SEC NEWS DIGEST Issue 2006-140 July 21, 2006 ENFORCEMENT PROCEEDINGS RICHARD J. LAJOIE, JR., REINSTATED TO APPEAR AND PRACTICE BEFORE THE COMMISSION AS AN ACCOUNTANT RESPONSIBLE FOR THE PREPARATION OR REVIEW OF FINANCIAL STATEMENTS REQUIRED TO BE FILED WITH THE COMMISSION Pursuant to Rule 102(e)(5)(i) of the Commission's Rules of Practice, Richard J. Lajoie, Jr., has applied for and been granted reinstatement of his privilege to appear and practice before the Commission as an accountant responsible for the preparation or review of financial statements required to be filed with the Commission. Mr. Lajoie, who was denied the privilege of appearing or practicing before the Commission on April 30, 1997, pursuant to a settled proceeding, has represented that he has complied and will continue to comply with the terms of the order that denied him from appearing or practicing before the Commission as an accountant. Mr. Lajoie's reinstatement is effective immediately. (Rel. 34-54187; AAE Rel. No. 2462; File No. 3- 9303) REVOCATION OF REGISTRATION OF SECURITIES OF CYBERCARE, INC. The Commission announced the revocation of the registration of securities of CyberCare, Inc. (CyberCare) of Boynton Beach, Florida registered with the Commission pursuant to Section 12(g) of the Securities Exchange Act of 1934 (Exchange Act) on July 21, 2006. In its Order revoking the registration of securities of CyberCare registered with the Commission pursuant to Section 12(g) of the Exchange Act, the Commission found that CyberCare had failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder, while its common stock was registered with the Commission in that it has not filed an annual report on Form 10-KSB since April 15, 2002, or quarterly reports on Form 10-QSB since Nov. 20, 2002. The Commission cautions brokers, dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked pursuant to the preceding sentence. Without admitting or denying the facts or allegation in the Order Instituting Proceedings, Making Findings, and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934, CyberCare, Inc. consented to the entry of an order finding that it had failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder and revoking the registration of each class of CyberCare's securities registered with the Commission pursuant to Section 12 of the Exchange Act. (Rel. 34-54188; File No. 3-12370) INVESTMENT ADVISER BAR ENTERED AGAINST FORMER MANAGING DIRECTOR OF PRIVATE EQUITY FIRM On July 21, the Commission issued an order instituting and simultaneously settling administrative proceedings against Justin Huscher (Huscher), 52, of Chicago, Illinois, barring him from association with any investment adviser, with a right to reapply after four years. The proceedings are based on the entry of a final judgment against Huscher, a former managing director at Madison Dearborn Partners, LLC and Madison Dearborn Partners, Inc. (collectively referred to as MDP), permanently enjoining him from violating the antifraud provisions of the federal securities laws. The Commission's complaint in the civil action, filed in the U.S. District Court for the Northern District of Illinois on June 22, 2006, charged Huscher with insider trading based on his advance knowledge of the acquisition of Unisource Energy Corp. (Unisource). According to the complaint, in the Summer of 2002, a managing director at JP Morgan Securities Inc. (JP Morgan Securities), who was one of Huscher's close friends and business associates, called Huscher to see if MDP had any interest in helping to fund the acquisition of Unisource. The complaint alleges that, after expressing interest, Huscher agreed on behalf of MDP to keep in strict confidence all nonpublic information about Unisource. In October 2002, MDP decided to drop out of the investor consortium. JP Morgan Securities, however, moved ahead with the effort and, in November 2003, reached an agreement to acquire Unisource. According to the complaint, Huscher's friend at JP Morgan Securities called Huscher shortly before the announcement of the acquisition to tell Huscher that Unisource would soon be acquired by an investor consortium headed by JP Morgan Securities. The complaint alleges that Huscher, after learning of the impending acquisition, purchased 8,000 shares of Unisource stock through his personal brokerage accounts. The complaint further alleges that, following the announcement of the acquisition on Nov. 24, 2003, the price of Unisource stock rose approximately 26%, yielding Huscher over $54,000 in illegal profits. Without admitting or denying the Commission's allegations, Huscher agreed to the entry of final judgment in the civil action enjoining him from violating Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder and ordering him to pay disgorgement of $54,692.25, prejudgment interest of $7,280.38, and a $54,692.25 civil penalty. The final judgment was entered on June 28, 2006. On July 21, 2006, the Commission simultaneously instituted public administrative proceedings against Huscher and entered an order barring him from association with any investment adviser, with the right to reapply for association after four years to the appropriate self-regulatory organization, or if there is none, to the Commission pursuant to Section 203(f) of the Investment Advisers Act of 1940. Huscher agreed to the entry of the investment adviser bar without admitting