION BY DELEGATED AUTHORITY The Commission denied a petition filed by the Knight Trading Group, Inc. for review of action taken by delegated authority in connection with the Division of Market Regulation's approval of a proposed rule change filed by the American Stock Exchange (SR-Amex- 2001-106) under Section 19(b)(1) of the Securities Exchange Act of 1934 regarding the trading of Nasdaq securities on the floor of the Amex pursuant to unlisted trading privileges. (Rel. 34-46409) DELISTINGS GRANTED An order has been issued granting the application of the American Stock Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting certain underlying securities; effective August 26, 2002. (Rel. 34-46412) An order has been issued granting the application of the American Stock Exchange to strike from listing and registration the Common Stock, no par value, of Franklin Telecommunications, Corp., effective at the opening of business on August 26, 2002. (Rel. 34- 46413) An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting certain underlying securities; effective August 26, 2002. (Rel. 34-46414) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 INVESTORS REAL ESTATE TRUST, 12 S MAIN STREET, SUITE 100, MINOT, ND, 58701, 701-837-4738 - 7,214,547 ($68,177,469.15) Equity, (File 333-98575 - Aug. 23) (BR. 08) S-8 TAG IT PACIFIC INC, 3820 SOUTH HILL STREET, LOS ANGELES, CA, 90037, 2132349606 - 200,000 ($832,000.00) Equity, (File 333-98577 - Aug. 23) (BR. 05) S-3 GOLD BANC CORP INC, 11301 NALL AVE, LEAWOOD, KS, 66211, 9134518050 - 0 ($58,650,000.00) Equity, (File 333-98579 - Aug. 23) (BR. 07) S-8 SWIFT TRANSPORTATION CO INC, 2200 SOUTH 75TH AVENUE, PHOENIX, AZ, 85043, 6022699700 - 6,000,000 ($109,380,000.00) Equity, (File 333-98581 - Aug. 23) (BR. 05) N-2 PIMCO NEW YORK MUNICIPAL INCOME FUND III, 1345 AVENUE OF THE AMERICAS, 47TH FL, NEW YORK, NY, 10105, 2127393502 - 1,000 ($15,000.00) Equity, (File 333-98583 - Aug. 23) (BR. 22) N-2 PIMCO CALIFORNIA MUNICIPAL INCOME FUND III, 1345 AVENUE OF THE AMERICAS, 47TH FL, NEW YORK, NY, 10105, 2127393502 - 1,000 ($15,000.00) Equity, (File 333-98585 - Aug. 23) (BR. 22) S-3 TRIMERIS INC, 3518 WESTGATE DRIVE, SUITE 300, DURHAM, NC, 27707, 9194196050 - 2,300,000 ($111,067,000.00) Equity, (File 333-98587 - Aug. 23) (BR. 01) S-8 HORIZON BANCORP /IN/, 515 FRANKLIN SQ, MICHIGAN CITY, IN, 46360, 2198790211 - 0 ($5,603,520.00) Equity, (File 333-98609 - Aug. 23) (BR. 07) S-8 TASTY FRIES INC, 650 SENTRY PKWY STE ONE, BLUE BELL, PA, 19422, 6109412109 - 300,000 ($33,000.00) Equity, (File 333-98611 - Aug. 23) (BR. 04) S-8 ACXIOM CORP, 1 INFORMATION WAY, P O BOX 8180, LITTLE ROCK, AR, 72203-0180, 5013421000 - 2,000,000 ($34,200,000.00) Non-Convertible Debt, (File 333-98613 - Aug. 23) (BR. 03) S-3 PUBLIC SERVICE ELECTRIC & GAS CO, CORPORATE ACCOUNTING SERVICES, 80 PARK PLAZA, 9TH FLOOR, NEWARK, NJ, 07102-4194, 973-430-7000 - 1,000,000,000 ($1,000,000,000.00) Non-Convertible Debt, (File 333-98617 - Aug. 23) (BR. 02) S-8 WYETH, 5 GIRALDA FARMS, MADISON, NJ, 07940, 9736605000 - 65,000,000 ($2,696,850,000.00) Equity, (File 333-98619 - Aug. 23) (BR. 01) S-3 KANEB PIPE LINE PARTNERS L P, 2435 NORTH CENTRAL EXPRESSWAY, RICHARDSON, TX, 75080, 9726994031 - 0 ($750,000,000.00) Limited Partnership Interests, (File 333-98621 - Aug. 23) (BR. 04) S-8 WYETH, 5 GIRALDA FARMS, MADISON, NJ, 07940, 9736605000 - 6,000,000 ($248,940,000.00) Equity, (File 333-98623 - Aug. 23) (BR. 01) S-8 FIRST SECURITY BANCORP INC /KY/, 400 E MAIN ST, LEXINGTON, KY, 40507, 6063673700 - 100,000 ($2,025,000.00) Other, (File 333-98625 - Aug. 23) (BR. 07) S-8 UNIFY CORP, 181 METRO DR, 3RD FL, SAN JOSE, CA, 95110, 4084674500 - 0 ($261,136.00) Equity, (File 333-98633 - Aug. 23) (BR. 03) S-8 INCARA PHARMACEUTICALS CORP, 79 T.W. ALEXANDER DRIVE, 4401 RESEARCH COMMONS- SUITE 200, RESEARCH TRIANGLE PK, NC, 27709, 9195588688 - 0 ($35,000.00) Equity, (File 333-98635 - Aug. 23) (BR. 01) S-8 INCARA PHARMACEUTICALS CORP, 79 T.W. ALEXANDER DRIVE, 4401 RESEARCH COMMONS- SUITE 200, RESEARCH TRIANGLE PK, NC, 27709, 9195588688 - 0 ($175,000.00) Equity, (File 333-98637 - Aug. 23) (BR. 01) SB-2 INVESTORS FOCUS INC, 1000 LINCOLN ROAD SUITE 200, MIAMI BEACH, FL, 33139, 3055315800 - 0 ($7,500,000.00) Equity, (File 333-98639 - Aug. 23) (BR. ) SB-2 MOBILEPRO CORP, 3204 TOWER OAKS BLVD., SUITE 350, ROCKVILLE, MD, 20852, 301-230-9125 - 27,514,557 ($9,630,094.95) Equity, (File 333-98643 - Aug. 23) (BR. 09) S-8 UNITED CAPITAL CORP /DE/, 9 PARK PL, GREAT NECK, NY, 11021, 5164666464 - 500,000 ($11,311,700.00) Equity, (File 333-98645 - Aug. 23) (BR. 06) S-8 BNCCORP INC, 322 E MAIN, PO BOX 4050, BISMARCK, ND, 58501, 7012503040 - 125,000 ($753,750.00) Equity, (File 333-98647 - Aug. 23) (BR. 07) S-4 LAS VEGAS SANDS INC, 3355 LAS VEGAS BLVD SOUTH RM 1A, LAS VEGAS, NV, 89109, 702414452 - 0 ($850,000,000.00) Other, (File 333-98649 - Aug. 23) (BR. 08) S-1 AMERIFIRST FUND I LLC, 100,000 ($100,000,000.00) Equity, (File 333-98651 - Aug. 23) (BR. ) S-4 PCA LLC, 0 ($165,000,000.00) Non-Convertible Debt, (File 333-98653 - Aug. 23) (BR. ) S-11 CORNERSTONE INCOME FUND INC, 10 N. POST, SUITE 325, SPOKANE, WA, 99201, 5094447700 - 0 ($200,000,000.00) Equity, (File 333-98655 - Aug. 23) (BR. ) S-4 IESI CORP, 6125 AIRPORT FREEWAY, STE 202, HALTOM CITY, TX, 76117, 8173145800 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-98657 - Aug. 23) (BR. ) S-3 THORNBURG MORTGAGE INC, 119 E MARCY STREET, STE 201, SANTA FE, NM, 87501, 5059891900 - 0 ($400,000,000.00) Equity, (File 333-98659 - Aug. 23) (BR. 08) S-3 HANGER ORTHOPEDIC GROUP INC, TWO BETHESDA METRO CENTER, SUITE 1300, BETHESDA, MD, 20814, 3019860701 - 601,218 ($9,493,232.20) Equity, (File 333-98661 - Aug. 23) (BR. 01) S-8 P F CHANGS CHINA BISTRO INC, 5090 N 40TH ST STE 160, PHOENIX, AZ, 85018, 0 ($50,981,424.00) Equity, (File 333-98665 - Aug. 23) (BR. 05) S-4 POPE & TALBOT INC /DE/, 1500 SW FIRST AVE, PORTLAND, OR, 97201, 5032289161 - 0 ($52,500,000.00) Non-Convertible Debt, (File 333-98667 - Aug. 23) (BR. 04) S-8 EDWARDS A G INC, ONE N JEFFERSON AVE, ST LOUIS, MO, 63103, 3142893000 - 5,625,000 ($212,962,500.00) Equity, (File 333-98669 - Aug. 23) (BR. 07) S-8 OPTION CARE INC/DE, 100 CORPORATE N STE 212, BANNOCKBURN, IL, 60015, 8476151690 - 0 ($35,362,500.00) Equity, (File 333-98671 - Aug. 23) (BR. 01) S-8 AMNIS SYSTEMS INC, 3450 HILLVIEW AVENUE, PALO ALTO, CA, 94304, 6508550200 - 0 ($2,050,000.00) Equity, (File 333-98673 - Aug. 23) (BR. 37) S-3 BB&T CORP, 200 WEST SECOND STREET, WINSTON-SALEM, NC, 27101, 3367332000 - 7,265,521 ($275,435,901.00) Equity, (File 333-98675 - Aug. 23) (BR. 07) S-1 CARTER HOLDINGS INC, 1590 ADAMSON PKWY, STE 400, MORROW, GA, 30260, 7709618722 - 0 ($100,000,000.00) Equity, (File 333-98679 - Aug. 23) (BR. 02) S-8 CONOCOPHILLIPS, C/O PHILLIPS PETROLEUM CORP, PHILLIPS BLDG FOURTH & KEELER, BARTLESVILLE, OK, 74004, 9186616600 - 0 ($4,465,541,306.00) Equity, (File 333-98681 - Aug. 23) (BR. 04) S-4 BOK FINANCIAL CORP ET AL, BANK OF OKLAHOMA TOWER, PO BOX 2300, TULSA, OK, 74192, 9185953025 - 0 ($362,172,217.00) Equity, (File 333-98685 - Aug. 23) (BR. 07) S-8 INTERNATIONAL FUEL TECHNOLOGY INC, 7777 BONHOMME, SUITE 1920, ST. LOUIS, MO, 63105, 3147273333 - 15,000,000 ($3,300,000.00) Equity, (File 333-98699 - Aug. 23) (BR. 04) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ AAON INC NV X X 08/20/02 ABN AMRO MORTGAGE CORP DE X X 08/22/02 ABN AMRO MORTGAGE CORP SERIES 1998-2 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-3 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-4 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 1998-5 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-1 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-2 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-3 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-4 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-5 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-7 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 1999-8 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 2000-4 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-3 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 2001-6 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-1 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-1A DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-2 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-3 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-4 DE X 08/01/02 ABN AMRO MORTGAGE CORP SERIES 2002-5 IL X 08/01/02 ACTERNA CORP DE X X 08/09/02 ACTRADE FINANCIAL TECHNOLOGIES LTD DE X X 08/22/02 AKAMAI TECHNOLOGIES INC DE X X 08/22/02 ALPHA HOSPITALITY CORP DE X 08/23/02 AMERICAN SOUTHWEST FINANCIAL SECURITI AZ X 08/01/02 AMERICREDIT FINANCIAL