SEC NEWS DIGEST Issue 2005-144 July 29, 2005 ENFORCEMENT PROCEEDINGS SEC SETTLES SECURITIES FRAUD CASE WITH MICROTUNE, INC., INVOLVING REVENUE- INFLATION SCHEME On July 28, the Commission instituted settled cease-and-desist proceedings against Plano, Texas-based semiconductor manufacturer Microtune, Inc. and William L. Housley, its former president, Jeffrey W. Davis, its former executive vice-president of sales and marketing, and Everett Rogers, its former chief financial officer, in connection with Microtune’s overstatement of revenues in 2001 and 2002. In the cease-and-desist order, the Commission found that Microtune and Housley violated the antifraud provisions of the federal securities laws and that Davis caused Microtune’s antifraud violations. The Commission also found that Microtune violated the internal controls, record-keeping and reporting provisions of the federal securities laws, and that Housley, Davis and Rogers caused those violations. Housley further agreed to pay $50,000 in disgorgement; Davis agreed to pay a $50,000 civil penalty in a related civil action. The parties settled without admitting or denying the Commission’s substantive findings. According to the Commission’s order, Microtune engaged in a revenue- inflation scheme, orchestrated by Housley and Davis. The scheme enabled Microtune to meet its published quarterly revenue projections through overshipments of goods to distributors coupled with exorbitant sales concessions that induced the distributors to accept the excess goods. Under Generally Accepted Accounting Principles, Microtune’s sales concessions required Microtune to defer recognition of revenue until the goods were ultimately sold by the distributors to end customers. Instead, Microtune improperly recognized the revenue immediately upon shipment to the distributors. Many of the sales concessions were embodied in side agreements that Housley concealed from responsible Microtune personnel and from Microtune’s independent auditors. On other occasions, the concessions appeared on customer purchase orders, but, due to faulty internal controls, they were not detected by Microtune’s accounting or customer service departments and, consequently, were not properly accounted for. Rogers, as the company’s CFO, failed to establish adequate internal controls. As a result of the scheme, from the third quarter of 2001 through the third quarter of 2002, Microtune overstated, in its Commission filings, its quarterly revenue by 5 to 77 percent. (Rel. 33-8596; File No. 3-11996) COMMISSION DENIES IN PART JESSE M. TOWNSLEY, JR.'S MOTION TO VACATE BAR The Commission denied Jesse M. Townsley, Jr.'s request to vacate his bar in its entirety. Townsley previously was associated with a broker-dealer and investment adviser. In 1994, Townsley consented to the entry of an injunction against violations of Sections 5 and 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Exchange Act Rule 10b-5. In 1995, with Townsley's consent, the Commission barred Townsley from association with a broker, dealer, investment adviser, investment company, or municipal securities dealer. The Commission concluded that Townsley failed to demonstrate compelling circumstances that would warrant vacating his bar. The Commission noted the seriousness of the misconduct and the limited time since issuance of the bar. The Commission further determined that it was appropriate to vacate that portion of the bar that prohibits Townsley from associating with an investment company or municipal securities dealer. (Rel. 34- 52161; File No. 3-8802) SEC ORDERS THAT SCOTT CHRISTIAN BE BARRED FROM ASSOCIATION WITH ANY BROKER OR DEALER The Securities and Exchange Commission announced today that it has ordered Scott A. Christian to be barred from associating with any broker or dealer. Christian, age 30, from December 2000 to July 2005 was a registered representative associated with Trautman Wasserman & Co., Inc., a broker- dealer registered with the Commission pursuant to Section 15(b) of the Exchange Act. On July 7, 2005, Christian pleaded guilty to a violation of New York’s Martin Act, General Business Law § 352-c(6), a felony. The count of the criminal information to which Christian pleaded guilty alleged, inter alia, that Christian placed numerous orders after 4 p.m. Eastern Time on behalf of customers to exchange, purchase, and sell shares of mutual funds and fraudulently caused these orders to be executed at a price that was only available to investors who had placed their orders before 4:00 p.m. Eastern Time, and that through deception, concealment, suppression and false pretenses induced mutual funds to accept such orders. People v. Christian, SCI # 3409/2005, New York County Supreme Court (July 7, 2005). Based upon Christian’s criminal conviction, the Commission instituted, and simultaneously settled, an administrative proceeding pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934. Christian consented, without admitting or denying the Commission’s findings, except as to his criminal plea, to an order barring him from association with any broker or dealer. (Rel. 34-52163; File No. 3-11997) SEC OBTAINS FINAL JUDGMENT AGAINST MICHAEL LESNIEWSKI FOR FINANCIAL FRAUD SCHEMES AT DT INDUSTRIES, INC. The Commission announced that on July 26, Judge Richard E. Dorr of the U.S. District Court in the Western District of Missouri, entered a final judgment against Defendant Michael Lesniewski, pursuant to his consent, for his role in a financial fraud scheme perpetrated at DT Industries, Inc. (DTI). At the time of the illegal conduct, DTI was headquartered in Springfield, Mo. The final judgment permanently enjoins Lesniewski, of Erie, Pa., from violating the anti-fraud provisions, among others, of the federal securities laws. The final judgment also orders Lesniewski to pay $26,700 in disgorgement and $5,678 in prejudgment interest and a $25,000 civil penalty. The Commission’s complaint alleged that Lesniewski, the controller and general manager at DTI subsidiary Assembly Machines, Inc. (AMI), manipulated AMI’s books and records, enabling AMI to reach projected earnings targets based on guidelines established by DTI management. Specifically, the Commission’s complaint alleges that Lesniewski understated AMI’s costs of sales by failing to recognize all of AMI’s actual costs for certain projects. By not recognizing the actual costs for these projects, Lesniewski artificially increased AMI’s profit margin. The incorrect profit margins were then consolidated into DTI’s financial statements. According to the Commission’s complaint, as a result of AMI’s misstatements, in August 2002 DTI restated its financial statements for fiscal years 1999 through the first three quarters of 2002. The Commission’s complaint alleges that Lesniewski’s fraud caused DTI to understate its net losses by 1% to 29% in its annual reports for fiscal years 1999, 2000 and 2001 and its first three quarterly reports for 2002. [SEC v. Richard Rambahal, et al., Case Number 04-3086-cv-RED, U.S.D.C. W.D. MO., filed March 4, 2004] (LR-19316; AAER-2284) JURY RETURNS VERDICT AGAINST DEFENDANTS MICHAEL LIPKIN AND JOSHUA SHAINBERG IN STOCK KICKBACK SCHEME On July 25, a jury in Brooklyn, N.Y., found that defendants Michael V. Lipkin and Joshua Shainberg, both associated with the broker-dealer Securities Planners, Inc., violated the antifraud provisions of the federal securities laws for receiving undisclosed stock kickbacks, and that Lipkin also violated the antifraud provisions by making material misrepresentations to brokerage customers. The jury reached its verdict after a two-week trial in the United States District Court for the Eastern District of New York before Magistrate Judge Viktor V. Pohorelsky. The jury found the third defendant, Robert Shatles (Shatles), not liable on a similar charge of receiving undisclosed kickback payments. Shatles was associated with another broker-dealer named S.D. Cohn. The Commission’s Amended Complaint, dated Nov. 15, 2002, charged that all three defendants violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b- 5, in connection with their receipt of undisclosed kickbacks, and that Lipkin violated the antifraud provisions by making material false representations to brokerage customers. The evidence at trial demonstrated that Shainberg and Lipkin were branch office principals of Securities Planners, which is now defunct. The jury found that both Shainberg and Lipkin received undisclosed shares of stock issued by a company called Alter Sales (subsequently known as ICIS Management Group) in return for recommending that stock to customers of Securities Planners. The evidence at trial demonstrated that those undisclosed kickback shares were sold from accounts for Shainberg’s and Lipkin’s benefit, and the proceeds from those accounts were sent to a bank account in the Bahamas. Ultimately, those proceeds were returned to the United States to persons and entities associated with Shainberg and