SEC NEWS DIGEST Issue 2006-28 February 10, 2006 ENFORCEMENT PROCEEDINGS IN THE MATTER OF LAWRENCE A. STOLER, CPA On February 9, the Commission issued an Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Rule 102(e) of the Commission's Rules of Practice, Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, and Section 203(k) of the Investment Advisers Act of 1940 against Lawrence A. Stoler, CPA. In the Order, the Division of Enforcement and the Office of the Chief Accountant allege that Stoler engaged in improper professional conduct in the audits of three hedge funds, Lipper Convertibles, L.P. (Convertibles), Lipper Convertibles Series II, L.P. (Series II), and Lipper Fixed Income Fund, L.P. (collectively, the Funds) and caused the Funds and others to violate various provisions of the Securities, Exchange, and Advisers Acts. In the Order, the Division of Enforcement and the Office of the Chief Accountant allege that Stoler engaged in improper professional conduct in the audits of the Funds' financial statements for the year ended Dec. 31, 2000, and was a cause of violations by the Funds, their portfolio manager, Edward J. Strafaci, and the entity that managed the Funds, Lipper Holdings, LLC. Stoler was the engagement partner on PricewaterhouseCoopers' audits of the Funds' financial statements, including the financial statements for Convertibles and Series II that were filed with the Commission pursuant to Section 17 of the Exchange Act. The Division of Enforcement and the Office of the Chief Accountant further allege that Stoler failed to adequately assess the substantial evidence produced by the audits that Strafaci was materially overstating the value of the convertible bonds and convertible preferred stock in which the Funds were invested, and unquestioningly relied on a purported confirmation process that was significantly flawed, and that Stoler knew or should have known that his failure to conduct and supervise an audit that conformed to GAAS and his approval of, and signature on, unqualified audit reports on the Funds' 2000 financial statements, and internal control reports filed by Convertibles and Series II, would contribute to violations of the federal securities laws by the Funds, Strafaci, and Lipper Holdings. A hearing will be scheduled before an Administrative Law Judge to determine whether such allegations are true, to afford the respondent an opportunity to establish defenses to the allegations, to determine whether remedial action is necessary and appropriate, and to determine whether respondent should be ordered to cease and desist from committing or causing violations of and any future violations of the securities laws. The Administrative Law Judge is directed to issue a decision no later than 300 days from the date of service of the Order Instituting Proceedings, pursuant to Rule 360(a)(2) of the Commission's Rules of Practice. (Rels. 33-8660; 34-53265; IA-2486; AAE Rel. 2372; File No. 3-12179) REVOCATION OF REGISTRATION OF SECURITIES OF RIVERSTONE NETWORKS, INC. The Commission announced the revocation of the registration of securities of Riverstone Networks, Inc. (Riverstone), of Santa Clara, California, registered with the Commission pursuant to Section 12 of the Securities Exchange Act of 1934 (Exchange Act) on February 10, 2006, pursuant to Section 12(j) of the Exchange Act. In its Order revoking the registration of securities of Riverstone registered with the Commission pursuant to Section 12 of the Exchange Act, the Commission found the following: Riverstone has failed to comply with Section 13(a) of the Exchange Act and Rules 13a-1 and 13a- 13 thereunder, while its common stock was registered with the Commission, in that it has not filed an annual report on Form 10-K for any fiscal year subsequent to its fiscal year ended March 2, 2002, or quarterly reports on Form 10-Q for any fiscal period subsequent to its fiscal quarter ending Nov. 29, 2003. The Commission cautions broker dealers, shareholders, and prospective purchasers that they should carefully consider the foregoing information along with all other currently available information and any information subsequently issued by the company. Further, brokers and dealers should be alert to the fact that, Section 12(j) provides, in pertinent part, as follows: No member of a national securities exchange, broker, or dealer shall make use of the mails or any means or instrumentality of interstate commerce to effect any transaction in, or to induce the purchase or sale of, any security the registration of which has been and is suspended or revoked pursuant to the preceding sentence. Without admitting or denying the facts or allegations in the Order Instituting Proceedings, Making Findings, and Revoking Registration of Securities Pursuant to Section 12(j) of the Securities Exchange Act of 1934, Riverstone consented to the entry of an order finding that it had violated Section 13(a) of the Exchange Act and Rules 13a-1 and 13a-13 thereunder and revoking its registration. (Rel. 34-53268; File No. 3-12180) EAJA AWARD - BRANDT, KELLY & SIMMONS, LLC, AND KENNETH BRANDT Brandt, Kelly & Simmons, LLC (BKS) and Kenneth G. Brandt (Brandt) were awarded attorney fees and expenses incurred in defending charges brought against them in an administrative proceeding. The award was made by an administrative law judge, pursuant to the Equal Access to Justice Act (EAJA), which allows small businesses and individuals of moderate means to recover expenses of defending charges brought by the U.S. Government that are not "substantially justified." Previously, BKS, a registered investment adviser, and Brandt, its owner, had been cleared of charges related to BKS's use of a $7,500 payment from a broker-dealer to reimburse BKS's clients for costs of transferring their accounts to that broker-dealer from a different broker-dealer. The presiding administrative law judge in the EAJA proceeding concluded that prosecution of the charges against BKS and Brandt during a portion of the original proceeding was not substantially justified and awarded them fees and expenses connected with their defense during that portion. (Initial Decision Rel. No. 305; File No. 3-11672-EAJA) SEC v. MSTG SOLUTIONS, INC. AND GIL KIM The Commission announced the filing of a settled civil injunctive action against MSTG Solutions, Inc. (MSTG) and its principal, Gil Kim (Kim), both of Riverside County. MSTG provides products and services for small businesses, such as incorporation services, bookkeeping, company formalities, mail forwarding, voicemail, and website design. The Commission's complaint alleges that MSTG and Kim violated the antifraud provisions of Section 17(a) of the Securities Act of 1933 when MSTG sought to become a public company. MSTG filed a securities registration statement with the Commission, and, during an extensive comment process, filed seven amended registration statements. The complaint alleges that MSTG's last amended registration statement misrepresented three material facts about MSTG's business: (a) the nature of the distribution network for its products and services; (b) the background and role of its Chief Financial Officer; and (c) the compensation of its Chief Executive Officer. In addition, the complaint alleges that MSTG raised $731,838 from its sales agents in an unregistered stock option program, thereby violating the registration provisions of Section 5 of the Securities Act. MSTG and Kim consented to the entry of permanent injunctions. MSTG agreed to pay full disgorgement of $731,838, prejudgment interest, and the costs of distributing the disgorgement to investors. As a result of the Commission's action, MSTG investors who exercised options in the unregistered stock option program will receive back their entire investment. MSTG investors who have recently moved should provide their new mailing address to MSTG to facilitate participation in the distribution plan that the Commission intends to file with the court. In addition to consenting to the permanent injunction, Kim consented to pay a $35,000 civil penalty and to be barred from serving as an officer or director of a public company for five years. Both MSTG and Kim settled without admitting or denying liability. [SEC v. MSTG Solutions, Inc. and Gil Kim, Civil Action No. ED CV 06-0156 SGL (C.D. Cal.) (LR-19561) ADDITIONS AND CORRECTIONS ADDITIONAL INFORMATION Litigation Release 19557 (SEC v. Bruce E. Snyder, Jr., Civil Action No. 03 CV 4658, SDTX), included in the February 8th issue of the Digest, omitted the Accounting and Auditing Enforcement Release Number. The number is 2372. HOLDING COMPANY ACT RELEASES COMMISSION DISMISSES PROCEEDING UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 The Commission has dismissed a proceeding under the Public Utility Holding Company Act of 1935 (PUHCA). In the proceeding, American Electric Power Company, Inc. sought approval under PUHCA of its acquisition of Central and South West Corporation. The Commission found that the repeal of PUHCA, effective Feb. 8, 2006, rendered moot the issue of whether the acquisition satisfied PUHCA's standards, and accordingly dismissed the proceeding. (Rel. 35-28084; File No. 3- 11616) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGES A proposed rule change and Amendment No. 1 thereto (SR-Amex-2006-003) filed by the American Stock Exchange to adjust the close of normal trading hours in equity options and narrow-based index options, has been granted approval on an accelerated basis under Section 19(b)(2) of the Securities Exchange Act of 1934. Publication of the order is expected in the Federal Register during the week of February 13. (Rel. 34-53244) A proposed rule change and Amendment No. 1 thereto (SR-BSE-2006-02) filed by the Boston Stock Exchange. to amend and clarify its rules governing the hours of trading on the Boston Options Exchange, has been granted approval on an accelerated basis pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. Publication of the order is expected in the Federal Register during the week of February 13. (Rel. 34-53245) A proposed rule change and Amendments No. 1 and 2 thereto (SR-Phlx- 2006-01) filed by the Philadelphia Stock Exchange to amend the Phlx's rules governing the hours of trading