SEC NEWS DIGEST Issue 2007-94 May 16, 2007 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS Following is a schedule of Commission meetings, which will be conducted under provisions of the Government in the Sunshine Act. Meetings will be scheduled according to the requirements of agenda items under consideration. Open meetings will be held in the Auditorium, Room LL-002 at the Commission's headquarters building, 100 F Street, N.E., Washington, D.C. Visitors are welcome at all open meetings, insofar as space is available. Persons wishing to photograph or videotape Commission meetings must obtain permission in advance from the Secretary of the Commission. Persons wishing to tape record a Commission meeting should notify the Secretary's office 48 hours in advance of the meeting. Any member of the public who requires auxiliary aids such as a sign language interpreter or material on tape to attend a public meeting should contact Rochelle Franks, Office of Human Resources, to make arrangements. Ms. Franks can be reached at TTY number (202) 551-4106. In the event Ms. Franks cannot be reached, you may call the interpreter directly at (202) 551-4158. If you are calling from a non TTY number, please call the Relay Service at 1 866 377 8642. OPEN MEETING - WEDNESDAY, MAY 23, 2007 - 9:00 A.M. The subject matter of the open meeting scheduled for Wednesday, May 23, will be: 1. The Commission will consider whether to adopt interpretive guidance for management regarding its evaluation and assessment of internal control over financial reporting. The Commission will also consider whether to adopt amendments to Exchange Act Rules 13a-15(c) and 15d- 15(c) that would make it clear that an evaluation that complies with the Commission's interpretive guidance would satisfy the annual management evaluation required by those rules. In addition, the Commission will consider whether to adopt amendments to Rules 1- 02(a)(2) and 2-02(f) of Regulation S-X to require the expression of a single opinion directly on the effectiveness of internal control over financial reporting by the auditor in its attestation report. Finally, the Commission will consider whether to adopt amendments to Exchange Act Rule 12b-2 and Rule 1-02 of Regulation S-X to define certain terms. 2. The Commission will consider a number of rule proposals addressing the registration and disclosure requirements for smaller companies, as well as private offerings of securities, including whether: * to propose amendments to increase the number of companies eligible for the scaled disclosure and reporting requirements for smaller reporting companies; * to propose amendments to expand the eligibility requirements of Form S-3 and Form F-3 to permit registration of primary offerings by companies with a public float of less than $75 million, subject to restrictions on the amount of securities sold in any one-year period; * to propose exemptions from the registration requirements of the Securities Exchange Act of 1934 for grants of compensatory employee stock options by non-reporting companies; * to propose a new Regulation D exemption for offers and sales of securities to a newly defined subset of "accredited investors," as well as to propose revisions to the Regulation D definition of "accredited investor," disqualification provisions, and integration safe harbor and to provide interpretive guidance regarding integration; * to propose revisions to Form D and mandate electronic filing of Form D; and * to propose amendments to Rule 144 to revise the holding period for the resale of restricted securities, simplify compliance for non-affiliates, revise the Form 144 filing thresholds, and codify certain staff interpretations, as well as to propose amendments to Rule 145. 3. The Commission will consider whether to adopt rules to implement provisions of the Credit Rating Agency Reform Act of 2006. OPEN MEETING - THURSDAY, MAY 24, 2007 - 9:00 A.M. The subject matter of the open meeting scheduled for Thursday, May 24, will be: The Commission will hold a roundtable discussion regarding proxy voting mechanics. CLOSED MEETING - THURSDAY, MAY 24, 2007 - 2:00 P.M. The subject matter of the closed meeting scheduled for Thursday, May 24, will be: Formal orders of investigations; Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings of an enforcement nature; Resolution of litigation claims; Regulatory matter regarding a financial institution; and Other matters related to enforcement proceedings. OPEN MEETING - FRIDAY, MAY 25, 2007 - 9:00 A.M. The subject matter of the open meeting scheduled for Friday, May 25, will be: The Commission will hold a roundtable discussion regarding proposals of shareholders. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS SEC CHARGES MICHAEL CROW, AN UNDISCLOSED CONTROL PERSON OF A REGISTERED BROKER-DEALER, AND OTHERS WITH VIOLATING THE BROKER-DEALER REGISTRATION AND REPORTING REQUIREMENTS On May 15, the Commission filed a civil injunctive action in U.S. District Court for the Southern District of New York charging Michael W. Crow, Duncan Capital LLC, Duncan Capital Group LLC (DC Group), Robert David Fuchs, and Robert MacGregor with violations of the broker-dealer registration and reporting requirements. The Commission's complaint alleges that, from November 2003 through at least December 2004, defendant Crow, who had been previously enjoined by the U.S. District Court for the Southern District of California from future violations of the antifraud provisions of the federal securities laws and sanctioned by the Commission, acted as an unregistered principal of defendant Duncan Capital, a registered broker-dealer. The complaint alleges that Crow controlled virtually every significant aspect of Duncan Capital's operations and received the vast majority of the firm's profits. Yet Duncan Capital's regulatory filings failed to identify Crow as an officer, director or "control affiliate" of the firm, and falsely stated that: (1) no court had ever enjoined any of Duncan Capital's control affiliates in connection with an investment-related activity; and (2) the Commission had never entered an order against any of the firm's control affiliates in connection with an investment-related activity. The Commission's complaint also alleges that defendant Fuchs, the owner and nominal president of defendant Duncan Capital and the person who filed the false regulatory filings on behalf of Duncan Capital, acquiesced in Crow's undisclosed control of Duncan Capital and helped facilitate