SEC NEWS DIGEST Issue 2006-93 May 15, 2006 COMMISSION ANNOUNCEMENTS COMMISSIONER GLASSMAN ANNOUNCES INTENTION TO LEAVE SEC Securities and Exchange Commissioner Cynthia A. Glassman today announced that she intends to leave the Commission after the completion of her current term. Since joining the Commission in January 2002, Ms. Glassman has championed investor education, enhanced disclosure and increased use of economic analysis in SEC rulemaking. She served as Acting Chairman of the Commission during the summer of 2005. A Ph.D. economist, she also played a key role in supporting efficient capital markets as well as effective implementation of the Sarbanes Oxley Act of 2002 and other investor protection efforts. Ms. Glassman did not set a specific date for her departure. Ms. Glassman's current term ends on June 5, 2006, but Commissioners typically remain on the Commission for up to 18 months beyond a term's completion if they are not replaced. "My term as SEC Commissioner has been the most exciting and fulfilling position of my career," Ms. Glassman said. "It has been a privilege to work with Chairman Cox, and his predecessors, Harvey Pitt and Bill Donaldson, as well as my fellow Commissioners. I am grateful to President Bush for the opportunity to serve investors in this role." "Commissioner Glassman has been a stalwart proponent of investor protection, investor education, and clear disclosure," said SEC Chairman Christopher Cox. "Her perspective as an economist has been invaluable to me, ensuring that the agency's decisions are always based on a thorough examination of the economic consequences to investors and markets. She is a woman of impeccable character whose exceptional experience and careful judgment has always led her to fair, objective, and principled results. I very much look forward to continuing to work with Commissioner Glassman during the remainder of her tenure, until a successor is confirmed." Among her specific accomplishments as Commissioner, it was Ms. Glassman's initiative that led to the establishment of an $85 million investor education fund from the 2003 global settlement of research analyst conflict of interest charges involving the nation's largest investment banks. She has been a consistent proponent of strong enforcement actions against wrongdoers. Ms. Glassman has also consistently advocated the use of better cost-benefit analysis in SEC decisions to promote more effectively investor protection and improved disclosure to help investors make informed decisions. She has also worked to ensure that the Commission's rulemaking objectives are clear and transparent and that the Commission's rules are appropriately tailored to achieve the desired result. Prior to being appointed Commissioner, Ms. Glassman spent over 30 years in the public and private sectors focusing on financial services regulatory and public policy issues. She served 12 years at the Federal Reserve and spent 15 years in consulting positions in the private sector. Ms. Glassman taught economics at the University of Cambridge, England, where she remains Senior Member of Lucy Cavendish College. She has served on the Boards of the Federal Reserve Board Credit Union, the National Economists Club, Women in Housing and Finance, the Commission on Savings and Investment in America, and Hopkins House - a Center for Children and their Families, and was a member of the Executive Advisory Committee for the Bank Administration Institute's Certified Risk Professional Certification Program. Ms. Glassman received her M.A. and Ph.D. in Economics from the University of Pennsylvania and her B.A. in Economics from Wellesley College. (Press Rel. 2006-71) SEC EXAMINATION STAFF TO SPONSOR REGIONAL SEMINARS The Commission announced that examination staff from SEC field offices will sponsor regional seminars for mutual fund and investment adviser Chief Compliance Officers at various locations nationwide this spring and summer. The seminars are part of the SEC's CCOutreach program established last year to support the important work that chief compliance officers perform on behalf of mutual fund investors and advisory clients. The CCOutreach regional seminars will feature a case study designed to illustrate compliance issues that arise with investment advisers of varying size and complexity. The case study technique will help outline processes that can be used to create a risk inventory and determine effective risk-based policies and procedures. "In this year's regional seminars, fund and adviser CCOs will gain insight from the experiences of over 50 examiners as they guide discussions regarding firm operational and compliance risks," said Lori Richards, Director of the Office of Compliance Inspections and Examinations. "An important part of any firm's compliance program is the identification of risks and conflicts present at the firm. We look forward to encouraging CCOs to explore ways to identify and mitigate these risks. This year's regional seminars will enhance the lines of communication with CCOs that developed through last year's program." Attendance at the regional seminars will be limited, with CCOs given priority on a first come, first served basis. Information regarding the regional seminars, including the dates, locations, and agenda, is available on the SEC's website at http://www.sec.gov/info/ccoutreach.htm. For additional information, please send an email to CCOutreach@sec.gov. (Press Rel. 2006-72) ENFORCEMENT PROCEEDINGS IN THE MATTER OF DONNA YEAGER AND ROBERT YEAGER On May 15, the Commission issued an Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions (Order) against Donna Yeager and Robert Yeager. The Order finds that Donna Yeager is the president and Robert Yeager is the sole shareholder of American Enterprises, Inc. (American Enterprises), a broker-dealer not registered with the Commission. On April 20, 2006, a final judgment was entered by consent against Donna Yeager and Robert Yeager, permanently enjoining them from future violations of Sections 5 and 17(a) of the Securities Act of 1933, Sections 10(b) and 15(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, in the civil action entitled SEC v. American Enterprises, Inc., et al., Civil Action Number 06-20975-CIV- Huck/Simonton in the United States District Court for the Southern District of