SEC NEWS DIGEST Issue 2005-216 November 9, 2005 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING – THURSDAY, NOVEMBER 10, 2005 – 9:30 A.M. The closed meeting scheduled for Thursday, November 10, 2005, at 10:00 a.m. has been changed to Thursday, November 10, 2005 at 9:30 a.m. The following items will not be considered during the meeting: Opinion; and Regulatory matter bearing enforcement implications. OPEN MEETING – MONDAY, NOVEMBER 14, 2005 – 11:00 A.M. An open meeting will be held on Monday, November 14, 2005, at 11:00 a.m. in Room 10800. The subject matter of the open meeting scheduled for Monday, November 14, 2005, will be: The Commission will hear oral argument on an appeal by the Division of Enforcement from the decision of an administrative law judge. The law judge dismissed the Division’s charges against William Kissinger, who was formerly a registered representative and office of supervisory jurisdiction principal of registered broker-dealer IFG Network Securities, Inc. (“IFG”), and who was associated with Kissinger Advisory, formerly a registered investment adviser. The Division alleged that Kissinger violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and that he aided and abetted Kissinger Advisory’s violations of Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. The Division maintains that Kissinger failed to disclose material information in connection with his sale of Class B shares of certain mutual funds to six customers in 1999 and 2000. The law judge also dismissed the Division’s charges that IFG and David Ledbetter, IFG’s president from 1989 to 2000, had failed reasonably to supervise Kissinger with a view to preventing his violations of the antifraud provisions, as required by Sections 15(b)(4)(E) and 15(b)(6) of the Exchange Act. Among the issues likely to be argued are whether Kissinger violated the antifraud provisions of the federal securities laws, whether IFG and Ledbetter failed reasonably to supervise Kissinger and, if violations are found, whether it is in the public interest to impose sanctions. CLOSED MEETING – MONDAY, NOVEMBER 15, 2005 – 3:00 P.M. A closed meeting will be held on Tuesday, November 15, 2005, at 3:00 p.m. The subject matter of the closed meeting scheduled for Tuesday, November 15, 2005, will be: Report of an investigation. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact the Office of the Secretary at (202) 551-5400. ENFORCEMENT PROCEEDINGS SEC OBTAINS TEMPORARY RESTRAINING ORDER AND ASSET FREEZE AGAINST MASSACHUSETTS HEDGE FUND MANAGER The Securities and Exchange Commission announced today that on November 4, it sought and obtained an emergency asset freeze and temporary restraining order against hedge fund manager Mark R. Conway and his firm, Groundswell Partners LLC, of Waltham, Mass. In its complaint filed in U.S. District Court in Boston, the Commission alleges that Conway, also of Waltham, Mass., defrauded his clients by not disclosing the millions of dollars in losses that Groundswell Capital LP (the Fund) incurred, the actual amount of assets in the Fund and the trading strategy he was employing. In addition, the complaint alleges that Conway altered documents to cover-up his misrepresentations. According to the complaint, in an Oct. 26, 2005, consented-to tape- recorded conversation with a partner of Groundswell Partners, Conway admitted that he lost a large amount of money in the Fund and, in an effort to make up the loss, deviated from the Fund’s original investment strategy without notifying investors. The complaint also alleges that Conway admitted in the tape-recorded conversation that, in an effort to conceal the loss, he altered Fund-related documents, including financial statements, profit and loss spreadsheets and account statements sent to investors. The complaint also alleges that Conway admitted in the tape- recorded conversation that the altered account statements falsely inflated the amount of assets in the investors’ accounts. According to the complaint, Conway admitted in the tape-recorded conversation that, although the altered Fund-related documents indicate that the Fund should have approximately $43 million in assets, the Fund’s true value is currently only approximately $14 million. According to the complaint, Conway also admitted in the tape-recorded conversation that he had, in the past, created a fictitious auditor and fictitious audit reports for the Fund. In response to the Commission’s request for emergency relief, U.S. District Court Judge Nathaniel M. Gorton, acting as the emergency judge, froze the assets of Conway and Groundswell Partners, as well as the assets in the Fund, which was named as a relief defendant. The Court also entered an order requiring, among other things, that the defendants provide a detailed accounting of their assets and of the transactions concerning the fraud