0000947871-01-500796.txt : 20011010 0000947871-01-500796.hdr.sgml : 20011010 ACCESSION NUMBER: 0000947871-01-500796 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011004 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HONEYWELL INTERNATIONAL INC CENTRAL INDEX KEY: 0000773840 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 222640650 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-36820 FILM NUMBER: 1751735 BUSINESS ADDRESS: STREET 1: 101 COLUMBIA RD STREET 2: PO BOX 4000 CITY: MORRISTOWN STATE: NJ ZIP: 07962 BUSINESS PHONE: 9734552000 MAIL ADDRESS: STREET 1: 101 COLUMBIA RD P O BOX 4000 STREET 2: 101 COLUMBIA RD P O BOX 4000 CITY: MORRISTOWN STATE: NJ ZIP: 07962 FORMER COMPANY: FORMER CONFORMED NAME: ALLIEDSIGNAL INC DATE OF NAME CHANGE: 19940929 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GENERAL ELECTRIC CO CENTRAL INDEX KEY: 0000040545 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC & OTHER ELECTRICAL EQUIPMENT (NO COMPUTER EQUIP) [3600] IRS NUMBER: 140689340 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3135 EASTON TURNPIKE STREET 2: W3M CITY: FAIRFIELD STATE: CT ZIP: 06431 BUSINESS PHONE: 203-373-2211 MAIL ADDRESS: STREET 1: 3135 EASTON TURNPIKE CITY: FAIRFIELD STATE: CT ZIP: 06431 SC 13D/A 1 fsc13da_100201.txt SCHEDULE 13D AMENDMENT NO. 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------------------------------------------------------- Amendment No. 1 to SCHEDULE 13D Under the Securities Exchange Act of 1934 HONEYWELL INTERNATIONAL INC. (Name of Issuer) Common Stock, Par Value $1.00 per Share (Title of Class of Securities) 438516106 ---------- (CUSIP Number) Robert E. Healing, Esq. General Electric Company 3135 Easton Turnpike Fairfield, Connecticut 06431-0001 Telephone: (202) 373-2243 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 2, 2001 (Date of Event which Requires Filing of this Statement) ------------------------------------------------------------- If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. CUSIP No. 438516106 -------------------------------------------------------------------------------- 1 Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person General Electric Company I.R.S. Identification No. 14-0689340 -------------------------------------------------------------------------------- 2 Check the Appropriate Box if a Member of a Group (a) [ ] (b) [ ] -------------------------------------------------------------------------------- 3 SEC Use Only -------------------------------------------------------------------------------- 4 Source of Funds (See Instructions) -------------------------------------------------------------------------------- 5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). [ ] -------------------------------------------------------------------------------- 6 Citizenship or Place of Organization New York -------------------------------------------------------------------------------- 7 Sole Voting Power 3,383,884 shares of Common Stock NUMBER OF ----------------------------------------------- SHARES 8 Shared Voting Power BENEFICIALLY OWNED BY 0 EACH ----------------------------------------------- REPORTING 9 Sole Dispositive Power PERSON WITH 3,383,884 shares of Common Stock ----------------------------------------------- 10 Shared Dispositive Power 0 -------------------------------------------------------------------------------- 11 Aggregate Amount Beneficially Owned by Each Reporting Person 3,383,884 shares of Common Stock -------------------------------------------------------------------------------- 12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions). [ ] -------------------------------------------------------------------------------- 13 Percent of Class Represented by Amount in Row (11) 0.42% -------------------------------------------------------------------------------- 14 Type of Reporting Person (See Instructions) CO -------------------------------------------------------------------------------- Item 1. Security and Issuer This Schedule 13D relates to the common stock, par value $1.00 per share (the "Common Stock," an individual share of which is a "Share"), of Honeywell International Inc., a Delaware corporation (the "Issuer"). The principal executive offices of the Issuer are located at 101 Columbia Road, Morristown, New Jersey 07962-2497. Item 2. Identity and Background This Schedule 13D is filed by General Electric Company ("General Electric"), a corporation. General Electric's principal executive offices are located at 3135 Easton Turnpike, Fairfield, CT 06431 (telephone (203) 373-2211). General Electric has not and, to the best of General Electric's knowledge, none of its executive officers or directors has been, during the last five years, convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction resulting in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws. Item 4. Purpose of Transaction This Statement relates to the termination on October 2, 2001 of an option granted to General Electric by the Issuer to purchase shares of Common Stock from the Issuer (the "Option"). The Option entitled General Electric to purchase up to 158,746,379 Shares under the circumstances specified in the Stock Option Agreement dated as of October 22, 2000 between General Electric and the Issuer (the "Stock Option Agreement"). Pursuant to the terms of the Stock Option Agreement, as a result of the termination on October 2, 2001 of the Agreement and Plan of Merger dated as of October 22, 2000 between the Issuer, General Electric and General Electric 2000 Merger Sub, Inc., the Option has terminated. Item 5. Interest in Securities of the Issuer As a result of the termination of the Option on October 2, 2001 General Electric is the beneficial owner of 3,383,884 shares of Common Stock of the Issuer representing 0.42% of the outstanding shares of the Issuer's Common Stock. The calculation of the foregoing percentage is based on the number of shares of Common Stock disclosed as outstanding by the Issuer in its Quarterly Report on Form 10-Q for the quarterly period ended June 30, 2001. General Electric will have sole voting and dispositive power with respect to such shares. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and accurate. October 2, 2001 GENERAL ELECTRIC COMPANY. By: /s/ Robert E. Healing, Esq. ----------------------------------- Name: Robert E. Healing, Esq. Title: Corporate Counsel