Florida. The Commission's complaint alleged that, since at least 1998, and in connection with the offer and sale of unregistered securities in the form of investments in various entertainment ventures, Donna Yeager and Robert Yeager misrepresented, among other things, the amount, risk and source of investor returns, the existence and amount of sales commissions, and otherwise engaged in a variety of conduct which operated as a fraud and deceit on investors. Based on the above, the Order bars Donna Yeager and Robert Yeager from association with any broker or dealer. Donna Yeager and Robert Yeager consented to the issuance of the Order without admitting or denying any of the findings in the Commission's Order except for the Commission's jurisdiction over them and the subject matter of these proceedings. (Rel. 34-53801; File No. 3-12294) REVOCATION OF REGISTRATION OF SECURITIES OF QUINTUS CORPORATION On May 15, the Commission revoked the registration of each class of securities of Quintus Corporation, a Delaware corporation formerly headquartered in Dublin, California and registered with the Commission pursuant to Section 12 of the Exchange Act. The revocation becomes effective on May 15, 2006, pursuant to Section 12(j) of the Securities Exchange Act of 1934 (the Exchange Act). In its Order revoking the registration of securities of Quintus, the Commission found the following: Quintus failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder by failing to file timely its annual reports on Form 10-K since March 2000 and its quarterly reports on Form 10-Q since June 2000. Without admitting or denying the Commission's findings, Quintus consented to an order revoking the registration of its securities. The Commission cautions broker dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked pursuant to the preceding sentence. (Rel. 34-53802; File No. 3-12295) SEC SETTLES INSIDER TRADING CASE WITH FORMER CISCO EMPLOYEE AND HIS TWO BROTHERS The Commission announced that on May 10 the Honorable Jeffrey S. White, U.S. District Court Judge for the Northern District of California, entered Final Judgments against Anthony C. Sudol III, Michael G. Sudol and Richard J. Sudol. Without affirming or denying the allegations in the Commission's complaint, the brothers consented to the entry of the Final Judgments that permanently enjoin them from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In addition, the Final Judgments order Anthony Sudol to pay a penalty of $150,000, order Michael Sudol to pay disgorgement, prejudgment interest and a penalty amounting to $200,275, and order Richard Sudol to pay disgorgement and prejudgment interest amounting to $258,982, but waives payment of this amount and does not impose a civil penalty based on Richard Sudol's inability to pay as documented by sworn financial statements and other documents he submitted to the Commission. On March 31, 2005, the Commission filed a complaint alleging that Anthony Sudol, a former employee of Cisco Systems, Inc., on five separate occasions between April 1999 and November 2003, tipped his brothers, Michael and Richard Sudol with material non-public information concerning upcoming Cisco acquisitions. The complaint further alleges that Michael and Richard Sudol purchased shares in certain of the companies in advance of the acquisition announcements, and sold in the aftermath of the announcements. The Commission expresses its appreciation to the NASD for assistance in the investigation of this matter. [SEC v. Anthony C. Sudol III, Michael G. Sudol and Richard J. Sudol, Civil Action No. C-05-1299 (N.D. Cal.)] (LR-19697) SEC SUES PHILADELPHIA LAWYER AND FRIEND FOR INSIDER TRADING Lawyer Communicated Material Nonpublic Information to Friend Concerning Impending Electronics Boutique Holdings Corp. Merger Friend Charged in Related Criminal Action with Making False Statement to SEC Investigators Defendants Agree to Settlements Including Injunctions, Civil Penalties, and, as to One Defendant, Disgorgement of Illegal Profits Plus Interest, Paying in Total over $785,000 The Commission today filed an insider trading complaint in the U.S. District Court for the Eastern District of Pennsylvania against Robert J. Downs, Jr., 43, a former partner in a Philadelphia law firm, and his friend, Stephen J. Messina, 51, an operations employee at a suburban Philadelphia computer supply company. The complaint alleges that Downs misappropriated material nonpublic information from his law firm and one of its corporate clients and then communicated that information to his friend, Messina, who traded options while in possession of and based on the material nonpublic information. According to the complaint, Messina made over $308,000 in illegal profits. Among other things, the complaint alleges: * In April of 2005, Downs was a partner in a Philadelphia law firm that was representing Electronics Boutique Holdings Corp. (Electronics Boutique) in connection with the video game retailer's planned merger with GameStop Corp. (GameStop). * On April 11, 2005, one week before the public announcement of the intended merger between Electronics Boutique and GameStop, Downs communicated material nonpublic information to Messina concerning the merger. * While in possession of and based on the material nonpublic information that he received from Downs, Messina bought bullish options on the securities of Electronics Boutique. After Electronics Boutique and GameStop announced their agreement and plan of merger on April 18, 2005, Messina closed his option positions and realized a profit in excess of $308,000. Downs and Messina have each consented, without admitting or denying the allegations in the Complaint, to final judgments permanently enjoining them from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. In addition, Messina agreed to pay over $481,000 to settle the charges against him - disgorgement of $308,335, prejudgment interest in the amount of $18,914, and a civil penalty of $154,167. To settle the charges against him, Downs agreed to pay a civil penalty in the amount of $308,335. In a related action, the United States Attorney for the Eastern District of Pennsylvania announced today the filing of an information charging Messina with a felony count of making a false statement to SEC attorneys in violation of 18 