in equity options and narrow- based index options, has been granted approval on an accelerated basis under Section 19(b)(2) of the Securities Exchange Act of 1934. Publication of the order is expected in the Federal Register during the week of February 13. (Rel. 34-53247) A proposed rule change and Amendment No. 1 thereto (SR-ISE-2005-58), filed by the International Securities Exchange to amend ISE Rule 700 governing the hours of trading in equity options and narrow-based index options, has been granted approval on an accelerated basis under Section 19(b)(2) of the Securities Exchange Act of 1934. Publication of the order is expected in the Federal Register during the week of February 13. (Rel. 34-53248) A proposed rule change and Amendments No. 1 and 2 thereto (SR-PCX- 2005-138) filed by the Pacific Exchange to amend the PCX's rules governing the hours of trading in equity options, has been granted approval on an accelerated basis pursuant to Section 19(b)(2) of the Securities Exchange Act of 1934. Publication of the order is expected in the Federal Register during the week of February 13. (Rel. 34- 53249) The Commission granted accelerated approval to a proposed rule change (SR-PCX-2005-123) and Amendment Nos. 1 and 2 thereto submitted by the Pacific Exchange relating to Currency Trust Shares. Publication of the order is expected in the Federal Register during the week of February 13. (Rel. 34-53253) The Commission granted accelerated approval to a proposed rule change and Amendment No. 1 thereto (SR-NASD-2006-014) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to modify pricing for non-members using Nasdaq's Brut and Inet facilities. Publication of the order is expected in the Federal Register during the week of February 13. (Rel. 34-53257) APPROVAL OF PROPOSED RULE CHANGE The Commission approved a proposed rule change (SR-CBOE-2005-104) submitted by the Chicago Board Options Exchange and granted accelerated approval of Amendment No. 1 thereto to the proposed rule change, to amend its rules governing the hours of trading in equity options and narrow-based index options. Publication of the order is expected in the Federal Register during the week of February 13. (Rel. 34-53246) JOINT INDUSTRY PLAN ORDER GRANTING APPROVAL The Commission granted approval to Category 1 changes made in Amendment No. 13 of the Reporting Plan for Nasdaq-Listed Securities traded on exchanges on an Unlisted Trading Privilege basis, submitted by the Pacific Exchange, the National Association of Securities Dealers, the American Stock Exchange, the Boston Stock Exchange, the Chicago Stock Exchange, the National Stock Exchange, and the Philadelphia Stock Exchange (S7-24-89). Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53250) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-CBOE-2006-05) filed by the Chicago Board Options Exchange to extend the duration of CBOE's SizeQuote Mechanism pilot, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53252) A proposed rule change (SR-NASD-2006-009) filed by the National Association of Securities Dealers relating to the extension of the fee pilot for National Quotation Data Service, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53255) The Commission issued notice of immediate effectiveness of a proposed rule change and Amendment No. 1 thereto (SR-NASD-2006-013) filed by the National Association of Securities Dealers, through its subsidiary, The Nasdaq Stock Market, Inc., to establish a unified pricing schedule for NASD members using the Nasdaq Market Center and Nasdaq's Brut and Inet facilities. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53256) PROPOSED RULE CHANGE The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2006-008) to reestablish a fee pilot for National Quotation Data Service. Publication of the proposal is expected in the Federal Register during the week of February 13. (Rel. 34-53254) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 Marathon Gold Corp., 885 PRYFORD ROAD, WEST VANCOUVER, A1, V7S 2A2, 604-925-0220 - 2,000,000 ($200,000.00) Equity, (File 333-131682 - Feb. 9) (BR. 07) S-8 INNOSPEC INC., INNOSPEC MANUFACTURING PARK, PO BOX 17, ELLESMERE PORT, CHESHIRE, X0, CH65 4HF, 01144151348 5825 - 516,015 ($10,201,616.55) Other, (File 333-131687 - Feb. 9) (BR. 06C) S-8 GARUDA CAPITAL CORP, 502 ? 1978 VINE STREET, VANCOUVER, A1, CANADA, 604-737-0203 - 13,000,000 ($1,300,000.00) Equity, (File 333-131688 - Feb. 9) (BR. 04A) S-8 Spansion Inc., 915 DEGUIGNE DRIVE, P.O. BOX 3453, SUNNYVALE, CA, 94088, (408) 962-2500 - 9,500,000 ($124,735,000.00) Equity, (File 333-131689 - Feb. 9) (BR. 10C) S-3 BNP Paribas Mortgage Securities LLC, 787 SEVENTH AVENUE, NEW YORK, NY, 10019, 212-841-3000 - 1,000,000 ($1,000,000.00) Mortgage Backed Securities, (File 333-131690 - Feb. 9) (BR. 05) S-3 BNP Paribas Mortgage ABS LLC, 787 SEVENTH AVENUE, NEW YORK, NY, 10019, 212-841-3000 - 0 ($1,000,000.00) Mortgage Backed Securities, (File 333-131691 - Feb. 9) (BR. 05) S-8 KSW INC, 37-16 23RD ST, LONG ISLAND CITY, NY, 11101, 7183616500 - 1,085,000 ($2,755,900.00) Equity, (File 333-131692 - Feb. 9) (BR. 06B) S-8 IOMAI CORP, 20 