SEC NEWS DIGEST Issue 2004-157 August 16, 2004 ENFORCEMENT PROCEEDINGS IN THE MATTER OF DANIEL HARRIS On August 13, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions (Order) against Daniel Harris. The Order finds that on August 3 the U.S. District Court for the District of Columbia entered a final judgment by consent against Harris for insider trading in securities of Dean Foods Company (Dean Foods) in 2001. Specifically, Harris was permanently enjoined from future violations of Section 10(b) and of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. According to the Order, the SEC alleged in its complaint that Harris was a registered representative who purchased 100 shares of Dean Foods common stock on April 4, 2001, the day before the public announcement that Suiza Foods Corporation would merge with Dean Foods. The complaint detailed that Harris purchased the stock while in possession of material nonpublic information that he received from one of his clients and that was obtained in breach of a duty owed to the source of the information. In addition to his own trading, Harris tipped one of his other clients, recommending that he sell short 100 shares of Suiza Foods common stock on April 4th. The Order also found that Harris realized illegal profits of $541.00 on the sale of Dean Foods stock on April 5th after the merger was announced. Harris’ client also realized $82.00 in illegal profits on April 5th when he closed his short position in Suiza Foods stock. Based on the above, the Order bars Daniel Harris from association with any broker or dealer with the right to reapply for association after two years. Harris consented to the issuance of the Order without admitting or denying any of the findings. (Rel. 34-50194; File No. 3-11588) REVOCATION OF REGISTRATION OF SECURITIES OF HAMILTON-BIOPHILE COMPANIES On August 16, the Commission announced the revocation of the registration of securities of Hamilton-Biophile Companies (HBPH), of Miami Beach, Florida, registered with the Commission pursuant to Section 12 of the Exchange Act at 9:30 a.m., pursuant to Section 12(j) of the Securities Exchange Act of 1934 (the Exchange Act). In its Order revoking the registration of securities of Hamilton- Biophile Companies registered with the Commission pursuant to Section 12 of the Exchange Act, the Commission found the following: 1. Hamilton-Biophile (CIK No. 726608), a Nevada corporation with principal executive offices in Miami Beach, Florida, is a holding company with manufacturing subsidiaries. The common stock of Hamilton-Biophile has been registered under Exchange Act Section 12(g) since April 27, 1984. The stock is quoted on the Pink Sheets (symbol “HBPH”). 2. On June 4, 1999, the United States District Court for the District of Columbia issued an Order of Permanent Injunction by default against Hamilton-Biophile (then called “Mehl Biophile”) enjoining the issuer and its officers and agents from causing the issuer to fail to file timely periodic reports with the Commission in violation of Exchange Act Section 13(a), which Hamilton-Biophile has violated by not filing any periodic reports since the period ending September 30, 2001 through the date of entry of the Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934. 3. Hamilton-Biophile has failed to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder, while its common stock was registered with the Commission in that it has not filed any periodic reports since the period ending September 30, 2001 through the date of entry of the Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked pursuant to the preceding sentence. Without admitting or denying the facts or allegations in the Order Making Findings and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934, Hamilton-Biophile Companies consented to the entry of an order finding that it had failed to comply with Exchange Act Section 13(a) and Rules 13a-1 and 13a-13 thereunder and revoking its registration. (Rel. 34-50200; File No. 3- 11513) COMMISSION ALLEGES FORMER MEDICAL DIRECTOR OF GLIATECH, INC. PROFITED $1.6 MILLION FROM INSIDER TRADING IN GLIATECH, INC. STOCK On August 12, the Commission filed a complaint for insider trading violations against Derrick S. McKinley (McKinley), a former vice president and medical director of Gliatech, Inc. (Gliatech), a pharmaceutical company. The complaint alleges that McKinley sold Gliatech stock while in possession of material, non-public information concerning problems with Gliatech’s primary product, Adcon-L, a gel used to reduce scarring in patients following back