U.S.C. § 1001. The Commission thanks the U.S. Attorney's Office for the Eastern District of Pennsylvania, the Philadelphia Division of the Federal Bureau of Investigation, and the Chicago Board Options Exchange for their cooperation in this matter. The Commission's investigation in this matter is continuing. [SEC v. Robert J. Downs, Jr. and Stephen J. Messina C.A. No. 06-2031 (Eastern District of Pennsylvania)] (LR-19698) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES The American Stock Exchange filed a proposed rule change (SR-Amex- 2006-39) and Amendment Nos. 1 and 2 relating to the adoption of a licensing fee for options on the Vanguard Dividend Appreciation VIPERs. The proposed rule change became effective upon filing. Publication of the proposal is expected in the Federal Register during the week of May 15. (Rel. 34-53786) A proposed rule change (SR-NASD-2006-053) and Amendment No. 1 thereto filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to establish additional routing options in the INET System for securities listed on the New York Stock Exchange and the American Stock Exchange has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 15. (Rel. 34-53787) A proposed rule change (SR-ISE-2006-19) and Amendment No. 1 thereto filed by the International Securities Exchange relating to PrecISE fees has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 15. (Rel. 34-53788) PROPOSED RULE CHANGES The Commission noticed a proposed rule change and Amendment No. 1 thereto (SR-NYSE-2006-05) submitted by the New York Stock Exchange (n/k/a New York Stock Exchange LLC) relating to amendments to the interpretation of NYSE Rule 345 (Employees - Registration, Approval, Records). Publication of the proposal is expected in the Federal Register during the week of May 15. (Rel. 34-53789) The Options Clearing Corporation filed a proposed rule change (SR-OCC- 2005-23) under Section 19(b)(2) of the Securities Exchange Act. The proposed rule change would amend OCC's By-Laws and Rules to eliminate certain restrictions on and to clarify the use of margin in the liquidation of a suspended Clearing Member. Publication of the proposal is expected in the Federal Register during the week of May 15. (Rel. 34-53794) A proposed rule change (SR-Phlx-2005-61) and Amendment Nos. 1 and 2 thereto have been filed by the Philadelphia Stock Exchange relating to the deletion of certain exchange rules pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of May 15. (Rel. 34- 53795) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-Phlx-2006-04) and Amendment No. 2 thereto submitted filed by the Philadelphia Stock Exchange relating to dissemination of index values. Publication of the order is expected in the Federal Register during the week of May 15. (Rel. 34-53790) The Commission approved a proposed rule change (SR-Amex-2005-103) and Amendment Nos. 1, 2, 3 and 4 thereto submitted by the American Stock Exchange relating to allowing issuers of listed equity securities, structured products, and exchange traded funds a right to request a new specialist. Publication of the order expected in the Federal Register during the week of May 15. (Rel. 34-53793) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 WEST MARINE INC, 500 WESTRIDGE DR, WATSONVILLE, CA, 95076-4100, 4087282700 - 475,000 ($6,958,750.00) Other, (File 333-134031 - May. 12) (BR. 02C) SB-2 ITONIS INC., KLIMENTSKA 10,, 110 00 PRAGUE 1, 2N, 0000, 420 296578180 - 12,454,657 ($1,556,832.13) Equity, (File 333-134032 - May. 12) (BR. 11) S-1 Susser Holdings CORP, 4433 BALDWIN BOULEVARD, CORPUS CHRISTI, TX, 78408, 361-884-2463 - 0 ($115,000,000.00) Equity, (File 333-134033 - May. 12) (BR. ) S-8 DOCUMENT SECURITY SYSTEMS INC, 36 WEST MAIN ST, SUITE 710, ROCHESTER, NY, 14614, 585 232 1500 - 1,000,000 ($10,333,000.00) Equity, (File 333-134034 - May. 12) (BR. 03C) SB-2 DAVI SKIN, INC., 301 NORTH CANON DRIVE, SUITE 207, BEVERLY HILLS, CA, 90210, 310-205-9906 - 566,667 ($1,700,000.00) Other, (File 333-134035 - May. 12) (BR. 06C) S-8 REPTRON ELECTRONICS INC, 13700 REPTRON BLVD, TAMPA, FL, 33626, 8138542351 - 0 ($3,680,231.00) Equity, (File 333-134036 - May. 12) (BR. 10C) S-1 OSIRIS THERAPEUTICS, INC., 2001 ALICEANNA STREET, BALTIMORE, MD, 21231-3043, 410-522-5005 - 0 ($80,000,000.00) Equity, (File 333-134037 - May. 12) (BR. 01) S-B OESTERREICHISCHE KONTROLLBANK AKTIENGESELLSCHAFT, AM HOF 4, PO BOX 70, A-1010 VIENNA, AUSTRIA, C4, 00000, 011431531272569 - 0 ($1,237,833,644.00) Other, (File 333-134038 - May. 12) (BR. DN) S-1 MWI Veterinary Supply, Inc., 651 S. STRATFORD DRIVE, SUITE 100, MERIDIAN, ID, 83642, (800) 824-3703 - 0 ($115,800,097.00) Equity, (File 333-134039 - May. 12) (BR. 09B) S-3ASR SOUTHWEST GAS CORP, 5241 SPRING MOUNTAIN RD, PO BOX 98510, LAS VEGAS, NV, 89193-8510, 7028767237 - 1,000,000 ($29,210,000.00) Equity, (File 333-134040 - May. 12) (BR. 02B) S-8 TEXAS UNITED BANCSHARES INC, P.O. BOX B, LA GRANGE, TX, 78945, 9799687261 - 500,000 ($10,905,000.00) Equity, (File 333-134041 - May. 12) (BR. 07A) F-3 EMPRESA BRASILEIRA DE AERONAUTICA S.A., AV. BRIGADEIRO FARIA LIMA 2170, SAO JOSE DOS CAMPOS, D5, 12227901, 551239274404 - 11,025,080 ($418,897,763.00) Equity, (File 333-134042 - May. 12) (BR. 05A) S-8 SCIENTIFIC GAMES CORP, 750 LEXINGTON AVE, NEW YORK, NY, 10022, 3027374300 - 2,637,500 ($97,467,250.00) Equity, (File 333-134043 - May. 12) (BR. 03B) S-8 AIXTRON AG, KACKERTSTR 15-17, AACHEN GERMANY, I9, 3,511,495 ($15,056,114.21) Equity, (File 333-134045 - May. 12) (BR. 10A) SB-2 PharmaFrontiers Corp., 2635 N. CRESCENT RIDGE DRIVE, THE WOODLANDS, TX, 77381, (281) 272-9331 - 71,137,200 ($64,379,166.00) Other, (File 333-134046 - May. 12) (BR. 01B) S-8 OMNICOMM SYSTEMS INC, 2555 DAVIE ROAD, SUITE 110-B, FORT LAUDERDALE, FL, 33317, 954-473-1254 - 7,500,000 ($4,425,000.00) Equity, (File 333-134047 - May. 12) (BR. 08C) S-3D Vestin Realty Mortgage II, Inc, 8379 WEST SUNSET ROAD, LAS VEGAS, NV, 89113, 702 227-0965 - 2,500,000 ($13,812,500.00) Equity, (File 333-134048 - May. 12) (BR. 08C) S-1 BreitBurn Energy Partners L.P., 515 SOUTH FLOWER STREET, SUITE 4800, LOS ANGELES, CA, 90071, (213) 225-5900 - 0 ($144,900,000.00) Limited Partnership Interests, (File 333-134049 - May. 12) (BR. ) S-3ASR WASTE CONNECTIONS INC/DE, 35 IRON POINT CIRCLE, SUITE 200, FOLSOM, CA, 95630, 9166088200 - 0 ($200,000,000.00) Debt Convertible