it by, among other things, transferring Duncan Capital's profits to other entities Crow controlled. The complaint further alleges that, with the knowledge and substantial assistance of Fuchs, defendant Duncan Capital also failed to register several associated persons, including Crow and defendant MacGregor, Duncan Capital's senior managing director in charge of private placements. The Commission's complaint alleges that by engaging in this conduct, the defendants violated the broker dealer registration and reporting requirements of the federal securities laws. Specifically, the complaint alleges that: (1) Duncan Capital violated Sections 15(b)(1), 15(b)(7) and 17(a) of the Securities Exchange Act of 1934 and Rules 15b3-1, 15b7-1 and 17a-3(a)(12) thereunder; (2) Crow violated Section 15(a) of the Exchange Act and aided and abetted Duncan Capital's violations of Section 15(b)(1) of the Exchange Act and Rule 15b3-1; (3) MacGregor and DC Group violated Section 15(a) of the Exchange Act; and (4) Fuchs aided and abetted Crow, MacGregor and DC Group's violations of Section 15(a) of the Exchange Act and Duncan Capital's violations of Sections 15(b)(1), 15(b)(7) and 17(a) of the Exchange Act and Rules 15b3-1, 15b7-1 and 17a-3(a)(12) thereunder. In its enforcement action the Commission seeks permanent injunctions against Crow, Fuchs, MacGregor, Duncan Capital and DC Group from future violations of the foregoing securities laws, the disgorgement of all ill-gotten gains and civil penalties. The Commission also named the following individual and entities as relief defendants and seeks disgorgement from them: Trevor Crow, Santal Holdings LLC, M.W. Crow Family LP, Crow 2001 Children's Trust FBO Michelle Lee Crow, Crow 2001 Children's Trust FBO Spencer Michael Crow, Crow 2001 Children's Trust FBO Duncan Crow, and Crow 2001 Children's Trust FBO Olivia Trevor Crow. [SEC v. Michael W. Crow, Duncan Capital LLC, Duncan Capital Group LLC, Robert David Fuchs, and Robert MacGregor, 07-Civ-3814 (CM) SDNY] (LR-20117) SEC CHARGES FORMER WALL STREET EXECUTIVE AND THREE OTHERS IN SCHEME TO DEFRAUD SAVINGS BANKS AND THEIR DEPOSITORS IN DOZENS OF STOCK OFFERINGS On May 16, the Commission filed a civil injunctive action in the U.S. District Court for the District of New Jersey charging four individuals with securities fraud for participating in a decade-long scheme to defraud savings banks and their depositors in connection with the banks' conversion from mutual to stock ownership. All four defendants have agreed to settle the Commission's charges. The Commission's complaint alleges that Bert Fingerhut spearheaded a sophisticated scheme to circumvent federal and state banking regulations in order to make lucrative stock purchases in bank conversions. From January 1997 through January 2007, Bert Fingerhut's scheme generated a total of over $12 million in fraudulent profits from secondary market sales of bank stock illegally obtained in 65 public offerings. The other three defendants were nominees for Bert Fingerhut who knowingly played active roles in implementing the scheme and profited from their efforts: Robert Danetz, a childhood friend of Bert Fingerhut; Bruce Fingerhut, Bert Fingerhut's nephew; and Stephen Danetz, Robert Danetz's brother. The complaint alleges that the defendants made numerous misrepresentations in stock subscription agreements and stock order forms to carry out their fraudulent scheme. The complaint also alleges that Robert Danetz and Bruce Fingerhut acted as undisclosed nominees and used phony identification cards and other documents in order to deceive the banks. All four defendants have agreed to settle the Commission's charges. More specifically, the defendants named in the Commission's complaint are: Bert Fingerhut, age 63, a resident of both Aspen, Colorado and Palo Alto, California. From 1965 through 1983, he was associated in different capacities with Oppenheimer & Co., Inc. (Oppenheimer), then a registered broker-dealer. Among other positions, he was Director of Research and Executive Vice President and a member of both the Management and Executive Committees of Oppenheimer. From 1983 through 1988, he worked as an analyst for Odyssey Investors, Inc., a registered broker-dealer formerly affiliated with Oppenheimer. Robert Danetz, age 62, and a resident of both Teaneck, New Jersey and Roxbury, New York. He is a retired school teacher. Bruce Fingerhut, age 38, and a resident of Alexandria, Virginia. He is a freelance opinion poll researcher. Stephen Danetz, age 65, and a resident of New York, New York. He is a real estate attorney. The Commission's complaint further alleges as follows: Federal and state banking regulations are designed to ensure that when a bank converts to stock ownership, each of the bank's depositors has a fair chance to purchase stock before other interested investors do so. Because the demand for shares issued by a converting bank often exceeds the number of shares the bank is selling, banking regulations restrict the number of shares that any one depositor may acquire and prohibit depositors from agreeing to transfer their shares to anyone else before the shares are issued. The demand for such shares often also causes the shares to trade in the secondary market at a high premium to the initial purchase price. Accordingly, the chance to purchase shares from a converting bank is often a very lucrative investment opportunity. The defendants deliberately evaded these and other applicable banking regulations and offering terms contained in the converting banks' prospectuses that imposed maximum purchase limits and prohibited the transfer of depositors' purchase rights. These priority purchase rights allow the depositors to purchase up to a certain number of shares at a relatively low price, and shares are allocated among depositors according to various criteria if an offering is oversubscribed. To ensure that only depositors benefit from their priority purchase rights, federal and state banking regulations prohibit depositors from transferring ownership of their purchase rights or from entering into any agreement regarding the sale or transfer of shares purchased in the offering. Bert Fingerhut funded the opening of accounts in his own name and the names of his nominees at mutual savings banks throughout the country. When any of the banks undertook a conversion, he secretly funded his nominees' stock purchases, controlled the sale of his nominees' shares and retained most of the trading profits. He