.c.Raco, Michigan Titles of Investigations: I. Polarimetric Radar Observations of Forest State for Determination of Ecosystem Process II. SIR-C Polarimetric Radar Image Simulation and Interpretation Based on Random Medium Model III. Multifrequency Imaging Radar Polarimetry: Geophysical Factors from Penetration Phenomena Principal Investigators: I. Dr. Fawwaz Ulaby/Craig Dobson University of Michigan II. Dr. Jin Kong Massachusetts Institute of Technology III. Dr. Howard Zebker Jet Propulsion Laboratory Site Description: The Raco supersite is at the eastern end of Michigan¹s Upper Peninsula. It is contained within a box defined by 46°40'N to 45°50'N latitude by 83°50'W to 85°10'W longitude; center coordinates are 46°15'N latitude and 84°30'W longitude. The site is located at the ecotone between the boreal forests and northern temperate forests, a transitional zone that is expected to be ecologically sensitive to anticipated global changes resulting from climatic warming. Baseline studies of vegetation communities are essential in monitoring such changes. The site contains most boreal forests species as well as many of the temperate species, thus studies here serve to link studies performed well to the north and south. The distribution of forest communities is largely determined by a soil-controlled resource gradient established by glacial deposits such as moraines and outwash. Landscape patch sizes are large; homogeneous forest stands typically exceed 4 ha in size. Represented communities include northern hardwoods (sugar maple, red maple, beech, eastern hemlock, balsam fir), pines (jack pine, red pine, white pine), conifer bogs (black spruce, white spruce, northern white cedar, tamarack), hardwood swamps (red maple, white birch, aspen), and extensive areas of disturbance-induced pioneer species (trembling and bigtooth aspens). Importantly for development of robust radar scattering models for forests, these species represent two major branching architectures (excurrent and decurrent tree forms) and leaf types (broadleaf and needle-leaf). The site is not totally forested. Numerous large areas of prairie and hayfields provide areas of relatively low biomass for biomass and soil moisture studies. These areas are scattered across the expected SIR-C/X-SAR image swath, and also provide sites for the deployment of point calibration targets. Arrays of trihedral reflectors and active transponders are deployed for this purpose over a 70 km x 100 km region and use both grass-covered surfaces and several large airfields. The target arrays are being used by US and Canadian teams for cross-calibration of the JPL AIRSAR, CCRS airborne SAR, ERS-1, and SIR-C/X-SAR. The site has been imaged by the JPL AIRSAR (April and July 1990, June 1991), the CCRS airborne SAR (June 1989, October 1991), Seasat, and ERS-1. Located at the intersection of the ERS-1 ascending and descending nodes, the site was often imaged twice per day (at 12:30 and eleven hours later at 23:30). This multitemporal coverage provided by ERS-1 during its commissioning and multidisciplinary phases (with 3-day and 35-day repeat intervals, respectively) will complement the shorter, more intensive observation periods provided by SIR-C/X-SAR; and thus provides an excellent basis for examination of seasonal change over time scales which the shuttle-based SAR cannot match. Over the last three years, a major investment has been made to develop the site for SIR-C/X-SAR and ERS-1 forest studies. The University of Michigan, in cooperation with Michigan Technological University, the United States Forest Service, and the Michigan Department of Natural Resources has established a series of well characterized forest ³training² stands as a stratified sample of the various forest communities. At present, 30 stands (each 4 ha) have been inventoried using a 10% sample population for characterizing relatively static properties such as tree height, diameter, and stem count (by specie). By launch date, it is anticipated that approximately 100 forest stands will be inventoried. Alometric equations, based upon destructive sampling of the various species, are used to estimate aboveground biomass on a per tree basis and then summed within a stand to yield measures of dry biomass contained within tree trunks, branches, and foliage. Additional measurements include: tree architecture, leaf size and total leaf area, soil properties, and organic litter. Global Position System (GPS) coordinates have been obtained for the corners and sampling grid within each forest stand. These coordinates define one overlay in a Geographic Information System (GIS) for a 60-km x 60-km area which also contains overlays of digital elevation, surface geology, soils, land-use, land-cover, transportation networks, surface hydrology, and forest inventories. This GIS is linked to a relational data base containing time varying quantities