into Equity, (File 333-134050 - May. 12) (BR. 06B) S-3D Vestin Realty Mortgage I, Inc., 8379 WEST SUNSET ROAD, LAS VEGAS, NV, 89113, 702 227-0965 - 1,000,000 ($9,140,000.00) Equity, (File 333-134051 - May. 12) (BR. 08C) S-8 AMARILLO BIOSCIENCES INC, AMARILLO BIOSCIENCES INC, 4134 BUSINESS PARK DRIVE, AMARILLO, TX, 79110-4225, (806) 376-1741 - 500,000 ($707,500.00) Equity, (File 333-134052 - May. 12) (BR. 01C) S-1 Stanley, Inc., 3101 WILSON BOULEVARD, SUITE 700, ARLINGTON, VA, 22201, 703-684-1125 - 0 ($130,000,000.00) Equity, (File 333-134053 - May. 12) (BR. ) S-8 FIDELITY SOUTHERN CORP, 3490 PIEDMONT RD, STE 1550, ATLANTA, GA, 30305, 4043715500 - 750,000 ($13,290,000.00) Equity, (File 333-134054 - May. 12) (BR. 07C) S-8 CENTRAL GARDEN & PET CO, 1340 TREAT BOULEVARD, SUITE 600, WALNUT CREEK, CA, 94597, 9259484000 - 0 ($156,040,500.00) Equity, (File 333-134055 - May. 12) (BR. 02B) S-1 LEGACY RESERVES L P, 303 W WALL ST SUITE 1600, MIDLAND, TX, 79701, 432-682-2516 - 0 ($71,569,218.00) Limited Partnership Interests, (File 333-134056 - May. 12) (BR. ) S-8 SYNIVERSE HOLDINGS INC, 201 N FRANKLIN STREET, SUITE 700, TAMPA, FL, 33602, 8132733000 - 0 ($116,285,000.00) Equity, (File 333-134057 - May. 12) (BR. 11C) S-8 UNITED STATIONERS INC, 2200 E GOLF RD, DES PLAINES, IL, 60016-1267, 8476995000 - 0 ($123,657,000.00) Equity, (File 333-134058 - May. 12) (BR. 03C) S-8 BOVIE MEDICAL CORP, 734 WALT WHITMAN ROAD, MELVILLE, NY, 11747, 5164215452 - 1,200,000 ($5,400,000.00) Equity, (File 333-134060 - May. 12) (BR. 10A) S-8 Symmetry Medical Inc., 220 WEST MARKET STREET, WARSAW, IN, 46580, 574-268-2252 - 0 ($5,427,000.00) Equity, (File 333-134061 - May. 12) (BR. 10C) S-8 COHERENT INC, 5100 PATRICK HENRY DR, SANTA CLARA, CA, 95054, 4087644000 - 0 ($16,777,110.00) Equity, (File 333-134062 - May. 12) (BR. 10A) SB-2 U.S. Helicopter CORP, DOWNTOWN MANHATTAN HELIPORT, PIER 6 EAST RIVER, NEW YORK, NY, 10004, 212-248-2002 - 33,847,046 ($50,770,569.00) Equity, (File 333-134063 - May. 12) (BR. 05C) S-1 LEGACY RESERVES L P, 303 W WALL ST SUITE 1600, MIDLAND, TX, 79701, 432-682-2516 - 0 ($13,430,782.00) Limited Partnership Interests, (File 333-134064 - May. 12) (BR. ) S-8 MERRILL LYNCH & CO INC, 4 WORLD FINANCIAL CTR, NEW YORK, NY, 10080, 2124491000 - 0 ($300,000,000.00) Other, (File 333-134065 - May. 12) (BR. 07C) S-1 Hyco International, Inc., 100 GALLERIA PARKWAY, SUITE 1000, ATLANTA, GA, 30339, (770) 980-1935 - 0 ($100,000,000.00) Equity, (File 333-134066 - May. 12) (BR. ) S-8 Liberty Media Holding CORP, 12300 LIBERTY BOULEVARD, ENGLEWOOD, CO, 80112, 7208755400 - 0 ($174,500,000.00) Equity, (File 333-134067 - May. 12) (BR. 11C) SB-2 DYNAMIC LEISURE CORP, 2203 NORTH LOIS AVENUE, SUITE 900, TAMPA, FL, 33607, 813-877-6300 - 7,035,167 ($13,576,907.31) Equity, (File 333-134068 - May. 12) (BR. 05B) S-8 PARKWAY PROPERTIES INC, ONE JACKSON PL, 188 E CAPITOL ST STE 1000, JACKSON, MS, 39225-4647, 6019484091 - 200,000 ($7,984,000.00) Equity, (File 333-134069 - May. 12) (BR. 08C) S-1 GeoMet, Inc., 909 FANNIN, SUITE 3208, HOUSTON, TX, 77010, (713) 659-3855 - 0 ($160,000,000.00) Equity, (File 333-134070 - May. 12) (BR. 04) SB-2 STOCKTRADE NETWORK INC, 39 BROADWAY SUITE 720, NEW YORK, NY, 10006, 2123448484 - 5,619,589 ($168,587.67) Equity, (File 333-134071 - May. 12) (BR. 07) S-8 MGI PHARMA INC, 5775 WEST OLD SHAKOPEE RD, SUITE 100, BLOOMINGTON, MN, 55437, 952-346-4700 - 0 ($144,004,000.00) Equity, (File 333-134072 - May. 12) (BR. 01B) SB-2 NB Telecom, Inc., 106 MAY DRIVE, SAXONBURG, PA, 16056, 724-352-7606 - 604,663 ($604,663.00) Equity, (File 333-134073 - May. 12) (BR. ) SB-2 HydroGen CORP, 1801 ROUTE 51 SOUTH, JEFFERSON HILLS, PA, 15025, 480-759-9400 - 6,856,152 ($44,219,603.20) Equity, (File 333-134074 - May. 12) (BR. 10B) SB-2 GOLDEN QUEEN MINING CO LTD, GOLDEN QUEEN MINING CO. LTD., 6411 IMPERIAL AVE., WEST VANCOUVER, A1, V7W 2J5, 604-921-7570 - 22,400,000 ($17,696,000.00) Equity, (File 333-134075 - May. 12) (BR. 04B) SB-2 Fresh Harvest Products, Inc., 3163 KENNEDY BOULEVARD, JERSEY CITY, NJ, 07306, 201-217-4137 - 13,866,906 ($27,733,812.00) Equity, (File 333-134076 - May. 12) (BR. 09) N-2 ARES CAPITAL CORP, 780 THIRD AVENUE, 46TH FLOOR, NEW YORK, NY, 10017, 2127507300 - 0 ($250,000,000.00) Equity, (File 333-134077 - May. 12) (BR. 17) S-1 Marathon Acquisition Corp., 33 WEST 55TH STREET, SUITE 7/8, NEW YORK, NY, 10019, 202-383-0729 - 41,250,000 ($330,000,000.00) Other, (File 333-134078 - May. 12) (BR. ) S-3ASR FORTUNE BRANDS INC, 520 LAKE COOK ROAD, DEERFIELD, IL, 60015, 8474844400 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-134079 - May. 12) (BR. 06C) S-8 Duke Energy CORP, 526 SOUTH CHURCH STREET, EC03T, CHARLOTTE, NC, 28202, 704-382-8114 - 2,458,626 ($70,341,289.86) Equity, (File 333-134080 - May. 12) (BR. 02) S-3ASR Alpha Natural Resources, Inc., ONE ALPHA PLACE, P.O. BOX 2345, ABINGDON, VA, 24212, 276-619-4463 - 0 ($0.00) Equity, (File 333-134081 - May. 12) (BR. 04B) S-3ASR HEALTH CARE REIT INC /DE/, ONE SEAGATE STE 1500, P O BOX 1475, TOLEDO, OH, 43604, 4192472800 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-134082 - May. 12) (BR. 08B) SB-2 ECHELON ACQUISITION CORP., NO. 7 BOHAISAN STREET, DEVELOPMENT ZONE, PINGFANG INDUSTRIAL AREA, HARBIN, HEILONGJIANG PROVINCE, F4, -, 86 0451 86810508 - 55,476,000 ($55,476,000.00) Equity, (File 333-134083 - May. 12) (BR. 09A) S-3 INOVIO BIOMEDICAL CORP, 11494 SORRENTO VALLEY ROAD, SAN DIEGO, CA, 92121-1318, 858 597-6006 - 0 ($75,000,000.00) Equity, (File 333-134084 - May. 12) (BR. 10B) SB-2 Synova Healthcare Group Inc, 1400 N PROVIDENCE RD, BLDG 2 SUITE 2, MEDIA, PA, 19063, 610-565-7080 - 0 ($12,512,799.00) Equity, (File 333-134085 - May. 12) (BR. 01C) S-1 ARTES MEDICAL INC, 5870 PACIFIC CENTER BLVD, SAN DIEGO, CA, 92121, 858-550-9999 - 0 ($75,000,000.00) Equity, (File 333-134086 - May. 12) (BR. ) S-1 Evercore Partners Inc., 55 EAST 52ND STREET, 43RD FLOOR, NEW YORK, NY, 10055, 212-857-3100 - 0 ($86,250,000.00) Equity, (File 333-134087 - May. 12) (BR. ) S-1 ORBCOMM Inc., 2115 LINWOOD AVENUE, SUITE 100, FORT LEE, NJ, 07024, 201-363-4900 - 0 ($150,000,000.00) Equity, (File 333-134088 - May. 12) (BR. ) S-4 COMPRESSION POLYMERS HOLDING CORP, 801 COREY STREET, SCRANTON, PA, 18505, 570-346-8797 - 0 ($245,000,000.00) Debt, (File 333-134089 - May. 12) (BR. ) S-4 Intcomex, Inc., 9835 N.W. 14TH STREET, MIAMI, FL, 