SEC NEWS DIGEST Issue 2003-137 July 18, 2003 ENFORCEMENT PROCEEDINGS CEASE-AND-DESIST ORDER ISSUED AGAINST ARSIN CORPORATION AND ITS CEO FOR ROLE IN CAUSING FINANCIAL FRAUD AT UNIFY CORPORATION; CEO CONSENTS TO $50,000 CIVIL PENALTY IN SEPARATE DISTRICT COURT ACTION On July 17, the Commission instituted, and simultaneously settled, a cease-and desist proceeding against Arsin Corporation and its President and Chief Executive Officer, Danis Yadegar-Mooshiabadi, for their roles assisting another company, Unify Corporation to improperly recognize nearly $1 million in revenue on transactions with Arsin. Without admitting or denying the Commission's findings, Arsin and Yadegar consented to the issuance of a Commission order finding that they caused Unify and two of its former officers to violate certain anti-fraud and other provisions of the Securities and Exchange Act of 1934. In addition, the Commission announced that it has filed, and simultaneously settled, a separate action in federal district court against Yadegar only, in which Yadegar consented to a $50,000 penalty based on the same conduct that is the subject of the cease-and-desist proceeding against him. According to the Commission's Order Instituting Public Cease-And-Desist Proceeding, Making Findings And Issuing A Cease-And-Desist Order, on two occasions in 2000 Yadegar caused Arsin to enter into contracts to purchase a total of $1 million of software license rights from Unify. At the time Arsin entered into the contracts, it lacked the funds to pay for the software. According to the Order, in each instance Yadegar provided Unify with a check for the entire amount of the purchase, with the understanding that Unify would show the check to Unify's independent auditors and that Unify would not deposit Arsin's check until Unify had provided Arsin with the funds necessary to cover Arsin's check. Arsin later used funds it received from Unify to pay for the software. Unify initially recognized revenue on the transactions with Arsin, and filed a Form 10-Q for the quarter ended Jan. 31, 2000, and an earnings release for the year ended April 30, 2000, that improperly included this revenue. Later, following an internal investigation, Unify reversed approximately $950,000 of the revenue, as part of a larger restatement of its financial results. The Order finds that, by causing Arsin to enter into two so-called "roundtrip" deals, in which Unify provided Arsin with funds to purchase Unify product, Arsin and Yadegar caused Unify's violations of Sections 13(a) and 13(b)(2)(A) of the Securities Exchange Act of 1934, and Rules 12b-20 and 13a-13 thereunder, and also caused violations by two former Unify officers of Sections 10(b) and 13(b)(5) of the Exchange Act and Rules 10b-5, 13b2-1 and 13b2-2 thereunder. The Commission's complaint in the district court action alleges that, by the same conduct, Yadegar aided and abetted Unify's violations of Exchange Act Sections 13(a) and 13(b)(2)(A) and Exchange Act Rules 12b- 20 and 13a-13, and aided and abetted violations by two former Unify officers of Exchange Act Sections 10(b) and 13(b)(5), and Exchange Act Rules 10b-5, 13b2-1, and 13b2-2. Yadegar, without admitting or denying the allegations in the complaint, consented to a court order directing him to pay a civil penalty of $50,000 based on this conduct. (Rels. 34- 48192; AAER-1815; File No. 3-11188) DEFENDANT ROC HATFIELD HELD IN CIVIL CONTEMPT AND INCARCERATED The Commission announced that on June 12, the Honorable Richard A. Lazzara found Roc Hatfield in civil contempt and committed him to the custody of the United States Marshal Service until he paid disgorgement of $20,000 owed to an investor. A hearing was held on April 10, 2003, on the SEC's Application for an Order to Show Cause why Hatfield should not be held in civil contempt for failing to pay the investor $25,000 as required by the Court on Sept. 24, 2002. At the hearing the SEC introduced exhibits that showed that Hatfield had the financial ability to comply with the Order. Hatfield was ordered to pay $5,000 to the investor by April 25, 2003, which he did, but failed to pay the remaining $20,000 by June 9, 2003. A hearing was held on June 17, 2003, to determine whether Hatfield should remain incarcerated. The Court ordered that Hatfield remain incarcerated and scheduled a status conference for June 25, 2003. At the status conference, Hatfield agreed to a payment plan whereby he would make monthly payments to the investor and the Court released him. On July 10, 2003, Hatfield was ordered to pay monthly installments of $2,000 until such time as the sum of $20,000 is paid in full to the investor. [SEC v. Marada Global Corporation, et al., Case