FIRSTFIELD ROAD, SUITE 250, GAITHERSBURG, MD, 20878, 301-556-4537 - 1,040,000 ($6,609,200.00) Equity, (File 333-131693 - Feb. 9) (BR. 01C) S-8 IOMAI CORP, 20 FIRSTFIELD ROAD, SUITE 250, GAITHERSBURG, MD, 20878, 301-556-4537 - 80,000 ($508,400.00) Equity, (File 333-131694 - Feb. 9) (BR. 01C) F-6 INTERCONTINENTAL HOTELS GROUP PLC /NEW/, 20 NORTH AUDLEY ST, LONDON WIY 1WE ENGLA, X0, 32822, 4045513500 - 100,000,000 ($5,000,000.00) ADRs/ADSs, (File 333-131695 - Feb. 9) (BR. 08A) S-1 OMNI ENERGY SERVICES CORP, 4500 NE INTERSTATE 49, CARENCRO, LA, 70520, 3188966664 - 3,000,000 ($13,500,000.00) Equity, (File 333-131696 - Feb. 9) (BR. 04A) S-8 ALLOS THERAPEUTICS INC, 11080 CIRCLEPOINT ROAD, SUITE 200, WESTMINSTER, CO, 80020, 3034266262 - 0 ($10,412,500.00) Other, (File 333-131697 - Feb. 9) (BR. 01C) S-8 FIRST RELIANCE BANCSHARES INC, 2170 W PALMETTO ST, FLORENCE, SC, 29501, 8436628802 - 350,000 ($5,547,500.00) Equity, (File 333-131698 - Feb. 9) (BR. 07B) S-8 MICRON ENVIRO SYSTEMS INC, 789 WEST PENDER ST, SUITE 1250, VANCOUVER BC, A1, V6C 1H2, 6046466903 - 4,000,000 ($440,000.00) Equity, (File 333-131699 - Feb. 9) (BR. 04A) S-8 SILICON LABORATORIES INC, 4635 BOSTON LN, AUSTIN, TX, 78735, 0 ($144,212,442.45) Equity, (File 333-131700 - Feb. 9) (BR. 10C) S-8 ARAMARK CORP/DE, ARAMARK TOWER, 1101 MARKET STREET, PHILADELPHIA, PA, 19107, 2152383000 - 5,382,461 ($146,887,361.00) Equity, (File 333-131701 - Feb. 9) (BR. 05A) S-8 POLYMEDICA CORP, 11 STATE ST, WOBURN, MA, 01801, 6179332020 - 1,500,000 ($57,795,000.00) Equity, (File 333-131702 - Feb. 9) (BR. 01B) S-8 ABAXIS INC, 3240 WHIPPLE, ROAD, UNION CITY, CA, 94587, (510) 675-6500 - 4,886,000 ($96,376,350.00) Equity, (File 333-131703 - Feb. 9) (BR. 01C) S-8 Digital Music Group, Inc., 1545 RIVER PARK DRIVE, SACRAMENTO, CA, 95815, 512-263-7525 - 1,200,000 ($11,616,000.00) Equity, (File 333-131704 - Feb. 9) (BR. 11) S-8 EXTREME NETWORKS INC, 3585 MONROE STREET, SANTA CLARA, CA, 95051, 4085792800 - 28,000,000 ($137,480,000.00) Equity, (File 333-131705 - Feb. 9) (BR. 03C) S-8 FULTON FINANCIAL CORP, ONE PENN SQ, PO BOX 4887, LANCASTER, PA, 17604, 7172912411 - 1,203,048 ($12,836,522.16) Equity, (File 333-131706 - Feb. 9) (BR. 07B) S-3ASR COUNTRYWIDE FINANCIAL CORP, 4500 PARK GRANADA BLVD, CALABASAS, CA, 91302, 8182253000 - 0 ($0.00) Unallocated (Universal) Shelf, (File 333-131707 - Feb. 9) (BR. 07A) S-8 NETOPIA INC, 6001 SHELLMOUND STREET 4TH FLOOR, MARKET PLACE TOWER, EMERYVILLE, CA, 94608, 510-420-7400 - 1,000,000 ($3,125,000.00) Equity, (File 333-131708 - Feb. 9) (BR. 03C) SB-2 Ashlin Development Corp, 4400 N. FEDERAL HIGHWAY, SUITE 210, BOCA RATON, FL, 33431, 561-391-6196 - 60,924,388 ($30,462,194.00) Equity, (File 333-131709 - Feb. 9) (BR. 02A) S-8 Creative Eateries Corp, 7400 E MCDONALD, SUITE 121, SCOTTSDALE, AZ, 85250, 480-355-8170 - 5,000,000 ($1,050,000.00) Equity, (File 333-131710 - Feb. 9) (BR. 06B) S-8 URANIUM ENERGY CORP, AUSTIN CENTER, 701 BRAZOS, SUITE 500 PMB#, AUSTIN, TX, 78701, 512-721-1022 - 2,000,000 ($1,000,000.00) Equity, (File 333-131711 - Feb. 9) (BR. 04C) S-3 SAXON ASSET SECURITIES CO, 4880 COX ROAD SUITE 100, GLEN ALLEN, VA, 23060, 8049677400 - 1,000,000 ($1,000,000.00) Asset-Backed Securities, (File 333-131712 - Feb. 9) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant's Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant's Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------------- ACCESS INTEGRATED TECHNOLOGIES INC 2.02 12/31/05 ACETO CORP NY 2.02,9.01 02/09/06 ACTIVCARD CORP DE 2.02,9.01 02/09/06 ADVANCED OXYGEN TECHNOLOGIES INC DE 2.01,5.02 02/04/06 ADVANCIS PHARMACEUTICAL CORP 2.02,9.01 02/09/06 AETNA INC /PA/ PA 2.02,9.01 02/09/06 AGCO CORP /DE DE 2.02,9.01 02/09/06 AGILYSYS INC OH 2.02,7.01,9.01 02/09/06 AIRTRAX INC NJ 1.02,9.01 02/07/06 ALASKA COMMUNICATIONS SYSTEMS GROUP I DE 8.01,9.01 02/07/06 ALEXANDRIA REAL ESTATE EQUITIES INC MD 2.02,9.01 02/09/06 ALLIANCE ONE INTERNATIONAL, INC. VA 2.02,9.01 02/09/06 ALLIED HEALTHCARE INTERNATIONAL INC NY 2.02,9.01 02/09/06 ALLIED WASTE INDUSTRIES INC DE 2.02,9.01 12/31/05 AMBASSADORS GROUP INC DE 2.02,9.01 12/31/05 AMBASSADORS GROUP INC DE 2.02,9.01 12/31/05 AMERICAN BILTRITE INC DE 8.01,9.01 02/03/06 AMERICAN EXPRESS CO NY 7.01 02/08/06 AMERICAN HOME MORTGAGE INVESTMENT TRU DE 8.01,9.01 01/25/06 AMEND AMERICAN INTERNATIONAL GROUP INC DE 1.01,2.02,8.01,9.01 02/09/06 AMERICAN ITALIAN PASTA CO DE 1.01 02/03/06 AMERICAN LAND LEASE INC DE 1.01,9.01 02/02/06 AMERICAN SKANDIA LIFE ASSURANCE CORP/ CT 4.02 02/03/06 AMYLIN PHARMACEUTICALS INC DE 2.02,8.01,9.01 02/09/06 ANALOG DEVICES INC MA 2.02,9.01 02/09/06 ANDERSONS INC OH 8.01 02/08/06 ANNALY MORTGAGE MANAGEMENT INC MD 2.02,9.01 02/09/06 APAC CUSTOMER SERVICE INC IL 1.01,2.02,2.05,5.02,9.01 02/07/06 APARTMENT INVESTMENT & MANAGEMENT CO MD 2.02,9.01 02/09/06 APPLE REIT SIX INC 5.02 02/09/06 APPLEBEES INTERNATIONAL INC DE 2.02,7.01,9.01 02/08/06 APPLIED INNOVATION INC DE 1.01,5.02,9.01 02/06/06 ARCH CHEMICALS INC VA 2.02,9.01 02/09/06 ARDEN REALTY INC MD 2.02,9.01 02/08/06 ARDEN REALTY INC MD 1.01 02/03/06 ARGENTEX MINING CORP NV 5.02 02/07/06 ARGON ST, Inc. DE 2.02,9.01 02/09/06 ARRHYTHMIA RESEARCH