SERVICES INC DE X X X 08/08/02 AMSOUTH AUTO RECEIVABLES LLC X X 08/15/02 AT&T CORP NY X X 08/23/02 AUTEO MEDIA INC NV X X 08/19/02 AVISTA CORP WA X X 08/13/02 BANC OF AMERICA COMMERCIAL MORTGAGE I DE X X 08/23/02 BANK OF AMERICA MORTGAGE SECURITIES I DE X X 08/23/02 BEAR STEARNS ASSET BACKED SECURITIES DE X 08/01/02 BECTON DICKINSON & CO NJ X 08/23/02 BEDFORD PROPERTY INVESTORS INC/MD MD X 12/31/01 BEDFORD PROPERTY INVESTORS INC/MD MD X 03/31/02 CALTON INC NJ X 08/23/02 CAPITOL REVOLVING HOME EQUITY LOAN TR MD X 08/20/02 CAPITOL REVOLVING HOME EQUITY LOAN TR MD X 08/20/02 CARTER WILLIAM CO /GA/ X X 08/23/02 CENDANT CORP DE X X 08/22/02 CITICORP MORTGAGE SECURITIES INC DE X X 08/23/02 CLEVELAND ELECTRIC ILLUMINATING CO OH X 08/23/02 COMMERCIAL MORTGAGE PASS THROUGH CERT DE X 08/01/02 COMMODORE APPLIED TECHNOLOGIES INC DE X X 08/16/02 CONAGRA FOODS INC /DE/ DE X X 08/23/02 CONCURRENT COMPUTER CORP/DE DE X 08/23/02 CONSOLIDATED CAPITAL INSTITUTIONAL PR CA X X 08/09/02 CONSOLIDATED FREIGHTWAYS CORP DE X 08/22/02 CONSTELLATION ENERGY GROUP INC MD X X 08/23/02 CONTINENTAL AIRLINES INC /DE/ DE X X 08/23/02 COVER ALL TECHNOLOGIES INC DE X X 08/23/02 CROWN CASTLE INTERNATIONAL CORP DE X 08/08/02 CYGNUS INC /DE/ DE X X 08/22/02 DEERE JOHN RECEIVABLES INC DE X X 08/23/02 DIAL CORP /NEW/ DE X X 08/23/02 DOLE FOOD COMPANY INC DE X X 08/23/02 DYNTEK INC DE X X 08/20/02 ENDO PHARMACEUTICALS HOLDINGS INC DE X X 08/23/02 FIRST FEDERAL BANKSHARES INC DE X 08/14/02 FOCUS ENHANCEMENTS INC DE X 08/22/02 FOSTER WHEELER LTD D0 X X 08/23/02 GENENCOR INTERNATIONAL INC DE X X 08/21/02 GILLETTE CO DE X X 08/23/02 GLB BANCORP INC OH X X 08/21/02 GOLDEN STATE BANCORP INC DE X X 08/21/02 GOLF ENTERTAINMENT INC DE X X X 08/23/02 HALL KINION & ASSOCIATES INC DE X X X 08/09/02 HALLIBURTON CO DE X X 08/23/02 HEALTHTRAC INC X 08/20/02 HFC REVOLVING CORP HOUSEHOLD HOME EQU DE X 08/20/02 HOLLY CORP DE X 08/22/02 HORIZON BANCORP /IN/ IN X X 08/23/02 HORIZON FINANCIAL SERVICES CORP DE X X 08/23/02 HOUSEHOLD AUTOMOBILE REVOLVING TRUST NV X 08/19/02 HOUSEHOLD AUTOMOTIVE TRUST III SERIES NV X 08/19/02 HOUSEHOLD AUTOMOTIVE TRUST IV SERIES DE X 08/19/02 HOUSEHOLD AUTOMOTIVE TRUST VI SERIES NV X 08/19/02 IMH ASSETS CORP DE X X 08/23/02 IMH ASSETS CORP DE X X 08/23/02 IMPAC MORTGAGE HOLDINGS INC MD X X 08/22/02 INDYMAC MBS INC RES AS SEC TR 2002-A3 X X 03/01/02 INTEGRATED INFORMATION SYSTEMS INC DE X X 08/21/02 INTERSTATE BAKERIES CORP/DE/ DE X X 08/23/02 INTROGEN THERAPEUTICS INC X X 08/16/02 IT GROUP INC DE X X 08/22/02 JONES LANG LASALLE INC MD X X 08/22/02 KERR MCGEE CORP /DE DE X 08/21/02 KNOLOGY BROADBAND INC DE X X 08/23/02 KNOLOGY INC DE X X 08/23/02 KOALA INTERNATIONAL WIRELESS INC NV X 07/23/02 LAKES ENTERTAINMENT INC MN X X 08/22/02 LUMENON INNOVATIVE LIGHTWAVE TECHNOLO DE X X 08/14/02 MARVELL TECHNOLOGY GROUP LTD D0 X X 08/22/02 MERRILL LYNCH & CO INC DE X X 08/23/02 MICHAEL FOODS INC /MN MN