for each stand such a leaf area, snow cover, soil and vegetation water status and microwave dielectric properties, etc. Objectives: I. a) Validate a vector, radiative transfer model (MIMICS) for estimating radar backscatter from forested terrain. Use this model to simulate expected SIR-C/X-SAR sensitivity to forest biophysical properties such as aboveground standing biomass and canopy water status and to surface hydrologic properties. b) Develop inversion techniques for estimation of forest biophysical and hydrologic properties from SIR-C/X-SAR data using MIMICS simulations and airborne SAR data. c) Test and evaluate the inversion techniques using SIR-C/X-SAR data. II. a) Demonstrate the applicability of the random medium model in simulating SIR-C Supersite imagery. b) Analyze and interpret SIR-C imagery for remote sensing applications. c) Investigate seasonal variations and atmospheric effects. III. a) Model, experimentally characterize, and verify penetration phenomena in hyperarid and vegetated regions using the SIR-C multiparameter radar system and ground-based receivers. b) Invert measured radar backscatter as a function of frequency and polarization in terms of geophysical parameters of the surface, subsurface and vegetation canopy such as surface roughness, subsurface geomorphology, or tree height and density. c) Display subsurface and within-canopy features in an image format, thus easing the interpretability of the results. Field Measurements: Kong, please provide if applicable. I. a) For the thirty forest stands, the following properties are measured: € stocking density, height and diameter by specie; € leaf area index; € soil type; € litter depth and € surface roughness Where appropriate, these measurements are updated to reflect changes resulting from interannual growth, phenologic development or disturbances. Meterologic conditions are monitored at Sault Ste. Marie and Strongs, MI. Additional moisture-related quantities are measured in conjunction with SAR operations and include: (1) snow extent, depth, density, temperature, and liquid water content; (2) soil moisture, density, and dielectric properties; (3) moisture content and density of the litter layer and; (4) moisture and dielectric properties of vegetation components (bark, sapwood, branches and foliage). III. a) Deploy ground receivers during the experiment to measure field strengths at both vertical and horizontal polarizations. These in situ measurements will constrain and confirm our theoretical models. Crew Observations: 1) Crew Journal: Document cloud types, presence of rain clouds, and extent of cloud cover, clearcutting activities, presence of fires and/or smoke, and snow extent. 2) Cameras: Hercules and Hasselblad will be used to photograph the cloud cover, forests, and vegetation at the site. Coverage Requirements: Minimum coverage requirements for the Raco, Michigan site are three (3) ascending and three (3) descending at a range of incidence angles. Both day and night observations are highly desirable in order to evaluate effects of daily max./min. moisture and temperature conditions on SAR data. A launch window of 0600 to 0900 hours is ideal. Anticipated Results: I. a) Improve understanding of radar scattering by forests as demonstrated by modifications to and validation of a vector, radiative transfer model (MIMICS) as a robust approach for prediction of radar backscatter from a variety of forest and tree architectures. b) Ascertain the dynamic range of radar backscatter from northern deciduous and coniferous forests in response to diurnal, daily, and seasonal dynamics of the canopy layer and the surface. c) Define and evaluate techniques using SAR data to retrieve estimates of cover type, canopy structure, aboveground biomass, soil moisture, and plant water status for forested conditions. II. a) Predicted multi-frequency, multi-incident angle, fully polarimetric supersite imagery prior to the actual SIR-C/X-SAR mission. b) Interpreted SIR-C/X-SAR imagery with applications to vegetation classification, crop type, snow depth, seasonal and diurnal change studies. c) Radar image simulation algorithm based on the random medium model for future radar sensor development. d) Improved radar image processing algorithms for terrain classification. e) Multi-layer random medium model for general earth terrain scattering. III. a) An increased understanding of penetration phenomena in scattering. b) Identification of sources for backscatter in hyperarid subsurface imaging, and quantitative assessment of the relative contribution of canopy top, volume, and ground surface scattering components to the return signal from vegetation canopies. c) Solutions for descriptive geophysical parameters in the supersites studied. These results would be of great use to any investigators interpreting images acquired over similar targets by SIR-C/X-SAR or any other radar system.