also had the nominees submit stock order forms in which they falsely certified to the banks that they were purchasing the stock for their own account and had no agreement to transfer the shares or the proceeds of their sale. Bert Fingerhut caused his nominees to make these material misrepresentations in 65 public stock offerings by banks. The 65 offerings were oversubscribed, and the defendants' misconduct therefore limited the amount of stock available to legitimate depositors, some of whom received less stock than they requested or were completely shut out. Bert Fingerhut and his nominees made over $12 million from the scheme at the expense of other depositors. Robert Danetz and Bruce Fingerhut knowingly played key roles in carrying out the scheme, and reaped large profits of their own from their misconduct. They did most of the legwork to set up the nominee accounts and acted as nominees in numerous offerings. For years, they traveled the country opening as many accounts as possible, sometimes using phony identification cards and bogus utility bills to satisfy certain banks' in-state residency requirements. As nominees, they both knowingly made misrepresentations in each of the subscription agreements they signed. Stephen Danetz, a lawyer, also willingly participated as a nominee for Bert Fingerhut and knowingly made misrepresentations in one of the most profitable conversions targeted by the scheme. In addition, he was involved in discussions with Bert Fingerhut and Robert Danetz that led Robert Danetz to make false statements to the Commission's staff in an earlier investigation into a similar, unrelated scheme that targeted the conversion of NewAlliance Bancshares, Inc. All four defendants are charged with violating Section 10(b) of the Securities and Exchange Act of 1934 ("Exchange Act") and Rule 10b-5 thereunder. In the complaint, the Commission seeks permanent injunctive relief, disgorgement and civil penalties. In a parallel criminal proceeding, the United States Attorney's Office for the District of New Jersey has announced that it filed criminal charges against Bert Fingerhut for the same conduct. Earlier today, Bert Fingerhut pled guilty to the criminal charges and, in connection with his guilty plea, agreed to pay a total of $11 million in forfeiture, representing his own illegal profits from the scheme. Each of the defendants, without admitting or denying the complaint's allegations, has consented to the entry of a permanent injunction against violating Section 10(b) of the Exchange Act and Rule 10b-5 thereunder. In addition, Bruce Fingerhut has agreed to disgorge his ill-gotten gains of $181,269, plus prejudgment interest, and pay a civil penalty in the amount of $150,000. Stephen Danetz has agreed to disgorge his ill-gotten gains of $137,975, plus prejudgment interest, and pay a civil penalty in the amount of $120,000. Because Bert Fingerhut has already agreed to forfeit an amount equivalent to his ill-gotten gains in conjunction with his guilty plea in the parallel criminal case, the consent judgment in the civil case does not require disgorgement of those same ill-gotten gains. The Commission's claims for civil penalties against Bert Fingerhut and Robert Danetz will remain pending. The Commission acknowledges the assistance and cooperation of the U.S. Attorney's Office for the District of New Jersey, the Federal Deposit Insurance Corporation, the Internal Revenue Service, the Federal Bureau of Investigation and the U.S. Postal Inspection Service in this matter. The Commission's investigation is ongoing. [SEC v. Fingerhut et al., Civil Action No. 07-2294 (D.N.J.) (PGS)] (LR-20118; Press Rel. 2007-97) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-Amex-2007-47) filed by the American Stock Exchange to change the method by which specialists on the Exchange execute Odd-Lot Market Orders under Rule 205-AEMI has become effective pursuant to Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication is expected in the Federal Register during the week of May 21. (Rel. 34-55762) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-ISE-2007-18) filed by the International Securities Exchange relating to information regarding customer orders on the ISE's book. Publication is expected in the Federal Register during the week of May 21. (Rel. 34-55764) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 CAPITAL AUTO RECEIVABLES LLC, 1209 ORANGE STREET, WILMINGTON, DE, 19801, 3135561240 - 0 ($25,000,000,000.00) Asset-Backed Securities, (File 333-142950 - May. 15) (BR. 05D) SB-2 SOMBRIO CAPITAL CORP, SUITE 900 - 1055 WEST HASTINGS STREET, VANCOUVER, A1, V6E 2E9, 604-312-3353 - 2,187,498 ($218,749.80) Equity, (File 333-142951 - May. 15) (BR. 04) S-4 IRON MOUNTAIN INC, 745 ATLANTIC AVENUE, BOSTON, MA, 02111, 6175354766 - 0 ($157,147,989.00) Equity, (File 333-142953 - May. 15) (BR. 05B) S-1 METROPCS COMMUNICATIONS INC, 8144 WALNUT HILL LANE, STE 800, DALLAS, TX, 75231-4388, 214-265-2550 - 0 ($6,585,498.33) Equity, (File 333-142954 - May. 15) (BR. 11C) S-4 METROPCS WIRELESS INC, 8144 WALNUT HILL LANE, SUITE 600, DALLAS, TX, 75231, 2142652550 - 0 ($1,000,000,000.00) Non-Convertible Debt, (File 333-142955 - May. 15) (BR. 11) S-8 JMP Group Inc., 600 MONTGOMERY STREET, SAN FRANCISCO, CA, 94111, 415-835-8900 - 0 ($83,868,000.00) Equity, (File 333-142956 - May. 15) (BR. 06A) SB-2 INKSURE TECHNOLOGIES INC., 1770 N.W. 64TH STREET, FORT LAUDERDALE, FL, 433309, (954) 772-8507 - 2,600,000 ($0.00) Debt Convertible into Equity, 11,188,144 ($21,283,121.72) Equity, (File 333-142957 - May. 15) (BR. 06B) S-3 ISOLAGEN INC, 713-780-4754 - 0 ($50,000,000.00) Equity, (File 333-142959 - May. 15) (BR. 01A) S-3ASR HEALTH NET INC, 21650 OXNARD ST, WOODLAND HILLS, CA, 91367, 8186766000 - 0 ($0.00) Non-Convertible Debt, (File 333-142960 - May. 15) (BR. 01B) S-8 MERRILL LYNCH & CO INC, 4 WORLD FINANCIAL CTR, NEW YORK, NY, 10080, 2124491000 - 0 ($300,000,000.00) Other, (File 333-142962 - May. 15) (BR. 06C) S-8 GIGAMEDIA LTD, 57 TUNG HSING RD FOURTH FLOOR, TAIPEI TAIWAN (886-2)8768-3020, REPUBLIC OF CHINA, F5, 00000, 1,000,000 ($15,590,000.00) Equity, (File 333-142963 - May. 15) (BR. 03C) S-8 RADISYS CORP, 5445 NE DAWSON CREEK DR, HILLSBORO, OR, 97124, 5036461800 - 0 ($45,632,000.00) Equity, (File 333-142968 - May. 15) (BR. 03C) S-8 RADISYS CORP, 5445 NE DAWSON CREEK DR, HILLSBORO, OR, 97124, 5036461800 - 0 ($7,130,000.00) Equity, (File 333-142969 - May. 15) (BR. 03C) F-1 Trina Solar LTD, NO. 2 XIN YUAN YI ROAD ELECTRONICS PARK, NEW