or denying the Commission's findings. For further information see SEC v. Justin Huscher, Civil Action No. 06C-3397, ND Ill., LR-19736. (Rel. IA-2536; File No. 3- 12371) SEC CHARGES FOUR INDIVIDUALS WITH ILLEGAL INSIDER TRADING IN THE STOCK OF WORTHINGTON FOODS, INC. On July 19, the Commission filed a complaint in the U.S. District Court for the Southern District of Ohio against John J. Kahl, Jr., Rosa Maria Gertrude Stephan, Alfred Stephan, and Kristina Stephan based on illegal insider trading in the stock of Worthington Foods, Inc. (Worthington). In its complaint, the Commission alleges that during August and September 1999, Roger Blackwell, who was a member of the board of directors of Worthington from 1993 to 1999, disclosed material, non- public information regarding Kellogg Company's (Kellogg) proposed acquisition of Worthington to Defendants John J. Kahl Jr., Gertrude Stephan, Alfred Stephan, and Kristina Stephan. The Commission charges these defendants with violations of Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. All four defendants have settled this action without admitting or denying the allegations in the complaint. Defendant Kahl consented to a permanent injunction from future violations of Section 10(b) of the Exchange Act and Rule 10b-5 thereunder, disgorgement of all insider trading profits of $168,315.90, prejudgment interest of $58,681.21, and a civil penalty of $84,157.95. Defendants Gertrude and Alfred Stephan consented to permanent injunctions, disgorgement of all insider trading profits in the amount of $19,212.60, prejudgment interest of $6,784.61, and a civil penalty of $9,606.30. Defendant Kristina Stephan consented to a permanent injunction and a civil penalty of $9,606.30. [SEC v. John J. Kahl Jr., et al., 2:06 CV 608 (S.D. Ohio)] (LR-19767) SEC CHARGES FORMER EXECUTIVES OF BROCADE COMMUNICATIONS SYSTEMS, INC. IN STOCK OPTION BACKDATING SCHEME On July 20, the Commission announced civil securities fraud charges against three former executives of Brocade Communications Systems, Inc. for their role in a stock option backdating scheme. The Commission alleges that Gregory L. Reyes, the former CEO, President, and Chairman of Brocade Communications Systems, Inc. and Stephanie Jensen, its former Vice President of Human Resources, regularly caused Brocade to grant "in-the-money" options (i.e., the exercise price is below the stock's market price on the day of grant, giving the recipient an immediate paper gain) to employees between 2000 and 2004, but backdated documents to make it appear that the options were "at- the-money" (i.e., the exercise price is the same as the stock's market price on the day of the grant) when granted, thus concealing millions of dollars in expenses from investors. Under well-settled accounting principles applicable at the time, options granted "at-the-money" did not need to be expensed, but options granted "in-the-money" needed to be recorded as a compensation expense. The complaint also names Antonio Canova, Brocade's former CFO, who is alleged to have learned of the backdating after joining Brocade. Despite this knowledge, Canova signed Brocade's false and misleading financial statements and Commission filings. As a result of the fraud, Brocade restated and revised its financial statements for fiscal years 1999 through 2004, decreasing annual net income by as much as $1 billion (in 2000) and increasing annual losses by as much as $30 million (for 2004). The Commission's complaint, filed in federal court in San Francisco, California, charges Reyes, Canova, and Jensen with fraud and other violations of the federal securities laws, including the books-and- records, internal controls, misrepresentations to auditors, and Sarbanes-Oxley certification provisions. The Commission seeks civil monetary penalties, disgorgement of ill-gotten gains, and injunctive relief from all defendants, and orders barring Reyes and Canova from serving as officers or directors of public companies. The Commission acknowledges the assistance of the United States Attorney's Office for the Northern District of California and the Federal Bureau of Investigation. [SEC v. Gregory L. Reyes, Antonio Canova, and Stephanie Jensen, Case No. C-06-4435] (LR-19768; Press Rel. 2006-121) INVESTMENT COMPANY ACT RELEASES AXA EQUITABLE LIFE INSURANCE COMPANY, ET AL. A notice has been issued giving interested persons until Aug. 18, 2006, to request a hearing on an application filed by AXA Equitable Life Insurance Company (AXA Equitable), AXA Life and Annuity Company (AXA Life and Annuity), Separate Account No. 45 of AXA Equitable, Separate Account No. 49 of AXA Equitable, Separate Account VA of AXA Life and Annuity (collectively, the Accounts), AXA Advisors, LLC, and AXA Distributors, LLC (collectively, Applicants). Applicants seek an amended order under Section 6(c) of the Investment Company Act, as amended, granting exemptions from the provisions of Sections 2(a)(32), 22(c) and 27(i)(2)(A) of the Act and Rule 22c-1 thereunder to the extent necessary to permit Applicants to recapture certain credits applied to contributions made under certain amended deferred variable annuity contracts and certificates including certain amended certificate data pages and endorsements, that AXA Equitable will issue through the Accounts (the 2006 Amended Contracts), and under contracts and certificates, including certain certificate