33172, (305)477-6230 - 120,000,000 ($120,000,000.00) Non-Convertible Debt, (File 333-134090 - May. 12) (BR. ) S-8 CHARYS HOLDING CO INC, 1117 PERIMETER CENTER WEST, SUITE N415, ATLANTA, GA, 30338, 6784432300 - 8,000,000 ($46,000,000.00) Equity, (File 333-134091 - May. 12) (BR. 06C) SB-2 COMPLIANCE SYSTEMS CORP, 90 PRATT OVAL, GLEN COVE, NY, 111542, 888-674-6774 - 0 ($21,366,238.80) Equity, (File 333-134092 - May. 12) (BR. 03A) SB-2 OPEN ENERGY CORP, 674 GRANVILLE STREET, PO BOX 54037, VANCOUVER, A1, V6C 3P4, 604.657.2246 - 70,981,265 ($101,503,209.00) Equity, (File 333-134093 - May. 12) (BR. 04C) S-1 Go Daddy Group, Inc., 14455 N. HAYDEN RD. #219, SCOTTSDALE, AZ, 85260, (480) 505-8800 - 0 ($200,000,000.00) Equity, (File 333-134094 - May. 12) (BR. ) S-1 COMPRESSION POLYMERS HOLDING CORP, 801 COREY STREET, SCRANTON, PA, 18505, 570-346-8797 - 0 ($245,000,000.00) Debt, (File 333-134095 - May. 12) (BR. ) N-2 ALPINE GLOBAL DYNAMIC DIVIDEND FUND, 2500 WESTCHESTER AVENUE, SUITE 215, PURCHASE, NY, 10577, 914-251-9098 - 50,000 ($1,000,000.00) Equity, (File 333-134096 - May. 12) (BR. ) S-8 GENITOPE CORP, 525 PENOBSCOT DR, REDWOOD CITY, CA, 94063, 6504822000 - 0 ($12,028,197.46) Equity, (File 333-134097 - May. 12) (BR. 01A) S-4 GREAT WALL ACQUISITION CORP, 660 MADISON AVENUE 15TH FLOOR, NEW YORK, NY, 10021, 2127530804 - 0 ($92,762,785.00) Equity, (File 333-134098 - May. 12) (BR. 09A) S-4 EL PASO CORP/DE, 1001 LOUISIANA ST, SUITE 2955A, EL PASO BLDG, HOUSTON, TX, 77002, 7134202600 - 0 ($2,176,483,000.00) Non-Convertible Debt, (File 333-134099 - May. 12) (BR. 02C) S-8 INTEGRATED ELECTRICAL SERVICES INC, 1800 WEST LOOP SOUTH, SUITE 500, HOUSTON, TX, 77027, 7138601500 - 2,002,542 ($47,920,830.06) Equity, (File 333-134100 - May. 12) (BR. 06A) S-4 China Mineral Acquisition CORP, C/O LOEB & LOEB LLP, 345 PARK AVENUE, NEW YORK, NY, 10154, 212-407-4000 - 0 ($72,240,000.00) Other, (File 333-134101 - May. 12) (BR. 09) S-3 DCAP GROUP INC, 1158 BROADWAY, HEWLETT, NY, 11557, 516 374-7600 - 659,100 ($1,614,795.00) Equity, (File 333-134102 - May. 12) (BR. 01B) S-1 LEAP WIRELESS INTERNATIONAL INC, 10307 PACIFIC CENTER COURT, SAN DIEGO, CA, 92121, 8588826000 - 6,440,000 ($295,209,600.00) Equity, (File 333-134103 - May. 12) (BR. 11A) F-1 CANADIAN SUPERIOR ENERGY INC, 3300 400 3RD AVENUE SW, CALGARY, A0, 00000, 0 ($16,560,000.00) Equity, (File 333-134104 - May. 12) (BR. 04B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- 2-Track Global, Inc. 8.01 05/12/06 AAMES INVESTMENT CORP MD 1.01,2.02,9.01 05/09/06 ABIOMED INC DE 2.02,9.01 05/08/06 ACE LTD D0 1.01,9.01 05/08/06 ACIES CORP NV 1.01,9.01 05/05/06 ACRO INC. NV 1.01 04/20/06 ACUSPHERE INC DE 2.02,9.01 05/11/06 ADAMS RESOURCES & ENERGY, INC. DE 2.02 03/31/06 ADELPHIA COMMUNICATIONS CORP DE 1.01,9.01 05/12/06 ADESA INC 5.02,7.01,9.01 05/12/06 Adjustable Rate Mortgage Trust 2006-2 DE 8.01,9.01 04/28/06 Adjustable Rate Mortgage Trust 2006-2 DE 8.01,9.01 05/11/06 ADVOCAT INC DE 2.02,9.01 05/11/06 AEOLUS PHARMACEUTICALS, INC. DE 2.02,9.01 05/11/06 AGILENT TECHNOLOGIES INC DE 1.01,9.01 05/10/06 AGREE REALTY CORP DE 4.01,9.01 05/12/06 AGRONIX INC FL 1.01,2.01,3.02,3.03, 05/12/06 5.01,5.02,5.06,9.01 ALCOA INC PA 8.01,9.01 05/12/06 ALL AMERICAN SPORTPARK INC NV 4.01 05/10/06 ALLEGHENY ENERGY, INC MD 1.02 05/12/06 ALLIED CAPITAL CORP MD 1.01,2.03,9.01 05/11/06 ALLIED DEFENSE GROUP INC DE 2.02,2.06,3.01,9.01 05/05/06 ALLION HEALTHCARE INC DE 5.02,9.01 05/11/06 ALTERNATIVE ENERGY SOURCES INC 8.01 05/12/06 Alternative Loan Trust 2006-14CB 8.01,9.01 04/27/06 Alternative Loan Trust 2006-15CB 8.01 04/27/06 Alternative Loan Trust 2006-16CB 8.01,9.01 04/27/06 Alternative Loan Trust 2006-OA7 8.01,9.01 04/28/06 Alternative Loan Trust 2006-OC3 8.01,9.01 04/28/06 AMCOL INTERNATIONAL CORP DE 1.01,9.01 05/11/06 AMCOMP INC /FL DE 2.02,9.01 05/11/06 AMERICAN CELLULAR CORP /DE/ 1.01,8.01,9.01 05/10/06 AMERICAN GREETINGS CORP OH 7.01 05/11/06 AMERICAN REAL ESTATE PARTNERS L P DE 8.01 05/11/06 American Tire Distributors Holdings, 7.01 05/12/06 AMERICAN TONERSERV CORP. DE 3.02 05/08/06 AMERIGROUP CORP 1.01 05/10/06 AMH Holdings, Inc. DE 2.02,9.01 05/12/06 ANGIODYNAMICS INC DE 1.01,5.05,9.01 05/10/06 Apple REIT Seven, Inc. VA 1.01,2.01,9.01 05/09/06 APPLICA INC FL 5.02 05/10/06 ARCTIC CAT INC MN 2.02,9.01 05/12/06 ARGAN INC DE 3.02,9.01 05/04/06 AMEND ARTHROCARE CORP DE 1.01 05/09/06 ASCENDANT SOLUTIONS INC DE 2.02,9.01 05/11/06 Asset Backed Securities CORP Home Equ DE 8.01,9.01 05/12/06 ASSOCIATED MATERIALS INC DE 2.02,9.01 05/12/06 ASTEA INTERNATIONAL INC DE 2.02,9.01 05/12/06 ATLANTIC COAST FEDERAL CORP X1 8.01,9.01 05/12/06 AUTOIMMUNE INC DE 2.02,9.01 05/11/06 AUTONATION INC /FL DE 8.01 05/10/06 AVALON PHARMACEUTICALS INC 5.02 05/09/06 Axion Power International, Inc. DE 4.02 05/11/06 B2B INTERNET HOLDRSSM TRUST NY 9.01 03/31/06 Banc of America Alternative Loan Trus DE 8.01,9.01 04/27/06 BANDAG INC IA 5.02 05/10/06 BANKRATE INC FL 8.01,9.01 05/10/06 Benjamin Franklin Bancorp, Inc. MA 8.01 05/11/06 BERKELEY TECHNOLOGY LTD 2.02,7.01 03/31/06 BEST BUY CO INC MN 7.01,9.01 05/12/06 BILL BARRETT CORP 5.02 05/12/06 BIOMARIN PHARMACEUTICAL INC DE 1.01,1.02,9.01 05/09/06 BIOSANTE PHARMACEUTICALS INC DE 2.02,9.01 05/12/06 BIOTECH HOLDRS TRUST 9.01 03/31/06 Birmingham Bloomfield Bancshares MI 1.01,9.01 05/05/06 BOSTON SCIENTIFIC CORP DE 1.01,9.01 05/12/06 BRESLER & REINER INC DE 8.01,9.01 05/10/06 BRESLER & REINER INC DE 2.02,9.01 05/12/06 BROADBAND HOLDRS TRUST 8.01,9.01 03/31/06 BROADWING CORP DE 1.01,2.03,3.02,7.01,9.01 05/08/06 BROCADE COMMUNICATIONS SYSTEMS INC DE 8.01 05/12/06 BRODER BROS CO MI 2.02,9.01 05/12/06 BROOKMOUNT EXPLORATIONS INC NV 5.02,8.01,9.01 05/11/06 CABLEVISION SYSTEMS CORP /NY DE 7.01,9.01 05/12/06 CalAmp Corp. DE 1.01 05/09/06 CANARGO ENERGY CORP DE 7.01,9.01 05/12/06 CAPITAL ONE FINANCIAL CORP DE 1.01 05/09/06 CARDINAL BANKSHARES CORP VA 2.02,9.01 05/12/06 Cardium Therapeutics, Inc. 8.01,9.01 05/11/06 CAREY W P & CO LLC DE 7.01,9.01 05/12/06 CARTERS INC DE 5.03,8.01,9.01 05/12/06 CARVER BANCORP INC DE 5.02 05/09/06 AMEND CDRV Investors, Inc. DE 2.02,5.02,7.01,9.01 05/10/06 CECO ENVIRONMENTAL CORP DE 1.01,9.01 05/09/06 CECO ENVIRONMENTAL CORP DE 3.02 05/08/06 CENTER FINANCIAL CORP CA 5.03,9.01 05/10/06 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 3.02 05/09/06 CEPHALON INC DE 9.01 12/22/05 AMEND CERAGENIX PHARMACEUTICALS, INC. DE 