DISTRICT, CHANGZHOU, JIANGSU 213031, CHANGZHOU, F4, 213031, 86 519 548 2008 - 0 ($367,064,787.00) ADRs/ADSs, (File 333-142970 - May. 15) (BR. 10) SB-2 TISSERA INC, UNIT 130 2188 NO 5 ROAD, RICHMOND BC CANADA, A1, 00000, 6042768324 - 16,500,000 ($2,805,000.00) Equity, (File 333-142971 - May. 15) (BR. 01C) S-8 ULTIMATE SOFTWARE GROUP INC, ULTIMATE SOFTWARE GROUP INC, 2000 ULTIMATE WAY, WESTON, FL, 33326, 9542661000 - 0 ($83,700,000.00) Equity, (File 333-142972 - May. 15) (BR. 03C) S-8 BSD MEDICAL CORP, 2188 W 2200 SOUTH, SALT LAKE CITY, UT, 84119, 8019725555 - 2,474,719 ($7,382,401.00) Equity, (File 333-142973 - May. 15) (BR. 10A) S-8 COVANCE INC, 210 CARNEGIE CENTER, PRINCETON, NJ, 08540, 6094524440 - 0 ($104,752,000.00) Equity, (File 333-142974 - May. 15) (BR. 01A) SB-2 KAL ENERGY INC, 93-95 GLOUCESTER PLACE, LONDON, X0, W1U 6JQ, 44 (0) 20 7935-4440 - 17,727,500 ($21,095,725.00) Equity, (File 333-142975 - May. 15) (BR. 04C) SB-2 Don Marcos Trading CO, PO BOX 7650, FT. LAUDERDALE, FL, 33338-7650, 954-356-8100 - 17,400,000 ($870,000.00) Equity, (File 333-142976 - May. 15) (BR. ) SB-2 TECKMINE INDUSTRIES INC., 239-280 NELSON STREET, VANCOUVER, A1, V6B 2E2, 604-677-5066 - 2,618,761 ($523,752.20) Equity, (File 333-142977 - May. 15) (BR. 04) S-8 CRYOCOR INC, 9717 PACIFIC HEIGHTS BOULEVARD, SAN DIEGO, CA, 92121, (858) 909-2200 - 0 ($3,678,239.00) Equity, (File 333-142978 - May. 15) (BR. 10A) SB-1 TRIPLE A MEDICAL, INC., 604 CREEK VIEW, OVILLA, TX, 75154, 214-446-4294 - 1,000,000 ($500,000.00) Other, (File 333-142979 - May. 15) (BR. 03) S-8 PMC SIERRA INC, 3975 FREEDOM CIRCLE, MISSION TOWER ONE, SANTA CLARA, CA, 95054, 408-369-1176 - 3,833,441 ($25,530,717.06) Equity, (File 333-142980 - May. 15) (BR. 10C) S-8 UNITY WIRELESS CORP, 1800337664 - 100,000 ($16,000.00) Equity, (File 333-142981 - May. 15) (BR. 11A) SB-2 OCTILLION CORP, 216 - 1628 WEST 1ST AVENUE, VANCOUVER, A1, V6J1G1, 800-213-0689 - 4,000,000 ($2,850,000.00) Equity, (File 333-142982 - May. 15) (BR. 01B) S-8 WGL HOLDINGS INC, 101 CONSTITUTION AVE, N.W., WASHINGTON, DC, 20080, 2026246011 - 1,700,000 ($58,412,000.00) Equity, (File 333-142983 - May. 15) (BR. 02A) SB-1 AUTO DIRECT HOLDINGS, INC., 46 NELSON STREET, OAKVILLE, A6, L6L 3H6, 905-399-3066 - 1,000,000 ($500,000.00) Other, (File 333-142984 - May. 15) (BR. ) S-8 WILLIAMS COMPANIES INC, ONE WILLIAMS CTR, TULSA, OK, 74172, 9185732000 - 0 ($601,960,000.00) Equity, (File 333-142985 - May. 15) (BR. 02C) S-3 TELKONET INC, 902A COMMERCE ROAD, ., ANNAPOLIS, MD, 21401, 240-912-1800 - 2,304,012 ($9,607,730.00) Equity, (File 333-142986 - May. 15) (BR. 11B) S-3ASR HEALTH CARE REIT INC /DE/, ONE SEAGATE STE 1500, P O BOX 1475, TOLEDO, OH, 43604, 4192472800 - 10,760,247 ($479,584,208.79) Equity, (File 333-142987 - May. 15) (BR. 08B) S-3ASR Dolby Laboratories, Inc., 100 POTRERO AVENUE, SAN FRANCISCO, CA, 94103, 415 558 0200 - 0 ($280,960,000.00) Equity, (File 333-142988 - May. 15) (BR. 11B) S-3ASR ACCENTURE LTD, CANON COURT, 22 VICTORIA STREET, HAMILTON, HAMILTON, D0, HM12, 65-213-2136 - 0 ($5,915,509,190.00) Equity, (File 333-142989 - May. 15) (BR. 08A) SB-2 QUANTUM GROUP INC /FL, 3460 FAIRLANE FARMS ROAD, SUITE 4, WELLINGTON, FL, 33414, 561-798-9800 - 8,165,000 ($35,132,600.00) Equity, (File 333-142990 - May. 15) (BR. 08A) S-8 INDUSTRIAL DISTRIBUTION GROUP INC, 950 E PACES FERRY RD, STE 1575, ATLANTA, GA, 30326, 7709492100 - 0 ($12,781,630.20) Equity, (File 333-142991 - May. 15) (BR. 06B) S-8 INDUSTRIAL DISTRIBUTION GROUP INC, 950 E PACES FERRY RD, STE 1575, ATLANTA, GA, 30326, 7709492100 - 200,000 ($2,278,000.00) Equity, (File 333-142992 - May. 15) (BR. 06B) S-3 BASIC ENERGY SERVICES INC, 400 W. ILLINOIS, SUITE 800, MIDLAND, TX, 79701, 4326205500 - 430,191 ($11,008,587.69) Equity, (File 333-142993 - May. 15) (BR. 04A) S-4 GeoPharma, Inc., 6950 BRYAN DAIRY RD, LARGO, FL, 33777, 7275448866 - 0 ($12,985,000.00) Equity, (File 333-142994 - May. 15) (BR. 01A) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 100 F Street, N.E., Washington, D.C. 20549-1090 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT AAA Energy Inc. NV 5.02 05/03/07 ABIGAIL ADAMS NATIONAL BANCORP INC DE 2.02,9.01 05/14/07 ABLEAUCTIONS COM INC FL 2.02 05/15/07 ACCELRYS, INC. DE 2.02,9.01 05/15/07 ACCESS WORLDWIDE COMMUNICATIONS INC DE 2.02,7.01,9.01 05/15/07 ACE COMM CORP MD 9.01 05/15/07 ACTIVE POWER INC DE 2.02,8.01,9.01 05/14/07 ACTIVE POWER INC DE 5.02 05/15/07 ADEPT TECHNOLOGY INC CA 7.01,9.01 05/14/07 Advanced BioEnergy, LLC DE 7.01 05/11/07 AEROFLEX INC DE 8.01 05/14/07 Affinion Group, Inc. DE 2.02,9.01 05/14/07 AKESIS PHARMACEUTICALS, INC. NV 2.02,4.02,8.01,9.01 05/11/07 ALLIANCE BANKSHARES CORP 8.01,9.01 05/15/07 Alliance Holdings GP, L.P. DE 7.01,9.01 05/15/07 ALLIANCE IMAGING INC /DE/ DE 8.01,9.01 05/10/07 ALLIANCE PHARMACEUTICAL CORP NY 1.01,2.03,9.01 05/15/07 ALLIANCE RESOURCE PARTNERS LP DE 7.01,9.01 05/15/07 ALLIED WORLD ASSURANCE CO HOLDINGS LT 7.01,9.01 05/14/07 ALONG MOBILE TECHNOLOGIES INC NV 5.02 05/11/07 ALTRIA GROUP, INC. VA 8.01,9.01 05/15/07 AMB PROPERTY CORP MD 5.02,9.01 05/10/07 AMB PROPERTY LP DE 5.02,9.01 05/10/07 AMERICAN COMMUNITY PROPERTIES TRUST MD 2.02 05/15/07 AMERICAN ELECTRIC POWER CO INC NY 7.01 05/15/07 American Express Issuance Trust DE 8.01,9.01 05/15/07 AMERICAN MEDICAL ALERT CORP NY 2.02,9.01 05/14/07 AMERICAN NATIONAL BANKSHARES INC VA 8.01,9.01 05/15/07 AMERICAN PHYSICIANS SERVICE GROUP INC TX 2.02 05/15/07 AMERICAN SHARED HOSPITAL SERVICES CA 2.02,9.01 05/15/07 AMERICAN SOIL TECHNOLOGIES INC NV 4.01,9.01 02/27/07 American Tire Distributors Holdings, 7.01 05/15/07 AMERICASBANK CORP MD 8.01,9.01 05/10/07 AMERITRANS CAPITAL CORP DE 2.02,8.01,9.01 03/31/07 AMES NATIONAL CORP IA 5.02 05/15/07 AMF BOWLING WORLDWIDE INC DE 8.01 05/15/07 AMGEN INC DE 8.01 05/15/07 AMPEX CORP /DE/ DE 2.02,9.01 05/10/07 AMS HEALTH SCIENCES INC OK 2.02,9.01 03/31/07 ANTARES PHARMA INC DE 8.01 05/11/07 AP PHARMA INC /DE/ DE 3.01,9.01 05/09/07 APOLLO GOLD CORP 2.02,9.01 05/15/07 APPLIED MATERIALS INC /DE DC 2.02,9.01 05/15/07 AQUACELL TECHNOLOGIES INC DE 4.01,9.01 05/02/07 AMEND Aquacell Water, Inc. DE 4.01,9.01 05/02/07 AMEND ARC WIRELESS SOLUTIONS INC UT 2.01,9.01 05/15/07 ARCADIA RESOURCES, INC NV 3.02,9.01 05/09/07 ARCH CAPITAL GROUP LTD. 8.01 05/11/07 ARCH CAPITAL GROUP LTD. 8.01 05/15/07 ARCTIC CAT INC MN 2.02,9.01 05/15/07 ARK RESTAURANTS CORP NY 2.02 05/14/07 ARRAY BIOPHARMA INC DE 7.01,9.01 05/15/07 ARRAY BIOPHARMA INC DE 1.01,8.01,9.01 05/14/07 ASCENDANT SOLUTIONS INC DE 2.02 05/14/07 ASPEN INSURANCE HOLDINGS LTD D0 7.01,9.01 05/15/07 