No. 94-CV- 1504, M.D. Fla.] (LR-18233) SEC SUES DANIEL DYER AND OXBOW CAPITAL PARTNERS, LLC FOR FRAUD On July 16, the Commission filed a complaint in federal district court in Portland, Ore., against Daniel D. Dyer, age 49 and a resident of University Place, Wash., and his wholly owned company, Oxbow Capital Partners, LLC, based in Tacoma, Wash. The complaint alleges that the defendants aided and abetted a massive Ponzi scheme perpetrated by Capital Consultants, LLC, formerly an investment adviser in Portland, Ore. The Commission previously sued Capital Consultants and its principals for fraud in September 2000. The Commission's complaint alleges that Dyer and Oxbow Partners helped Capital Consultants conceal from its clients the failure of a loan made by the former investment adviser. In November 1998, the borrower of a $160 million loan from Capital Consultants announced that it was having financial problems and stopped making loan payments. In December 1998, Dyer and Oxbow Partners purchased from Capital Consultants the failed loan at its full $160 million principal balance but were unable to make scheduled monthly payments. From July 1999 to August 2000, Dyer and Oxbow Partners entered into a series of complex transactions involving Capital Consultants that resulted in new client funds being used to repay clients invested in the failed loan. During the scheme, the defendants knew that Capital Consultants made misrepresentations to its clients about Dyer and Oxbow Partners' role in purchasing the failed loan. The Commission also charges Dyer and Oxbow Partners with fraud in connection with two securities offerings, Oxbow Capital 1999 Fund I, LLC (Oxbow Fund I) and Washington Motorcycle Partners, LLC, conducted between April 1999 and November 2000. The Commission alleges that the defendants failed to disclose to Oxbow Fund I investors that the fund's first investment would be in the failed Capital Consultants loan. The defendants also defrauded Oxbow Fund I by purporting to replace the fund's investment in the failed Capital Consultants loan with securities that the defendants did not own. In the unregistered Washington Partners offering, the defendants used offering proceeds to enrich themselves and make payments on the failed Capital Consultants loan rather than to purchase stock in a motorcycle company as represented to investors. The Commission's complaint alleges that Dyer and Oxbow Partners violated the securities registration and antifraud provisions of the federal securities laws, Sections 5(a), 5(c), and 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder, and violated and aided and abetted violations of the investment advisory antifraud provisions of Sections 206(1) and (2) of the Investment Advisers Act. In its action, the Commission seeks a final judgment against Dyer and Oxbow Partners enjoining them from future violations of the above provisions and ordering them to disgorge all ill-gotten gains and pay a civil penalty. In September 2000, the Commission charged Capital Consultants and its principals, Jeffrey L. Grayson and his son, Barclay L. Grayson, with fraud and obtained emergency relief against them, including the appointment of a receiver over Capital Consultants. On April 30, 2001, the United States District Court for the District of Oregon entered permanent injunctions against Capital Consultants and the Graysons. On Feb. 26 and Dec. 5, 2002, amended judgments of permanent injunction were entered against Barclay and Jeffrey Grayson, respectively, that did not assess a civil penalty against them based upon their demonstrated inability to pay. On Nov. 20, 2001, Barclay Grayson was sentenced to two years in prison in a related criminal action. On April 23, 2002, Jeffrey Grayson pleaded guilty to charges in a related criminal action. [SEC v. Daniel D. Dyer and Oxbow Capital Partners, LLC, Civil Action No. CV 03-968 ST, D. Or.] (LR-18234) INDICTMENT RETURNED AGAINST CHARLES DICKERSON The Commission and the United States Attorney for the Northern District of Illinois announced that on July 10, a seven-count indictment charging contempt and obstruction of justice was returned by a federal grand jury sitting in the Northern District of Illinois against Charles E. Dickerson, one of 45 defendants in the civil case SEC v. Homa. The indictment charges that, beginning in about February 2000 and continuing into January 2002, Dickerson defied court orders issued in connection with SEC v. Homa that prohibited him from spending or dissipating his assets. Specifically, the indictment charges Dickerson with five counts of contempt of court (18 USC Sec. 401), one count of obstructing the district court action filed by