surgery. During 1999 and 2000, McKinley sold short 221,000 shares of Gliatech stock in a series of transactions, reaping profits of approximately $1.6 million. From the outset of his trading, McKinley was aware of three major problems involving Adcon-L. By August 1999, McKinley (1) knew that a study of Adcon-L clinical trials (Adcon-L Study) submitted by Gliatech to the U.S. Food and Drug Administration (FDA) suffered from defects that undermined its reliability; (2) knew of sterility problems resulting from defective packaging by the overseas contractor Gliatech hired to manufacture Adcon-L; and (3) knew of complaints of cerebral spinal fluid leaks (CSF leaks) in patients following surgeries in which Adcon-L had been used. When each of these three adverse developments became publicly known, the price of Gliatech stock dropped. McKinley profited from each of these three declines in the price of Gliatech stock. McKinley violated the antifraud provisions of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder. The Commission is seeking an injunction, disgorgement and a civil penalty against McKinley. [SEC v. Derrick S. McKinley, USDC, N.D. Ohio, Civil Action No. 1: 04CV 1643] (LR- 18832) COMMISSION SETTLES CHARGES AGAINST THREE FLORIDA INDIVIDUALS FOR SELLING OVER $10 MILLION OF BOGUS LIMITED LIABILITY PARTNERSHIP INTERESTS OVER THE INTERNET On August 5, the Honorable Joan A. Lenard of the U.S. District Court for the Southern District of Florida entered final judgments against Larry Grabarnick (Grabarnick), Marc David Shiner (Shiner) and Donald LaBarre (LaBarre), requiring them to collectively pay over $7 million in disgorgement, prejudgment interest and civil penalties. Grabarnick, Shiner and LaBarre, without admitting or denying the allegations, settled the action by consenting to entry of court orders that: (i) permanently enjoin them from violating Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933 and Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder; (ii) require Shiner to pay $5,000,000 in disgorgement, plus $1,615,760 prejudgment interest, and $480,000 in civil penalties; (iii) require Grabarnick to pay $543,170 in disgorgement, with a waiver of all but $100,000 of disgorgement, prejudgment interest, and civil penalties, based upon a demonstrated inability to pay; and (iv) requires LaBarre to pay $337,109 in disgorgement plus post-judgment interest, with a waiver of all but $100,000 of disgorgement, prejudgment interest and civil penalties, based upon a demonstrated inability to pay. The case against the fourth defendant, Sara Jane Peck (Peck), remains pending. The Commission’s complaint alleges that Grabarnick and Shiner promoted investments in unregistered LLP units to the public through bulk e-mails and Internet websites. Interested investors responded over the Internet by providing contact information, which Grabarnick and Shiner then sold as “leads” to LaBarre and Peck. The complaint alleged that LaBarre and Peck used boiler room sales tactics to offer and sell the LLP units. Investors were told they would benefit from the deregulation of the electric service provider market in California. According to the complaint, more than 580 people nationwide invested over $10 million by purchasing units, or fractions thereof, in eight LLPs. Each LLP consisted of 80 partnership units, each valued at $19,675, for a total of $1,547,000 per fully funded partnership. Many investors were elderly; many rolled over money from IRA and 401(k) accounts. According to the complaint, after all 80 units were sold, or as many as could be, investors were told that the partnerships would not be viable and they were offered Over-the-Counter penny stock in exchange for their escrowed funds. None of the partnerships ever became operational electric companies. The complaint alleges that investors are left with worthless partnership units and delisted penny stock. For more information, see LR-17430 (March 22, 2002). [SEC v. Larry Grabarnick, Marc David Shiner, Donald LaBarre and Sara Jane Peck, Case No. 02 Civ. 20875 (Lenard, J.) S.D. Fla.] (LR-18833) INVESTMENT COMPANY ACT RELEASES CORNERSTONE STRATEGIC VALUE FUND, INC., ET AL. An order has been issued on an application filed by Cornerstone Strategic Value Fund, Inc., et al. granting an exemption from Section 19(b) of the Investment Company Act and Rule 19b-1 under the Act. The order permits certain registered investment companies to make periodic distributions of long-term capital gains, as often as monthly, so long as they maintain in effect a distribution policy calling for periodic