ASTEA INTERNATIONAL INC DE 2.02,9.01 05/15/07 ASTRO MED INC /NEW/ RI 7.01,9.01 05/15/07 ATLANTIC EXPRESS TRANSPORTATION CORP NY 1.01,2.03,7.01,9.01 05/15/07 AUDIOVOX CORP DE 2.02,8.01 05/15/07 Avantair, Inc DE 2.02,9.01 05/15/07 AVAX TECHNOLOGIES INC DE 7.01,9.01 05/15/07 AVISTA CORP WA 5.02,5.03,9.01 05/11/07 Aviza Technology, Inc. DE 5.02,9.01 05/09/07 BA Credit Card Funding, LLC DE 8.01,9.01 05/15/07 BABYUNIVERSE, INC. FL 2.02,7.01,8.01,9.01 05/15/07 BACKWEB TECHNOLOGIES LTD 2.02,9.01 05/14/07 Banc of America Funding 2007-3 Trust DE 8.01,9.01 04/30/07 Banc of America Funding 2007-C Trust DE 8.01,9.01 04/30/07 Bank of Commerce Holdings CA 8.01,9.01 05/15/07 BANKATLANTIC BANCORP INC FL 7.01,9.01 05/15/07 BARNES & NOBLE INC DE 8.01,9.01 05/15/07 BARRINGTON SCIENCES CORP NV 8.01 05/14/07 Basin Water, Inc. DE 2.02,9.01 05/14/07 BELL INDUSTRIES INC /NEW/ CA 2.02,9.01 05/15/07 BELLAVISTA CAPITAL INC MD 8.01,9.01 05/14/07 BERKSHIRE HILLS BANCORP INC 1.01,9.01 05/14/07 BEXIL CORP MD 2.02,9.01 03/31/07 BILL BARRETT CORP 5.02 05/09/07 BILL BARRETT CORP 7.01 05/14/07 BIO KEY INTERNATIONAL INC MN 2.02,9.01 05/15/07 BIRNER DENTAL MANAGEMENT SERVICES INC CO 2.02,9.01 05/15/07 BLONDER TONGUE LABORATORIES INC DE 2.02,9.01 05/15/07 BLUE HOLDINGS, INC. NV 2.02,9.01 05/15/07 BRE PROPERTIES INC /MD/ MD 7.01,9.01 05/15/07 BRE PROPERTIES INC /MD/ MD 8.01,9.01 05/15/07 BRITTON & KOONTZ CAPITAL CORP MS 8.01,9.01 05/15/07 BRITTON & KOONTZ CAPITAL CORP MS 8.01,9.01 05/15/07 BROADRIDGE FINANCIAL SOLUTIONS, INC. DE 2.02,9.01 05/15/07 BRODER BROS CO MI 2.02,9.01 05/15/07 Buckingham Exploration Inc. NV 1.01 05/09/07 CA, INC. DE 8.01 05/15/07 CABLEVISION SYSTEMS CORP /NY DE 7.01,9.01 05/15/07 CADENCE DESIGN SYSTEMS INC DE 5.02,9.01 05/09/07 CALPINE CORP DE 7.01,9.01 05/14/07 Cambridge Display Technology, Inc. DE 2.02,9.01 05/15/07 CAMERON INTERNATIONAL CORP DE 5.02,7.01,9.01 05/11/07 CANARGO ENERGY CORP DE 7.01 05/15/07 CANYON RESOURCES CORP DE 5.02,7.01,9.01 05/09/07 CAPELLA EDUCATION CO 8.01,9.01 05/15/07 CAPITAL ALLIANCE INCOME TRUST REAL ES DE 9.01 05/03/07 CARDIOGENESIS CORP /CA CA 2.02,9.01 05/15/07 CARRINGTON LABORATORIES INC /TX/ TX 2.02,9.01 05/15/07 CASELLA WASTE SYSTEMS INC DE 1.01,2.03,9.01 05/09/07 CASEYS GENERAL STORES INC IA 7.01 05/15/07 CATALYTICA ENERGY SYSTEMS INC DE 2.02,9.01 05/15/07 CATO CORP DE 2.02,9.01 05/10/07 CCH II LLC 7.01 05/14/07 CCO HOLDINGS LLC 7.01 05/14/07 Celsius Holdings, Inc. NV 8.01,9.01 05/08/07 CENTRAL EUROPEAN MEDIA ENTERPRISES LT 1.01 05/09/07 CENTRAL VERMONT PUBLIC SERVICE CORP VT 8.01,9.01 05/15/07 CET SERVICES INC CA 5.02,9.01 05/09/07 CHARTER COMMUNICATIONS HOLDINGS LLC DE 7.01 05/14/07 CHARTER COMMUNICATIONS INC /MO/ DE 7.01 05/14/07 CHASE BANK USA, NATIONAL ASSOCIATION DE 8.01,9.01 05/15/07 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 05/15/07 CHECKFREE CORP \GA\ DE 2.01,2.03,7.01,9.01 05/15/07 CHEMOKINE THERAPEUTICS CORP DE 2.02,9.01 05/14/07 CHESAPEAKE ENERGY CORP OK 1.01,2.03,8.01,9.01 05/10/07 China Architectural Engineering, Inc. DE 1.01,9.01 05/11/07 CHINA EDUCATION ALLIANCE INC. NC 1.01,2.03,3.02,7.01,9.01 05/08/07 CHINA EXPERT TECHNOLOGY, INC. NV 1.01,9.01 05/09/07 China Housing & Land Development, Inc NV 7.01,9.01 05/15/07 China Housing & Land Development, Inc NV 2.02,9.01 05/15/07 China Public Security Technology, Inc 5.02 05/15/07 CHINA SECURITY & SURVEILLANCE TECHNOL D8 9.01 05/14/07 AMEND CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 04/27/07 CHL Mortgage Pass-Through Trust 2007- DE 8.01,9.01 04/27/07 Cinemark Holdings, Inc. DE 2.02,7.01,9.01 05/15/07 CISCO SYSTEMS INC CA 8.01 05/14/07 CIT GROUP INC DE 8.01,9.01 05/14/07 CITIBANK OMNI-S MASTER TRUST 8.01,9.01 05/15/07 CITIBANK SOUTH DAKOTA N A DE 8.01 04/25/07 CITIZENS BANCSHARES CORP /GA/ GA 2.02,9.01 05/15/07 CITIZENS SOUTH BANKING CORP DE 7.01 05/15/07 CLEAN ENERGY COMBUSTION SYSTEMS INC DE 4.01,9.01 09/14/06 AMEND COINMACH SERVICE CORP DE 7.01,9.01 05/14/07 Cole Credit Property Trust II Inc MD 1.01,8.01,9.01 05/09/07 Coleman Cable, Inc. DE 5.02,9.01 05/14/07 COMDISCO HOLDING CO INC DE 2.02,9.01 05/15/07 COMERICA INC /NEW/ DE 7.01,9.01 05/15/07 COMMVAULT SYSTEMS INC DE 2.02,9.01 05/15/07 COMPOSITE TECHNOLOGY CORP NV 7.01,9.01 03/15/07 COMPUDYNE CORP NV 2.02,9.01 05/11/07 COMTEX NEWS NETWORK INC DE 2.02,9.01 05/14/07 CONSTAR INTERNATIONAL INC DE 2.02,9.01 05/15/07 Cord Blood America, Inc. FL 8.01,9.01 05/14/07 Core-Mark Holding Company, Inc. DE 2.02,9.01 05/10/07 CORILLIAN CORP OR 8.01 05/15/07 CORTEX PHARMACEUTICALS INC/DE/ DE 1.01,5.02,9.01 05/09/07 COUNTERPATH SOLUTIONS, INC. NV 4.02 05/10/07 Courtside Acquisition Corp DE 7.01,8.01,9.01 05/15/07 CPI AEROSTRUCTURES INC NY 2.02,9.01 05/14/07 CPI INTERNATIONAL, INC. DE 2.02,9.01 05/14/07 CRC Health CORP DE 2.02,9.01 05/15/07 CRIMSON EXPLORATION INC. TX 1.01,2.01,2.03,3.02,9.01 05/08/07 CRIMSON EXPLORATION INC. TX 7.01,9.01 05/15/07 CRIMSON EXPLORATION INC. TX 8.01,9.01 05/15/07 CROSS COUNTRY HEALTHCARE INC DE 1.01,9.01 05/10/07 Crystal River Capital, Inc. MD 5.03,9.01 05/08/07 Crystal River Capital, Inc. MD 2.02,7.01,9.01 05/14/07 CWALT INC DE 8.01,9.01 04/27/07 DANKA BUSINESS SYSTEMS PLC 1.01,9.01 05/14/07 DATATRAK INTERNATIONAL INC OH 2.02,9.01 05/09/07 DEFENSE INDUSTRIES INTERNATIONAL INC NV 2.02,9.01 05/15/07 DELUXE CORP MN 1.01,2.03,9.01 05/09/07 DESERT CAPITAL REIT INC MD 5.02 05/15/07 Deutsche Alt-A Securities Mortgage Lo 8.01,9.01 05/15/07 DIGITAL RECORDERS INC NC 2.02,7.01,9.01 05/15/07 DigitalFX International Inc FL 2.02,9.01 05/15/07 DIRECT INSITE CORP DE 2.02,9.01 05/14/07 DOCUMENT SCIENCES CORP DE 2.02,9.01 05/15/07 DRYCLEAN USA INC DE 2.02,9.01 05/14/07 DTLL INC MN 4.01,9.01 05/07/07 DTS, INC. DE 2.02,9.01 05/15/07 Duke Energy CORP DE 5.02,9.01 05/09/07 Duncan Energy Partners L.P. DE 7.01,9.01 05/15/07 DYNEGY HOLDINGS INC DE 8.01,9.01 05/15/07 DYNEGY INC. DE 8.01,9.01 05/15/07 DYNEGY INC. DE 4.01,9.01 04/11/07 AMEND EAGLE BROADBAND INC TX 1.01 05/09/07 EAU TECHNOLOGIES, INC. DE 1.01,3.02,5.01,9.01 05/09/07 Eddie Bauer Holdings, Inc. DE 2.02,9.01 05/15/07 EL PASO ELECTRIC CO /TX/ TX 5.02,9.01 05/15/07 ELECTRONIC ARTS INC DE 5.02 05/10/07 EMBARCADERO TECHNOLOGIES INC 3.01,8.01,9.01 05/14/07 Employers Holdings, Inc. NV 2.02,9.01 05/14/07 Employers Holdings, Inc. NV 2.02,9.01 05/15/07 AMEND ENCISION INC CO 2.02,9.01 05/15/07 ENCORE CAPITAL GROUP INC DE 3.01,5.02,8.01,9.01 05/11/07 ENCORIUM GROUP INC NV 2.02,9.01 05/14/07 ENERGYSOUTH INC AL 7.01,9.01 05/15/07 ENSCO INTERNATIONAL INC DE 2.02,9.01 05/15/07 ENTERPRISE FINANCIAL SERVICES CORP DE 5.02,9.01 