the SEC (18 USC Sec. 1503), and one count of obstructing the SEC's investigation (18 USC Sec. 1505). Altogether, the indictment charges that Dickerson spent about $75,000 in funds that should have been frozen and eventually returned to defrauded investors to pay his own expenses. The criminal case, U.S. v. Dickerson, 03 CR 676 (N.D. Ill.), is before U.S. District Judge Harry D. Leinenweber. Dickerson, who lives in Tennessee, will be arraigned on July 17, 2003. Dickerson faces a maximum of 10 years in prison for the charges of obstructing the court, 5 years for charges of obstructing the SEC investigation, while the contempt of court charges carry no statutory maximum sentence. Dickerson and an entity he controlled, Volunteer Enterprises, Ltd., were among the defendants named in the civil case on Oct. 15, 1999. On that date, the district court imposed a temporary restraining order and an asset freeze order against Dickerson, Volunteer, and multiple other defendants. On Feb. 15, 2002, Dickerson consented to the entry of a permanent injunction enjoining him from future violations of the federal securities laws. The amount of disgorgement and civil penalties that Dickerson and Volunteer will pay in the civil case have not yet been set. [SEC v. Charles R. Homa, Charles E. Dickerson , et al., Civil Action No. 99 CV 6895, N.D.Ill., October 15, 1999; U.S. v. Charles E. Dickerson, Criminal Action No. 03 CR 676, N.D. Ill.] (LR-18235) SEC FILES SUBPOENA ENFORCEMENT ACTION AGAINST VICE PRESIDENT OF NEUROTECH DEVELOPMENT CORPORATION On July 17, the Commission filed an action in Massachusetts federal court to enforce investigative subpoenas against Lawrence Artz, the vice president of Neurotech Development Corporation. The Commission alleges in its application filed with the court that Artz failed to comply with subpoenas requiring him to produce documents in connection with an investigation to determine whether Neurotech and others may have violated the antifraud, reporting, and books and records provisions of the Securities Exchange Act of 1934. In its application and supporting papers, the Commission alleges that, on March 20, 2003, the Commission issued a formal order of private investigation entitled In the Matter Neurotech Development Corporation, File No. B-01933. The formal order directed certain Commission staff members to undertake a private investigation to determine if there were violations of the federal securities laws. According to the Commission's court papers, the Commission staff is investigating possible material false statements made by Neurotech in press releases and in periodic reports filed with the Commission that were signed by Artz. According to the application, Commission staff issued subpoenas to Artz on March 20, 2003, and June 17, 2003, requiring him to produce documents relevant to the investigation. The Commission staff granted Artz's request for extensions of the subpoenas' return dates to July 11, 2003. As of July 17, 2003, the Commission alleges that Artz had not produced the responsive documents. [SEC v. Lawrence Artz, MBD No. 03-10154-GAO] (LR-18236) SEC OBTAINS JUDGMENT TOTALING $411,746.03 AGAINST PERPETRATORS OF INTERNET OFFERING FRAUD INVOLVING WORKERS' COMPENSATION INSURANCE SCHEME On June 16, 2003, the Honorable Marcia S. Kreiger, United States District Judge for the District of Colorado, entered a final judgment against Defendants William L. Brotherton, an unlicensed chiropractor and the sole executive officer of Defendant International Business Consortium, Inc., ordering them to pay disgorgement of $325,144, plus prejudgment interest of $36,602.03, and imposing civil money penalties of $50,000. The judgment provides that Brotherton and IBC are jointly and severally liable for the judgment debt totaling $411,746.03. The Court also resolved other pending motions in favor of the Commission and vacated a trial date previously set by the court. In previous orders, the Court had granted the Commission's motions for a default judgment against IBC and for summary judgment against Brotherton, though the Court denied the Commission's request for injunctive relief against Brotherton. The Commission's complaint, filed July 13, 2001, alleged that Brotherton and IBC raised over $300,000 by selling IBC stock without registration to over 180 investors between January and July of 2001. Holding IBC out as a promising start-up preparing to offer discount workers' compensation insurance, IBC and Brotherton deceived investors about, among other things, IBC's true state of development and operations, a future initial public offering for IBC securities, the use of investment proceeds and the risks and returns associated with