TECHNOLOGY INC /D DE 4.01,9.01 02/03/06 ART BOUTIQUE INC WY 3.02,5.01 02/06/06 ASPECT MEDICAL SYSTEMS INC DE 1.01,2.03,9.01 02/03/06 ASSOCIATED ESTATES REALTY CORP OH 2.02,9.01 12/31/05 ASSURANT INC 2.02 02/09/06 ASTRONICS CORP NY 2.02,9.01 02/09/06 ATARI INC DE 2.02,9.01 02/09/06 ATS MEDICAL INC MN 8.01 02/09/06 AUTHENTIDATE HOLDING CORP DE 2.02,9.01 02/09/06 AUTOLIV INC DE 2.02,7.01,9.01 12/31/05 AUTOMATIC DATA PROCESSING INC DE 2.02,7.01,9.01 02/08/06 AUTONATION INC /FL DE 2.02,9.01 02/09/06 AVANIR PHARMACEUTICALS CA 1.01,2.02,8.01,9.01 02/06/06 AVATECH SOLUTIONS INC DE 5.02 02/08/06 AVATECH SOLUTIONS INC DE 1.01,9.01 02/07/06 AXM PHARMA INC 3.01,9.01 02/09/06 AXS ONE INC DE 1.01,1.02,2.02,9.01 02/09/06 AZTAR CORP DE 1.01 02/07/06 BALCHEM CORP MD 1.01,2.01,9.01 02/06/06 BALLISTIC RECOVERY SYSTEMS INC MN 1.01,9.01 02/03/06 BANK HOLDINGS NV 7.01 02/09/06 BankFinancial CORP 8.01,9.01 02/04/06 BAY BANKS OF VIRGINIA INC VA 5.02 02/06/06 BEACON ROOFING SUPPLY INC 2.02,8.01 02/09/06 BELDEN CDT INC. DE 2.02,9.01 02/09/06 BELO CORP DE 2.02,9.01 02/09/06 BEST BUY CO INC MN 7.01,9.01 02/09/06 BH RE LLC NV 1.01,9.01 11/01/05 BIO KEY INTERNATIONAL INC MN 1.01,9.01 02/07/06 BioMed Realty Trust Inc MD 1.01 02/03/06 BIOSITE INC DE 2.02,8.01 02/09/06 BLACK & DECKER CORP MD 7.01,9.01 02/09/06 Boardwalk Pipeline Partners, LP DE 2.02 02/09/06 BofI Holding, Inc. DE 2.02,9.01 02/09/06 BORGWARNER INC DE 2.02,9.01 02/09/06 BOWNE & CO INC DE 1.01 02/08/06 BOYD GAMING CORP NV 2.02,9.01 02/09/06 BRE PROPERTIES INC /MD/ MD 5.02 02/07/06 BRIGHTPOINT INC IN 8.01 02/09/06 BRINKS CO VA 2.02,9.01 02/09/06 BRINX RESOURCES LTD 4.01,9.01 01/20/06 Bronco Drilling Company, Inc. DE 2.02,7.01,9.01 02/09/06 BROWN & BROWN INC FL 2.02 02/09/06 BRUSH ENGINEERED MATERIALS INC 2.02,9.01 02/09/06 BULLDOG TECHNOLOGIES INC NV 7.01,9.01 02/09/06 Bunge LTD 2.02,9.01 02/09/06 BUSINESS OBJECTS S.A. 5.03,9.01 02/06/06 BUSINESS OBJECTS S.A. 8.01,9.01 02/08/06 AMEND C-BASS MORTGAGE LOAN ASSET-BACKED CER DE 8.01,9.01 02/25/05 AMEND CABOT CORP DE 8.01 02/08/06 CALLISTO PHARMACEUTICALS INC DE 1.01,3.02,9.01 02/03/06 CALPINE CORP DE 1.01 02/09/06 CANWEST PETROLEUM CORP 5.02,9.01 02/08/06 CAPE COASTAL TRADING CORP DE 3.02,9.01 02/03/05 CAPITAL CITY BANK GROUP INC FL 5.04,9.01 02/09/06 CAPITAL TRUST INC MD 1.01 02/07/06 CAPITALSOURCE INC DE 8.01 02/03/06 CAPRIUS INC DE 8.01,9.01 02/07/06 CAPSTONE TURBINE CORP DE 2.02,9.01 02/09/06 CARLISLE COMPANIES INC DE 2.02 02/09/06 CATALYST SEMICONDUCTOR INC DE 1.01,9.01 02/03/06 CBL & ASSOCIATES PROPERTIES INC DE 2.02,9.01 02/08/06 CBOT HOLDINGS INC DE 2.02,9.01 02/09/06 CCC INFORMATION SERVICES GROUP INC DE 8.01,9.01 02/09/06 CDEX INC NV 5.02,9.01 02/03/06 CEA ACQUISITION CORP DE 8.01,9.01 02/09/06 CEA ACQUISITION CORP DE 4.01,9.01 02/09/06 CELADON GROUP INC DE 1.01 02/03/06 CENTRAL VALLEY COMMUNITY BANCORP CA 8.01,9.01 02/09/06 CENTURY BANCORP INC MA 8.01,9.01 02/09/06 CEPHEID CA 5.02,9.01 02/06/06 CERAGENIX PHARMACEUTICALS, INC. DE 7.01,9.01 02/08/06 CHARLES RIVER LABORATORIES INTERNATIO 2.02,9.01 02/08/06 CHARLOTTE RUSSE HOLDING INC 1.01,5.02,9.01 02/07/06 CHARMING SHOPPES INC PA 7.01,9.01 02/09/06 CHARMING SHOPPES INC PA 7.01,9.01 02/09/06 CHASE CORP MA 2.02,9.01 01/12/06 CHASE CORP MA 1.01,5.02,9.01 02/03/06 CHEMOKINE THERAPEUTICS CORP DE 8.01 02/08/06 CHORDIANT SOFTWARE INC DE 2.02,9.01 02/09/06 CIT GROUP INC DE 7.01,9.01 02/09/06 CITIZENS COMMUNICATIONS CO DE 1.01,9.01 02/07/06 CKE RESTAURANTS INC DE 2.02,9.01 02/08/06 CLEARANT INC 1.01 01/03/06 COGNIZANT TECHNOLOGY SOLUTIONS CORP 2.02,9.01 02/09/06 COLDWATER CREEK INC DE 1.01 02/04/06 COLLEGIATE FUNDING SERVICES INC DE 2.02,9.01 02/09/06 COLOR KINETICS INC DE 2.02,9.01 02/09/06 COMDISCO HOLDING CO INC DE 2.02,9.01 02/09/06 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 02/09/06 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 02/09/06 COMMUNITY BANCSHARES INC /DE/ DE 5.02 02/06/06 CONNETICS CORP DE 8.01 02/03/06 CONSTELLATION ENERGY GROUP INC MD 5.02 02/03/06 CONTINUCARE CORP FL 2.02,9.01 02/09/06 CORILLIAN CORP OR 2.02,9.01 02/09/06 CORPORATE EXECUTIVE BOARD CO DE 2.02,9.01 02/07/06 CORRECTIONS CORP OF AMERICA MD 2.02,9.01 02/09/06 COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 02/09/06 CRITICAL THERAPEUTICS INC DE 2.02,9.01 02/09/06 CTI GROUP HOLDINGS INC DE 8.01 02/07/06 CUBIC ENERGY INC TX 1.01,2.01,3.02,9.01 02/06/06 CURTISS WRIGHT CORP DE 2.02,9.01 02/09/06 CYTYC CORP DE 1.01 02/06/06 DANKA BUSINESS SYSTEMS PLC 2.02,9.01 02/07/06 DATALINK CORP MN 2.02,9.01 02/08/06 DCP Midstream Partners, LP DE 7.01,9.01 02/09/06 DENDRITE INTERNATIONAL INC NJ 1.01 02/03/06 DENTSPLY INTERNATIONAL INC /DE/ DE 7.01,9.01 02/08/05 DENTSPLY INTERNATIONAL INC /DE/ DE 2.02,9.01 02/08/06 DIGITAL GENERATION SYSTEMS INC DE 3.01,9.01 02/07/06 DITECH COMMUNICATIONS CORP DE 1.01,9.01 02/04/06 DJ ORTHOPEDICS INC DE 2.02,9.01 02/09/06 DOLLAR GENERAL CORP TN 2.02,7.01,9.01 02/09/06 DOLLAR THRIFTY AUTOMOTIVE GROUP INC DE 2.02,8.01,9.01 02/09/06 DOVER CORP DE 2.02,9.01 02/09/06 DPL INC OH 8.01,9.01 02/08/06 DRS TECHNOLOGIES INC DE 2.02,8.01,9.01 02/08/06 DUCOMMUN INC /DE/ DE 1.01,5.02,9.01 02/02/06 DURA AUTOMOTIVE SYSTEMS INC DE 