described in the complaint. The Court’s order also temporarily restrains the defendants from violating certain antifraud provisions of the securities laws, specifically, Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder and Sections 206(1) and 206(2) of the Investment Advisers Act of 1940. A hearing was scheduled for November 9 at 9:30 a.m. before Judge Rya W. Zobel, who is assigned to handle this matter. The Commission acknowledges the assistance of the United States Attorney’s Offices for the District of Massachusetts and the Central District of California and the Boston and Los Angeles offices of the Federal Bureau of Investigation. [SEC v. Mark R. Conway and Groundswell Partners LLC, Civil Action No. 05-12209-RWZ, D.Mass. filed November 4, 2005] (LR-19460) SEC OBTAINS THIRD ORDER REQUIRING DEFENDANT RANDALL TREADWELL TO SHOW CAUSE WHY HE SHOULD NOT BE HELD IN CIVIL CONTEMPT On Oct. 24, 2005, the Honorable Thomas J. Whelan, United States District Judge for the Southern District of California, issued an order to defendant Randall T. Treadwell, age 47, of Savannah, Ga., to show cause why he should not be held in civil contempt for violating the court’s preliminary orders freezing his assets. This is the third such order issued by the court against Treadwell. According to the Commission’s latest contempt application, Treadwell withdrew more than $506,000 from a bank account that was subject to the court’s orders that froze all of the defendants’ assets. The court’s order requires Treadwell to appear on Dec. 5, 2005, and show cause why an order of civil contempt should not be issued and why he should not be incarcerated pending his compliance with the court’s orders including identification and surrender of all assets from the bank account from which the dissipation of assets occurred. On Oct. 12, 2004, the Commission filed a complaint against Treadwell, Rick D. Sluder, Larry C. Saturday, Arnulfo M. Acosta, and Learn Waterhouse, Inc., alleging that they had raised millions from 1700 investors in a nationwide Ponzi scheme. On Nov. 1, 2004, Thomas Lennon was appointed as the permanent receiver over Learn Waterhouse and given authority over all of its assets. The court also ordered the defendants to repatriate all assets from abroad, and issued a preliminary injunction prohibiting all of the defendants from future violations of the antifraud and registration provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934. On Feb. 23, 2005, and Oct. 17, 2005, the court issued orders finding Treadwell in civil contempt. Treadwell is the former chairman, president and chief operating officer of Learn Waterhouse, a Texas corporation, which allegedly operated a fictitious prime bank trading program. In addition to the relief already obtained, the Commission seeks permanent injunctions, disgorgement and civil penalties from all of the defendants. [SEC v. Learn Waterhouse, Inc.; Randall T. Treadwell; Rick D. Sluder; Larry C. Saturday; and Arnulfo M. Acosta, Civil Action No. 04- CV-2037 W, LSP, S.D. Cal.] (LR-19461) INVESTMENT COMPANY ACT RELEASE ING PARTNERS, INC., ET AL. An order has been issued on an application filed by ING Partners, Inc., et al. under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Sections 12(d)(1)(A), and (B) of the Act and under Sections 6(c) and 17(b) of the Act for an exemption from Section 17(a) of the Act. The order permits certain registered open-end management investment companies to acquire shares of other registered open-end management investment companies or unit investment trusts that are within or outside the same group of investment companies as well as a guaranteed rate investment contract issued by an affiliated insurance company. (Rel. IC-27142 - November 8) HOLDING COMPANY ACT RELEASES ENTERGY CORPORATION, ET. AL. A notice has been issued giving interested persons until December 2, 2005 to request a hearing on a proposal by Entergy Corporation, a registered holding company under the Public Utility Holding Company Act of 1935, and Entergy New Orleans Inc., a bankrupt, wholly-owned utility subsidiary of Entergy, to allow Entergy New Orleans to obtain additional debtor-in-possession financing from Entergy in an amount of up to $50 million. (Rel. 35-28058) AGL RESOURCES INC., ET AL. A supplemental order has been issued authorizing AGL Resources Inc., a registered holding company; its utility subsidiaries and certain nonutility subsidiaries to add three additional nonutility subsidiaries to a nonutility money pool. (Rel. 35-28059) SELF REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGES A proposed rule change (SR-Amex-2005-115) filed with the Commission by the American Stock Exchange regarding Options Quote Size Mitigation has been granted approval on an accelerated basis under Section 19(b)(2) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of