7.01,9.01 05/10/06 CH2M HILL COMPANIES LTD OR 1.01 05/11/06 CHARLES & COLVARD LTD NC 1.01,9.01 05/08/06 CHARLES RIVER LABORATORIES INTERNATIO 1.01,9.01 05/09/06 CHARYS HOLDING CO INC 1.02,9.01 05/11/06 CHEMICAL FINANCIAL CORP MI 7.01,9.01 05/12/06 CHEMOKINE THERAPEUTICS CORP DE 8.01 05/12/06 CHINA DIRECT TRADING CORP FL 7.01,9.01 05/10/06 CHS INC MN 5.02 05/09/06 CIGNA CORP DE 1.01,2.03 05/11/06 CIPRICO INC DE 2.02,9.01 05/12/06 CISCO SYSTEMS INC CA 9.01 02/24/06 AMEND CITIBANK SOUTH DAKOTA N A DE 8.01,9.01 05/12/06 CITIGROUP INC DE 9.01 05/12/06 CITIZENS BANCSHARES CORP /GA/ GA 2.02,9.01 05/12/06 CITIZENS FINANCIAL CORP /KY/ KY 2.02,9.01 03/31/06 CITIZENS FIRST BANCORP INC DE 2.02,9.01 05/09/06 CITIZENS INC CO 2.02,9.01 05/10/06 CLEVELAND CLIFFS INC OH 1.01,9.01 05/08/06 CLINICAL DATA INC DE 9.01 09/30/05 CMS ENERGY CORP MI 8.01 05/10/06 COBIZ INC CO 8.01 05/09/06 COLLECTORS UNIVERSE INC DE 2.02,9.01 05/10/06 COLONIAL BANCGROUP INC DE 7.01,9.01 05/12/06 Community Bancorp NV 7.01,9.01 05/09/06 COMMUNITY FIRST BANCORP INC MD 5.02 05/08/06 CONSOLIDATED GRAPHICS INC /TX/ TX 8.01,9.01 05/12/06 CONSUMER DIRECT OF AMERICA NV 4.01,9.01 05/12/06 CORCEPT THERAPEUTICS INC 2.02,9.01 05/09/06 CORTS TRUST FOR THE DOW CHEMICAL CO D DE 8.01,9.01 05/01/06 COVENTRY HEALTH CARE INC DE 8.01 05/12/06 CRESTED CORP CO 8.01,9.01 05/09/06 CRONOS GROUP 2.02,9.01 05/12/06 CROSS COUNTRY HEALTHCARE INC DE 8.01,9.01 05/11/06 CROWN CASTLE INTERNATIONAL CORP DE 7.01,9.01 05/11/06 CROWN HOLDINGS INC PA 5.02 05/09/06 CSMC Mortgage-Backed Trust Series 200 DE 8.01,9.01 05/12/06 CSS INDUSTRIES INC DE 1.01 05/08/06 CUMMINS INC IN 2.04,5.03,9.01 05/12/06 DARLING INTERNATIONAL INC DE 2.02,9.01 04/11/06 DATA SYSTEMS & SOFTWARE INC DE 2.01,9.01 03/10/06 AMEND DELTA AIR LINES INC /DE/ DE 2.02,9.01 05/11/06 DIGITAL GENERATION SYSTEMS INC DE 2.02,9.01 05/12/06 DNAPRINT GENOMICS INC UT 1.01,2.03,9.01 05/08/06 DOBSON COMMUNICATIONS CORP OK 2.02,8.01,9.01 05/10/06 DOW CHEMICAL CO /DE/ DE 5.02 05/11/06 DPAC TECHNOLOGIES CORP CA 9.01 02/28/06 AMEND DRS TECHNOLOGIES INC DE 2.02,9.01 05/12/06 DTLL INC MN 5.02 02/23/06 DURAVEST INC 5.02,8.01,9.01 05/08/06 E CENTIVES INC DE 5.02 05/09/06 E TRADE FINANCIAL CORP DE 8.01 05/10/06 EACO CORP FL 2.02,9.01 05/09/06 EAGLE BROADBAND INC TX 5.03,8.01,9.01 05/08/06 EASTMAN KODAK CO NJ 5.02 05/10/06 EASTMAN KODAK CO NJ 1.01 05/10/06 EATON CORP OH 4.01,9.01 05/09/06 EATON CORP OH 4.01,9.01 05/09/06 EATON CORP OH 4.01,9.01 05/09/06 ECHELON ACQUISITION CORP. DE 1.01,2.01,3.02,5.01, 05/12/06 5.02,5.06,9.01 ECOLAB INC DE 5.02,8.01,9.01 05/12/06 EFUNDS CORP DE 1.01 05/10/06 EL CAPITAN PRECIOUS METALS INC NV 5.02,9.01 05/08/06 EL PASO CORP/DE DE 8.01,9.01 03/31/06 ELEMENT 21 GOLF CO DE 5.03,9.01 05/09/06 ENSCO INTERNATIONAL INC DE 1.01 05/09/06 ENTREMED INC DE 2.02,9.01 05/10/06 EPICEPT CORP 8.01 05/10/06 ESCHELON TELECOM INC 2.02,9.01 05/12/06 Eternal Energy Corp. 1.01,3.02,9.01 05/08/06 AMEND EUROPE 2001 HOLDRS TRUST NY 9.01 03/31/06 EXPRESSJET HOLDINGS INC DE 5.02 05/10/06 EYE CARE CENTERS OF AMERICA INC TX 8.01 05/08/06 FARMERS & MERCHANTS BANCORP DE 8.01,9.01 05/12/06 FARNSWORTH BANCORP INC NJ 2.02,9.01 05/10/06 FEDERATED INVESTORS INC /PA/ PA 1.01,9.01 05/11/06 FEI CO OR 1.01,5.02,8.01,9.01 05/10/06 FERRELLGAS PARTNERS L P DE 5.02 05/09/06 FIELDSTONE INVESTMENT CORP 2.02,9.01 05/11/06 FIRST AVIATION SERVICES INC DE 7.01,9.01 05/12/06 FIRST COMMUNITY BANCORP /CA/ CA 2.01,5.02,9.01 05/09/06 FIRST COMMUNITY CORP /SC/ SC 7.01,9.01 05/12/06 FIRST DATA CORP DE 1.01,5.02,8.01 05/10/06 FIRST IPSWICH BANCORP /MA MA 2.02,9.01 05/12/06 FIRST PLACE FINANCIAL CORP /DE/ DE 7.01,9.01 05/12/06 FIRST WEST VIRGINIA BANCORP INC WV 2.02,9.01 05/11/06 FLEXIBLE SOLUTIONS INTERNATIONAL INC NV 2.02,9.01 05/11/06 FLIR SYSTEMS INC OR 1.01,9.01 05/08/06 FMC TECHNOLOGIES INC DE 7.01,9.01 05/11/06 FOG CUTTER CAPITAL GROUP INC MD 2.02,9.01 05/11/06 FOSTER WHEELER LTD D0 1.01,5.02,5.03 05/09/06 FOUNTAIN POWERBOAT INDUSTRIES INC 2.02 05/11/06 FUSION TELECOMMUNICATIONS INTERNATION 5.02 05/11/06 GASTAR EXPLORATION LTD 2.02,9.01 05/12/06 GENAERA CORP DE 8.01,9.01 05/12/06 GENTEX CORP MI 1.01 05/12/06 GIGA TRONICS INC CA 2.02,9.01 05/10/06 GLOBAL CROSSING LTD 8.01,9.01 05/12/06 GLOBAL GREEN SOLUTIONS INC. WA 3.02 05/05/06 GLOBAL IMAGING SYSTEMS INC DE 1.01 05/09/06 GLOBAL PAYMENT TECHNOLOGIES INC DE 2.02,9.01 05/12/06 Grande Communications Holdings, Inc. DE 2.02,9.01 05/11/06 GREATER ATLANTIC FINANCIAL CORP DE 2.02,9.01 05/12/06 GREENBRIER COMPANIES INC DE 1.01,9.01 05/11/06 GSAA Home Equity Trust 2006-6 DE 8.01,9.01 04/28/06 GSAA Home Equity Trust 2006-7 DE 8.01,9.01 04/28/06 GSAA Home Equity Trust 2006-8 DE 8.01,9.01 04/28/06 GSAMP Trust 2006-S3 DE 9.01 04/27/06 GSI GROUP INC DE 1.01,2.01,2.04,8.01 05/12/06 GSR 2006-4F DE 8.01 04/28/06 GSR 2006-AR2 DE 8.01 04/28/06 GTECH HOLDINGS CORP DE 1.01 05/08/06 GVI SECURITY SOLUTIONS INC DE 5.02 05/08/06 HAMPTON ROADS BANKSHARES INC VA 1.01,9.01 04/25/06 Harbor Acquisition Corp. DE 8.01,9.01 05/01/06 Harborview 2006-3 DE 8.01 05/12/06 HARTFORD LIFE INC DE 1.01,9.01 05/10/06 HARTFORD LIFE INSURANCE CO CT 1.01,9.01 05/10/06 Health Fitness Corp /MN/ MN 2.02,9.01 05/10/06 Health Partnership Inc. CO 5.02 05/10/06 HealthMarkets, Inc. DE 1.01,9.01 05/08/06 HEARTLAND PAYMENT SYSTEMS INC DE 5.02 05/08/06 HELIX ENERGY SOLUTIONS GROUP INC MN 7.01,9.01 05/11/06 HEMISPHERX BIOPHARMA INC DE 3.01 05/12/06 HEMOBIOTECH INC 9.01 01/16/06 AMEND HOLLY CORP DE 7.01,9.01 05/11/06 HOLOGIC INC DE 5.02 05/10/06 HSBC Finance CORP 2.02,9.01 05/12/06 HSBC Finance CORP 7.01,9.01 05/12/06 HSBC USA INC /MD/ MD 7.01,9.01 05/12/06 HUDSON HIGHLAND GROUP INC DE 1.01,9.01 05/08/06 HUDSON HIGHLAND GROUP INC DE 1.01,9.01 05/11/06 IDEXX LABORATORIES INC /DE DE 5.02 03/16/06 AMEND IDM PHARMA, INC. DE 5.02,7.01,9.01 05/12/06 IMPERIAL INDUSTRIES INC DE 2.02,9.01 05/12/06 IMPLANT SCIENCES CORP MA 8.01,9.01 05/11/06 INDEVUS PHARMACEUTICALS INC DE 2.02,9.01 05/08/06 Index Oil & Gas Inc. NV 4.01,5.03,9.01 05/12/06 INDUSTRIAL MINERALS INC DE 4.01 04/14/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 04/27/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 04/27/06 IndyMac MBS Inc. Home Equity Mortgage 2.01,9.01 04/21/06 INERGY HOLDINGS, L.P. 5.02,9.01 05/12/06 INTEGRA LIFESCIENCES HOLDINGS CORP DE 9.01 03/03/06 AMEND Intermec, Inc. DE 2.05 03/30/06 AMEND INTERNET ARCHITECTURE