2.02,9.01 02/09/06 DUSA PHARMACEUTICALS INC NJ 1.01 02/06/06 EARTHLINK INC DE 2.02,9.01 02/09/06 EBIX INC DE 1.01,9.01 02/03/06 EDGAR ONLINE INC DE 8.01,9.01 02/07/06 EDUCATION MANAGEMENT CORPORATION 2.02,9.01 02/08/06 ELECTRIC CITY CORP DE 1.01,2.03,9.01 11/22/05 AMEND EMDEON CORP DE 5.05,9.01 02/03/06 EMERITUS CORP\WA\ WA 3.02 02/03/06 ENDURANCE SPECIALTY HOLDINGS LTD 2.02,9.01 02/08/06 ENER1 INC FL 7.01,9.01 02/08/06 ENERGY & ENGINE TECHNOLOGY CORP NV 2.01 02/03/06 ENERGY EAST CORP NY 1.01,2.02,7.01,9.01 02/09/06 Energy Transfer Partners, L.P. DE 1.01,3.02,5.03,9.01 02/06/06 ENXNET INC OK 7.01,9.01 02/08/06 EPICUS COMMUNICATIONS GROUP INC FL 1.01 01/31/06 ESSEX PROPERTY TRUST INC MD 2.02,9.01 02/08/06 EVANS & SUTHERLAND COMPUTER CORP UT 1.01,9.01 02/07/06 EVANS BOB FARMS INC DE 2.02,7.01,9.01 02/07/06 EVCI Career Colleges Holding Corp DE 8.01,9.01 02/03/06 EVOLVE ONE INC DE 5.02 02/08/06 EXIDE TECHNOLOGIES DE 2.02,5.02,9.01 02/06/06 FALCONSTOR SOFTWARE INC DE 7.01 02/08/06 FARMERS & MERCHANTS BANCORP DE 2.02,9.01 02/09/06 FAVRILLE INC DE 2.02,9.01 02/09/06 FEDDERS CORP /DE DE 3.01,9.01 02/06/06 Federal Home Loan Bank of Boston X1 2.03 02/06/06 Federal Home Loan Bank of Cincinnati X1 2.03,9.01 02/06/06 Federal Home Loan Bank of New York X1 2.03,9.01 02/06/06 Federal Home Loan Bank of San Francis X1 2.03 02/09/06 FEDERAL SIGNAL CORP /DE/ DE 1.01,2.03,9.01 02/03/06 FIDELITY BANKSHARES INC DE 8.01,9.01 02/03/06 FIELDPOINT PETROLEUM CORP CO 3.02,5.02,9.01 02/06/06 FIRST BUSEY CORP /NV/ NV 1.01 01/17/06 AMEND FIRST CHESTER COUNTY CORP PA 2.02,9.01 02/09/06 FIRST FEDERAL FINANCIAL SERVICES INC 1.01,9.01 02/03/06 FIRST FINANCIAL HOLDINGS INC /DE/ DE 7.01,9.01 02/09/06 First Franklin Mortgage Loan Trust 20 8.01 01/27/06 FIRST SECURITY BANCORP INC /KY/ KY 2.02,7.01,9.01 02/09/06 FISHER SCIENTIFIC INTERNATIONAL INC DE 2.02,7.01,9.01 02/09/06 FORCE PROTECTION INC NV 1.01,9.01 02/03/06 Fresh Harvest Products, Inc. 3.02 02/06/06 FRIEDMAN INDUSTRIES INC TX 1.01,5.02,5.03,9.01 02/08/06 FULTON FINANCIAL CORP PA 7.01,9.01 02/09/06 FULTON FINANCIAL CORP PA 7.01,9.01 02/09/06 AMEND GATEWAY INC DE 1.01,1.02,5.02,9.01 02/08/06 GEHL CO WI 1.02 02/03/06 GENAERA CORP DE 5.02,9.01 02/07/06 GENCORP INC OH 2.02,7.01,9.01 02/09/06 GENENTECH INC DE 5.03 02/07/06 GENERAL CABLE CORP /DE/ DE 1.01 02/09/06 GENERAL DEVICES INC DE 4.01,9.01 01/24/06 Genex Pharmaceutical, Inc. DE 4.01,9.01 02/09/06 AMEND GETTY IMAGES INC DE 1.01,7.01,9.01 02/09/06 GIGABEAM CORP DE 1.01 02/03/06 GLADSTONE INVESTMENT CORPORATION\DE DE 2.02,9.01 02/08/06 Global Cash Access Holdings, Inc. DE 2.02,9.01 02/09/06 Global Realty Development Corp DE 5.02 02/08/06 GLOBECOMM SYSTEMS INC 2.02,9.01 02/09/06 GOLDSPRING INC FL 8.01 01/23/06 AMEND GRAFTECH INTERNATIONAL LTD DE 2.02,2.05,2.06,9.01 02/08/06 GREAT PLAINS ENERGY INC MO 2.02,9.01 12/31/05 Green Plains Renewable Energy, Inc. IA 1.01,2.03,5.02,9.01 02/06/06 GREENFIELD ONLINE INC DE 2.02,9.01 02/09/06 HARLEYSVILLE NATIONAL CORP PA 8.01,9.01 02/09/06 HARSCO CORP DE 2.02 02/08/06 HAWAIIAN ELECTRIC INDUSTRIES INC HI 1.01 02/08/06 HAYNES INTERNATIONAL INC DE 2.02,9.01 02/08/06 HCC INSURANCE HOLDINGS INC/DE/ DE 2.02 02/09/06 HEALTH CARE PROPERTY INVESTORS INC MD 1.01 02/03/06 HILFIGER TOMMY CORP 2.02,9.01 02/09/06 HILLENBRAND INDUSTRIES INC IN 1.01,5.02,9.01 02/07/06 Home Equity Mortgage Loan Asset-Backe DE 8.01,9.01 02/08/06 Home Equity Mortgage Loan Asset-Backe DE 9.01 02/09/06 HOSPITALITY PROPERTIES TRUST MD 2.02,9.01 02/09/06 HUB GROUP INC DE 2.02,9.01 02/07/06 HUDSON CITY BANCORP INC DE 1.01,7.01,9.01 02/09/06 ICO INC TX 2.02,9.01 02/08/06 ICOA INC NV 1.01,9.01 02/09/06 IDACORP INC ID 1.01,2.02,9.01 02/09/06 IKANOS COMMUNICATIONS CA 1.01 02/03/06 ILINC COMMUNICATIONS INC DE 2.02,9.01 02/09/06 IMAGE ENTERTAINMENT INC DE 2.02,9.01 02/09/06 Industrial Enterprises of America, In NV 1.01,2.01,5.02,7.01 01/31/06 INDYMAC ABS INC DE 8.01,9.01 02/08/06 INFINITY PROPERTY & CASUALTY CORP OH 2.02,9.01 02/09/06 INGLES MARKETS INC NC 2.02,9.01 02/09/06 INNOVO GROUP INC DE 2.02,9.01 02/09/06 INTEGRAL SYSTEMS INC /MD/ MD 8.01 02/06/06 INTEGRATED BRAND SOLUTIONS INC NV 5.03,9.01 02/06/06 Integrated Security Technologies, Inc 3.02,9.01 02/06/06 INTEL CORP DE 1.01,9.01 02/03/06 INTEREP NATIONAL RADIO SALES INC NY 8.01,9.01 02/08/06 INTERLAND INC /MN/ MN 2.02,9.01 02/09/06 INTRUSION INC DE 2.02,9.01 02/09/06 IOMEGA CORP DE 1.01 02/03/06 IRWIN FINANCIAL CORP IN 8.01,9.01 02/09/06 ISCO INTERNATIONAL INC DE 1.01,9.01 02/06/06 ISONICS CORP CA 5.03,9.01 02/03/06 IVILLAGE INC DE 1.01,8.01 02/07/06 J&J SNACK FOODS CORP NJ 8.01,9.01 02/09/06 JACUZZI BRANDS INC DE 2.02,9.01 02/09/06 JOURNAL REGISTER CO DE 8.01,9.01 02/09/06 K SWISS INC DE 2.02,9.01 02/09/06 K-SEA TRANSPORTATION PARTNERS LP DE 8.01,9.01 02/09/06 KAISER GROUP HOLDINGS INC DE 1.01,9.01 02/08/06 KELLY SERVICES INC DE 8.01,9.01 02/09/06 KELLY SERVICES INC DE 5.02,9.01 02/09/06 KEYNOTE SYSTEMS INC DE 1.01 02/03/06 KNIGHT CAPITAL GROUP, INC. DE 7.01,9.01 02/09/06 KNOT INC DE 2.02,9.01 02/09/06 KNOVA SOFTWARE, INC. DE 2.02,9.01 02/09/06 LA JOLLA PHARMACEUTICAL CO DE 7.01,9.01 02/09/06 LANDMARK BANCORP INC DE 2.02,8.01,9.01 02/09/06 