November 14. (Rel. 34-52741) The Commission noticed and granted accelerated approval to a proposed rule change and Amendment No. 1 thereto (SR-Amex-2005-084) submitted by the American Stock Exchange under Rule 19b-4 of the Securities Exchange Act of 1934 relating to the trading pursuant to unlisted trading privileges of the iShares MSCI EAFE Value Index Fund and the iShares MSCI EAFE Growth Index Fund. Publication is expected in the Federal Register during the week of November 14. (Rel. 34-52747) PROPOSED RULE CHANGE NASD has filed a proposed rule change (SR-NASD-2004-044) under Rule 19b- 4 of the Securities Exchange Act of 1934 relating to short sale delivery requirements. Publication of the proposed rule change is expected in the Federal Register during the week of November 14. (Rel. 34-52752) WITHDRWALS A notice has been issued giving interested persons until Dec. 5, 2005, to comment on the application of Polydex Pharmaceuticals Limited to withdraw its common stock, $.0167 par value, from listing and registration on the Boston Stock Exchange. (Rel. 34-52748) A notice has been issued giving interested persons until Dec. 5, 2005, to comment on the application of Berkshire Hills Bancorp, Inc. to withdraw its common stock, $.01 par value, from listing and registration on the American Stock Exchange. (Rel. 34-52749) A notice has been issued giving interested persons until Dec. 5, 2005, to comment on the application of PAB Bankshares, Inc. to withdraw its common stock, $.0167 par value, from listing and registration on the American Stock Exchange. (Rel. 34-52750) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 CNA FINANCIAL CORP, CNA PLZ, 235, CHICAGO, IL, 60685, 3128225000 - 0 ($61,080,000.00) Equity, (File 333-129538 - Nov. 8) (BR. 01C) S-4 R H DONNELLEY CORP, 1001 WINSTEAD DRIVE, CARY, NC, 27513, 9198046000 - 0 ($2,188,604,632.00) Equity, (File 333-129539 - Nov. 8) (BR. 11B) S-2 UNITED ENERGY CORP /NV/, 600 MEADOWLANDS PARKWAY, SECAUCUS, NJ, 07094, 2018420288 - 11,627,500 ($23,255,000.00) Equity, (File 333-129540 - Nov. 8) (BR. 04B) SB-2 AMERICAN TECHNOLOGIES GROUP INC, 1017 S MOUNTAIN AVE, MONROVIA, CA, 91016, 6263575000 - 24,474,491 ($146,846.95) Equity, (File 333-129541 - Nov. 8) (BR. 05A) S-8 JOHNSON & JOHNSON, ONE JOHNSON & JOHNSON PLZ, NEW BRUNSWICK, NJ, 08933, 7325242454 - 10,000,000 ($606,700,000.00) Equity, (File 333-129542 - Nov. 8) (BR. 01B) S-8 TEMPLE INLAND INC, 1300 MOPAC EXPRESSWAY SOUTH, AUSTIN, TX, 78746, 5124345800 - 90,000 ($3,294,000.00) Equity, (File 333-129545 - Nov. 8) (BR. 04C) S-8 TEMPLE INLAND INC, 1300 MOPAC EXPRESSWAY SOUTH, AUSTIN, TX, 78746, 5124345800 - 1,710,000 ($62,586,000.00) Equity, (File 333-129546 - Nov. 8) (BR. 04C) S-8 TEMPLE INLAND INC, 1300 MOPAC EXPRESSWAY SOUTH, AUSTIN, TX, 78746, 5124345800 - 2,700,000 ($98,820,000.00) Equity, (File 333-129547 - Nov. 8) (BR. 04C) S-8 TEMPLE INLAND INC, 1300 MOPAC EXPRESSWAY SOUTH, AUSTIN, TX, 78746, 5124345800 - 2,250,000 ($82,350,000.00) Equity, (File 333-129548 - Nov. 8) (BR. 04C) S-8 TEMPLE INLAND INC, 1300 MOPAC EXPRESSWAY SOUTH, AUSTIN, TX, 78746, 5124345800 - 2,250,000 ($82,350,000.00) Equity, (File 333-129549 - Nov. 8) (BR. 04C) S-8 NEW PEOPLES BANKSHARES INC, 2 GENT DR, HONAKER, VA, 24260, 5407782294 - 0 ($4,818,287.30) Equity, (File 333-129550 - Nov. 8) (BR. 07B) S-8 SCANNER TECHNOLOGIES CORP, 4665 SOUTH ASH AVENUE, STE G-20, TEMPE, AZ, 85282, 4807773793 - 1,300,000 ($715,000.00) Equity, (File 333-129551 - Nov. 8) (BR. 22) S-8 VIEW SYSTEMS INC, 1100 WILSO DR, 1100 WILSO DR, BALTIMORE, MD, 21223, 4106463000 - 3,500,000 ($770,000.00) Equity, (File 333-129553 - Nov. 8) (BR. 11A) S-8 SANOFI-AVENTIS, 174 AVENUE DE FRANCE, PARIS, I0, 75013, 33153774400 - 2,400,000 ($153,504,000.00) Equity, (File 333-129554 - Nov. 8) (BR. 01C) S-3 CONSECO INC, 11825 N PENNSYLVANIA ST, CARMEL, IN, 46032, 3178176100 - 0 ($330,000,000.00) Debt Convertible into Equity, (File 333-129555 - Nov. 8) (BR. 01C) S-8 CBEYOND COMMUNICATIONS INC, 320 INTERSTATE NORTH PARKWAY SE, SUITE 300, ATLANTA, GA, 30339, 678-424-2400 - 5,749,208 ($49,882,237.00) Equity, (File 333-129556 - Nov. 8) (BR. 11C) F-10 RITCHIE BROS AUCTIONEERS INC, 6500 RIVER RD, RICHMON, A1, V6X 4G5, 6042737564 - 0 ($99,500,000.00) Equity, (File 333-129557 - Nov. 8) (BR. 08C) S-8 MOLEX INC, 2222 WELLINGTON CT, LISLE, IL, 60532, 6309694550 - 250,000 ($6,135,000.00) Equity, (File 333-129559 - Nov. 8) (BR. 10B) S-8 MOLEX INC, 2222 WELLINGTON CT, LISLE, IL, 60532, 6309694550 - 500,000 ($12,270,000.00) Equity, (File 333-129560 - Nov. 8) (BR. 10B) S-8 MOLEX INC, 2222 WELLINGTON CT, LISLE, IL, 60532, 6309694550 - 500,000 ($12,270,000.00) Equity, (File 333-129561 - Nov. 8) (BR. 10B) S-8 MOLEX INC, 2222 WELLINGTON CT, LISLE, IL, 60532, 6309694550 - 6,000,000 ($147,240,000.00) Equity, (File 333-129562 - Nov. 8) (BR. 10B) N-2 Alternative Investment Partners Absolute Return Fund STS, ONE