HOLDRSSM TRUST NY 9.01 03/31/06 INTERNET COMMERCE CORP DE 1.01,2.01,3.02,5.02,9.01 05/09/06 INTERNET HOLDRS TRUST NY 9.01 03/31/06 INTERNET INFRASTRUCTURE HOLDRSSM TRUS NY 8.01,9.01 03/31/06 INVESTOOLS INC DE 7.01,9.01 05/12/06 IPSCO INC 8.01,9.01 05/04/06 AMEND IRONCLAD PERFORMANCE WEAR CORP NV 1.01,2.01,3.02,4.01,5.01, 05/09/06 5.02,5.03,5.06,9.01 ITC Holdings Corp. MI 7.01,8.01,9.01 05/11/06 IVAX DIAGNOSTICS INC DE 2.02,9.01 05/12/06 IVILLAGE INC DE 8.01,9.01 05/12/06 J.P. Morgan Alternative Loan Trust 20 DE 8.01,9.01 05/12/06 J.P. Morgan Mortgage Trust 2006-A3 DE 8.01,9.01 05/12/06 JEFFERSONVILLE BANCORP NY 2.02,8.01,9.01 05/10/06 JERSEY CENTRAL POWER & LIGHT CO NJ 1.01,2.03,9.01 05/12/06 JETBLUE AIRWAYS CORP DE 5.02,9.01 05/10/06 JL HALSEY CORP 2.02,9.01 05/10/06 JPMAC 2006-NC1 DE 8.01,9.01 05/12/06 JUNIATA VALLEY FINANCIAL CORP PA 8.01 05/11/06 KENDLE INTERNATIONAL INC OH 1.01,7.01,9.01 05/09/06 KEY TRONIC CORP WA 1.01 05/11/06 KITTY HAWK INC DE 2.02,9.01 05/11/06 KITTY HAWK INC DE 8.01 05/10/06 KKR Financial Corp 5.02,9.01 05/11/06 Kraton Polymers LLC DE 7.01,9.01 05/11/06 LA-Z-BOY INC MI 5.02 05/09/06 Lehman XS Trust Series 2006-GP1 DE 8.01,9.01 04/28/06 LEXAR MEDIA INC DE 1.01,9.01 05/10/06 LIFEPOINT HOSPITALS, INC. 1.01,9.01 05/09/06 Lightstone Value Plus Real Estate Inv MD 4.02 04/08/06 Lightstone Value Plus Real Estate Inv MD 8.01 05/11/06 LIONS PETROLEUM, INC DE 4.01,9.01 05/05/06 LKQ CORP DE 1.01,9.01 05/08/06 LOUDEYE CORP DE 8.01 05/12/06 LXS 2006-7 DE 8.01 05/12/06 MAGNETEK INC DE 2.02 04/02/06 MAINE & MARITIMES CORP 8.01,9.01 05/12/06 MANNATECH INC TX 2.02,9.01 05/10/06 MANOR CARE INC DE 8.01,9.01 05/11/06 MARINEMAX INC DE 4.02 05/02/06 AMEND MARKET 2000 PLUS HOLDRS SM TRUST NY 9.01 03/31/06 MARKWEST ENERGY PARTNERS L P 1.01 05/10/06 MARKWEST HYDROCARBON INC DE 2.02,9.01 05/08/06 MARKWEST HYDROCARBON INC DE 1.01 05/10/06 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 05/11/06 MASCO CORP /DE/ DE 7.01,9.01 05/10/06 MATRIXX INITIATIVES INC DE 8.01,9.01 05/11/06 MATTEL INC /DE/ DE 1.01,9.01 05/12/06 MAX & ERMAS RESTAURANTS INC DE 5.01,7.01,9.01 05/11/06 MAXXAM INC DE 8.01 05/12/06 MEADE INSTRUMENTS CORP DE 1.01,5.03,8.01,9.01 05/08/06 MEDIA GENERAL INC VA 8.01,9.01 05/12/06 MEDICALCV INC MN 1.01,8.01 05/10/06 MEDIS TECHNOLOGIES LTD DE 1.01,3.02,9.01 05/08/06 MERIX CORP OR 7.01,9.01 05/11/06 MERRILL LYNCH & CO INC DE 8.01,9.01 05/11/06 MESA LABORATORIES INC /CO CO 5.02,9.01 05/11/06 MICROISLET INC NV 8.01 05/12/06 MICRON ENVIRO SYSTEMS INC NV 8.01,9.01 05/09/06 MISSION COMMUNITY BANCORP CA 7.01,9.01 05/11/06 ML MEDIA PARTNERS LP NY 1.01,9.01 05/12/06 MONMOUTH CAPITAL CORP NJ 9.01 05/12/06 MONTANA MINING CORP NV 4.01,9.01 05/09/06 Morgans Hotel Group Co. DE 2.02,9.01 05/08/06 Morningstar, Inc. IL 2.01,9.01 03/01/06 AMEND MORTGAGE LOAN ASSET-BACKED CERTIFICAT DE 8.01,9.01 04/27/06 MQ ASSOCIATES INC 1.01,2.02,5.02,9.01 05/12/06 MRS FIELDS FAMOUS BRANDS LLC DE 8.01 05/08/06 MRU HOLDINGS INC DE 3.02,9.01 05/09/06 MUTUALFIRST FINANCIAL INC MD 8.01,9.01 05/12/06 NATIONAL PENN BANCSHARES INC PA 8.01,9.01 05/08/06 NATIONAL PRESTO INDUSTRIES INC WI 2.02,4.01,9.01 04/26/06 AMEND NATIONAL SECURITY GROUP INC DE 8.01 05/04/06 NATIONAL SECURITY GROUP INC DE 7.01,9.01 05/12/06 NAUTILUS, INC. WA 1.01 05/08/06 NEORX CORP WA 8.01,9.01 05/10/06 NEW RIVER PHARMACEUTICALS INC VA 2.02,9.01 05/11/06 NOBEL LEARNING COMMUNITIES INC DE 2.02,9.01 05/11/06 NOBLE CORP 7.01,9.01 05/12/06 NORCRAFT COMPANIES LP 2.02,9.01 05/11/06 NORTEL NETWORKS CORP 1.01 05/09/06 NORTEL NETWORKS LTD 1.01 05/09/06 NovaStar Mortgage Funding Trust, Seri DE 1.01,9.01 04/28/06 NPS PHARMACEUTICALS INC DE 1.01,5.02,8.01,9.01 05/12/06 NS GROUP INC KY 7.01,9.01 05/12/06 NTS REALTY HOLDINGS LP DE 9.01 03/23/06 AMEND Nuance Communications, Inc. DE 1.01 05/10/06 NUCRYST Pharmaceuticals Corp. A0 8.01,9.01 05/10/06 NYMEX HOLDINGS INC DE 8.01,9.01 05/12/06 NYSE Group, Inc. DE 2.01,9.01 03/07/06 AMEND OCEANEERING INTERNATIONAL INC DE 8.01,9.01 05/12/06 OCEANEERING INTERNATIONAL INC DE 1.01,5.02,9.01 05/11/06 OCG TECHNOLOGY INC DE 1.01,5.02 05/10/06 Odimo INC DE 1.02,2.01,5.02,9.01 05/11/06 OIL SERVICE HOLDRS TRUST NY 8.01,9.01 03/31/06 ONEOK INC /NEW/ OK 8.01,9.01 05/12/06 OneTravel Holdings, Inc. DE 1.01,2.03 05/10/06 ONYX PHARMACEUTICALS INC DE 1.01,9.01 05/09/06 OPTIGENEX INC. 5.02,9.01 05/08/06 OSI PHARMACEUTICALS INC DE 2.02,8.01,9.01 05/08/06 PACEL CORP NV 1.01,5.03,9.01 05/09/06 PACIFIC CMA INC DE 5.02 05/05/06 PALADIN REALTY INCOME PROPERTIES INC MD 1.01,9.01 05/10/06 PALMETTO BANCSHARES INC SC 2.02,9.01 05/08/06 Patriot Capital Funding, Inc. DE 2.02,9.01 05/12/06 PAULA FINANCIAL DE 7.01,9.01 05/11/06 PETROGEN CORP NV 8.01,9.01 05/12/06 PFF BANCORP INC DE 8.01,9.01 05/10/06 PHARMACEUTICAL HOLDRS TRUST 9.01 03/31/06 PHILLIPS VAN HEUSEN CORP /DE/ DE 1.01,9.01 05/08/06 PINNACLE ENTERTAINMENT INC DE 1.01,9.01 05/10/06 PLACER SIERRA BANCSHARES CA 8.01 05/11/06 PLAINS ALL AMERICAN PIPELINE LP DE 1.01,2.03,7.01,9.01 05/09/06 PLM EQUIPMENT GROWTH FUND V CA 4.02 05/10/06 PLY GEM HOLDINGS INC DE 2.01,9.01 05/08/06 AMEND POLYMER GROUP INC DE 2.02,9.01 05/10/06 Polymer Holdings LLC DE 8.01,9.01 05/12/06 PORTLAND GENERAL ELECTRIC CO /OR/ OR 2.02,9.01 05/11/06 POWERWAVE TECHNOLOGIES INC DE 5.03,9.01 05/08/06 PRESIDENTIAL REALTY CORP/DE/ DE 2.02 05/12/06 ProLink Holdings Corp. DE 1.01 05/08/06 PROTECTION ONE INC DE 2.02,9.01 05/12/06 PS BUSINESS PARKS INC/CA CA 7.01,9.01 05/11/06 QLT INC/BC A1 1.01 05/11/06 QPC Lasers NV 1.01,2.01,3.02,5.01,5.02, 05/12/06 5.03,5.06,9.01 QUAKER CHEMICAL CORP PA 1.01,5.02,9.01 05/10/06 QUANTA CAPITAL HOLDINGS LTD 2.02,9.01 05/10/06 QUEST RESOURCE CORP NV 7.01,9.01 05/11/06 QUESTAR CORP UT 7.01,9.01 05/11/06 Quintana Maritime LTD 1T 1.01,3.02,3.03,5.03,7.01,8.01 05/03/06 Quintana Maritime LTD 1T 8.01 05/03/06 AMEND RADIAN GROUP INC DE 1.01,2.02,5.02,5.03,9.01 05/09/06 RALI Series 2006-QA3 Trust DE 8.01,9.01 05/12/06 RALI Series 2006-QS4 Trust DE 8.01,9.01 05/12/06 REALMARK PROPERTY INVESTORS LIMITED P DE 4.01,9.01 05/11/06 REALMARK PROPERTY INVESTORS LTD PARTN DE 4.01,9.01 05/11/06 REALMARK PROPERTY INVESTORS LTD PARTN DE 4.01,9.01 05/11/06 REALMARK PROPERTY INVESTORS LTD PARTN DE 4.01,9.01 05/11/06 REFAC OPTICAL GROUP DE 4.01,5.03,8.01,9.01 05/10/06 REGENCY AFFILIATES INC DE 8.01,9.01 02/08/06 AMEND REGENT COMMUNICATIONS INC DE 1.01,9.01 05/10/06 REGIONAL