Lipkin. The jury also found Lipkin liable for participating in a scheme to defraud investors who purchased Alter Sales securities. The jury found that Lipkin (1) knew or recklessly disregarded that Alter Sales securities were not a sound investment, (2) knew that brokers under his supervision were making false and misleading statements to their customers to the effect that Alter Sales securities were a good or sound investment, and (3) participated in making those false statements to customers. The Court will determine at a later date the appropriate relief and sanctions against Lipkin and Shainberg. The Commission is seeking orders imposing permanent injunctions, disgorgement plus prejudgment interest, civil monetary penalties, and such other relief as the Court deems appropriate against Lipkin and Shainberg. [SEC v. Lipkin, et al., Civil Action No. 99-7357] (LR-19317) SEC ALLEGES SECURITIES FRAUD AGAINST FORMER CEO OF PENNY STOCK COMPANY On July 28, the Commission filed suit in federal court in Los Angeles charging Christine Favara, a former chief executive officer of a penny stock company, with securities fraud and other federal securities law violations relating to the issuance of false and misleading press releases and the improper registration of shares intended to be issued as compensation to employees and consultants. The complaint alleges that Favara, also known as Christine McKiernan, Christine Anderson and Christine Anderson Holzman, while CEO of Core Solutions, Inc., caused Core Solutions to issue press releases about the company’s current financial condition and its future prospects that were false and misleading. According to the complaint, in January 2003, when Core Solutions had no revenues and approximately $11,000 in assets, Favara issued press releases stating the company had generated new accounts representing over $1 million in annual revenue and projected annual revenues of $50 million to $250 million. The complaint alleged that these projections were false and misleading given that the company had no revenue or assets at the time. In addition, the complaint alleges that Favara failed to disclose in a Form 10-KSB filed by Core Solutions that she was subject to a previous Commission injunction that arose from an insider trading matter. The complaint also alleges that Favara caused Core Solutions to improperly register and issue shares under a Form S-8 registration statement (i.e., stock that was intended to be issued in connection with an employee benefit plan), because the recipients of those shares did not qualify as proper recipients of Form S-8 shares. The Commission alleges in its complaint that Favara violated the securities registration and antifraud provisions of the federal securities laws, Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5, and aided and abetted violations of the reporting provisions, Section 13(a) of the Exchange Act and Rules 12b-20 and 13a-1 thereunder. In its action, the Commission is seeking a permanent injunction, disgorgement, and civil penalties. In addition, the Commission is seeking to prohibit Favara from participating in a penny stock offering and from serving as an officer or director of an issuer. [SEC v. Christine Favara aka Christine McKiernan aka Christine Anderson aka Christine Anderson Holzman, Civil Action No. CV 05-5486 RJK, PLAx] (LR- 19318) HOLDING COMPANY ACT RELEASE PNM RESOURCES INC., ET AL. A notice has been issued giving interested persons until Aug. 22, 2005, to request a hearing on proposals by PNM Resources, Inc. (PNM Resources), a registered holding company, Public Service Company of New Mexico (PNM), a public utility subsidiary of PNM Resources, PNMR Services Company (Services), a wholly-owned service company subsidiary of PNM Resources, and Texas-New Mexico Power Company (TNMP), a public utility subsidiary of PNM Resources (collectively, Applicants). Applicants request authority for Services to continue to provide services at cost to PNM Resources and to PNM Resources’s other active subsidiaries, PNM, Avistar, Inc., PNMR Development and Management Corporation, TNMP, FCP Enterprises and First Choice, L.P. Applicants also request authority for PNM Resources to lease or sublease and provide access to certain existing facilities to Services at cost and to lease excess office space to non-affiliates. Applicants further request that PNM be authorized to provide services to its affiliates at cost. (Rel. 35-28004) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-BSE-2005-22) filed by the Boston Stock Exchange to extend a pilot program that allows for no minimum size order requirement for the Price Improvement Period process has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Aug. 1, 2005. (Rel. 34-52149) A proposed rule change (SR-NYSE-2005-52) filed by the New York Stock Exchange relating to voluntary supplemental procedures for selecting arbitrators has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Aug. 1, 2005. (Rel. 34-52155) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission published notice of and granted accelerated approval to a proposed rule change (SR-BSE-2005-28) filed by the Boston Stock Exchange to extend the Linkage fee pilot program. Publication is expected in the Federal Register during the week of Aug. 1, 2005. (Rel. 34-52147) The Commission published notice of and granted accelerated approval to a proposed rule change (SR-Amex-2005-079) filed by the American Stock Exchange to extend the Linkage fee pilot program. Publication is expected in the Federal Register during the week of Aug. 1, 2005. (Rel. 34-52150) The Commission published notice of and granted accelerated approval to a proposed rule change (SR-PCX-2005-86) filed by the Pacific Stock Exchange to extend the Linkage fee pilot program. Publication is expected in the Federal Register during the week of Aug. 1, 2005. (Rel. 34-52151) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-NASD-2004-009) and Amendment Nos. 1, 2, 3, 4, and 5 thereto submitted by NASD through its subsidiary, The Nasdaq Stock Market, Inc., to modify the Nasdaq’s clearly erroneous rule. Publication is expected in the Federal Register during the week of Aug. 1, 2005. (Rel. 34-52141) The Commission approved a proposed rule change and Amendment No. 1 thereto submitted under Rule 19b-4 by NASD through its subsidiary, The Nasdaq Stock Market (SR-NASD-2005-056) to eliminate the Directed Order Process in the Nasdaq Market Center. Publication in the Federal Register is expected during the week of Aug. 1, 2005. (Rel. 34-52148) WITHDRAWALS An order has been issued granting the application of Varian Medical Systems, Inc. to withdraw its common stock, $1.00 par value, and associated preferred stock purchase rights, from listing and registration on the Pacific Exchange, effective at the opening of business on July 28. (Rel. 34 52138) An order has been issued granting the application of Leucadia National Corporation to withdraw its common stock, $1.00 par value, from listing and registration on the Pacific Exchange, effective at the opening of business on July 28. (Rel. 34-52139) A notice has been issued giving interested persons until August 22, 2005, to comment on the application of United Financial Mortgage Corp. to withdraw its common stock, no par value, from listing and registration on the American Stock Exchange. (Rel. 34-52142) A notice has been issued giving interested persons until August 23, 2005, to comment on the application of Air Products and Chemicals, Inc. to withdraw its common stock, $1.00 par value, from listing and registration on the Pacific Stock Exchange. (Rel. 34-52158) JOINT INDUSTRY PLANS IMMEDIATE EFFECTIVENESS OF PROPOSED AMENDMENT The Options Price Reporting Authority filed with the Securities and Exchange Commission a notice of filing and immediate effectiveness of a proposed Plan amendment pursuant to Rule 11Aa3-2 under the Securities Exchange Act of 1934 (SR-OPRA-2005-02). Publication of the notice is expected in the Federal Register during the week of Aug. 1, 2005. (Rel. 34-52146) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . AS-8 ITC Holdings Corp., 39500 ORCHARD HILL PLACE, SUITE 200, NOVI, MI, 48375, 248-374-7100 - 337,934 ($9,039,735.00) Equity, (File 333-126942 - Jul. 28) (BR. 02) S-8 ITC Holdings Corp., 39500 ORCHARD HILL PLACE, SUITE 200, NOVI, MI, 48375, 248-374-7100 - 3,920,809 ($104,881,641.00) Equity, (File 333-126943 - Jul. 28) (BR. 02) S-1 DealerTrack Holdings, Inc., 1111 MARCUS AVENUE, SUITE M04, LAKE SUCCESS, NY, 11042, (516) 734-3600 - 0 ($172,500,000.00) Equity, (File 333-126944 - Jul. 28) (BR. 03) SB-2 SALIVA DIAGNOSTIC SYSTEMS INC, 2294 NOSTRAND AVE., BROOKLYN, NY, 11210, 7185523599 - 39,176,896 ($78,353,792.00) Equity, (File 333-126945 - Jul. 28) (BR. 10C) S-3 UQM TECHNOLOGIES INC, 7501 MILLER DRIVE, P.O. BOX 439, FREDERICK, CO, 80530, 3032782002 - 1,913,197 ($6,370,946.01) Equity, (File 333-126946 - Jul. 28) (BR. 10C) S-4 GREENBRIER COMPANIES INC, ONE