distributions with respect to their common stock of a fixed percentage per year of the net asset value or market price per share of the common stock or a fixed dollar amount each taxable year. (Rel. IC-26530 - August 11) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-NASD-2004-065) submitted by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., relating to the Nasdaq closing cross. Publication of the order in the Federal Register is expected during the week of August 16. (Rel. 34-50176) The Commission approved a proposed rule change (SR-OCC-2004-04) filed by The Options Clearing Corporation to reduce the thresholds applied to equity options for purposes of exercise by exception processing on expiration. Publication of the order in the Federal Register is expected during the week of August 16. (Rel. 34-50178) The Commission approved a proposed rule change (SR-DTC-2004-05) filed by The Depository Trust Company that allows DTC to expand its Look-Ahead process to include all equity, all valued pledged, and all valued release transactions. Publication of the order is expected in the Federal Register during the week of August 16. (Rel. 34-50182) PROPOSED RULE CHANGES The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2004-109) to increase the initial inclusion requirements for certain foreign securities seeking to list on the Nasdaq SmallCap Market. Publication of the proposal in the Federal Register is expected during the week of August 16. (Rel. 34-50183) The American Stock Exchange filed a proposed rule change and Amendments No. 1, 2, 3, 4, 5, and 6 thereto (SR-Amex-00-27) to require the immediate display of customer option limit orders. Publication of the proposal in the Federal Register is expected during the week of August 16. (Rel. 34-50188) The Pacific Exchange filed a proposed rule change (SR-PCX-2004-78) relating to priority and order allocation procedures for PCX Plus. Publication of the proposal in the Federal Register is expected during the week of August 16. (Rel. 34-50191) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The Commission issued notice of filing and immediate effectiveness of a proposed rule change (SR-ISE-2004-20) filed by the International Securities Exchange to amend ISE Rule 722 relating to ratio orders. Publication of the proposal in the Federal Register is expected during the week of August 16. (Rel. 34-50184) The Commission issued a notice of filing and immediate effectiveness of a proposed rule change (SR-Amex-2004-58) filed by the American Stock Exchange to reduce ETF transaction fees for specialists and registered traders and the cap on ETF transaction charges for specialists. Publication of the proposal in the Federal Register is expected during the week of August 16. (Rel. 34-50187) A proposed rule change (SR-NSX-2004-09) filed by the National Stock Exchange relating to changes to the NSX’s specialist operating revenue (SOR) revenue sharing program has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal in the Federal Register is expected during the week of August 16. (Rel. 34-50190) A proposed rule change (SR-NASD-2004-123) filed by the National Association of Securities Dealers to delete IM-2210-4(b) and Rule Series 3400 as obsolete has become effective under Section 19(b)(3)(A)(iii) of the Securities Exchange Act of 1934. Publication of the proposal in the Federal Register is expected during the week of August 16. (Rel. 34- 50192) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 MERCK & CO INC, ONE MERCK DR, P O BOX 100, WHITEHOUSE STATION, NJ, 08889-0100, 9084234044 - 0 ($3,000,000,000.00) Other, (File 333-118186 - Aug. 13) (BR. 01) S-3 GENETRONICS BIOMEDICAL CORP, 11199 SORRENTO VALLEY RD, SAN DIEGO, CA, 92121, 6195976006 - 0 ($275,257.00) Equity, (File 333-118187 - Aug. 13) (BR. 36) S-8 AMERICA WEST HOLDINGS CORP, 111 WEST RIO SALADO PARKWAY, TEMPE, AZ, 85281, 4806930800 - 4,500,000 ($24,480,000.00) Equity, (File 333-118188 - Aug. 13) (BR. 05) S-8 JMAR TECHNOLOGIES INC, 5800 ARMADA DRIVE, CARLSBAD, CA, 92008, 760-602-3292 - 100,000 ($134,000.00) Equity, (File 333-118189 - Aug. 13) (BR. 36) S-1 James River Coal CO, 901 E. BYRD STREET, SUITE 1600, RICHMOND, VA, 23219, 804-780-3000 - 4,633,674 ($258,929,703.12) Equity, (File 333-118190 - Aug. 13) (BR. ) S-1 FOX HOLLOW TECHNOLOGIES INC, 740 BAY ROAD, REDWOOD CITY, CA, 94063-2469, 650-421-8400 - 0 ($67,500,000.00) Equity, (File 333-118191 - Aug. 13) (BR. ) S-8 ALTERNATE ENERGY CORP, 3325 NORTH SERVICE ROAD, UNIT 105, BURLINGTON, A6, L7N 2G2, 9053323110 - 7,500,000 ($2,175,000.00) Equity, (File 333-118192 - Aug. 13) (BR. 06) S-1 Comstock Homebuilding Companies, Inc., 11465 SUNSET HILLS ROAD, SUITE 510, RESTON, VA, 20190, 703-883-1700 - 0 ($75,000,000.00) Equity, (File 333-118193 - Aug. 13) (BR. ) S-8 PERRIGO CO, 515 EASTERN AVENUE, ALLEGAN, MI, 49010, 6166738451 - 0 ($76,589,571.00) Equity, (File 333-118194 - Aug. 13) (BR. 01) S-8 BLAIR CORP, 220 HICKORY ST, WARREN, PA, 16366, 8147233600 - 400,000 ($10,140,000.00) Equity, (File 333-118195 - Aug. 13) (BR. 02) SB-2 TRINITY LEARNING CORP, 1831 SECOND STREET, NONE, BERKELEY, CA, 94710, 510-540-9300 - 27,123,018 ($23,054,565.00) Equity, (File 333-118196 - Aug. 13) (BR. 37) S-3 POPULAR INC, 209 MUNOZ RIVERA AVE, POPULAR CENTER BUILDING, HATO REY, PR, 00918, 7877659800 - 0 ($250,000,000.00) Non-Convertible Debt, (File 333-118197 - Aug. 13) (BR. 07) S-8 1ST INDEPENDENCE FINANCIAL GROUP, INC., 104 SOUTH CHILES, HARRODSBURG, KY, 40330-1620, (859) 734-5452 - 0 ($4,620,250.00) Equity, (File 333-118198 - Aug. 13) (BR. 07) SB-2 Action Industries, Inc., 410 BALSAM STREET, LIVERPOOL, NY, 13090, 315-430-8047 - 0 ($100,000.00) Equity, (File 333-118199 - Aug. 13) (BR. ) S-8 BORGWARNER INC, 200 S MICHIGAN AVE, CHICAGO, IL, 60604, 3123228500 - 125,000 ($5,717,500.00) Equity, (File 333-118200 - Aug. 13) (BR. 05) S-8 BORGWARNER INC, 200 S MICHIGAN AVE, CHICAGO, IL, 60604, 3123228500 - 10,000 ($457,400.00) Equity, (File 333-118201 - Aug. 13) (BR. 05) S-8 BORGWARNER INC, 200 S MICHIGAN AVE, CHICAGO, IL, 60604, 3123228500 - 320,000 ($14,636,800.00) Equity, (File 333-118202 - Aug. 13) (BR. 05) S-8 BORGWARNER INC, 200 S MICHIGAN AVE, CHICAGO, IL, 60604, 3123228500 - 50,000 ($2,287,000.00) Equity, (File 333-118203 - Aug. 13) (BR. 05) S-1 OccuLogix, Inc., 5280 SOLAR DRIVE, SUITE 100, MISSISSAUGA, A6, L4W 5M8, 905-602-2020 - 0 ($100,000,000.00) Equity, (File 333-118204 - Aug. 13) (BR. ) S-8 WESTLAKE CHEMICAL CORP, 6,327,000 ($93,797,775.00) Equity, (File 333-118205 - Aug. 13) (BR. 06) S-8 NASTECH PHARMACEUTICAL CO INC, 3450 MONTE VILLA PARKWAY, BOTHELL, WA, 98021, 4259083600 - 0 ($5,214,000.00) Equity, (File 333-118206 - Aug. 13) (BR. 01) S-8 PPG INDUSTRIES INC, ONE PPG PL 40 EAST, PITTSBURGH, PA, 15272, 4124343131 - 0 ($227,180,000.00) Equity, (File 333-118207 - Aug. 13) (BR. 06) S-8 CENTURY BANCORP INC, 400 MYSTIC AVENUE, MEDFORD, MA, 01887, 6173934606 - 0 ($4,575,000.00) Equity, (File 333-118208 - Aug. 13) (BR. 07) S-4 FOREST OIL CORP, 1600 BROADWAY, 2200 COLORADO STATE BANK BLDG, DENVER, CO, 80202, 3038121400 - 0 ($25,000,000.00) Other, (File 333-118209 - Aug. 13) (BR. 04) S-3 NOVAVAX INC, 8320 GUILFORD RD, STE C, COLUMBIA, MD, 21046, 3078543900 - 0 ($28,631,707.00) Equity, (File 333-118210 - Aug. 13) (BR. 01) N-2 RMR F.I.R.E. Fund, 400 CENTRE STREET, NEWTON, MA, 02458, 617-332-9530 - 0 ($10,000,000.00) Equity, (File 333-118211 - Aug. 13) (BR. ) S-8 TRIMBLE NAVIGATION LTD /CA/, 749 NORTH MARY AVENUE, SUNNYVALE, CA, 94085, 4084818000 - 1,800,000 ($44,973,000.00) Equity, (File 333-118212 - Aug. 13) (BR. 36) S-8 GENTEX CORP, 600 N CENTENNIAL ST, ZEELAND, MI, 49464, 6167721800 - 2,672,276 ($91,712,512.32) Equity, (File 333-118213 - Aug. 13) (BR. 05) S-8 PETROLEUM DEVELOPMENT CORP, 103 E MAIN ST, BRIDGEPORT, WV, 26330, 3048426256 - 750,000 ($20,925,000.00) Equity, (File 333-118215 - Aug. 13) (BR. 04) S-3 ORTHOVITA INC, 45 GREAT VALLEY PKWY, MALVERN, PA, 19355, 2156401775 - 0 ($115,636.08) Equity, (File 333-118216 - Aug. 13) (BR. 36) S-8 SUMMUS INC USA, 434 FAYETTEVILLE STREET, TWO HANOVER SQUARE SUITE 2120, RALEIGH, NC, 27601, 9198075693 - 15,429,603 ($1,562,681.00) Equity, (File 333-118217 - Aug. 13) (BR. 08) S-8 ORTHOVITA INC, 45 GREAT VALLEY PKWY, MALVERN, PA, 19355, 2156401775 - 0 ($9,800,000.00) Equity, (File 333-118219 - Aug. 13) (BR. 36) S-3 RADIAN GROUP INC, 1601 MARKET STREET, 12TH FLOOR, PHILADELPHIA, PA, 19103, 2155646600 - 0 ($800,000,000.00) Other, (File 333-118220 - Aug. 13) (BR. 01) S-8 PETROLEUM DEVELOPMENT CORP, 103 E MAIN ST, BRIDGEPORT, WV, 26330, 3048426256 - 50,000 ($1,395,000.00) Equity, (File 333-118222 - Aug. 13) (BR. 04) S-3 SOVRAN SELF STORAGE INC, 6467 MAIN ST, WILLIAMSVILLE, NY, 14221, 7166331850 - 0 ($250,000,000.00) Equity, (File 333-118223 - Aug. 13) (BR. 08) S-3 SABA SOFTWARE INC, 2400 BRIDGE PARKWAY, SIOTE 150, REDWOOD SHORES, CA, 94065-1166, 6506963822 - 2,674,500 ($9,922,395.00) Equity, (File 333-118226 - Aug. 13) (BR. 03) S-1 Advance America, Cash Advance Centers, Inc., 135 NORTH CHURCH STREET, SPARTANBURG, SC, 29306, 864-342-5600 - 0 ($345,000,000.00) Other, (File 333-118227 - Aug. 13) (BR. ) S-8 VERMONT PURE HOLDINGS LTD/DE, RT 66 P O BOX C, CATAMOUNT INDUSTRIAL