data pages and endorsements, that AXA Equitable may issue in the future through the Accounts, and any other separate accounts of AXA Equitable or AXA Life and Annuity that are substantially similar in all material respects to the 2006 Amended Contracts. Applicants also request that the order being sought extend to Equitable Broker-Dealers, as defined in the prior applications. (Rel. IC-27421 - July 20) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CBOE-2006-01) and Amendment No.1 thereto submitted by the Chicago Board Options Exchange regarding a Disaster Recovery Facility. Publication is expected in the Federal Register during the week of July 24. (Rel. 34-54171) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-NYSE-2006-47) filed by the New York Stock Exchange requiring member organizations to remit a branch office system processing fee in connection with the registration of branch offices via the Uniform Branch Office Registration Form through the National Association of Securities Dealers, Inc.'s Central Registration Depository System has become effective under Section 19(b)(3)(A) of the Act. Publication is expected in the Federal Register during the week of July 24. (Rel. 34-54178) The Commission issued notice of immediate effectiveness of a proposed rule change (SR-NSX-2006-09) and Amendment Nos. 1 and 2 thereto filed by the National Stock Exchange to amend its fee schedule contained in Exchange Rule 11.10(A) to include a quotation fee. Publication is expected in the Federal Register during the week of July 24. (Rel. 34- 54180) PROPOSED RULE CHANGE The NASDAQ Stock Market filed a proposed rule change (SR-NASDAQ-2006- 013) to modify Nasdaq data feeds. Publication is expected in the Federal Register during the week of July 24. (Rel. 34-54179) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 MERRIMAC INDUSTRIES INC, 41 FAIRFIELD PL, W CALDWELL, NJ, 07006-0986, 9735751300 - 0 ($985,000.00) Equity, (File 333-135869 - Jul. 20) (BR. 11B) S-8 MERRIMAC INDUSTRIES INC, 41 FAIRFIELD PL, W CALDWELL, NJ, 07006-0986, 9735751300 - 0 ($4,925,000.00) Equity, (File 333-135870 - Jul. 20) (BR. 11B) SB-2 KINGLAKE RESOURCES INC., 8720 MAPLE GROVE CRES., SUITE 26, BURNABY, A1, V5A 4G5, (778) 863-0073 - 2,000,000 ($200,000.00) Equity, (File 333-135871 - Jul. 20) (BR. 09) S-3 ROCKWELL MEDICAL TECHNOLOGIES INC, 30142 S WIXOM RD, WIXOM, MI, 48393, 2489609009 - 0 ($784,384.00) Equity, (File 333-135872 - Jul. 20) (BR. 10C) SB-1 Copper Road Inc., 5397 NANCY GREEN WAY, NORTH VANCOUVER, A1, V7R 4N2, (604) 506-0391 - 2,000,000 ($10,000.00) Equity, (File 333-135873 - Jul. 20) (BR. 09) S-8 LUNA TECHNOLOGIES INTERNATIONAL INC, 61-B FAWCETT RD, COQUITLAM B C CANADA, A1, 6045265890 - 8,250,000 ($2,351,250.00) Equity, (File 333-135874 - Jul. 20) (BR. 06B) S-8 LUNA TECHNOLOGIES INTERNATIONAL INC, 61-B FAWCETT RD, COQUITLAM B C CANADA, A1, 6045265890 - 8,250,000 ($2,351,250.00) Equity, (File 333-135875 - Jul. 20) (BR. 06B) S-4 AMERICAN INTERNATIONAL GROUP INC, 70 PINE ST, NEW YORK, NY, 10270, 2127707000 - 0 ($1,000,000,000.00) Non-Convertible Debt, (File 333-135876 - Jul. 20) (BR. 01B) S-3 KNOT INC, 462 BROADWAY 6TH FLOOR, NEW YORK, NY, 10013, 2122198555 - 2,750,000 ($52,951,250.00) Equity, (File 333-135877 - Jul. 20) (BR. 02B) S-3 KNOT INC, 462 BROADWAY 6TH FLOOR, NEW YORK, NY, 10013, 2122198555 - 9,142,500 ($176,038,838.00) Equity, (File 333-135878 - Jul. 20) (BR. 02B) S-8 Pixelplus Co., Ltd., 5TH FLOOR, INTELLIGE I, KINS TOWER, 25-1 JEONGJA-DONG, BUNDANG-KU, SEONGNAM-SI, GYEONGGI-DO, M5, 463-811, (82) 31-600-5300 - 1,500,000 ($2,460,000.00) ADRs/ADSs, (File 333-135879 - Jul. 20) (BR. 10) S-4 AMERICAN INTERNATIONAL GROUP INC, 70 PINE ST, NEW YORK, NY, 10270, 2127707000 - 0 ($1,500,000,000.00) Non-Convertible Debt, (File 333-135880 - Jul. 20) (BR. 01B) S-8 HOUSERAISING, INC., 4801 E. INDEPENDENCE BLVD., STE. 201, CHARLOTTE, NC, 28212, 704-532-2121 - 2,000,000 ($630,000.00) Equity, (File 333-135881 - Jul. 20) (BR. 06C) SB-1 Blackmont Resources Inc., 609-475 HOWE STREET, VANCOUVER, A1, V6C 2B3, 604 682 1643 - 2,500,000 ($25,000.00) Equity, (File 333-135882 - Jul. 20) (BR. 09) S-1 PAINCARE HOLDINGS INC, 22 SHELTER ROCK LANE, DANBURY, CT, 06810, 2037988988 - 0 ($75,229,569.00) Equity, (File 333-135883 - Jul. 20) (BR. 01B) SB-1 Green Gold Inc., SUITE 320, 1100 MELVILLE STREET, VANCOUVER, A1, V6E 4N2, 206-838-0970 - 6,000,000 ($30,000.00) Equity, (File 333-135884 - Jul. 20) (BR. 09) S-8 PRACTICEXPERT INC, 23975 PARK SORRENTO DRIVE, NO. 110, CALABASAS, CA, 91302, 818-591-0081 - 0 ($500,000.00) Equity, (File 333-135885 - Jul. 20) (BR. 08C) SB-2 Remote Dynamics Inc, 1155 KAS DRIVE, STE 100, RICHARDSON, TX, 75081, 9723012000 - 0 ($11,173,125.00) Equity, (File 333-135886 - Jul. 20) (BR. 11C) S-3D BankFinancial CORP, 15W060 NORTH FRONTAGE ROAD, BURR RIDGE, IL, 60527, (800) 894-6900 - 0 ($6,592,000.00) Equity, (File 333-135887 - Jul. 20) (BR. 07) S-8 MENTOR GRAPHICS CORP, 8005 SW BOECKMAN RD, WILSONVILLE, OR, 97070-7777, 5036857000 - 0 ($50,160,000.00) Equity, (File 333-135888 - Jul. 20) (BR. 03B) S-8 MENTOR GRAPHICS CORP, 8005 SW BOECKMAN RD, WILSONVILLE, OR, 97070-7777, 5036857000 - 0 ($5,016,000.00) Equity, (File 333-135889 - Jul. 20) (BR. 03B) S-8 RAVEN MOON ENTERTAINMENT INC, 2005 TREE FORK LANE, STE 101, LONGWOOD, FL, 32750, 407-774-4462 - 2,000,000,000 ($600,000.00) Equity, (File 333-135890 - Jul. 20) (BR. 05C) SB-2 Gold Rock Resources Inc., 