the ownership of IBC stock. Brotherton misappropriated at least 25% of the offering proceeds for the personal benefit of himself and some of his relatives. The complaint charged Brotherton and IBC with violations of the registration provisions, Section 5(a), 5(c) of the Securities Act of 1933 and the antifraud provisions, Section 17(a) of the Securities Act and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. Some of the proceeds of the defendants' illegal conduct are held in bank accounts that were frozen by the court's order of July 23, 2001, which was entered upon consent in response to the Commission's application for a preliminary injunction, asset freeze and other emergency relief intended to halt the fraud. [SEC v. William L. Brotherton and International Business Consortium, Inc., Civil Action No. 01-MK-1340, USDC D. Colo.] (LR-18237) SELF REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by the NASD (SR-NASD-2003-106) relating to amendments to pilot rule in IM-10100(f) and (g) of the Code of Arbitration Procedure to require industry parties in arbitration to waive application of contested California arbitrator disclosure standards upon the request of customers or associated persons has become immediately effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 21. (Rel. 34-48187) A proposed rule change filed by OneChicago (SR-OC-2003-06) relating to MicroSector Futures has become effective under Section 19(b)(7) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of July 21. (Rel. 34-48191) A proposed rule change (SR-PCX-2003-33) filed by the Pacific Exchange relating to amendments to its Minor Rule Plan and related rules has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice in the Federal Register is expected during the week of July 21. (Rel. 34-48193) DELISTING An order has been issued granting the application of the Pacific Exchange to strike from listing and registration certain call and put options contracts issued by The Options Clearing Corporation respecting the underlying common stock of Conexant Systems Inc., effective at the opening of business on July 18. (Rel. 34-48190) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 SUNAIR ELECTRONICS INC, 3005 SW THIRD AVE, EXECUTIVE OFFICES, FORT LAUDERDALE, FL, 33315, 9545251505 - 0 ($1,780,000.00) Equity, (File 333-107103 - Jul. 17) (BR. 37) S-8 HYDROFLO INC, 3721 JUNCTION BLVD, RALEIGH, NC, 27603, 9197729925 - 162,500 ($32,500.00) Equity, (File 333-107106 - Jul. 17) (BR. 09) F-6 CYCLE & CARRIAGE LTD /FI, 239 ALEXANDRA ROAD, SINGAPORE CHINA 0315, U0, 068877, 0116564733122 - 10,000,000 ($500,000.00) ADRs/ADSs, (File 333-107107 - Jul. 17) (BR. ) S-8 CHINA RESOURCES DEVELOPMENT INC, ROOM 2105 WEST TOWER SHUN TAK CENTRE, 168-200 CONNAUGHT ROAD CENTRAL, SHEUNG WAN HONG KONG, 011- 852-28 - 209,455 ($2,628,660.00) Equity, (File 333-107108 - Jul. 17) (BR. 02) S-8 MRV COMMUNICATIONS INC, 20415 NORDHOFF ST, CHATSWORTH, CA, 91311, 8187730900 - 0 ($8,304,453.64) Equity, (File 333-107109 - Jul. 17) (BR. 36) S-8 UROPLASTY INC, 2718 SUMMER STREET NE, MINNEAPOLIS, MN, 55413, 6123781180 - 0 ($2,762,500.00) Equity, (File 333-107110 - Jul. 17) (BR. 36) S-8 EPIQ SYSTEMS INC, 501 KANSAS AVENUE, KANSAS CITY, KS, 66105-1309, 9136219500 - 0 ($27,855,400.00) Equity, (File 333-107111 - Jul. 17) (BR. 03) SB-2 PRO PHARMACEUTICALS INC, 189 WELLS ST, STE 200, NEWTON, MA, 02459, 6175590033 - 2,843,304 ($12,084,042.00) Equity, (File 333- 107112 - Jul. 17) (BR. 01) S-3 TRANSMETA CORP, 3940 FREEDOM CIRCLE, 415-413-1880, SANTA CLARA, CA, 95054, 4089193000 - 0 ($100,000,000.00) Other, (File 333- 107113 - Jul. 17) (BR. 36) S-8 LINCOLN ELECTRIC HOLDINGS INC, 22801 ST CLAIR AVE, CLEVELAND, OH, 44117, 2164818100 - 1,000,000 ($21,870,000.00) Equity, (File 333-107114 - Jul. 17) (BR. 36) S-8 QUAKER CITY BANCORP INC, 7021 GREENLEAF AVE, WHITTIER, CA, 90602, 3109072200 - 326,428 ($13,187,691.20) Equity, (File 333- 107115 - Jul. 17) (BR. 07) S-3 SICOR INC, 19 HUGHES, IRVINE, CA, 92618, 9494554700 - 0 ($37,392,599.00) Equity, (File 333-107116 - Jul. 17) (BR. 01) S-8 SICOR INC, 19 HUGHES, IRVINE, CA, 92618, 9494554700 - 0 ($1,066,500.00) Equity, (File 333-107117 - Jul. 17) (BR. 01) S-8 SICOR INC, 19 HUGHES, IRVINE, CA, 92618, 9494554700 - 0 ($31,995,000.00) Equity, (File 333-107118 - Jul. 17) (BR. 01) S-8 TRUE HEALTH INC, PO BOX 38664, DALLAS, TX, 75723-0664, 9726441200 - 7,000,000 ($4,340,000.00) Equity, (File 333-107119 - Jul. 17) (BR. 01) N-2 COHEN & STEERS QUALITY INCOME REALTY FUND INC, 757 THIRD AVENUE 20TH FLOOR, NEW YORK, NY, 10017, 2124469155 - 40 ($1,000,000.00) Equity, (File 333-107120 - Jul. 17) (BR. 22) F-1 VANEX CO LTD, 6,445,450 ($644,545.00) Equity, (File 333- 107121 - Jul. 17) (BR. ) SB-2 