TOWER BRIDGE, 100 FRONT STREET, SUITE 1100, WEST CONSHOHOCKEN, PA, 19428-2881, 610-260-7600 - 300,000 ($300,000,000.00) Equity, (File 333-129563 - Nov. 8) (BR. ) SB-2 INNOVATIVE CARD TECHNOLOGIES INC, 11601 WILSHIRE BOULEVARD, SUITE 2150, LOS ANGELES, CA, 90025, 310-312-0700 - 10,980,100 ($23,290,625.00) Equity, (File 333-129564 - Nov. 8) (BR. 10) S-4 TFM SA DE CV, AVENIDA PERIFERICO SUR NO 4829, 4 PISO, COL PARQUES DEL PEDREGAL, MEXICO CITY, O5, 14010, 011525554475800 - 460,000,000 ($460,000,000.00) Non-Convertible Debt, (File 333-129566 - Nov. 8) (BR. 05C) S-3 POPULAR INC, 209 MUNOZ RIVERA AVE, POPULAR CENTER BUILDING, HATO REY, PR, 00918, 7877659800 - 12,075,000 ($249,228,000.00) Equity, (File 333-129567 - Nov. 8) (BR. 07B) S-8 VITASTI, INC. /DE/, 100-1001 CHURCHILL CRESCENT, NORTH VANCOUVER, A1, V7P 1T2, 6049806693 - 20,000,000 ($1,840,000.00) Equity, (File 333-129568 - Nov. 8) (BR. 08A) S-3 COMTECH TELECOMMUNICATIONS CORP /DE/, 105 BAYLIS RD, MELVILLE, NY, 11747, 6317778900 - 0 ($105,000,000.00) Other, (File 333-129569 - Nov. 8) (BR. 11B) S-1 Molecular Insight Pharmaceuticals, Inc., 160 SECOND STREET, CAMBRIDGE, MA, 02142, 617-492-5554 - 0 ($57,500,000.00) Equity, (File 333-129570 - Nov. 8) (BR. ) S-8 PAYCHEX INC, 911 PANORAMA TRAIL S, ROCHESTER, NY, 14625-0397, 7163856666 - 550,000 ($21,802,000.00) Equity, (File 333-129571 - Nov. 8) (BR. 06B) S-8 PAYCHEX INC, 911 PANORAMA TRAIL S, ROCHESTER, NY, 14625-0397, 7163856666 - 20,000,000 ($792,800,000.00) Equity, (File 333-129572 - Nov. 8) (BR. 06B) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 6.01. ABS Informational and Computational Material. 6.02. Change of Servicer or Trustee. 6.03. Change in Credit Enhancement or Other External Support. 6.04. Failure to Make a Required Distribution. 6.05. Securities Act Updating Disclosure. 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT A.I. RECEIVABLES TRANSFER CORP. 8.01,9.01 11/03/05 ABATIX CORP DE 2.02,9.01 11/08/05 ABGENIX INC DE 8.01,9.01 11/03/05 ACCENTIA BIOPHARMACEUTICALS INC 5.02 11/04/05 ACCEPTANCE INSURANCE COMPANIES INC DE 8.01,9.01 11/07/05 ACCURIDE CORP DE 8.01 11/04/05 ACE SECURITIES CORP DE 8.01,9.01 11/08/05 ACE SECURITIES CORP DE 8.01,9.01 11/08/05 ACE SECURITIES CORP DE 8.01,9.01 11/08/05 ACG HOLDINGS INC DE 2.02,9.01 11/08/05 ACME COMMUNICATIONS INC DE 2.02 11/08/05 ACTIVE POWER INC DE 1.01,5.02,7.01,9.01 11/04/05 ADDVANTAGE TECHNOLOGIES GROUP INC OK 2.02,9.01 11/08/05 ADEPT TECHNOLOGY INC CA 1.01,5.02,5.03,8.01,9.01 11/03/05 ADVANCED POWER TECHNOLOGY INC 8.01,9.01 11/02/05 ADVOCAT INC DE 2.02,7.01,9.01 11/07/05 AEGIS ASSESSMENTS INC DE 7.01 11/07/05 AGILYSYS INC OH 2.02,7.01,9.01 11/08/05 AIR T INC DE 1.01 08/31/05 AKORN INC LA 2.02,9.01 11/07/05 ALAMOSA HOLDINGS INC DE 2.02,9.01 11/07/05 ALCAN INC A6 2.02,9.01 11/08/05 Aleris International, Inc. DE 1.01,7.01,9.01 11/07/05 Aleris International, Inc. DE 7.01,9.01 11/08/05 ALLEGHANY CORP /DE DE 2.02,9.01 11/08/05 Alliance Distributors Holding Inc. DE 2.02,9.01 11/07/05 Allstate Life Global Funding Trust 20 8.01 11/08/05 Alon USA Energy, Inc. DE 1.01,2.02,9.01 11/08/05 Alternative Loan Trust 2005-22T1 8.01,9.01 04/28/05 ALTERNATIVE LOAN TRUST 2005-37T1 8.01,9.01 07/29/05 Alternative Loan Trust 2005-58 8.01 10/28/05 AMERICAN LAND LEASE INC DE 2.02,7.01,9.01 11/08/05 AMERICAN MORTGAGE ACCEPTANCE CO MA 2.02,9.01 09/30/05 AMERICASBANK CORP MD 2.02,9.01 11/03/05 AMERICREDIT FINANCIAL SERVICES INC DE 8.01,9.01 11/04/05 AMERIRESOURCE TECHNOLOGIES INC DE 4.01,9.01 11/08/05 AMEND AMPCO PITTSBURGH CORP PA 2.02 09/30/05 AMPEX CORP /DE/ DE 7.01,9.01 11/08/05 AMSOUTH BANCORPORATION DE 7.01,9.01 11/08/05 ANALYSTS INTERNATIONAL CORP 8.01,9.01 11/03/05 ANDRX CORP /DE/ DE 2.02,9.01 11/07/05 APCO ARGENTINA INC/NEW 2.02,9.01 11/07/05 APTIMUS INC WA 2.02 11/03/05 AMEND AQUANTIVE INC WA 2.02,9.01 11/08/05 ARCHIPELAGO HOLDINGS INC 2.01,9.01 09/26/05 AMEND ARTESIAN RESOURCES CORP DE 2.02,9.01 11/07/05 ASI TECHNOLOGY CORP NV 5.03 11/07/05 ASIA PAYMENT SYSTEMS INC NV 5.02 10/15/05 ASIA TIGERS FUND INC MD 7.01 11/08/05 ASPEN TECHNOLOGY INC /DE/ DE 2.02,9.01 11/08/05 ASTORIA FINANCIAL CORP DE 8.01,9.01 11/08/05 ATARI INC DE 1.01,3.01,5.02,7.01,9.01 11/07/05 ATMOS ENERGY CORP TX 2.02,9.01 11/08/05 AUXILIUM PHARMACEUTICALS INC 2.02,9.01 11/08/05 AVALON PHARMACEUTICALS INC 2.02,9.01 11/08/05 AXESSTEL INC NV 2.02,9.01 11/08/05 BANC OF AMERICA MORTGAGE SECURITIES I DE 8.01,9.01 11/07/05 Banc of America Mortgage Securities M DE 8.01,9.01 10/25/05 AMEND BANCSHARES OF FLORIDA INC FL 5.02,9.01 11/08/05 BANK OF NEW YORK CO INC NY 8.01,9.01 11/08/05 BARRY R G CORP /OH/ OH 2.02,9.01 11/08/05 BAY BANKS OF VIRGINIA INC VA 8.01 11/07/05 BAYVIEW FINANCIAL SECURITIES CO LLC DE 8.01 11/08/05 BEARINGPOINT INC DE 8.01,9.01 11/07/05 BELDEN & BLAKE CORP /OH/ OH 4.01,9.01 11/02/05 BELDEN CDT INC. DE 1.01,9.01 11/02/05 BELDEN CDT INC. DE 2.02,9.01 11/08/05 BELL