631 THOMPSON AVE, COQUITLAM, A1, V3J 3Z9, 778-863-0080 - 2,000,000 ($200,000.00) Equity, (File 333-135891 - Jul. 20) (BR. ) S-4 FIRST BANCORP OF INDIANA INC, 5001 DAVIS LANT DRIVE, EVANSVILLE, IN, 47715, 8124233196 - 310,000 ($5,146,874.00) Equity, (File 333-135892 - Jul. 20) (BR. 07B) S-8 BURLINGTON NORTHERN SANTA FE CORP, 2650 LOU MENK DR, FT WORTH, TX, 76131-2830, 8007952673 - 0 ($307,912,500.00) Equity, (File 333-135893 - Jul. 20) (BR. 05A) S-8 BURLINGTON NORTHERN SANTA FE CORP, 2650 LOU MENK DR, FT WORTH, TX, 76131-2830, 8007952673 - 0 ($202,860,000.00) Equity, (File 333-135894 - Jul. 20) (BR. 05A) S-8 PULASKI FINANCIAL CORP, 12300 OLIVE BLVD, ST LOUIS, MO, 63141, 3148782210 - 840,765 ($13,080,004.00) Equity, (File 333-135895 - Jul. 20) (BR. 07A) S-8 ROCKWELL MEDICAL TECHNOLOGIES INC, 30142 S WIXOM RD, WIXOM, MI, 48393, 2489609009 - 0 ($1,752,500.00) Equity, (File 333-135896 - Jul. 20) (BR. 10C) S-8 BURLINGTON NORTHERN SANTA FE CORP, 2650 LOU MENK DR, FT WORTH, TX, 76131-2830, 8007952673 - 5,250,000 ($380,362,500.00) Equity, (File 333-135897 - Jul. 20) (BR. 05A) S-8 BANCORP RHODE ISLAND INC, ONE TURKS HEAD PLACE, PROVIDENCE, RI, 02903, 4014565015 - 100,000 ($3,990,000.00) Equity, (File 333-135898 - Jul. 20) (BR. 07A) S-8 PICK UPS PLUS INC, 5133984344 - 17,580,000 ($175,800.00) Equity, (File 333-135899 - Jul. 20) (BR. 02C) SB-2 EL BANCO FINANCIAL CORP, 623 HOLCOMB BRIDGE ROAD, ROSWELL, GA, 30076, 770-640-0695 - 0 ($35,000,000.00) Equity, (File 333-135900 - Jul. 20) (BR. ) F-10 CENTRAL FUND OF CANADA LTD, #805-1323 15TH AVE SW, HALLMARK ESTATES, CALGARY ALBERTA CANA, A6, T3C 0X8, 4062285861 - 0 ($99,999,997.44) Equity, (File 333-135901 - Jul. 20) (BR. 07B) S-3 NOVADEL PHARMA INC, 25 MINNEAKONING ROAD, FLEMINGTON, NJ, 08822, 908-782-3431 - 14,000,000 ($16,520,000.00) Equity, (File 333-135902 - Jul. 20) (BR. 01B) S-8 TASKER PRODUCTS CORP, 39 OLD RIDGEBURY ROAD, SUITE 14, DANBURY, CT, 06810, 2037304350 - 2,500,000 ($1,025,000.00) Equity, (File 333-135903 - Jul. 20) (BR. 06A) SB-2 Interactive Television Networks, 2010 MAIN STREET, STE 500, IRVINE, CA, 92614, 949-456-9510 - 7,830,120 ($17,617,770.00) Equity, (File 333-135904 - Jul. 20) (BR. 11B) S-3ASR TRIBUNE CO, 435 N MICHIGAN AVE, STE 600, CHICAGO, IL, 60611, 3122229100 - 0 ($0.00) Other, (File 333-135905 - Jul. 20) (BR. 05C) F-1 Actions Semiconductor Co., Ltd., 15-1, NO.1, HIT ROAD,, TANGJIA, ZHUHAI, GUANGDONG, F4, 519085, (87-756) 339-2353 - 0 ($122,544,000.00) ADRs/ADSs, (File 333-135906 - Jul. 20) (BR. 10) S-8 CONSUMER PORTFOLIO SERVICES INC, 16355 LAGUNA CANYON, IRVINE, CA, 92618, 9497536800 - 1,500,000 ($10,155,000.00) Equity, (File 333-135907 - Jul. 20) (BR. 07C) S-4 GIBRALTAR INDUSTRIES, INC., 3556 LAKE SHORE ROAD, P O BOX 2028, BUFFALO, NY, 14219-0228, 7168266500 - 0 ($204,000,000.00) Non-Convertible Debt, (File 333-135908 - Jul. 20) (BR. 06B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE NAME OF ISSUER CODE 8K ITEM NO. DATE COMMENT ------------------------------------------------------------------------------------------------------- A.C. Moore Arts & Crafts, Inc. PA 2.02,9.01 07/20/06 ABOVENET INC DE 8.01 07/20/06 ACACIA RESEARCH CORP DE 2.02,9.01 07/20/06 ACE Securities Corp. Home Equity Loan DE 9.01 07/20/06 ADAPTEC INC DE 1.01,5.02,5.03,9.01 07/14/06 ADVANCED DIGITAL INFORMATION CORP WA 8.01 07/11/06 AMEND ADVANCED MAGNETICS INC DE 2.02,9.01 07/20/06 ADVANCED MICRO DEVICES INC DE 2.02,7.01,9.01 07/20/06 ADVENT SOFTWARE INC /DE/ DE 2.02,9.01 07/20/06 AETHLON MEDICAL INC NV 5.02,9.01 07/18/06 ALDERWOODS GROUP INC DE 2.02,9.01 07/19/06 ALEXANDRIA REAL ESTATE EQUITIES INC MD 1.01,9.01 07/14/06 ALFACELL CORP DE 1.01,3.02,9.01 07/17/06 ALLETE INC MN 5.02 07/19/06 ALLIANCE FINANCIAL CORP /NY/ NY 2.02,9.01 07/20/06 ALLIANCE FINANCIAL CORP /NY/ NY 8.01,9.01 07/20/06 Allis Chalmers Energy Inc. DE 2.02,7.01,9.01 07/20/06 ALLSTATE CORP DE 8.01,9.01 07/19/06 ALLSTATE CORP DE 1.01,9.01 07/18/06 AMBASSADORS GROUP INC DE 2.02,9.01 07/19/06 AMERICAN GREETINGS CORP OH 3.02 07/15/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 06/26/06 AMEND AMERICAN ITALIAN PASTA CO DE 5.02,9.01 07/14/06 AMERICAN RETIREMENT CORP TN 8.01,9.01 07/19/06 AMPCO PITTSBURGH CORP PA 2.02 06/30/06 AMPEX CORP /DE/ DE 3.01,9.01 07/14/06 AON CORP DE 1.01,9.01 07/19/06 APOLLO INVESTMENT CORP MD 8.01 07/20/06 APPLIED MATERIALS INC /DE DC 7.01,9.01 07/20/06 ARAMARK CORP/DE DE 2.03 07/17/06 ARBITRON INC DE 2.02,9.01 07/20/06 ARGENTA SYSTEMS INC NV 8.01 07/19/06 ARMOR HOLDINGS INC DE 2.02,9.01 07/20/06 ASHFORD HOSPITALITY TRUST INC MD 8.01,9.01 07/19/06 ASHFORD HOSPITALITY TRUST INC MD 7.01,9.01 07/20/06 ASSOCIATED BANC-CORP WI 2.02,9.01 07/20/06 ASTORIA FINANCIAL CORP DE 2.02,9.01 07/20/06 ASTRALIS LTD CO 5.02 07/20/06 ASYST TECHNOLOGIES INC CA 2.01,2.03,9.01 07/14/06 ATHEROGENICS INC GA 2.02,9.01 06/30/06 ATLAS MINING CO ID 1.01,3.02 07/17/06 AtriCure, Inc. DE 8.01,9.01 07/20/06 AtriCure, Inc. DE 1.01,9.01 07/18/06 AUDIOVOX CORP DE 8.01 07/14/06 AUXILIUM PHARMACEUTICALS INC 1.01,1.02,2.03 07/14/06 AVICI SYSTEMS INC DE 2.02,9.01 07/20/06 AVID TECHNOLOGY INC DE 2.02 07/20/06 AVISTAR COMMUNICATIONS CORP DE 1.01,9.01 07/17/06 AVOCENT CORP DE 2.02,7.01,9.01 07/19/06 AXM PHARMA INC 4.01,9.01 07/19/06 AMEND BA Master Credit Card Trust II 8.01,9.01 07/20/06 BADGER METER INC WI 2.02,9.01 07/20/06 BANDAG INC IA 2.02,9.01 07/19/06 BANK MUTUAL CORP WI 2.02 07/19/06 BANK OF SOUTH CAROLINA CORP SC 2.02,9.01 