PARK, RANDOLPH, VT, 05060, 8027283600 - 0 ($490,000.00) Equity, (File 333-118228 - Aug. 13) (BR. 02) S-4 SIERRA PACIFIC RESOURCES /NV/, PO BOX 30150, 6100 NEIL RD, RENO, NV, 89511, 7758344011 - 0 ($335,000,000.00) Non-Convertible Debt, (File 333-118229 - Aug. 13) (BR. 02) S-4 NEVADA POWER CO, 6226 W SAHARA AVE, LAS VEGAS, NV, 89146, 7023675000 - 0 ($130,000,000.00) Non-Convertible Debt, (File 333-118230 - Aug. 13) (BR. 02) S-8 SEGUE SOFTWARE INC, 201 SPRING STREET, LEXINGTON, MA, 02421, 7814021000 - 0 ($2,589,507.00) Equity, (File 333-118231 - Aug. 13) (BR. 03) S-4 SIERRA PACIFIC POWER CO, 6100 NEIL RD, P O BOX 10100, RENO, NV, 89520-0400, 7026895408 - 0 ($100,000,000.00) Non-Convertible Debt, (File 333-118232 - Aug. 13) (BR. 02) S-8 PATH 1 NETWORK TECHNOLOGIES INC, 6215 FERRIS SQUARE, SUITE 140, SAN DIEGO, CA, 92121, 8584504220 - 0 ($2,565,000.00) Equity, (File 333-118233 - Aug. 13) (BR. 37) S-3 INTERNAP NETWORK SERVICES CORP, 601 UNION STREET SUITE 1000, SEATTLE, WA, 98101, 2064418800 - 0 ($10,166,181.00) Equity, (File 333-118234 - Aug. 13) (BR. 03) S-8 BECTON DICKINSON & CO, ONE BECTON DR, FRANKLIN LAKES, NJ, 07417-1880, 2018476800 - 9,000,000 ($419,760,000.00) Equity, (File 333-118235 - Aug. 13) (BR. 36) S-1 PENNSYLVANIA COMMERCE BANCORP INC, 100 SENATE AVE, CAMP HILL, PA, 17001-8599, 7179755630 - 575,000 ($27,600,000.00) Equity, (File 333-118236 - Aug. 13) (BR. 07) S-8 CISCO SYSTEMS INC, 170 WEST TASMAN DR, SAN JOSE, CA, 95134-1706, 4085264000 - 0 ($539,785.60) Equity, (File 333-118238 - Aug. 13) (BR. 03) S-8 FISHER SCIENTIFIC INTERNATIONAL INC, LIBERTY LANE, HAMPTON, NH, 03842, 6039265911 - 0 ($225,738,720.28) Equity, (File 333-118239 - Aug. 13) (BR. 02) S-3 COLLEGIATE PACIFIC INC, 13950 SEMLAC, SUITE 200, DALLAS, TX, 75234, 9722438100 - 0 ($9,705,190.00) Equity, (File 333-118240 - Aug. 13) (BR. 02) S-3 CHARLOTTE RUSSE HOLDING INC, 4645 MORENA BLVD, SAN DIEGO, CA, 92117, 8585871500 - 0 ($115,521,448.00) Equity, (File 333-118241 - Aug. 13) (BR. 02) SB-2 POWERHOUSE TECHNOLOGIES GROUP INC, 2694 BISHOP DRIVE, SUITE 270, SAN RAMON, CA, 94583, 9253281100 - 8,281,041 ($29,397,696.00) Equity, (File 333-118242 - Aug. 13) (BR. 03) SB-2 GLOBAL HEALTH TRAX INC, 2465 ASH STREET, VISTA, CA, 92083, 7605423000 - 7,699,649 ($9,624,561.00) Equity, (File 333-118243 - Aug. 13) (BR. ) S-3 CD&L INC, 80 WESLEY STREET, SOUTH HACKENSACK, NJ, 07606, 201-487-7740 - 2,782,502 ($2,827,022.00) Equity, (File 333-118244 - Aug. 13) (BR. 05) S-8 LOUISIANA-PACIFIC CORP, 414 UNION STREET, SUITE 2000, NASHVILLE, TN, 37219-1711, 6159865600 - 5,000,000 ($113,850,000.00) Equity, (File 333-118245 - Aug. 13) (BR. 06) S-11 Feldman Mall Properties, Inc., 3225 NORTH CENTRAL AVENUE, SUITE 1205, PHOENIX, AZ, 85012, 602 277 5559 - 0 ($184,000,000.00) Equity, (File 333-118246 - Aug. 13) (BR. ) S-4 SIMON PROPERTY GROUP INC /DE/, 115 WEST WASHINGTON STREET, INDIANAPOLIS, IN, 46204, 3176361600 - 0 ($1,512,027,303.00) Other, (File 333-118247 - Aug. 13) (BR. 08) S-4 LABRANCHE & CO INC, ONE EXCHANGE PLAZA, NEW YORK, NY, 10006-3008, 2128200400 - 0 ($460,000,000.00) Other, (File 333-118248 - Aug. 13) (BR. 07) S-8 SAFLINK CORP, 777 108TH AVE NE, SUITE 2100, BELLEVUE, WA, 98004, 4252781100 - 15,138,531 ($36,222,459.60) Equity, (File 333-118249 - Aug. 13) (BR. 03) S-4 BUNGE LIMITED FINANCE CORP, 50 MAIN STREET, WHITE PLAINS, NY, 10606, 9146842800 - 0 ($500,000,000.00) Non-Convertible Debt, (File 333-118250 - Aug. 13) (BR. 04) S-8 EWORLDMEDIA HOLDINGS INC, 620 NEWPORT CENTER DRIVE, 11TH FLOOR, NEWPORT BEACH, CA, 92660, 949-718-0999 - 10,000,000 ($260,000.00) Equity, (File 333-118251 - Aug. 13) (BR. 08) S-8 ARIZONA AIRCRAFT SPARES INC, 3431 E HEMISPHERE LOOP, TUCSON, AZ, 85706, 5208060666 - 0 ($2,230,000.00) Equity, (File 333-118252 - Aug. 13) (BR. 05) S-11 ECC Capital CORP, 1833 ALTON PARKWAY, IRVINE, CA, 92606, 9498568300 - 0 ($500,000,000.00) Equity, (File 333-118253 - Aug. 13) (BR. ) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. Item 10. Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics. Item 11. Temporary Suspension of Trading Under Registrant's Employee Benefit Plans. Item 12. Results of Operations and Financial Condition. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 10 11 12 13 DATE COMMENT ------------------------------------------------------------------------------------------------ A CONSULTING TEAM INC NY X X 08/12/04 ABLEAUCTIONS COM INC FL X X 08/12/04 ACCESS PHARMACEUTICALS INC DE X 08/13/04 ACCURIDE CORP DE X X 08/13/04 ACE CASH EXPRESS INC/TX TX X X 07/30/04 ACE SECURITIES CORP DE X X 08/13/04 ACNB CORP PA X X 08/13/04 ADVANCED MEDIA TRAINING INC DE X 08/10/04 ADVANCED TECHNOLOGY INDUSTRIES INC DE X 08/10/04 ADVANTAGE MARKETING SYSTEMS INC/OK OK X X 08/12/04 ADVOCAT INC DE X X 08/12/04 ADVOCAT INC DE X X 08/13/04 AES CORPORATION DE X 08/10/04 AIRGAS INC DE X X 07/30/04 AKSYS LTD DE X 08/13/04 ALASKA AIR GROUP INC DE X X 08/13/04 ALASKA AIRLINES INC AK X X 08/13/04 ALBANY MOLECULAR RESEARCH INC DE X 08/13/04 ALION SCIENCE & TECHNOLOGY CORP DE X X 02/13/04 AMEND ALLSTATE CORP DE X X 08/11/04 ALTEON INC /DE DE X X 08/10/04 AMCAST INDUSTRIAL CORP OH X X 08/02/04 AMEN PROPERTIES INC DE X X 07/30/04 AMERICA WEST AIRLINES INC DE X X 08/12/04 AMERICAN AXLE & MANUFACTURING HOLDING DE X 08/12/04 AMERICAN MEDICAL ALERT CORP NY X 08/12/04 AMERICAN REAL ESTATE PARTNERS L P DE X 08/12/04 AMERICAN VANTAGE COMPANIES NV X 08/11/04 AMERIGROUP CORP X 08/13/04 AMERIQUEST MORTGAGE SECURITIES INC DE X 07/27/04 AMERISOURCEBERGEN CORP DE X X 08/13/04 ANALYTICAL SURVEYS INC CO X X 08/13/04 APOLLO GROUP INC AZ X X 08/12/04 APPLIANCE RECYCLING CENTERS OF AMERIC MN X X 08/10/04 ARC WIRELESS SOLUTIONS INC UT X X 08/12/04 ARCH COAL INC DE X X 07/31/04 ARLINGTON HOSPITALITY INC DE X X 08/09/04 ARMOR HOLDINGS INC DE X X 08/12/04 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE X X X 08/11/04 ARROW ELECTRONICS INC NY X 08/10/04 ATRIUM COMPANIES INC DE X X 08/04/04 AUTO DATA NETWORK DE X X 08/12/04 AUTOIMMUNE INC DE X 08/11/04 AVALON DIGITAL MARKETING SYSTEMS INC NV X X 08/13/04 AVANIR PHARMACEUTICALS CA X X 08/13/04 AVID TECHNOLOGY INC DE X X 08/12/04 BALLY TOTAL FITNESS HOLDING CORP DE X X 08/09/04 BANC OF AMERICA COMM MORT INC PASS TH DE X 08/10/04 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 03/30/04 BCSB BANKCORP INC X X 08/11/04 BEVERLY ENTERPRISES INC DE X X 07/30/04 BEXIL CORP MD X X 06/30/04 BIOMARIN PHARMACEUTICAL INC DE X X 08/12/04 BIOTIME INC CA X X 08/13/04 BIRNER DENTAL MANAGEMENT SERVICES INC CO X 08/12/04 BORDEN CHEMICAL INC NJ X 08/13/04 BP INTERNATIONAL INC DE X 05/31/04 AMEND BRISTOL MYERS SQUIBB DEBENTURE BACKED DE X X 08/01/04 BUCKLE INC NE X 08/12/04 CACI INTERNATIONAL INC /DE/ DE X 08/12/04 CALIFORNIA COASTAL COMMUNITIES INC DE X X 08/11/04 CALLON PETROLEUM CO DE X X 08/13/04 CALPINE CORP DE X 08/05/04 CAPITAL GROWTH SYSTEMS INC /FL/ FL X X 08/09/04 CARROLLTON BANCORP MD X 08/12/04 CENTENNIAL COMMUNICATIONS CORP /DE DE X 08/13/04 CENTURY ALUMINUM CO DE X X 08/12/04 CHAMPION PARTS INC IL X X 08/13/04 CHAMPIONS SPORTS INC DE X 06/28/04 AMEND CHAMPIONS SPORTS INC DE X 06/28/04 AMEND CHILDRENS INTERNET INC NV X 08/13/04 AMEND CHINA WORLD TRADE CORP NV X X 08/02/04 CHL Mortgage Pass-Through Trust 2004- DE X 07/25/04 CIB MARINE BANCSHARES INC WI X 08/12/04 CITIZENS BANCSHARES CORP /GA/ GA X X 08/11/04 CNB CORP /SC/ SC X X 08/10/04 COACH INDUSTRIES GROUP INC NV X 10/31/03 AMEND COLLEGIATE PACIFIC INC DE X X 08/09/04 COMDISCO HOLDING CO INC DE X X 08/12/04 COMMONWEALTH BANKSHARES INC VA X 08/12/04 COMMONWEALTH BIOTECHNOLOGIES INC VA X X 08/12/04 COMMONWEALTH INDUSTRIES INC/DE/ DE X 08/13/04 COMPASS MINERALS INTERNATIONAL INC DE X 08/12/04 CONNS INC DE X X 08/12/04 CONSECO INC DE X X 08/12/04 CONTINENTAL MATERIALS CORP DE X X 08/13/04 COSI INC DE X X 08/11/04 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE X 08/13/04 CSB BANCORP INC /OH OH X 08/09/04 CT COMMUNICATIONS INC /NC NC X X 08/13/04 CWABS INC ASSET BACKED CERTIFICATES S DE X 07/29/04 CYPRESS SEMICONDUCTOR CORP /DE/ DE X X 08/03/04 DATATEC SYSTEMS INC DE X X 08/12/04 DCAP GROUP INC/ DE X X 08/13/04 DEUTSCHE COMMERCIAL MORTGAGE PASS THR DE X 08/10/04 DEUTSCHE MORTGAGE SECURITIES INC X X 05/21/04 DIAMOND ENTERTAINMENT CORP NJ X 08/10/04 DIAMOND HILL INVESTMENT GROUP INC OH X 06/30/04 DIAMOND TRIUMPH AUTO GLASS INC DE X 08/09/04 DIGITAS INC DE X X 08/12/04 DIVERSIFIED FINANCIAL RESOURCES CORP DE X X 08/11/04 DOCUMENT SECURITY SYSTEMS INC NY X X 08/12/04 DONALDSON CO INC DE X X 08/13/04 DOWNEY FINANCIAL CORP DE X X 07/31/04 DST MEDIA INC DE X X 06/25/03 DYNAMIC MATERIALS CORP DE X X 08/12/04 DYNEGY INC /IL/ IL X X 08/12/04 EDISON INTERNATIONAL CA X 08/10/04 EDUCATION FUNDING CAPITAL TRUST-IV DE X X 08/13/04 EDUCATION LOANS INC /DE DE X 08/05/04 ELECTRO RENT CORP CA X 05/31/04 EMAIL REAL ESTATE COM INC X X 08/11/04 EMERITUS CORP\WA\ WA X 08/09/04 ENCORE MEDICAL CORP DE X 08/09/04 ENERCORP INC CO X 08/12/04 ENTECH ENVIRONMENTAL TECHNOLOGIES INC X X 08/09/04 AMEND ENZON PHARMACEUTICALS INC DE X 08/09/04 EON COMMUNICATIONS CORP DE X X 06/01/04 AMEND EP MEDSYSTEMS INC NJ X 08/11/04 ESB FINANCIAL CORP PA X X 08/12/04 EVERGREEN SOLAR INC DE X 08/03/04 EXCELLIGENCE LEARNING CORP DE X 08/13/04 FALCON FINANCIAL