BANK HOLDERS SM TRUST NY 9.01 03/31/06 REINHOLD INDUSTRIES INC/DE/ DE 2.02 03/31/06 REPTRON ELECTRONICS INC FL 2.02,9.01 05/11/06 Residential Asset Securitization Trus 8.01,9.01 04/27/06 RETAIL HOLDRS TRUST NY 8.01,9.01 03/31/06 REYNOLDS AMERICAN INC 7.01,9.01 05/12/06 RFMSI Series 2006-S4 Trust DE 8.01,9.01 05/11/06 RICHARDSON ELECTRONICS LTD/DE DE 1.01,9.01 05/09/06 Rockwood Holdings, Inc. DE 4.02 05/10/06 ROYALE ENERGY INC CA 2.02,9.01 05/11/06 RPM ADVANTAGE, INC. NV 4.01 05/10/06 SAFARI ASSOCIATES INC 5.02 05/11/06 AMEND SAIL 2006-BNC2 DE 8.01 05/12/06 SALISBURY BANCORP INC CT 8.01 05/10/06 SALTON INC DE 2.02,9.01 05/11/06 SANTANDER BANCORP 2.02,9.01 03/31/06 SASCO 2006-AM1 DE 8.01 05/12/06 SASCO 2006-BC1 DE 8.01 04/28/06 SASCO 2006-OPT1 DE 8.01 05/12/06 SATCON TECHNOLOGY CORP DE 2.02,9.01 05/11/06 SAVIENT PHARMACEUTICALS INC DE 2.02,9.01 05/11/06 SAXON CAPITAL INC MD 8.01,9.01 05/12/06 SB PARTNERS NY 2.01 05/02/06 SCRIPPS E W CO /DE OH 8.01,9.01 05/12/06 SECURED SERVICES INC DE 5.02 05/08/06 SECURITY BANK CORP GA 1.01,9.01 05/11/06 SEGMENTZ INC DE 2.02,9.01 05/12/06 SEMICONDUCTOR HOLDRS TRUST NY 9.01 03/31/06 SHARPER IMAGE CORP DE 1.01,5.02,9.01 05/08/06 SIERRA HEALTH SERVICES INC NV 7.01 05/12/06 SIERRA PACIFIC RESOURCES /NV/ NV 2.03 05/12/06 SILICON LABORATORIES INC DE 5.02,9.01 05/12/06 SILVERSTAR HOLDINGS LTD B0 8.01 05/09/06 SIMON PROPERTY GROUP L P /DE/ DE 1.01,2.03,9.01 05/09/06 SINA CORP 5.02,9.01 05/08/06 SMURFIT STONE CONTAINER CORP DE 1.01,1.02,5.02,9.01 05/10/06 SOFTWARE HOLDRS TRUST NY 8.01,9.01 03/31/06 SOLAR ENERTECH CORP NV 3.02,9.01 05/09/06 SOLAR ENERTECH CORP NV 1.01,9.01 05/12/06 SONTRA MEDICAL CORP MN 2.02 05/11/06 SOTHEBYS HOLDINGS INC MI 1.01,2.02,5.02,8.01,9.01 05/08/06 Soundview Home Loan Trust 2006-OPT3 DE 9.01 04/12/06 SOUTHSIDE BANCSHARES INC TX 8.01,9.01 05/12/06 SPARTAN MOTORS INC MI 7.01,9.01 05/12/06 SPARTAN STORES INC MI 5.02,8.01,9.01 05/10/06 SPARTAN STORES INC MI 8.01,9.01 05/12/06 SPHERIX INC DE 2.02,9.01 05/12/06 SPX CORP DE 8.01,9.01 05/12/06 STEELCLOUD INC VA 5.02,8.01,9.01 05/09/06 STELLAR TECHNOLOGIES, INC. CO 1.01,3.02,4.02,9.01 05/08/06 STEVEN MADDEN, LTD. DE 1.01 05/12/06 STEWARDSHIP FINANCIAL CORP NJ 2.02,9.01 05/09/06 STRATAGENE CORP DE 7.01 05/11/06 STRATS(SM) Trust for Allstate Corp Se 8.01,9.01 04/28/06 STRATUS PROPERTIES INC DE 1.01 05/09/06 Structured Adjustable Rate Mortgage L DE 8.01,9.01 04/28/06 STRUCTURED ASSET SECURITIES CORP DE 8.01 05/12/06 STRUCTURED ASSET SECURITIES CORP DE 8.01 05/12/06 STRUCTURED ASSET SECURITIES CORP DE 8.01 05/12/06 STRUCTURED ASSET SECURITIES CORP DE 8.01 05/12/06 STRUCTURED ASSET SECURITIES CORP DE 8.01 05/12/06 Structured Asset Securities Corp 2006 DE 8.01 05/12/06 STRUCTURED PRODUCTS CORP CASTSM STEP DE 8.01,9.01 05/01/06 STRUCTURED PRODUCTS CORP CORTS TR FOR DE 8.01,9.01 04/30/06 STRUCTURED PRODUCTS CORP CORTS TRUST DE 8.01 05/04/06 SULPHCO INC NV 1.01 05/08/06 SUMTOTAL SYSTEMS INC DE 7.01,9.01 05/12/06 SUNAIR SERVICES CORP FL 2.02,9.01 05/12/06 SUNLINK HEALTH SYSTEMS INC OH 2.02,7.01,9.01 05/11/06 SuperDirectories Inc. DE 4.02 03/30/06 AMEND SUPERTEL HOSPITALITY INC VA 2.02,9.01 05/12/06 SUPREME REALTY INVESTMENTS, INC. 4.01 05/10/06 SWIFT ENERGY CO 1.01,5.02,9.01 05/09/06 SyntheMed, Inc. DE 1.01 05/08/06 SYPRIS SOLUTIONS INC DE 1.01,9.01 05/12/06 TAMPA ELECTRIC CO FL 1.01,2.03,8.01,9.01 05/12/06 TAPESTRY PHARMACEUTICALS, INC DE 7.01,9.01 05/12/06 TARGETED GENETICS CORP /WA/ WA 3.03,5.03,9.01 05/10/06 TASKER CAPITAL CORP NV 5.02,8.01,9.01 05/11/06 TD AMERITRADE HOLDING CORP DE 1.01 05/08/06 TECHNOLOGY RESEARCH CORP FL 5.02,8.01,9.01 05/08/06 TELECOM HOLDRS TRUST NY 9.01 03/31/06 Telecomm Sales Network Inc 5.03 01/26/06 TEMPUR PEDIC INTERNATIONAL INC DE 5.02,9.01 05/10/06 THERAGENICS CORP DE 1.01,8.01,9.01 05/09/06 THERAVANCE INC DE 1.01 05/11/06 THERMODYNETICS INC DE 1.01,2.01,3.02,5.02,9.01 05/08/06 THINK PARTNERSHIP INC NV 5.02,9.01 05/10/06 THRESHOLD PHARMACEUTICALS INC DE 8.01,9.01 05/11/06 Timberline Resources Corp 8.01,9.01 05/08/06 TIME AMERICA INC NV 2.02,9.01 05/09/06 TOMPKINS TRUSTCO INC NY 5.02 05/08/06 TOREADOR RESOURCES CORP DE 1.01,9.01 05/09/06 TOREADOR RESOURCES CORP DE 5.02 05/09/06 AMEND TOWER BANCORP INC PA 1.01,9.01 05/11/06 TRANSOCEAN INC E9 1.01,2.03,5.02,9.01 05/11/06 TREMISIS ENERGY ACQUISITION CORP 2.01,2.02,2.03,3.02,5.01, 05/08/06 5.02,5.03,5.06,9.01 TRIARC COMPANIES INC DE 2.02,9.01 05/12/06 UNICA CORP 2.02,9.01 03/22/06 AMEND UNITED FIRE & CASUALTY CO IA 8.01 05/12/06 UNITED SECURITY BANCSHARES INC DE 5.02 05/12/06 UNITED SURGICAL PARTNERS INTERNATIONA DE 7.01,9.01 05/12/06 UNITED SURGICAL PARTNERS INTERNATIONA DE 5.02,9.01 05/09/06 UNIVERSAL CITY DEVELOPMENT PARTNERS L 7.01 05/12/06 Universal City Florida Holding Co. I FL 7.01 05/12/06 URBAN OUTFITTERS INC PA 2.02,9.01 05/11/06 US ENERGY CORP WY 8.01,9.01 05/09/06 UTILITIES HOLDERS SM TRUST NY 8.01,9.01 03/31/06 VALENTIS INC DE 2.02,9.01 05/12/06 VALENTIS INC DE 1.01,9.01 05/12/06 VALPEY FISHER CORP MD 2.02,9.01 05/12/06 Venoco, Inc. DE 1.01,9.01 05/09/06 VENTURE CATALYST INC UT 2.02,9.01 05/12/06 VERAMARK TECHNOLOGIES INC DE 2.02 05/12/06 Veri-Tek International, Corp. MI 2.02,9.01 05/12/06 VIEWPOINT CORP DE 3.01,9.01 05/10/06 VINEYARD NATIONAL BANCORP CA 8.01,9.01 05/12/06 VION PHARMACEUTICALS INC DE 1.01,5.02,8.01,9.01 05/08/06 VISHAY INTERTECHNOLOGY INC DE 8.01,9.01 05/12/06 VISTEON CORP DE 1.01,9.01 05/10/06 VITA FOOD PRODUCTS INC NV 8.01 05/08/06 VIVUS INC CA 8.01,9.01 05/10/06 VWR International, Inc. 2.02,5.02,7.01,9.01 05/09/06 Warner Chilcott Holdings CO III, LTD D0 2.02,9.01 05/12/06 Warner Music Group Corp. DE 3.01 05/11/06 Warrior Energy Services CORP DE 2.02,9.01 05/12/06 WARWICK VALLEY TELEPHONE CO NY 8.01,9.01 05/12/06 Washington Mutual Mortgage Pass-Throu DE 9.01 04/27/06 WASTE MANAGEMENT INC DE 1.01,9.01 05/11/06 WATERFORD GAMING LLC DE 8.01 05/12/06 WEBEX COMMUNICATIONS INC DE 1.01,5.02,9.01 05/08/06 Wells Fargo Mortgage Backed Securitie DE 8.01,9.01 04/27/06 Wentworth Energy, Inc. OK 5.02 03/23/06 WESTELL TECHNOLOGIES INC DE 2.02,9.01 05/11/06 WHIRLPOOL CORP /DE/ DE 2.05,9.01 05/10/06 WIRELESS HOLDRS TRUST NY 8.01,9.01 03/31/06 WORLDSPAN L P DE 1.01,9.01 05/11/06 XATA CORP /MN/ MN 2.02 05/12/06 XEROX CORP NY 8.01,9.01 05/01/06 XTREME COMPANIES INC NV 5.02,9.01 05/10/06 YARRAMAN WINERY, INC. NV 5.02 05/09/06 ZOLTEK COMPANIES INC DE 2.02,9.01 05/10/06