07/20/06 BANK ONE AUTO SECURITIZATION TRUST 20 DE 8.01,9.01 07/20/06 BANKATLANTIC BANCORP INC FL 2.02,9.01 07/19/06 BARNES GROUP INC DE 2.02,9.01 07/20/06 BASIC ENERGY SERVICES INC 1.01,2.03,9.01 07/14/06 BAXTER INTERNATIONAL INC DE 2.02,9.01 07/20/06 BB&T CORP NC 2.02,9.01 06/30/06 BEACH FIRST NATIONAL BANCSHARES INC SC 2.02,9.01 07/20/06 AMEND Bear Stearns Asset Backed Securities DE 9.01 06/30/06 BELL INDUSTRIES INC /NEW/ CA 4.01,9.01 07/14/06 BJs RESTAURANTS INC CA 8.01,9.01 07/20/06 BLACK & DECKER CORP MD 7.01,9.01 07/20/06 BLUE HOLDINGS, INC. NV 1.01 07/14/06 BNC BANCORP NC 2.02,9.01 07/20/06 BOYKIN LODGING CO OH 2.01,8.01,9.01 07/17/06 BRADLEY PHARMACEUTICALS INC DE 8.01,9.01 07/18/06 BROADCOM CORP CA 2.02,9.01 07/20/06 Brookdale Senior Living Inc. DE 1.01,8.01,9.01 07/20/06 BROWN FORMAN CORP DE 7.01,9.01 07/19/06 BWC FINANCIAL CORP CA 2.02 06/30/06 AMEND CABOT CORP DE 1.01 07/14/06 CADENCE FINANCIAL CORP MS 2.02,9.01 07/20/06 CANDELA CORP /DE/ DE 5.02,9.01 07/20/06 CAPITAL ONE FINANCIAL CORP DE 2.02,7.01,8.01,9.01 07/20/06 CAPITOL BANCORP LTD MI 2.02 06/30/06 CARRIER ACCESS CORP DE 5.02,9.01 07/14/06 CATALYST SEMICONDUCTOR INC DE 2.02,9.01 07/20/06 CATERPILLAR INC DE 7.01 07/20/06 CATERPILLAR INC DE 7.01 07/20/06 AMEND CATHAY GENERAL BANCORP DE 2.02,9.01 07/20/06 CAVCO INDUSTRIES INC DE 2.02,9.01 07/20/06 CBOT HOLDINGS INC DE 2.02,9.01 07/20/06 CELEBRATE EXPRESS, INC. 5.03,9.01 07/19/06 CELLSTAR CORP DE 1.01,9.01 07/19/06 Celtic Cross Ltd. NV 5.02 07/06/06 CENTERPOINT ENERGY INC 8.01 07/17/06 CERNER CORP /MO/ DE 2.02,9.01 07/20/06 CEVA INC DE 2.02,9.01 07/20/06 CHARLOTTE RUSSE HOLDING INC 2.02,7.01,9.01 07/20/06 CHARTERMAC DE 7.01,9.01 07/20/06 China Stationery & Office Supply, Inc DE 5.03,9.01 07/18/06 CHITTENDEN CORP /VT/ VT 2.02,9.01 06/30/06 CHOICEPOINT INC GA 2.02,9.01 07/20/06 CHURCH & DWIGHT CO INC /DE/ DE 1.01,9.01 07/15/06 CINGULAR WIRELESS LLC DE 2.02,9.01 07/20/06 CITIZENS BANKING CORP MI 2.02,8.01,9.01 07/20/06 CITIZENS SOUTH BANKING CORP DE 2.02,9.01 07/19/06 CLARIENT, INC DE 5.02,9.01 07/18/06 COACH INDUSTRIES GROUP INC NV 5.02 07/20/06 COAST FINANCIAL HOLDINGS INC 1.01,5.02,9.01 07/17/06 Cobalis Corp NV 1.01,8.01,9.01 07/18/06 COBIZ INC CO 2.02,9.01 07/20/06 COGNOS INC CA 8.01,9.01 07/20/06 COLONY RESORTS LVH ACQUISITIONS LLC NV 5.02 07/19/06 COLUMBIA BANKING SYSTEM INC WA 5.02,9.01 07/18/06 COMERICA INC /NEW/ DE 2.02,7.01,9.01 07/20/06 COMMUNITY FIRST INC TN 1.01,9.01 07/18/06 COMPETITIVE COMPANIES INC NV 4.01,9.01 07/17/06 COMPUDYNE CORP NV 1.01 07/14/06 CONAGRA FOODS INC /DE/ DE 2.02,2.06,8.01 07/14/06 CONNETICS CORP DE 2.02,7.01,9.01 07/19/06 CONSUMERS BANCORP INC /OH/ OH 2.02,9.01 07/20/06 CONTINENTAL AIRLINES INC /DE/ DE 2.02,9.01 07/20/06 CONTINENTAL AIRLINES INC /DE/ DE 7.01,9.01 07/20/06 Copano Energy, L.L.C. DE 8.01,9.01 07/19/06 Cornerstone Core Properties REIT, Inc MD 1.01,2.03 06/30/06 AMEND CORPORATE PROPERTY ASSOCIATES 14 INC MD 8.01 07/14/06 CORUS BANKSHARES INC MN 2.02,9.01 07/19/06 CRYSTAL FINANCE HOLDING CORP DE 3.02,5.02,8.01 06/22/06 CRYSTAL INTERNATIONAL TRAVEL GROUP, I DE 5.02,9.01 07/14/06 CSX CORP VA 7.01 07/20/06 CWHEQ Revolving Home Equity Loan Trus 8.01,9.01 06/30/06 CYGNUS OIL & GAS CORP DE 7.01,9.01 07/19/06 CYPRESS SEMICONDUCTOR CORP /DE/ DE 2.02,9.01 07/20/06 CYTEC INDUSTRIES INC/DE/ DE 1.01,9.01 07/16/06 CYTEC INDUSTRIES INC/DE/ DE 2.02,9.01 07/20/06 DANAHER CORP /DE/ DE 2.02,9.01 07/19/06 DATA SYSTEMS & SOFTWARE INC DE 1.01,3.02,9.01 07/13/06 DATALINK CORP MN 2.02,9.01 07/19/06 DCB FINANCIAL CORP OH 2.02,9.01 07/20/06 DEARBORN BANCORP INC /MI/ MI 2.02,9.01 07/18/06 DENNYS CORP DE 1.01,2.03 07/17/06 DEWEY ELECTRONICS CORP NY 4.01 07/17/06 DEXCOM INC 2.02,9.01 07/20/06 DIGITAL RECORDERS INC NC 7.01,9.01 07/19/06 DIGITAL RIVER INC /DE DE 1.01,9.01 06/15/05 AMEND DIGUANG INTERNATIONAL DEVELOPMENT CO. NV 4.01 07/14/06 DOMINOS PIZZA INC 2.02,9.01 07/20/06 DOW JONES & CO INC DE 2.02,9.01 07/20/06 DTLL INC MN 4.01,9.01 02/23/06 AMEND DUPONT E I DE NEMOURS & CO DE 1.01,9.01 07/20/06 EAGLE BANCORP/MT 2.02 07/20/06 EAGLE FINANCIAL SERVICES INC VA 5.02 07/19/06 EARTH PRODUCTS & TECHNOLOGIES INC NV 1.01,9.01 07/14/06 EARTHLINK INC DE 2.02,9.01 07/20/06 ECC Capital CORP 1.01,9.01 07/14/06 EL PASO CORP/DE DE 1.01,2.03,9.01 07/19/06 ENCISION INC CO 2.02,9.01 06/20/06 ENDO PHARMACEUTICALS HOLDINGS INC DE 2.02,9.01 07/20/06 ENDOCARE INC DE 1.01,9.01 07/14/06 ENERGY WEST INC MT 1.01,9.01 07/17/06 ENPATH MEDICAL INC MN 2.02,9.01 07/20/06 ENTRUST INC MD 1.01,2.01,2.02,9.01 07/19/06 ENVIROKARE TECH INC NV 1.01,9.01 07/19/06 EPIX Pharmaceuticals, Inc. 8.01,9.01 07/20/06 EQUIFAX INC GA 2.02,9.01 07/20/06 ESCALA GROUP INC NY 1.01,1.02 06/14/06 ESPEED INC DE 5.02 07/19/06 EUROBANCSHARES INC 2.02,9.01 07/19/06 EVANS BANCORP INC NY 5.02,9.01 07/17/06 EVANS BOB FARMS INC DE 1.01,9.01 07/17/06 EVERGREEN HOLDINGS INC OR 8.01,9.01 07/20/06 EXAR CORP DE 2.02,9.01 07/20/06 EXCELLIGENCE LEARNING CORP DE 8.01,9.01 07/19/06 EXPLORATION CO OF DELAWARE INC DE 7.01,9.01 07/20/06 F5 NETWORKS INC WA 2.02,4.02,5.02,9.01 07/14/06 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE 2.02 07/20/06 FARGO ELECTRONICS INC 8.01,9.01 07/19/06 FEDERAL AGRICULTURAL MORTGAGE CORP 2.03,7.01,9.01 07/20/06 Federal Home Loan Bank of Atlanta X1 2.03 07/14/06 Federal Home Loan Bank of Boston X1 2.03 07/17/06 Federal Home Loan Bank of Chicago X1 2.03 07/18/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 07/17/06 Federal