05/14/07 ENTERPRISE PRODUCTS PARTNERS L P DE 7.01,9.01 05/15/07 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL 2.02,7.01,9.01 05/15/07 EQUIFAX INC GA 1.01,2.01,2.03,5.02,9.01 05/15/07 Equity Media Holdings CORP DE 5.02,8.01,9.01 05/09/07 ERHC Energy Inc CO 2.02,9.01 05/09/07 EXCO RESOURCES INC TX 7.01,9.01 05/15/07 EXIDE TECHNOLOGIES DE 1.01,2.03,9.01 05/15/07 EZENIA INC DE 2.02,9.01 05/14/07 Federal Home Loan Bank of Atlanta X1 2.03 05/09/07 Federal Home Loan Bank of Boston X1 2.03 05/09/07 Federal Home Loan Bank of Chicago X1 2.03 05/10/07 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 05/09/07 Federal Home Loan Bank of Dallas 2.03 05/09/07 Federal Home Loan Bank of Des Moines X1 2.03,9.01 05/09/07 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 05/09/07 Federal Home Loan Bank of New York X1 2.03,9.01 05/10/07 Federal Home Loan Bank of Pittsburgh PA 2.03,9.01 05/09/07 Federal Home Loan Bank of San Francis X1 2.03 05/09/07 Federal Home Loan Bank of Seattle 2.03 05/14/07 Federal Home Loan Bank of Topeka 2.03 05/09/07 Federal Home Loan Bank of Topeka 2.02,7.01,9.01 05/15/07 FIBERSTARS INC /CA/ CA 2.02,9.01 05/10/07 FINISAR CORP DE 2.02,8.01,9.01 05/09/07 FIRST ALBANY COMPANIES INC NY 1.01,3.02,5.01,5.02,8.01,9.01 05/14/07 FIRST BANCTRUST CORP DE 2.02,9.01 05/11/07 FIRST COMMUNITY BANCSHARES INC /NV/ NV 5.02 05/14/07 FIRST POTOMAC REALTY TRUST MD 7.01,9.01 05/15/07 FIRSTBANK CORP MI 8.01,9.01 05/11/07 FIRSTENERGY CORP OH 5.02 05/15/07 Fit For Business International Inc NV 4.02,9.01 02/14/07 AMEND FLEETWOOD ENTERPRISES INC/DE/ DE 8.01,9.01 05/15/07 FLEXTRONICS INTERNATIONAL LTD. U0 1.01,1.02,9.01 05/10/07 FOAMEX INTERNATIONAL INC DE 2.02,9.01 05/14/07 FOREST OIL CORP NY 1.01,9.01 05/10/07 Fortress International Group, Inc. DE 2.02,9.01 05/14/07 Fortress Investment Group LLC DE 2.02,9.01 05/15/07 FOSSIL INC DE 2.02,9.01 05/15/07 FUNDSTECH CORP DC 3.02,9.01 05/14/07 FUTURES PORTFOLIO FUND LP MD 5.02 05/15/07 GALLAGHER ARTHUR J & CO DE 7.01,9.01 05/15/07 GAMCO INVESTORS, INC. ET AL NY 2.02,9.01 05/10/07 GAMETECH INTERNATIONAL INC DE 8.01,9.01 05/14/07 Gaming Partners International CORP NV 2.02,9.01 05/15/07 GASCO ENERGY INC NV 7.01,9.01 05/15/07 GASTAR EXPLORATION LTD 2.01,3.02,7.01,9.01 05/09/07 GateHouse Media, Inc. DE 2.02,9.01 05/14/07 GENELABS TECHNOLOGIES INC /CA CA 2.02,9.01 05/14/07 GENERAL STEEL HOLDINGS INC NV 2.02,9.01 05/14/07 GENESIS BIOVENTURES INC NY 1.01 05/09/07 GEODYNE ENERGY INCOME LIMITED PARTNER OK 2.01,9.01 05/09/07 GEODYNE INSTITUTIONAL PENSION ENERGY OK 2.01,9.01 05/09/07 GEODYNE INSTITUTIONAL PENSION ENERGY TX 2.01,9.01 05/09/07 GEORESOURCES INC CO 8.01 05/15/07 GEVITY HR INC FL 7.01 05/15/07 GLADSTONE CAPITAL CORP MD 8.01,9.01 05/14/07 GLOBAL ENERGY INC NV 1.01,5.02,9.01 05/11/07 Global Telecom & Technology, Inc. DE 2.02,9.01 05/14/07 GlobalOptions Group, Inc. DE 2.02,9.01 05/15/07 GMAC LLC DE 7.01,9.01 05/15/07 GOAMERICA INC DE 2.02,9.01 05/15/07 GOLDFIELD CORP DE 2.02,9.01 05/11/07 GOLDLEAF FINANCIAL SOLUTIONS INC. TN 2.02,5.02,9.01 05/15/07 Google Inc. DE 5.02,9.01 05/10/07 GRAN TIERRA ENERGY, INC. NV 2.02,9.01 03/15/07 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 05/11/07 GREENE COUNTY BANCSHARES INC TN 7.01,9.01 05/15/07 Greenpoint Mortgage Funding Trust 200 DE 8.01,9.01 04/30/07 GREENVILLE FIRST BANCSHARES INC SC 7.01,9.01 05/15/07 GRIFFIN LAND & NURSERIES INC DE 7.01,9.01 05/15/07 GSAA Home Equity Trust 2007-5 DE 8.01,9.01 04/30/07 GTSI CORP DE 2.02,9.01 05/15/07 Guideline, Inc. NY 2.02,9.01 05/15/07 HANOVER INSURANCE GROUP, INC. DE 5.02 05/11/07 HARRIS CORP /DE/ DE 8.01 05/14/07 Harry & David Holdings, Inc. DE 2.02,7.01,9.01 05/14/07 Hawaiian Telcom Communications, Inc. DE 2.02,9.01 05/15/07 HAYES LEMMERZ INTERNATIONAL INC DE 2.02,7.01,9.01 05/15/07 HEALTH BENEFITS DIRECT CORP DE 2.02,9.01 05/15/07 HEARTLAND EXPRESS INC NV 8.01,9.01 05/14/07 Highland Distressed Opportunities, In 2.02,9.01 05/15/07 HINES REAL ESTATE INVESTMENT TRUST IN 1.01 05/11/07 HOLLY ENERGY PARTNERS LP DE 7.01,9.01 05/15/07 HOME DEPOT INC DE 2.02,9.01 05/15/07 Homeland Security Capital CORP DE 2.02,4.02,9.01 05/15/07 Homeland Security Capital CORP DE 5.02,9.01 05/15/07 HOOPER HOLMES INC NY 2.02,8.01,9.01 05/09/07 HOST AMERICA CORP DE 2.02,9.01 05/15/07 HOTEL OUTSOURCE MANAGEMENT INTERNATIO DE 5.02 05/09/07 HYTHIAM INC DE 7.01 05/15/07 I/OMAGIC CORP NV 1.01,2.03,3.02,5.01,5.02,9.01 05/09/07 IDM PHARMA, INC. DE 2.02,9.01 05/14/07 ILX RESORTS INC AZ 2.02,9.01 05/15/07 Industrial Enterprises of America, In NV 5.02,7.01 03/19/07 Industrial Enterprises of America, In NV 1.01,5.02,7.01 03/14/07 Industrial Enterprises of America, In NV 5.02,7.01 05/15/07 IndyMac INDA Mortgage Loan Trust 2007 8.01,9.01 04/27/07 IndyMac INDX Mortgage Loan Trust 2007 8.01,9.01 04/27/07 IndyMac INDX Mortgage Loan Trust 2007 8.01,9.01 04/27/07 IndyMac INDX Mortgage Loan Trust 2007 8.01,9.01 04/27/07 INFINITY ENERGY RESOURCES, INC 2.02,9.01 05/15/07 INGERSOLL RAND CO LTD 8.01,9.01 05/14/07 INNKEEPERS USA TRUST/FL MD 8.01,9.01 05/14/07 INNOSPEC INC. DE 8.01,9.01 05/14/07 INNOTRAC CORP GA 2.02,9.01 05/15/07 INSIGHT ENTERPRISES INC DE 5.02 05/10/07 INSIGNIA SOLUTIONS PLC 9.01 04/18/06 AMEND INTEGRATED ELECTRICAL SERVICES INC DE 5.02,9.01 05/14/07 AMEND INTELLIGENT SYSTEMS CORP GA 2.02 05/15/07 INTELSAT LTD 2.02,9.01 05/14/07 INTERLINK ELECTRONICS INC DE 2.02,9.01 05/15/07 INTERNATIONAL ELECTRONICS INC MA 1.01,8.01,9.01 05/14/07 INTERNATIONAL SHIPHOLDING CORP DE 4.02 05/14/07 INTERNATIONAL WIRE GROUP INC DE 2.02,9.01 05/15/07 INTERPUBLIC GROUP OF COMPANIES, INC. DE 2.02,9.01 05/10/07 INVERNESS MEDICAL INNOVATIONS INC DE 8.01,9.01 05/14/07 INVERNESS MEDICAL INNOVATIONS INC DE 1.01,2.03,3.02,9.01 05/09/07 INX Inc DE 1.01,8.01,9.01 05/15/07 iPCS, INC DE 1.01,9.01 05/11/07 IRONCLAD PERFORMANCE WEAR CORP 2.02,9.01 05/15/07 ISOTIS INC DE 2.02,9.01 05/15/07 ISRAMCO INC DE 9.01 03/02/07 AMEND IVAX DIAGNOSTICS INC DE 2.02,9.01 05/15/07 J P MORGAN CHASE & CO DE 9.01 05/11/07 J.P. Morgan Mortgage Acquisition Trus DE 8.01,9.01 05/15/07 JL HALSEY CORP 2.02,5.02,9.01 05/11/07 KAIRE HOLDINGS INC DE 2.01,9.01 05/11/07 KAISER ALUMINUM CORP DE 2.02,9.01 05/15/07 KBR, INC. DE 1.01,9.01 05/10/07 KBS Real Estate Investment Trust, Inc MD 1.01 05/09/07 KEANE, INC. MA 8.01,9.01 05/15/07 KEMET CORP DE 2.02,5.02,9.01 05/14/07 KENDLE INTERNATIONAL INC OH 5.02 05/10/07 KINDER MORGAN ENERGY PARTNERS L P DE 8.01 05/15/07 KITTY HAWK INC DE 2.02,5.02,9.01 05/15/07 KNOLL INC DE 4.01,9.01 05/11/07 KNOLL INC DE 7.01 05/15/07 Kohlberg Capital CORP DE 7.01,9.01 