CENTERPOINTE DR, STE 200, LAKE OSWEGO, OR, 97035, 5036847000 - 175,000,000 ($175,000,000.00) Non-Convertible Debt, (File 333-126947 - Jul. 28) (BR. 05A) S-4 METALDYNE CORP, 47659 HALYARD DRIVE, PLYMOUTH, MI, 48170, 734-207-6200 - 0 ($150,000,000.00) Non-Convertible Debt, (File 333-126949 - Jul. 28) (BR. 05B) S-11 Berkeley Income Trust, Inc., 1012 SUTTON WAY, GRASS VALLEY, CA, 95945, 530-477-1572 - 0 ($250,000,000.00) Equity, (File 333-126950 - Jul. 28) (BR. 08) S-4 DOLLAR FINANCIAL GROUP INC, 1436 LANCASTER AVE, STE 210, BERWYN, PA, 19312-1288, 6102963400 - 30,000,000 ($30,750,000.00) Non-Convertible Debt, (File 333-126951 - Jul. 28) (BR. 07A) S-8 FEDERAL TRUST CORP, 312 WEST 1ST STREET, SANFORD, FL, 32771, 4073231833 - 525,000 ($5,927,250.00) Equity, (File 333-126954 - Jul. 28) (BR. 07C) S-8 LIPMAN ELECTRONIC ENGINEERING LTD, 11 HAAMAL ST, ROSH HAAYIN ISRAEL, L3, 9999999999, 999 999 9999 - 0 ($4,539,750.00) Equity, (File 333-126955 - Jul. 28) (BR. 03A) S-8 SABRE HOLDINGS CORP, 3150 SABRE DRIVE MD 9105, SOUTHLAKE, TX, 76092, 6826051551 - 0 ($4,114,954.00) Equity, (File 333-126956 - Jul. 28) (BR. 03C) S-8 PARKER HANNIFIN CORP, 6035 PARKLAND BOULEVARD, CLEVELAND, OH, 44124-4141, 2168963000 - 250,000 ($16,720,000.00) Equity, (File 333-126957 - Jul. 28) (BR. 06A) S-8 NET 1 UEPS TECHNOLOGIES INC, 4TH FLOOR, PRESIDENT PLACE, CNR. JAN SMUTS & BOLTON, ROSEBANK, JOHANNESBURG, T3, 00000, 27 11 343 2000 - 2,906,980 ($35,101,783.50) Equity, (File 333-126958 - Jul. 28) (BR. 07) S-8 CHINA AUTOMOTIVE SYSTEMS INC, NO. 1, HENGLONG ROAD, YU QIAO DEVELOPMENT ZONE,JINGZHOU CICITY, HUBEI PROVINCE, F4, XXXXX, 0716-8324631 - 2,200,000 ($15,264,725.00) Equity, (File 333-126959 - Jul. 28) (BR. 09A) F-6 XTL BIOPHARMACEUTICALS LTD, KIRYAT WEIZMANN BUILDING 3, REHOVOT76100 ISRAEL, L3, 25,000,000 ($1,250,000.00) ADRs/ADSs, (File 333-126960 - Jul. 28) (BR. 01) S-8 INFINIUM LABS INC, 2033 MAIN STREET, SUITE 309, SARASOTA, FL, 34237, 941.917.0788 - 14,000,000 ($1,134,000.00) Equity, (File 333-126961 - Jul. 28) (BR. 09A) S-8 ELGRANDE INTERNATIONAL, INC., 1450 KOOTENAY STREET, VANCOUVER BC CANADA, A1, 00000, 604-689-0808 - 6,000,000 ($180,000.00) Equity, (File 333-126962 - Jul. 28) (BR. 02) S-3 VORNADO REALTY TRUST, 888 SEVENTH AVE, NEW YORK, NY, 10019, 212-894-7000 - 0 ($334,670,255.00) Other, (File 333-126963 - Jul. 28) (BR. 08C) F-6 PROTHERICS PLC, THE HEATH BUSINESS AND TECHNICAL PARK, RUNCORN, CHESHIRE, X0, WA7 4QF, 01144 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-126964 - Jul. 28) (BR. 01B) F-6 ENERSIS SA, SANTA ROSA 76, SANTIAGO DE CHILE, F3, 562 353 4400 - 100,000,000 ($5,000,000.00) Equity, (File 333-126965 - Jul. 28) (BR. 02A) S-3 CAROLINA POWER & LIGHT CO, 411 FAYETTEVILLE ST, RALEIGH, NC, 27601, 9195466111 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-126966 - Jul. 28) (BR. 02A) S-3 FLORIDA POWER CORP /, 3201 34TH ST SOUTH, ONE PROGRESS PLAZA, ST PETERSBURG, FL, 33701, 7278205151 - 0 ($1,000,000,000.00) Unallocated (Universal) Shelf, (File 333-126967 - Jul. 28) (BR. 02A) S-8 Veri-Tek International, Corp., 50120 PONTIAC TRAIL, WIXOM, MI, 48393, 248-560-1000 - 350,000 ($2,327,500.00) Equity, (File 333-126978 - Jul. 28) (BR. 10C) S-1 TIMCO AVIATION SERVICES INC, 623 RADAR ROAD, GREENSBORO, NC, 27410, (336) 668-4410 - 0 ($69,706,051.00) Equity, (File 333-126979 - Jul. 28) (BR. 05C) S-8 TRINITY CAPITAL CORP, 1615 CENTRAL AVENUE, LOS ALAMOS, NM, 87544, 0 ($9,530,000.00) Equity, (File 333-126980 - Jul. 28) (BR. 07B) S-8 CHECKPOINT SYSTEMS INC, 101 WOLF DR, P O 188, THOROFARE, NJ, 08086, 856-384-2460 - 250,000 ($4,477,500.00) Equity, (File 333-126981 - Jul. 28) (BR. 11C) S-8 IRON MOUNTAIN INC, 745 ATLANTIC AVENUE, BOSTON, MA, 02111, 6175354766 - 1,200,000 ($38,472,000.00) Equity, (File 333-126982 - Jul. 28) (BR. 05B) N-2 UBS TAMARACK INTERNATIONAL FUND LLC, 1285 AVENUE OF THE AMERICAS, NEW YORK, NY, 10019, 2127132000 - 30,000,000 ($300,000,000.00) Equity, (File 333-126983 - Jul. 28) (BR. 17) S-3 US DATAWORKS INC, 5301 HOLLISTER ROAD, SUITE 250, HOUSTON, TX, 77040, 713-934-3856 - 4,861,555 ($2,576,624.15) Equity, (File 333-126984 - Jul. 28) (BR. 03A) S-4 HOLLY ENERGY PARTNERS LP, 0 ($185,000,000.00) Non-Convertible Debt, (File 333-126985 - Jul. 28) (BR. 04) S-8 INDEPENDENT BANK CORP, 288 UNION STREET, ROCKLAND, MA, 02370, 7818786100 - 0 ($23,488,000.00) Equity, (File 333-126986 - Jul. 28) (BR. 07C) S-3 COLGATE PALMOLIVE CO, 300 PARK AVE, NEW YORK, NY, 10022, 2123102000 - 1,500,000,000 ($1,500,000,000.00) Non-Convertible Debt, (File 333-126987 - Jul. 28) (BR. 06C) S-8 BROWN FORMAN CORP, 850 DIXIE HWY, LOUISVILLE, KY, 40210, 5025851100 - 9,932,713 ($606,193,474.39) Equity, (File 333-126988 - Jul. 28) (BR. 02B) S-8 STARTEK INC, 100 GARFIELD STREET, DENVER, CO, 80206, 3033616000 - 0 ($2,460,000.00) Equity, (File 333-126989 - Jul. 28) (BR. 08C) S-8 DURECT CORP, 10240 BUBB RD, CUPERTINO, CA, 95014, 4087771417 - 425,000 ($2,520,250.00) Equity, (File 333-126990 - Jul. 28) (BR. 01A) S-8 AMERICAN MEDICAL SYSTEMS HOLDINGS INC, 10700 BREN ROAD WEST, MINNETONKA, MN, 55343, 9529334666 - 0 ($142,098,000.00) Equity, (File 333-126991 - Jul. 28) (BR. 10A) S-8 Chaparral Steel CO, 300 WARD ROAD, MIDLOTHIAN, TX, 76065, 972-775-8241 - 0 ($76,180,000.00) Equity, (File 333-126992 - Jul. 28) (BR. 06B) S-8 AMERICAN MEDICAL SYSTEMS HOLDINGS INC, 10700 BREN ROAD WEST, MINNETONKA, MN, 55343, 9529334666 - 0 ($8,740,000.00) Equity, (File 333-126993 - Jul. 28) (BR. 10A) S-8 FAR EAST ENERGY CORP, 400 N. SAM HOUSTON PARKWAY E., SUITE 205, HOUSTON, TX, 77060, 7135861900 - 5,980,000 ($8,801,000.00) Equity, (File 333-126994 - Jul. 28) (BR. 04C) S-1 FONIX CORP, 9350 SOUTH 150 EAST, SUITE 700, SANDY, UT, 84070, 8015536600 - 50,000,000 ($2,500,000.00) Equity, (File 333-126995 - Jul. 28) (BR. 03C) S-8 DIGITAS INC, 800 BOYLSTON STREET, PRUDENTIAL TOWER, BOSTON, MA, 02199, 6178671000 - 0 ($15,000,000.00) Other, (File 333-126996 - Jul. 28) (BR. 08A) F-10 CRYSTALLEX INTERNATIONAL CORP, 18 KING STREET EAST, SUITE 1210, TORONTO, A6, M5C 1C4, 4162032448 - 0 ($61,576,354.00) Other, (File 333-126997 - Jul. 28) (BR. 04B) S-3 NEWALLIANCE BANCSHARES INC, C/O NEW HAVEN SAVINGS BANK, 195 CHURCH STREET, NEW HAVEN, CT, 06510, 203-789-2639 - 922,338 ($13,392,348.00) Equity, (File 333-126998 - Jul. 28) (BR. 07) S-8 GOODYEAR TIRE & RUBBER CO /OH/, 1144 E MARKET ST, AKRON, OH, 44316, 2167962121 - 5,000,000 ($80,500,000.00) Equity, (File 333-126999 - Jul. 28) (BR. 06A) S-1 SCO GROUP INC, 8017654999 - 0 ($672,928.00) Equity, (File 333-127000 - Jul. 28) (BR. 03A) S-8 AMERICAN EQUITY INVESTMENT LIFE HOLDING CO, 5000 WESTOWN PARKWAY, SUITE 440, WEST DEMOINES, IA, 50266, 5152210002 - 0 ($43,058,574.00) Equity, (File 333-127001 - Jul. 28) (BR. 01C) SB-2 NANOSCIENCE TECHNOLOGIES INC, 253 ONTARIO #1, P O BOX 3303, PARK CITY, UT, 84060, 4356495060 - 0 ($7,997.97) Equity, (File 333-127002 - Jul. 28) (BR. 09B) SB-2 SECURED SERVICES INC, 1175 NORTH SERVICE ROAD WEST, SUITE 214, OAKVILLE, A6, L6M2W1, 9053393439 - 0 ($31,006,587.22) Equity, (File 333-127003 - Jul. 28) (BR. 03A) S-11 ME PORTFOLIO MANAGEMENT LTD, LEVEL 23 360 COLLINS STREET, MELBOURNE VIC, C3, 00000, 0 ($1,000,000.00) Debt Convertible into Equity, (File 333-127004 - Jul. 28) (BR. 05D) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT @ROAD, INC CA 2.02,9.01 07/28/05 1ST CENTENNIAL BANCORP CA 2.02,9.01 07/27/05 1ST CONSTITUTION BANCORP NJ 2.02,9.01 07/28/05 1ST SOURCE CORP IN 2.02,9.01 06/30/05 3D SYSTEMS CORP DE 1.01,9.01 07/22/05 AARON RENTS INC GA 2.02,9.01 07/27/05 ABAXIS INC CA 2.02,9.01 07/28/05 ACADIA REALTY TRUST MD 2.02,7.01,9.01 07/27/05 ACCO WORLD CORP DE 2.02,7.01 07/28/05 Accredited Mortgage Loan Trust 2005-1 DE 8.01 07/25/05 Accredited Mortgage Loan Trust 2005-2 DE 8.01 07/25/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 07/25/05 ACE Securities Corp Home Equity Loan DE 8.01,9.01 07/25/05 ACME UNITED CORP CT 1.01 07/26/05 ACROSS AMERICA REAL ESTATE CORP CO 7.01 07/28/05 ACTIVISION INC /NY DE 2.02,9.01 07/28/05 ACTUATE CORP DE 2.02,9.01 07/27/05 ADAPTEC INC DE 2.02,9.01 07/28/05 ADM TRONICS UNLIMITED INC/DE DE 1.02 07/22/05 ADSERO CORP 1.01,3.02,9.01 07/21/05 ADVANCED ENERGY INDUSTRIES INC DE 2.02,7.01,9.01 07/28/05 ADVANCED NEUROMODULATION SYSTEMS INC TX 2.02,9.01 07/28/05 ADVISORY BOARD CO DE 2.02,8.01,9.01 07/28/05 AEGIS ASSET BACKED SECURITIES TRUST 2 DE 8.01,9.01 07/25/05 AETNA INC /PA/ PA 2.02,9.01 07/28/05 AFTERMARKET TECHNOLOGY CORP DE 2.02,9.01 07/27/05 AGL RESOURCES INC GA 8.01,9.01 07/28/05 AIRGAS INC DE 2.02,9.01 07/27/05 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 2.02,9.01 07/28/05 ALBERTO CULVER CO DE 2.02,9.01 07/28/05 ALEXANDER & BALDWIN INC HI 2.02 07/27/05 ALIGN TECHNOLOGY INC DE 1.01,2.05,9.01 07/22/05 ALLIN CORP DE 1.01,2.01,3.02,3.03,5.03,9.01 07/25/05 ALPHA SPACECOM INC NV 8.01,9.01 07/28/05 ALTERNATIVE LOAN TRUST 2005-10CB 9.01 07/25/05 ALTERNATIVE LOAN TRUST 2005-10CB 9.01 07/25/05 ALTERNATIVE LOAN TRUST 2005-10CB 9.01 07/25/05 Alternative Loan Trust 2005-13CB 9.01 07/25/05 ALTERNATIVE LOAN TRUST 2005-14 9.01 07/25/05 