NOVADEL PHARMA INC, 31 STATE HIGHWAY 12, FLEMINGTON, NJ, 08822, 908-782-3431 - 4,200,461 ($8,820,968.10) Equity, (File 333-107122 - Jul. 17) (BR. 01) S-1 SPECTRASITE INC, 100 REGENCY FOREST DR, SUITE 400, CARY, NC, 27511, 9194680112 - 5,175,000 ($305,325,000.00) Equity, (File 333-107123 - Jul. 17) (BR. 37) N-2 ING SENIOR INCOME FUND, ING SENIOR INCOME FUND, 7337 E. DOUBLETREE RANCH ROAD, SCOTTSDALE, AZ, 85258, 4804773000 - 0 ($200,840,000.00) Equity, (File 333-107124 - Jul. 17) (BR. 20) N-2 COHEN & STEERS ADVANTAGE INCOME REALTY FUND INC, 757 THIRD AVE, NEW YORK, NY, 10017, 2128323232 - 40 ($1,000,000.00) Equity, (File 333-107125 - Jul. 17) (BR. 22) S-8 SOLECTRON CORP, 777 GIBRALTAR DR, MILPITAS, CA, 95035, 4089578500 - 0 ($3,604,400.00) Equity, (File 333-107127 - Jul. 17) (BR. 36) N-2 COHEN & STEERS PREMIUM INCOME REALTY FUND INC, 757 THIRD AVENUE, NEW YORK, NY, 10017, 40 ($1,000,000.00) Equity, (File 333- 107128 - Jul. 17) (BR. 22) SB-2 MIGRATEC INC, 11494 LUNA ROAD, SUITE 100, DALLAS, TX, 75234, 972-969-03 - 0 ($2,897,275.68) Equity, (File 333-107129 - Jul. 17) (BR. 03) S-8 BANCORP RHODE ISLAND INC, ONE TURKS HEAD PLACE, PROVIDENCE, RI, 02903, 4014565015 - 75,000 ($1,798,125.00) Equity, (File 333- 107130 - Jul. 17) (BR. 07) S-8 GLOBETEL COMMUNICATIONS CORP, 444 BRICKELL AVE SUITE 522, MIAMI, FL, 33131, 3055799922 - 5,000,000 ($150,000.00) Equity, (File 333-107131 - Jul. 17) (BR. 37) S-3 SLM CORP, 11600 SALLIE MAE DR, RESTON, VA, 20193, 7038103000 - 0 ($10,520,350,000.00) Equity, (File 333-107132 - Jul. 17) (BR. 07) S-3 NABI BIOPHARMACEUTICALS, 5800 PARK OF COMMERCE BLVD N W, STE 322, BOCA RATON, FL, 33487, 5619895800 - 0 ($36,640,890.00) Equity, (File 333-107134 - Jul. 17) (BR. 01) S-3 VALENCE TECHNOLOGY INC, 301 CONESTOGA WAY, HENDERSON, NV, 89015, 7025581000 - 4,000,000 ($13,600,000.00) Equity, (File 333- 107135 - Jul. 17) (BR. 36) S-1 2ND SWING INC, 5810 BAKER ROAD, MINNETONKA, MN, 55345, 9523453700 - 0 ($23,000,000.00) Equity, (File 333-107136 - Jul. 17) (BR. 02) S-3 NEXMED INC, 350 CORPORATE BLVD, ROBBINSVILLE, NJ, 08691, 6092089688 - 4,405,752 ($19,076,906.00) Equity, (File 333-107137 - Jul. 17) (BR. 01) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ABFS MORTGAGE LOAN TRUST 2003 1 DE X X 07/15/03 ADVANCED MAGNETICS INC DE X 07/16/03 ADVANCED MATERIALS GROUP INC NV X X 07/16/03 ADVANCED MEDICAL OPTICS INC DE X X 07/17/03 ADVO INC DE X X 07/17/03 AFC ENTERPRISES INC MN X X 07/15/03 AGILENT TECHNOLOGIES INC DE X 07/16/03 ALABAMA NATIONAL BANCORPORATION DE X X 07/16/03 ALFA CORP DE X 07/17/03 ALLEGHENY ENERGY INC MD X X 07/17/03 ALLIANCE BANCORP OF NEW ENGLAND INC DE X X 07/17/03 ALTRIA GROUP INC VA X X 07/17/03 AMC ENTERTAINMENT INC DE X X 07/03/03 AMCAST INDUSTRIAL CORP OH X X 07/15/03 AMERICAN MANAGEMENT SYSTEMS INC DE X X X 07/15/03 AMERICAN RESIDENTIAL INVESTMENT TRUST MD X X 07/17/03 AMERICAN TECHNOLOGY CORP /DE/ DE X X 07/17/03 ANDREW CORP DE X X 07/15/03 ANTS SOFTWARE INC DE X 07/17/03 ANWORTH MORTGAGE ASSET CORP MD X X 07/17/03 APHTON CORP DE X X 07/17/03 APTARGROUP INC DE X 07/17/03 AQUANTIVE INC WA X X 07/15/03 ARBITRON INC DE X X 07/17/03 ARTISAN COMPONENTS INC DE X X 07/17/03 ASPECT COMMUNICATIONS CORP CA X X 07/17/03 ASTEC INDUSTRIES INC TN X 07/17/03 ASTORIA FINANCIAL CORP DE X X 07/17/03 AT&T CORP NY X 06/11/03 ATA HOLDINGS CORP IN X X 07/16/03 AUBURN NATIONAL BANCORPORATION INC DE X X 07/16/03 AUTOLIV INC DE X X 07/17/03 AVI BIOPHARMA INC OR X X 07/16/03 AVID TECHNOLOGY INC DE X 06/30/03 AVNET INC NY X X 07/14/03 AVOCENT CORP DE X 07/17/03 BANCORPSOUTH INC MS X X 07/16/03 BANCWEST CORP/HI DE X X 07/16/03 BANK MUTUAL CORP X X 07/17/03 BANK OF NEW YORK CO INC NY X X 06/30/03 BANK OF SOUTH CAROLINA CORP SC X 07/17/03 BARNES GROUP INC DE X X 07/17/03 BAXTER INTERNATIONAL INC DE X X 07/17/03 BAXTER INTERNATIONAL INC DE X X 07/17/03 BEACH FIRST NATIONAL BANCSHARES INC SC X X 07/15/03 BEAR STEARNS ASSET BACKED FUND INC WH DE X X 07/15/03 BEVERLY NATIONAL CORP MA X X 07/17/03 BLUEFLY INC DE X X 07/17/03 BMC INDUSTRIES INC/MN/ MN X X 07/15/03 BNCCORP INC DE X 06/30/03 BOISE CASCADE CORP DE X X 07/17/03 BRE PROPERTIES INC /MD/ MD X X 07/15/03 BURLINGTON NORTHERN SANTA FE CORP DE X X 07/17/03 CALIFORNIA INDEPENDENT BANCORP CA X X 07/16/03 CALLAWAY GOLF CO /CA DE X 07/17/03 CALPINE CORP DE X 07/16/03 CAPSTONE TURBINE CORP DE X 07/17/03 CARNIVAL CORP DE X X 07/15/03 CATERPILLAR FINANCIAL SERVICES CORP DE X 07/17/03 CATERPILLAR INC DE X 07/17/03 CATERPILLAR INC DE X 07/17/03 CAVALIER HOMES INC DE X X 06/28/03 CBRL GROUP INC TN X X 07/17/03 CCBT FINANCIAL COMPANIES INC MA X X 07/17/03 CENTRAL WIRELESS INC UT X X 04/15/03 AMEND CERIDIAN CORP /DE/ DE X X 07/17/03 CHARLOTTE RUSSE HOLDING INC X X 07/17/03 CHARTER ONE