INVESTMENT TRUST MD X 08/13/04 FIBERMARK INC DE X 06/30/04 FINANCIAL ASSET SECURITIES CORP DE X X 08/13/04 FINANCIAL ASSET SECURITIES CORP DE X X 08/13/04 FIRST BANKING CENTER INC WI X 08/12/04 FIRST BANKS INC MO X X 06/30/04 FIRST UNION COMMERCIAL MORTGAGE PASS NC X 03/15/04 AMEND FIVE STAR QUALITY CARE INC X 08/12/04 FNBH BANCORP INC MI X X 06/30/04 FOG CUTTER CAPITAL GROUP INC MD X X 07/20/04 FORTUNE ENTERTAINMENT CORP /DE/ DE X X 08/13/04 FORTUNE NATURAL RESOURCES CORP DE X X 06/01/04 FOSTER WHEELER LTD D0 X 08/13/04 FOSTER WHEELER LTD D0 X 08/13/04 FRANKLIN STREET PROPERTIES CORP /MA/ X X X 08/13/04 GALAXY NUTRITIONAL FOODS INC DE X X X 08/12/04 GEORGIA POWER CO GA X 08/11/04 GoRemote Internet Communications, Inc DE X X 08/12/04 GRAND TOYS INTERNATIONAL INC NV X 08/13/04 GRANT PRIDECO INC DE X X 08/13/04 GROUP 1 AUTOMOTIVE INC DE X X 08/12/04 GS Mortgage GSR Loan Trust 2004-8F DE X 07/30/04 GS Mortgage GSR Loan Trust 2004-9 DE X 07/30/04 GS MORTGAGE SECURITIES CORP. GSAMP TR DE X X 07/30/04 GSAMP TRUST 2004-SD1 DE X 08/13/04 GSE SYSTEMS INC DE X 08/13/04 GSI SECURITIZATION LTD E9 X 08/12/04 GYRODYNE CO OF AMERICA INC NY X X 08/10/04 HALIFAX CORP VA X 08/13/04 HALLMARK FINANCIAL SERVICES INC NV X X X 08/12/04 HEMACARE CORP /CA/ CA X 08/13/04 HERITAGE ORGANIZATION INC CO X 06/22/04 HM PUBLISHING CORP DE X X 08/13/04 Home Equity Loan Trust 2004-HS2 DE X X 07/26/04 Home Loan Trust 2004-HI2 DE X X 07/26/04 HOOPER HOLMES INC NY X X 08/10/04 HOUSTON EXPLORATION CO DE X X 08/12/04 HPL TECHNOLOGIES INC DE X 08/13/04 HUNGARIAN TELEPHONE & CABLE CORP DE X X 08/13/04 I2 TELECOM INTERNATIONAL INC WA X X 08/13/04 ID SYSTEMS INC DE X X 08/04/04 ILINC COMMUNICATIONS INC DE X 06/14/04 AMEND IMCO RECYCLING INC DE X 08/12/04 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X X 07/27/04 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X 07/27/04 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE X X X 07/29/04 IMPSAT FIBER NETWORKS INC DE X X 08/13/04 IndyMac RAST 2004-A5 X X 06/28/04 INDYMAC RESIDENTIAL ASSET SECURITIZAT X X 06/28/04 INTEGRATED ALARM SERVICES GROUP INC DE X X X 08/12/04 INTEGRATED BIOPHARMA INC DE X X 08/13/04 INTELLISYNC CORP DE X X 08/13/04 INTERNATIONAL ELECTRONICS INC MA X 08/13/04 INTERSTATE GENERAL CO L P DE X X 06/30/04 INTRUSION INC DE X X 08/12/04 INVESTOOLS INC DE X X 08/12/04 INVESTOOLS INC DE X X 08/13/04 AMEND ISCO INTERNATIONAL INC DE X X 08/10/04 ISTA PHARMACEUTICALS INC CA X X 08/12/04 ITT INDUSTRIES INC IN X X 08/13/04 J P MORGAN CHASE & CO DE X 07/01/04 AMEND JARDEN CORP DE X 08/05/04 AMEND JEFFERSONVILLE BANCORP NY X X 08/11/04 JOULE INC DE X X 08/13/04 KING PHARMACEUTICALS INC TN X X 08/13/04 KIRLIN HOLDING CORP DE X 08/09/04 KNIGHT FULLER INC DE X X X 07/30/04 LABONE INC/ MO X 08/11/04 LANGER INC NY X X 08/12/04 LEAP WIRELESS INTERNATIONAL INC DE X X 08/12/04 LEHMAN ABS CORP BACKED TR CERT LIB ME DE X X 08/01/04 LEHMAN ABS CORP BACKED TRUST CERTS SE DE X X 08/01/04 LEHMAN ABS CORP BACKED TRUST CERTS SE DE X X 08/01/04 LEHMAN ABS CORP BACKED TRUST CERTS SE DE X X 08/01/04 LEHMAN ABS CORP CORP BACK TR AIG DEBE DE X X 07/31/04 LEHMAN ABS CORP CORP BACKED TR CERT S DE X 08/01/04 LEHMAN ABS CORP CORPORATE BACKED TRUS DE X X 08/01/04 LEHMAN ABS DAIMLERCHRYSLER DEB-BKD SE DE X X 08/01/04 LINCOLN NATIONAL CORP IN X 08/13/04 LITEGLOW INDUSTRIES INC UT X 08/12/04 LITFUNDING CORP NV X X 08/06/04 LSI INDUSTRIES INC OH X 08/12/04 LYNX THERAPEUTICS INC DE X 08/13/04 MAGELLAN MIDSTREAM PARTNERS LP DE X X 08/11/04 MANOR CARE INC DE X X 08/13/04 MARKWEST ENERGY PARTNERS L P X X 07/30/04 MARKWEST HYDROCARBON INC DE X X 07/30/04 MASTR Asset Securitization Trust 2004 DE X 08/13/04 MCCARTHY GRENACHE INC NV X 08/06/04 MEDIS TECHNOLOGIES LTD DE X X 08/10/04 MERISEL INC /DE/ DE X X 08/13/04 MESA LABORATORIES INC /CO CO X X 08/10/04 METRIS RECEIVABLES INC DE X X 07/31/04 METRIS RECEIVABLES INC DE X X 07/31/04 MONOLITHIC SYSTEM TECHNOLOGY INC CA X X 08/12/04 Morgan Stanley ABS Capital I Inc. Tru DE X X 07/29/04 Morgan Stanley Capital I Trust 2004 I DE X X 08/11/04 Morgan Stanley Capital I Trust Series DE X X 07/01/04 MORRIS PUBLISHING GROUP LLC GA X 08/11/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 08/13/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 08/13/04 MORTON INDUSTRIAL GROUP INC GA X 08/09/04 MSW ENERGY FINANCE CO INC DE X 08/12/04 MSW ENERGY HOLDINGS LLC DE X 08/12/04 MTM Technologies, Inc. NY X X X 08/05/04 NACCO INDUSTRIES INC DE X X X 08/13/04 NACCO INDUSTRIES INC DE X X X 08/13/04 NANOGEN INC DE X 08/03/04 AMEND NCO GROUP INC PA X X X 08/03/04 NEUROLOGIX INC/DE DE X X 08/13/04 NEW