Home Loan Bank of Dallas 2.03 07/18/06 Federal Home Loan Bank of Indianapoli X1 2.03,9.01 07/18/06 Federal Home Loan Bank of New York X1 2.03,9.01 07/18/06 Federal Home Loan Bank of New York X1 2.02,8.01,9.01 07/20/06 Federal Home Loan Bank of San Francis X1 2.03 07/17/06 Federal Home Loan Bank of Seattle 2.03 07/19/06 Federal Home Loan Bank of Topeka 2.03 07/17/06 FEDERATED INVESTORS INC /PA/ PA 2.01,9.01 07/14/06 FENTURA FINANCIAL INC MI 2.02,9.01 07/17/06 FIDELITY D & D BANCORP INC PA 2.02,9.01 07/19/06 FIELDSTONE INVESTMENT CORP 1.01,9.01 07/14/06 Fieldstone Mortgage Investment CORP MD 8.01,9.01 07/06/06 FIFTH THIRD AUTO TRUST 2004-A 7.01,9.01 07/20/06 FIFTH THIRD BANCORP OH 2.02,7.01,9.01 07/20/06 FIRST BANCSHARES INC /MO/ MO 2.06,9.01 06/30/06 FIRST COMMUNITY CORP /SC/ SC 2.02,9.01 07/19/06 FIRST DATA CORP DE 2.02,9.01 07/20/06 FIRST FINANCIAL BANKSHARES INC TX 2.02,9.01 07/20/06 FIRST M&F CORP/MS MS 2.02,7.01,9.01 07/19/06 FIRST MARINER BANCORP MD 2.02,7.01,9.01 07/18/06 FIRST MUTUAL BANCSHARES INC WA 2.02 07/19/06 FIRST REGIONAL BANCORP CA 2.02,9.01 07/18/06 FIRST RELIANCE BANCSHARES INC SC 2.02,9.01 07/19/06 FIRSTBANK CORP MI 2.02,9.01 07/20/06 FLANDERS CORP NC 2.02 06/30/06 FNB CORP/FL/ FL 2.02,9.01 07/20/06 FORD MOTOR CO DE 2.02,9.01 07/20/06 FORD MOTOR CREDIT CO DE 2.02,9.01 07/20/06 FRANKLIN ELECTRIC CO INC IN 2.02,9.01 07/17/06 FREESCALE SEMICONDUCTOR INC DE 2.02,9.01 07/20/06 GE Dealer Floorplan Master Note Trust DE 8.01,9.01 07/20/06 GENERAL MOTORS CORP DE 8.01 07/20/06 GENTEX CORP MI 2.02,9.01 07/20/06 GEOKINETICS INC DE 2.01,9.01 12/02/05 AMEND GILEAD SCIENCES INC DE 1.01 04/12/06 GILEAD SCIENCES INC DE 2.02,9.01 07/20/06 Global Employment Holdings, Inc. 8.01 07/14/06 Global Income & Currency Fund Inc. MD 8.01 07/20/06 GLOBETEL COMMUNICATIONS CORP DE 3.01,9.01 07/19/06 GOLDEN WEST FINANCIAL CORP /DE/ DE 7.01,8.01 07/20/06 Golf Galaxy, Inc. MN 8.01 07/17/06 Google Inc. DE 2.02,9.01 07/20/06 GRAMERCY CAPITAL CORP MD 2.02,7.01,9.01 07/19/06 GREENE COUNTY BANCORP INC DE 8.01 07/19/06 Greenville Federal Financial CORP 8.01,9.01 07/19/06 GREYSTONE LOGISTICS, INC. 2.02,9.01 07/20/06 GS Cleantech Corp DE 5.03,9.01 07/18/06 GS Energy CORP 5.03,9.01 07/18/06 GTC BIOTHERAPEUTICS INC MA 8.01,9.01 07/18/06 GTX INC /DE/ DE 8.01,9.01 07/20/06 GUESS INC DE 5.02,9.01 07/18/06 H&E Equipment Services, Inc. DE 2.02,7.01,8.01,9.01 07/20/06 HARBOR FLORIDA BANCSHARES INC DE 2.02,8.01,9.01 07/19/06 HARVEY ELECTRONICS INC NY 8.01,9.01 07/20/06 HENRY SCHEIN INC DE 8.01 07/18/06 HERSHEY CO DE 2.02,9.01 07/02/06 HOKU SCIENTIFIC INC DE 1.01,2.02,9.01 07/17/06 HOME BANCSHARES INC 2.02,7.01,9.01 06/30/06 HOME EQUITY ASSET TRUST 2006-5 DE 8.01,9.01 07/20/06 Home Loan Trust 2006-HI3 DE 8.01,9.01 07/20/06 HONEYWELL INTERNATIONAL INC DE 2.02,9.01 07/20/06 HORIZON FINANCIAL CORP WA 2.02,9.01 07/20/06 HORTON D R INC /DE/ DE 2.02,9.01 07/20/06 Houston Wire & Cable CO 5.02,9.01 07/20/06 HSBC AUTO RECEIVABLES CORP NV 1.01,9.01 07/17/06 HSBC Home Equity Loan Trust (USA) 200 DE 8.01,9.01 07/12/06 HUBBELL INC CT 2.02 07/20/06 HUDSON CITY BANCORP INC DE 2.02,9.01 07/19/06 HYPERION SOLUTIONS CORP DE 2.02,9.01 07/20/06 I TRAX INC DE 7.01 07/18/06 IDEX CORP /DE/ DE 2.02,9.01 07/20/06 ILLINOIS TOOL WORKS INC DE 2.02,9.01 06/30/06 IMCLONE SYSTEMS INC DE 1.01,9.01 07/20/06 IMCLONE SYSTEMS INC DE 2.02,9.01 07/20/06 INCO LTD 1.01,9.01 07/13/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 02/28/06 IndyMac INDX Mortgage Loan Trust 2006 8.01,9.01 06/20/06 INFINEX VENTURES INC NV 9.01 07/19/06 INFORMATICA CORP DE 2.02,9.01 07/20/06 INFOSONICS CORP 3.01,9.01 07/20/06 INSIGHT ENTERPRISES INC DE 2.02,9.01 07/20/06 INSIGNIA SYSTEMS INC/MN MN 2.02,9.01 07/19/06 INSTEEL INDUSTRIES INC NC 2.02,9.01 07/20/06 INTEL CORP DE 7.01 07/19/06 INTERACTIVE MOTORSPORTS & ENTERTAINME IN 2.03,3.02,9.01 07/14/06 Interactive Television Networks NV 9.01 06/19/06 AMEND INTERNATIONAL GAME TECHNOLOGY NV 2.02 07/20/06 INTERNATIONAL THOROUGHBRED BREEDERS I DE 1.01,9.01 07/14/06 INTERWOVEN INC CA 2.02,9.01 07/20/06 INTRAOP MEDICAL CORP 1.01,2.03,9.01 07/14/06 IROBOT CORP DE 7.01,9.01 07/19/06 IRON MOUNTAIN INC DE 8.01 07/20/06 ISSG, INC. DE 1.02,9.01 07/20/06 iWorld Projects & Systems, Inc. NV 8.01 07/20/06 IXIA CA 2.02,9.01 07/20/06 JACUZZI BRANDS INC DE 1.01,5.02,9.01 07/17/06 JOHNSON CONTROLS INC WI 2.02,7.01,9.01 07/20/06 JP Morgan Chase Commercial Mortgage S DE 6.04 07/17/06 JUNIATA VALLEY FINANCIAL CORP PA 2.02,8.01 07/18/06 KEY ENERGY SERVICES INC MD 7.01 07/18/06 KNOT INC DE 8.01,9.01 07/20/06 KNOT INC DE 8.01,9.01 07/20/06 KNOT INC DE 5.02 07/20/06 KVH INDUSTRIES INC \DE\ DE 2.02,9.01 07/20/06 KVH INDUSTRIES INC \DE\ DE 1.01,9.01 07/17/06 LANDSTAR SYSTEM INC DE 2.02,9.01 07/20/06 LAUREATE EDUCATION, INC. MD 2.02,9.01 07/20/06 LEESPORT FINANCIAL CORP PA 2.02,9.01 07/18/06 LEGGETT & PLATT INC MO 2.02,9.01 07/20/06 LEINER HEALTH PRODUCTS INC DE 5.02,9.01 07/20/06 LEVEL 3 COMMUNICATIONS INC DE 8.01,9.01 07/20/06 Liberty Global, Inc. DE 7.01 07/19/06 LIBERTY STAR GOLD CORP NV 1.01,9.01 07/17/06 LIBERTY STAR GOLD CORP NV 5.02,7.01 07/11/06 AMEND LIFELINE THERAPEUTICS, INC. CO 7.01,9.01 07/17/06 LIGHTPATH TECHNOLOGIES INC DE 2.02,9.01 07/19/06 LIQUIDMETAL TECHNOLOGIES INC 4.02 07/14/06 LITFUNDING CORP NV 8.01,9.01 07/19/06 LUFKIN INDUSTRIES INC TX 2.02,9.01 07/19/06 LUNA INNOVATIONS INC 1.01,9.01 07/14/06 LYONDELL CHEMICAL CO DE 8.01,9.01 07/20/06 MACK CALI REALTY CORP MD 