05/14/07 KREISLER MANUFACTURING CORP DE 2.02,9.01 05/15/07 KRONOS INC MA 7.01 05/15/07 L-1 IDENTITY SOLUTIONS, INC. DE 9.01 05/09/07 AMEND LAMSON & SESSIONS CO OH 5.02,9.01 05/10/07 LANGER INC NY 1.01,2.02,2.03,3.02,9.01 05/11/07 LBI MEDIA HOLDINGS INC 2.02,9.01 05/15/07 LBI MEDIA HOLDINGS INC 1.01 05/15/07 Legacy Bancorp, Inc. DE 7.01,9.01 05/10/07 LEGACY RESERVES L P 7.01,9.01 05/15/07 Lehman Mortgage Trust 2007-4 DE 8.01,9.01 04/30/07 Lehman XS Trust 2007-5H DE 8.01,9.01 04/30/07 LENNOX INTERNATIONAL INC DE 5.02 05/14/07 Liberty Global, Inc. 2.03,9.01 05/11/07 AMEND LIBERTY STAR URANIUM & METALS CORP. NV 3.02,9.01 05/11/07 LIMITED BRANDS INC DE 1.01,7.01,8.01,9.01 05/15/07 Linens Holding Co. DE 2.02,9.01 05/15/07 LINN ENERGY, LLC DE 2.02,9.01 05/14/07 LINN ENERGY, LLC DE 9.01 05/15/07 LION INC/WA WA 2.02,9.01 05/15/07 LODGENET ENTERTAINMENT CORP DE 7.01,9.01 05/15/07 LONE STAR TECHNOLOGIES INC DE 1.01,5.03,9.01 05/15/07 LONE STAR TECHNOLOGIES INC DE 5.04,8.01,9.01 05/15/07 LSI CORP DE 5.02,9.01 05/09/07 Lusora Healthcare Systems Inc. 1.01,9.01 05/09/07 MACC PRIVATE EQUITIES INC DE 8.01,9.01 05/15/07 MARKET 2000 PLUS HOLDRS SM TRUST NY 9.01 02/12/07 MARKET 2000 PLUS HOLDRS SM TRUST NY 8.01,9.01 03/31/07 MARKWEST ENERGY PARTNERS L P 7.01,9.01 05/15/07 MARTIN MIDSTREAM PARTNERS LP DE 1.01,7.01,8.01,9.01 05/15/07 MARTIN MIDSTREAM PARTNERS LP DE 2.02,7.01,9.01 05/15/07 MASSEY ENERGY CO DE 8.01,9.01 05/14/07 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 05/15/07 MATHSTAR INC MN 7.01 05/14/07 MATRIXX INITIATIVES INC DE 7.01,9.01 05/15/07 MED-EMERG INTERNATIONAL INC 2.02,9.01 05/15/07 MEDIA SCIENCES INTERNATIONAL INC 2.02,9.01 05/15/07 MEDICAL SOLUTIONS MANAGEMENT INC. NV 2.03 05/09/07 Merrill Lynch Alternative Note Asset DE 8.01,9.01 04/30/07 MERRIMAC INDUSTRIES INC DE 1.01,2.03,9.01 05/15/07 META FINANCIAL GROUP INC DE 8.01,9.01 05/15/07 METLIFE INC DE 8.01,9.01 05/15/07 METROPCS COMMUNICATIONS INC DE 2.02,9.01 05/14/07 MICROFIELD GROUP INC OR 5.02 05/10/07 MID AMERICA APARTMENT COMMUNITIES INC TN 7.01,9.01 05/15/07 Mill Basin Technologies, Ltd. NV 1.01,2.01,3.03,5.01,5.02,5.03, 05/15/07 5.06,9.01 MILLENNIUM BANKSHARES CORP VA 2.02,9.01 05/09/07 Millennium India Acquisition CO Inc. DE 8.01,9.01 05/15/07 MINE SAFETY APPLIANCES CO PA 5.03,9.01 05/10/07 MIPS TECHNOLOGIES INC DE 3.01,9.01 05/14/07 MIVA, INC. DE 1.01,2.05,9.01 05/11/07 MOBILEPRO CORP DE 1.01,8.01,9.01 05/11/07 MODTECH HOLDINGS INC CA 2.02,9.01 05/15/07 Molecular Insight Pharmaceuticals, In MA 2.02,9.01 05/15/07 MONMOUTH CAPITAL CORP NJ 2.02,9.01 05/15/07 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 07/21/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01,9.01 04/28/06 Morgan Stanley Home Equity Loan Trust DE 8.01,9.01 02/28/07 MOTIENT CORP DE 7.01,9.01 05/15/07 MQ ASSOCIATES INC 2.02,9.01 05/14/07 MSC SOFTWARE CORP DE 5.02,5.03,9.01 05/11/07 MSGI SECURITY SOLUTIONS, INC NV 1.01,9.01 05/09/07 MULTIMEDIA GAMES INC TX 2.02,9.01 05/09/07 NATIONAL MENTOR HOLDINGS, INC. DE 2.02,9.01 05/15/07 NB&T FINANCIAL GROUP INC OH 5.02 05/10/07 Neenah Paper Inc DE 5.02 05/14/07 NEKTAR THERAPEUTICS DE 2.02,9.01 05/09/07 NEPHROS INC DE 2.02,9.01 05/15/07 NETBANK INC GA 3.01,8.01,9.01 05/14/07 NEW BRUNSWICK SCIENTIFIC CO INC NJ 2.02,9.01 03/31/07 New England Bancshares, Inc. 2.02,9.01 05/15/07 NEW JERSEY RESOURCES CORP NJ 7.01 04/26/07 NORTH AMERICAN SCIENTIFIC INC 5.02 05/09/07 NORTH POINTE HOLDINGS CORP 1.01,9.01 05/11/07 NORTHERN ETHANOL, INC. DE 8.01 05/11/07 NORTHWEST PIPELINE CORP DE 1.01,9.01 05/09/07 NOTIFY TECHNOLOGY CORP CA 2.02,9.01 05/15/07 NOVASTAR FINANCIAL INC MD 1.01,2.03,9.01 05/09/07 Novelis Inc. A6 8.01,9.01 05/15/07 NowAuto Group, Inc. NV 2.02,7.01,9.01 05/15/07 NUCRYST Pharmaceuticals Corp. A0 5.02,9.01 05/14/07 OLIN CORP VA 7.01,9.01 05/15/07 Omniture, Inc. DE 9.01 03/01/07 AMEND ON SEMICONDUCTOR CORP DE 5.02 05/15/07 ONSCREEN TECHNOLOGIES INC CO 1.01,2.03,5.03,9.01 05/15/07 Opexa Therapeutics, Inc. TX 2.02,9.01 05/14/07 OPTICAL COMMUNICATION PRODUCTS INC DE 2.02,9.01 05/15/07 ORACLE CORP 8.01,9.01 05/10/07 ORIENTAL FINANCIAL GROUP INC PR 5.02 05/10/07 ORION HEALTHCORP INC DE 2.02,9.01 05/14/07 Orsus Xelent Technologies Inc DE 2.02,9.01 05/15/07 OSI RESTAURANT PARTNERS, INC. DE 8.01,9.01 05/14/07 PACIFIC GAS & ELECTRIC CO CA 7.01,9.01 05/14/07 PAPA JOHNS INTERNATIONAL INC DE 5.02,9.01 05/09/07 Paramount Acquisition Corp DE 4.01,9.01 05/01/07 AMEND PARK BANCORP INC DE 2.02,9.01 05/15/07 PDL BIOPHARMA, INC. DE 2.02,9.01 05/02/07 AMEND PEDIATRIX MEDICAL GROUP INC FL 1.01,9.01 05/15/07 PENINSULA GAMING CORP. DE 2.02 05/15/07 PEOPLES LIBERATION INC DE 2.02,9.01 05/15/07 PERRY ELLIS INTERNATIONAL INC FL 2.02,9.01 05/14/07 PETMED EXPRESS INC FL 8.01,9.01 05/14/07 PETROLEUM DEVELOPMENT CORP NV 3.01,9.01 05/15/07 PG&E CORP CA 7.01,9.01 05/14/07 PHC INC /MA/ MA 2.02 05/15/07 PHOENIX FOOTWEAR GROUP INC DE 2.02,9.01 05/15/07 PLANTRONICS INC /CA/ DE 5.02 05/10/07 PLATINUM ENERGY RESOURCES INC DE 5.02 05/11/07 PLUG POWER INC DE 2.05 05/09/07 PMA CAPITAL CORP PA 5.02,8.01,9.01 05/09/07 POINT THERAPEUTICS INC DE 8.01,9.01 05/15/07 POINT THERAPEUTICS INC DE 2.02,9.01 05/10/07 PREMIER EXHIBITIONS, INC. 7.01,9.01 05/15/07 PRIME GROUP REALTY TRUST MD 2.02,9.01 05/14/07 PRINCETON REVIEW INC DE 2.02,9.01 05/15/07 PRINCIPAL LIFE INSURANCE CO IA 9.01 05/15/07 PRO DEX INC CO 2.02,9.01 05/15/07 PROGRESS ENERGY INC NC 5.02 05/09/07 PROLIANCE INTERNATIONAL, INC. DE 2.02,9.01 05/14/07 PROTECTION ONE INC DE 1.01,2.02,2.03,9.01 05/10/07 PYRAMID BREWERIES INC WA 2.02,9.01 05/15/07 QPC Lasers NV 3.03 05/09/07 Quadra Realty Trust, Inc. MD 2.02,9.01 05/15/07 QUALSTAR CORP CA 2.02,9.01 05/15/07 QUANTA CAPITAL HOLDINGS LTD 7.01,9.01 05/14/07 QUANTUM FUEL SYSTEMS TECHNOLOGIES WOR DE 7.01,9.01 05/15/07 QUESTAR CORP UT 7.01,9.01 05/14/07 RALCORP HOLDINGS INC /MO MO 2.02,9.01 05/09/07 RALCORP HOLDINGS INC /MO MO 1.01,2.03,9.01 05/11/07 RALCORP HOLDINGS INC /MO MO 2.02,9.01 05/09/07 AMEND RAM ENERGY RESOURCES INC DE 8.01,9.01 05/14/07 RAND CAPITAL CORP NY 7.01 05/15/07 RASER TECHNOLOGIES INC UT 2.02,9.01 05/15/07 REFLECT SCIENTIFIC INC UT 9.01 06/27/06 AMEND Regency Energy Partners LP DE 2.02,7.01,9.01 05/15/07 REGENT COMMUNICATIONS INC DE 4.01,9.01 05/09/07 REMINGTON ARMS CO INC/ DE 7.01,9.01 05/15/07 ReoStar Energy CORP NV 4.01,9.01 04/30/07 AMEND Reperio Exploration Inc. NV 1.01,9.01 05/11/07 Residential Asset Securitization Trus 8.01,9.01 04/30/07 RESIDENTIAL CAPITAL, LLC DE 7.01,9.01 05/15/07 RG America, Inc. NV 5.02 05/09/07 RIVIERA HOLDINGS CORP NV 8.01,9.01 05/14/07 