FINANCIAL INC DE X X 07/17/03 CHASE MANHATTAN BANK USA DE X X 07/15/03 CHINA FUND INC MD X 06/30/03 CINTAS CORP WA X X 07/15/03 CITIBANK SOUTH DAKOTA N A DE X 06/30/03 CLARKSTON FINANCIAL CORP X X 07/15/03 CLASSIC BANCSHARES INC DE X X 07/14/03 CLAYTON HOMES INC DE X X 07/17/03 CLOSURE MEDICAL CORP DE X X 07/17/03 CNS INC /DE/ DE X X 07/17/03 COASTAL BANCORP INC TX X X 04/15/03 COCA COLA CO DE X 06/30/03 COLUMBUS MCKINNON CORP NY X X 07/08/03 AMEND COMMERCIAL BANKSHARES INC FL X 07/16/03 COMMONWEALTH TELEPHONE ENTERPRISES IN PA X X 07/17/03 COMMUNITY BANKS INC /PA/ PA X 06/30/03 COMMUNITY CAPITAL CORP /SC/ SC X X 07/16/03 COMMUNITY FIRST BANKSHARES INC DE X 07/17/03 CONCENTRA OPERATING CORP NV X X 07/16/03 CONCERTO SOFTWARE INC DE X X 07/17/03 CONSOLIDATED GRAPHICS INC /TX/ TX X X 07/17/03 CONSOLIDATED TOMOKA LAND CO FL X 07/17/03 CONTINENTAL AIRLINES INC /DE/ DE X X 07/17/03 COOPER TIRE & RUBBER CO DE X X 07/17/03 COTT CORP /CN/ X X 07/17/03 COURIER CORP MA X X 07/17/03 COVAD COMMUNICATIONS GROUP INC DE X X 07/16/03 CROSS COUNTRY HEALTHCARE INC DE X X 07/17/03 CROWN HOLDINGS INC PA X 07/16/03 CV THERAPEUTICS INC DE X X X 07/17/03 CWABS INC ASSET-BACKED CERTIFICATES S DE X 05/05/03 CWMBS INC DE X X 05/30/03 CYBEX INTERNATIONAL INC NY X X 07/17/03 CYPRESS SEMICONDUCTOR CORP /DE/ DE X X 07/17/03 DAVITA INC DE X X 07/15/03 DEALER AUTO RECEIVABLES CO LLC DE X X 07/15/03 DEARBORN BANCORP INC /MI/ MI X X 07/16/03 DELPHI CORP DE X 07/17/03 DELTA AIR LINES INC /DE/ DE X X 07/17/03 DELUXE CORP MN X X 07/17/03 DEUTSCHE MORT & ASSET RECEIVING CORP DE X 07/01/03 DIAMOND OFFSHORE DRILLING INC DE X X 07/17/03 DOCUMENTUM INC DE X X 07/17/03 DOMINION RESOURCES INC /VA/ VA X X X 07/17/03 DORAL FINANCIAL CORP PR X X 07/10/03 DORCHESTER MINERALS LP DE X 07/17/03 DOWNEY FINANCIAL CORP DE X X 06/30/03 DVI INC DE X X X 07/17/03 DYNACQ INTERNATIONAL INC NV X X 07/14/03 EAGLE BANCORP/MT X 07/17/03 EAGLE FINANCIAL SERVICES INC VA X X 07/16/03 EAST WEST BANCORP INC X X 07/17/03 EASTGROUP PROPERTIES INC MD X X 06/02/03 ECHELON CORP DE X X 07/15/03 ELECTRIC FUEL CORP DE X X 07/17/03 EMCLAIRE FINANCIAL CORP PA X X 07/17/03 ENERGY PRODUCERS INC NV X 07/15/03 ENSCO INTERNATIONAL INC DE X 07/17/03 ENSCO INTERNATIONAL INC DE X 07/17/03 EPIC FINANCIAL CORP NV X X 07/03/03 EQUIFAX INC GA X X 07/17/03 EQUITY ONE ABS INC DE X X 07/15/03 ESTEE LAUDER COMPANIES INC DE X 07/17/03 EURAMAX INTERNATIONAL PLC X X 07/17/03 EVANS & SUTHERLAND COMPUTER CORP UT X X 07/17/03 EXPRESSJET HOLDINGS INC DE X 07/17/03 EXPRESSJET HOLDINGS INC DE X 07/17/03 EZENIA INC DE X X 07/17/03 FACTORY CARD OUTLET CORP DE X 07/16/03 FAIRCHILD SEMICONDUCTOR INTERNATIONAL DE X X 07/17/03 FGI GROUP INC DE X X 07/17/03 FIBERMARK INC DE X 07/16/03 FIDELITY BANCORP INC PA X X 07/16/03 FIRST CAPITAL INC IN X X 07/16/03 FIRST COMMONWEALTH FINANCIAL CORP /PA PA X X 07/17/03 FIRST DATA CORP DE X X 07/17/03 FIRST ESSEX BANCORP INC DE X X 07/16/03 FIRST FINANCIAL HOLDINGS INC /DE/ DE X 07/17/03 FIRST FRANKLIN MORTGAGE LOAN TRUST 20 DE X X 06/25/03 FIRST HORIZON PHARMACEUTICAL CORP DE X X 07/17/03 FIRST INDIANA CORP IN X X 07/17/03 FIRST NATIONAL CORP /SC/ SC X X 07/17/03 FIRST NILES FINANCIAL INC DE X X 07/15/03 FIRST TENNESSEE NATIONAL CORP TN X X 07/17/03 FIRST UNION COMMERCIAL MORTGAGE PASS NC X 07/01/03 FIRST UNION NATIONAL BANK COM MORT PA NC X 07/01/03 FIRSTBANK CORP MI X X 07/17/03 FISCHER IMAGING CORP DE X X 07/17/03 FLIGHT SAFETY TECHNOLOGIES INC NV X X X 07/15/03 FLUSHING FINANCIAL CORP DE X X 06/30/03 FORTUNE BRANDS INC DE X X 07/17/03 FORTUNE DIVERSIFIED INDUSTRIES INC DE X X X 07/14/03 GB&T BANCSHARES INC GA X X 07/15/03 GE COMMERCIAL MORTGAGE CORP DE X X 07/17/03 GENERAL MOTORS ACCEPTANCE CORP DE X 07/17/03 GENERAL MOTORS CORP DE X 07/16/03 GENEREX BIOTECHNOLOGY CORP DE X 01/15/02 GENUINE PARTS CO GA X 07/17/03 GEORGIA PACIFIC CORP GA X X 07/17/03 GLOBAL PAYMENTS INC GA X X 07/17/03 GLOBESPANVIRATA INC DE X 07/15/03 GRAINGER W W INC IL X X 06/30/03 GREEN MOUNTAIN POWER CORP VT X 07/11/03 GRISTEDES FOODS INC DE X X 07/17/03 GSE SYSTEMS INC DE X 07/16/03 GUARANTY FEDERAL BANCSHARES INC DE X 06/03/03 AMEND GUIDANT CORP IN X X 06/30/03 HALF ROBERT INTERNATIONAL INC /DE/ DE X X 07/17/03 HANOVER DIRECT INC DE X X 07/17/03 HARLEYSVILLE SAVINGS FINANCIAL CORP X X 07/16/03 HARMONIC INC DE X X 07/17/03 HARVARD BIOSCIENCE INC DE X X 07/15/03 HEI INC MN X X 07/16/03 HERSHEY FOODS CORP DE X 06/30/03 HIBERNIA CORP LA X X 06/30/03 HOME EQUITY LOAN ASSET-BACKED CERTIFI DE X 07/17/03 AMEND HONEYWELL INTERNATIONAL INC DE X X 07/17/03 HORTON D R INC /DE/ DE X X 06/30/03 HUDSON RIVER BANCORP INC DE X X 07/17/03 HUDSON UNITED BANCORP NJ X X 07/16/03 HUFFY CORP OH X X 07/16/03 HUTTIG BUILDING PRODUCTS INC DE X X 07/16/03 ICU