1.01,2.03,9.01 07/14/06 MAGUIRE PROPERTIES INC MD 8.01,9.01 07/14/06 MARTEN TRANSPORT LTD DE 2.02,9.01 07/19/06 MARWICH II LTD CO 5.02 07/19/06 MASS MEGAWATTS WIND POWER INC 2.02,9.01 07/20/06 MASTR Alternative Loan Trust 2006-1 DE 8.01,9.01 07/20/06 AMEND MASTR Second Lien Trust 2006-1 DE 8.01,9.01 07/20/06 AMEND MAUI LAND & PINEAPPLE CO INC HI 1.01,2.03,9.01 07/14/06 MC SHIPPING INC 2.03 07/20/06 MCDONALDS CORP DE 2.02,9.01 07/17/06 MCMORAN EXPLORATION CO /DE/ DE 2.02,9.01 07/20/06 MDC HOLDINGS INC DE 2.02,7.01,9.01 07/20/06 MedAire, Inc. NV 1.01,5.02 07/18/06 MedaSorb Technologies, Inc. 5.02 07/18/06 MEDICAL PROPERTIES TRUST INC 1.01,2.03,9.01 07/14/06 MEDICALCV INC MN 1.01,9.01 07/18/06 MELLON FINANCIAL CORP PA 2.02,9.01 07/19/06 MEMORY PHARMACEUTICALS CORP 1.01,9.01 07/19/06 MENTOR GRAPHICS CORP OR 2.01 07/20/06 MERGE TECHNOLOGIES INC WI 5.02,9.01 06/29/06 AMEND MESA LABORATORIES INC /CO CO 9.01 05/04/06 AMEND METLIFE INC DE 8.01,9.01 07/18/06 MFC DEVELOPMENT CORP DE 1.01,5.02,8.01,9.01 07/15/06 MHI Hospitality CORP MD 5.02 07/17/06 MICROCHIP TECHNOLOGY INC DE 2.02,9.01 06/30/06 MICROSOFT CORP WA 1.01,2.02,7.01,8.01,9.01 06/21/06 MIDLAND CO OH 2.02 07/20/06 MIDNET INC 3.02 07/19/06 MILESTONE SCIENTIFIC INC/NJ DE 5.02 07/14/06 MILLENNIUM BANKSHARES CORP VA 2.02,9.01 07/19/06 MILLENNIUM BANKSHARES CORP VA 8.01 07/14/06 MISCOR GROUP, LTD. 1.01,9.01 07/14/06 MISSION WEST PROPERTIES INC CA 2.02 07/19/06 MODINE MANUFACTURING CO WI 1.01,2.05,5.02,5.03,8.01,9.01 07/20/06 MOLECULAR DEVICES CORP DE 2.02,9.01 07/20/06 MONARCH CASINO & RESORT INC NV 8.01 07/20/06 MONARCH SERVICES INC MD 5.02 07/29/05 Morgan Stanley ABS Capital I Inc. Tru DE 2.01,9.01 05/25/06 MOSCOW CABLECOM CORP DE 8.01,9.01 07/18/06 MOVIE GALLERY INC DE 1.01,9.01 07/14/06 MRO SOFTWARE INC MA 2.02,9.01 07/20/06 MS STRUCTURED SATURNS SERIES 2001-3 DE 8.01,9.01 07/17/06 MS STRUCTURED SATURNS SERIES 2001-7 DE 8.01,9.01 07/17/06 MS STRUCTURED SATURNS SERIES 2002-10 DE 8.01,9.01 07/17/06 MS STRUCTURED SATURNS SERIES 2002-5 DE 8.01,9.01 07/17/06 MS STRUCTURED SATURNS SERIES 2003-12 DE 8.01,9.01 07/18/06 MS STRUCTURED SATURNS SERIES 2003-13 DE 8.01,9.01 07/17/06 MS STRUCTURED SATURNS SERIES 2003-16 DE 8.01,9.01 07/17/06 MS STRUCTURED SATURNS SERIES 2003-5 DE 8.01,9.01 07/17/06 MS STRUCTURED SATURNS SERIES 2003-7 DE 8.01,9.01 07/17/06 MS STRUCTURED SATURNS SERIES 2003-9 DE 8.01,9.01 07/17/06 MSC INDUSTRIAL DIRECT CO INC NY 1.02,9.01 07/19/06 MultiCell Technologies, Inc. DE 1.01,3.02,5.03,8.01,9.01 07/14/06 Nalco Holding CO 1.01,9.01 07/20/06 NASDAQ STOCK MARKET INC DE 2.02,9.01 07/20/06 NASH FINCH CO DE 2.02,9.01 07/20/06 NATIONAL BANCSHARES CORP /OH/ OH 7.01,9.01 07/20/06 NATIONAL FUEL GAS CO NJ 2.02,9.01 07/20/06 NATIONAL SEMICONDUCTOR CORP DE 1.01,9.01 07/18/06 Naugatuck Valley Financial Corp X1 2.02,9.01 07/19/06 NEUROLOGIX INC/DE DE 1.01,5.02,9.01 07/17/06 NEWMARKET CORP VA 8.01,9.01 07/20/06 NEXEN INC A0 1.01,9.01 07/13/06 NOBLE CORP 2.02,9.01 07/20/06 NORPAC TECHNOLOGIES, INC. NV 4.01,9.01 07/14/06 NORTHERN EMPIRE BANCSHARES CA 8.01,9.01 07/20/06 NORTHWEST INDIANA BANCORP IN 2.02,9.01 07/20/06 NTL INC DE 8.01,9.01 07/10/06 AMEND NVR INC VA 2.02,9.01 07/20/06 OAKLEY INC WA 2.02 07/20/06 OMNICELL INC /CA/ CA 2.02,4.02,9.01 07/20/06 ONEOK INC /NEW/ OK 1.01 07/19/06 ONEOK INC /NEW/ OK 8.01,9.01 07/20/06 ONEOK Partners LP DE 8.01,9.01 07/20/06 OPENTV CORP 4.01,9.01 06/29/06 AMEND OPINION RESEARCH CORP DE 1.01,5.02,9.01 07/14/06 OPTION CARE INC/DE DE 3.02 07/18/06 ORBITAL SCIENCES CORP /DE/ DE 2.02 07/20/06 OSI PHARMACEUTICALS INC DE 8.01 07/20/06 OVERSEAS SHIPHOLDING GROUP INC DE 4.01,9.01 05/31/06 AMEND OWENS & MINOR INC/VA/ VA 2.02,9.01 07/19/06 PACIFIC ENERGY PARTNERS LP 1.01,9.01 07/19/06 PACIFIC STATE BANCORP 2.02,9.01 07/20/06 PACKETEER INC DE 1.01,2.02,5.02,5.03,9.01 07/18/06 PARTNERS TRUST FINANCIAL GROUP INC 2.02 07/20/06 PDF SOLUTIONS INC DE 2.02,7.01,9.01 07/20/06 PEABODY ENERGY CORP DE 2.02,9.01 07/20/06 PEOPLES BANCORP INC OH 1.01,1.02,5.02 07/20/06 PEOPLES BANCORP OF NORTH CAROLINA INC NC 2.02,9.01 07/17/06 PEOPLES BANCTRUST CO INC AL 2.02,9.01 07/20/06 PETRO STOPPING CENTERS L P DE 1.01,9.01 07/14/06 PFIZER INC DE 2.02,9.01 07/20/06 PINNACLE FINANCIAL PARTNERS INC TN 8.01 07/19/06 PITNEY BOWES INC /DE/ DE 2.01,9.01 07/14/06 PLAINS ALL AMERICAN PIPELINE LP DE 1.01,9.01 07/19/06 PLANAR SYSTEMS INC OR 8.01,9.01 07/19/06 PLAYBOY ENTERPRISES INC DE 7.01,9.01 07/19/06 PLIANT CORPORORATION DE 8.01,9.01 07/18/06 PMC SIERRA INC DE 2.02,9.01 07/20/06 PONIARD PHARMACEUTICALS, INC. WA 1.01,5.02,9.01 07/17/06 POOL CORP DE 2.02,7.01,9.01 07/20/06 PPG INDUSTRIES INC PA 2.02,9.01 07/20/06 PROSPECT ENERGY CORP MD 8.01,9.01 07/20/06 PROVIDENT BANKSHARES CORP MD 2.02,9.01 07/20/06 PSB GROUP INC MI 2.02,9.01 07/18/06 PULASKI FINANCIAL CORP MO 8.01,9.01 07/20/06 PVF CAPITAL CORP OH 2.02,8.01,9.01 07/19/06 QUANEX CORP DE 7.01 07/20/06 R F INDUSTRIES LTD NV 1.01,9.01 07/19/06 RADIAN GROUP INC DE 2.02,9.01 07/19/06 RAMCO GERSHENSON PROPERTIES TRUST MD 2.02,9.01 07/19/06 RAPTOR NETWORKS TECHNOLOGY INC 2.03 07/13/06 RASER TECHNOLOGIES INC UT 1.01,9.01 07/03/06 AMEND REDENVELOPE INC DE 5.02,9.01 07/14/06 RELIANCE STEEL & ALUMINUM CO CA 2.02,9.01 07/20/06 REMEC INC CA 1.01 07/18/06 RENTECH INC /CO/ CO 1.01,9.01 07/14/06 REPUBLIC BANCORP INC /KY/ KY 7.01,9.01 07/20/06 REWARDS NETWORK INC DE 2.02,9.01 07/20/06 RICHARDSON ELECTRONICS LTD/DE DE 5.03,9.01 07/17/06 RLI CORP IL 2.02,9.01 