RIVIERA HOLDINGS CORP NV 8.01,9.01 05/15/07 Rock-Tenn CO GA 5.02 05/10/07 Rosetta Resources Inc. DE 2.01,9.01 05/14/07 Rosetta Resources Inc. DE 7.01,9.01 05/15/07 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 8.01 05/15/07 RUBICON FINANCIAL INC DE 1.01,2.01,3.02,9.01 05/11/07 SAFECO CORP WA 1.01,9.01 05/10/07 SALARY. COM, INC. DE 2.01,2.02,9.01 05/15/07 SASCO 2007-EQ1 DE 8.01,9.01 04/30/07 SAVVIS, Inc. DE 1.01,5.03,9.01 05/10/07 SCANSOURCE INC SC 1.01,3.01,4.02,9.01 05/14/07 SCIENTIFIC GAMES CORP DE 3.01,5.02 05/10/07 SCM MICROSYSTEMS INC DE 2.02,9.01 05/15/07 SEACOAST BANKING CORP OF FLORIDA FL 2.02 05/11/07 AMEND SECURED DIGITAL APPLICATIONS INC DE 2.02,9.01 05/15/07 SECURITY FEDERAL CORP SC 1.01,9.01 05/14/07 SEDONA CORP PA 1.01,3.02 05/04/07 Seneca Gaming Corp XX 2.02,9.01 05/15/07 SENORX INC 2.02,9.01 05/15/07 SENSIENT TECHNOLOGIES CORP WI 8.01,9.01 05/14/07 SEPRACOR INC /DE/ DE 5.02 05/14/07 SES SOLAR INC. 8.01 05/15/07 SGS International, Inc. DE 2.02,9.01 05/15/07 SGX PHARMACEUTICALS, INC. DE 2.02,9.01 05/14/07 Shire plc 3.02 05/15/07 SIRICOMM INC DE 5.02,9.01 05/09/07 SKYTERRA COMMUNICATIONS INC DE 1.01 05/11/07 SMART VIDEO TECHNOLOGIES INC 5.03 05/14/07 SMF ENERGY CORP DE 2.02,9.01 05/15/07 SoftBrands, Inc. DE 2.02,9.01 05/15/07 SONUS NETWORKS INC DE 8.01,9.01 05/10/07 Soundview Home Loan Trust 2007-OPT1 DE 9.01 05/04/07 SPACEHAB INC \WA\ WA 8.01 05/10/07 SPEAR & JACKSON INC NV 7.01,9.01 05/14/07 SPECTRX INC DE 1.01,2.01,9.01 05/15/07 SPECTRX INC DE 1.01,2.01,9.01 05/15/07 AMEND SpeechSwitch, Inc. NJ 1.01,2.03,3.02,9.01 04/16/07 SPORT HALEY INC CO 2.02,9.01 05/11/07 ST. BERNARD SOFTWARE, INC. CA 1.01,2.02,9.01 05/11/07 STAKTEK HOLDINGS INC DE 5.02 05/11/07 Standard Drilling, Inc. 4.01,9.01 04/30/07 STANDARD PACIFIC CORP /DE/ DE 5.02,9.01 05/09/07 State Auto Financial CORP OH 5.02 05/03/07 STEC, INC. CA 2.02,9.01 05/14/07 STEIN MART INC FL 2.02,9.01 05/10/07 STEINWAY MUSICAL INSTRUMENTS INC DE 1.01 05/11/07 STELLAR PHARMACEUTICALS INC 2.02,9.01 05/11/07 STIFEL FINANCIAL CORP DE 2.02,9.01 03/31/07 STONE ENERGY CORP DE 1.01,7.01,9.01 05/14/07 STRATAGENE CORP DE 8.01,9.01 05/15/07 STRIDE RITE CORP MA 8.01 05/15/07 Structured Adjustable Rate Mortgage L DE 8.01,9.01 04/30/07 SUMMIT FINANCIAL SERVICES GROUP INC FL 8.01,9.01 05/15/07 SUNAIR SERVICES CORP FL 2.02,9.01 05/15/07 SUNESIS PHARMACEUTICALS INC 5.02,9.01 05/14/07 SunTrust Acquisition Closed-End Secon DE 9.01 05/15/07 SUNTRUST BANKS INC GA 7.01,8.01,9.01 05/15/07 SUPERIOR INDUSTRIES INTERNATIONAL INC CA 2.02,9.01 05/10/07 SUPREME INDUSTRIES INC DE 2.02,9.01 05/10/07 SUREWEST COMMUNICATIONS CA 1.01,2.03,9.01 05/14/07 SYNERGY BRANDS INC DE 7.01 03/31/07 SYSCO CORP DE 5.02,5.03,8.01,9.01 05/10/07 TAG IT PACIFIC INC DE 2.02,9.01 03/15/07 TAILWIND FINANCIAL INC. DE 5.02,5.03,8.01 05/11/07 TALX CORP MO 5.02,9.01 05/15/07 TALX CORP MO 2.01,5.01,8.01,9.01 05/15/07 TAMPA ELECTRIC CO FL 1.01,2.03,9.01 05/14/07 Tarpon Industries, Inc. MI 5.02,9.01 05/14/07 TBS INTERNATIONAL LTD 7.01,9.01 05/15/07 TBS INTERNATIONAL LTD 2.02,9.01 05/14/07 TECO ENERGY INC FL 1.01,2.03,9.01 05/09/07 Tejas Inc DE 2.02,9.01 05/14/07 TELESTONE TECHNOLOGIES CORP CO 2.02,9.01 05/15/07 TELETECH HOLDINGS INC DE 2.02,9.01 05/09/07 TELETECH HOLDINGS INC DE 4.01,9.01 05/07/07 AMEND TEPPCO PARTNERS LP DE 8.01,9.01 05/14/07 TESORO CORP /NEW/ DE 1.01,2.01,9.01 05/10/07 THIRD CENTURY BANCORP 2.02,9.01 05/14/07 Thomas Weisel Partners Group, Inc. DE 5.02,9.01 05/15/07 TIDEWATER INC DE 8.01,9.01 05/14/07 TIDEWATER INC DE 5.02,9.01 05/10/07 TIENS BIOTECH GROUP USA INC 8.01,9.01 05/15/07 TJX COMPANIES INC /DE/ DE 2.02,9.01 05/15/07 TORTOISE CAPITAL RESOURCES CORP 7.01,9.01 05/11/07 TORTOISE CAPITAL RESOURCES CORP 8.01,9.01 05/14/07 TOUCHSTONE SOFTWARE CORP /CA/ DE 8.01 05/14/07 TOYS R US INC DE 2.02,4.02,9.01 05/10/07 TRACK DATA CORP DE 2.02 03/31/07 TRANSCONTINENTAL GAS PIPE LINE CORP DE 1.01,9.01 05/09/07 TRANSTECH INDUSTRIES INC DE 8.01 05/15/07 TRAVELCENTERS OF AMERICA LLC 2.02,9.01 05/15/07 TRIPOS INC UT 7.01,9.01 05/11/07 TRIZETTO GROUP INC DE 5.02,9.01 05/14/07 TRUE TEMPER SPORTS INC 2.02,7.01,9.01 05/15/07 TRUSTCO BANK CORP N Y NY 8.01,9.01 05/15/07 Trycera Financial, Inc. NV 7.01,9.01 05/11/07 TUFCO TECHNOLOGIES INC DE 2.02,7.01,9.01 05/11/07 TUPPERWARE BRANDS CORP DE 4.01 05/15/07 TURBOCHEF TECHNOLOGIES INC DE 3.01,9.01 05/14/07 TYCO INTERNATIONAL LTD /BER/ D0 8.01,9.01 05/14/07 TYCO INTERNATIONAL LTD /BER/ D0 8.01,9.01 05/15/07 U-Store-It Trust MD 7.01,9.01 05/15/07 U-Store-It Trust MD 9.01 05/03/07 AMEND ULURU INC. NV 2.02,9.01 05/15/07 UNITED COMPONENTS INC DE 2.02,9.01 05/15/07 UNITED FUEL & ENERGY CORP NV 7.01,9.01 05/15/07 UNITED FUEL & ENERGY CORP NV 9.01 03/15/07 AMEND UNITED STATES CELLULAR CORP DE 2.02,3.01,8.01,9.01 05/15/07 UNITED STATES STEEL CORP DE 1.01,9.01 05/11/07 UNITED STATES STEEL CORP DE 8.01,9.01 05/10/07 URANERZ ENERGY CORP. NV 8.01,9.01 05/14/07 US HOME SYSTEMS INC DE 2.02,9.01 05/14/07 USA SUPERIOR ENERGY HOLDINGS, INC. NV 8.01,9.01 05/15/07 AMEND Utah Uranium Corp. NV 1.01,9.01 04/10/07 VALENTIS INC DE 1.01,2.02,3.01,9.01 05/14/07 VALERO ENERGY CORP/TX DE 7.01,9.01 05/15/07 VALUEVISION MEDIA INC MN 7.01,9.01 05/15/07 VERSAR INC DE 2.02,9.01 05/10/07 AMEND VeruTEK Technologies, Inc. 1.01,2.01,3.02,5.01,5.02,5.03, 05/09/07 5.06,9.01 Vestin Realty Mortgage I, Inc. 8.01,9.01 05/14/07 VIASPACE Inc. NV 2.02,9.01 05/15/07 VIEWCAST COM INC DE 2.02,9.01 05/15/07 VIKING SYSTEMS INC DE 5.02 05/10/07 VIVUS INC CA 8.01,9.01 05/15/07 VOIP INC 1.01,2.03,3.02 05/09/07 VOLTERRA SEMICONDUCTOR CORP 1.01 05/09/07 Voyager Petroleum, Inc. NV 3.02 05/09/07 Wachovia Mortgage Loan Trust, Series DE 8.01,9.01 03/27/07 AMEND WAL MART STORES INC DE 2.02,9.01 05/15/07 WaMu Asset Acceptance Corp. DE 6.01 05/14/07 WaMu Asset Acceptance Corp. DE 6.01 05/14/07 WaMu Asset Acceptance Corp. DE 6.01 05/15/07 WASTE TECHNOLOGY CORP DE 5.02,9.01 05/15/07 WATERFORD GAMING LLC DE 8.01 05/15/07 WERNER ENTERPRISES INC NE 5.02,5.03,9.01 05/08/07 WEST CORP DE 1.01,9.01 05/11/07 WESTAFF INC DE 4.01,5.02,5.03,9.01 05/09/07 WEYERHAEUSER CO WA 7.01 05/14/07 Whos Your Daddy Inc NV 5.02,9.01 05/15/07 WIDEPOINT CORP DE 2.02,9.01 05/10/07 WILLBROS GROUP INC R1 2.02,9.01 05/09/07 WILLIAMS COMPANIES INC DE 1.01,9.01 05/09/07 Williams Partners L.P. 1.01,9.01 05/09/07 WILSON HOLDINGS, INC. NV 1.01,3.03,5.03,9.01 05/14/07 WINN DIXIE STORES INC FL 2.02,9.01 05/15/07 XL CAPITAL LTD 8.01,9.01 05/15/07 YAHOO INC DE 5.02,7.01,9.01 05/14/07 Yankee Holding Corp. DE 2.02,9.01 05/15/07 ZION OIL & GAS INC DE 1.01,8.01,9.01 05/11/07