ALTERNATIVE LOAN TRUST 2005-17 9.01 07/25/05 Alternative Loan Trust 2005-18CB 9.01 07/25/05 ALTERNATIVE LOAN TRUST 2005-20CB 9.01 06/25/05 Alternative Loan Trust 2005-21CB 9.01 07/25/05 Alternative Loan Trust 2005-24 9.01 07/25/05 ALTERNATIVE LOAN TRUST 2005-25T1 9.01 06/25/05 ALTERNATIVE LOAN TRUST 2005-26CB 9.01 06/25/05 ALTERNATIVE LOAN TRUST 2005-27 9.01 07/25/05 ALTERNATIVE LOAN TRUST 2005-29CB 9.01 06/25/05 ALTERNATIVE LOAN TRUST 2005-31 9.01 07/25/05 Alternative Loan Trust 2005-36 9.01 07/25/05 Alternative Loan Trust 2005-4 9.01 07/25/05 ALTERNATIVE LOAN TRUST 2005-6CB 9.01 07/25/05 ALTERNATIVE LOAN TRUST 2005-7CB 9.01 07/25/05 Alternative Loan Trust 2005-9CB 9.01 07/25/05 Alternative Loan Trust 2005-J4 9.01 07/25/05 Alternative Loan Trust 2005-J6 9.01 07/25/05 Alternative Loan Trust Resecuritizati 9.01 07/25/05 AMEREN CORP MO 2.02,9.01 07/28/05 AMERICAN AXLE & MANUFACTURING HOLDING DE 2.02 06/30/05 AMERICAN BAR ASSOCIATION MEMBERS STAT MA 5.02 07/27/05 AMERICAN BILTRITE INC DE 2.02,8.01,9.01 07/22/05 AMERICAN COMMUNITY BANCSHARES INC NC 1.01,8.01,9.01 07/26/05 AMERICAN FINANCIAL REALTY TRUST 2.02 07/28/05 American Home Mortgage Investment Tru DE 9.01 07/25/05 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 07/25/05 AMERICAN MEDICAL SYSTEMS HOLDINGS INC DE 2.02,9.01 07/28/05 AMERICAN SUPERCONDUCTOR CORP /DE/ DE 5.02,9.01 07/27/05 AMERICAN TOWER CORP /MA/ DE 2.02,9.01 07/28/05 AMERIGROUP CORP 2.02,9.01 07/27/05 Ameriquest Mortgage Securities Inc. S DE 8.01 07/25/05 Ameriquest Mortgage Securities Inc. S DE 8.01 07/25/05 AMERIQUEST MORTGAGE SECURITIES INC., DE 8.01 07/25/05 AMIS HOLDINGS INC 8.01,9.01 07/25/05 AMIS HOLDINGS INC 2.02,9.01 07/28/05 ANALYSTS INTERNATIONAL CORP 2.02,9.01 07/28/05 ANIXTER INTERNATIONAL INC DE 2.02,9.01 07/26/05 ANTIGENICS INC /DE/ DE 2.02,9.01 07/28/05 APACHE CORP DE 2.02,9.01 07/28/05 APPLEBEES INTERNATIONAL INC DE 2.02,7.01,8.01 07/27/05 APPLIX INC /MA/ MA 2.02 07/28/05 APROPOS TECHNOLOGY INC 2.02,9.01 07/26/05 ARCH CAPITAL GROUP LTD. 2.02,9.01 07/28/05 ARCHIPELAGO HOLDINGS INC 8.01 07/28/05 Argent Mortgage Loan Trust 2005-WI 8.01 07/25/05 ARQULE INC DE 2.02,9.01 07/28/05 ARRIS GROUP INC DE 2.02,9.01 07/27/05 ART TECHNOLOGY GROUP INC DE 2.02,9.01 07/28/05 ARTHROCARE CORP DE 2.01,9.01 11/12/04 AMEND ARVINMERITOR INC IN 2.02,9.01 07/28/05 ASBURY AUTOMOTIVE GROUP INC DE 2.02,7.01,9.01 06/30/05 ASHLAND INC. KY 2.02,9.01 07/25/05 ASPECT COMMUNICATIONS CORP CA 8.01,9.01 07/14/05 ASSET ACCEPTANCE CAPITAL CORP 2.02,9.01 07/28/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 07/25/05 Asset Backed Pass-Through Certificate DE 8.01,9.01 07/25/05 ASSET-BACKED PASS-THROUGH CERTIFICATE DE 8.01 07/25/05 Asset-Backed Pass-Through Certificate DE 8.01 07/25/05 ASTRATA GROUP INC NV 8.01,9.01 07/28/05 ASV INC /MN/ MN 1.01,2.02,9.01 07/27/05 ATARI INC DE 3.01,5.02 07/22/05 ATLANTIS PLASTICS INC FL 2.02,9.01 07/28/05 ATWOOD OCEANICS INC TX 2.02,7.01,9.01 07/28/05 AUTONATION INC /FL DE 2.02,9.01 07/28/05 AVENUE GROUP INC DE 8.01,9.01 07/25/05 Axion Power International, Inc. DE 8.01,9.01 07/27/05 AXS ONE INC DE 2.02,9.01 07/28/05 BALL CORP IN 2.02,2.05,5.03,9.01 07/27/05 Banc of America Funding Corp. 2005-D DE 8.01,9.01 07/25/05 BANNER CORP WA 2.02,9.01 07/28/05 BAY VIEW CAPITAL CORP DE 2.02,9.01 07/26/05 BBMF CORP NV 4.01,9.01 06/02/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 07/27/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 07/28/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 07/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 07/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 07/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 07/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 07/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 07/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 07/25/05 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 07/25/05 Bear Stearns Asset Backed Securities DE 8.01,9.01 07/25/05 BEASLEY BROADCAST GROUP INC DE 2.02,9.01 07/28/05 BEAZER HOMES USA INC DE 2.02,9.01 07/28/05 BELDEN CDT INC. DE 2.02,9.01 07/28/05 BEVERLY HILLS BANCORP INC DE 2.02,9.01 07/28/05 BINDVIEW DEVELOPMENT CORP TX 2.02,9.01 07/28/05 BIOJECT MEDICAL TECHNOLOGIES INC OR 2.02,9.01 07/27/05 BIOLASE TECHNOLOGY INC DE 8.01,9.01 07/28/05 BIOSPHERE MEDICAL INC DE 2.02,9.01 07/28/05 BJ SERVICES CO DE 8.01 07/28/05 BLACK BOX CORP DE 2.02,9.01 07/28/05 BofI Holding, Inc. DE 1.01,9.01 07/25/05 BORGWARNER INC DE 2.02,9.01 06/30/05 BOSTON PRIVATE FINANCIAL HOLDINGS INC MA 2.02,9.01 07/27/05 BOWATER INC DE 2.02,9.01 06/30/05 BOWNE & CO INC DE 2.02,9.01 07/27/05 Bridge Capital Holdings CA 2.02,9.01 07/27/05 BRIGHAM EXPLORATION CO DE 2.02,7.01,9.01 07/27/05 BRIGHT HORIZONS FAMILY SOLUTIONS INC DE 1.01,2.03,9.01 07/22/05 BRISTOL MYERS SQUIBB CO DE 2.02,9.01 07/28/05 BRUSH ENGINEERED MATERIALS INC 2.02,9.01 07/28/05 BUFFETS HOLDINGS, INC. DE 2.02,9.01 07/28/05 BUFFETS HOLDINGS, INC. DE 1.01,9.01 07/28/05 BUILD A BEAR WORKSHOP INC DE 5.02,7.01,9.01 07/27/05 BUILD A BEAR WORKSHOP INC DE 2.02,9.01 07/28/05 Builders FirstSource, Inc. DE 2.02,9.01 07/28/05 Bunge LTD 2.02,9.01 07/28/05 BUSINESS OBJECTS S.A. 2.02,9.01 07/28/05 BUTLER NATIONAL CORP DE 2.02,8.01,9.01 07/28/05 C-CHIP TECHNOLOGIES CORP NV 7.01,9.01 07/25/05 CABELAS INC DE 2.02,7.01,9.01 07/28/05 CABOT CORP DE 2.02,9.01 07/27/05 CABOT CORP DE 7.01 07/28/05 CABOT MICROELECTRONICS CORP DE 2.02,9.01 07/28/05 CACHE INC FL 8.01 07/02/05 CADENCE DESIGN SYSTEMS INC DE 2.02,9.01 07/27/05 CALIFORNIA WATER SERVICE GROUP DE 2.02,9.01 07/27/05 CAMBRIDGE HEART INC DE 2.02 07/28/05 CANARGO ENERGY CORP DE 9.01 07/25/05 AMEND CANTEL MEDICAL CORP DE 1.01,9.01 07/25/05 CAPITAL AUTOMOTIVE REIT MD 2.02,9.01 07/28/05 CAPITAL CITY BANK GROUP INC FL 2.02,9.01 07/26/05 CAPITAL RESERVE CANADA LTD 9.01 07/05/05 AMEND CAPITALSOURCE INC DE 2.02 07/28/05 CARBO CERAMICS INC DE 2.02,9.01 07/28/05 Carrington Mortgage Loan Trust 2005-N DE 8.01 07/25/05 CARRINGTON MORTGAGE LOAN TRUST INC SE 8.01 07/25/05 Carrington Mortgage Loan Trust, Serie 8.01 07/25/05 Carrington Mortgage Loan Trust, Serie 8.01 07/25/05 CATAPULT COMMUNICATIONS CORP CA 2.02,9.01 07/28/05 CELADON GROUP INC DE 2.02,9.01 07/27/05 Celanese CORP DE 8.01,9.01 07/27/05 CELGENE CORP /DE/ DE 2.02,9.01 07/28/05 CENTENE CORP 1.01,9.01 07/22/05 CENTENNIAL COMMUNICATIONS CORP /DE DE 1.01 07/28/05 CENTURY ALUMINUM CO DE 2.02,7.01,9.01 07/27/05 CENTURYTEL INC LA 2.02,9.01 06/30/05 CERADYNE INC DE 2.02,9.01 07/28/05 CERIDIAN CORP /DE/ DE 2.02,8.01,9.01 07/28/05 CERIDIAN CORP /DE/ DE 1.01,9.01 07/28/05 CHATTEM INC TN 8.01 07/27/05 CHEROKEE INTERNATIONAL CORP DE 1.01 07/25/05 CHL MORTGAGE PASS - THROUGH TRUST 200 DE 9.01 07/25/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 07/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 07/25/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 07/25/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 07/25/05 CHL MORTGAGE PASS-THROUGH TRUST 2005- DE 9.01 07/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 07/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 07/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 07/25/05 CHL Mortgage Pass-Through Trust 2005- DE 9.01 07/25/05 CHROMCRAFT REVINGTON INC DE 2.02,9.01 07/27/05 CIGNA CORP DE 5.02 07/22/05 AMEND CINERGY CORP DE 2.02 07/28/05 CIPHERGEN BIOSYSTEMS INC DE 1.01,3.03,9.01 07/22/05 CIRCUIT RESEARCH LABS INC AZ 5.02 07/25/05 CITICORP MORTGAGE SECURITIES INC DE 2.01 07/28/05 Citigroup Commercial Mortgage Trust 2 DE 8.01,9.01 07/15/05 CITIGROUP INC DE 9.01 07/28/05 CITIGROUP INC DE 9.01 07/28/05 CITIGROUP INC DE 9.01 07/28/05 CITIGROUP MORTGAGE LOAN TRUST INC SER 8.01 07/25/05 CLARUS CORP DE 2.02,9.01 07/28/05 CLECO CORP LA 1.01,9.01 07/22/05 CLEVELAND CLIFFS INC OH 2.02,9.01 07/27/05 CLIFTON SAVINGS BANCORP INC 2.02,9.01 07/27/05 CNA FINANCIAL CORP DE 2.02,9.01 07/28/05 CNA SURETY CORP DE 2.03 07/28/05 COCA COLA ENTERPRISES INC DE 2.02 07/28/05 COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,9.01 07/28/05 COHERENT INC DE 2.02,9.01 07/28/05 COINSTAR INC DE 2.02,9.01 07/28/05 COLLEGIATE FUNDING SERVICES INC DE 2.02,9.01 07/28/05 COLONIAL PROPERTIES TRUST AL 2.02,7.01,9.01 07/28/05 COLUMBIA BANCORP \OR\ OR 2.02,9.01 07/27/05 COLUMBIA BANKING SYSTEM INC WA 2.02,8.01,9.01 07/28/05 COLUMBIA SPORTSWEAR CO OR 2.02,9.01 07/28/05 COMERICA INC /NEW/ DE 1.01,7.01,9.01 07/28/05 COMMERCE ENERGY GROUP INC DE 1.01,5.02,9.01 07/22/05 COMMERCE ENERGY GROUP INC DE 4.02,9.01 06/08/05 AMEND COMMERCE GROUP INC /MA MA 2.02 06/30/05 COMMUNITY BANCORP INC DE 8.01,9.01 06/27/05 COMMUNITY HEALTH SYSTEMS INC DE 2.02,7.01,9.01 07/28/05 COMPUTER HORIZONS CORP NY 2.02,9.01 07/28/05 CONAGRA FOODS INC /DE/ DE 1.01,9.01 07/25/05 CONGOLEUM CORP DE 2.02,8.01,9.01 07/22/05 CONVERSION SERVICES INTERNATIONAL INC DE 1.01,2.01,3.02,7.01,8.01,9.01 07/22/05 Cord Blood America, Inc. FL 2.02,7.01,9.01 07/25/05 AMEND CORILLIAN CORP OR 2.02,9.01 07/28/05 CORPORATE BOND BACKED CERT TRUST SERI 8.01,9.01 07/15/05 CORPORATE EXECUTIVE BOARD CO