INDUSTRIES INC /NEW/ CA 2.02,9.01 11/08/05 BIMINI MORTGAGE MANAGEMENT INC MD 1.01,2.01,5.01,5.02,5.03,9.01 11/03/05 Blackhawk Fund NV 3.03 11/07/05 BLOCKBUSTER INC DE 8.01,9.01 11/08/05 BLOCKBUSTER INC DE 2.02,9.01 11/08/05 BLOCKBUSTER INC DE 8.01,9.01 11/08/05 BLOCKBUSTER INC DE 7.01,9.01 11/08/05 BLOUNT INTERNATIONAL INC DE 7.01,9.01 11/08/05 BLUE NILE INC DE 2.02,9.01 11/08/05 BlueLinx Holdings Inc. DE 2.02,9.01 11/08/05 BORLAND SOFTWARE CORP DE 1.01,5.02,9.01 11/08/05 BRODER BROS CO MI 2.02,9.01 11/08/05 BUFFETS HOLDINGS, INC. DE 5.02,9.01 11/08/05 BUSINESS OBJECTS S.A. 5.03,9.01 11/02/05 CAPSTONE TURBINE CORP DE 5.02,9.01 11/07/05 Cardiac Science CORP 2.02,9.01 11/08/05 Cardiac Science CORP 9.01 09/01/05 AMEND CAREMARK RX INC DE 2.02 11/08/05 CATHAY MERCHANT GROUP, INC. DE 5.03 11/08/05 CD 2005-CD1 Commercial Mortgage Trust 8.01,9.01 11/08/05 CELTRON INTERNATIONAL INC NV 1.01,9.01 11/01/05 CENTRAL EUROPEAN DISTRIBUTION CORP DE 2.02,9.01 11/07/05 CENTRAL GARDEN & PET CO DE 2.02,9.01 11/08/05 CENTURY PROPERTIES FUND XVII CA 1.01,9.01 11/02/05 CHANNELL COMMERCIAL CORP DE 2.02,7.01 11/08/05 CHS INC MN 1.01,1.02,9.01 11/04/05 CHURCH & DWIGHT CO INC /DE/ DE 2.02,9.01 11/08/05 CHURCHILL DOWNS INC KY 2.02,9.01 09/30/05 CHYRON CORP NY 2.02,9.01 11/08/05 CINCINNATI BELL INC OH 2.02,9.01 11/08/05 CIRCOR INTERNATIONAL INC DE 2.02,9.01 11/03/05 CIT GROUP INC DE 7.01,9.01 11/08/05 CIT GROUP INC DE 7.01,9.01 11/08/05 Citigroup Mortgage Loan Trust Inc, Mo 8.01 10/25/05 AMEND CLEAN HARBORS INC MA 2.02 11/07/05 CLEARANT INC 7.01,9.01 11/07/05 CLINICAL DATA INC DE 7.01,9.01 11/08/05 CNE GROUP INC DE 3.02,8.01,9.01 11/02/05 CODORUS VALLEY BANCORP INC PA 1.01,3.03,9.01 11/07/05 COLLECTORS UNIVERSE INC DE 7.01,9.01 11/08/05 COMMERCIAL CAPITAL BANCORP INC NV 7.01,9.01 11/07/05 COMMONWEALTH TELEPHONE ENTERPRISES IN PA 2.02,9.01 11/08/05 COMMSCOPE INC DE 7.01 11/07/05 COMMUNITY BANKS INC /PA/ PA 7.01,9.01 11/08/05 COMPASS MINERALS INTERNATIONAL INC DE 1.01,9.01 11/07/05 COMPEX TECHNOLOGIES INC MN 2.02,9.01 11/03/05 Comstock Homebuilding Companies, Inc. DE 2.02,9.01 11/07/05 CONEXANT SYSTEMS INC DE 1.01,5.02 11/02/05 CONSOLIDATED CAPITAL PROPERTIES III CA 1.01,9.01 11/02/05 COOPER TIRE & RUBBER CO DE 2.02,9.01 11/08/05 COUNTERPATH SOLUTIONS, INC. NV 2.02,9.01 11/08/05 COUNTRYWIDE FINANCIAL CORP DE 2.02,9.01 11/08/05 CREE INC NC 1.01,9.01 11/02/05 CROSSTEX ENERGY INC DE 2.02,9.01 08/11/05 CROSSTEX ENERGY LP DE 2.02,9.01 11/08/05 CROWN HOLDINGS INC PA 7.01,9.01 11/07/05 CROWN MEDIA HOLDINGS INC DE 2.01,9.01 04/26/05 AMEND CTS CORP IN 8.01,9.01 11/08/05 CUMULUS MEDIA INC DE 2.02,4.02,9.01 11/07/05 CWMBS, Inc., CHL Mortgage Pass-Throug DE 8.01,9.01 09/29/05 CYTATION CORP DE 8.01 11/04/05 CYTODYN INC CO 8.01 11/04/05 D&E COMMUNICATIONS INC PA 2.02,9.01 11/07/05 DDI CORP CA 2.02,9.01 11/08/05 DEFENSE TECHNOLOGY SYSTEMS, INC. DE 5.02,9.01 11/01/05 DIAMOND OFFSHORE DRILLING INC DE 7.01,9.01 11/07/05 DIGIMARC CORP DE 2.02,9.01 11/07/05 DOANE PET CARE CO DE 2.02,9.01 11/07/05 DOV PHARMACEUTICAL INC DE 2.02,9.01 11/08/05 DSL NET INC DE 1.01,1.02,2.03,5.02 11/02/05 DYNAMIC MATERIALS CORP DE 2.02,9.01 11/08/05 DYNAVAX TECHNOLOGIES CORP DE 1.01,5.02,9.01 11/02/05 DYNEGY INC /IL/ IL 2.02,9.01 11/08/05 E DIGITAL CORP DE 8.01,9.01 11/08/05 ECOLLEGE COM DE 2.02,9.01 11/08/05 EDAC TECHNOLOGIES CORP WI 2.02,9.01 11/07/05 EL PASO CGP CO DE 2.01,9.01 11/08/05 EMAK Worldwide, Inc. DE 2.02,9.01 11/04/05 EMCORE CORP NJ 7.01,9.01 11/08/05 EMS TECHNOLOGIES INC GA 2.02,9.01 11/08/05 ENDO PHARMACEUTICALS HOLDINGS INC DE 7.01,9.01 11/08/05 ENDOCARE INC DE 2.02,9.01 11/08/05 ENERGIZER HOLDINGS INC MO 1.01,5.03 11/07/05 ENPATH MEDICAL INC MN 7.01,9.01 11/08/05 ENTERPRISE FINANCIAL SERVICES CORP DE 5.02,9.01 11/04/05 EQUINIX INC DE 1.01,9.01 11/07/05 EQUITY ONE INC MD 2.02,7.01,9.01 11/08/05 ESSEX CORP VA 2.02,9.01 11/07/05 ESSEX CORP VA 5.02,9.01 11/02/05 ETOTALSOURCE INC CO 1.01,1.02,3.02,9.01 11/08/05 FAIRPOINT COMMUNICATIONS INC DE 2.02,7.01,9.01 11/03/05 FARNSWORTH BANCORP INC NJ 8.01,9.01 11/08/05 Federal Home Loan Bank of New York X1 2.03,5.02,9.01 11/02/05 Federal Home Loan Bank of San Francis X1 2.03 11/08/05 FIRST ACCEPTANCE CORP /DE/ DE 1.01 11/08/05 FIRST ADVANTAGE CORP DE 1.01,2.01,9.01 11/07/05 FIRST MID ILLINOIS BANCSHARES INC DE 8.01,9.01 11/08/05 FIRST SECURITY BANCORP INC /KY/ KY 2.02,7.01,9.01 11/08/05 First Valley Bancorp, Inc. CT 2.02,9.01 11/07/05 FIRSTENERGY CORP OH 7.01 11/08/05 FNB CORP/NC NC 2.03,9.01 11/04/05 FOAMEX INTERNATIONAL INC DE 7.01,9.01 11/07/05 FOSSIL INC DE 2.02,9.01 11/08/05 FOSTER WHEELER LTD D0 1.01,9.01 05/10/05 FREMONT MICHIGAN INSURACORP INC MI 2.02,9.01 11/08/05 GAP INC DE 1.01,1.02,9.01 11/04/05 GE COMMERCIAL MORTGAGE CORP DE 8.01,9.01 11/04/05 GEVITY HR INC FL 2.02,7.01,9.01 11/08/05 GIANT INDUSTRIES INC DE 2.02,9.01 11/07/05 GIGABEAM CORP DE 1.01,3.02,5.03,9.01 11/04/05 GLENAYRE TECHNOLOGIES INC DE 