MEDICAL INC/DE DE X X 07/17/03 IDEC PHARMACEUTICALS CORP / DE DE X X 07/17/03 IDEX CORP /DE/ DE X 07/17/03 INFORMATICA CORP DE X X 07/17/03 INGERSOLL RAND CO LTD X 06/30/03 INSIGNIA SYSTEMS INC/MN MN X X 07/17/03 INSTAPAY SYSTEMS INC UT X X 07/01/03 INSWEB CORP DE X X 07/17/03 INTEGRATED DEVICE TECHNOLOGY INC DE X 07/17/03 INTERMAGNETICS GENERAL CORP NY X 07/17/03 INTERMET CORP GA X X 07/17/03 INTERNATIONAL GAME TECHNOLOGY NV X 06/28/03 INTERPORE INTERNATIONAL INC /DE/ DE X X 07/17/03 INVACARE CORP OH X X 07/17/03 IOMEGA CORP DE X 07/17/03 ITRON INC /WA/ WA X X 07/16/03 ITRON INC /WA/ WA X X 07/16/03 ITT EDUCATIONAL SERVICES INC DE X 07/17/03 IXIA CA X X 07/17/03 JACOBS ENGINEERING GROUP INC /DE/ DE X X 07/16/03 KAISER GROUP HOLDINGS INC DE X X 07/17/03 KNIGHT TRADING GROUP INC DE X 07/16/03 KNIGHT TRADING GROUP INC DE X X 07/16/03 KNIGHT TRANSPORTATION INC AZ X X 07/16/03 KVH INDUSTRIES INC \DE\ DE X 06/30/03 LANDSTAR SYSTEM INC DE X 07/17/03 LATITUDE COMMUNICATIONS INC CA X X 07/17/03 LEAR CORP /DE/ DE X X X 07/17/03 LEGG MASON INC MD X X 07/17/03 LEGGETT & PLATT INC MO X 07/16/03 LEHMAN ABS CORP REPACK AMER GEN FLOAT DE X X 07/11/03 LEXAR MEDIA INC CA X X 07/17/03 LIBERTY NATIONAL BANCSHARES INC GA X X 07/15/03 LODGENET ENTERTAINMENT CORP DE X X 07/16/03 LOGANSPORT FINANCIAL CORP IN X X 07/17/03 LONE STAR STEAKHOUSE & SALOON INC DE X X 07/16/03 LONG BEACH SECURITIES CORP DE X X X 07/10/03 LSB BANCSHARES INC /NC/ NC X X 07/15/03 M&T BANK CORP NY X 07/15/03 MADE2MANAGE SYSTEMS INC IN X X 07/17/03 MANATRON INC MI X X 07/15/03 MANGOSOFT INC NV X 07/17/03 MANGOSOFT INC NV X X 07/17/03 MANPOWER INC /WI/ WI X X 07/17/03 MARRIOTT INTERNATIONAL INC /MD/ DE X 07/17/03 MAVERICK TUBE CORPORATION DE X 07/16/03 MCCLATCHY CO DE X 07/17/03 MEDAREX INC NJ X X 07/17/03 MEDIA GENERAL INC VA X X 07/15/03 MEDICAL STAFFING NETWORK HOLDINGS INC DE X X 07/17/03 MERCER INTERNATIONAL INC WA X 07/16/03 METRIS RECEIVABLES INC DE X 06/30/03 METRIS RECEIVABLES INC DE X 06/30/03 MFB CORP IN X 06/30/03 MGM MIRAGE DE X X 07/17/03 MGM MIRAGE DE X X 07/17/03 MICROCHIP TECHNOLOGY INC DE X X 07/17/03 MICROSOFT CORP WA X 07/17/03 MID AMERICA APARTMENT COMMUNITIES INC TN X X 07/17/03 MID AMERICA APARTMENT COMMUNITIES INC TN X X 07/17/03 MIDLAND CO OH X X 07/17/03 MILACRON INC DE X X 07/17/03 MILLENNIUM BANKSHARES CORP VA X X 07/17/03 MOLECULAR DEVICES CORP DE X 06/30/03 MONEY STORE ASSET BACKED CERTIFICATES X X 05/15/03 MONEY STORE COMMERCIAL MORTGAGE INC NJ X X 07/15/03 MONEY STORE HOME EQUITY CORP KY X X 05/15/03 MONEY STORE HOME EQUITY LOAN TRUST 19 NJ X X 05/15/03 MONEY STORE HOME IMPROVEMENT LOAN BAC X X 05/15/03 MONEY STORE INVESTMENT CORP NJ X X 07/15/03 MONEY STORE SBA ADJUSTABLE RATE CERTI NJ X X 07/15/03 MONEY STORE TRUST 1998 C X X 05/15/03 MONOLITHIC SYSTEM TECHNOLOGY INC CA X X 07/17/03 MOORE MEDICAL CORP DE X X 07/10/03 MORGAN STANLEY ABS CAPITAL I INC DE X X 07/14/03 MORGAN STANLEY ABS CAPITAL I INC DE X X 07/16/03 MORGAN STANLEY ABS CAPITAL I INC DE X X 07/15/03 MORGAN STANLEY DEAN WITTER CAPITAL TR DE X 07/01/03 MORTGAGE ASSET SECURITIZATION TRANSAC DE X X 07/14/03 MOUNTAINBANK FINANCIAL CORP NC X X 07/11/03 MRO SOFTWARE INC MA X X 01/17/03 MS STRUCTURED ASSET CORP DE X 07/01/03 MS STRUCTURED ASSET CORP DE X 07/01/03 MS STRUCTURED SATURNS SERIES 2002-10 DE X 07/01/03 MS STRUCTURED SATURNS SERIES 2002-5 DE X 07/01/03 MSDW STRUCTURED SATURNS SERIES 2001-7 DE X 07/01/03 MULTI COLOR CORP OH X X 07/17/03 MUTUALFIRST FINANCIAL INC MD X X 07/17/03 NASTECH PHARMACEUTICAL CO INC DE X X 07/16/03 NATIONAL COMMERCE FINANCIAL CORP TN X X 07/17/03 NATIONAL STEEL CORP DE X X 07/16/03 NB&T FINANCIAL GROUP INC OH X 07/17/03 NESCO INDUSTRIES INC NV X 07/01/03 NETFLIX INC DE X X 07/17/03 NETNATION COMMUNICATIONS INC DE X X 07/16/03 NETSOL TECHNOLOGIES INC NV X X 07/17/03 NEW CENTURY FINANCIAL CORP DE X X 07/15/03 NEXEN INC A0 X 07/17/03 NEXT INC/TN DE X X 07/14/03 NEXTEL COMMUNICATIONS INC DE X X X 07/16/03 NEXTEL COMMUNICATIONS INC DE X X 07/16/03 NIGHTHAWK SYSTEMS INC NV X 07/17/03 AMEND NORTH AMERICAN TECHNOLOGIES GROUP INC DE X 07/15/03 NORTH ATLANTIC TRADING CO INC NY X X 07/15/03 NORTHERN EMPIRE BANCSHARES CA X X 07/16/03 NVE CORP /NEW/ MN X X 07/17/03 OLD DOMINION ELECTRIC COOPERATIVE VA X X 07/17/03 OMNICELL INC /CA/ CA X 07/17/03 OMNIVISION TECHNOLOGIES INC DE X X 07/16/03 ONESOURCE INFORMATION SERVICES INC DE X X 07/17/03 OVERTURE SERVICES INC DE X X 07/14/03 OWENS & MINOR INC/VA/ VA X X 07/16/03 OXFORD INDUSTRIES INC GA X 05/30/03 PACKETEER INC DE X X 07/17/03 PEABODY ENERGY CORP DE X X 07/16/03 PENTAIR INC MN X X 07/17/03 PEOPLES BANCORP OF NORTH CAROLINA INC NC X X 07/14/03 PEOPLES HOLDING CO MS X X X 07/16/03 PEOPLES SIDNEY FINANCIAL CORP DE X X 07/15/03 