DE 2.02,9.01 07/26/05 CORPORATE OFFICE PROPERTIES TRUST MD 2.02,9.01 07/27/05 CORTECH INC DE 3.01 07/22/05 COVAD COMMUNICATIONS GROUP INC DE 8.01,9.01 07/27/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 07/27/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 07/28/05 CREDIT SUISSE FIRST BOSTON MORTGAGE S DE 8.01,9.01 07/28/05 CRITICAL PATH INC CA 2.02,9.01 07/28/05 CRYOLIFE INC FL 2.02,9.01 07/28/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 07/25/05 CSFB Adjustable Rate Mortgage Trust 2 DE 8.01,9.01 07/25/05 CSFB HOME EQUITY MORTGAGE TRUST 2005- DE 8.01,9.01 07/25/05 CSFB HOME EQUITY MORTGAGE TRUST 2005- DE 8.01,9.01 07/25/05 CSFB Home Equity Pass-Through Certifi DE 8.01,9.01 07/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 07/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 07/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 07/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 07/25/05 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 07/25/05 CT COMMUNICATIONS INC /NC NC 2.02,8.01,9.01 07/28/05 CTS CORP IN 2.02,9.01 07/27/05 CURAGEN CORP DE 2.02,9.01 07/28/05 CWABS ASSET-BACKED CERTIFICATES TRUST DE 9.01 07/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 07/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 07/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 07/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 07/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 07/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 07/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 07/25/05 CWABS INC ASSET BACKED CERTIFICATES S DE 9.01 07/25/05 CWABS INC Asset-Backed Certificates T DE 9.01 07/25/05 CWABS INC ASSET-BACKED CERTIFICATES T DE 9.01 07/25/05 CWALT INC 8.01,9.01 07/25/05 CWALT INC 8.01,9.01 07/25/05 CWALT INC 9.01 07/28/05 CWALT INC 9.01 07/28/05 CWALT INC 8.01,9.01 07/26/05 CWALT INC - ALTERNATIVE LOAN TRUST 20 9.01 07/25/05 CWALT INC - ALTERNATIVE LOAN TRUST 20 9.01 07/25/05 CWALT INC - ALTERNATIVE LOAN TRUST RE 9.01 07/25/05 CWALT, INC. - Alternative Loan Trust 9.01 07/25/05 CWALT, Inc. Alternative Loan Trust 20 9.01 07/25/05 CWALT, Inc. Alternative Loan Trust 20 9.01 07/25/05 CWALT, Inc. Alternative Loan Trust 20 9.01 07/25/05 CWMBS INC DE 9.01 07/28/05 CWMBS INC DE 9.01 07/28/05 CWMBS INC DE 9.01 07/28/05 CWMBS INC - CHL MORTGAGE PASS-THROUGH DE 9.01 07/25/05 CWMBS INC - CHL MORTGAGE PASS-THROUGH DE 9.01 07/25/05 CWMBS INC - CHL MORTGAGE PASS-THROUGH DE 9.01 07/25/05 CWMBS INC - RESECURITIZATION PASS-THR DE 9.01 07/25/05 CWMBS, INC. - CHL Mortgage Pass-Throu DE 9.01 07/25/05 CWMBS, Inc. - CHL Mortgage Pass-Throu DE 9.01 07/25/05 CYBERONICS INC DE 1.01,5.02,9.01 07/22/05 DANAHER CORP /DE/ DE 1.01,9.01 07/25/05 DATATRAK INTERNATIONAL INC OH 1.01,9.01 07/22/05 DAVITA INC DE 2.02,9.01 07/28/05 DEEP WELL OIL & GAS INC NV 5.02,9.01 06/29/05 DEERE JOHN RECEIVABLES INC DE 8.01,9.01 07/28/05 Defined Strategy Fund, Inc. NJ 7.01 07/28/05 DEL GLOBAL TECHNOLOGIES CORP NY 8.01,9.01 07/27/05 DELUXE CORP MN 2.02,9.01 07/28/05 DENDRITE INTERNATIONAL INC NJ 2.02,9.01 07/28/05 DENNYS CORP DE 2.02,9.01 06/29/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 07/25/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 07/25/05 Deutsche Alt-A Securities, Inc. Mortg 8.01,9.01 07/25/05 DEVELOPERS DIVERSIFIED REALTY CORP OH 2.02 07/27/05 DHB INDUSTRIES INC DE 2.02,9.01 07/28/05 DiamondRock Hospitality Co 1.01,7.01,9.01 06/01/05 DIASYS CORP DE 8.01,9.01 07/25/05 DICKS SPORTING GOODS INC DE 2.01,9.01 07/29/04 AMEND DIODES INC /DEL/ DE 1.01 05/31/05 DIODES INC /DEL/ DE 2.02,9.01 07/28/05 DJ ORTHOPEDICS INC DE 2.02,9.01 07/28/05 Dolby Laboratories, Inc. DE 2.02,9.01 07/28/05 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,9.01 07/28/05 DOVER DOWNS GAMING & ENTERTAINMENT IN DE 2.02,7.01,9.01 07/28/05 DOVER MOTORSPORTS INC DE 2.02,7.01,9.01 07/28/05 DOW CHEMICAL CO /DE/ DE 8.01,9.01 07/28/05 DRUGSTORE COM INC DE 2.02,9.01 07/28/05 DTE ENERGY CO MI 1.01,2.02,9.01 07/22/05 DTE ENERGY CO MI 1.01,2.03,9.01 07/22/05 DUKE REALTY CORP IN 2.02,9.01 07/27/05 DUKE REALTY LIMITED PARTNERSHIP/ IN 2.02,9.01 07/27/05 DURA AUTOMOTIVE SYSTEMS INC DE 2.02,9.01 07/28/05 DURATEK INC DE 2.02,9.01 07/28/05 DURATEK INC DE 1.01,9.01 07/22/05 DYNAVAX TECHNOLOGIES CORP DE 2.02,9.01 07/28/05 E TRADE FINANCIAL CORP DE 5.02 07/25/05 EASTMAN CHEMICAL CO DE 2.02,9.01 07/28/05 EDGE PETROLEUM CORP DE 2.02,9.01 07/27/05 EDIETS COM INC DE 2.02,9.01 07/28/05 EDO CORP NY 2.02 07/28/05 EDUCATE INC DE 2.02,9.01 07/28/05 ELCOM INTERNATIONAL INC DE 2.02,9.01 07/26/05 ELECTRONICS FOR IMAGING INC DE 1.01 07/22/05 EMAGEON INC 2.02,9.01 07/28/05 EMBARCADERO TECHNOLOGIES INC 2.02,9.01 07/28/05 EMC INSURANCE GROUP INC IA 2.02,7.01,9.01 07/28/05 EMCOR GROUP INC DE 2.02,9.01 06/30/05 ENCORE CREDIT RECEIVABLES TRUST 2005- DE 9.01 07/25/05 ENCORE CREDIT RECEIVABLES TRUST 2005- DE 9.01 07/25/05 ENCYSIVE PHARMACEUTICALS INC DE 8.01,9.01 07/28/05 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 07/28/05 ENESCO GROUP INC IL 1.01,5.02,9.01 07/28/05 ENOVA SYSTEMS INC CA 8.01 07/27/05 ENTERPRISE BANCORP INC /MA/ MA 2.02,7.01,9.01 07/28/05 ENTROPIN INC CO 4.01,9.01 07/07/05 AMEND Equifirst Mortgage Loan Trust 2005-1 DE 8.01 07/25/05 EQUISTAR CHEMICALS LP DE 2.02,9.01 07/28/05 EQUITABLE RESOURCES INC /PA/ PA 2.02 07/28/05 EQUITEX INC DE 3.03,5.03,9.01 07/22/05 ERESEARCHTECHNOLOGY INC /DE/ DE 2.02,9.01 07/27/05 ETHAN ALLEN INTERIORS INC DE 2.02,9.01 07/28/05 EUPA INTERNATIONAL CORP /NV/ NV 5.02 07/26/05 EXABYTE CORP /DE/ DE 8.01 06/30/05 EXPRESS SCRIPTS INC DE 2.02,9.01 06/30/05 EXXON MOBIL CORP NJ 2.02,7.01 07/28/05 EYETECH PHARMACEUTICALS INC DE 1.01 07/26/05 EYETECH PHARMACEUTICALS INC DE 2.02,9.01 07/27/05 FACTSET RESEARCH SYSTEMS INC DE 1.01,9.01 07/27/05 FALCONSTOR SOFTWARE INC DE 2.02,7.01,9.01 07/28/05 FBR Securitization, Inc. 8.01,9.01 07/26/05 FEATHERLITE INC MN 2.02,9.01 07/26/05 FEDERAL MOGUL CORP MI 2.02,9.01 07/28/05 FEDERAL NATIONAL MORTGAGE ASSOCIATION 2.02,7.01,9.01 07/28/05 FEDERAL REALTY INVESTMENT TRUST MD 2.02,9.01 07/28/05 FEM ONE INC NV 8.01 07/22/05 FIELDSTONE INVESTMENT CORP 2.02,9.01 07/27/05 FINISH LINE INC /IN/ IN 8.01,9.01 07/26/05 FIRST BANKS INC MO 2.02,9.01 06/30/05 FIRST FEDERAL BANCSHARES OF ARKANSAS TX 2.02,9.01 07/28/05 First Franklin Mortgage Loan Trust 20 8.01,9.01 07/25/05 First Franklin Mortgage Loan Trust 20 DE 8.01 07/25/05 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 07/25/05 First Franklin Mortgage Loan Trust 20 DE 2.01,8.01,9.01 04/28/05 First Franklin Mortgage Loan Trust 20 DE 8.01 07/25/05 First Franklin Mortgage Loan Trust 20 DE 8.01,9.01 07/25/05 FIRST FRANKLIN MORTGAGE LOAN TRUST, S DE 8.01,9.01 07/25/05 First Franklin Mortgage Loan Trust, S DE 8.01,9.01 07/25/05 First Horizon Alternative Mortgage Se DE 9.01 07/25/05 First Horizon Alternative Mortgage Se DE 9.01 07/25/05 First Horizon Asset Sec Mort Pas Thr DE 9.01 07/25/05 First Horizon Mort Pass Thr Trust 200 DE 9.01 07/25/05 FIRST HORIZON PHARMACEUTICAL CORP DE 8.01,9.01 07/25/05 FIRST HORIZON PHARMACEUTICAL CORP DE 2.02,9.01 07/27/05 FIRST NATIONAL BANCSHARES INC/ FL/ FL 1.01,9.01 07/27/05 FIRST NATIONAL LINCOLN CORP /ME/ ME 2.02 06/30/05 First NLC Trust 2005-1 8.01,9.01 07/25/05 First NLC Trust 2005-2 8.01,9.01 07/25/05 FIRST POTOMAC REALTY TRUST MD 2.02,7.01,9.01 07/27/05 First Valley Bancorp, Inc. CT 8.01,9.01 07/25/05 FIRSTCITY FINANCIAL CORP DE 1.02,9.01 07/22/05 FIRSTFED FINANCIAL CORP DE 7.01,9.01 06/30/05 FIRSTFED FINANCIAL CORP DE 9.01 06/30/05 FIRSTFED FINANCIAL CORP DE 1.01 07/28/05 FIVE STAR QUALITY CARE INC 9.01 06/03/05 AMEND FLAGSTAR BANCORP INC MI 4.01,9.01 07/13/05 FLEETWOOD ENTERPRISES INC/DE/ DE 1.01,9.01 07/22/05 FLORIDA EAST COAST INDUSTRIES INC FL 2.02,9.01 07/28/05 FLORIDA EAST COAST INDUSTRIES INC FL 7.01,9.01 07/28/05 FLOWSERVE CORP NY 2.02,7.01,9.01 07/27/05 FORTUNE BRANDS INC DE 1.01,8.01,9.01 07/24/05 FOSTER L B CO PA 2.02,9.01 07/27/05 FRANKLIN RESOURCES INC DE 2.02,9.01 07/28/05 FREMONT GENERAL CORP NV 2.02,8.01 07/22/05 Fremont Home Loan Trust 2005-2 DE 9.01 07/26/05 Fremont Home Loan Trust 2005-A DE 8.01,9.01 07/25/05 Fremont Home Loan Trust 2005-B DE 8.01,9.01 07/25/05 FREMONT MORTGAGE SECURITIES CORP DE 8.01,9.01 07/14/05 FRESH CHOICE INC DE 8.01,9.01 07/27/05 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 8.01 06/30/05 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 2.02,9.01 07/27/05 FRIEDMAN BILLINGS RAMSEY GROUP INC VA 2.02,9.01 07/28/05 FTI CONSULTING INC MD 2.02,7.01,9.01 07/28/05 GAINSCO INC TX 8.01 07/25/05 GARTNER INC DE 2.02,5.02,9.01 07/27/05 GATX CORP NY 2.02,7.01,9.01 07/28/05 GAYLORD ENTERTAINMENT CO /DE DE 2.02,9.01 07/28/05 GENAERA CORP DE 1.01,5.02,8.01,9.01 07/27/05 GENERAL BINDING CORP DE 2.02 07/28/05 GENERAL EMPLOYMENT ENTERPRISES INC IL 2.02,9.01 07/27/05 GENERAL GROWTH PROPERTIES INC DE 1.01,9.01 07/26/05 GENERAL MARITIME CORP/ 2.02,9.01 07/27/05 GENWORTH FINANCIAL INC DE 2.02,9.01 07/28/05 GEORGIA PACIFIC CORP GA 2.02,9.01 07/28/05 GEVITY HR INC FL 2.02,9.01 07/28/05 