CENTURY MORTGAGE SECURITIES INC DE X 08/13/04 NEW CENTURY MORTGAGE SECURITIES INC DE X X 08/13/04 NEWFIELD EXPLORATION CO /DE/ DE X X 08/12/04 NEXPRISE INC DE X X 08/06/04 NORTH COUNTRY FINANCIAL CORP MI X X 08/10/04 NORTH EUROPEAN OIL ROYALTY TRUST DE X X 07/31/04 NORTHWEST INDIANA BANCORP IN X 08/13/04 NOVAMED INC DE X X 07/31/04 NOVATEL WIRELESS INC DE X 08/13/04 NS GROUP INC KY X X 08/13/04 NTS PROPERTIES III GA X 08/13/04 NTS PROPERTIES IV KY X 08/13/04 NTS PROPERTIES V MD X 08/13/04 NTS PROPERTIES VI MD X 08/13/04 NTS PROPERTIES VII FL X 08/13/04 OCTEL CORP DE X X 08/12/04 OIL DRI CORPORATION OF AMERICA DE X X 08/13/04 OLD POINT FINANCIAL CORP VA X 08/12/04 ONEOK INC /NEW/ OK X X 08/12/04 OPINION RESEARCH CORP DE X X 08/13/04 OPTIO SOFTWARE INC GA X X 08/10/04 OUTDOOR CHANNEL HOLDINGS INC AK X X 08/13/04 OVERHILL FARMS INC NV X 08/13/04 OVERLAND STORAGE INC CA X 08/13/04 OXFORD INDUSTRIES INC GA X 08/13/04 PAINCARE HOLDINGS INC CT X X 06/03/04 PALATIN TECHNOLOGIES INC DE X X 08/13/04 PALMSOURCE INC DE X 08/13/04 PANHANDLE ROYALTY CO OK X 08/10/04 PARKER DRILLING CO /DE/ DE X X 08/13/04 PARKER DRILLING CO /DE/ DE X 08/13/04 PENN AMERICA GROUP INC PA X 08/13/04 PENTAIR INC MN X X 07/31/04 PHSB FINANCIAL CORP PA X X 08/12/04 PINGCHUAN PHARMACEUTICAL INC NC X X X 08/11/04 PINNACLE BANCSHARES INC AL X 08/13/04 POINT 360 CA X X 08/12/04 PROGRESSIVE CORP/OH/ OH X 08/12/04 PROVIDE COMMERCE INC DE X X 08/04/04 PSB BANCORP INC PA X X 08/11/04 PUBLICARD INC PA X X 08/13/04 QAD INC DE X 08/12/04 RALI Series 2004-QS10 Trust DE X X 08/13/04 RAMP Series 2004-RS7 Trust DE X X 08/13/04 RASC Series 2004-KS1 Trust DE X X 07/26/04 RASC Series 2004-KS2 Trust DE X X 07/26/04 RASC SERIES 2004-KS4 TRUST DE X X 07/26/04 RASC Series 2004-KS5 Trust DE X X 07/26/04 RASC Series 2004-KS6 Trust DE X X 07/26/04 REEF GLOBAL ENERGY VENTURES NV X X 12/03/03 REFAC DE X X 08/12/04 REGENCY AFFILIATES INC DE X 04/30/04 AMEND RENEGADE VENTURE NEV CORP CO X X 08/12/04 RESERVENET INC X 07/26/04 RESERVENET INC X X 07/31/04 RESIDENTIAL ASSET SECURITIES RASC SER DE X X 07/26/04 RESIDENTIAL FUND MORT SEC HOME LOAN- DE X X 07/26/04 RESIDENTIAL FUNDING MORT SEC I INC RF DE X X 07/26/04 RESIDENTIAL FUNDING MORTGAGE SEC II I DE X X 07/26/04 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 07/26/04 RESIDENTIAL FUNDINGS MORTGAGE SEC RFM DE X X 07/26/04 RFMSI Series 2004-S1 Trust DE X X 07/26/04 RFMSI Series 2004-S5 Trust DE X X 07/26/04 RFMSI Series 2004-S6 Trust DE X X 07/26/04 RFMSI Series 2004-S7 Trust DE X X 08/12/04 RFMSI Series 2004-SA1 Trust DE X X 07/26/04 ROCKWOOD SPECIALTIES GROUP INC X 08/12/04 ROPER INDUSTRIES INC /DE/ DE X 08/10/04 SAFECO CORP WA X 08/12/04 SAFLINK CORP DE X X 08/13/04 SANGUI BIOTECH INTERNATIONAL INC CO X 07/08/04 SATCON TECHNOLOGY CORP DE X X 08/13/04 SCHEID VINEYARDS INC DE X X 08/13/04 SCOLR Pharma, Inc. DE X 08/13/04 SECURITIZED ASSET BACKED RECEIVABLES X X 08/11/04 SEGMENTZ INC DE X X 08/11/04 SELAS CORP OF AMERICA PA X X X 08/12/04 SEMINIS INC IL X 08/13/04 SENTIGEN HOLDING CORP DE X X 08/13/04 SIERRA PACIFIC RESOURCES /NV/ NV X X 08/11/04 SONICBLUE INC DE X X 06/30/04 SOUTHERN STATES POWER CO INC CA X X 08/12/04 SPORTS RESORTS INTERNATIONAL INC MI X X 08/13/04 STANDARD MANAGEMENT CORP IN X 08/13/04 STANDARD MANAGEMENT CORP IN X X 08/13/04 STERLING CONSTRUCTION CO INC DE X 08/13/04 STRATUS PROPERTIES INC DE X 08/13/04 STRUCTURED ADJUSTABLE RATE MORTGAGE L DE X X 07/30/04 Structured Adjustable Rate Mortgage L DE X X 07/30/04 Structured Asset Securities Corp Mort DE X 07/30/04 STRUTHERS INC/SC NV X 08/12/04 SUMMUS INC USA FL X X 08/12/04 SUSQUEHANNA MEDIA CO DE X 08/12/04 SYMANTEC CORP DE X 08/12/04 SYNAGRO TECHNOLOGIES INC DE X X 08/12/04 SYNOVIS LIFE TECHNOLOGIES INC MN X X 08/13/04 T-3 ENERGY SERVICES INC TX X X 08/13/04 TALX CORP MO X 08/12/04 TARRAGON CORP NV X 08/06/04 THOMAS INDUSTRIES INC DE X X 07/31/04 AMEND TIDELANDS OIL & GAS CORP/WA NV X 06/17/04 AMEND TRANSGENOMIC INC DE X X X 08/13/04 TRANSTECH INDUSTRIES INC DE X 08/13/04 TUCOWS INC /PA/ PA X X 08/12/04 UNICO AMERICAN CORP NV X 08/11/04 URBAN OUTFITTERS INC PA X X 08/12/04 VERAMARK TECHNOLOGIES INC DE X 08/12/04 VITAL LIVING INC AZ X 08/21/03 AMEND VIVUS INC CA X X 08/12/04 WELLS FARGO ASSET SECURITIES CORP DE X X 08/11/04 WELLS FARGO ASSET SECURITIES CORP DE X X 08/13/04 WHX CORP DE X X 08/12/04 WINNEBAGO INDUSTRIES INC IA X X 08/12/04 WMS INDUSTRIES INC /DE/ DE X X X 08/09/04 WORKSTREAM INC X 05/28/04 AMEND WORLD HEALTH ALTERNATIVES INC FL X X 08/04/04 ZIM CORP A6 X X 08/13/04 COMMUNITY BANKSHARES INC /SC/ SC X X 08/11/04 EPOCH BIOSCIENCES INC DE X X 08/03/04