LANTRONIX INC DE 2.02,9.01 02/09/06 LASALLE HOTEL PROPERTIES MD 3.03,5.03,9.01 02/03/06 LENNOX INTERNATIONAL INC DE 2.02,9.01 02/08/06 LEVI STRAUSS & CO DE 1.01 02/03/06 LIFELINE THERAPEUTICS, INC. CO 7.01,9.01 02/09/06 LIPIDVIRO TECH INC NV 9.01 02/08/06 LML PAYMENT SYSTEMS INC A1 8.01,9.01 02/08/06 LOJACK CORP MA 8.01,9.01 02/08/06 LOOKSMART LTD DE 2.02,9.01 02/09/06 LSI LOGIC CORP DE 5.02 02/08/06 LUFKIN INDUSTRIES INC TX 2.02,9.01 02/09/06 MAD CATZ INTERACTIVE INC 2.02,9.01 02/09/06 MAGNA ENTERTAINMENT CORP DE 1.01,9.01 02/01/06 Maidenform Brands, Inc. DE 1.01,2.02,9.01 02/08/06 MAIR HOLDINGS INC MN 2.02,9.01 02/09/06 MAJESCO ENTERTAINMENT CO DE 1.01,3.01,5.02,9.01 02/03/06 MARLIN BUSINESS SERVICES CORP 2.02,9.01 02/09/06 MARRIOTT INTERNATIONAL INC /MD/ DE 2.02,9.01 02/09/06 MARTEK BIOSCIENCES CORP DE 2.02,7.01 02/08/06 AMEND MARTIN MARIETTA MATERIALS INC NC 2.02,7.01,9.01 02/09/06 MAVERICK TUBE CORPORATION DE 2.02,9.01 02/08/06 MBIA INC CT 2.02,9.01 02/09/06 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 02/09/06 MBNA AMERICA BANK NATIONAL ASSOCIATIO DE 8.01,9.01 02/09/06 McAfee, Inc. DE 2.02,9.01 02/09/06 MCDONALDS CORP DE 8.01,9.01 02/08/06 MECHANICAL TECHNOLOGY INC NY 1.01,9.01 02/09/06 MEDCATH CORP DE 2.02,9.01 02/09/06 MEDTOX SCIENTIFIC INC DE 3.01,9.01 02/07/06 MEMRY CORP DE 1.01,5.03,9.01 01/16/06 MERCURY COMPUTER SYSTEMS INC MA 2.02,9.01 02/09/06 MERRILL LYNCH MORTGAGE INVESTORS INC DE 8.01,9.01 02/08/06 MESA LABORATORIES INC /CO CO 2.02,9.01 02/08/06 METALDYNE CORP DE 1.01,2.03,9.01 02/03/06 METASOLV INC DE 1.01,9.01 02/08/06 METLIFE INC DE 2.02,9.01 02/09/06 MGI PHARMA INC MN 2.02,9.01 02/08/06 AMEND MGP INGREDIENTS INC KS 2.02,7.01,9.01 02/09/06 MICROFINANCIAL INC MA 1.01,2.02,9.01 02/03/06 MIDAMERICAN ENERGY HOLDINGS CO /NEW/ IA 5.01,9.01 02/09/06 MOBILITY ELECTRONICS INC DE 2.02 02/09/06 MOLSON COORS BREWING CO CO 2.02,9.01 02/09/06 MONADNOCK COMMUNITY BANCORP INC 8.01,9.01 02/09/06 MONTGOMERY REALTY GROUP INC NV 1.01,5.02,9.01 02/06/06 MSO HOLDINGS INC 1.02,9.01 02/06/06 MT ULTIMATE HEALTHCARE CORP NV 4.02 02/01/06 MTI TECHNOLOGY CORP DE 2.02,9.01 02/09/06 MUTUALFIRST FINANCIAL INC MD 8.01,9.01 02/08/06 MWI Veterinary Supply, Inc. DE 7.01 02/09/06 NACCO INDUSTRIES INC DE 1.01,9.01 02/07/06 NASDAQ STOCK MARKET INC DE 5.02,8.01 02/06/06 NATIONAL FUEL GAS CO NJ 2.02,9.01 12/31/05 NATIONAL INSTRUMENTS CORP /DE/ DE 1.01 02/03/06 National Interstate CORP OH 8.01,9.01 02/09/06 NationsHealth, Inc. DE 1.01,5.02,9.01 02/03/06 NATIONWIDE FINANCIAL SERVICES INC/ DE 2.02,7.01 02/09/06 NATIONWIDE LIFE INSURANCE CO OH 2.02,9.01 02/09/06 NAVIGANT INTERNATIONAL INC DE 2.02,9.01 02/09/06 NAVISTAR FINANCIAL CORP DE 8.01 10/31/05 NAVISTAR INTERNATIONAL CORP DE 1.01,8.01,9.01 02/03/06 NCR CORP MD 1.01,8.01,9.01 02/05/06 NET 1 UEPS TECHNOLOGIES INC FL 8.01,9.01 02/09/06 NETSOL TECHNOLOGIES INC NV 2.02 02/09/06 NETWORK 1 SECURITY SOLUTIONS INC DE 8.01,9.01 02/07/06 NEUROBIOLOGICAL TECHNOLOGIES INC /CA/ DE 2.02,9.01 02/09/06 NEVADA GOLD & CASINOS INC NV 2.01 02/09/06 No Borders, Inc. NV 1.01,3.02,5.01,9.01 12/29/05 Nuance Communications, Inc. DE 1.01 02/03/06 Nuance Communications, Inc. DE 1.01,9.01 02/07/06 Nuance Communications, Inc. DE 2.02,9.01 02/08/06 Nuance Communications, Inc. DE 1.01,5.02 02/03/06 AMEND NUMEREX CORP /PA/ PA 2.02,3.02 12/31/05 NYMEX HOLDINGS INC DE 8.01 02/09/06 OAKLEY INC WA 1.01,9.01 02/08/06 OAKLEY INC WA 2.02 02/09/06 OAKLEY INC WA 2.02 02/09/06 ORACLE CORP 1.01,1.02,2.03,9.01 02/03/06 ORACLE CORP 7.01,9.01 02/09/06 ORASURE TECHNOLOGIES INC DE 2.02,9.01 02/09/06 ORBIS DEVELOPMENT INC NV 1.01 02/07/06 ORLEANS HOMEBUILDERS INC DE 2.02,9.01 02/08/06 OUTDOOR CHANNEL HOLDINGS INC 1.01 02/06/06 PAC-WEST TELECOMM INC 7.01 02/09/06 PACER INTERNATIONAL INC TN 1.01,2.02,9.01 02/08/06 PACER INTERNATIONAL INC TN 8.01 02/09/06 PALOMAR MEDICAL TECHNOLOGIES INC DE 1.01,2.02,9.01 02/09/06 PANACOS PHARMACEUTICALS, INC. DE 8.01,9.01 02/09/06 PATRICK INDUSTRIES INC IN 2.02,9.01 02/07/06 PEDIATRIC SERVICES OF AMERICA INC DE 2.02,9.01 02/09/06 PENN VIRGINIA CORP VA 2.02,7.01,9.01 02/08/06 PENN VIRGINIA RESOURCE PARTNERS L P DE 2.02,7.01,9.01 02/08/06 PEOPLES BANCORP INC OH 8.01,9.01 02/09/06 PEREGRINE INDUSTRIES INC FL 5.02,9.01 02/09/06 PERFORMANCE TECHNOLOGIES INC \DE\ DE 2.02 12/31/05 PETROHAWK ENERGY CORP DE 1.01,9.01 02/03/06 PETROSEARCH ENERGY CORP 1.01,9.01 02/08/06 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC 5.03,9.01 02/08/06 PHH CORP MD 2.04,9.01 02/03/06 PIER 1 IMPORTS INC/DE DE 8.01,9.01 02/08/06 PLANAR SYSTEMS INC OR 1.01,3.03,5.03,9.01 02/03/06 PLANTRONICS INC /CA/ DE 2.02,9.01 12/31/05 POWERWAVE TECHNOLOGIES INC DE 8.01,9.01 02/09/06 PRA International DE 1.01,9.01 02/03/06 PRAECIS PHARMACEUTICALS INC DE 7.01,9.01 02/09/06 Prestige Brands Holdings, Inc. 7.01,9.01 02/09/06 PRIME GROUP REALTY TRUST MD 8.01,9.01 02/09/06 PRIMUS TELECOMMUNICATIONS GROUP INC DE 2.02,9.01 02/09/06 PRINCIPAL FINANCIAL GROUP INC DE 1.01 02/03/06 PRO DEX INC CO 2.02,9.01 02/09/06 PROGRESSIVE CORP/OH/ OH 1.01,1.02,9.01 02/03/06 PROQUEST CO DE 2.02,4.02,9.01 02/08/06 PROSPECT ENERGY CORP MD 8.01,9.01 02/09/06 PROTALEX INC DE 8.01 02/09/06 PUBLIC SERVICE