GIGA TRONICS INC CA 2.02,9.01 07/26/05 GILEAD SCIENCES INC DE 5.02,9.01 07/27/05 GMACM MORTGAGE LOAN TRUST 2005-AR3 DE 8.01 07/19/05 GOLDSPRING INC FL 5.02 07/25/05 GOODRICH CORP NY 2.02,9.01 07/28/05 GRAHAM CORP DE 2.02,8.01,9.01 07/25/05 GRAHAM CORP DE 7.01,9.01 07/28/05 GRANITE CONSTRUCTION INC DE 2.02,9.01 07/27/05 GRANT PRIDECO INC DE 2.02,9.01 07/28/05 Great Wolf Resorts, Inc. DE 2.02,9.01 07/28/05 GREENBRIER COMPANIES INC DE 7.01,9.01 07/27/05 Greenpoint Mortgage Funding Trust 200 DE 8.01 07/25/05 GreenPoint MTA Trust, Mortgage Pass-T DE 8.01,9.01 07/25/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 07/25/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 07/25/05 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 07/28/05 GS Mortgage GSAA Home Equity Trust 20 DE 8.01 07/25/05 GS Mortgage GSAMP Trust 2005-HE1 DE 8.01 07/25/05 GS Mortgage GSAMP Trust 2005-NC1 DE 8.01 07/25/05 GSAA Home Equity Trust 2005-2 DE 8.01 07/25/05 GSAA Home Equity Trust 2005-4 DE 8.01 07/25/05 GSAA Home Equity Trust 2005-6 DE 8.01,9.01 07/25/05 GSAA Home Equity Trust 2005-8 DE 8.01 07/25/05 GSAMP Trust 2005-AHL DE 8.01 07/25/05 GSAMP TRUST 2005-HE2 DE 8.01 07/25/05 GSAMP Trust 2005-HE3 DE 8.01 07/25/05 GSAMP Trust 2005-S1 DE 8.01 07/25/05 GSAMP Trust 2005-S2 DE 8.01 07/25/05 GTX INC /DE/ DE 2.02,9.01 07/28/05 GUARANTY BANCSHARES INC /TX/ TX 2.02,9.01 07/26/05 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE 4.01,9.01 07/28/05 AMEND GUESS INC DE 2.02,9.01 07/28/05 GuruNet CORP 1.01,2.02,2.03,3.01,9.01 07/28/05 GuruNet CORP 9.01 07/28/05 AMEND HAEMONETICS CORP MA 2.02,9.01 07/28/05 HALLWOOD GROUP INC DE 1.01,8.01,9.01 07/27/05 HANOVER COMPRESSOR CO / DE 2.02,9.01 07/28/05 HARD ROCK HOTEL INC NV 2.02 07/27/05 HARLEYSVILLE GROUP INC DE 2.02,9.01 07/28/05 HEALTHEXTRAS INC DE 2.02,9.01 07/27/05 HEALTHTRONICS, INC. GA 2.02,9.01 06/30/05 HEARST ARGYLE TELEVISION INC DE 2.02,7.01,9.01 07/28/05 HEMOSENSE INC DE 2.02,9.01 07/28/05 HERITAGE BANKSHARES INC /VA VA 8.01,9.01 07/28/05 HERITAGE FINANCIAL CORP /WA/ WA 2.02,7.01,9.01 07/27/05 HEXCEL CORP /DE/ DE 2.02,7.01,9.01 07/25/05 HIGHLAND HOSPITALITY CORP MD 2.02,9.01 07/28/05 HILB ROGAL & HOBBS CO VA 2.02,9.01 07/27/05 HILB ROGAL & HOBBS CO VA 8.01 07/27/05 HINES REAL ESTATE INVESTMENT TRUST IN 1.01,2.01,8.01,9.01 07/25/05 HMN FINANCIAL INC DE 2.02,9.01 07/27/05 Home Equity Mortgage Loan Asset Backe DE 8.01 07/25/05 HORIZON HEALTH CORP /DE/ DE 5.02,9.01 07/21/05 HOUSTON EXPLORATION CO DE 2.02,9.01 07/28/05 HSBC HOME EQUITY LOAN CORP I DE 8.01,9.01 07/26/05 I FLOW CORP /DE/ DE 2.02 07/28/05 IASIS Healthcare LLC DE 2.02,9.01 07/28/05 IBT BANCORP INC PA 2.02,9.01 07/28/05 ICO INC TX 1.01 07/25/05 ICONIX BRAND GROUP, INC. DE 1.01,2.01,2.03,3.02,9.01 07/22/05 ICT GROUP INC PA 2.02,9.01 07/28/05 ID-CONFIRM, INC. NV 5.03 07/25/05 IDENIX PHARMACEUTICALS INC 2.02 07/28/05 IDX SYSTEMS CORP VT 2.02,9.01 07/28/05 IHOP CORP DE 2.02,9.01 07/28/05 IKON OFFICE SOLUTIONS INC OH 1.01,2.02,9.01 06/30/05 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 8.01 07/25/05 IMH ASSETS CORP., COLLATERALIZED ASSE DE 8.01 07/25/05 IMMUCELL CORP /DE/ DE 1.01,9.01 07/28/05 IMPAC CMB Trust Series 2005-5 DE 8.01 07/25/05 IMPAC CMB Trust Series 2005-5 DE 8.01 07/25/05 INDUS INTERNATIONAL INC DE 2.02,9.01 07/28/05 INDUS INTERNATIONAL INC DE 1.01,5.02,8.01,9.01 07/26/05 INDYMAC BANCORP INC DE 2.02,9.01 07/28/05 INDYMAC HOME EQUITY MORTGAGE LOAN ASS DE 2.01,8.01,9.01 07/12/05 INDYMAC HOME EQUITY MORTGAGE LOAN ASS DE 8.01 07/25/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac INDX Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 07/25/05 IndyMac Indx Mortgage Loan Trust 2005 8.01 07/25/05 INDYMAC MBS INC RESIDENTIAL ASSET SEC 8.01 07/25/05 IndyMac MBS, Inc. Residential Asset S 8.01 07/25/05 IndyMac MBS, Inc. Residential Asset S 8.01 07/25/05 IndyMac MBS, Inc. Residential Asset S 8.01 07/25/05 IndyMac MBS, Inc. Residential Asset S 8.01 07/25/05 IndyMac RAST 2004-R2 8.01 07/25/05 IndyMac RAST 2005-A4 8.01 07/25/05 IndyMac RAST 2005-A5 8.01 07/25/05 IndyMac Residential Asset Securitizat 8.01 07/25/05 IndyMac Residential Asset Securitizat 8.01 07/25/05 INDYMAC RESIDENTIAL MORTGAGE-BACKED T DE 8.01 07/25/05 INFINITY PROPERTY & CASUALTY CORP OH 2.02,9.01 07/28/05 INFORTE CORP DE 2.02 07/26/05 INGRAM MICRO INC DE 2.02,9.01 07/28/05 INNOVO GROUP INC DE 1.02,5.02,8.01 07/22/05 INSIGHT ENTERPRISES INC DE 1.01 07/22/05 INSIGHT ENTERPRISES INC DE 1.01 05/15/05 AMEND INTEGRITY FINANCIAL CORP NC 2.02,8.01,9.01 07/25/05 INTERDIGITAL COMMUNICATIONS CORP PA 2.02,9.01 07/28/05 INTERFACE INC GA 2.02,9.01 07/27/05 INTERGRAPH CORP DE 2.02,2.05,9.01 07/27/05 INTERMAGNETICS GENERAL CORP DE 2.02,7.01,9.01 07/27/05 INTERMUNE INC DE 2.02,9.01 07/28/05 INTERNATIONAL BANCSHARES CORP TX 2.02 07/28/05 INTERNATIONAL DISPLAYWORKS, INC OR 9.01 04/08/05 AMEND INTERNATIONAL RECTIFIER CORP /DE/ DE 2.02,9.01 07/28/05 International Securities Exchange, In DE 2.02,9.01 07/28/05 INTERNATIONAL SHIPHOLDING CORP DE 2.02,9.01 07/27/05 INTERNET CAPITAL GROUP INC DE 1.01,9.01 07/28/05 INTRICON CORP PA 2.02,7.01,9.01 07/27/05 INVACARE CORP OH 2.02 07/28/05 INVESTMENT TECHNOLOGY GROUP INC DE 2.02,9.01 07/28/05 INVITROGEN CORP DE 2.02,9.01 07/28/05 IOMEGA CORP DE 2.02,9.01 07/03/05 IRON MOUNTAIN INC DE 2.02,9.01 07/28/05 ISA INTERNATIONALE INC DE 2.01,8.01 06/30/05 ITT EDUCATIONAL SERVICES INC DE 2.02 07/28/05 IXIS Real Estate Capital Trust 2005-H DE 8.01 07/25/05 J JILL GROUP INC DE 2.02,9.01 07/28/05 J P MORGAN ACCEPTANCE CORP I DE 8.01,9.01 07/28/05 J.P. Morgan Mortgage Trust 2005-A4 DE 8.01,9.01 07/25/05 JANUS CAPITAL GROUP INC DE 2.02 07/28/05 JARDEN CORP DE 2.02,9.01 07/28/05 JARDEN CORP DE 2.02,9.01 07/28/05 AMEND JB OXFORD HOLDINGS INC DE 4.01,9.01 07/12/05 AMEND JLG INDUSTRIES INC PA 1.01,9.01 07/26/05 JOHNSON CONTROLS INC WI 5.02,5.03,9.01 07/27/05 JONES APPAREL GROUP INC PA 2.02,9.01 07/28/05 JONES LANG LASALLE INC MD 2.02,9.01 07/27/05 JONES SODA CO WA 2.02,9.01 07/28/05 JOURNAL REGISTER CO DE 8.01,9.01 07/27/05 K SWISS INC DE 2.02,9.01 07/28/05 KAHIKI FOODS INC OH 5.01,5.02 07/26/05 KANA SOFTWARE INC DE 1.01,2.02,5.02,9.01 07/25/05 KAYDON CORP DE 2.02,9.01 07/28/05 KENDLE INTERNATIONAL INC OH 2.02,9.01 07/28/05 KENNAMETAL INC PA 1.01 07/25/05 KEY TECHNOLOGY INC OR 2.02,9.01 07/28/05 KIRBY CORP NV 2.02,9.01 07/27/05 KLA TENCOR CORP DE 2.02,9.01 07/28/05 KLA TENCOR CORP DE 5.02,9.01 07/21/05 KNBT BANCORP INC PA 2.02,9.01 07/27/05 KRONOS INC MA 2.02 07/28/05 KULICKE & SOFFA INDUSTRIES INC PA 2.02,9.01 07/28/05 KYTO BIOPHARMA INC FL 4.01,9.01 07/26/05 LA QUINTA CORP DE 2.02,9.01 07/28/05 LA-Z-BOY INC MI 7.01 07/28/05 LACLEDE GROUP INC MO 2.02,7.01,9.01 07/28/05 LASERCARD CORP DE 2.02,9.01 07/28/05 Lehman ABS Corp. Home Equity Loan Tru DE 8.01,9.01 07/25/05 LENNOX INTERNATIONAL INC DE 7.01,9.01 07/27/05 Lev Pharmaceuticals Inc DE 1.01 05/23/05 AMEND LEVITT CORP FL 1.01,5.02 07/25/05 LEXAR MEDIA INC CA 2.02,9.01 07/28/05 LEXICON GENETICS INC/TX DE 2.02,9.01 07/28/05 LEXMARK INTERNATIONAL INC /KY/ DE 8.01,9.01 07/28/05 LIBBEY INC DE 7.01,9.01 07/27/05 LIBBEY INC DE 2.02,9.01 07/28/05 LIFE TIME FITNESS INC MN 2.02,9.01 07/28/05 LIN TV CORP DE 2.02,9.01 07/27/05 LITFUNDING CORP NV 5.03,9.01 07/25/05 LKQ CORP DE 2.02,9.01 07/28/05 LOEWS CORP DE 2.02,9.01 07/28/05 LOGILITY INC GA 7.01,9.01 07/28/05 Long Beach Mortgage Loan Trust 2005-1 DE 8.01 07/25/05 Long Beach Mortgage Loan Trust 2005-2 DE 8.01 07/25/05 Long Beach Mortgage Loan Trust 2005-W DE 2.01,9.01 07/15/05 LONGVIEW FIBRE CO WA 2.02,7.01,9.01 07/28/05 LONGVIEW FIBRE CO WA 7.01,9.01 07/27/05 LONGVIEW FIBRE CO WA 7.01,9.01 07/27/05 LOOKSMART LTD DE 1.01,2.02,5.02,9.01 07/28/05 LYONDELL CHEMICAL CO DE 2.02,8.01,9.01 07/28/05 M I HOMES INC OH 2.02,9.01 07/28/05 MAC-GRAY CORP DE 1.01,2.03,9.01 07/22/05 MAGELLAN HEALTH SERVICES INC DE 2.02,9.01 07/28/05 MAGMA DESIGN AUTOMATION INC DE 2.02,9.01 07/28/05 MAGNA ENTERTAINMENT CORP DE 1.01,2.03,7.01,9.01 07/25/05 MANITOWOC CO INC WI 2.02,9.01 07/27/05 MANNKIND CORP 2.02,9.01 07/16/05 MARATHON OIL CORP DE 2.02,9.01 07/28/05 MARCUS CORP WI 2.02,9.01 07/28/05 MARKWEST HYDROCARBON INC DE 5.02,8.01,9.01 07/22/05 MARTIN MIDSTREAM PARTNERS LP DE 7.01,9.01 07/28/05 MASTR Adjustable Rate Mortgages Trust DE 8.01,9.01 07/25/05 MAX & ERMAS RESTAURANTS INC DE 1.01,1.02,8.01 07/25/05 MAYORS JEWELERS INC/DE DE 1.01 07/27/05 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 07/28/05 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 07/28/05 McAfee, Inc. DE 2.02,9.01 07/28/05 MEDTOX SCIENTIFIC INC DE 1.01,9.01 07/27/05 MERCHANTS GROUP INC DE 8.01,9.01 07/28/05 MERCURY COMPUTER SYSTEMS INC MA 2.02,9.01 07/28/05 MERCURY COMPUTER SYSTEMS INC MA 7.01 07/28/05 MERCURY INTERACTIVE CORP DE 2.02,4.02,8.01,9.01 07/28/05 MERCURY INTERACTIVE CORP DE 2.05 07/01/05 AMEND Meritage Homes CORP MD 2.02,9.01 07/27/05 Meritage Mortgage Loan Trust 2005-1 A DE 8.01 07/25/05 Meritage Mortgage Loan Trust 2005-2 DE 8.01 07/25/05 Merrill Auto Trust Securitization 200 DE 8.01,9.01 07/25/05 MERRILL LYNCH & CO INC DE 