2.02,9.01 11/07/05 GLIMCHER REALTY TRUST MD 1.01,9.01 11/08/05 GLOBAL INNOVATIVE SYSTEMS INC NV 4.01,9.01 11/02/05 GLOBAL SIGNAL INC DE 2.02,9.01 11/08/05 GLOBECOMM SYSTEMS INC 1.01,2.03,9.01 11/02/05 GOLDEN TELECOM INC DE 7.01,9.01 11/08/05 GP STRATEGIES CORP DE 2.02,9.01 09/30/05 GRANT PARK FUTURES FUND LIMITED PARTN IL 7.01 10/31/05 GRAY TELEVISION INC GA 2.02 11/07/05 Gregg Appliances Inc 8.01,9.01 11/04/05 GRIFFON CORP DE 2.02,9.01 11/03/05 GROUP 1 AUTOMOTIVE INC DE 7.01,9.01 11/03/05 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 11/04/05 GUITAR CENTER INC DE 1.01,9.01 11/02/05 HAIGHTS CROSS COMMUNICATIONS INC DE 2.02,9.01 11/08/05 HALLMARK FINANCIAL SERVICES INC NV 2.02,9.01 11/07/05 HARD ROCK HOTEL INC NV 2.02 11/08/05 HARDINGE INC NY 2.02,9.01 11/03/05 HARLAND JOHN H CO GA 2.02,9.01 09/30/05 HARLEY DAVIDSON CUSTOMER FUNDING CORP NV 8.01,9.01 11/07/05 HARMAN INTERNATIONAL INDUSTRIES INC / DE 5.02 09/30/05 HAWAIIAN ELECTRIC INDUSTRIES INC HI 8.01 11/08/05 HAWKINS INC MN 2.02,9.01 11/08/05 HEADWATERS INC DE 1.01,2.02,7.01,9.01 11/08/05 HEALTH SYSTEMS SOLUTIONS INC NV 3.02,9.01 11/08/05 HEARTLAND PAYMENT SYSTEMS INC DE 2.02,9.01 11/03/05 HECLA MINING CO/DE/ DE 2.02,9.01 11/08/05 HEMOSENSE INC DE 2.02,9.01 11/02/05 HEMOSENSE INC DE 1.01,9.01 11/04/05 HENDRX CORP NV 5.02 10/23/05 HERITAGE PROPERTY INVESTMENT TRUST IN MD 2.02,9.01 11/08/05 HF FINANCIAL CORP DE 2.06 11/07/05 AMEND HIGHLAND HOSPITALITY CORP MD 2.02,9.01 11/08/05 HIGHLANDS BANKSHARES INC /WV/ WV 8.01 11/08/05 HOLLY CORP DE 1.01 11/04/05 HOME PROPERTIES INC MD 7.01,9.01 09/30/05 HOMESTORE INC DE 2.02 11/08/05 HORMEL FOODS CORP /DE/ DE 8.01 11/08/05 HOUSTON EXPLORATION CO DE 8.01,9.01 11/08/05 HRPT PROPERTIES TRUST MD 2.02,9.01 11/08/05 HSBC Automotive Trust 2005-3 1.01,9.01 11/03/05 HUMAN GENOME SCIENCES INC DE 8.01,9.01 11/08/05 Huntsman CORP DE 1.01,9.01 11/02/05 HUTTIG BUILDING PRODUCTS INC DE 5.02,9.01 11/02/05 HYTHIAM INC DE 1.01,7.01,9.01 11/02/05 I SECTOR CORP DE 7.01,9.01 11/07/05 I SECTOR CORP DE 2.02,9.01 11/08/05 ICOA INC NV 1.01 11/07/05 ICONIX BRAND GROUP, INC. DE 2.02,9.01 11/03/05 ICT GROUP INC PA 7.01,9.01 11/08/05 IGATE CORP PA 2.02,9.01 11/08/05 IMAGE INNOVATIONS HOLDINGS INC NV 8.01 11/04/05 IMPAC MORTGAGE HOLDINGS INC MD 2.02,9.01 11/08/05 IMPAX LABORATORIES INC DE 7.01,8.01,9.01 11/07/05 INDIA FUND INC MD 7.01 11/08/05 INDUSTRIAL DISTRIBUTION GROUP INC DE 2.02,9.01 11/08/05 INFOTEC BUSINESS SYSTEMS INC NV 5.02 10/18/05 INFOTEC BUSINESS SYSTEMS INC NV 7.01,9.01 11/08/05 INFOTEC BUSINESS SYSTEMS INC NV 5.02 11/01/05 AMEND INFOTEC BUSINESS SYSTEMS INC NV 5.02 11/01/05 AMEND INHIBITEX INC 2.02,9.01 11/02/05 INPHONIC INC 2.02,9.01 11/08/05 INTEGRATED DEVICE TECHNOLOGY INC DE 2.02,7.01 11/08/05 INTERNATIONAL PAPER CO /NEW/ NY 2.02,9.01 10/25/05 AMEND INTRAOP MEDICAL CORP 1.01,2.03,3.02,9.01 11/04/05 INTROGEN THERAPEUTICS INC 1.01,9.01 11/04/05 INVESTMENT TECHNOLOGY GROUP INC DE 8.01,9.01 11/08/05 IPEX, INC NV 1.01,3.02,9.01 11/06/05 ISIS PHARMACEUTICALS INC DE 2.02,9.01 11/08/05 ISTA PHARMACEUTICALS INC DE 2.02,9.01 11/08/05 ITC Holdings Corp. MI 2.02,9.01 11/02/05 IVAX CORP FL 2.02 11/08/05 IVILLAGE INC DE 2.02,9.01 11/08/05 J P MORGAN CHASE & CO DE 9.01 11/02/05 J P MORGAN CHASE & CO DE 9.01 11/02/05 J P MORGAN CHASE & CO DE 9.01 11/02/05 J P MORGAN CHASE & CO DE 9.01 11/02/05 J P MORGAN CHASE & CO DE 9.01 11/02/05 JAMDAT MOBILE INC 2.02,9.01 11/08/05 James River Coal CO VA 2.02,9.01 11/08/05 K&F Industries Holdings, Inc. 2.02,9.01 11/07/05 KANSAS CITY SOUTHERN DE 1.01,2.01,2.03,9.01 11/02/05 KAYDON CORP DE 7.01,9.01 11/08/05 KEYNOTE SYSTEMS INC DE 5.02,9.01 11/07/05 KEYSPAN CORP NY 7.01,9.01 11/08/05 KLA TENCOR CORP DE 1.01 11/08/05 KOS PHARMACEUTICALS INC FL 1.01,9.01 11/06/05 LADENBURG THALMANN FINANCIAL SERVICES FL 8.01,9.01 11/01/05 LAM RESEARCH CORP DE 1.01,9.01 11/02/05 LAMAR ADVERTISING CO/NEW DE 2.02,7.01,9.01 11/08/05 LANDRYS RESTAURANTS INC 2.02,9.01 11/08/05 LEGG MASON INC MD 2.01,5.02,9.01 11/02/05 LEUCADIA NATIONAL CORP NY 9.01 11/08/05 LHC Group, Inc 2.02,9.01 11/08/05 LIFESTREAM TECHNOLOGIES INC NV 1.01 11/01/05 LITFUNDING CORP NV 5.02 11/04/05 LONG ISLAND PHYSICIAN HOLDINGS CORP NY 4.01 11/01/05 LOUISIANA-PACIFIC CORP DE 1.01 11/03/05 LQ CORP INC DE 1.01 11/04/05 LTC PROPERTIES INC MD 1.01,9.01 11/07/05 LYNCH INTERACTIVE CORP DE 8.01 11/08/05 MACERICH CO MD 2.02,9.01 11/08/05 MAGELLAN HEALTH SERVICES INC DE 8.01,9.01 11/07/05 MAGNA ENTERTAINMENT CORP DE 1.01,9.01 11/08/05 MAGNUS INTERNATIONAL RESOURCES, INC. NV 1.01,8.01,9.01 10/29/05 MAIR HOLDINGS INC MN 8.01 11/08/05 MANAGEMENT NETWORK GROUP INC 2.02,9.01 11/08/05 MARITRANS INC /DE/ DE 1.01,9.01 11/02/05 MARKWEST HYDROCARBON INC DE 2.01,9.01 11/01/05 MARRIOTT INTERNATIONAL INC /MD/ DE 8.01,9.01 11/08/05 MASS MEGAWATTS WIND POWER INC 3.02 11/07/05 MATRIX SERVICE CO DE 8.01,9.01 11/06/05 MAVERICK TUBE CORPORATION DE 8.01,9.01 11/08/05 