PEOPLESOFT INC DE X X 07/16/03 PEOPLESOFT INC DE X X 07/17/03 PHARMACEUTICAL PRODUCT DEVELOPMENT IN NC X X 07/16/03 PHOENIX TECHNOLOGIES LTD DE X 07/17/03 PIONEER NATURAL RESOURCES CO DE X X 07/17/03 PIXELWORKS INC OR X X 07/16/03 PMC SIERRA INC DE X X 07/17/03 PNM RESOURCES INC NM X 07/17/03 POLYCOM INC DE X X 07/17/03 PPG INDUSTRIES INC PA X X 07/17/03 PREMIER DEVELOPMENT & INVESTMENT INC NV X X 07/16/03 PREMIUM ENTERPRISES INC CO X X 07/14/03 PRENTISS PROPERTIES TRUST/MD MD X 07/17/03 PRIME RETAIL INC/BD/ MD X X 07/16/03 PRIORITY HEALTHCARE CORP IN X 07/17/03 PROVIDENT BANKSHARES CORP MD X X 07/16/03 PROVIDENT FINANCIAL GROUP INC OH X X 07/17/03 PROVIDENT FINANCIAL SERVICES INC DE X X 07/17/03 PROVIDENT FINANCIAL SERVICES INC DE X X 07/17/03 PURADYN FILTER TECHNOLOGIES INC DE X 07/16/03 PURE WORLD INC DE X X 07/17/03 PVF CAPITAL CORP OH X X 07/16/03 R&G FINANCIAL CORP PR X X 07/16/03 RADISYS CORP OR X X 07/16/03 RANGE RESOURCES CORP DE X X 07/15/03 RAYMOND JAMES FINANCIAL INC FL X X 07/17/03 REALTY PARKING PROPERTIES II LP DE X 07/15/03 REGIONS FINANCIAL CORP DE X X 07/17/03 RELIANCE STEEL & ALUMINUM CO CA X X 07/17/03 RESIDENTIAL ASSET SECURITIES CORP DE X X 07/17/03 RIGGS NATIONAL CORP DE X X 07/17/03 RIVIERA HOLDINGS CORP NV X X 07/15/03 RIVOLI BANCORP INC GA X 07/16/03 ROCKWELL COLLINS INC DE X X 07/17/03 ROGERS CORP MA X 07/16/03 ROGUE WAVE SOFTWARE INC /OR/ DE X X 07/16/03 RSA SECURITY INC/DE/ DE X X X 07/17/03 S Y BANCORP INC KY X X 07/16/03 SABRE HOLDINGS CORP DE X 07/17/03 SANTANDER BANCORP X 06/30/03 SCANSOURCE INC SC X X 07/16/03 SEARS ROEBUCK & CO NY X X 07/17/03 SEARS ROEBUCK & CO NY X X X 07/15/03 SECURE COMPUTING CORP DE X X 07/17/03 SECURITY BANK CORP GA X 07/16/03 SENSIENT TECHNOLOGIES CORP WI X X 07/16/03 SEQUOIA MORTGAGE FUNDING CORP MD X X 07/16/03 SEQUOIA RESIDENTIAL FUNDING INC X 07/17/03 SILICON VALLEY BANCSHARES DE X X 07/17/03 SIRENZA MICRODEVICES INC DE X X 05/05/03 AMEND SKY FINANCIAL GROUP INC OH X X 07/17/03 SKYWAY COMMUNICATIONS HOLDING CORP FL X X X 06/20/03 SLC STUDENT LOAN RECEIVABLES I INC DE X X 06/30/03 SLM CORP DE X 07/17/03 SMARTIRE SYSTEMS INC X 07/17/03 SMITH A O CORP DE X 07/15/03 SMITH MICRO SOFTWARE INC DE X X 07/17/03 SONICWALL INC CA X X 07/17/03 SOULFOOD CONCEPTS INC DE X X 04/07/03 SOUTH JERSEY GAS CO/NEW NJ X X 07/07/03 SOUTH JERSEY INDUSTRIES INC NJ X X 07/07/03 SOUTHCOAST FINANCIAL CORP SC X X 07/10/03 SOUTHERN FINANCIAL BANCORP INC /VA/ VA X X 07/17/03 SOUTHWESTERN ENERGY CO AR X X 07/17/03 SPECTRANETICS CORP DE X X 07/17/03 STAR SCIENTIFIC INC DE X X 07/15/03 STARCOM WIRELESS NETWORKS INC DE X X 07/17/03 STERLING BANCSHARES INC TX X X 07/17/03 STERLING BANCSHARES INC TX X X 07/17/03 STONEPATH GROUP INC DE X X 07/16/03 STRUCTURED ASSET MORTGAGE INVESTMENTS DE X X 07/02/03 SUPERIORCLEAN INC X X X X 07/07/03 SURGE COMPONENTS INC NY X X 07/15/03 SURMODICS INC MN X 07/17/03 TAIWAN FUND INC DE X 06/01/03 TARGETED GENETICS CORP /WA/ WA X X 07/15/03 TECHDYNE INC FL X 07/17/03 TECHEDGE INC DE X 07/02/03 TELEFLEX INC DE X X 07/16/03 TEMECULA VALLEY BANCORP INC DE X 07/16/03 TEXTRON INC DE X 07/17/03 TIMBERLINE SOFTWARE CORPORATION OR X X X 07/16/03 TMS MORTGAGE INC NJ X X 05/15/03 TRANSCEND SERVICES INC DE X X 07/16/03 TRANSGENOMIC INC DE X X 07/15/03 TRANSMETA CORP DE X X 07/17/03 TRANSWITCH CORP /DE DE X X X 07/16/03 TRAVELERS PROPERTY CASUALTY CORP CT X X 07/17/03 TRAVELZOO INC DE X X 07/11/03 TRIBUNE CO DE X X 07/17/03 TRUSTCO BANK CORP N Y NY X 07/15/03 AMEND TVIA INC DE X X 07/03/03 UNION BANKSHARES CORP VA X X 07/16/03 UNION PLANTERS CORP TN X 06/30/03 UNION PLANTERS CORP TN X 07/17/03 UNISYS CORP DE X X 07/17/03 UNITED SECURITY BANCSHARES INC DE X X 07/17/03 UNITED TECHNOLOGIES CORP /DE/ DE X 06/30/03 UNITEDHEALTH GROUP INC MN X X 07/17/03 USANA HEALTH SCIENCES INC UT X X 07/15/03 UTSTARCOM INC DE X 07/17/03 VALLEY NATIONAL BANCORP NJ X 06/30/03 VANS INC DE X X 07/17/03 VISUAL NETWORKS INC DE X X 07/17/03 WACHOVIA COMMERCIAL MORT SEC INC COM NC X 07/01/03 WACHOVIA CORP NEW NC X X X 07/17/03 WASHINGTON FEDERAL INC WA X 07/16/03 WASHINGTON TRUST BANCORP INC RI X X 07/17/03 WEBEX COMMUNICATIONS INC X 06/30/03 WERNER ENTERPRISES INC NE X X 07/16/03 WEST BANCORPORATION INC IA X 07/11/03 WEST MARINE INC DE X X 07/02/03 WESTBANK CORP MA X 07/17/03 WESTERN SIERRA BANCORP CA X 07/17/03 WESTINGHOUSE AIR BRAKE TECHNOLOGIES C DE X X 07/17/03 WHITNEY HOLDING CORP LA X X X 07/17/03 WINTRUST FINANCIAL CORP IL X X X 07/17/03 WIRELESS DATA SOLUTIONS INC UT X 07/16/03 AMEND WORLDCOM INC GA X X 07/09/03 WORONOCO BANCORP INC DE X X 07/17/03 X RITE INC MI X X 07/17/03 XILINX INC DE X X 07/17/03 YAHOO INC DE X X X 07/14/03 ZIONS BANCORPORATION /UT/ UT X X 07/17/03 ZOLL MEDICAL CORPORATION MA X X 07/17/03