8.01,9.01 07/28/05 MERRILL LYNCH DEPOSITOR INC PPLUS TRU DE 8.01,9.01 07/18/05 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 07/28/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 07/25/05 MERRILL LYNCH MORTGAGE INVESTORS TRUS DE 8.01,9.01 07/25/05 MERRILL LYNCH MORTGAGE INVESTORS, INC DE 8.01,9.01 07/25/05 MERRILL LYNCH MORTGAGE INVESTORS, INC DE 8.01,9.01 07/25/05 MESA AIR GROUP INC NV 2.02,9.01 07/27/05 MESTEK INC PA 7.01,8.01,9.01 07/28/05 METALDYNE CORP DE 8.01,9.01 07/27/05 METALS USA INC DE 2.02,9.01 07/26/05 METASOLV INC DE 2.02,9.01 07/28/05 METLIFE INC DE 2.02,9.01 07/28/05 METROMEDIA INTERNATIONAL GROUP INC DE 8.01,9.01 07/27/05 METTLER TOLEDO INTERNATIONAL INC/ DE 2.02,9.01 07/28/05 MFA MORTGAGE INVESTMENTS MD 2.02,7.01,9.01 07/28/05 MGM MIRAGE DE 2.02,9.01 07/28/05 MHI Hospitality CORP MD 1.01,2.01,2.03,9.01 07/22/05 MICRO LINEAR CORP /CA/ DE 2.02,9.01 07/28/05 MICROFINANCIAL INC MA 2.02,9.01 07/27/05 MICROMUSE INC DE 2.02,9.01 07/28/05 MICROTUNE INC DE 2.02,9.01 07/28/05 MIDLAND CO OH 5.02,9.01 07/28/05 MIDWEST AIR GROUP INC WI 2.02,9.01 07/28/05 MILLENNIUM BIOTECHNOLOGIES GROUP INC DE 1.01,9.01 07/22/05 MILLENNIUM CHEMICALS INC DE 2.02,9.01 07/28/05 MILLENNIUM PHARMACEUTICALS INC DE 2.02 07/28/05 MOBILE MINI INC DE 2.02,5.02,9.01 07/27/05 MOBILITY ELECTRONICS INC DE 2.02 07/28/05 MODINE MANUFACTURING CO WI 2.01,2.06,9.01 07/22/05 MOHEGAN TRIBAL GAMING AUTHORITY 2.02,9.01 07/28/05 MONARCH CASINO & RESORT INC NV 2.02 07/27/05 MONEY CENTERS OF AMERICA, INC. DE 1.01 07/28/05 MONTPELIER RE HOLDINGS LTD D0 2.02,7.01,9.01 07/27/05 MOONEY AEROSPACE GROUP LTD DE 5.02 07/24/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 07/25/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 07/25/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 07/25/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 07/25/05 Morgan Stanley ABS Capital I Inc. Tru DE 8.01 07/25/05 MORGAN STANLEY DEAN WITTER CAPITAL I DE 8.01,9.01 07/28/05 Morgan Stanley Home Equity Loan Trust DE 8.01 07/25/05 Morgan Stanley Home Equity Loan Trust DE 8.01 07/25/05 Morgan Stanley Mortgage Loan Trust 20 DE 8.01,9.01 07/25/05 MORTGAGE ASSET SEC TRANS INC MASTR AS DE 8.01,9.01 07/25/05 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 07/28/05 MORTGAGEIT TRUST 2005-3, Mortgage-Bac DE 8.01,9.01 07/25/05 MPS GROUP INC FL 2.02,9.01 07/28/05 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 8.01,9.01 07/25/05 MSW ENERGY HOLDINGS II LLC 8.01,9.01 07/22/05 MSW ENERGY HOLDINGS LLC DE 8.01,9.01 07/22/05 NAAC Alternative Loan Trust, Series 2 8.01,9.01 07/25/05 NAAC Alternative Loan Trust, Series 2 DE 8.01,9.01 07/25/05 NABORS INDUSTRIES LTD D0 2.02,9.01 07/27/05 NANO PROPRIETARY INC TX 1.01,9.01 07/25/05 NANOMETRICS INC CA 2.02,9.01 07/02/05 NASDAQ STOCK MARKET INC DE 2.02,9.01 07/28/05 NATIONAL RV HOLDINGS INC DE 2.02,2.06,9.01 07/22/05 NATIONAL VISION INC GA 1.01,8.01,9.01 07/25/05 NATURADE INC DE 1.01,3.02,3.03,5.01,5.03,9.01 07/22/05 NATURAL GAS SERVICES GROUP INC 8.01,9.01 07/28/05 NATUS MEDICAL INC DE 2.02,9.01 07/28/05 NAVARRE CORP /MN/ MN 5.02 07/26/05 AMEND NCR CORP MD 5.02,8.01,9.01 07/24/05 NCR CORP MD 2.02,9.01 07/26/05 AMEND NELNET INC NE 2.01,9.01 07/28/05 NEOMAGIC CORP DE 4.01,9.01 07/22/05 NETGEAR INC DE 2.02,9.01 07/28/05 New Century Energy Corp. CO 1.01,2.01,2.03,3.02,9.01 06/30/05 AMEND New Century Home Equity Loan Trust 20 8.01 07/25/05 New Century Home Equity Loan Trust 20 8.01 07/25/05 New Century Home Equity Loan Trust Se DE 8.01 07/25/05 NEW VISUAL CORP UT 2.06 07/22/05 NEWELL RUBBERMAID INC DE 2.02,9.01 07/28/05 NEWFIELD EXPLORATION CO /DE/ DE 2.02,7.01,9.01 07/26/05 NEWMIL BANCORP INC DE 8.01 07/27/05 NEWPORT CORP NV 2.02,9.01 07/28/05 NEWPOWER HOLDINGS INC DE 8.01,9.01 07/25/05 NEXEN INC A0 2.03,9.01 07/22/05 NEXTEL PARTNERS INC DE 2.02,9.01 07/28/05 NIC INC CO 2.02,7.01,9.01 07/28/05 NII HOLDINGS INC DE 2.02,9.01 07/28/05 NISOURCE INC/DE DE 2.02,9.01 07/28/05 NISSAN AUTO RECEIVABLES 2005-B OWNER 8.01,9.01 07/15/05 NN INC DE 2.02,9.01 07/28/05 NNN 2003 VALUE FUND LLC 5.02 07/26/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 07/25/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 07/25/05 Nomura Asset Acceptance Corporation, DE 8.01,9.01 07/25/05 NORFOLK SOUTHERN CORP VA 1.01 07/28/05 NORFOLK SOUTHERN CORP VA 5.03 07/28/05 NORTEK INC DE 2.02,9.01 07/28/05 NORTH AMERICAN GALVANIZING & COATINGS DE 7.01 07/27/05 NORTHLAND CRANBERRIES INC /WI/ WI 8.01,9.01 07/28/05 NORTHROP GRUMMAN CORP /DE/ DE 2.02,9.01 07/28/05 NORTHWAY FINANCIAL INC NH 2.02,9.01 07/26/05 NORTHWEST AIRLINES CORP DE 7.01,9.01 07/28/05 NOVASTAR FINANCIAL INC MD 5.03,9.01 07/27/05 NovaStar Mortgage Funding Trust, Seri DE 8.01,9.01 07/25/05 Novelis Inc. A6 8.01,9.01 07/27/05 NSTAR/MA MA 2.02,9.01 07/28/05 NTK Holdings, Inc. DE 2.02,9.01 07/28/05 NUVASIVE INC DE 2.02,5.02,9.01 07/28/05 NUWAVE TECHNOLOGIES INC DE 1.01,3.02,9.01 07/20/05 OLD DOMINION ELECTRIC COOPERATIVE VA 5.02 07/22/05 OLD NATIONAL BANCORP /IN/ IN 2.02,9.01 07/28/05 OLD REPUBLIC INTERNATIONAL CORP DE 2.02,9.01 07/28/05 OLYMPIC STEEL INC OH 2.02,9.01 07/28/05 OMEGA FINANCIAL CORP /PA/ PA 5.02 07/28/05 Omega Flex, Inc. PA 7.01,8.01,9.01 07/28/05 OMTOOL LTD DE 1.01,2.02,5.02,9.01 07/22/05 ON2 TECHNOLOGIES INC CO 2.02 07/28/05 ONVIA INC DE 8.01,9.01 07/28/05 ONVIA INC DE 2.02,9.01 07/28/05 OPTICAL COMMUNICATION PRODUCTS INC DE 2.02,5.02,9.01 07/25/05 ORCHID CELLMARK INC 2.02,9.01 07/28/05 ORTHOFIX INTERNATIONAL N V 2.02,9.01 07/28/05 OUTBACK STEAKHOUSE INC DE 7.01,9.01 07/28/05 PACIFICARE HEALTH SYSTEMS INC /DE/ DE 2.02,7.01,9.01 07/28/05 PALM INC DE 9.01 05/23/05 AMEND PALOMAR MEDICAL TECHNOLOGIES INC DE 2.02,9.01 07/28/05 PANTRY INC DE 2.02,4.02,9.01 07/26/05 PAR PHARMACEUTICAL COMPANIES, INC. DE 2.02,9.01 07/28/05 PARK OHIO HOLDINGS CORP OH 2.02,9.01 07/27/05 PARKER HANNIFIN CORP OH 2.02,7.01,9.01 07/28/05 PATCH INTERNATIONAL INC/CN NV 5.03,8.01,9.01 07/08/05 AMEND PATHFINDER BANCORP INC DE 2.02 07/28/05 Patient Safety Technologies, Inc DE 1.01,5.02,9.01 07/22/05 PATRICK INDUSTRIES INC IN 2.02,9.01 07/26/05 PATTERSON UTI ENERGY INC DE 2.02,8.01,9.01 07/28/05 PAXSON COMMUNICATIONS CORP DE 1.01 07/26/05 PC CONNECTION INC DE 2.02,9.01 07/28/05 PC TEL INC DE 2.02,9.01 07/28/05 PENNFED FINANCIAL SERVICES INC DE 2.02 07/27/05 PENNS WOODS BANCORP INC PA 8.01,9.01 07/27/05 PeopleSupport, Inc. DE 2.02,9.01 07/28/05 PETROL INDUSTRIES INC NV 2.01,5.02 07/13/05 PETROLEUM DEVELOPMENT CORP NV 8.01,9.01 07/27/05 PHARMOS CORP NV 2.02,9.01 07/28/05 PHARSIGHT CORP CA 2.02,9.01 07/28/05 PHELPS DODGE CORP NY 2.02,9.01 07/28/05 PHILADELPHIA CONSOLIDATED HOLDING COR PA 2.02,9.01 07/26/05 PHOENIX COMPANIES INC/DE DE 2.02,9.01 07/28/05 PHYSIOMETRIX INC DE 8.01 07/28/05 PINNACLE BANKSHARES CORP VA 2.02 07/28/05 PINNACLE SYSTEMS INC CA 8.01,9.01 07/27/05 PIPER JAFFRAY COMPANIES 1.01,5.02 07/27/05 PLAINS ALL AMERICAN PIPELINE LP DE 2.02,7.01,9.01 07/28/05 PLATINA ENERGY GROUP INC. DE 4.02 07/28/05 PLATINA ENERGY GROUP INC. DE 4.02 07/28/05 AMEND POPE & TALBOT INC /DE/ DE 2.02 07/28/05 PortalPlayer, Inc. DE 1.01,9.01 07/22/05 POSITRON CORP TX 5.02,9.01 07/25/05 POTASH CORP OF SASKATCHEWAN INC 2.02 07/28/05 POWER ONE INC DE 2.02,9.01 07/28/05 POWER2SHIP INC NV 1.02,9.01 07/27/05 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 07/28/05 POZEN INC /NC 1.01,2.02,8.01,9.01 07/27/05 PPLUS Trust Series DCNA-1 DE 8.01,9.01 07/18/05 PREFORMED LINE PRODUCTS CO OH 2.02,9.01 07/28/05 PREMCOR INC DE 2.02,9.01 07/28/05 Prescient Applied Intelligence, Inc. DE 2.02,9.01 07/28/05 PRESSTEK INC /DE/ DE 2.02,9.01 07/28/05 Prestige Brands Holdings, Inc. 1.01,9.01 07/22/05 PRG SCHULTZ INTERNATIONAL INC GA 2.02,9.01 07/28/05 PRINCETON NATIONAL BANCORP INC DE 2.02,9.01 07/25/05 PRO PHARMACEUTICALS INC NV 8.01,9.01 07/28/05 PROGRESS ENERGY INC NC 2.02,9.01 06/30/05 PROLOGIS MD 2.02,9.01 07/28/05 PROVIDENT FINANCIAL SERVICES INC DE 2.02,7.01,9.01 07/28/05 PROVIDENT FINANCIAL SERVICES INC DE 1.01,9.01 07/27/05 PROVIDENT NEW YORK BANCORP DE 2.02,9.01 07/25/05 PSB HOLDINGS INC /WI/ WI 2.02,9.01 07/28/05 PULTE HOMES INC/MI/ MI 2.02,8.01,9.01 07/27/05 PURCHASESOFT INC DE 4.01 07/27/05 PURCHASESOFT INC DE 5.02 07/27/05 QLT INC/BC A1 2.02,9.01 07/28/05 QUAKER FABRIC CORP /DE/ DE 2.02,9.01 07/28/05 QUAKER FABRIC CORP /DE/ DE 1.01,9.01 07/26/05 QUALMARK CORP CO 2.02,9.01 07/26/05 QUOTESMITH COM INC DE 7.01,9.01 07/28/05 RADVIEW SOFTWARE LTD 2.02,9.01 07/28/05 RAILAMERICA INC /DE DE 2.02,7.01,9.01 07/28/05 RALCORP HOLDINGS INC /MO MO 2.02,9.01 07/28/05 RAMTRON INTERNATIONAL CORP DE 2.02,9.01 07/28/05 RANGE RESOURCES CORP DE 2.02,9.01 07/27/05 RAYTHEON CO/ DE 2.02,9.01 07/28/05 REALTY INCOME CORP MD 2.02,9.01 07/27/05 REGAL ENTERTAINMENT GROUP DE 2.02,8.01,9.01 07/28/05 REGENT COMMUNICATIONS INC DE 5.02,5.03,9.01 07/27/05 REHABCARE GROUP INC DE 2.02,7.01,9.01 05/05/05 REMEC INC CA 1.01,9.01 07/26/05 REMY INTERNATIONAL, INC. DE 5.02,9.01 07/28/05 RESIDENTIAL ACCREDIT LOANS INC DE 8.01,9.01 07/28/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 