X X 08/23/02 MINNESOTA CORN PROCESSORS LLC CO X 08/20/02 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 08/25/02 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 08/22/02 NATIONAL HEALTH REALTY INC MD X 08/23/02 NATIONAL HEALTHCARE CORP DE X 08/23/02 NATIONAL STEEL CORP DE X X 08/23/02 NATIONSLINK FUNDING CORP 1999-LTL-1 C DE X 08/01/02 NCO PORTFOLIO MANAGEMENT INC DE X X 08/19/02 NEOTHERAPEUTICS INC DE X X 08/21/02 NEW WORLD PASTA CO DE X X 08/22/02 NEW WORLD RESTAURANT GROUP INC DE X X 08/23/02 NISSAN AUTO RECEIVABLES 2002 C OWNER DE X X 08/19/02 NORTHERN STATES POWER CO MN X X 08/22/02 NTL INC/DE/ DE X X 08/23/02 OCEAN POWER CORP DE X X 08/09/02 ONEOK INC /NEW/ OK X X 08/21/02 ONEOK INC /NEW/ OK X X 08/22/02 ONTRO INC CA X X 08/23/02 PNM RESOURCES NM X 08/23/02 RAYMOND JAMES FINANCIAL INC FL X X 08/23/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 08/23/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 08/23/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 08/23/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 08/23/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 08/23/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 08/23/02 RESIDENTIAL ASSET SECURITIES CORP DE X X 08/23/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 08/22/02 RYANS FAMILY STEAKHOUSES INC SC X 07/03/02 RYDER VEHICLE LEASE TRUST 2001 A X X 08/12/02 S&K FAMOUS BRANDS INC VA X X 08/23/02 SALOMON BROTHERS MORTGAGE SECURITIES DE X X 08/22/02 SANDATA TECHNOLOGIES INC DE X 08/21/02 SBARRO INC NY X X 08/23/02 SECURITY ASSOCIATES INTERNATIONAL INC DE X 07/29/02 AMEND SIERRA PACIFIC RESOURCES /NV/ NV X X 08/22/02 SIERRA PACIFIC RESOURCES /NV/ NV X X 08/22/02 SIPEX CORP MA X X 08/19/02 STEEL CITY PRODUCTS INC DE X 08/14/02 AMEND STERLING CHEMICALS HOLDINGS INC /TX/ DE X X 08/20/02 STRUCTURED ASSET SECURITIES CORP DE X 08/21/02 STRUCTURED ASSET SECURITIES CORP MORT DE X 08/01/02 SYCONET COM INC DE X 08/19/02 TCF FINANCIAL CORP DE X 08/23/02 TEAM AMERICA INC OH X X 08/23/02 THINKA WEIGHT LOSS CORP NV X 06/28/02 TIME WARNER TELECOM INC DE X X 08/22/02 TRIPLE-S MANAGEMENT CORP X 08/23/02 TXU US HOLDINGS CO TX X X 06/30/02 ULTRATECH STEPPER INC DE X X 08/23/02 UNION ELECTRIC CO MO X X 08/22/02 UNITED FIDELITY FINANCE LLC DE X X 08/22/02 USANA HEALTH SCIENCES INC UT X X 08/21/02 USCORP NV X X X X 04/02/02 AMEND VANDERBILT MORTGAGE & FINANCE INC TN X X 08/22/02 VIRAL GENETICS INC /DE/ DE X X 08/22/02 VOLKSWAGEN DEALER FINANCE LLC DE X X 08/20/02 VOYAGER ENTERTAINMENT INTERNATIONAL I ND X 08/08/02 VSOURCE INC DE X X 08/15/02 WAYPOINT FINANCIAL CORP PA X X 08/22/02 WELLS FARGO ASSET SECURITIES CORP DE X X 08/23/02 WESTPAC SECURITISATION MGT PTY LTD SE X 08/19/02 WESTWOOD HOLDINGS GROUP INC X 08/23/02 WILLIAMS COMMUNICATIONS GROUP INC DE X X 08/13/02 WILSONS THE LEATHER EXPERTS INC MN X X 08/20/02 XCEL ENERGY INC MN X X 08/22/02 XCEL ENERGY INC MN X X 08/20/02