07/20/06 ROYAL BANCSHARES OF PENNSYLVANIA INC PA 8.01 07/17/06 RUBINCON VENTURES INC DE 8.01,9.01 07/14/06 RURBAN FINANCIAL CORP OH 2.02,9.01 07/19/06 RUSH ENTERPRISES INC \TX\ TX 2.02,9.01 07/19/06 SAFEWAY INC DE 2.02,9.01 07/20/06 SAND HILL IT SECURITY ACQUISITION COR CA 8.01,9.01 07/20/06 SANFILIPPO JOHN B & SON INC DE 1.01,9.01 07/14/06 SAVVIS, Inc. DE 2.02,9.01 07/20/06 SCHOLASTIC CORP DE 2.02,9.01 07/20/06 SCOTIA PACIFIC CO LLC DE 8.01 07/19/06 SEARCHHELP INC 1.01,1.02,9.01 07/14/06 SEMTECH CORP DE 4.02,8.01,9.01 07/19/06 SENOMYX INC DE 2.02,9.01 07/20/06 SHENANDOAH TELECOMMUNICATIONS CO/VA/ VA 1.01 07/19/06 SHERWIN WILLIAMS CO OH 1.01,2.02,9.01 07/19/06 SIMMONS FIRST NATIONAL CORP AR 2.02 07/20/06 SIRIUS SATELLITE RADIO INC DE 8.01 07/12/06 SKY FINANCIAL GROUP INC OH 5.02,9.01 07/20/06 SKYWORKS SOLUTIONS INC DE 2.02,9.01 07/20/06 SLM CORP DE 2.02 07/20/06 SLM FUNDING LLC DE 9.01 07/20/06 SONEX RESEARCH INC MD 8.01 07/19/06 SONORAN ENERGY INC WA 5.02 07/18/06 SOUTHWEST BANCORP INC OK 2.02,7.01,9.01 07/20/06 SOVRAN ACQUISITION LTD PARTNERSHIP MD 1.01,9.01 07/20/06 SOVRAN SELF STORAGE INC MD 1.01,9.01 07/20/06 Spansion Inc. DE 2.02,9.01 07/20/06 SPORTSMANS GUIDE INC MN 2.02,9.01 07/20/06 STARTEK INC DE 5.02 07/17/06 STEEL DYNAMICS INC IN 2.02,9.01 07/19/06 STEPAN CO DE 2.02,9.01 07/19/06 STRYKER CORP MI 2.02,9.01 06/30/06 SUBURBAN PROPANE PARTNERS LP DE 7.01,8.01,9.01 07/20/06 SUNPOWER CORP CA 2.02,9.01 07/20/06 SYMYX TECHNOLOGIES INC DE 2.02,9.01 07/20/06 SYNTEL INC MI 2.02,9.01 07/20/06 SYNTONY GROUP INC UT 4.01,5.02,9.01 07/10/06 TALEO CORP DE 7.01,9.01 07/19/06 TARGET RECEIVABLES CORP MN 8.01,9.01 07/20/06 TARGET RECEIVABLES CORP MN 8.01,9.01 07/20/06 TC X CALIBUR INC NV 1.01 07/18/06 TCF FINANCIAL CORP DE 5.02,9.01 07/17/06 TEMPUR PEDIC INTERNATIONAL INC DE 1.01,2.02,7.01,9.01 07/18/06 TENNECO INC DE 5.02,9.01 07/18/06 TERADYNE INC MA 2.02,8.01,9.01 07/19/06 TEREX CORP DE 8.01,9.01 07/20/06 TEREX CORP DE 1.01,9.01 07/18/06 TETON ENERGY CORP DE 7.01,8.01,9.01 07/20/06 TEXTRON INC DE 2.02,9.01 07/20/06 TIDEWATER INC DE 8.01,9.01 07/20/06 TII NETWORK TECHNOLOGIES, INC. DE 1.01,9.01 07/18/06 TIVO INC DE 1.01 07/14/06 TOMPKINS TRUSTCO INC NY 2.02,8.01,9.01 07/18/06 TOMPKINS TRUSTCO INC NY 8.01,9.01 07/18/06 TOR MINERALS INTERNATIONAL INC DE 2.03 07/17/06 TOREADOR RESOURCES CORP DE 7.01,9.01 07/20/06 TOWER AUTOMOTIVE INC DE 8.01,9.01 07/19/06 TRADESTATION GROUP INC FL 2.02,9.01 07/20/06 TRANSTECHNOLOGY CORP DE 7.01,8.01,9.01 07/19/06 TRAVELZOO INC DE 2.02,9.01 07/20/06 TRC COMPANIES INC /DE/ DE 1.01,1.02,2.03,3.02,9.01 07/17/06 ULTRATECH INC DE 2.02,9.01 07/20/06 UMPQUA HOLDINGS CORP OR 2.02,5.02,9.01 07/20/06 UNION PACIFIC CORP UT 2.02,9.01 07/20/06 UNION PACIFIC RAILROAD CO/DE DE 2.02,9.01 07/20/06 UNITED AUTO GROUP INC DE 8.01,9.01 07/20/06 UNITED BANCSHARES INC/OH OH 1.01,2.02,7.01,9.01 07/20/06 UNITED SURGICAL PARTNERS INTERNATIONA DE 1.01 07/14/06 UNIVERSAL COMMUNICATION SYSTEMS INC NV 1.01,2.03,3.02,9.01 02/27/06 UNIVERSAL GUARDIAN HOLDINGS INC DE 1.01,3.02,5.02 06/09/06 AMEND UNIVERSAL STAINLESS & ALLOY PRODUCTS DE 2.02 07/20/06 US BANCORP \DE\ DE 1.01,5.02 07/18/06 USA TRUCK INC DE 2.02,9.01 06/30/06 UTAH MEDICAL PRODUCTS INC UT 2.02 07/20/06 Valley Bancorp NV 2.02,9.01 07/19/06 VALLEY NATIONAL BANCORP NJ 2.02,9.01 07/19/06 VASCULAR SOLUTIONS INC DE 2.02,9.01 07/20/06 VERINT SYSTEMS INC 8.01 07/15/06 VERISIGN INC/CA DE 2.02,9.01 07/20/06 VINEYARD NATIONAL BANCORP CA 2.02,9.01 07/20/06 VINOBLE INC. DE 9.01 07/20/06 VISIONGATEWAY INC NV 1.01,9.01 07/20/06 Visiphor CORP A1 1.01,2.03,3.02,7.01,9.01 07/14/06 Vistula Communications Services, Inc. DE 3.03,9.01 07/18/06 Vocus, Inc. DE 1.01,5.02,9.01 07/17/06 VOICE MOBILITY INTERNATIONAL INC NV 5.02,9.01 07/12/06 Volkswagen Auto Lease Trust 2004-A DE 8.01,9.01 07/20/06 Volkswagen Auto Lease Trust 2005-A 8.01,9.01 07/20/06 VOLKSWAGEN AUTO LEASE UNDERWRITTEN FU 8.01,9.01 07/20/06 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 8.01,9.01 07/20/06 VOLKSWAGEN AUTO LOAN ENHANCED TRUST 2 DE 8.01,9.01 07/20/06 Volkswagen Auto Loan Enhanced Trust 2 8.01,9.01 07/20/06 Volkswagen Credit Auto Master Owner T DE 8.01,9.01 07/20/06 W HOLDING CO INC PR 2.02,9.01 07/20/06 WACHOVIA CORP NEW NC 2.02,8.01,9.01 07/20/06 WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.02,7.01,9.01 07/19/06 AMEND WASHINGTON REAL ESTATE INVESTMENT TRU MD 2.02,7.01,9.01 07/19/06 AMEND WASTECH, INC. 1.01,2.01,2.03,2.06,3.02, 03/26/06 5.01,5.02,8.01,9.01 WATSCO INC FL 2.02,9.01 07/20/06 WEATHERFORD INTERNATIONAL LTD D0 2.02,7.01,9.01 07/19/06 WESCO INTERNATIONAL INC DE 2.02 07/20/06 WEST BANCORPORATION INC IA 2.02,9.01 07/20/06 WEST POINTE BANCORP INC IL 8.01,9.01 07/20/06 WESTAMERICA BANCORPORATION CA 2.02 07/19/06 WESTERN PLAINS ENERGY LLC KS 8.01 07/18/06 WESTLAND DEVELOPMENT CO INC NM 1.01,1.02,8.01 07/19/06 WESTLAND DEVELOPMENT CO INC NM 1.01,1.02,8.01 07/19/06 AMEND WINMARK CORP MN 2.02,9.01 07/20/06 WORLDBID CORP NV 5.02 07/10/06 WORTHINGTON INDUSTRIES INC OH 7.01,9.01 07/20/06 WPCS INTERNATIONAL INC DE 1.01,2.01,9.01 07/19/06 WQN, Inc. 5.02,9.01 07/15/06 WQN, Inc. 1.02 07/15/06 WSFS FINANCIAL CORP DE 2.02,9.01 07/19/06 WVS FINANCIAL CORP PA 2.02,9.01 07/20/06 WYETH DE 2.02,9.01 07/20/06 YOUNG INNOVATIONS INC MO 8.01,9.01 07/19/06 YUM BRANDS INC NC 2.02,8.01,9.01 07/19/06 ZAP CA 1.01,3.02,9.01 07/14/06 ZHONE TECHNOLOGIES INC DE 2.02,9.01 07/20/06 ZIONS BANCORPORATION /UT/ UT 2.02,9.01 07/20/06