07/18/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 07/28/05 Residential Asset Securitization Trus 8.01 07/25/05 RESPIRONICS INC DE 2.02 07/27/05 RITA MEDICAL SYSTEMS INC DE 5.02,9.01 07/22/05 ROCKWELL COLLINS INC DE 2.02,7.01 07/28/05 ROPER INDUSTRIES INC /DE/ DE 2.02,9.01 07/27/05 ROTECH HEALTHCARE INC DE 2.02,9.01 07/28/05 RPM INTERNATIONAL INC/DE/ DE 1.01,9.01 07/22/05 RUBY MINING CO CO 8.01 07/28/05 RUSSELL CORP AL 2.02,9.01 07/28/05 RYDER SYSTEM INC FL 2.02,9.01 07/28/05 S&P 500 GEARED Fund Inc. 7.01 07/28/05 SABRE HOLDINGS CORP DE 1.01,2.03,5.03,9.01 07/22/05 SABRE HOLDINGS CORP DE 2.02,7.01,9.01 07/28/05 SAFENET INC DE 2.02,9.01 07/28/05 SAPIENT CORP DE 2.02,9.01 07/28/05 SASCO Mortgage Pass Through Certifica DE 8.01,9.01 07/25/05 SASCO Mortgage Pass-Through Certifida DE 8.01,9.01 07/25/05 SAVE THE WORLD AIR INC NV 3.03 07/25/05 SAVVIS, Inc. DE 8.01,9.01 07/27/05 Saxon Asset Securities Trust 2005-1 VA 8.01 07/25/05 Saxon Asset Securities Trust 2005-2 VA 8.01 07/25/05 SCHWEITZER MAUDUIT INTERNATIONAL INC DE 2.02,9.01 07/28/05 SCORES HOLDING CO INC UT 5.02 07/19/05 SCOTTS MIRACLE-GRO CO OH 2.02,9.01 07/28/05 SECURITY CAPITAL CORP/DE/ DE 3.01,4.01,8.01,9.01 07/23/05 SECURITY FEDERAL CORPORATION SC 2.02,9.01 07/26/05 SFBC INTERNATIONAL INC DE 2.02,9.01 07/27/05 SHIRE PHARMACEUTICALS GROUP PLC 2.02,9.01 07/28/05 SHIRE PHARMACEUTICALS GROUP PLC 8.01,9.01 07/28/05 SHOPPING COM LTD NY 8.01 07/28/05 SHOPPING COM LTD NY 2.02 07/28/05 SIERRA BANCORP CA 5.02,9.01 07/27/05 SILGAN HOLDINGS INC DE 2.02,9.01 06/30/05 SILICON GRAPHICS INC DE 2.02,9.01 07/28/05 SILVERLEAF RESORTS INC 1.01,2.03,9.01 07/26/05 SIMCLAR INC FL 5.02,8.01,9.01 07/28/05 SIMON PROPERTY GROUP INC /DE/ DE 2.02,7.01,9.01 07/28/05 SIRVA INC DE 8.01,9.01 07/27/05 SLM Student Loan Trust 2005-6 9.01 07/26/05 SLS INTERNATIONAL INC DE 2.02,9.01 07/19/05 SNAP ON INC DE 2.02,9.01 07/27/05 SONIC INNOVATIONS INC DE 2.02,9.01 07/26/05 SONOSITE INC 2.02,9.01 07/28/05 SOUND FEDERAL BANCORP INC DE 2.02,9.01 07/28/05 Soundview Home Loan Trust 2005 DO-1 A DE 8.01 07/25/05 Soundview Home Loan Trust 2005 DO-1 A DE 8.01 07/25/05 Soundview Home Loan Trust 2005-1 DE 8.01 07/25/05 Soundview Home Loan Trust 2005-2 DE 8.01 07/25/05 Soundview Home Loan Trust 2005-A DE 8.01 07/25/05 Soundview Home Loan Trust 2005-OPT1 DE 8.01 07/25/05 SOUTHERN MISSOURI BANCORP INC DE 2.02,9.01 07/27/05 SOUTHWEST WATER CO DE 1.01,9.01 07/22/05 SOUTHWESTERN ENERGY CO AR 7.01 07/27/05 SP Holding CORP DE 1.01 07/22/05 SPARTA COMMERCIAL SERVICES, INC. NV 1.01,3.02,9.01 07/20/05 SPARTAN MOTORS INC MI 2.02,9.01 07/28/05 SPECIALTY UNDERWRITING & RESIDENTIAL DE 8.01,9.01 07/25/05 SPECTRANETICS CORP DE 2.02,9.01 07/28/05 SPECTRASITE INC DE 2.02,9.01 07/28/05 Spectrum Brands, Inc. WI 2.02,9.01 07/28/05 SPECTRUM SCIENCES & SOFTWARE HOLDINGS DE 7.01,9.01 07/28/05 SPEEDEMISSIONS INC FL 3.02 07/25/05 SPSS INC DE 5.02 07/28/05 SS&C TECHNOLOGIES INC DE 1.01,2.03,8.01,9.01 07/27/05 SS&C TECHNOLOGIES INC DE 2.02,9.01 07/28/05 ST JOE CO FL 1.01,2.03,9.01 07/22/05 ST PAUL TRAVELERS COMPANIES INC MN 2.02,9.01 07/28/05 STANCORP FINANCIAL GROUP INC OR 2.02,9.01 07/28/05 STATE AUTO FINANCIAL CORP OH 2.02,9.01 07/26/05 STATION CASINOS INC NV 2.02 07/28/05 STEINER LEISURE LTD C5 9.01 06/30/05 STEWART INFORMATION SERVICES CORP DE 2.02,9.01 07/28/05 STRAYER EDUCATION INC MD 2.02,9.01 07/28/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 07/25/05 Structured Adjustable Rate Mortgage L DE 8.01,9.01 07/25/05 Structured Asset Mortgage Investments DE 8.01,9.01 07/25/05 STRUCTURED ASSET SECURITIES CORP DE 8.01 07/26/05 Structured Asset Securities Corp Mort DE 9.01 07/25/05 Structured Asset Securities Corp Trus DE 8.01,9.01 07/25/05 Structured Asset Securities Corp Trus DE 8.01,9.01 07/25/05 Structured Asset Securities Corp Trus DE 8.01,9.01 07/25/05 Structured Asset Securities Corp. 200 DE 8.01,9.01 07/25/05 Structured Asset Securities Corp. Mor DE 8.01,9.01 07/25/05 SUNGARD DATA SYSTEMS INC DE 8.01,9.01 07/28/05 SUNOCO LOGISTICS PARTNERS LP DE 2.02,7.01,9.01 07/27/05 SUPERGEN INC DE 2.02,9.01 04/21/05 SUPERIOR ESSEX INC DE 2.02,7.01,9.01 07/27/05 SUPERIOR UNIFORM GROUP INC FL 2.02,9.01 07/28/05 SUREWEST COMMUNICATIONS CA 8.01,9.01 07/27/05 SYMANTEC CORP DE 2.02,9.01 07/28/05 SYMBION INC/TN DE 2.02,9.01 07/27/05 SYNAPTICS INC CA 2.02,9.01 07/28/05 SYNERGY FINANCIAL GROUP INC /NJ/ NJ 1.01,9.01 07/26/05 SYNIVERSE HOLDINGS INC DE 1.01,2.02,9.01 07/28/05 TALLY HO VENTURES INC DE 9.01 06/30/05 AMEND TALX CORP MO 2.02,9.01 07/27/05 TARGETED GENETICS CORP /WA/ WA 2.02,9.01 07/28/05 TASTY BAKING CO PA 2.02,8.01,9.01 07/28/05 TB WOODS CORP DE 2.02,9.01 07/26/05 TBS INTERNATIONAL LTD 2.02,4.02,7.01,9.01 07/28/05 TECHNITROL INC PA 2.05,2.06 07/28/05 TECHTEAM GLOBAL INC DE 1.01 07/27/05 TELEDYNE TECHNOLOGIES INC DE 1.01,2.02,5.02,9.01 07/26/05 TELULAR CORP DE 2.02,9.01 07/28/05 TERAYON COMMUNICATION SYSTEMS DE 2.02,9.01 07/28/05 TEREX CORP DE 8.01,9.01 07/28/05 TERRA INDUSTRIES INC MD 2.02,9.01 07/28/05 TERRA NITROGEN CO L P /DE DE 2.02,9.01 07/28/05 Terwin Mortgage Trust Asset-Backed Ce DE 8.01,9.01 07/25/05 TESSERA TECHNOLOGIES INC DE 2.02,9.01 07/28/05 TETRA TECH INC DE 2.02,9.01 07/27/05 TETRA TECHNOLOGIES INC DE 2.02,9.01 07/28/05 TETRA TECHNOLOGIES INC DE 1.01 07/07/05 TF FINANCIAL CORP DE 2.02,9.01 07/28/05 TGC INDUSTRIES INC TX 2.02,7.01,9.01 07/25/05 THERMA WAVE INC DE 2.02,9.01 07/28/05 THESTREET COM DE 2.02,9.01 07/28/05 THIRD WAVE TECHNOLOGIES INC /WI DE 1.01,5.02,5.03,5.05,9.01 07/28/05 TIMKEN CO OH 2.02 07/28/05 TOOTSIE ROLL INDUSTRIES INC VA 8.01 07/02/05 TRADESTREAM GLOBAL CORP. DE 7.01,9.01 07/28/05 TRAMMELL CROW CO DE 2.02,9.01 07/28/05 TRANSATLANTIC HOLDINGS INC DE 2.02 07/28/05 TRANSPRO INC DE 1.01,2.01,2.05,5.02,5.03,8.01,9.01 07/22/05 TRAVELZOO INC DE 2.02,9.01 07/28/05 TREX CO INC DE 2.02 07/27/05 TRI CITY BANKSHARES CORP WI 2.02,9.01 06/30/05 TRIAD GUARANTY INC DE 2.02,9.01 07/27/05 TRIPATH TECHNOLOGY INC 2.02,9.01 07/28/05 TRIPOS INC UT 2.02,9.01 06/30/05 TRUE RELIGION APPAREL INC NV 2.02,9.01 07/28/05 TSR INC DE 1.01,2.02,9.01 07/28/05 TWEETER HOME ENTERTAINMENT GROUP INC DE 1.01 07/25/05 TXU CORP /TX/ TX 5.03,9.01 07/27/05 TYLER TECHNOLOGIES INC DE 2.02,9.01 07/27/05 U S ENERGY SYSTEMS INC DE 5.02 07/25/05 UAL CORP /DE/ DE 2.02,9.01 07/28/05 UAP HOLDING CORP DE 1.01,9.01 07/27/05 UCN INC DE 2.02,5.02,9.01 07/22/05 ULTRA PETROLEUM CORP 2.02,7.01,9.01 07/26/05 ULTRA PETROLEUM CORP 5.02,9.01 07/26/05 UNIFI INC NY 2.02,9.01 07/28/05 UNION BANKSHARES INC VT 2.02,9.01 07/27/05 UNION NATIONAL FINANCIAL CORP / PA PA 2.02,9.01 06/30/05 UNIVERSAL HEALTH SERVICES INC DE 2.02,9.01 07/27/05 UNIVEST CORP OF PENNSYLVANIA PA 2.02 07/27/05 URANIUM RESOURCES INC /DE/ DE 2.02,9.01 07/28/05 US LEC CORP DE 2.02,9.01 07/28/05 US XPRESS ENTERPRISES INC NV 2.02,9.01 06/30/05 US XPRESS ENTERPRISES INC NV 8.01 07/25/05 UST INC DE 2.02,9.01 07/28/05 UTIX GROUP INC DE 1.01,3.02,9.01 07/22/05 uWink, Inc. UT 4.01,9.01 07/28/05 VARIAN SEMICONDUCTOR EQUIPMENT ASSOCI DE 2.02,9.01 07/28/05 VECTREN CORP IN 2.02 07/27/05 VENTAS INC DE 2.02,9.01 07/27/05 VERSATA INC DE 1.01,9.01 07/22/05 VERTRUE INC DE 2.02,9.01 07/28/05 VIEWPOINT CORP DE 1.01,3.02,9.01 07/27/05 VIVUS INC CA 2.02,9.01 07/28/05 W-H ENERGY SERVICES INC TX 2.02,7.01,9.01 07/28/05 WACHOVIA ASSET SEC INC ASST BACK NOTE 8.01,9.01 07/25/05 Wachovia Asset Sec Series 2004 - HE1 8.01,9.01 07/25/05 WACHOVIA ASSET SECURIT ISSUANCE LLC 2 NC 8.01,9.01 07/25/05 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 07/25/05 WACHOVIA ASSET SECURITIZATION INC 200 8.01,9.01 07/25/05 WACHOVIA ASSET SECURITIZATION INC AST 8.01,9.01 07/25/05 WARREN RESOURCES INC MD 2.02,7.01 07/28/05 WASHINGTON MUTUAL MORT PS THR CERTS DE 8.01 07/25/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 07/26/05 WASHINGTON MUTUAL MORTGAGE SECURITIES DE 9.01 07/26/05 WASTE MANAGEMENT INC DE 2.02,7.01,9.01 07/28/05 WATER PIK TECHNOLOGIES INC DE 2.02,9.01 07/27/05 WEATHERFORD INTERNATIONAL LTD D0 2.02,2.04,7.01,9.01 07/28/05 WEBEX COMMUNICATIONS INC 2.02,9.01 06/30/05 WEBSIDESTORY INC CA 2.02,9.01 07/28/05 Wells Fargo Mortgage Asset-Backed Pas DE 8.01,9.01 07/25/05 WENDYS INTERNATIONAL INC OH 2.02,9.01 07/28/05 WEST MARINE INC DE 1.01,2.02,9.01 07/27/05 WESTAFF INC DE 5.02,7.01,9.01 07/25/05 WESTCOAST HOSPITALITY CORP WA 2.02,9.01 07/28/05 WESTERN DIGITAL CORP DE 2.02 07/28/05 WESTFIELD FINANCIAL INC MA 2.02,9.01 07/27/05 WHITEMARK HOMES INC CO 5.02 07/27/05 WHOLE FOODS MARKET INC TX 2.02,9.01 07/28/05 WHX CORP DE 1.03,9.01 07/21/05 WILLIS GROUP HOLDINGS LTD D0 2.02,9.01 07/27/05 WJ COMMUNICATIONS INC DE 2.02,9.01 07/28/05 WOLVERINE WORLD WIDE INC /DE/ MI 1.01,1.02,2.03,9.01 07/22/05 WORLDWATER CORP NV 1.01,2.03,9.01 07/26/05 WRIGHT MEDICAL GROUP INC DE 2.02,9.01 07/28/05 X-CHANGE CORP 1.01,2.01,5.02,7.01,9.01 07/27/05 XL CAPITAL LTD 2.02,9.01 07/27/05 XM SATELLITE RADIO HOLDINGS INC DE 2.02,7.01,9.01 07/28/05 ZENITH NATIONAL INSURANCE CORP DE 2.02,9.01 07/28/05 ZILOG INC CA 2.02,9.01 07/28/05 ZIPREALTY INC 5.02,9.01 07/26/05 ZOLL MEDICAL CORP MA 1.01 07/22/05 07/22/05