MAX & ERMAS RESTAURANTS INC DE 1.01,9.01 11/02/05 MAYORS JEWELERS INC/DE DE 2.02,9.01 11/08/05 MBIA INC CT 2.02,4.02,9.01 11/04/05 MCKESSON CORP DE 2.02,9.01 11/08/05 MDC PARTNERS INC A6 5.02,7.01,9.01 11/08/05 MEADOW VALLEY CORP NV 2.02,9.01 11/08/05 MEDICALCV INC MN 1.01,5.02,9.01 11/02/05 MEDICIS PHARMACEUTICAL CORP DE 2.02,9.01 11/08/05 MEDIS TECHNOLOGIES LTD DE 2.02,9.01 11/08/05 MEMORY PHARMACEUTICALS CORP 2.02,9.01 11/08/05 MERRILL LYNCH & CO INC DE 7.01 11/08/05 METTLER TOLEDO INTERNATIONAL INC/ DE 1.01,2.03,9.01 11/07/05 METTLER TOLEDO INTERNATIONAL INC/ DE 8.01,9.01 11/03/05 MICROTEK MEDICAL HOLDINGS, INC GA 2.02,9.01 11/08/05 MILLER INDUSTRIES INC /TN/ TN 2.02,9.01 11/08/05 MIND2MARKET INC CO 1.01,2.03 11/07/05 MISONIX INC NY 2.02,9.01 11/07/05 MOLSON COORS BREWING CO CO 8.01 11/04/05 MOMENTA PHARMACEUTICALS INC DE 1.01,3.03,5.03,9.01 11/07/05 MortgageIT Holdings, Inc. MD 2.02,7.01,9.01 11/07/05 MYOGEN INC DE 7.01,9.01 11/08/05 NATIONAL AUTO CREDIT INC /DE DE 8.01,9.01 11/07/05 NATIONAL PRESTO INDUSTRIES INC WI 8.01 11/08/05 NATIONAL PROPERTY INVESTORS 5 CA 1.01,9.01 11/02/05 NATIONAL RV HOLDINGS INC DE 2.02,3.01,9.01 11/02/05 NationsHealth, Inc. DE 2.02,9.01 11/08/05 NAVISTAR INTERNATIONAL CORP DE 7.01 11/08/05 NCI BUILDING SYSTEMS INC DE 1.01 10/24/05 NCO GROUP INC PA 2.02,9.01 11/07/05 Neenah Paper Inc DE 5.02 11/03/05 NESS TECHNOLOGIES INC 2.02,7.01,9.01 11/08/05 NEUROGEN CORP DE 9.01 09/30/05 NEW MEDIUM ENTERPRISES INC NV 5.03 11/01/05 NEW MEDIUM ENTERPRISES INC NV 4.01 10/09/05 AMEND NEW WORLD RESTAURANT GROUP INC DE 8.01,9.01 11/02/05 NEWPARK RESOURCES INC DE 2.02,9.01 11/07/05 NEXIA HOLDINGS INC NV 3.02,9.01 11/08/05 NMS COMMUNICATIONS CORP DE 8.01,9.01 11/08/05 NMS COMMUNICATIONS CORP DE 2.02,7.01,9.01 11/08/05 NORTHERN TECHNOLOGIES INTERNATIONAL C DE 5.02,5.03,7.01,9.01 11/04/05 NORTHSTAR REALTY 2.02,9.01 11/08/05 NOVADEL PHARMA INC DE 7.01,8.01,9.01 11/07/05 NOVASTAR FINANCIAL INC MD 7.01,9.01 11/08/05 NOVAVAX INC DE 2.02,9.01 11/08/05 NOVOSTE CORP /FL/ FL 5.03,8.01,9.01 11/02/05 NYFIX INC DE 8.01,9.01 11/07/05 NYFIX INC DE 8.01,9.01 11/08/05 OCCAM NETWORKS INC/DE DE 2.02,9.01 11/08/05 OGLEBAY NORTON CO /OHIO/ OH 4.02,5.05,9.01 11/04/05 OLD LINE BANCSHARES INC 1.01,2.03 11/03/05 OM GROUP INC DE 2.02,9.01 11/08/05 ONYX PHARMACEUTICALS INC DE 8.01,9.01 11/03/05 OPLINK COMMUNICATIONS INC DE 8.01,9.01 11/08/05 OPTIMAL GROUP INC 7.01 11/07/05 AMEND OPTIO SOFTWARE INC GA 1.01,9.01 11/02/05 OPTION CARE INC/DE DE 2.02,9.01 11/03/05 Orange 21 Inc. DE 1.01,9.01 11/04/05 OSPREY GOLD CORP NV 8.01 11/02/05 OSTEOTECH INC DE 2.02,9.01 11/08/05 OWENS ILLINOIS INC /DE/ DE 7.01 11/07/05 Pacific Ethanol, Inc. DE 1.01,9.01 11/02/05 PARLEX CORP MA 8.01,9.01 11/08/04 PC MALL INC DE 2.02,9.01 11/08/05 PDG ENVIRONMENTAL INC DE 2.01,2.03,3.02,9.01 08/25/05 AMEND PEGASUS SOLUTIONS INC DE 2.02,9.01 11/08/05 Peninsula Gaming, LLC DE 2.02 11/07/05 PERCEPTRON INC/MI MI 2.02,9.01 11/08/05 PETROLEUM HELICOPTERS INC LA 2.02,9.01 11/07/05 PHOTON DYNAMICS INC CA 2.02,4.02,9.01 11/07/05 PINNACLE AIRLINES CORP DE 8.01,9.01 11/03/05 PIXAR \CA\ CA 2.02,9.01 11/08/05 POTASH CORP OF SASKATCHEWAN INC 4.02 11/08/05 POWER 3 MEDICAL PRODUCTS INC NY 1.01,2.03,9.01 11/03/05 POWERWAVE TECHNOLOGIES INC DE 2.02,9.01 11/03/05 PRICELINE COM INC DE 1.01,5.02,9.01 11/08/05 PRINCETON REVIEW INC DE 2.02,9.01 11/08/05 PRO-FAC COOPERATIVE INC 2.02,9.01 11/08/05 PROASSURANCE CORP DE 2.02,9.01 11/08/05 PRUDENTIAL FINANCIAL INC NJ 8.01,9.01 11/08/05 PW EAGLE INC MN 2.01,9.01 11/01/05 QUALCOMM INC/DE DE 1.01 11/02/05 QUALITY DISTRIBUTION INC FL 2.02,9.01 11/07/05 QUALITY SYSTEMS INC CA 2.01,8.01,9.01 11/03/05 QUEST RESOURCE CORP NV 1.01,3.02 11/07/05 QUICKSILVER RESOURCES INC DE 2.02,9.01 11/07/05 QUIPP INC FL 7.01,9.01 11/08/05 QWEST COMMUNICATIONS INTERNATIONAL IN DE 8.01,9.01 11/07/05 RADNOR HOLDINGS CORP DE 7.01 11/08/05 RAMTRON INTERNATIONAL CORP DE 2.02,9.01 11/08/05 RAPTOR NETWORKS TECHNOLOGY INC 3.02 08/25/05 AMEND Ready Mix, Inc. NV 2.02,9.01 11/08/05 REHABCARE GROUP INC DE 2.02,7.01,9.01 11/08/05 AMEND REMOTE MDX INC UT 3.02,9.01 11/01/05 REMOTE MDX INC UT 4.01,9.01 11/02/05 RES CARE INC /KY/ KY 7.01,9.01 11/08/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 11/08/05 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 11/08/05 RESIDENTIAL FUNDING MORTGAGE SECURITI DE 8.01,9.01 11/08/05 RIVIERA HOLDINGS CORP NV 2.02,9.01 11/08/05 RIVIERA HOLDINGS CORP NV 8.01,9.01 11/08/05 ROCKWELL MEDICAL TECHNOLOGIES INC MI 2.02,7.01 11/08/05 Roebling Financial Corp, Inc. 8.01,9.01 11/08/05 RONSON CORP NJ 2.02,9.01 11/03/05 SAFE TRANSPORTATION SYSTEMS INC FL 7.01 10/31/05 SALIX PHARMACEUTICALS LTD 2.02,9.01 11/08/05 SAVIENT PHARMACEUTICALS INC DE 2.02,9.01 11/07/05 SAXON CAPITAL INC MD 2.02,9.01 11/08/05 SAXON CAPITAL INC MD 7.01,9.01 11/08/05 SBA COMMUNICATIONS CORP FL 2.02 11/07/05 SBS TECHNOLOGIES INC NM 7.01,9.01 11/08/05 