ENTERPRISE GROUP INC NJ 8.01,9.01 02/08/06 QC Holdings, Inc. KS 2.02,9.01 02/09/06 RADVIEW SOFTWARE LTD 5.02 02/03/06 RAIT INVESTMENT TRUST MD 2.02,9.01 02/09/06 RAMP Series 2006-RS1 Trust 8.01,9.01 02/09/06 RASC Series 2006-KS1 Trust DE 8.01,9.01 02/09/06 REDHOOK ALE BREWERY INC WA 2.02,9.01 02/08/06 Regency Energy Partners LP DE 1.01,2.01,2.03,3.02,5.03,9.01 02/03/06 REGENERATION TECHNOLOGIES INC FL 2.02,9.01 02/09/06 RELATIONSERVE MEDIA INC 1.01,1.02,2.01,2.03,3.02, 02/03/06 5.01,5.02,8.01,9.01 RENOVIS INC DE 1.01,9.01 02/07/06 REPLIGEN CORP DE 2.02,9.01 02/09/06 REYNOLDS & REYNOLDS CO OH 8.01,9.01 02/09/06 RIVER CAPITAL GROUP, INC. DE 5.02 02/06/05 RIVER CAPITAL GROUP, INC. DE 1.01,2.01,9.01 12/30/05 AMEND ROCKWELL COLLINS INC DE 1.01 02/07/06 ROPER INDUSTRIES INC /DE/ DE 2.02,9.01 12/31/05 ROWE COMPANIES NV 1.01,9.01 02/03/06 RURAL/METRO CORP /DE/ DE 2.02,9.01 02/09/06 SAFETEK INTERNATIONAL INC DE 1.01,5.02,9.01 02/05/06 SALTON INC DE 2.02,9.01 02/09/06 SALTON INC DE 1.01,3.02,9.01 02/08/06 SAMARITAN PHARMACEUTICALS INC NV 3.01,9.01 02/08/06 SAN HOLDINGS INC CO 1.01,9.01 02/06/06 SANGAMO BIOSCIENCES INC DE 2.02,9.01 02/09/06 SAVE THE WORLD AIR INC NV 3.03 02/06/06 SCAN OPTICS INC DE 5.02,5.03,8.01 02/03/06 SENOMYX INC DE 2.02,9.01 02/09/06 SHUFFLE MASTER INC MN 3.01,9.01 02/03/06 SIRNA THERAPEUTICS INC CO 1.01,5.02,9.01 02/04/06 SKYWEST INC UT 2.02,3.01,9.01 02/08/06 SMART Modular Technologies (WWH), Inc 8.01 02/08/06 SoftBrands, Inc. DE 2.02,9.01 02/09/06 Solo Cup CO DE 5.02 02/07/06 SONIC SOLUTIONS/CA/ CA 2.02,4.02,9.01 02/08/06 SONIC SOLUTIONS/CA/ CA 8.01,9.01 02/08/06 SONO TEK CORP NY 7.01,9.01 02/09/06 SONOMAWEST HOLDINGS INC DE 8.01,9.01 02/07/06 SOUND FEDERAL BANCORP INC DE 1.01,9.01 02/08/06 SOUTHERN STAR CENTRAL CORP DE 5.02 02/09/06 SPECTRX INC DE 1.01,2.03 01/09/06 SPHERION CORP DE 5.02,9.01 02/09/06 SPORT CHALET INC DE 2.02,9.01 02/07/06 STATER BROS HOLDINGS INC DE 7.01,9.01 02/09/06 STEWART ENTERPRISES INC LA 1.01 01/26/06 STRYKER CORP MI 1.01,9.01 02/07/06 SULPHCO INC NV 5.02,9.01 02/06/06 Sun American Bancorp DE 1.01,3.02,9.01 02/07/06 SUN NEW MEDIA INC. MN 2.01,3.02,9.01 01/27/06 AMEND SUNRISE TELECOM INC 1.01,5.02,5.03,9.01 02/07/06 SYNDICATION NET COM INC DE 1.01,2.03,3.02,9.01 02/03/06 Synova Healthcare Group Inc 8.01 01/31/06 TANGER FACTORY OUTLET CENTERS INC NC 1.01,7.01 02/09/06 Tarpon Industries, Inc. MI 1.01,5.02,9.01 02/06/06 TASKER CAPITAL CORP NV 7.01,9.01 02/09/06 TCF FINANCIAL CORP DE 1.01,9.01 02/03/06 TECUMSEH PRODUCTS CO MI 1.01,1.02,2.02,3.03,9.01 02/06/06 TELIK INC DE 2.02,9.01 02/09/06 TERRA INDUSTRIES INC MD 2.02,9.01 02/09/06 TERRA NITROGEN CO L P /DE DE 2.02,9.01 02/09/06 THERAVANCE INC DE 2.02,9.01 02/09/06 THESTREET COM DE 2.02 02/09/06 THESTREET COM DE 5.02 02/03/06 THRESHOLD PHARMACEUTICALS INC DE 1.01,2.03,9.01 02/03/06 TIDEWATER INC DE 7.01,9.01 02/02/06 TIMBERLAND CO DE 2.02,8.01,9.01 02/09/06 TIME AMERICA INC NV 2.02,9.01 02/08/06 Titan Global Holdings, Inc. UT 4.02,8.01 02/01/06 AMEND TOLLGRADE COMMUNICATIONS INC \PA\ PA 1.01,2.02,7.01,9.01 02/07/06 TOLLGRADE COMMUNICATIONS INC \PA\ PA 1.01,7.01,9.01 02/03/06 TOWN & COUNTRY TRUST MD 8.01,9.01 02/09/06 TRANSGENOMIC INC DE 8.01,9.01 02/07/06 TRANSMETA CORP DE 1.02,9.01 02/06/06 TRANSOCEAN INC E9 5.02 02/06/06 TREDEGAR CORP VA 2.02,9.01 02/08/06 TRIARC COMPANIES INC DE 3.02 02/03/06 TRINITY INDUSTRIES INC DE 1.02,3.03 02/07/06 TRIQUINT SEMICONDUCTOR INC DE 2.02,9.01 02/09/06 TRIZEC PROPERTIES INC DE 2.02,9.01 02/09/06 TRIZETTO GROUP INC DE 2.02,9.01 02/09/06 U S GOLD CORP CO 7.01,9.01 02/08/06 ULTRA PETROLEUM CORP 1.01,9.01 02/09/06 ULTRALIFE BATTERIES INC DE 2.02,9.01 02/09/06 UNITED FUEL & ENERGY CORP NV 2.02,7.01,9.01 02/08/06 UNITED ONLINE INC DE 2.02,8.01,9.01 02/09/06 UNIVERSAL TECHNICAL INSTITUTE INC DE 2.02,9.01 02/09/06 URANIUM ENERGY CORP NV 5.03 02/01/06 UROPLASTY INC MN 1.01 02/09/06 US Oncology Holdings, Inc. DE 5.02 02/03/06 USA TRUCK INC DE 5.02 02/08/06 UTSTARCOM INC DE 2.02,9.01 02/09/06 VALENCE TECHNOLOGY INC DE 2.02,9.01 02/09/06 VERIDICOM INTERNATIONAL INC DE 1.01,3.02,9.01 02/01/06 VERILINK CORP DE 2.05 02/08/06 VERITAS DGC INC DE 1.01,9.01 02/06/06 VERIZON COMMUNICATIONS INC DE 9.01 02/09/06 VITALSTREAM HOLDINGS INC NV 1.01,3.02 02/03/06 VITRAN CORP INC 8.01 02/09/06 VOLTERRA SEMICONDUCTOR CORP 1.01,9.01 02/03/06 WABASH NATIONAL CORP /DE DE 2.02,9.01 02/08/06 Watson Wyatt Worldwide, Inc. DE 2.02,9.01 02/09/06 WebMD Health Corp. DE 5.05,9.01 02/03/06 WEIDA COMMUNICATIONS, INC. NJ 4.01,9.01 02/06/06 WESTMORELAND COAL CO DE 8.01,9.01 02/03/06 WHERIFY WIRELESS INC DE 1.01,9.01 02/09/06 WILLIAMS CONTROLS INC DE 2.02,9.01 02/08/06 WILLIAMS SONOMA INC CA 5.02 02/06/06 WILLIS GROUP HOLDINGS LTD D0 2.02,9.01 02/08/06 WPT ENTERPRISES INC 7.01,9.01 02/07/06 WRIGHT MEDICAL GROUP INC DE 2.02,9.01 02/09/06 WYNN LAS VEGAS LLC NV 1.01,9.01 02/03/06 XERIUM TECHNOLOGIES INC DE 1.01,9.01 02/08/06 XPONENTIAL INC DE 3.02,9.01 02/07/06 YARRAMAN WINERY, INC. NV 5.02,5.03,9.01 02/03/06 ZENITH NATIONAL INSURANCE CORP DE 5.03,9.01 02/07/06 ZENITH NATIONAL INSURANCE CORP DE 1.01,9.01 02/09/06 ZILOG INC CA 2.02,9.01 02/09/06 ZOOM TECHNOLOGIES INC DE 2.02,9.01 02/08/06