SCPIE HOLDINGS INC DE 2.02,9.01 11/08/05 SEA CONTAINERS LTD /NY/ 2.05,2.06,9.01 11/03/05 SG Mortgage Securities, LLC DE 8.01,9.01 11/08/05 SG Mortgage Securities, LLC DE 8.01,9.01 11/08/05 SHELTER PROPERTIES III LTD PARTNERSHI CA 1.01,9.01 11/02/05 SHELTER PROPERTIES IV LIMITED PARTNER SC 1.01,9.01 11/02/05 SHELTER PROPERTIES V LIMITED PARTNERS CA 1.01,9.01 11/02/05 SHELTER PROPERTIES V LIMITED PARTNERS CA 1.01,9.01 11/03/05 SHURGARD STORAGE CENTERS INC WA 2.02,9.01 11/07/05 SILICON GRAPHICS INC DE 1.01,9.01 11/02/05 SIX FLAGS INC DE 2.02,9.01 11/07/05 SKY PETROLEUM, INC. NV 5.02,7.01,9.01 11/02/05 SONIC SOLUTIONS/CA/ CA 2.02,9.01 11/08/05 SONIC SOLUTIONS/CA/ CA 8.01,9.01 11/08/05 SONUS NETWORKS INC DE 2.02,9.01 11/08/05 SOUTH JERSEY INDUSTRIES INC NJ 9.01 09/30/05 SOUTHERN COPPER CORP/ DE 8.01 11/07/05 SOUTHERN UNION CO DE 1.01,5.02,7.01,9.01 11/08/05 SOVEREIGN BANCORP INC PA 7.01,9.01 11/08/05 SPACEHAB INC \WA\ WA 2.02,9.01 11/08/05 SPANISH BROADCASTING SYSTEM INC DE 2.02,9.01 11/08/05 SPARTAN STORES INC MI 5.02,9.01 11/02/05 Specialty Underwriting & Residential DE 8.01,9.01 11/07/05 SPECTRUM ORGANIC PRODUCTS INC CA 2.02,9.01 11/07/05 SPIRIT FINANCE CORP 2.02,7.01,9.01 11/07/05 SPIRIT FINANCE CORP 1.01,9.01 11/07/05 SPORT HALEY INC CO 1.01,8.01,9.01 11/03/05 SRI SURGICAL EXPRESS INC FL 2.02,9.01 11/07/05 STELAX INDUSTRIES LTD A1 4.01 02/01/05 AMEND STIFEL FINANCIAL CORP DE 2.02,9.01 11/08/05 STRATAGENE CORP DE 2.02,8.01,9.01 11/08/05 Structured Asset Mortgage Investments DE 8.01,9.01 09/26/05 AMEND Structured Asset Mortgage Investments DE 8.01,9.01 09/26/05 AMEND SUNRISE SENIOR LIVING INC DE 2.02 11/08/05 Superior Well Services, INC DE 2.02,9.01 11/08/05 SUPREME INDUSTRIES INC DE 8.01 11/03/05 SYKES ENTERPRISES INC FL 2.02,9.01 11/07/05 T REIT INC VA 1.01,9.01 11/04/05 TBS INTERNATIONAL LTD 7.01,9.01 11/08/05 TC PIPELINES LP DE 2.02,8.01,9.01 11/02/05 AMEND TECUMSEH PRODUCTS CO MI 2.02 11/07/05 TELIK INC DE 2.02,9.01 11/08/05 TERRA INDUSTRIES INC MD 2.01 07/14/05 AMEND Texas Roadhouse, Inc. DE 2.02,9.01 11/07/05 TEXAS UNITED BANCSHARES INC TX 2.02,9.01 11/08/05 THERAVANCE INC DE 1.01,9.01 11/07/05 TIMBERLAND CO DE 1.01,8.01,9.01 11/07/05 TIME WARNER TELECOM INC DE 1.01,2.02,9.01 11/03/05 TLC VISION CORP A6 2.02,8.01,9.01 11/07/05 TODD SHIPYARDS CORP WA 8.01 10/02/05 TOLL BROTHERS INC DE 2.02,9.01 11/08/05 Tower Group, Inc. DE 2.02,9.01 11/08/05 TRANSACT TECHNOLOGIES INC DE 2.02,9.01 11/08/05 TRANSGENOMIC INC DE 2.02,9.01 11/08/05 TRANSMETA CORP DE 2.02,7.01,9.01 11/08/05 TRANSOCEAN INC E9 2.02,9.01 11/08/05 TRC COMPANIES INC /DE/ DE 1.01,9.01 11/02/05 Triangle Petroleum CORP NV 1.01,9.01 11/04/05 UBRANDIT COM NV 1.01,3.02,4.01,5.01,8.01,9.01 07/15/05 AMEND UGI UTILITIES INC PA 9.01 11/01/05 UNICO AMERICAN CORP NV 2.02 11/08/05 UNIT CORP DE 1.01,9.01 11/04/05 UNITED GUARDIAN INC DE 2.02,9.01 09/30/05 UNIVERSAL CORP /VA/ VA 2.02,8.01,9.01 11/02/05 URANERZ ENERGY CORP. NV 1.01 11/04/05 URBAN OUTFITTERS INC PA 2.02,9.01 11/03/05 URS CORP /NEW/ DE 2.02,9.01 11/08/05 US AIRWAYS GROUP INC DE 1.01 11/02/05 UST INC DE 1.01,5.02,9.01 11/08/05 VALEANT PHARMACEUTICALS INTERNATIONAL DE 2.02,9.01 11/03/05 AMEND VALENCE TECHNOLOGY INC DE 2.02,9.01 11/08/05 VALLEY FINANCIAL CORP /VA/ VA 5.02 11/07/05 VANGUARD HEALTH SYSTEMS INC DE 2.02,9.01 11/08/05 VELOCITY ASSET MANAGEMENT INC DE 5.02,9.01 11/07/05 VENTIV HEALTH INC DE 2.02,9.01 11/08/05 VERILINK CORP DE 1.01,9.01 11/08/05 VERMONT PURE HOLDINGS LTD/DE DE 1.01,5.02,8.01 11/02/05 VESTA INSURANCE GROUP INC DE 4.01,9.01 11/02/05 VIACELL INC 2.02,9.01 11/08/05 VICORP RESTAURANTS INC CO 1.02,5.02 11/03/05 VISTEON CORP DE 2.02,9.01 11/08/05 Vistula Communications Services, Inc. DE 5.02 11/02/05 VITASTI, INC. /DE/ DE 4.01,9.01 11/04/05 VITRIA TECHNOLOGY INC DE 5.02 11/03/05 VNUS MEDICAL TECHNOLOGIES INC 1.01,9.01 11/08/05 WALTER INDUSTRIES INC /NEW/ DE 5.02,9.01 11/08/05 WaMu Asset Acceptance Corp. DE 9.01 10/25/05 WaMu Asset Acceptance Corp. DE 9.01 11/07/05 WARREN RESOURCES INC MD 2.02,7.01,9.01 11/08/05 WATSON WYATT & CO HOLDINGS DE 2.02,9.01 11/08/05 WCA WASTE CORP 7.01 11/03/05 WEBSIDESTORY INC CA 2.02,9.01 11/02/05 WEBSIDESTORY INC CA 4.02 11/02/05 WEIGHT WATCHERS INTERNATIONAL INC VA 1.01,2.02,9.01 11/02/05 WESTERN GAS RESOURCES INC DE 2.02,9.01 11/08/05 WEYERHAEUSER CO WA 2.05 10/18/05 AMEND WHEELING PITTSBURGH CORP /DE/ DE 1.01,2.02,9.01 11/08/05 WINSTON HOTELS INC NC 2.02,9.01 11/08/05 WINWIN GAMING INC DE 1.01,9.01 09/30/05 WORLD HEALTH ALTERNATIVES INC FL 1.01,5.02,9.01 11/08/05 WORLD HEART CORP A6 2.02,9.01 11/08/05 WPT ENTERPRISES INC 2.02,7.01,9.01 11/07/05 WYNN RESORTS LTD 8.01 11/04/05 XL Generation International NV 4.01,9.01 11/02/05 YARDVILLE NATIONAL BANCORP NJ 2.02 11/07/05 YELLOW ROADWAY CORP DE 7.01,9.01 11/08/05 YOUNG BROADCASTING INC /DE/ DE 2.02,9.01 11/08/05 YUM BRANDS INC NC 8.01,9.01 11/07/05 ZOMAX INC /MN/ MN 2.02,9.01 11/08/05 08